Consti Session 6
Consti Session 6
Consti Session 6
DECISION
MENDOZA, J : p
On the same day, Abdullah, in the exercise of his duty as both Clerk of
Court and Circuit Civil Registrar, 9 issued the Invitation 10 notifying the couple
and their representatives to appear before the Shari'a Circuit Court on
February 28, 2011, in order to constitute the Agama Arbitration Council (AAC)
that would explore the possibility of reconciling the spouses. 11
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On March 24, 2011, Abdullah issued the Certificate of Registration of
Divorce 12 (CRD) finalizing the divorce between Mamiscal and Adelaidah.
Mamiscal sought the revocation of the CRD, questioning the validity of
t h e kapasadan on which the CRD was based. In his motion, Mamiscal
contended that the kapasadan was invalid considering that he did not prepare
the same. Moreover, there were no witnesses to its execution. He claimed that
he only signed the kapasadan because of Adelaidah's threats.
Mamiscal also questioned the validity of the COD, denying that he had
executed and filed the same before the office of Abdullah. Insisting that he
never really intended to divorce his wife, Mamiscal pointed out the fact that
on December 13, 2010, before the expiration of the 'iddah, he wrote his wife
13 to inform her that he was revoking the repudiation he made on September
26, 2010 and the kapasadan they entered into on the same day because he
did it on the "spur of the moment." 14
For Mamiscal, the CRD should be declared invalid considering that: a) he
was deprived of due process because the AAC, before which he and his
children were supposed to express their sentiments regarding the divorce, was
yet to be constituted; b) three days before the issuance of the CRD, Professor
Mustafa Lomala M. Dimaro, appeared before Judge Cali to discuss the
possibility of reconciliation between the parties; and c) their children, Adelah
Rima and Naim Mamiscal, prayed that the trial court advise their mother not
to proceed with the divorce. 15 In addition to the revocation of the CRD,
Mamiscal also prayed that Abdullah order the reconvening of the AAC and,
thereafter, grant the restoration of his marital rights with Adelaidah.
On April 20, 2011, Abdullah denied Mamiscal's motion. 16 In sustaining
the divorce between Mamiscal and Abdullah, Abdullah opined that it was
simply his ministerial duty to receive the COD and the attached kapasadan
filed by Adelaidah. Abdullah also noted that when the AAC was convened
during the February 28, 2010 hearing, only Mamiscal and his representatives
appeared. Considering the fact that Adelaidah manifested her opposition in
writing to any reconciliation with her husband and the fact that the 90-day
period of 'iddah had already lapsed, Abdullah ruled that any move to
reconstitute the AAC would have been futile because the divorce between
Mamiscal and his wife had already become final and irrevocable.
Contending that the issuance of the CRD was tainted with irregularity,
Mamiscal comes to this Court, through the subject complaint, charging
Abdullah with partiality, violation of due process, dishonesty, and conduct
unbecoming of a court employee.
The Charge
In his complaint, Mamiscal averred that Abdullah should not have
entertained or acted upon the COD and the kapasadan filed by Adelaidah. He
contended that under the Code of Muslim Personal Laws, a divorce under talaq
could only be filed and registered by the male spouse, considering that female
Muslims could do so only if the divorce was through tafwid. 17
Moreover, Mamiscal alleged that Abdullah "fabricated and twisted the
facts" 18 when he declared that only Mamiscal and his representative appeared
when the AAC was convened. Mamiscal insisted that Adelaidah and her
relatives were also present during the hearing of February 28, 2010, and that
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relatives were also present during the hearing of February 28, 2010, and that
the AAC was never convened because the parties agreed to reset the
proceedings so that they could explore the possibility of reconciling the
differences between them. Notwithstanding the ongoing mediation
proceedings, Abdullah proceeded to act on the COD and finalized the divorce
by issuing the CRD.
Finally, it was averred that Abdullah violated the Shari'a rules of
procedure when he initially refused to receive Mamiscal's motion for
reconsideration when it was first filed. Mamiscal also argued that Abdullah
should not have considered the opposition of Adelaidah when he denied his
attempt to seek reconsideration because he was never furnished a copy of
Adelaidah's opposition.
Abdullah's Comment
In his comment, 19 Abdullah countered that although he had the
authority to process the registration of the divorce as court registrar, he could
not be held responsible for the contents of the COD and the kapasadan
because his functions were only ministerial. Nevertheless, Abdullah asserted
that the divorce between Mamiscal and Adelaidah had already attained
finality, not only because of the lapse of the required 'iddah, but also because
the kapasadan and Adelaidah's opposition both proved that there could be no
reconciliation between the spouses.
Abdullah also discounted any impropriety for processing the unsigned
COD, arguing that since it was accompanied by the kapasadan which bore the
signature of Mamiscal and his declaration that he was divorcing his wife by
talaq — there was nothing wrong with Adelaidah filing it with his office.
Moreover, with the lapse of the 'iddah, Abdullah argued that the COD had
remained to be nothing more than a formality for the purpose of registering
the divorce with the National Statistics Office (NSO) and its issuance using the
NSO security paper.
As to the allegations pertaining to the February 28, 2010 hearing,
Abdullah stated that he only conducted the same because it was required
under the Muslim Personal Code. Abdullah explained that he did not convene
the ACC anymore not only because Adelaidah or her representatives were not
present, but also because the divorcing couple's own children wrote to him
opposing the convening of the council.
As to Mamiscal's contention that he already revoked his repudiation of
his wife, Abdullah pointed out that his office was not informed of any
revocation of the divorce. According to Abdullah, if Mamiscal had indeed
revoked his repudiation, he should have complied with the provisions of Rule
II (1) (2) of NSO Administrative Order No. 1, series of 2001, which required
the husband to file five (5) copies of his sworn statement attesting to the fact
of revocation, together with the written consent of his wife.
In its report, 20 the Office of the Court Administrator (OCA) found
Abdullah guilty of gross ignorance of the law and recommended that he be
fined in the amount of P10,000.00 with a stern warning that a repetition of
the same offense shall be dealt with severely.
On January 30, 2014, Abdullah filed a motion, 21 praying for the early
resolution of the complaint filed against him. Reiterating his plea for the
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dismissal of the said complaint, Abdullah claimed that he was due for
compulsory retirement on June 5, 2014.
The Court's Ruling
At the outset, it must first be pointed out that while it may seem to be a
related issue, the validity of the divorce between Mamiscal and Adelaidah is
not in issue here. Whether or not Mamiscal had validly effected a divorce from
his wife is a matter that must first be addressed by the Shari'a Circuit Court
which, under the Code of Muslim Personal Laws of the Philippines (Muslim
Code), 22 enjoys exclusive original jurisdiction to resolve disputes relating to
divorce.
Thus, Article 155 of the Muslim Code provides:
Article 155. Jurisdiction. — The Shari'a Circuit Courts shall have
exclusive original jurisdiction over;
(1) All cases involving offenses defined and punished under this
Code.
(2) All civil actions and proceedings between parties who are
Muslims or have been married in accordance with Article 13 involving
disputes relating to:
(a) Marriage;
(b) Divorce recognized under this Code;
(c) Betrothal or breach of contract to marry;
(d) Customary dower (mahr);
(e) Disposition and distribution of property upon
divorce;
(f) Maintenance and support, and consolatory gifts,
(mut'a); and
(g) Restitution of marital rights.
(3) All cases involving disputes relative to communal properties.
[Emphases Supplied]
Consequently, in resolving the subject complaint, the Court shall confine
itself to the sole issue of whether or not Abdullah should be held
administratively liable for his actions in connection with the registration of
the divorce between Mamiscal and Adelaidah. A priori to the resolution of the
foregoing issue is the question of whether this Court has jurisdiction to
impose administrative sanction against Abdullah for his acts.
The Court rules in the negative.
The civil registrar is the person charged by law for the recording of vital
events and other documents affecting the civil status of persons. The Civil
Registry Law embraces all acts of civil life affecting the status of persons and
is applicable to all persons residing in the Philippines. 23
To ensure the proper registration of all facets of the civil life of Muslim
Filipinos throughout the country, Article 81 of the Muslim Code provides:
Article 81. District Registrar. — The Clerk of Court of the Shari'a
District Court shall, in addition to his regular functions, act as District
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Registrar of Muslim Marriages, Divorces, Revocations of Divorces, and
Conversions within the territorial jurisdiction of said court. The Clerk of
Court of the Shari'a Circuit Court shall act as Circuit Registrar
of Muslim Marriages, Divorces, Revocations of Divorces, and
Conversions within his jurisdiction.
[Emphasis Supplied]
In view of the above-quoted provision, it becomes apparent that the
Clerk of Court of the Shari'a Circuit Court enjoys the privilege of wearing two
hats: first, as Clerk of Court of the Shari'a Circuit Court, and second, as Circuit
Registrar within his territorial jurisdiction. Although the Constitution vests the
Court with the power of administrative supervision over all courts and its
personnel, 24 this power must be taken with due regard to other prevailing
laws.
Thus, Article 185 of the Muslim Code provides:
Article 185. Neglect of duty by registrars. Any district registrar or
circuit registrar who fails to perform properly his duties in accordance
with this Code shall be penalized in accordance with Section 18
of Act 3753.
Commonwealth Act (C.A.) No. 3753 25 is the primary law that governs
the registry of civil status of persons. To ensure that civil registrars perform
their duties under the law, Section 18 of C.A. No. 3753 provides: SDHTEC
Separate Opinions
LEONEN, J., concurring:
2. Id. at 95-96.
3. Art. 45. Definition and forms. — Divorce is the formal dissolution of the marriage
bond in accordance with this Code to be granted only after the exhaustion
of all possible means of reconciliation between the spouses. It may be
effected by:
4. Rollo, p. 13.
5. Article 56, Presidential Decree (P.D.) No. 1083, otherwise known as the "Code of
Muslim Personal Laws of the Philippines" defines 'iddah as the period of
waiting prescribed for a woman whose marriage has been dissolved by
death or by divorce the completion of which shall enable her to contract a
new marriage. In connection with divorce effected through talaq, Article 161
of the same Code provides, in part, that the talaq pronounced shall not
become irrevocable until after the expiration of the prescribed 'iddah. In case
of divorce, the obligatory waiting period ('iddah) equivalent to three (3)
monthly courses from the date of divorce, should be observed; see Articles
29 and 57 of P.D. No. 1083.
6. Rollo, p. 74.
a) File every certificate of marriage (which shall specify the nature and amount of
the dower agreed upon), divorce or revocation of divorce and conversion
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and such other documents presented to him for registration;
b) Compile said certificates monthly, prepare and send any information required of
him by the District Registrar;
18. Rollo, p. 6.
28. Perkin Elmer Singapore Pte Ltd. v. Dakila Trading Corporation, 556 Phil. 822, 836
(2007); Bank of the Philippine Islands v. Sps. Evangelista, 441 Phil. 445, 453
(2002).
29. Arnado v. Buban, A.M. No. MTJ-04-1543, May 31, 2004, 430 SCRA 382, 386.
31. Entitled "An act to Create a Bureau of the Census and Statistics to consolidate
statistical activities of the government therein."
(a) . . .
(b) . . .
(c) Provide overall direction in the implementation of the Civil Registry Law and
related issuances and exercise technical supervision over the local
civil registrars as Civil Registrar General;
xxx xxx xxx
(a) . . .
(b) For efficient, effective and economical governance the purpose of which is the
general welfare of the city and its inhabitants pursuant to Section 16 of this
Code, the city mayor shall;
(1) . . .
(x) Ensure that all executive officials and employees of the municipality faithfully
discharge their duties and functions as provided by law and this Code, and
cause to be instituted administrative or judicial proceedings against any
official or employee of the municipality who may have committed as offense
in the performance of his official duties;
xxx xxx xxx
36. Section 444. The Chief Executive: Powers, Duties, Functions and Compensation.
—
(a) . . .
(b) For efficient, effective and economical governance the purpose of which is the
general welfare of the municipality and its inhabitants pursuant to Section 16
of this Code, the municipal mayor shall:
(1) Exercise general supervision and control over all programs, projects, services,
and activities of the municipal government, and in this connection, shall:
38. Appointed Local Officials Common to All Municipalities, Cities and Provinces.
39. Section 47. Disciplinary Jurisdiction. — . . .
(2) The Secretaries and heads of agencies and instrumentalities, provinces, cities
and municipalities shall have jurisdiction to investigate and decide matters
involving disciplinary action against officers and employees under their
jurisdiction. Their decisions shall be final in case the penalty imposed is
suspension for not more than thirty days or a fine in an amount not
exceeding thirty days' salary. In case the decision rendered by a bureau or
office head is appealable to the Commission, the same may be initially
appealed to the department and finally to the Commission and pending
appeal, the same shall be executory except when the penalty is removal, in
which case the same shall be executory only after confirmation by the
Secretary concerned.
40. RULE 11. Other Aspects of Registration. — All other aspects of registration such
as assigning of registry number, records keeping, submission of reports,
issuance of certifications, violation of civil registration laws, and
others shall be governed by Act 3753, Presidential Decree No.
1083, Administrative Order No. 1, Series of 1993 and other
pertinent laws, circulars and issuances.
41. Rule 15. Penalty. — Any person found violating this Order shall be liable under
the existing civil registry laws, P.D. 1083, civil service laws and other
pertinent laws.
42. Civil Service Commission v. Court of Appeals , G.R. Nos. 176162 & 178845,
October 9, 2012 682 SCRA 353, 364, citing Article IX (B) Section 2, 1987
Constitution and Book V, Title I, Subtitle A, Chapter 3, Section 12 (6) and
(11).
LEONEN, J., concurring:
2. Id. at 156.
3. 43 Phil. 1 (1922). [Per J. Johns, En Banc].
4. Id. at 6.
7. Id. at 126-127.
8. G.R. No. 196231, January 28, 2014, 714 SCRA 611 [Per J. Brion, En Banc].
9. Id. at 655.
10. Section 2. The President, the Vice-President, the Members of the Supreme
Court, the Members of the Constitutional Commissions, and the
Ombudsman may be removed from office on impeachment for, and
conviction of, culpable violation of the Constitution, treason, bribery, graft
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and corruption, other high crimes, or betrayal of public trust. All other public
officers and employees may be removed from office as provided by law, but
not by impeachment.
11. J. Leonen, Dissenting in Gonzales III v. Office of the President , G.R. No. 196231,
January 28, 2014, 714 SCRA 611, 693 [Per J. Brion, En Banc].
12. Art. 81. District Registrar. — The Clerk of Court of the Shari'a District Court shall,
in addition to his regular functions, act as District Registrar of Muslim
Marriages, Divorces, Revocations of Divorces, and Conversions within the
territorial jurisdiction of said court. The Clerk of Court of the Shari'a Circuit
Court shall act as Circuit Registrar of Muslim Marriages, Divorces,
Revocations of Divorces, and Conversions within his jurisdiction.
SYLLABUS
RESOLUTION
PER CURIAM : p
Before us are 1) Atty. Wenceslao Laureta's Motion for Reconsideration of the Per
Curiam Resolution of this Court promulgated on March 12, 1987, finding him
guilty of grave professional misconduct and suspending him indefinitely from the
practice of law; and 2) Eva Maravilla-Ilustre's Motion for Reconsideration of the
same Resolution holding her in contempt and ordering her to pay a fine of
P1,000.00.
Essentially, Atty. Laureta maintains that the Order of suspension without hearing
violated his right to life and due process of law and by reason thereof the Order
is null and void; that the acts of misconduct imputed to him are without basis;
that the charge against him that it was he who had circulated to the press copies
of the Complaint filed before the Tanodbayan is unfounded such that, even in this
Court's Resolution, his having distributed copies to the press is not stated
positively; that the banner headline which appeared in the Daily Express is
regrettable but that he was not responsible for such "misleading headline;" that
he "did nothing of the sort" being fully conscious of his responsibilities as a law
practitioner and officer of the Court; that as a former newspaperman, he would
not have been satisfied with merely circulating copies of the Complaint to the
press in envelopes where his name appears; "he himself would have written
stories about the case in a manner that sells newspapers; even a series of juicy
articles perhaps, something that would have further subjected the respondent
justices to far worse publicity;" that, on the contrary, the press conference
scheduled by Ilustre was cancelled through his efforts in order to prevent any
further adverse publicity resulting from the filing of the complaint before the
Tanodbayan; that, as a matter of fact, it was this Court's Resolution that was
serialized in the Bulletin Today, which newspaper also made him the subject of a
scathing editorial but that he "understands the cooperation because after all, the
Court rendered a favorable judgment in the Bulletin union case last year;" that
he considered it "below his dignity to plead for the chance to present his side"
with the Editor, Mr. Ben Rodriguez, "a long-time personal friend" since he "can
afford to be the sacrificial lamb if only to help the Honorable Court uphold its
integrity;" that he was called by a reporter of DZRH and was asked to comment
on the case filed before the Tanodbayan but that his remarks were confined to
the filing of the case by Ilustre herself, and that the judgment of the trial Court
had attained its finality long ago; that he is not Ilustre's counsel before the
Tanodbayan and did not prepare the complaint filed before it, his professional
services having been terminated upon the final dismissal of Ilustre's case before
this Court; that similarities in the language and phraseology used in the Ilustre
letters, in pleadings before this Court and before the Tanodbayan do not prove his
authorship since other lawyers "even of a mediocre caliber" could very easily
have reproduced them; that the discussions on the merits in the Per Curiam
Resolution are "more properly addressed to the Tanodbayan, Justice Raul M.
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Gonzales being competent to deal with the case before him; " that he takes
exception to the accusation that he has manifested lack of respect for and
exposed to public ridicule the two highest Courts of the land, all he did having
been to call attention to errors or injustice committed in the promulgation of
judgments or orders; that he has "not authorized or assisted and or abetted and
could not have prevented the contemptuous statements, conduct, acts and
malicious charges of Eva Maravilla Ilustre who was no longer his client when
these alleged acts were done; that "he is grateful to this Court for the reminder
on the first duty of a lawyer which is to the Court and not to his client, a duty
that he has always impressed upon his law students;" and finally, that "for the
record, he is sorry for the adverse publicity generated by the filing of the
complaint against the Justices before the Tanodbayan."
In her own Motion for Reconsideration, Eva Maravilla-Ilustre also raises as her
main ground the alleged deprivation of her constitutional right to due process.
She maintains that as contempt proceedings are commonly treated as criminal
in nature, the mode of procedure and rules of evidence in criminal prosecution
should be assimilated, as far as practicable, in this proceeding, and that she
should be given every opportunity to present her side. Additionally, she states
that, with some sympathetic lawyers, they made an "investigation" and learned
that the Resolution of the First Division was arrived at without any deliberation
by its members; that Court personnel were "tight-lipped about the matter, which
is shrouded mystery" thereby prompting her to pursue a course which she
thought was legal and peaceful; that there is nothing wrong in making public the
manner of voting by the Justices, and it was for that reason that she addressed
identical letters to Associate Justices Andres Narvasa, Ameurfina M. Herrera,
Isagani Cruz and Florentino Feliciano; that "if the lawyers of my opponents were
not a Solicitor General, and member of the Supreme Court and a Division
Chairman, respectively, the resolution of May 14, 1986 would not have aroused
my suspicion;" that instead of taking the law into her own hands or joining any
violent movement, she took the legitimate step of making a peaceful
investigation into how her case was decided, and brought her grievance to the
Tanodbayan "in exasperation" against those whom she felt had committed
injustice against her "in an underhanded manner."
We deny reconsideration in both instances.
The argument premised on lack of hearing and due process, is not impressed
with merit. What due process abhors is absolute lack of opportunity to be heard
(Tajonera vs. Lamaroza, et al., 110 SCRA 438 [1981]). The word "hearing" does
not necessarily connote a "trial-type" proceeding. In the showcause Resolution of
this Court, dated January 29, 1987, Atty. Laureta was given sufficient
opportunity to inform this Court of the reasons why he should not be subjected
to disciplinary action. His Answer, wherein he prayed that the disciplinary action
against him be dismissed, contained twenty-two (22) pages, double spaced. Eva
Maravilla-Ilustre was also given a like opportunity to explain her statements,
conduct, acts and charges against the Court and/or the official actions of the
Justices concerned. Her Compliance Answer, wherein she prayed that the
contempt proceeding against her be dismissed, contained nineteen (19) pages,
double spaced. Both were afforded ample latitude to explain matters fully. Atty.
Laureta denied having authored the letters written by Ilustre, his being her
counsel before the Tanodbayan, his having circularized to the press copies of the
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complaint filed before said body, and his having committed acts unworthy of his
profession. But the Court believed otherwise and found that those letters and the
charges levelled against the Justices concerned, of themselves and by
themselves, betray not only their malicious and contemptuous character, but
also the lack of respect for the two highest Courts of the land, a complete
obliviousness to the fundamental principle of separation of powers, and a wanton
disregard of the cardinal doctrine of independence of the Judiciary. Res ipsa
loquitur. Nothing more needed to have been said or proven. The necessity to
conduct any further evidentiary hearing was obviated (see People vs. Hon.
Valenzuela, G.R. Nos 63950-60, April 19, 1985, 135 SCRA 712). Atty. Laureta and
Ilustre were given ample opportunity to be heard, and were, in fact, heard.
(1)
In his Motion for Reconsideration, Atty. Laureta reiterates his allegations in his
Answer to the show-cause Resolution that his professional services were
terminated by Ilustre after the dismissal of the main petition by this Court; that
he had nothing to do with the contemptuous letters to the individual Justices;
and that he is not Ilustre's counsel before the Tanodbayan.
Significantly enough, however, copy of the Tanodbayan Resolution dismissing
Ilustre's Complaint was furnished Atty. Laureta as "counsel for the complainant"
at his address of record. Of note, too, is the fact that it was he who was following
up the Complaint before the Tanodbayan and, after its dismissal, the Motion for
Reconsideration of the Order of dismissal.
Of import, as well, is the report of Lorenzo C. Bardel, a process server of this
Court, that after having failed to serve copy of the Per Curiam Resolution of
March 12, 1987 of this Court on Ilustre personally at her address of record, "101
F. Manalo St., Cubao, Quezon City," having been informed that she is "not a
resident of the place," he proceeded to the residence of Atty. Laureta where the
latter's wife "voluntarily received the two copies of decision for her husband and
for Ms. Maravilla-Ilustre" (p. 670, Rollo, Vol. II).
That Ilustre subsequently received copy of this Court's Resolution delivered to
Mrs. Laureta is shown by the fact that she filed, as of March 27, 1987, a "Petition
for Extension of Time to file Motion for Reconsideration" and subsequently the
Motion for Reconsideration. In that Petition Ilustre acknowledged receipt of the
Resolution on March 12, 1987, the very same date Mrs. Laureta received copy
thereof. If, indeed, the lawyer-client relationship between her husband and
Ilustre had been allegedly completely severed, all Mrs. Laureta had to do was to
return to the Sheriff the copy intended for Ilustre. As it was, however, service on
Atty. Laureta proved to be service on Ilustre as well. The close tie-up between the
corespondents is heightened by the fact that three process servers of this Court
failed to serve copy of this Court's Per Curiam Resolution on Ilustre personally.
Noteworthy, as well, is that by Atty. Laureta's own admission, he was the one
called by a "reporter" of DZRH to comment on the Ilustre charges before the
Tanodbayan. If, in fact, he had nothing to do with the complaint, he would not
have been pinpointed at all. And if his disclaimer were the truth, the logical step
for him to have taken was to refer the caller to the lawyer/s allegedly assisting
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Ilustre, at the very least, out of elementary courtesy and propriety. But he did
"nothing of the sort." He gave his comment with alacrity.
The impudence and lack of respect of Atty. Laureta for this Court again surfaces
when he asserts in his Motion for Reconsideration that he "understands the
cooperation" of the Bulletin Today as manifested in the serialized publication of
the Per Curiam Resolution of this Court and his being subjected to a scathing
editorial by the same newspaper "because after all, the Court rendered a
favorable judgment in the Bulletin union case last year." The malice lurking in
that statement is most unbecoming of an officer of the Court and is an added
reason for denying reconsideration.
Further, Atty. Laureta stubbornly contends that discussions on the merits in the
Court's Per Curiam Resolution are more properly addressed to the Tanodbayan,
forgetting, however, his own discourse on the merits in his Answer to this
Court's Resolution dated January 29, 1987. He thus incorrigibly insists on
subordinating the Judiciary to the executive notwithstanding the categorical
pronouncement in the Per Curiam Resolution of March 12, 1987, that Article 204
of the Revised Penal Code has no application to the members of a collegiate
Court; that a charge of violation of the Anti-Graft and Corrupt Practices Act on
the ground that a collective decision is "unjust" cannot prosper; plus the clear and
extended dissertation in the same Per Curiam Resolution on the fundamental
principle of separation of powers and of checks and balances, pursuant to which
it is this Court "entrusted exclusively with the judicial power to adjudicate with
finality all justiciable disputes, public and private. No other department or agency
may pass upon its judgments or declare them 'unjust' upon controlling and
irresistible reasons of public policy and of sound practice."
Atty. Laureta's protestations that he has done his best to protect and uphold the
dignity of this Court are belied by environmental facts and circumstances. His
apologetic stance for the "adverse publicity" generated by the filing of the
charges against the Justices concerned before the Tanodbayan rings with
insincerity. The complaint was calculated precisely to serve that very purpose.
The threat to bring the case to "another forum of justice" was implemented to
the full. Besides, he misses the heart of the matter. Exposure to the glare of
publicity is an occupational hazard. If he has been visited with disciplinary
sanctions it is because by his conduct, acts and statements, he has, overall,
deliberately sought to destroy the "authenticity, integrity, and conclusiveness of
collegiate acts," to "undermine the role of the Supreme Court as the final arbiter
of all justiciable disputes," and to subvert public confidence in the integrity of the
Courts and the Justices concerned, and in the orderly administration of justice.
In fine, we discern nothing in Atty. Laureta's Motion for Reconsideration that
would call for a modification, much less a reversal, of our finding that he is guilty
of grave professional misconduct that renders him unfit to continue to be
entrusted with the duties and responsibilities pertaining to an attorney and
officer of the Court.
(2)
Neither do we find merit in Ilustre's Motion for Reconsideration. She has turned
deaf ears to any reason or clarification. She and her counsel have refused to
accept the untenability of their case and the inevitability of losing in Court. They
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have allowed suspicion alone to blind their actions and in so doing degraded the
administration of justice. "Investigation" was utterly uncalled for. All conclusions
and judgments of the Court, be they en banc or by Division, are arrived at only
after deliberation. The fact that no dissent was indicated in the Minutes of the
proceedings held on May 14, 1986 showed that the members of the Division
voted unanimously. Court personnel are not in a position to know the voting in
any case because all deliberations are held behind closed doors without any one
of them being present. No malicious inferences should have been drawn from
their inability to furnish the information Ilustre and Atty. Laureta desired. The
personality of the Solicitor General never came into the picture. It was Justice
Abad Santos, and not Justice Yap, who was Chairman of the First Division when
the Resolution of May 14, 1986 denying the Petition was rendered. Thereafter
Justice Yap inhibited himself from any participation. The fact that the Court en
banc upheld the challenged Resolutions of the First Division emphasizes the
unmeritoriousness of Ilustre's case irrespective of the personalities involved.
Additionally, Ilustre has been trifling with this Court. She has given our process
servers the run-around. Three of them failed to serve on her personally her copy
of this Court's Per Curiam Resolution of March 12, 1987 at her address of record.
Mrs. Laureta informed process server Lorenzo C. Bardel that Ilustre was residing
at 17-D, Quezon St., Tondo, Manila. Romeo C. Regala, another process server,
went to that address to serve copy of the Resolution but he reported:
"4. That in spite of diligent efforts to locate the address of Ms. Eva
Maravilla-Ilustre, said address could not be located;
"5. That I even asked the occupants (Cerdan Family) of No. 17 Quezon
Street, Tondo, Manila, and they informed that there is no such Ms. Eva
Maravilla-Ilustre in the neighborhood and/or in the vicinity;" . . . (p. 672,
Rollo, Vol. II).
The third process server, Nelson C. Cabesuela, was also unable to serve copy
of this Court's Resolution on Ilustre. He reported:
"2. On March 17, 1987, at about 9:30 A.M., I arrived at the house in the
address furnished at the notice of judgment (101 Felix Manalo St., Cubao,
Quezon City), and was received by an elderly woman who admitted to be
the owner of the house but vehemently refused to be identified, and told
me that she does not know the addressee Maravilla, and told me further
that she always meets different persons looking for Miss Maravilla
because the latter always gives the address of her house;
"3. That, I was reminded of an incident that I also experienced in the same
place trying to serve a resolution to Miss Maravilla which was returned
unserved because she is not known in the place; . . ." (p. 674, Rollo, Vol.
II).
And yet, in her Petition for Extension of Time and in her Motion for
Reconsideration she persists in giving that address at 101 Felix Manalo St.,
Cubao, Quezon City, where our process servers were told that she was not a
resident of and that she was unknown thereat. If for her contumacious
elusiveness and lack of candor alone, Ilustre deserves no further standing before
this Court.
SYLLABUS
DECISION
LABRADOR , J : p
This an appeal from a judgment of the Court of First Instance of Rizal, Pasay City
Branch, Honorable Jose F. Flores presiding, in habeas corpus proceeding, declaring that
the continued detention and con nement of Jean L. Arnault in the new Bilibid Prison, in
pursuance of Senate Resolution No. 114, dated November 8, 1952, is illegal, for the
reason that the Senate of the Philippines committed a clear abuse of discretion in
considering his answer naming one Jess D. Santos as the person to whom delivery of
the sum of P440,000 was made in the sale of the Buenavista and Tambobong Estate,
as a refusal to answer the question directed by the Senate committee to him, and on
the further ground that said Jean L. Arnault, by his answer, has purged himself of
contempt and is consequently entitled to be released and discharged.
Petitioner-appellee was an attorney in-fact of Ernest H. Burt in the negotiations
for the purchase of the Buenavista and Tambobong Estates by the Government of the
Philippines. The purchase was effected on October 21, 1949 and the price paid for both
estates was P5,000,000. On February 27, 1950, the Senate of the Philippines adopted
Resolution No. 8, whereby it created a Special Committee to determine "whether the
said purchase was honest, valid and proper, and whether the price involved in the deal
was fair and just, the parties responsible therefor, any other facts the Committee may
deem proper in the premises." In the investigation conducted by the Committee in
pursuance of said Resolution, petitioner-appellee was asked to whom a part of the
purchase price, or P440,000, was delivered. Petitioner- appellee refused to answer this
question, whereupon the Committee resolved on May 15, 1950, to order his
commitment to the custody of the Sergeant at-arms of the Philippines Senate and
imprisoned in the new Bilibid Prison in Rizal until such time when he shall reveal to the
Senate or to the Special Committee the name of the person who received the P440,000
and to answer questions pertinent thereto. In G. R. No. L-3820, petitioner-appellee
herein questioned the validity of the con nement so ordered, by a petition for certiorari
led in this Court. He contended that the Senate of the Philippines has no power to
punish him for contempt for refusing to reveal the name of the person to whom he
delivered the P440,000, that the Legislature lacks authority to punish him for contempt
beyond the term of the legislative session, and that the question of the Senate which he
refused to answer is an incriminating question which the appellee is not bound to
answer. All the above-mentioned contentions were adversely passed upon by the
decision of this Court, so his petition for release was denied.
In the month of December, 1951, while still in con nement in Bilibid, petitioner-
appellee executed an af davit, Exhibit A, wherein he gives in detail the history of his life,
the events surrounding the acquisition of the Buenavista and Tambobong Estates by
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Gen. Burt, the supposed circumstances under which he met one by the name of Jess D.
Santos. Upon the presentation of the said af davit to the said Senate Special
Committee, the latter subjected petitioner to questioning regarding the identity of Jess
D. Santos, and after said investigation and questioning the Committee adopted
Resolution No. 114 on November 8, 1952. This Resolution reads as follows:
"RESOLUTION APPROVING THE REPORT OF THE SPECIAL COMMITTEE TO
INVESTIGATE THE BUENAVISTA AND TAMBOBONG ESTATES DEAL, AND
ORDERING THE DIRECTOR OF PRISON TO CONTINUE HOLDING JEAN L.
ARNAULT IN HIS CUSTODY, AND IN CONFINEMENT AND DETENTION AT
THE NEW BILIBID PRISON AT MUNTINLUPA, RIZAL, UNTIL THE SAID
ARNAULT SHALL HAVE PURGED HIMSELF OF CONTEMPT OF THE
SENATE.
"WHEREAS, on the 15th May 1950 the Senate of the Philippines,
transcending divisions of party and faction in the national interest, adopted a
Resolution ordering the detention and confinement of Jean L. Arnault at the New
Bilibid Prison in Muntinlupa, Rizal, until he should have purged himself of
contempt of the Senate by revealing the person to whom he gave the sum of
P440,000 in connection with the Buenavista and Tambobong Estates deal, and by
answering other pertinent questions in connection therewith;
"WHEREAS, after considering the lengthy testimony offered by the said
Jean L. Arnault, and the report thereon rendered by the Senate Special Committee
on the said deal, the Senate holds and finds that, despite numerous and generous
opportunities offered to him at his own instance and solicitation, the said Jean L.
Arnault has failed and refused, and continues to fail and refuse, to reveal the
person to whom he gave the said amount of P440,000, and to answer other
pertinent questions in connection with the Buenavista and Tambobong estate
deal;
"WHEREAS, the Senate holds and finds that the situation of the said Jean
L. Arnault has not materially changed since he was committed to prison for
contempt of the Senate, and since the Supreme Court of the Philippines, in a
judgment long since become final, upheld the power and authority of the Senate
to hold the said Jean L. Arnault in custody, detention, and confinement, said
power and authority having been held to be coercive rather than punitive, and fully
justified until the said Jean L. Arnault should have given the information which he
had withheld and continues contumaciously to withhold;
"WHEREAS, the insolent and manifest untruthful statements made by the
said Jean L. Arnault on the occasions above referred to constitute a continuing
contempt of the Senate, and an added affront to its dignity and authority, such
that, were they to be condoned or over-looked, the power and authority of the
Senate to conduct investigations would become futile and ineffectual because
they could be defied by any person of sufficient stubbornness and malice;
"WHEREAS, the Senate holds and finds that the identity of the person to
whom the said Jean L. Arnault gave the amount of P440,000 in connection with
the Buenavista and Tambobong estates deal, and the further information which
the Senate requires and which the said Jean L. Arnault arrogantly and
contumaciously withholds, is required for the discharge of its legislative
functions, particularly so that adequate measures can be taken to prevent the
repetition of similar frauds upon the Government and the People of the
Philippines and to recover said amount; and
"WHEREAS, while not insensible to the appeal of understanding and mercy,
the Senate holds and finds that the said Jean L. Arnault, by his insolent and
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contumacious defiance of the legitimate authority of the Senate, is trifling with its
proceedings, renders himself unworthy of mercy, and, in the language of the
Supreme Court, is his own jailer, because he could open the doors of his prison at
any time by revealing the truth; now therefore, be it.
"Resolved by the Senate of the Philippines, That the Senate hold and find,
as it hereby holds and finds, that Juan L. Arnault has not purged himself of
contempt of the Senate, and has in no way altered his situation since he has
committed to coercive not punitive, imprisonment for such contempt on the 15th
day of May, 1950; and that Senate order, as it hereby orders, the Director of
Prisons to hold the said Jean L. Arnualt, in his custody, and in confinement and
detention at the New Bilibid Prison in Muntinlupa, Rizal, in coercive imprisonment,
until he should have purged himself of the aforesaid contempt to the satisfaction,
and until order to that effect, of the Senate of the Philippines or of its Special.
Committee to investigate the Buenavista and Tambobong Estates deal.
"Adopted, November 8, 1952:" (Exhibit O)
In his petition for the writ of habeas corpus in the Court of First Instance,
petitioner-appellee alleges: (1) That the acquisition by the Government, through the
Rural Progress Administration, of the Buenavista and Tambobong Estates was not
illegal nor irregular nor scandalous nor malodorous, but was in fact bene cial to the
Government; (2) that the decision of this Court in G. R. No. L-3820 declared that the
Senate did not imprison Arnault "beyond proper limitations", i.e., beyond the period
longer than arresto mayor, as this is the maximum penalty that can be imposed under
the provisions of Article 150 of the Revised Penal Code; (3) that petitioner-appellee
purged himself of the contempt charges when he disclosed the fact that the one to
whom he gave the P440,000 was Jess D. Santos, and submitted evidence in
corroboration thereof; (4) that the Senate is not justi ed in nding that the petitioner-
appellee did tell the truth when he mentioned Jess D. Santos as the person to whom he
gave the P440,000, specially on the basis of the evidence submitted to it; (5) that the
legislative purpose or intention, for which the Senate ordered the con nement may be
considered as having been accomplished, and, therefore, there is no reason for
petitioner-appellee's continued confinement.
The claim that the purchase of the Buenavista and Tambobong Estates is
bene cial to the government and is neither illegal nor irregular is beside the point. To
our mind, two questions are decisive of this case. The rst is: Did the Senate Special
Committee believe the statement of the petitioner-appellee that the person to whom he
gave the P440,000 is one by the name of Jess D. Santos and if it did not, may the court
review said nding? And the second is: If the Senate did not believe the statement, is
the continued con nement and detention of the petitioner-appellee, as ordered in
Senate Resolution of November 8, 1952, valid?
On the rst question, the Senate found as a fact that petitioner "has failed and
refused, and continues to fail and refuse, to reveal the person to whom he gave the
amount of P440,000" and that the situation of petitioner "has not materially changed
since he was committed to prison." In the rst resolution of the Senate Special
Committee of May 15, 1950, it found that petitioner "refused to reveal the name of the
persons to whom he gave the P440,000, as well as to answer other pertinent questions
related to said amount." It is clear and evident that the Senate Committee did not
believe petitioner's statement that the person to whom he delivered the above-
mentioned amount is one by the name of Jess D. Santos. The court a quo,however,
arrogating unto itself the power to review such nding, held that the "petitioner has
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satisfactorily shown that the person of Jess D. Santos actually and physically existed in
the human esh," that the opinion or conclusion of the Senate Committee is not borne
to out by the evidence produced at the investigation, that the Senate abused its
discretion in making its conclusion and that under these circumstances the only thing
that could in justice be done to petitioner is to order his release and have his case
endorsed to the prosecution branch of the judicial department for investigation and
prosecution as the circumstances warrant.
There is an inherent fundamental error in the course of action that the lower court
followed. It assumed that courts have the right to review the ndings of legislative
bodies in the exercise of the prerogative of legislation, or interfere with their
proceedings or their discretion in what is known as the legislative process.
"The courts avoid encroachment upon the legislature in its exercise of
departmental discretion in the means used to accomplish legitimate legislative
ends. Since the legislature is given a large discretion in reference to the means it
may employ to promote the general welfare, and alone may judge what means
are necessary and appropriate to accomplish an end which the Constitution
makes legitimate, the courts cannot undertake to decide whether the means
adopted by the legislature are the only means or even the best means possible to
attain the end sought, for such course would best the exercise of the police power
of the state in the judicial department. It has been said that the methods,
regulations, and restrictions to be imposed to attain results consistent with the
public welfare are purely of legislative cognizance, and the determination of the
legislature is final, except when so arbitrary as to be violative of the constitutional
rights of the citizen. Furthermore, in the absence of a clear violation of a
constitutional inhibition, the courts should assume that legislative discretion has
been properly exercised." (11 Am. Jur., pp. 901-902).
These the judicial department of the government has no right or power or authority to
do, much in the same manner that the legislative department may not invade the judicial
realm in the ascertainment of truth and in the application and interpretation of the law,
in what is known as the judicial process, because that would be in direct con ict with
the fundamental principle of separation of powers established by the Constitution.
They only instances when judicial intervention may lawfully be invoke are when there
has been a violation of a constitutional inhibition, or when there has been an arbitrary
exercise of the legislative discretion.
"Under our constitutional system, the powers of government are distributed
among three coordinate and substantially independent organs: the legislative, the
executive and the judicial. Each of these departments of the government derives
its authority from the Constitution which, in turn, is the highest expression of the
popular will. Each has exclusive cognizance of the matters within its jurisdiction,
and is supreme within its own sphere." (People of the Philippine Islands, et al. vs.
Vera, et al 65 Phil, 56; See also Angara vs. Electoral Commission, 63 Phil. 139).
All that the courts may do, in relation to the proceedings taken against petitioner
prior to his incarceration, is to determine if the constitutional guarantee of due process
has been accorded him before his incarceration by legislative order, and this because
of the mandate of the Supreme Law of the land that no man shall be deprived life,
liberty or property without due process of law. In the case at bar such right has fully
been extended the petitioner, he having been given the opportunity to be heard
personally and by counsel in all the proceedings prior to the approval of the Resolution
ordering his continued confinement.
The second question involves in turn the following propositions: Does the
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Philippines Senate have the power and authority to pass its resolution ordering the
continued con nement of the petitioner? In the supposition that such power and
authority exist, was such power legitimately exercised after the petitioner had given the
name Jess D. Santos? A study of the text of the resolution readily shows that the
Senate found that the petitioner-appellee did not disclose, by the mere giving of the
name Jess D. Santos, the identity of the person to whom the sum of P440,000 was
delivered, and, in addition thereto that petitioner withheld said identity arrogantly and
contumaciously in continued affront of the Senate's authority and dignity. Although the
resolution studiously avoids saying that the con nement is a punishment, but merely
seeks to coerce the petitioner into telling the truth, the intention is evident that the
continuation of the imprisonment ordered is in fact partly unitive. This may be inferred
from the con ning made in the resolution that petitioner-appellee's acts were arrogant
and contumacious and constituted an affront to the Senate's dignity and authority. In a
way, therefore, the petitioner's assumption that the imprisonment is punitive is justi ed
by the language of the resolution, wherefore the issue now before Us is whether the
Senate has the power to punish the contempt committed against it under the
circumstances of the case. This question is thus squarely presented before Us for
determination.
In the previous case of this same petitioner decided by this Court, G. R. No. L-
38201, Arnault vs. Nazareno, et al. (46 Off. Gaz., No. 7, 3100), it was admitted and we
had ruled that the Senate has the authority to commit a witness if he refuses to answer
a question pertinent to a legislative inquiry, to compel him to give the information, i. e.,
by reason of its coercive power, not its punitive power. It is now contented by petitioner
that if he committed an offense of contempt or perjury against the legislative body,
because he refused to reveal the identity of the person in accordance with the demands
of the Senate Committee, the legislature may not punish him, for the punishment for his
refusal should be sought through the ordinary processes of the law, i.e., by the
institution of a criminal action in a court of justice.
American legislative bodies, after which our own is patterned, have the power to
punish for contempt if the contempt has had the effect of obstructing the exercise by
the legislature of, or deterring or preventing it from exercising, its legitimate functions
(Annotation to Jurney vs. MacCraken, 79 L. ed. 814). While the power of the United
States Senate to punish for contempt was not clearly recognized in its earlier decision
(See Marshal vs. Gordon, 61 L. ed. 881), the Supreme Court of the United States two
decades ago held that such power and authority exist. In the case of Jurney vs.
MacCraken (294 U. S. 123, 79 L. ed. 802), the question before it was whether or not the
Senate could order the con nement of a private citizen because of the destruction and
removal by him of certain papers required to be produced. The court said:
SYLLABUS
DECISION
FELICIANO , J : p
On 27 November 1990, the President issued Executive Order No. 438 which imposed, in
addition to any other duties, taxes and charges imposed by law on all articles imported
into the Philippines, an additional duty of five percent (5%) ad valorem. This additional duty
was imposed across the board on all imported articles, including crude oil and other oil
products imported into the Philippines. This additional duty was subsequently increased
from five percent (5%) ad valorem to nine percent (9%) ad valorem by the promulgation of
Executive Order No. 443, dated 3 January 1991.
On 24 July 1991, the Department of Finance requested the Tariff Commission to initiate
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the process required by the Tariff and Customs Code for the imposition of a specific levy
on crude oil and other petroleum products, covered by HS Heading Nos. 27.09, 27.10 and
27.11 of Section 104 of the Tariff and Customs Code as amended. Accordingly, the Tariff
Commission, following the procedure set forth in Section 401 of the Tariff and Customs
Code, scheduled a public hearing to give interested parties an opportunity to be heard and
to present evidence in support of their respective positions.
Meantime, Executive Order No. 475 was issued by the President on 15 August 1991
reducing the rate of additional duty on all imported articles from nine percent (9%) to five
percent (5%) ad valorem, except in the cases of crude oil and other oil products which
continued to be subject to the additional duty of nine percent (9%) ad valorem. cdtai
Upon completion of the public hearings, the Tariff Commission submitted to the President
a "Report on Special Duty on Crude Oil and Oil Products" dated 16 August 1991, for
consideration and appropriate action. Seven (7) days later, the President issued Executive
Order No. 478, dated 23 August 1991, which levied (in addition to the aforementioned
additional duty of nine percent (9%) ad valorem and all other existing ad valorem duties) a
special duty of P0.95 per liter or P151.05 per barrel of imported crude oil and P1.00 per
liter of imported oil products. prLL
In the present Petition for Certiorari, Prohibition and Mandamus, petitioner assails the
validity of Executive Orders Nos. 475 and 478. He argues that Executive Orders Nos. 475
and 478 are violative of Section 24, Article VI of the 1987 Constitution which provides as
follows:
"Section 24. All appropriation, revenue or tariff bills, bills authorizing increase
of the public debt, bills of local application, and private bills shall originate
exclusively in the House of Representatives, but the Senate may propose or
concur with amendments."
He contends that since the Constitution vests the authority to enact revenue bills in
Congress, the President may not assume such power of issuing Executive Orders Nos.
475 and 478 which are in the nature of revenue-generating measures.
Petitioner further argues that Executive Orders Nos. 475 and 478 contravene Section 401
of the Tariff and Customs Code, which Section authorizes the President, according to
petitioner, to increase, reduce or remove tariff duties or to impose additional duties only
when necessary to protect local industries or products but not for the purpose of raising
additional revenue for the government.
Thus, petitioner questions first the constitutionality and second the legality of Executive
Orders Nos. 475 and 478, and asks us to restrain the implementation of those Executive
Orders. We will examine these questions in that order.
Before doing so, however, the Court notes that the recent promulgation of Executive Order
No. 517 did not render the instant Petition moot and academic. Executive Order No. 517
which is dated 30 April 1992 provides as follows:
"Section 1. Lifting of the Additional Duty. — The additional duty in the nature
of ad valoremimposed on all imported articles prescribed by the provisions of
Executive Order No. 443, as amended, is hereby lifted; Provided, however, that the
selected articles covered by HS Heading Nos. 27.09 and 27.10 of Section 104 of
the Tariff and Customs Code, as amended, subject of Annex `A' hereof, shall
continue to be subject to the additional duty of nine (9%) percent ad valorem."
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Under the above quoted provision, crude oil and other oil products continue to be
subject to the additional duty of nine percent (9%) ad valorem under Executive Order
No. 475 and to the special duty of P0.95 per liter of imported crude oil and P1.00 per
liter of imported oil products under Executive Order No. 478. prcd
Turning first to the question of constitutionality, under Section 24, Article VI of the
Constitution, the enactment of appropriation, revenue and tariff bills, like all other bills is, of
course, within the province of the Legislative rather than the Executive Department. It does
not follow, however, that therefore Executive Orders Nos. 475 and 478, assuming they may
be characterized as revenue measures, are prohibited to the President, that they must be
enacted instead by the Congress of the Philippines. Section 28(2) of Article VI of the
Constitution provides as follows:
"(2) The Congress may, by law, authorize the President to fix within specified
limits, and subject to such limitations and restrictions as it may impose, tariff
rates, import and export quotas, tonage and wharfage dues, and other duties or
imposts within the framework of the national development program of the
Government."(Emphasis supplied)
There shall be levied, collected, and paid upon all imported articles the rates of
duty indicated in the Section under this section except as otherwise specifically
provided for in this Code: Provided, that, the maximum rate shall not exceed one
hundred per cent ad valorem.
The rates of duty herein provided or subsequently fixed pursuant to Section Four
Hundred One of this Code shall be subject to periodic investigation by the Tariff
Commission and may be revised by the President upon recommendation of the
National Economic and Development Authority.
xxx xxx xxx
(Emphasis supplied)
e. The NEDA shall promulgate rules and regulations necessary to carry out
the provisions of this section.
f. Any Order issued by the President pursuant to the provisions of this section
shall take effect thirty (30) days after promulgation, except in the imposition of
additional duty not exceeding ten (10) per cent ad valorem which shall take effect
at the discretion of the President." (Underscoring supplied)
Petitioner, however, seeks to avoid the thrust of the delegated authorizations found in
Sections 104 and 401 of the Tariff and Customs Code, by contending that the President is
authorized to act under the Tariff and Customs Code only "to protect local industries and
products for the sake of the national economy, general welfare and/or national security." 2
He goes on to claim that:
"E.O. Nos. 478 and 475 having nothing to do whatsoever with the protection of
local industries and products for the sake of national economy, general welfare
and/or national security. On the contrary, they work in reverse, especially as to
crude oil, an essential product which we do not have to protect, since we produce
only minimal quantities and have to import the rest of what we need.
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These Executive Orders are avowedly solely to enable the government to raise
government finances, contrary to Sections 24 and 28 (2) of Article VI of the
Constitution, as well as to Section 401 of the Tariff and Customs Code." 3
(Emphasis in the original)
The Court is not persuaded. In the first place, there is nothing in the language of either
Section 104 or of 401 of the Tariff and Customs Code that suggest such a sharp and
absolute limitation of authority. The entire contention of petitioner is anchored on just two
(2) words, one found in Section 401 (a) (1): "existing protective rates of import duty," and
the second in the proviso found at the end of Section 401 (a): " protection levels granted in
Section 104 of this Code . . . ." We believe that the words "protective" and "protection" are
simply not enough to support the very broad and encompassing limitation which petitioner
seeks to rest on those two (2) words.
In the second place, petitioner's singular theory collides with a very practical fact of which
this Court may take judicial notice — that the Bureau of Customs which administers the
Tariff and Customs Code, is one of the two (2) principal traditional generators or
producers of governmental revenue, the other being the Bureau of Internal Revenue. (There
is a third agency, non-traditional in character, that generates lower but still comparable
levels of revenue for the government — The Philippine Amusement and Games Corporation
[PAGCOR].)
In the third place, customs duties which are assessed at the prescribed tariff rates are very
much like taxes which are frequently imposed for both revenue-raising and for regulatory
purposes. 4 Thus, it has been held that "customs duties" is "the name given to taxes on the
importation and exportation of commodities, the tariff or tax assessed upon merchandise
imported from, or exported to, a foreign country." 5 The levying of customs duties on
imported goods may have in some measure the effect of protecting local industries —
where such local industries actually exist and are producing comparable goods.
Simultaneously, however, the very same customs duties inevitably have the effect of
producing governmental revenues. Customs duties like internal revenue taxes are rarely, if
ever, designed to achieve one policy objective only. Most commonly, customs duties,
which constitute taxes in the sense of exactions the proceeds of which become public
funds 6 — have either or both the generation of revenue and the regulation of economic or
social activity as their moving purposes and frequently, it is very difficult to say which, in a
particular instance, is the dominant or principal objective. In the instant case, since the
Philippines in fact produces ten (10) to fifteen percent (15%) of the crude oil consumed
here, the imposition of increased tariff rates and a special duty on imported crude oil and
imported oil products may be seen to have some "protective" impact upon indigenous oil
production. For the effective price of imported crude oil and oil products is increased. At
the same time, it cannot be gainsaid that substantial revenues for the government are
raised by the imposition of such increased tariff rates or special duty.
In the fourth place, petitioner's concept which he urges us to build into our constitutional
and customs law, is a stiflingly narrow one. Section 401 of the Tariff and Customs Code
establishes general standards with which the exercise of the authority delegated by that
provision to the President must be consistent: that authority must be exercised in "the
interest of national economy, general welfare and/or national security." Petitioner, however,
insists that the "protection of local industries" is the only permissible objective that can be
secured by the exercise of that delegated authority, and that therefore "protection of local
industries" is the sum total or the alpha and the omega of "the national economy, general
welfare and/or national security." We find it extremely difficult to take seriously such a
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confined and closed view of the legislative standards and policies summed up in Section
401. We believe, for instance, that the protection of consumers, who after all constitute the
very great bulk of our population, is at the very least as important a dimension of "the
national economy, general welfare and national security" as the protection of local
industries. And so customs duties may be reduced or even removed precisely for the
purpose of protecting consumers from the high prices and shoddy quality and inefficient
service that tariff-protected and subsidized local manufacturers may otherwise impose
upon the community.
It seems also important to note that tariff rates are commonly established and the
corresponding customs duties levied and collected upon articles and goods which are not
found at all and not produced in the Philippines. The Tariff and Customs Code is replete
with such articles and commodities: among the more interesting examples are ivory
(Chapter 5, 5.10); castoreum or musk taken from the beaver (Chapter 5, 5.14); olives
(Chapter 7, Notes); truffles or European fungi growing under the soil on tree roots (Chapter
7, Notes); dates (Chapter 8, 8.01); figs (Chapter 8, 8.03); caviar (Chapter 16, 16.01);
aircraft (Chapter 88, 88.01); special diagnostic instruments and apparatus for human
medicine and surgery (Chapter 90, Notes); X-ray generators; X-ray tubes; X-ray screens,
etc (Chapter 90, 90.20); etc. In such cases, customs duties may be seen to be imposed
either for revenue purposes purely or perhaps, in certain cases, to discourage any
importation of the items involved. In either case, it is clear that customs duties are levied
and imposed entirely apart from whether or not there are any competing local industries to
protect.
Accordingly, we believe and so hold that Executive Orders Nos. 475 and 478 which may be
conceded to be substantially moved by the desire to generate additional public revenues,
are not, for that reason alone, either constitutionally flawed, or legally infirm under Section
401 of the Tariff and Customs Code. Petitioner has not successfully overcome the
presumptions of constitutionality and legality to which those Executive Orders are entitled.
7
The conclusion we have reached above renders it unnecessary to deal with petitioner's
additional contention that, should Executive Orders Nos. 475 and 478 be declared
unconstitutional and illegal, there should be a roll back of prices of petroleum products
equivalent to the "resulting excess money not be needed to adequately maintain the Oil
Price Stabilization Fund (OPSF)." 8
WHEREFORE, premises considered, the Petition for Certiorari, Prohibition and Mandamus
is hereby DISMISSED for lack of merit. Costs against petitioner.
SO ORDERED.
Narvasa, C . J ., Gutierrez, Jr., Cruz, Paras, Padilla, Bidin, Griño-Aquino, Medialdea, Regalado,
Davide, Jr., Romero, Nocon and Bellosillo, JJ ., concur.
Footnotes
1. This provision also existed in substantially identical terms in the 1973 Constitution
(Article VIII, Section 17 [2]), and the 1935 Constitution (Article VI, Section 22 [2]).
SYLLABUS
1. ORGANIC LAW. — By the organic law of the Philippine Islands and the
Constitution of the United States, all powers are vested in the Legislature, Executive,
and Judiciary. It is the duty of the Legislature to make the law; of the Executive; and of
the Judiciary to construe the law. The Legislature has no authority to execute or
construe the law; the Executive has no authority to make or construe the law; and the
Judiciary has no power to make or execute the law.
2. POWER. — Subject to the Constitution only, the power of each branch is
supreme within its own jurisdiction, and it is for the judiciary only to say when any Act of
the Legislature is or is not constitutional.
3. THE POWER TO DELEGATE. — The Legislature cannot delegate legislative
power to enact any law. If Act No. 2868 is a law unto itself and within itself, and it does
nothing more than to authorize the Governor-General to make rules and regulations to
carry it into effect, then the Legislature created the law. There is no delegation of power
and it is valid. One the other hand, if the act within itself does not de ne a crime and is
not complete, and some legislative act remains to be done to make it law or a crime,
the doing of which is vested in the Governor-General, the is a delegation of legislative
power, is unconstitutional and avoid.
4. No CRIME TO SELL. — After the passage of Act No. 2868, and without any
rules and regulations of the Governor-General, a dealer in rice could sell it at any price
and he would not commit a crime. There was no legislative act which made it a crime to
sell rice at any price.
5. CRIME BY PROCLAMATION. — When Act No. 2868 is analyzed, it is the
violation of the Proclamation of the Governor-General which constitutes the crime. The
alleged sale was made a crime, if at all, because of the Proclamation by the Governor-
General.
6. UNCONSTITUTIONAL. — In so far as Act No. 2868 undertakes to authorize
the Governor-General, in his discretion, to issue a proclamation xing the price and to
make the sale of it in violation of the proclamation a crime, it is unconstitutional and
void.
7. CONSTITUTION. — The Constitution is something solid, permanent and
substantial. It stability protects the rights, liberty, and property rights of the rich and the
poor alike, and its construction ought not to change with emergencies or conditions.
8. PRIVATE RIGHTS. — In the instant case, the law was not dealing with
Government property. It was dealing with private property and private rights which are
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sacred under the Constitution.
9. PRIVATE PROPERTY. — In the instant case, the rice was the personal,
private property of the defendant. The Government had not bought it, did not claim to
own it, or have any interest in it at the time the defendant sold it to one of his
customers.
10. POWER VESTED IN THE LEGISLATURE. — By the organic act and subject
only to constitutional limitations, the power to legislate and enact laws is vested
exclusively in the Legislature, which is elected by a direct vote of the people of the
Philippine Islands.
11. OPINION LIMITED. — This opinion is con ned to the right of the
Governor-General to issue a proclamation xing the maximum price at which rice
should be sold, and to make it a crime to sell it at a higher price, and to that extent
holds that it is an unconstitutional delegation of legislative power. It does not decide or
undertake to construe the constitutionality of any of the remaining portions of Act No.
2868.
DECISION
JOHNS , J : p
At its special session of 1919, the Philippine Legislature passed Act No. 2868,
entitled "An Act penalizing the monopoly and hoarding of, and speculation in palay, rice,
and corn under extraordinary circumstances, regulating the distribution and sale
thereof, and authorizing the Governor-General, with the consent of the Council of States.
to issue the necessary rules and regulations therefor, and making an appropriation for
this purpose," the material provisions of which are as follows:
"Section 1. The Governor-General is hereby authorized, whenever, for any
cause, conditions arise resulting in an extraordinary rise in the price of palay, rice or
corn, to issue and promulgate, with the consent of the Council of States, temporary
rules and emergency measures for carrying out the purpose of this Act. to wit:
"(a) To prevent the monopoly and hoarding of, and speculation in, palay rice
or corn.
"(b) To establish and maintain a government control of the distribution or
sale of the commodities referred to or have such distribution or sale made by the
Government itself.
"(c) To x, from time to time, the quantities of palay, rice, or corn that a
company or individual may acquire, and the maximum sale price that the industrial or
merchant may demand.
"(d) ...
"SEC. 2. It shall be unlawful to destroy, limit, prevent or in the other manner
obstruct the production or milling of palay, rice or corn for the purpose of raising the
prices thereof; to corner or hoard said products as defined in section three of this Act; . .
."
Section 3 de nes what shall constitute a monopoly or hoarding of palay, rice or
corn within the meaning of this Act, but does not specify the price of rice of de ne any
basis for fixing the price.
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"SEC. 4. The violations of any of the provisions of this Act or of the
regulations, orders and decrees promulgated in accordance therewith shall be
punished by a ne of not more than ve thousand pesos, or by imprisonment for not
more than two years, or both, in the discretion of the court: Provided, That in the case
of companies or corporations, the manager or administrator shall be criminally liable.
"SEC. 7. At any time that the Governor-General, with the consent of the
Council of State, shall consider that the public interest requires the application of the
provisions of this Act, he shall so declare by proclamation, and any provisions of other
laws inconsistent herewith shall from then on be temporarily suspended.
"Upon the cessation of the reasons foe which such proclamation was issued,
the Governor-General, with the consent of the Council of States, shall declare the
application of this Act to have likewise terminated, and all laws temporarily suspended
by virtue of the same shall again take effect, but such termination shall not prevent the
prosecution of any proceedings or cause begun prior to such termination, nor the ling
of any proceedings for an offense committed during the period covered by the
Governor-General's proclamation."
August 1, 1919, the Governor-General issued a proclamation xing the price at
which rice should be sold.
August 8, 1919, a complaint was led against the defendant, NAG Tang Ho,
charging him with the sale of rice at an excessive price as follows:
"The undersigned accuses NAG Tang Ho of a violation of Executive Order No.
53 of the Governor-General of the Philippines, dated the 1st of August, 1919, in relation
with the provisions of sections 1, 2 and 4 Act No. 2868, committed as follows:
"That on or about the 6th day of August, 1919, in the city of Manila, Philippine
Islands, the said NAG Tang Ho. voluntarily, illegally and criminally sold to Pedro
Trinidad, one Janet of rice at the price of eighty centavos (P.80). which is a price
greater than that xed by Executive Order No. 53 of the Governor-General of the
Philippines, dated the 1st of August, 1919, under the authority of section 1 of Act No.
2868. Contrary to law."
Upon this charge, he was tried, found guilty and sentenced to ve months'
imprisonment and to pay a ne of P500, from which he appealed to this court, claiming
that the lower court erred in nding Executive Order No. 53 of 1919, to be of any force
and effect, in nding the accused guilty of the offense charged, and in imposing the
sentence.
The o cial records show that Act was to take effect on its approval; that it was
approved July 30,1919; that the Governor-General issued his proclamation on the 1st
of August, 1919; and that the law was rst published on the 13th of August, 1919; and
that the proclamation itself was first published on the 20th of August, 1919.
The question here involves an analysis and construction of Act No. 2868, in so far
as it authorizes the Governor-General to x the price at which rice should be sold. It will
be noted that section 1 authorizes the Governor-General, with the consent of the
Council of State, for any cause resulting in an extraordinary rise in the price of palay, rice
or corn, to issue and promulgated temporary rules and emergency measures for
carrying out the purposes of the Act. By its very terms, the promulgation of temporary
rules and emergency measures is left to the discretion of the Governor-General. The
Legislature does not undertake reasons the Governor-General shall issue the
proclamation, but says that it may be issued " for any cause," and leaves the question as
to what is "any cause" to the discretion of the Governor-General. The Act also says: "For
any cause, conditions arise resulting in an extraordinary rise in the price of palay, rice or
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corn." The Legislature does not specify or de ne what is "an extraordinary rise." That is
also left to the discretion of the Governor-General. The Act also says that the Governor-
General, "with the consent of the Council of State," is authorized to issue and
promulgate "temporary rules and emergency measures for carrying out the purposes of
this Act." It does not specify or de ne what is a temporary rule or an emergency
measure, or how long such temporary rules or emergency measures shall remain in
force and effect, or when they shall take effect. That is to say the Legislature itself has
no in any manner speci ed or de ned any basis for the order, but has left it to the sole
judgment and discretion of the Governor-General to say what is or what is not "a cause,"
and what is or what is not "an extraordinary rise in the price of rice," and as to what a
temporary rule or an emergency measure for the carrying out the purpose of the Act
Under this state of facts, if the law is valid and the Governor-General issues a
proclamation xing the minimum price at which rice should be sold, any dealer who,
with or without notice, sells rice at a higher price, is a criminal. There may not have been
any cause, and the price may not have been extraordinary, and there may not have been
an emergency, but, if the Governor-General found the existence of such facts and
issued a proclamation, and rice is sold at any higher price, the seller commits a crime.
By the organic law of the Philippine Islands and the Constitution of the United
States all power are vested in the Legislative, Executive and Judiciary. It is the duty of
the Legislature to make the law; of the Executive to execute the law; and of the
Judiciary to construe the law. The Legislature has no authority to executive or construe
the law, the Executive has no authority to make or construe the law, and the Judiciary
has no power to make or executive the law. Subject to the Constitution only, the power
of each branch is supreme within its own jurisdiction, and it is for the Judiciary only to
say when any Act of the Legislature is or is not constitutional. Assuming, without
deciding, that the Legislature itself has the power to x the price at which rice is to be
sold, can it delegate that power to another, and, if so, was that power legally delegated
by Act. No. 2868? In other words, does the Act delegate legislative power to the
Governor-General? By the Organic Law, all legislative power is vested in the Legislature,
and the power conferred upon the Legislature to make laws cannot be delegated to the
Governor-General, or any one else. The Legislative cannot delegate the Legislative
power to enact any law. If Act No. 2868 is a law unto itself and within itself, and it does
nothing more than to authorize the Governor-General to make rules and regulations to
carry the law into effect, then the Legislature itself created the law. There is no
delegation of power and it is valid. On the other hand, if the Act within itself does not
de ne a crime, and is not a law, and some legislative act remains to be done to make it
a law or a crime, the doing of which is vested in the Governor-General, then the Act is a
delegation of legislative power, is unconstitutional and avoid.
The Supreme Court of the United States in what is known as the Grainer Cases
(94 U. S.. 183-187; 24 L, ed., 94), first laid down the rule:
"Railroad companies are engaged in public employment affecting the public
interest and, under the decision in Mun vs. Ill., ante subject to Legislative control as to
their rates of fare and freight unless protect by their charters.
"The Illinois statute of Mar. 23, 1874, to established reasonable maximum rates
of charges for the transportation of freights and passengers on the different railroads
of the State is not void as being repugnant to the Constitution of the United States or to
that of the State."
It was there for the rst time held in substance that a railroad was a public utility,
and that, being a public utility, the State had power to establish reasonable maximum
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freight and passenger rates. This was followed by the State of Minnesota in enacting a
similar law, providing for and empowering, a railroad commission to hear and
determine what was a just and reasonable rate. The constitutionality of this law was
attacked and upheld by the Supreme Court of Minnesota in a learned and exhaustive
opinion by Justice Mitchell, in the case of State vs. Chicago, Milwaukee & St. Paul Ribs.
Co. (38 Minn., 281), in which the court held:
"Regulations of railway tariffs — Conclusiveness of commission's tariffs . —
Under Laws 1887, c. 10, sec. 8, the determination of the railroad and warehouse
commission as to what are equal and reasonable fares rates for the transportation of
persons and property by a railway company is conclusive, and, in proceedings by
mandamus to compel compliance with the tariff of rates recommended and published
by them, no issue can be raise or inquiry had on that question.
"Same — Constitution — Delegation of power to commission. — The authority
thus given to the commission to determine, in the exercise of their discretion and
judgment, what are equal and reasonable rates, is not a delegation of legislative
power."
It will be noted that the law creating the railroad commission expressly provides
—
"That all charges by any common carrier for the transportation of passengers
and property shall be equal and reasonable."
With that as a basis for the law, power is then given to the railroad commission
to investigate all the facts, to hear and determine what is a just and reasonable rate.
Even then that law does not make the violation of the order of the commission a crime.
The only remedy is a civil proceeding. It was there held —
"That the legislature itself has the power to regulate railroad charges is now too
well settled to require either argument or citation of authority.
"The difference between the power to say what the law shall be, and the power
to adopt rules and regulations, or to investigate and determine the facts, in order to
carry into effect a law already passed, is apparent. The true distinction is between the
delegation of power to make the law, which necessarily involves a discretion as to
what it shall be, and the conferring an authority or discretion to be exercised under and
in pursuance of the law.
"The legislature enacts that all freight rates and passenger fares should be just
and reasonable. It had the undoubted power to x these rates at whatever it deemed
equal and reasonable.
"They have not delegated to the commission any authority or discretion as to
what the law shall be, — which would not be allowable, — but have merely conferred
upon it an authority and discretion, to be exercised in the execution of the law, and
under and in pursuance of it, which is entirely permissible. The legislature itself has
passed upon the expediency of the law, and what it shall be. The commission is
intrusted with no authority or discretion upon these questions. It can neither make nor
unmade a single provision of law. It is merely charged with the administration of the
law, and with no other power."
The delegation of legislative power was before the Supreme Court of Wisconsin
in Doling vs Lancaster Ins. Co. (92 Wis., 63). The opinion says:
"The true distinction is between the delegation of power to make the law, which
necessarily involves a discretion as to what it shall be and conferring authority or
discretion as to its execution, to be exercised under and in pursuance of the law. The
first cannot be done; to the latter no valid objection can be made.'
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"The act, in our judgment, wholly fails to provide de nitely and clearly what the
standard policy should contain so that it could be put in use as a uniform policy
required to take the place of all others, without the determination of the insurance
commissioner in respect to matters involving the exercise of a legislative discretion
that could not be delegated, and without which the act could not possibly be put in use
as an act in conformity to which all fire insurance policies were required to be issued.
"The result of all the cases on this subject is that a law must be complete, in all
its terms and provisions, when it leaves the legislative branch of the government, and
nothing must be left to the judgment of the electors or other appointee or delegate of
the legislature, so that, in form and substances, it is a law in all its details in presenting,
but which may be left to take effect in future, if necessary, upon the ascertainment of
any prescribed fact or event."
The delegation of legislative power was before the Supreme Court in United
States vs. Grimed (220 U. S., 506; 55 L. ed., 563), where it was held that the rules and
regulations of the Secretary of Agriculture as to a trespass on government land in a
forest reserve were valid constitutional. The Act there provided that the Secretary of
Agriculture " . . . may make such rules and regulations and establish such service as will
insure the objects of such reservation; namely, to regulate their occupancy and use, and
to preserve the forests thereon from destruction; and any violation of the provisions of
this act or such rules and regulations shall be punished, . . ."
The brief of the United States Solicitor-General says:
"In refusing permits to use s forest reservation for stock grazing, except upon
stated terms or in stated ways, the Secretary of Agriculture merely asserts and enforces
the proprietary right of the United States over land which it owns. The regulations of
the Secretary, therefore, is not an exercise of legislative, or even of administrative,
power; but is an ordinary and legitimate refusal of the landowner's authorized agent to
allow persons having no right in the land to use it as they will. The right of proprietary
control is altogether different from governmental authority."
The opinion says:
"From the beginning of the government, various acts have been passed
conferring upon executive o cers power to make rules and regulations, — not for
the government of their departments, but for administering the laws which did
govern. None of these statutes could confer legislative power. But when Congress
had legislated and indicated its will, it could give to those who were to act under
such general provisions power to ll up the details' by the establishment of
administrative rules and regulations, the violation of which be punished by ne
imprisonment xed by Congress, or by penalties xed by Congress, or measured
by the injury done.
"That 'Congress cannot delegate legislative power is a principle universally
recognized as vital to the integrity and maintenance of the system of government
ordained by the Constitution.'
"If, after the passage of the act and the promulgation the rule, the
defendants drove and grazed their sheep upon the reserve, in violation of the
regulations, they were making an unlawful use of the government's property. In
doing so they thereby made themselves liable to the penalty imposed by
Congress."
"The subject as to which the Secretary can regulate are de ned. The lands
are set apart as a forest reserve. He is required to make provision to protect them
from depredations and from harmful uses. He is authorized 'to regulate the
occupancy and use and to use to preserve the forests from destruction.' A
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violation of reasonable rules regulating the use and occupancy of the property is
made a crime, not by the Secretary, but by Congress."
The above are leading cases in the United States on the question of delegating
legislative power. It will be noted that in the "Grainer Cases," it was held that a railroad
company was a public corporation, and that a railroad was a public utility, and that, for
such reasons the Legislature had the power to x and determine just and reasonable
rates for freight and passengers.
The Minnesota case held that, so long as the rates were just and reasonable, the
legislature could delegate the power to ascertain the facts and determine from the
facts what were just and reasonable rates, and that in vesting the commission with
such power was not a delegation of legislative power.
The Wisconsin case was a civil action founded upon a "Wisconsin standard policy
of re insurance," and the court held that "the act, . . . wholly fails to provide de nitely
and clearly what the standard policy should contain, so that it could be put in use as a
uniform policy required to take the place of all others, without the determination of the
insurance commissioner in respect to matters involving the exercise of a legislative
discretion that could not be delegated.''
The case of the United States Supreme Court, supra, dealt with rules and
regulations which were promulgated by the Secretary of Agriculture for Government
land in the forest reserve. These hold that the legislature only can enact a law, and that
it cannot delegate its legislative authority.
The line of cleavage between what is and what is not a delegation of legislative
power is pointed out and clearly defined. As the Supreme Court of Wisconsin says:
"That no part of the legislative power can be delegated by the legislature to
any other department of the government, executive or judicial, is a fundamental
principle in constitutional law, essential to the integrity and maintenance of the
system of government established by the constitution.
"Where an act is clothed with all the forms of law, and is complete in and
of itself, it may be provided that it shall become operative only upon some certain
act or event, or, in like manner, that its operation shall be suspended.
The legislature cannot delegate its power to make a law, but it can make a
law to delegate a power to determine some fact or state of things upon which the
law makes, or intends to make, its own action to depend."
"All saloons in said village shall be closed at 11 o'clock P. M. each day and remain
closed until 5 o'clock on the following morning, unless by special permission of the
president."
Construing it in 136 Wis., 526 128 A. S. R., 1100, 1 the Supreme Court of that
State says:
"We regard the ordinance as void for two reasons: First, because it
attempts to confer arbitrary power upon an executive o cer, and allows him, in
executing the ordinance, to make unjust and groundless discriminations among
persons similarly situated; second, because the power to regulate saloons is a
law-making power vested in the village board, which cannot be delegated. A
legislative body cannot delegate to a mere administrative o cer power to make a
law, but it can make a law with provisions that it shall go into effect or be
suspended in its operation upon the ascertainment of a fact or state of facts by
an administrative of board. In the present case the ordinance by its terms gives
power to the president to decide arbitrarily, and in the exercise of his own
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discretion, when a saloon shall close. This is an attempt to vest legislative
discretion in him, and cannot be sustained."
The legal principle involved there is squarely in point here.
It must conceded that, after the passage of Act No. 2868, and before any rules
and regulations were promulgated by the Governor-General, a dealer in rice could sell it
at any price, even at a peso per "Janet," and that he would not commit a crime, because
there would be no law xing the price of rice, and the sale of it at any price would not be
a crime. That is to say, in the absence of a proclamation, it was not a crime to sell rice
at any price. Hence, it must follow that, if the defendant committed a crime, it was
because the Governor-General issued the proclamation. There was no act of the
Legislature making it a crime to sell rice at any price, and without the proclamation, the
sale of it at any price was not crime.
The Executive Order 1 provides"
(5) The maximum selling price of palay, rice or corn is hereby xed, for the
time being as follows:
"In Manila —
"Palay at P6.75 per sack of 1/2 kilos, or 29 centavos per Janet.
"Rice at P15 per sack of 57 1/2 kilos, or 63 centavos per Janet.
"Corn at P8 per sack of 57 1/2 kilos, or 34 centavos per Janet.
"In the provinces producing palay, rice and corn, the maximum price shall
be the Manila price less the cost of transportation from the source of supply and
necessary handling expenses to the place of sale, to be determined by the
provincial treasures or their deputies.
"In provinces, obtaining their supplies from Manila or other producing
provinces, the maximum price shall be the authorized price at the place of supply
or the Manila price as the case may be, plus the transportation cost, from the
place of supply and the necessary handling expenses, to the place of sale, to be
determined by the provincial treasurers or their deputies.
"(6) Provincial treasurers and their deputies are hereby directed to
communicate with, and execute all instructions emanating from the Director of
Commerce and Industry, for the most effective and proper enforcement of the
above regulations in their respective localities,"
The law says that the Governor-General may x "the maximum sale price that
industrial or merchant may demand." The law is a general law and not a local or special
law.
The proclamation undertakes to x one price for rice in Manila and other and
different prices in other and different provinces in the Philippines Islands, and
delegates the power to determine the other and different prices to provincial treasurers
and their deputies. Here, then, you would have a delegation of legislative power to the
Governor-General, and a delegation by him of that power to provincial treasurers and
their deputies, who "are hereby directed to communicate with, and executive all
instructions emanating from the Director of Commerce and Industry, for the most
effective and proper enforcement of the above regulations in their respective localities."
The issuance of the proclamation by the Governor-General was the exercise of the
power delegation of a power, and was even a subdelegation of that power.
Assuming that it is valid, Act No. 2868 is a general law and does not authorize the
Governor-General to x one price of rice in Manila and another price in Iloilo. It only
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purports to authorize him x the price of rice in the Philippine Islands under a law, which
is general and uniform, and not local or special. Under the terms of the law, the price of
rice xed in the proclamation must be the same all over the Islands. There cannot be
one price at Manila and another at Iloilo. Again, it is a matter of common knowledge,
and of which this court will take judicial notice, that there are many kinds of rice with
different and corresponding market values, and that there is a wide range in the price,
which varies with grade and quality. Act No. 2868 makes no distinction in price for the
grade quality of the rice, and the proclamation, upon which the defendant was tried and
convicted, xes the selling price of rice in Manila "at P15 per sack of 57 1/2 kilos, or 63
centavo per Janet," and is uniform as to all grades of rice, and says nothing about grade
or quality. Again, it will be noted that the law is con ned to palay, rice and corn. They are
products of the Philippine Islands. Hemp, tobacco, coconut, chickens, eggs, and many
other things are also products. Any law which singles out palay, rice or corn from the
numerous, but is a local or special law. If such a law is valid, then by the same principle,
the Governor-General could be authorized by proclamation to x the price of meat,
eggs chickens, coconut, hemp, and tobacco, or any other of the Islands. In the very
nature of things, all of that class of laws should be general and uniform. Otherwise,
there would be an unjust discrimination of property rights, which, under the law, must
be equal and uniform. Act No. 2868 is nothing more than a oating law, which, in the
discretion and by a proclamation of the Governor-General, makes it a oating crime to
sell rice at a price in excess of the proclamation, without regard to grade or quality.
When Act No. 2868 is analyzed, it is the violation of the proclamation of the
Governor-General which constitutes the crime. Without that proclamation, it was no
crime to sell rice at any price. In other words, the Legislature left it to the sole discretion
of the Governor-General to say what was and what was not "any cause" for enforcing
the act, and what was and what was not "an extraordinary rise in the price of palay, rice
or corn," and under certain unde ned conditions to x the price at which rice should be
sold, without regard to grade or quality, also to say whether a proclamation should be
issued, if so, when, and whether or not the law should be enforced, how long it should
be enforced, and when the law should be suspended. The Legislature did not specify or
define what was "any cause," or what was "an extraordinary rise in the price of rice, palay
or corn." Neither did it specify or de ne the conditions upon which the proclamation
should be issued. In the absence of the proclamation no crime was committed. The
alleged sale was made a crime, if at all, because the Governor-General issued the
proclamation. The act or proclamation does not say anything about the different
grades or qualities of rice, and the defendant is charged with the sale" of one Janet of
rice at the price of eighty centavos (P0.80) which is a price greater than xed by
Executive Order No. 53."
We are clearly of the opinion and hold that Act No. 2868 in so far as it undertakes
to authorize the Governor-General in his discretion to issue a proclamation, xing the
price of rice, and to make the sale of rice in violation of the proclamation a crime, is
unconstitutional and void.
It may be urged that there was an extraordinary rise in the price of rice and
pro teering, which worked a severe hardship, on the poorer classes, and that an
emergency existed, but the question here presented is the constitutionality of a
particular portion of a statute, and none of such matters is an argument for, or against,
its constitutionality.
The Constitution is something solid, permanent and substantial. Its stability
protects the life, liberty and property rights of the rich and the poor alike, and that
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protection ought not to change with the wind or any emergency condition. The
fundamental question involved in this case is the right of the people of the Philippine
Islands to be and live under a republican form of government. We make the board
statement that no state or nation, living under a republican form of government, under
the terms and conditions speci ed in Act No. 2868, has ever enacted a law delegating
the power to any one, to x the price at which rice should be sold. That power can never
be delegated under a republican form of government.
In the xing of the price at which the defendant should sell his rice, the law was
not dealing with government property. It was dealing with private property and private
rights, which are sacred under the Constitution. If this law should be sustained, upon
the same principle and for the same reason, the Legislature could authorize the
Governor-General to x the price of every product or commodity in the Philippine
Islands, and empower him to make it a crime to sell any product at any other or
different price.
It may be said that this was a war measure, and that for such reason the
provision of the Constitution should be suspended. But the stubborn fact remains that
at all times the judicial power was in full force and effect, and that while that power was
in force and effect, such a provision of the Constitution could not be, and was not,
suspended even in times of war. It may be claimed that during the war, the United
States Government undertook to, and did, x the price at which wheat and our should
be bought and sold, and that is true. There, the United States had declared war, and at
the time was at war with other nations, and it was a war measure, but it is also true that
in doing so, and as a part of the same act, the United States commandeered all the
wheat and our, and took possession of it, either or constructive, and the government
itself became the owner of the wheat and our, and xed the price to be paid for it. That
is not case. Here, the rice sold was the personal and private property of the defendant,
who sold it to one of his customers. The government had not bought and did not claim
to own the rice, or have any interest in it. and at the time of the alleged sale, it was the
personal, private property of the defendant. It may be that the law was passed in the
interest of the public, but the members of this court have taken a solemn oath to
uphold and defend the Constitution, and it ought not to be construed to meet the
changing winds or emergency conditions. Again we say that no state or nation under a
republican form of government ever enacted a law authorizing any executive, under the
conditions stated, to x the price at which a private person would sell his own rice, and
make the broad statement that no decision of any court, on principle or by analogy. will
ever be found which sustains the constitutionality of that particular portion of Act No.
2868 here in question. By the terms of the Organic Act, subject only to constitutional
limitations, the power Legislature, which is elated by a direct vote of the people of the
Philippine Island. As to the question here involved, the authority of the Governor-General
to x the maximum price at which palay, rice and corn may be sold in the manner and
under the conditions stated is a delegation of legislative power in violation of the
organic law.
This opinion is con ned to the particular question here involved, which is the right
of the Governor-General, upon the terms and conditions stated in the Act, to x the
price of rice and make it a crime to sell it at a higher price, and which holds that portion
of the Act unconstitutional. It does not decide or undertake to construe the
constitutionality of any of the remaining of the Act.
The judgment of the lower court is reversed, and the defendant discharged. So
ordered.
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Araullo, C. J., Johnson, Street, and Ostrand, JJ., concur.
Romualdez, J., concurs in the result.
Separate Opinions
MALCOLM , J., with whom concur AVANCENA and VILLAMOR JJ., concurring :
I concur in the result for reasons which reach both the facts and the law. In the
rst place, as to the facts, — one cannot be convicted ex post facto of a violation of a
law and of an executive order issued pursuant to the law, when the alleged violation
thereof occurred on August 6, 1919, while the Act of the Legislature in question was not
published until August 13, 1919, and the order was not published until August 20,1919.
In the second place, as to the law, — one cannot be convicted of a violation of a law or
an order issued pursuant to the law when both the law and the order fail to set up an
ascertainable standard of guilt. (U. S. vs Cohen Grocery Company [1921], 255 U. S., 81,
holding section 4 of the Federal Food Control Act of August 10, 1917, as amended,
invalid.)
In order that there may not be any misunderstanding of our position, I would
respectfully invite attention to the decision of the United States Supreme Court in
German Alliance Ins. Co. vs. Lewis [1914, 233 U. S., 389), concerning the legislative
regulation of the prices charged by businesses affected with a public interest, and to
another decision of the United States Supreme Court, that of Marshall Field & Co. vs.
Clark [1892] U. S., 649], which adopts as its own the principle laid down in the case of
Locke's Appeal [1873], 72 Pa. St., 491). namely: "The Legislature cannot delegate its
power to make a law: but it can make a law to delegate a power to determine some
fact or state of things upon which the law makes or intends to make, its own action
depend. To deny this would be to stop the wheels of government. There are many
things upon which wise and useful legislation must depend which cannot be know to
law-making power, and must, therefore, be a subject of inquiry and determination
outside of the halls legislation.
Footnotes
SYLLABUS
DECISION
DAVIDE, JR. , J : p
(2) Even granting that the POEA has that power, it, nevertheless, violated the
standards for its exercise.
(4) The resolution and the memorandum circular are not valid acts of the
Governing Board because the private sector representative mandated by
the law has not been appointed by the President since the creation of the
POEA.
WHEREAS, the Administration under its mandate has the power and function to
secure the best terms and conditions of employment of Filipino contract workers
and ensure compliance therewith; prcd
WHEREAS, for the interest of Filipino seafarers and their families, there is an
urgent need to improve and realign the minimum compensation and other
bene ts provided under the POEA Standard Employment Contract for seafarers in
order to keep them at par with prevailing international standards and those
provided under collective bargaining agreements.
NOW, THEREFORE, the POEA Governing Board, in a meeting duly convened,
hereby resolves to amend and increase the compensation and other bene ts as
speci ed under Part II, Section C, paragraph 1 and Section L, paragraphs 1 and 2
of the POEA Standard Employment Contract for Seafarers which shall henceforth
read as follows:
I. "Section C. COMPENSATION AND BENEFITS
1. In case of death of the seamen during the term of his Contract, the
employer shall pay his bene ciaries the Philippine Currency equivalent to
the amount of US$50,000 and an additional amount of US$7,000 to each
child under the age of twenty-one (21) but not exceeding four children at
the exchange rate prevailing during the time of payment.
In their comment, the public respondents contend that the petition is without
merit and should be dismissed because (a) the issuance of the challenged resolution
and memorandum circular was a valid exercise of the POEA's rule-making authority or
power of subordinate legislation which this Court had sustained in Eastern Shipping
Lines, Inc. vs. POEA; 4 (b) the "non-appointment" of the third member of the Governing
Board does not necessarily invalidate the acts of the Board, for it has been functioning
"under the advisement of the Tripartite Technical Working Group which group is
incidentally constituted by the private sector, i.e., seafarer employers and/or
associations of manning agencies including herein petitioner," for which reason "third
member complement . . . has been substantially represented by said technical working
group"; 5 and (c) the consensus on the increase in the rates of compensation and other
bene ts was arrived at after appropriate consultations with the shipowners and the
private sector; the Board therefore soundly exercised its discretion. cdrep
In view of the importance of the issues raised, we gave due course to the petition
and required the parties to submit their respective memoranda. The petitioners did,
while the public respondents opted to adopt their comment as their memorandum.
The constitutional challenge of the rule-making power of the POEA based on
impermissible delegation of legislative power had been, as correctly contended by the
public respondents, brushed aside by this Court in Eastern Shipping Lines, Inc. vs.
POEA. 6 The petitioner in that case assailed the constitutionality of Memorandum
Circular No. 02 of the POEA (effective 1 February 1984) which prescribed a standard
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contract to be adopted by both foreign and domestic shipping companies in the hiring
of Filipino seamen for overseas employment. The challenged resolution and
memorandum circular here merely further amended Memorandum Circular No. 02,
which was earlier amended in 1989 per Memorandum Circular No. 41, series of 1989. 7
In sustaining the rule-making authority of the POEA and in holding against the
claimed in rmity of delegation of legislative power, Eastern rst considered the history
of the charter of the POEA and then discussed separately the above constitutional
issues thus:
[T]he petitioner questions the validity of Memorandum Circular No. 2 itself as
violative of the principle of non-delegation of legislative power. It contends that
no authority had been given the POEA to promulgate the said regulation; and even
with such authorization, the regulation represents an exercise of legislative
discretion which, under the principle, is not subject to delegation.
The authority to issue the said regulation is clearly provided in Section 4(a) of
Executive Order No. 797, reading as follows:
". . . The governing Board of the Administration (POEA), as hereunder
provided, shall promulgate the necessary rules and regulations to govern
the exercise of the adjudicatory functions of the Administration (POEA)."
Similar authorization had been granted the National Seamen Board, which, as
earlier observed, had itself prescribed a standard shipping contract substantially
the same as the format adopted by the POEA.
The POEA mandate referred to as providing the reasonable standard for the
exercise of the POEA's rule-making authority is found in the statement of powers and
functions of the said office in paragraph (a), Section 4 of E.O. 797, to wit:
(a) The Administration shall formulate and undertake in coordination where
necessary with the appropriate entities concerned, a systematic program
for promoting and monitoring the overseas employment of Filipino workers
taking into consideration domestic manpower requirements, and to protect
their rights to fair and equitable employment practices. It shall have
original and exclusive jurisdiction over all cases, including money claims,
involving employer-employee relations arising out of or by virtue of any law
or contract involving Filipino workers for overseas employment, including
seamen. This adjudicatory function shall be undertaken in appropriate
circumstances in consultation with the Construction Industry Authority of
the Philippines. The governing Board of the Administration, as hereinunder
provided, shall promulgate the necessary rules and regulations to govern
the exercise of the adjudicatory functions of the Administration.
It is, of course, well established in our jurisdiction that, while the making of laws
is a non-delegable power that pertains exclusively to Congress, nevertheless, the latter
may constitutionally delegate the authority to promulgate rules and regulations to
implement a given legislation and effectuate its policies, for the reason that the
legislature nds it impracticable, if not impossible, to anticipate situations that may be
met in carrying the law into effect. All that is required is that the regulation should be
germane to the objects and purposes of the law; that the regulation be not in
contradiction to but in conformity with the standards prescribed by the law. 9 This is
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the principle of subordinate legislation which was discussed by this Court in People vs.
Rosenthal 1 0 and in Pangasinan Transportation vs. Public Service Commission . 1 1 Thus
in Calalang vs. Williams, 1 2 this Court stated:
In the case of People vs. Rosenthal and Osmeña, G.R. Nos. 46076 and 46077,
promulgated June 12, 1939, and in Pangasinan Transportation vs. The Public
Service Commission, G.R. No. 47065, promulgated June 26, 1940, this Court had
occasion to observe that the principle of separation of powers has been made to
adapt itself to the complexities of modern governments, giving rise to the
adoption, within certain limits, of the principle of "subordinate legislation," not
only in the United States and England but in practically all modern governments.
Accordingly, with the growing complexity of modern life, the multiplication of the
subjects of governmental regulations, and the increased di culty of
administering the laws, the rigidity of the theory of separation of governmental
powers has, to a large extent, been relaxed by permitting the delegation of greater
powers by the legislative and vesting a larger amount of discretion in
administrative and executive o cials, not only in the execution of the laws, but
also in the promulgation of certain rules and regulations calculated to promote
public interest.
That the challenged resolution and memorandum circular, which merely further
amended the previous Memorandum Circular No. 02, strictly conform to the su cient
and valid standard of "fair and equitable employment practices" prescribed in E.O. No.
797 can no longer be disputed. 1 3
There is, as well, no merit to the claim that the assailed resolution and
memorandum circular violate the equal protection and contract clauses of the
Constitution. To support its contention of inequality, the petitioners claim
discrimination against foreign shipowners and principals employing Filipino seamen
and in favor of foreign employers employing overseas Filipinos who are not seamen. LexLib
The last issue concerns the contention that without the appointment by the
President of the third member of the governing board, the POEA cannot legally function
and exercise its powers. This contention merits scant consideration. Section 4 of E.O.
No. 797 indubitably declares the immediate creation of the POEA. Thus upon the
effectivity of E.O. No. 797, the POEA attained its juridical personality. The appointment
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of the third member "who shall be well versed in the eld of overseas employment,"
provided for in paragraph, (b) of the said Section, was not meant to be a sine qua non to
the birth of the POEA, much less to the validity of the acts of the Board. As a matter of
fact, in the same paragraph the President is given the "discretion [to] designate a
Deputy Administrator as the third member of the Board."
WHEREFORE, for lack of merit, the instant petition is DISMISSED with costs
against the petitioners.
SO ORDERED.
Padilla, Bellosillo, Quiason and Kapunan, JJ., concur.
Footnotes
5. Rollo, 70-71.
6. Supra note 4.
7. Annex "1" of Comment; Rollo, 75-81.
8. Supra note 4, at 542-545.
9. People vs. Exconde, 101 Phil. 1125, 1129-1130 [1957], citing Calalang vs. Williams, 70
Phil. 726 [1940]; Pangasinan Transportation vs. Public Service Commission, 70 Phil. 22
[1940]; People vs. Rosenthal, 68 Phil. 328 [1939]; People vs. Vera, 65 Phil. 56 [1937]; and
Rubi vs. Provincial Board of Mindoro, 39 Phil. 660 [1919].
10. Supra note 9.
11. Supra note 9.
12. Supra note 9, at 732.
13. In the past, this Court has held the following, inter alia, as sufficient standards for
purposes of subordinate legislation: public welfare in Municipality of Cardona vs.
Binangonan, 36 Phil. 547 [1917]; necessary in the interest of law and order in Rubi vs.
Provincial Board, supra note 9; public interest in People vs. Rosenthal, supra note 9;
justice and equity in Antamok GoldFields Mining Co. vs. CIR, 70 Phil. 340 [1940]; public
convenience and welfare in Calalang vs. Williams, supra note 9; justice and equity and
substantial merits of the case in International Hardwood and Veneer Co. vs. Pangil
Federation of Workers, 70 Phil. 602(1940]; simplicity, economy and efficiency in
Cervantes vs. Auditor General, 91 Phil. 359 [1952]; and national interest in Free
Telephone Workers Union vs. Minister of Labor and Employment, 108 SCRA 757 [1981].
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14. People vs. Cayat, 68 Phil. 12, 18 [1939].
15. Article XIII.
16. Record of the Constitutional Commission, vol. V, 945, 1010. See Aris (Phil.) Inc. vs.
NLRC, 200 SCRA 246 [1991].
17. ENRIQUE N. FERNANDO, The Constitution of the Philippines, 2nd ed. [1977], 79-80;
Philippine Apparel Worker's Union vs. NLRC, 106 SCRA 444 [1981].
18. Supra note 9, at 734-735.
19. 16 C.J.S. Constitutional Law 281 [1930 ed.].
20. THOMAS M. COOLEY, A Treatise on the Constitutional Limitations, vol. Two, Eighth Ed.,
1236-1237; Ongsiako vs. Gamboa, 86 Phil. 50, 54-55 [1950].
DECISION
CARPIO , J : p
The Case
These consolidated petitions 1 seek to annul Resolution No. 7902, dated 10 May
2007, of the Commission on Elections (COMELEC) treating Cotabato City as part of the
legislative district of the Province of Shariff Kabunsuan. 2
The Facts
The Ordinance appended to the 1987 Constitution apportioned two legislative
districts for the Province of Maguindanao. The rst legislative district consists of
Cotabato City and eight municipalities. 3 Maguindanao forms part of the Autonomous
Region in Muslim Mindanao (ARMM), created under its Organic Act, Republic Act No.
6734 (R.A. 6734), as amended by Republic Act No. 9054 (R.A. 9054). 4 Although under
the Ordinance, Cotabato City forms part of Maguindanao's rst legislative district, it is
not part of the ARMM but of Region XII, having voted against its inclusion in the ARMM
in the plebiscite held in November 1989. SDECAI
Sec. 5. The corporate existence of this province shall commence upon the
appointment by the Regional Governor or election of the governor and majority of
the regular members of the Sangguniang Panlalawigan.
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The incumbent elective provincial o cials of the Province of Maguindanao shall
continue to serve their unexpired terms in the province that they will choose or
where they are residents: Provided, that where an elective position in both
provinces becomes vacant as a consequence of the creation of the Province of
Shariff Kabunsuan, all incumbent elective provincial o cials shall have
preference for appointment to a higher elective vacant position and for the time
being be appointed by the Regional Governor, and shall hold o ce until their
successors shall have been elected and quali ed in the next local elections;
Provided, further, that they shall continue to receive the salaries they are receiving
at the time of the approval of this Act until the new readjustment of salaries in
accordance with law. Provided, furthermore, that there shall be no diminution in
the number of the members of the Sangguniang Panlalawigan of the mother
province. acSECT
Except as may be provided by national law, the existing legislative district, which
includes Cotabato as a part thereof, shall remain.
Later, three new municipalities 6 were carved out of the original nine municipalities
constituting Shariff Kabunsuan, bringing its total number of municipalities to 11. Thus,
what was left of Maguindanao were the municipalities constituting its second
legislative district. Cotabato City, although part of Maguindanao's rst legislative
district, is not part of the Province of Maguindanao. ICDSca
In answer to Cotabato City's query, the COMELEC issued Resolution No. 07-0407
on 6 March 2007 "maintaining the status quo with Cotabato City as part of Shariff
Kabunsuan in the First Legislative District of Maguindanao". Resolution No. 07-0407,
which adopted the recommendation of the COMELEC's Law Department under a
Memorandum dated 27 February 2007, 7 provides in pertinent parts:
Considering the foregoing, the Commission RESOLVED, as it hereby resolves, to
adopt the recommendation of the Law Department that pending the enactment
of the appropriate law by Congress , to maintain the status quo with Cotabato
City as part of Shariff Kabunsuan in the First Legislative District of Maguindanao.
(Emphasis supplied) aScIAC
In its Comment, the COMELEC, through the O ce of the Solicitor General (OSG),
chose not to reach the merits of the case and merely contended that (1) Sema wrongly
availed of the writ of certiorari to nullify COMELEC Resolution No. 7902 because the
COMELEC issued the same in the exercise of its administrative, not quasi-judicial,
power and (2) Sema's prayer for the writ of prohibition in G.R. No. 177597 became
moot with the proclamation of respondent Didagen P. Dilangalen (respondent
Dilangalen) on 1 June 2007 as representative of the legislative district of Shariff
Kabunsuan Province with Cotabato City.
In his Comment, respondent Dilangalen countered that Sema is estopped from
questioning COMELEC Resolution No. 7902 because in her certi cate of candidacy
led on 29 March 2007, Sema indicated that she was seeking election as
representative of "Shariff Kabunsuan including Cotabato City". Respondent Dilangalen
added that COMELEC Resolution No. 7902 is constitutional because it did not
apportion a legislative district for Shariff Kabunsuan or reapportion the legislative
districts in Maguindanao but merely renamed Maguindanao's rst legislative district.
Respondent Dilangalen further claimed that the COMELEC could not reapportion
Maguindanao's rst legislative district to make Cotabato City its sole component unit
as the power to reapportion legislative districts lies exclusively with Congress, not to
mention that Cotabato City does not meet the minimum population requirement under
Section 5 (3), Article VI of the Constitution for the creation of a legislative district within
a city. 1 3
Sema filed a Consolidated Reply controverting the matters raised in respondents'
Comments and reiterating her claim that the COMELEC acted ultra vires in issuing
Resolution No. 7902. HAaScT
In the Resolution of 4 September 2007, the Court required the parties in G.R. No.
177597 to comment on the issue of whether a province created by the ARMM Regional
Assembly under Section 19, Article VI of R.A. 9054 is entitled to one representative in
the House of Representatives without need of a national law creating a legislative
district for such new province. The parties submitted their compliance as follows:
(1) Sema answered the issue in the a rmative on the following grounds: (a)
the Court in Felwa v. Salas 1 4 stated that "when a province is created by statute, the
corresponding representative district comes into existence neither by authority of that
statute — which cannot provide otherwise — nor by apportionment, but by operation of
the Constitution, without a reapportionment;" (b) Section 462 of Republic Act No. 7160
(R.A. 7160) "a rms" the apportionment of a legislative district incident to the creation
of a province; and (c) Section 5 (3), Article VI of the Constitution and Section 3 of the
Ordinance appended to the Constitution mandate the apportionment of a legislative
district in newly created provinces. aSDHCT
(2) The COMELEC, again represented by the OSG, apparently abandoned its
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earlier stance on the propriety of issuing Resolution Nos. 07-0407 and 7902 and joined
causes with Sema, contending that Section 5 (3), Article VI of the Constitution is "self-
executing". Thus, every new province created by the ARMM Regional Assembly is ipso
facto entitled to one representative in the House of Representatives even in the
absence of a national law; and
(3) Respondent Dilangalen answered the issue in the negative on the
following grounds: (a) the "province" contemplated in Section 5 (3), Article VI of the
Constitution is one that is created by an act of Congress taking into account the
provisions in R.A. 7160 on the creation of provinces; (b) Section 3, Article IV of R.A.
9054 withheld from the ARMM Regional Assembly the power to enact measures
relating to national elections, which encompasses the apportionment of legislative
districts for members of the House of Representatives; (c) recognizing a legislative
district in every province the ARMM Regional Assembly creates will lead to the
disproportionate representation of the ARMM in the House of Representatives as the
Regional Assembly can create provinces without regard to the requirements in Section
461 of R.A. 7160; and (d) Cotabato City, which has a population of less than 250,000, is
not entitled to a representative in the House of Representatives. TcaAID
On 27 November 2007, the Court heard the parties in G.R. No. 177597 in oral
arguments on the following issues: (1) whether Section 19, Article VI of R.A. 9054,
delegating to the ARMM Regional Assembly the power to create provinces, is
constitutional; and (2) if in the a rmative, whether a province created under Section 19,
Article VI of R.A. 9054 is entitled to one representative in the House of Representatives
without need of a national law creating a legislative district for such new province. 1 5
In compliance with the Resolution dated 27 November 2007, the parties in G.R.
No. 177597 led their respective Memoranda on the issues raised in the oral
arguments. 1 6 On the question of the constitutionality of Section 19, Article VI of R.A.
9054, the parties in G.R. No. 177597 adopted the following positions: CITcSH
(1) Sema contended that Section 19, Article VI of R.A. 9054 is constitutional
(a) as a valid delegation by Congress to the ARMM of the power to create provinces
under Section 20 (9), Article X of the Constitution granting to the autonomous regions,
through their organic acts, legislative powers over "other matters as may be authorized
by law for the promotion of the general welfare of the people of the region" and (b) as
an amendment to Section 6 of R.A. 7160. 1 7 However, Sema concedes that, if taken
literally, the grant in Section 19, Article VI of R.A. 9054 to the ARMM Regional Assembly
of the power to "prescribe standards lower than those mandated" in R.A. 7160 in the
creation of provinces contravenes Section 10, Article X of the Constitution. 1 8 Thus,
Sema proposed that Section 19 "should be construed as prohibiting the Regional
Assembly from prescribing standards . . . that do not comply with the minimum criteria
" under R.A. 7160. 1 9
(2) Respondent Dilangalen contended that Section 19, Article VI of R.A. 9054
is unconstitutional on the following grounds: (a) the power to create provinces was not
among those granted to the autonomous regions under Section 20, Article X of the
Constitution and (b) the grant under Section 19, Article VI of R.A. 9054 to the ARMM
Regional Assembly of the power to prescribe standards lower than those mandated in
Section 461 of R.A. 7160 on the creation of provinces contravenes Section 10, Article X
of the Constitution and the Equal Protection Clause; and EHCcIT
(3) The COMELEC, through the OSG, joined causes with respondent
Dilangalen (thus effectively abandoning the position the COMELEC adopted in its
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Compliance with the Resolution of 4 September 2007) and contended that Section 19,
Article VI of R.A. 9054 is unconstitutional because (a) it contravenes Section 10 and
Section 6, 2 0 Article X of the Constitution and (b) the power to create provinces was
withheld from the autonomous regions under Section 20, Article X of the Constitution.
On the question of whether a province created under Section 19, Article VI of R.A.
9054 is entitled to one representative in the House of Representatives without need of
a national law creating a legislative district for such new province, Sema and
respondent Dilangalen reiterated in their Memoranda the positions they adopted in their
Compliance with the Resolution of 4 September 2007. The COMELEC deemed it
unnecessary to submit its position on this issue considering its stance that Section 19,
Article VI of R.A. 9054 is unconstitutional. CcTIDH
The pendency of the petition in G.R. No. 178628 was disclosed during the oral
arguments on 27 November 2007. Thus, in the Resolution of 19 February 2008, the
Court ordered G.R. No. 178628 consolidated with G.R. No. 177597. The petition in G.R.
No. 178628 echoed Sema's contention that the COMELEC acted ultra vires in issuing
Resolution No. 7902 depriving the voters of Cotabato City of a representative in the
House of Representatives. In its Comment to the petition in G.R. No. 178628, the
COMELEC, through the OSG, maintained the validity of COMELEC Resolution No. 7902
as a temporary measure pending the enactment by Congress of the "appropriate law".
The Issues
The petitions raise the following issues:
I. In G.R. No. 177597:
(A) Preliminarily —
(1) whether the writs of Certiorari, Prohibition, and Mandamus are proper to
test the constitutionality of COMELEC Resolution No. 7902; and TIHDAa
Thus, the creation of any of the four local government units — province, city,
municipality or barangay — must comply with three conditions. First, the creation of a
local government unit must follow the criteria xed in the Local Government Code.
Second, such creation must not con ict with any provision of the Constitution. Third,
there must be a plebiscite in the political units affected.
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There is neither an express prohibition nor an express grant of authority in the
Constitution for Congress to delegate to regional or local legislative bodies the power
to create local government units. However, under its plenary legislative powers,
Congress can delegate to local legislative bodies the power to create local government
units, subject to reasonable standards and provided no con ict arises with any
provision of the Constitution. In fact, Congress has delegated to provincial boards, and
city and municipal councils, the power to create barangays within their jurisdiction, 2 5
subject to compliance with the criteria established in the Local Government Code, and
the plebiscite requirement in Section 10, Article X of the Constitution. However, under
the Local Government Code, "only . . . an Act of Congress" can create provinces, cities or
municipalities. 2 6 EIaDHS
Under Section 19, Article VI of R.A. 9054, Congress delegated to the ARMM
Regional Assembly the power to create provinces, cities, municipalities and barangays
within the ARMM. Congress made the delegation under its plenary legislative powers
because the power to create local government units is not one of the express
legislative powers granted by the Constitution to regional legislative bodies. 2 7 In the
present case, the question arises whether the delegation to the ARMM Regional
Assembly of the power to create provinces, cities, municipalities and barangays
conflicts with any provision of the Constitution.
There is no provision in the Constitution that con icts with the delegation to
regional legislative bodies of the power to create municipalities and barangays,
provided Section 10, Article X of the Constitution is followed. However, the creation of
provinces and cities is another matter. Section 5 (3), Article VI of the Constitution
provides, "Each city with a population of at least two hundred fty thousand, or each
province, shall have at least one representative" in the House of Representatives.
Similarly, Section 3 of the Ordinance appended to the Constitution provides, "Any
province that may hereafter be created, or any city whose population may hereafter
increase to more than two hundred fty thousand shall be entitled in the immediately
following election to at least one Member . . . " ADaSEH
The creation of the ARMM, and the grant of legislative powers to its Regional
Assembly under its organic act, did not divest Congress of its exclusive authority to
create legislative districts. This is clear from the Constitution and the ARMM Organic
Act, as amended. Thus, Section 20, Article X of the Constitution provides:
SECTION 20. Within its territorial jurisdiction and subject to the provisions of
this Constitution and national laws, the organic act of autonomous regions shall
provide for legislative powers over: ASaTHc
However, a province cannot legally be created without a legislative district because the
Constitution mandates that "each province shall have at least one representative." Thus,
the creation of the Province of Shariff Kabunsuan without a legislative district is
unconstitutional.
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Sema, petitioner in G.R. No. 177597, contends that Section 5 (3), Article VI of the
Constitution, which provides:
Each legislative district shall comprise, as far as practicable, contiguous,
compact, and adjacent territory. Each city with a population of at least two
hundred fty thousand, or each province, shall have at least one
representative . (Emphasis supplied) aCTcDH
serve as bases for the conclusion that the Province of Shariff Kabunsuan, created on 29
October 2006, is automatically entitled to one member in the House of Representatives
in the 14 May 2007 elections. As further support for her stance, petitioner invokes the
statement in Felwa that "when a province is created by statute, the corresponding
representative district comes into existence neither by authority of that statute — which
cannot provide otherwise — nor by apportionment, but by operation of the Constitution,
without a reapportionment."
The contention has no merit.
First. The issue in Felwa, among others, was whether Republic Act No. 4695 (R.A.
4695), creating the provinces of Benguet, Mountain Province, Ifugao, and Kalinga-
Apayao and providing for congressional representation in the old and new provinces,
was unconstitutional for "creati[ng] congressional districts without the apportionment
provided in the Constitution." The Court answered in the negative, thus: caHCSD
Thus, the Court sustained the constitutionality of R.A. 4695 because (1) it validly
created legislative districts "indirectly" through a special law enacted by Congress
creating a province and (2) the creation of the legislative districts will not result in
breaching the maximum number of legislative districts provided under the 1935
Constitution. Felwa does not apply to the present case because in Felwa the new
provinces were created by a national law enacted by Congress itself. Here, the
new province was created merely by a regional law enacted by the ARMM
Regional Assembly . SDECAI
What Felwa teaches is that the creation of a legislative district by Congress does
not emanate alone from Congress' power to reapportion legislative districts, but also
from Congress' power to create provinces which cannot be created without a
legislative district. Thus, when a province is created, a legislative district is created by
operation of the Constitution because the Constitution provides that "each
province shall have at least one representative" in the House of Representatives.
This does not detract from the constitutional principle that the power to create
legislative districts belongs exclusively to Congress. It merely prevents any other
legislative body, except Congress, from creating provinces because for a legislative
body to create a province such legislative body must have the power to create
legislative districts. In short, only an act of Congress can trigger the creation of a
legislative district by operation of the Constitution. Thus, only Congress has the power
to create, or trigger the creation of, a legislative district.
Moreover, if as Sema claims MMA Act 201 apportioned a legislative district to
Shariff Kabunsuan upon its creation, this will leave Cotabato City as the lone
component of the rst legislative district of Maguindanao. However, Cotabato City
cannot constitute a legislative district by itself because as of the census taken in 2000,
it had a population of only 163,849. To constitute Cotabato City alone as the surviving
rst legislative district of Maguindanao will violate Section 5 (3), Article VI of the
Constitution which requires that "[E]ach city with a population of at least two hundred
fifty thousand . . ., shall have at least one representative." EacHSA
(3) Representatives from the ARMM provinces can become the majority in the
House of Representatives through the ARMM Regional Assembly's continuous
creation of provinces or cities within the ARMM. IHEaAc
The following exchange during the oral arguments of the petition in G.R. No.
177597 highlights the absurdity of Sema's position that the ARMM Regional Assembly
can create provinces:
Justice Carpio:
So, you mean to say [a] Local Government can create legislative district[s] and
pack Congress with their own representatives [?] CIaHDc
Justice Carpio:
So, [the] Regional Assembly of [the] ARMM can create and create . . . provinces . . .
and, therefore, they can have thirty- ve (35) new representatives in the
House of Representatives without Congress agreeing to it, is that what you
are saying? That can be done, under your theory[?] cDAISC
Justice Carpio:
Under your theory, the ARMM legislature can create thirty- ve (35) new provinces,
there may be . . . [only] one hundred thousand (100,000) [population], . . .,
and they will each have one representative . . . to Congress without any
national law, is that what you are saying? ITSaHC
Without law passed by Congress, yes, Your Honor, that is what we are saying.
xxx xxx xxx
Justice Carpio:
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So, they can also create one thousand (1000) new provinces, sen[d] one
thousand (1000) representatives to the House of Representatives
without a national law[,] that is legally possible, correct?
The present case involves the creation of a local government unit that necessarily
involves also the creation of a legislative district. The Court will not pass upon the
constitutionality of the creation of municipalities and barangays that does not comply
with the criteria established in Section 461 of R.A. 7160, as mandated in Section 10,
Article X of the Constitution, because the creation of such municipalities and barangays
does not involve the creation of legislative districts. We leave the resolution of this
issue to an appropriate case.
In summary, we rule that Section 19, Article VI of R.A. 9054, insofar as it grants to
the ARMM Regional Assembly the power to create provinces and cities, is void for
being contrary to Section 5 of Article VI and Section 20 of Article X of the Constitution,
as well as Section 3 of the Ordinance appended to the Constitution. Only Congress can
create provinces and cities because the creation of provinces and cities necessarily
includes the creation of legislative districts, a power only Congress can exercise under
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Section 5, Article VI of the Constitution and Section 3 of the Ordinance appended to the
Constitution. The ARMM Regional Assembly cannot create a province without a
legislative district because the Constitution mandates that every province shall have a
legislative district. Moreover, the ARMM Regional Assembly cannot enact a law creating
a national o ce like the o ce of a district representative of Congress because the
legislative powers of the ARMM Regional Assembly operate only within its territorial
jurisdiction as provided in Section 20, Article X of the Constitution. Thus, we rule that
MMA Act 201, enacted by the ARMM Regional Assembly and creating the Province of
Shariff Kabunsuan, is void. acCITS
Let a copy of this ruling be served on the President of the Senate and the Speaker
of the House of Representatives.
SO ORDERED. TCEaDI
Separate Opinions
TINGA, J., dissenting and concurring :
I agree that the petitions should be denied, but on a wholly different basis from
that offered by the majority. I cannot accede to the majority's conclusion, burnished by
reasoning most strained, that the Regional Assembly of the Autonomous Region of
Muslim Mindanao (Regional Assembly) should be deprived of the power delegated to it
by Congress to create provinces. With this ruling, the Court has dealt another severe
blow to the cause of local autonomy. CTaSEI
As narrated by the majority, 2 four (4) days prior to the 14 May 2007 elections,
respondent Commission on Elections (COMELEC) promulgated Resolution No. 7902,
whereby it resolved to maintain the composition of what had been the First District of
Maguindanao, composed of Cotabato City, a chartered city, and several other
municipalities, even though these municipalities formerly belonging to Maguindanao
have since been constituted as part of the province of Shariff Kabunsuan, which was
created by the Regional Assembly by virtue of Muslim Mindanao Autonomy Act No. 201
in August of 2006.
Both petitioners challenge the notion of fusing Cotabato City, which is not a part
of ARMM, with the ARMM municipalities which now constitute the new province of
Shariff Kabunsuan, into one legislative district. To resolve that question on the merits, it
is inevitable that the Court examine the validity of the creation of Shariff Kabunsuan in
the rst place, and the majority has fully adopted that approach. However, there are
signi cant impediments that weigh down both petitioners, and supply the cogent
reason for the more prudent approach which is to dismiss the petitions outright. DHcSIT
It would indeed be di cult to assess injury for purposes of locus standi on the
part of Sema by reason of the assailed COMELEC Resolution, which after all, rea rms
the very legislative district whose seat in Congress she had sought to be elected to. Her
standing to raise the present petition is materially affected by her express consent and
active campaign for election from the legislative district which she now seeks to
invalidate. A party challenging the constitutionality of a law, act or statute must show
"not only that the law is invalid, but also that he or she has sustained or is in immediate,
or imminent danger of sustaining some direct injury as a result of its enforcement", that
party has been or is about to be, denied some right or privilege to which he or she is
lawfully entitled. 5 Sema's prior avowal that she was running for the Shariff Kabunsuan
with Cotabato City legislative district, and her campaign for election to that district,
belie the existence of injury on her part caused by the COMELEC resolution that
affirmed that very legislative district.
On the part of Marquez, he rst raised his present claims through the petition in
G.R. No. 179608, which was led with this Court in July 2007, or more than two months
after the May 2007 elections. As a result, could no longer ask that the holding of the
said elections in the conjoined district be restrained, and instead seeks that new or
special elections be conducted. AEDcIH
As earlier noted, among the requisites for the Court to be able to exercise judicial
review in constitutional cases is that the exercise of judicial review is pleaded at the
earliest possible opportunity. 6 Clearly, his petition was not timely led at the earliest
possible opportunity, which would have been at a point prior to the May 2007 elections.
Worse, he led his petition after the voters in the affected districts had already elected
a candidate of their choosing, a sovereign act which he seeks to annul. Considering the
grave implications of the step he seeks, as well as the fact that such recourse usually
smacks of opportunism and bad faith, it is but proper for the Court to decline review
unless all the established requisites for judicial review for constitutional cases have
indeed been met. Marquez does not meet this Court's exacting standards.
Moreover, Marquez does not have a valid cause of action before this Court. His
prayer is to compel the COMELEC to provide for new congressional elections for
Cotabato City. The relief sought does not lie simply because Rep. Dilangalen, by virtue
of his electoral victory, lawfully represents the City in addition to the Province of Shariff
Kabunsuan. From another perspective, the COMELEC does not have the requisite power
to call elections, as the same is part of the plenary legislative power. Only Congress,
which was not impleaded as a party to Marquez's petition, has the power to set
congressional elections only for Cotabato City, if ever. Even assuming that Congress
was impleaded, it would be improper for this Court to compel Congress by judicial at
to pass a law or resolution for the holding of such elections. AHaETS
In sum, Marquez's petition should be dismissed outright for having been led out
of time, for lack of cause of action, and for not impleading a real party-in-interest.
II.
One might argue that it is imperative for the Court to resolve the substantive
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issues, since the situation may emerge again. However, the exception in exercising
judicial review if the case is capable of repetition yet evading review applies only if the
case is "moot and academic", 7 and not when the petitioners lack the requisite standing,
have no cause of action, and have failed to join a proper party, which is the case here. In
addition, it is entirely possible that between now and the next elections, either Congress
or the Regional Assembly would pass new legislation concerning the composition or
status of Shariff Kabunsuan, thereby changing the legal complexion and factual milieu
of the situation. If that occurs, the questions that will be facing the Court then should a
challenge be mounted may very well be different from those currently befacing us. HTCAED
However, it is apparent that the ponente wishes to settle these cases on the
merits. In doing so, he frames two issues — whether Congress can delegate to the
Regional Assembly the power to create provinces; and whether the Regional Assembly
has the power to create legislative districts. However, with due respect, the majority's
discussion makes quite an easy leap when it abruptly fuses these two issues. Worse,
the majority fails to take into account certain fundamental constitutional principles
which have immense bearing in these cases. The resulting analysis is incomplete and
uninformed of the full constitutional milieu under which these petitions should be
resolved.
My own framework rstly considers two important principles which underlie the
issues presented before us — the rule on delegation of powers, and the constitutionally-
ordained paradigms of local government and local autonomy. Without the in uence of
these principles, any resulting analysis of the two issues cast by the majority will be
atomistic in nature. HcSDIE
III.
The laws we are presently impelled to interpret involve multiple instances of
Congress delegating power to the Regional Assembly. Explicity, Rep. Act No. 9054
delegates to the Regional Assembly the power to create provinces and other local
government units, though subject to certain speci ed limitations. The majority likewise
asserts that through that mechanism, Congress has also delegated to the Regional
Assembly the power to create legislative districts.
The fundamental principles on delegation of powers bear review.
The Constitution expressly vests legislative power in the Congress of the
Philippines, consisting of a Senate and a House of Representatives. 8 Traditionally, the
delegation of Congress of its legislative powers had been frowned upon. "A logical
corollary to the doctrine of separation of powers is the principle of non-delegation of
powers, as expressed in the Latin maxim potestas delegata non delegare potest (what
has been delegated cannot be delegated). This is based on the ethical principle that
such delegated power constitutes not only a right but a duty to be performed by the
delegate through the instrumentality of his own judgment and not through the
intervening mind of another." 9
However, the strict application of the non-delegation doctrine has, in recent
times, been relaxed, if not minimized altogether, particularly in the context of regulatory
jurisdiction of administrative agencies. In every industrialized nation, administrative
agencies, which are generally part of the executive branch, have been granted
considerable lawmaking power. 1 0 "Given the volume and variety of interactions in
today's society, it is doubtful if the legislature can promulgate laws that will deal
adequately with and respond promptly to the minutiae of everyday life. Hence, the need
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to delegate to administrative bodies — the principal agencies tasked to execute laws in
their specialized elds — the authority to promulgate rules and regulations to
implement a given statute and effectuate its policies." 1 1
In the context of delegation of legislative powers to local governments, a noted
authority on the subject has this to say:
The state legislative power — that is, the exercise of the policy-making judgment
and discretion on state matters that state constitutions vest and recognize in the
legislature — cannot be delegated to some other person or body but must rest
with the legislature itself. Thus, the legislature cannot delegate to a commission
the power to determine the form of government, powers and functions of
proposed municipalities since these matters require legislative judgment. But the
details of organization of its own government can be left to a
municipality, limited only by general state law; and such basic state
powers as the police power, taxing power, and power of eminent
domain can be, and almost always are, delegated to local governments
for their use for local purposes. The rule against delegation of state
legislative authority is no barrier to the delegation of powers of local
self government to local units. . . . 1 2
Notwithstanding the exceptions that have been carved to the rule of non-
delegation, it bears notice that while our Constitution broadly endows legislative
powers to Congress it also speci cally conditions the emergence of certain rights,
duties and obligations upon the enactment of a law oriented towards such
constitutional predicate. These include the prohibition of political dynasties as may be
de ned by law, 1 3 the reasonable conditions prescribed by law relating to full public
disclosure of all the State's transactions involving public interest; 1 4 the manner by
which Philippine citizenship may be lost or reacquired; 1 5 the date of regular elections
for members of Congress; 1 6 the manner of conduct of special elections to ll in
congressional vacancies; 1 7 the authorization of the President to exercise emergency
powers; 1 8 the system for initiative and referendum; 1 9 the salaries of the President and
Vice-President; 2 0 the creation and allocation of jurisdiction of lower courts; 2 1 and on
many other matters of grave import. cTCADI
IV.
The idea behind the Constitutional provisions for autonomous regions is to allow
the separate development of peoples with distinctive cultures and traditions.
These cultures, as a matter of right, must be allowed to flourish.
xxx xxx xxx
Petitioner Sema points out that among the terms in the Final Peace Agreement
between the Philippine Government and the Moro National Liberation Front was that
amendments be introduced to the original Organic Act, including one which authorized
the Assembly to "create, divide, merge, abolish or substantially alter boundaries of local
government units in the area of autonomy in accordance with the criteria laid down by
law subject to approval by a majority of the votes cast in a plebiscite called for the
purpose in the political units affected." 2 6 Indeed, it could hardly be argued that the
challenged power of the Assembly was animated by nakedly sel sh political purposes.
It was, in fact, among the terms negotiated with care by the Philippine Government with
the leading armed insurgency group in Muslim Mindanao towards the higher purpose of
providing a permanent peace agreement in the strife-torn region. It does come with a
measure of surprise and disappointment that the Solicitor General has reached a
position that rejects the Final Peace Agreement negotiated by the Government and the
MNLF. CDHSac
MR. OPLE. . . . The reason for this abbreviation of the period for the
consideration of the Congress of the organic acts and their passage is that
we live in abnormal times. In the case of Muslim Mindanao and the
Cordilleras, we know that we deal with questions of war and peace. These
are momentous issues in which the territorial integrity and the solidarity of
this country are being put at stake, in a manner of speaking.
To this end, Section 16, Article X limits the power of the President over
autonomous regions. In essence, the provision also curtails the power of
Congress over autonomous regions. Consequently, Congress will have to re-
examine national laws and make sure that they re ect the Constitution's
adherence to local autonomy. And in case of con icts, the underlying spirit which
should guide its resolution is the Constitution's desire for genuine local
autonomy. CcTIAH
The diminution of Congress' powers over autonomous regions was con rmed in
Ganzon v. Court of Appeals, [ 3 1 ] wherein this Court held that "the omission (of
"as may be provided by law") signi es nothing more than to underscore local
governments' autonomy from Congress and to break Congress' 'control' over local
government affairs." 3 2
Having laid down the essential constitutional predicates, I shall proceed to dwell
on the core issues raised. May Congress delegate to the Regional Assembly the power
to create provinces? Assuming that such delegation is not barred by the Constitution,
may the exercise of such power by the Regional Assembly give rise to separate
legislative districts for such provinces thus created?
V.
There should be little debate on the origins of the power to create provinces,
which had existed as a political unit in the Philippines since the Spanish colonial period,
and which all our Constitutions have recognized as a basic level of local governments.
Ever since the emergence of our tripartite system of democratic government, the
power to create provinces have always been legislative in character. They are created
by the people through their representatives in Congress, subject to direct affirmation by
the very people who stand to become the constituents of the new putative province. DSHTaC
Nothing in this provision speci cally limits the power to create provinces, cities,
municipalities or barangays to Congress alone. The provision does embody a
signi cant limitation — that the creation of these political subdivisions must be in
accordance with the criteria established in the local government code, a law which is
enacted by Congress. It would thus be proper to say that the Constitution limits the
ability to set forth the standards for the creation of a province exclusively to Congress.
But to say that the Constitution con nes to Congress alone the power to establish the
criteria for creating provinces is vastly different from saying that the Constitution
con nes to Congress alone the power to create provinces. There is nothing in the
Constitution that supports the latter proposition.
Section 10, Article X does not speci cally designate Congress as the body with
the power to create provinces. As earlier stated, the power to create these political
subdivisions is part of the plenary legislative power, hence such power can be
exercised by Congress even without need of speci c constitutional assignation. At the
same time, the absence of constitutional language committing Congress with the
function of creating political subdivisions ultimately denotes that such legislative
function may be delegated by Congress. CaDATc
In fact, the majority actually concedes that Congress, under its plenary legislative
powers, "can delegate to local legislative bodies the power to create local government
units, subject to reasonable standards and provided no con ict arises with any
provision of the Constitution." 3 3 As is pointed out, such delegation is operationalized
by the LGC itself, which confers to provincial boards and city and municipal councils,
the general power to create barangays within their respective jurisdictions. The
Constitution does not con ne the exercise of such powers only to the national
legislature, and indeed if that were the case, the power to create barangays as granted
by the LGC to local legislative bodies would be unconstitutional.
Traditionally, it has been the national legislature which has exercised the power
to create provinces. However, the 1987 Constitution ushered in a new era in devolved
local government rule, and particularly, a regime of local autonomy for Muslim
Mindanao and the Cordilleras. We recognized in Disomangcop v. Datumanong, thus:
Autonomy, as a national policy, recognizes the wholeness of the Philippine
society in its ethnolinguistic, cultural, and even religious diversities. It strives to
free Philippine society of the strain and wastage caused by the assimilationist
approach. Policies emanating from the legislature are invariably assimilationist in
character despite channels being open for minority representation. As a result,
democracy becomes an irony to the minority group. 3 4
In addition, Section 17, Article X states that "[a]ll powers, functions, and
responsibilities not granted by this Constitution or by law to the autonomous regions
shall be vested in the National Government". The original Organic Act for Muslim
Mindanao did not grant to the regional government the power to create provinces, thus
at that point, such power was properly exercised by the National Government. But the
subsequent passage of Rep. Act No. 9054 granted to the Regional Assembly the
power, function and responsibility to create provinces and other local government units
which had been exercised by the National Government.
The majority does not point to any speci c constitutional prohibition barring
Congress from delegating to the Regional Assembly the power to create provinces. It
does cite though that Article 460 of the LGC provides that only by an Act of Congress
may a province be created, divided, merged, abolished or its boundary substantially
altered. However, Republic Act No. 9054, which was passed ten (10) years after the
LGC, unequivocally granted to the ARMM Regional Assembly the power to create
provinces, cities, municipalities and barangays within the ARMM. aSIDCT
Any argument that the LGC con nes to Congress the creation of provinces is
muted by the fact that ten years after the LGC was enacted by Congress, the same
legislative body conferred on the Assembly that same power within its territorial
jurisdiction, thus amending the LGC to the extent of accommodating these newly-
granted powers to the Assembly.
There actually is an obvious unconstitutional dimension to Section 19, albeit one
which is not in point in this case. The provision states in part "[t]hat Regional Assembly
may prescribe standards lower than those mandated by Republic Act No. 7160, the
Local Government Code of 1991, in the creation, division, merger, abolition, or alteration
of the boundaries of provinces, cities, municipalities, or barangays." That proviso is
squarely inconsistent with Section 10, Article X, which accords to the LGC the sole
criteria for the creation, division, merger, abolition or alteration of boundaries of local
government units. Said proviso thus cannot receive recognition from this Court. ESITcH
It bears noting that there is no contention presented thus far that the creation of
Shariff Kabunsuan was not in accordance with the criteria established in the LGC, thus
this aspect of unconstitutionality of Rep. Act No. 9054 may not be material to the
petitions at bar.
VI.
The majority unfortunately asserts that Congress may not delegate to the
Regional Assembly the power to create provinces, despite the absence of any
constitutional bar in that respect. The reasons offered for such conclusion are actually
the same reasons it submits why the Regional Assembly could not create legislative
districts, as if the power to create provinces and the power to create legislative
districts were one and the same. In contrast, I propose to pinpoint a speci c
constitutional provision that prohibits the Regional Assembly from creating, directly or
indirectly, any legislative district without affecting that body's delegated authority to
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create provinces. CIHTac
Let us review this issue as presented before us. Notably, Republic Act No. 9054
does not empower the Regional Assembly to create legislative districts, and MMA Act
No. 201, which created Shariff Kabunsuan, speci cally disavows the creation of a new
district for that province and maintains the old legislative district shared with Cotabato
City. It is the thesis though of the petitioners that following Felwa v. Salas, 3 7 the
creation of the new province ipso facto established as well an exclusive legislative
district for Shariff Kabunsuan, "by operation of the Constitution."
How exactly does a legislative district come into being? In theory, Congress does
not have any express or plenary legislative power to create legislative districts, except
by reapportionment. Under the Constitution, such reapportionment occurs within three
years following the return of the census, 3 8 but this Court has likewise recognized that
reapportionment can also be made through a special law, such as in the charter of a
new city. 3 9 Still, even in exercising this limited power through the constitutionally
mandated reapportionment, Congress cannot substitute its own discretion for the
standards set forth in Section 5, Article VI. And should general reapportionment made
by Congress violate the parameters set forth by the Constitution, such act may be
invalidated by the Court, as it did in Macias v. COMELEC. 4 0
There is another constitutional provision which is of critical importance in
considering limitations in the creation of legislative districts. Section 5 (1), Article VI
states that "[t]he House of Representatives shall be composed of not more
than two hundred fty members, unless otherwise xed by law." The provision
textually commits that only through a law may the numerical composition of Congress
may be increased or reduced. SAHIDc
The Court has previously recognized that such law increasing the membership of
the House of Representatives need not be one speci cally devoted for that purpose
alone, but it may be one that creates a province or charters a city with a population of
more than 250,000. In Tobias v. Abalos, 4 1 the Court pronounced that the law
converting Mandaluyong into a city could likewise serve the purpose of increasing the
composition of the House of Representatives:
As to the contention that the assailed law violates the present limit on the number
of representatives as set forth in the Constitution, a reading of the applicable
provision, Article VI, Section 5 (1), as aforequoted, shows that the present limit of
250 members is not absolute. The Constitution clearly provides that the House of
Representatives shall be composed of not more than 250 members, "unless
otherwise provided by law". The inescapable import of the latter clause is that the
present composition of Congress may be increased, if Congress itself so
mandates through a legislative enactment. Therefore, the increase in
congressional representation mandated by R.A. No. 7675 is not unconstitutional.
42
From these cases, it is evident that a law creating the province of Shariff
Kabunsuan may likewise serve the purpose of increasing the composition of the House
of Representatives. In addition, Congress generally has the power to delegate the
power of creating local government units to the appropriate local legislative
assemblies. The critical question now is thus whether Congress may delegate to local
legislative assemblies the power to increase the composition of the House of
Representatives? The answer is no. cDEICH
I have already pointed out that when the Constitution speci cally designates a
particular function to Congress, only Congress may exercise such function, as the same
is non-delegable. The power to increase the composition of the House of
Representatives is restricted by the Constitution to a law passed by Congress, which
may not delegate such law-making power to the Regional Assembly. If we were to rule
that Congress may delegate the power to increase the composition of the House of
Representatives, there would be no impediment for us to similarly rule that those other
speci c functions tasked by the Constitution to Congress may be delegated as well. To
repeat, these include gravely important functions as the enactment of a law de ning
political dynasties; the enactment of reasonable conditions relating to full public
disclosure of all the State's transactions involving public interest; the manner by which
Philippine citizenship may be lost or reacquired; the date of regular elections for
members of Congress; the provision for the manner of conduct of special elections to
fill in congressional vacancies; the authorization of the President to exercise emergency
powers; the prescription of a system for initiative and referendum; the salaries of the
President and Vice-President; and the creation and allocation of jurisdiction of lower
courts.
Considering that all these matters, including the composition of the House of
Representatives, are of national interest, it is but constitutionally proper that only a
national legislature has the competence to exercise these powers. And the Constitution
does textually commit to Congress alone the power to increase the membership of the
House of Representatives. cSIACD
VII.
1. In G.R. No. 177597, for the writs of certiorari, prohibition and mandamus; in G.R. No.
178628, for "declaratory relief " and for the writs of prohibition and mandamus. aAcHCT
2. The petitioner in G.R. No. 177597, Bai Sandra S. A. Sema (Sema), further seeks to compel
the COMELEC to exclude from the canvassing the votes cast in Cotabato City for
representative of the legislative district in question in the 14 May 2007 elections. On
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the other hand, the petitioner in G.R. No. 178628, Perfecto Marquez, prays that the
Court order the COMELEC to conduct a special election for representative of the "First
District of Maguindanao with Cotabato City".
3. Barira, Buldon, Datu Odin Sinsuat, Kabuntalan, Matanog, Parang, Sultan Kudarat, and Upi.
The second legislative district is composed of 19 municipalities (Talitay, Talayan,
Guindulungan, Datu Saudi Ampatuan, Datu Piang, Shariff Aguak, Datu Unsay,
Mamasapano, South Upi, Ampatuan, Datu Abdullah Sangki, Buluan, Datu Paglas,
Gen, S.K. Pendatun, Sultan Sa Barongis, Rajah Buayan, Pagalungan, Pagagawan and
Paglat). TaEIAS
4. The enactment of the organic acts for the autonomous regions of the Cordilleras and
Muslim Mindanao is mandated under Sections 18 and 19, Article X of the 1987
Constitution.
5. The provision reads:
SECTION 19. Creation, Division or Abolition of Provinces, Cities, Municipalities or Barangay.
— The Regional Assembly may create , divide, merge, abolish, or substantially alter
boundaries of provinces , cities, municipalities, or barangay in accordance with the
criteria laid down by Republic Act No. 7160, the Local Government Code of 1991, subject
to the approval by a majority of the votes cast in a plebiscite in the political units directly
affected. The Regional Assembly may prescribe standards lower than those
mandated by Republic Act No. 7160, the Local Government Code of 1991, in
the creation , division, merger, abolition, or alteration of the boundaries of provinces ,
cities, municipalities, or barangay. Provinces, cities, municipalities, or barangay created,
divided, merged, or whose boundaries are altered without observing the standards
prescribed by Republic Act No. 7160, the Local Government Code of 1991, shall not be
entitled to any share of the taxes that are allotted to the local governments units under
the provisions of the Code. CHTAIc
Before the enactment of R.A. 9054, the power to create provinces, cities, municipalities, and
barangays was vested in Congress (for provinces, cities and municipalities) and in the
sangguniang panlalawigan and sangguniang panlungsod (for barangays). (See
Sections 384, 448, and 460 of Republic Act No. 7160 or the Local Government Code of
1991).
6. Sultan Mastura (created from Sultan Kudarat), Northern Kabuntulan (created from
Kabuntulan) and Datu Blah Sinsuat (created from Upi).
7. The Memorandum reads in pertinent parts:
The record shows the former province of Maguindanao was divided into two new provinces
(Shariff Kabunsuan and Maguindanao), in view of Muslim Mindanao Autonomy Act
(MMAA) No. 201, which authority was conferred to under Section 17, Article VI of
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Republic Act No. 9054 giving the ARMM, thru its Regional Legislative Assembly, the
power to legislate laws including the enactment of the Local Government Code of
ARMM. IaDcTC
The newly created province of Shariff Kabunsuan comprises the municipalities of Barira,
Buldon, Datu Odin Sinsuat, Kabuntalan, Matanog, Parang, Sultan Kudarat, Sultan
Mastura, Upi and Datu Blah, including Cotabato City [which] belongs to the rst district
of Maguindanao province.
It must be emphasized that Cotabato City is not included as part of ARMM although
geographically located within the rst district of the former Maguindanao province.
Cotabato City is not voting for provincial o cials. This is the reason why Cotabato City
was not speci cally mentioned as part of the newly created province of Shariff
Kabunsuan.
Geographically speaking since [sic] Cotabato City is located within the newly created province
of Shariff Kabunsuan having been bounded by municipalities of Sultan Kudarat, Datu
Odin Sinsuat and Kabuntalan as its nearest neighbors. Following the rule in establishing
legislative district, it shall comprise, as far as practicable, contiguous, compact and
adjacent territory.
However, legally speaking, it may arise question of legality [sic] if Cotabato City will be
appended as part of the newly created Shariff Kabunsuan province. Under our
Constitution [it is] only Congress that shall make a reapportionment of legislative
districts based on the standards provided for under Section 5 (1) of Article VI.
xxx xxx xxx
In order to avoid controversy on the matter, pending the enactment of appropriate law by
Congress, it would be prudent and logically feasible to maintain status quo with
Cotabato City as part of Shariff Kabunsuan in the first district of Maguindanao.CHTcSE
This pertains to the amendment of Minute Resolution No. 07-0407 dated March 6, 2007,
entitled, "IN THE MATTER OF THE MEMORANDUM OF ATTY. WYNNE B. ASDALA,
ACTING DIRECTOR III, LAW DEPARTMENT, RELATIVE TO THE
STUDY/RECOMMENDATION OF SAID DEPARTMENT RE: CONVERSION OF THE FIRST
DISTRICT OF MAGUINDANAO INTO A REGULAR PROVINCE PER MINUTE RESOLUTION
NO. 07-0297 DATED FEBRUARY 20, 2007". The dispositive portion of which reads:
"Considering the foregoing, the Commission RESOLVED, as it hereby RESOLVES, to adopt the
recommendation of the Law Department that pending the enactment of the appropriate
law by Congress, to maintain status quo with Cotabato City as part of Shariff
Kabunsuan in the First District of Maguindanao".
The Commission RESOLVED, as it hereby RESOLVES, to amend the pertinent portion of
Minute Resolution No. 07-0407 to now read, as follows[:]
["]Considering the foregoing, the Commission RESOLVED, as it hereby RESOLVES, that the
district shall be known as Shariff Kabunsuan Province with Cotabato City
(formerly First District of Maguindanao with Cotabato City) ."
Let the Executive Director advise the Sangguniang Panlalawigan of Cotabato City
accordingly. (Emphasis in the original)
TcDHSI
10. "Each legislative district shall comprise, as far as practicable, contiguous, compact, and
adjacent territory. Each city with a population of at least two hundred fty thousand,
or each province, shall have at least one representative".
11. "Any province that may hereafter be created, or any city whose population may hereafter
increase to more than two hundred fty thousand shall be entitled in the immediately
following election to at least one Member or such number of Members as it may be
entitled to on the basis of the number of its inhabitants and according to the
standards set forth in paragraph (3), Section 5 of Article VI of the Constitution. The
number of Members apportioned to the province out of which such new province was
created or where the city, whose population has so increased, is geographically
located shall be correspondingly adjusted by the Commission on Elections but such
adjustment shall not be made within one hundred and twenty days before the
election". cSDIHT
12. Consistent with her claim that Cotabato City is not part of Shariff Kabunsuan's legislative
district, petitioner led with the COMELEC a petition for the disquali cation of
respondent Dilangalen as candidate for representative of that province (docketed as
SPA No. A07-0).
13. Respondent Dilangalen asserts, and petitioner does not dispute, that as of 2000, Cotabato
City had a population of 163,849, falling short of the minimum population
requirement in Section 5 (3), Article VI of the Constitution which provides: "Each
legislative district shall comprise, as far as practicable, contiguous, compact, and
adjacent territory. Each city with a population of at least two hundred fty
thousand , or each province, shall have at least one representative ", (Emphasis
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supplied) AEcTaS
17. "SEC. 6. Authority to Create Local Government Units. — A local government unit may be
created, divided, merged, abolished, or its boundaries substantially altered either by
law enacted by Congress in the case of a province, city or municipality, or any other
political subdivision, or by ordinance passed by the sangguniang panlalawigan or
sangguniang panlungsod concerned in the case of a barangay located within its
territorial jurisdiction, subject to such limitations and requirements prescribed in this
Code."
18. "SECTION 10. No province, city, municipality, or barangay may be created, divided,
merged, abolished, or its boundary substantially altered, except in accordance with
the criteria established in the Local Government Code and subject to approval by a
majority of the votes cast in a plebiscite in the political units directly affected."
STIcaE
20. "SECTION 6. Local government units shall have a just share, as determined by law, in the
national taxes which shall be automatically released to them".
24. Social Weather Stations, Inc. v. COMELEC, 409 Phil. 571 (2001); Mutuc v. Commission on
Elections, G.R. No. L-32717, 26 November 1970, 36 SCRA 228.
25. Sections 385 and 386, R.A. 7160.
26. Sections 441, 449 and 460, R.A. 7160.
27. Section 20, Article X, Constitution. SDaHEc
28. See Section 2, Article VIII of the 1973 Constitution and Section 5, Article VI of the 1935
Constitution.
Section 50. Legislative District. — As highly urbanized, the City of Pasig shall have its own
legislative district with the rst representative to be elected in the next national
elections after the passage of this Act. (Emphasis supplied)
Section 58 of Republic Act No. R.A. 9230 provides:
Section 58. Representative District. — The City of San Jose del Monte shall have its own
representative district to commence in the next national election after the effectivity
of this Act. (Emphasis supplied)
Section 7 of Republic Act No. 9355 provides:
Section 7. Legislative District. — The Province of Dinagat Islands shall constitute one,
separate legislative district to commence in the next national election after the
effectivity of this Act. (Emphasis supplied)
31. In his Concurring Opinion in Paras v. Commission on Elections (332 Phil. 56, 66 [1996]),
then Associate Justice (later Chief Justice) Hilario G. Davide, Jr. stated:
The term "regular local election" must be con ned to the regular election of elective local
o cials, as distinguished from the regular election of national o cials. The elective
national o cials are the President, Vice-President, Senators and
Congressmen . The elective local o cials are Provincial Governors, Vice-Governors of
provinces, Mayors and Vice-Mayors of cities and municipalities, Members of the
Sanggunians of provinces, cities and municipalities, punong barangays and members of
the sangguniang barangays, and the elective regional o cials of the Autonomous
Region of Muslim Mindanao. These are the only local elective o cials deemed
recognized by Section 2 (2) of Article IX-C of the Constitution, which provides:
SEC. 2. The Commission on Elections shall exercise the following powers and functions:
xxx xxx xxx
(2) Exercise exclusive original jurisdiction over all contests relating to the elections, returns,
and quali cations of all elective regional, provincial, and city o cials, and appellate
jurisdiction over all contests involving elective municipal o cials decided by trial courts
of general jurisdiction, or involving elective barangay o cials decided by trial courts of
limited jurisdiction. (Emphasis supplied) ECTSDa
37. Unlike the 1935 and the 1973 Constitutions, the 1987 Constitution mandates, in Section
15, Article X, the creation of autonomous regions in the Cordilleras and Muslim
Mindanao to foster political autonomy. See Cordillera Broad Coalition v. Commission
on Audit, G.R. No. 79956, 29 January 1990, 181 SCRA 495.
38. Website of House of Representatives as of 12 May 2008.
TINGA, J., dissenting and concurring:
1. G.R. No.178628, Rollo, p. 5.
5. See e.g., Integrated Bar of the Philippines v. Zamora, supra note 3 at 478. DTCSHA
6. See Estarija v. Ranada, G.R. No. 159314, 26 June 2006, 492 SCRA 652, 664 citingArceta v.
Mangrobang, G.R. No. 152895, June 15, 2004, 432 SCRA 136, 140.
7. See Albaña v. Commission on Elections, 478 Phil. 941, 949 (2004); Acop v. Guingona, Jr. ,
433 Phil. 62, 67 (2002); Sanlakas v. Executive Secretary, 466 Phil. 482, 505-506.
8. CONST., Art. VI, Sec. 1.
9. Gerochi v. DOE, G.R. No. 159796, 17 July 2007, 527 SCRA 696, 719.
10. G. STONE, L. SEIDMAN, C. SUNSTEIN AND M. TUSHNET, CONSTITUTIONAL LAW (4th
ed.), at 365. aCHDST
12. O. REYNOLDS, JR., LOCAL GOVERNMENT LAW (2nd ed., 2001), at 184-185. Emphasis
supplied, citations omitted.
23. Disomangcop v. Datumanong, G.R. No. 149848, 25 November 2004, 444 SCRA 203.
24. Supra note 23.
25. Id. at 227-229. AHaETS
29. Limbona v. Mangelin, G.R. No. 80391, 28 February 1989, 170 SCRA 786, 794—795.
3 0 . Cordillera Broad Coalition v. Commission on Audit, G.R. Nos. 79956 and 82217, 29
January 1990, 181 SCRA 495, 506. SEcAIC
31. G.R. Nos. 93252, 93746, 95245, 5 August 1991, 200 SCRA 271, 281.
32. Disomangcop v. Datumanong, supra note 23, at 235-236.
39. See Mariano v. COMELEC, G.R. Nos. 118577 & 118627, 7 March 1995, 242 SCRA 211,
217.
40. 113 Phil. 1 (1961). ASaTHc
43. G.R. Nos. 118577 and 118627, 7 March 1995, 242 SCRA 211.
44. Id. at 217.
DECISION
LEONARDO-DE CASTRO , J : p
In the same manner that this Court is cautioned to be circumspect because one
party is the son of a sitting Justice of this Court, so too must we avoid abjuring what
ought to be done as dictated by law and justice solely for that reason.
Before this Court is a Petition for Mandamus led under Rule 65 of the Rules of
Court, as amended, by Lord Allan Jay Q. Velasco (Velasco) against Hon. Feliciano R.
Belmonte, Jr. (Speaker Belmonte, Jr.), Speaker, House of Representatives, Hon. Marilyn
B. Barua-Yap (Sec. Gen. Barua-Yap), Secretary General, House of Representatives, and
Hon. Regina Ongsiako Reyes (Reyes), Representative, Lone District of the Province of
Marinduque.
Velasco principally alleges that he is the "legal and rightful winner during the May
13, 2013 elections in accordance with nal and executory resolutions of the
Commission on Elections (COMELEC) and [this] Honorable Court;" 2 thus, he seeks the
following reliefs:
a. that a WRIT OF MANDAMUS against the HON. SPEAKER FELICIANO
BELMONTE, JR. be issued ordering said respondent to administer the
proper OATH in favor of petitioner Lord Allan Jay Q. Velasco for the
position of Representative for the Lone District of Marinduque; and allow
petitioner to assume the position of representative for Marinduque and
exercise the powers and prerogatives of said position of Marinduque
representative;
b. that a WRIT OF MANDAMUS against SECRETARY-GENERAL [MARILYN]
BARUA-YAP be issued ordering said respondent to REMOVE the name of
Regina O. Reyes in the Roll of Members of the House of Representatives
and to REGISTER the name of petitioner Lord Allan Jay Q. Velasco, herein
petitioner, in her stead; and
CAIHTE
Signi cantly, this Court held that Reyes cannot assert that it is the HRET which
has jurisdiction over her since she is not yet considered a Member of the House of
Representatives. This Court explained that to be considered a Member of the House of
Representatives, there must be a concurrence of the following requisites: (i) a valid
proclamation, (ii) a proper oath, and (iii) assumption of office. 11
On June 28, 2013, Tan led a Motion for Execution (of the March 27, 2013
Resolution of the COMELEC First Division and the May 14, 2013 Resolution of the
COMELEC En Banc) in SPA No. 13-053 (DC) , wherein he prayed that:
[A]n Order be issued granting the instant motion; and cause the immediate
EXECUTION of this Honorable Commission's Resolutions dated March 27, 2013
and May 14, 2013; CAUSE the PROCLAMATION of LORD ALLAN JAY Q.
VELASCO as the duly elected Member of the House of Representatives for the
Lone District of Marinduque, during the May 2013 National and Local Elections.
12
At noon of June 30, 2013, it would appear that Reyes assumed o ce and started
discharging the functions of a Member of the House of Representatives.
On July 9, 2013, in SPC No. 13-010 , acting on the motion for reconsideration of
Velasco, the COMELEC En Banc reversed the June 19, 2013 denial of Velasco's petition
and declared null and void and without legal effect the proclamation of Reyes. The
dispositive part reads:
WHEREFORE, in view of the foregoing, the instant motion for
reconsideration is hereby GRANTED. The assailed June 19, 2013 Resolution of
the First Division is REVERSED and SET ASIDE.
Corollary thereto, the May 18, 2013 proclamation of respondent REGINA
ONGSIAKO REYES is declared NULL and VOID and without any legal force and
effect. Petitioner LORD ALLAN JAY Q. VELASCO is hereby proclaimed
the winning candidate for the position of representative in the House of
Representatives for the province of Marinduque. 13 (Emphasis supplied.)
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Significantly, the aforequoted Resolution has not been challenged in this Court.
On July 10, 2013, in SPA No. 13-053 (DC) , the COMELEC En Banc, issued an
Order (i) granting Tan's motion for execution (of the May 14, 2013 Resolution); and (ii)
directing the reconstitution of a new PBOC of Marinduque, as well as the proclamation
by said new Board of Velasco as the duly elected Representative of the Lone District of
Marinduque. The fallo of which states:
IN VIEW OF THE FOREGOING, the Commission hereby GRANTS the
instant Motion. Accordingly, a new composition of the Provincial Board of
Canvassers of Marinduque is hereby constituted to be composed of the
following:
1. Atty. Ma. Josefina E. Dela Cruz — Chairman
2. Atty. Abigail Justine Cuaresma-Lilagan — Vice Chairman
3. Dir. Ester Villaflor-Roxas — Member
4. Three (3) Support Staffs
For this purpose, the Commission hereby directs, after due notice to the
parties, the convening of the New Provincial Board of Canvassers of
Marinduque on July 16, 2013 (Tuesday) at 2:00 p.m., at the COMELEC Session
Hall, 8th Floor, PDG Intramuros, Manila and to PROCLAIM LORD ALLAN JAY Q.
VELASCO as the duly elected Member of the House of Representatives for the
Lone District of Marinduque in the May 13, 2013 National and Local Elections.
Further, Director Ester Villa or-Roxas is directed to submit before the New
Provincial Board of Canvassers (NPBOC) a certi ed true copy of the votes of
congressional candidate Lord Allan Jay Q. Velasco in the 2013 National and
Local Elections.
Finally, the NPBOC of the Province of Marinduque is likewise directed to
furnish copy of the Certi cate of Proclamation to the Department of the Interior
and Local Government (DILG) and the House of Representatives. 14
On July 16, 2013, the newly constituted PBOC of Marinduque proclaimed herein
petitioner Velasco as the duly elected Member of the House of Representatives for the
Lone District of Marinduque with 48,396 votes obtained from 245 clustered precincts.
15
On July 22, 2013, the 16th Congress of the Republic of the Philippines formally
convened in a joint session. On the same day, Reyes, as the recognized elected
Representative for the Lone District of Marinduque, along with the rest of the Members
of the House of Representatives, took their oaths in open session before Speaker
Belmonte, Jr.
On July 23, 2013, Reyes led a Manifestation and Notice of Withdrawal of
Petition "without waiver of her arguments, positions, defenses/causes of action as will
be articulated in the HRET which is now the proper forum." 16
On October 22, 2013, Reyes's motion for reconsideration 17 (of this Court's June
25, 2013 Resolution in G.R. No. 207264 ) led on July 15, 2013, was denied by this
Court, viz.:
WHEREFORE , The Motion for Reconsideration is DENIED. The dismissal
of the petition is affirmed. Entry of Judgment is ordered. 18
On November 27, 2013, Reyes led a Motion for Leave of Court to File and Admit
Motion for Reconsideration in G.R. No. 207264. aDSIHc
In her Comment, Reyes contends that the petition is actually one for quo
warranto and not mandamus given that it essentially seeks a declaration that she
usurped the subject o ce; and the installation of Velasco in her place by Speaker
Belmonte, Jr. when the latter administers his oath of o ce and enters his name in the
Roll of Members. She argues that, being a collateral attack on a title to public o ce, the
petition must be dismissed as enunciated by the Court in several cases. 28
As to the issues presented for resolution, Reyes questions the jurisdiction of the
Court over Quo Warranto cases involving Members of the House of Representatives.
She posits that "even if the Petition for Mandamus be treated as one of Quo Warranto, it
is still dismissible for lack of jurisdiction and absence of a clear legal right on the part
of [Velasco]." 29 She argues that numerous jurisprudence have already ruled that it is
the House of Representatives Electoral Tribunal that has the sole and exclusive
jurisdiction over all contests relating to the election, returns and quali cations of
Members of the House of Representatives. Moreover, she insists that there is also an
abundance of case law that categorically states that the COMELEC is divested of
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jurisdiction upon her proclamation as the winning candidate, as, in fact, the HRET had
already assumed jurisdiction over quo warranto cases 30 led against Reyes by several
individuals.
Given the foregoing, Reyes concludes that this Court is "devoid of original
jurisdiction to annul [her] proclamation." 31 But she hastens to point out that (i) "[e]ven
granting for the sake of argument that the proclamation was validly nulli ed, [Velasco]
as second placer cannot be declared the winner . . ." as he was not the choice of the
people of the Province of Marinduque; and (ii) Velasco is estopped from asserting the
jurisdiction of this Court over her (Reyes) election because he (Velasco) led an
Election Protest Ad Cautelam in the HRET on May 31, 2014.
The O ce of the Solicitor General (OSG), arguing for Speaker Belmonte, Jr. and
Sec. Gen. Barua-Yap, opposed Velasco's petition on the following grounds:
I.
UPON RESPONDENT REYES' PROCLAMATION ON MAY 18, 2013, EXCLUSIVE
JURISDICTION TO RESOLVE ELECTION CONTESTS INVOLVING RESPONDENT
REYES, INCLUDING THE VALIDITY OF HER PROCLAMATION AND HER
ELIGIBILITY FOR OFFICE, VESTED IN THE HRET.
Hence, until and unless the HRET grants any quo warranto petition or election
protest led against respondent Reyes, and such HRET resolution or resolutions
become nal and executory, respondent Reyes may not be restrained from
exercising the prerogatives of Marinduque Representative, and respondent Sec.
Gen. Barua-Yap may not be compelled by mandamus to remove respondent
Reyes's name from the Roll of Members of the House.
II.
CODILLA v. COMELEC IS NOT APPLICABLE TO THIS CASE, GIVEN THAT
PETITIONER, BEING MERELY THE SECOND PLACER IN THE MAY 13, 2013
ELECTIONS, CANNOT VALIDLY ASSUME THE POST OF MARINDUQUE
REPRESENTATIVE.
Hence, respondents Speaker Belmonte and Sec. Gen. Barua-Yap may not be
compelled by mandamus to, respectively, administer the proper oath to
petitioner and register the latter's name in the Roll of Members of the House.
III.
PETITIONER IS NOT ENTITLED TO THE INJUNCTIVE RELIEFS PRAYED FOR. 32
The OSG presents the foregoing arguments on the premise that there is a need
for this Court to revisit its twin Resolutions dated June 25, 2013 and October 22, 2013
both in G.R. No. 207264, given that (i) this Court was "divided" when it issued the same;
and (ii) there were strong dissents to the majority opinion. It argues that this Court has
in the past revisited decisions already nal and executory; there is no hindrance for this
Court to do the same in G.R. No. 207264.
Moreover, the OSG contends that:
Despite the nality of the June 25, 2013 Resolution and the October 22,
2013 Resolution, upholding the cancellation of respondent Reyes's CoC, there
has been no compelling reason for the House to withdraw its recognition of
respondent Reyes as Marinduque Representative, in the absence of any speci c
order or directive to the House. To be sure, there was nothing in the Honorable
Court's disposition in Reyes v. COMELEC that required any action from the
House. Again, it bears emphasis that neither petitioner nor respondents Speaker
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Belmonte and Sec. Gen. Barua-Yap were parties in Reyes v. COMELEC.
Further, records with the HRET show that the following cases have been
filed against respondent Reyes:
(i) Case No. 13-036 (Quo Warranto) , entitled Noeme Mayores Tan &
Jeasseca L. Mapacpac v. Regina Ongsiako Reyes;
(ii) Case No. 13-037 (Quo Warranto) , entitled Eric D. Junio v. Regina
Ongsiako Reyes;
(iii) Case No. 13-027 (Quo Warranto) , entitled Christopher Matienzo v.
Regina Ongsiako Reyes; and cSEDTC
(iv) Case No. 13-028 (Election Protest), entitled Lord Allan Jay Velasco
v. Regina Ongsiako Reyes. 33
And in view of the cases filed in the HRET, the OSG insists that:
If the jurisdiction of the COMELEC were to be retained until the
assumption of o ce of the winner, at noon on the thirtieth day of June next
following the election, then there would obviously be a clash of jurisdiction
between the HRET and the COMELEC, given that the 2011 HRET Rules provide
that the appropriate cases should be led before it within 15 days from the date
of proclamation of the winner. If, as the June 25, 2013 Resolution provides, the
HRET's jurisdiction begins only after assumption of o ce, at noon of June 30
following the election, then quo warranto petitions and election protests led on
or after said date would be dismissed outright by the HRET under its own rules
for having been led out of time, where the winners have already been
proclaimed within the period after the May elections and up to June 14. 34
In recent development, however, the HRET promulgated a Resolution on
December 14, 2015 dismissing HRET Case Nos. 13-036 and 13-037, 35 the twin
petitions for quo warranto filed against Reyes, to wit:
WHEREFORE, in view of the foregoing, the September 23, 2014 Motion
for Reconsideration of Victor Vela Sioco is hereby GRANTED . The September
11, 2014 Resolution of [the] Tribunal is hereby REVERSED and SET ASIDE .
Accordingly, the present Petitions for Quo Warranto are hereby DISMISSED for
lack of jurisdiction. 36
In the said Resolution, the HRET held that "the nal Supreme Court ruling in G.R.
No. 207264 is the COGENT REASON to set aside the September 11, 2014 Resolution."
37
To make clear, the September 11, 2014 Resolution of the HRET ordered the
dismissal of a Petition-In-Intervention led by one Victor Vela Sioco (Sioco) in the twin
petitions for quo warranto, for "lack of merit." Further, the HRET directed "the hearing
and reception of evidence of the two Petitions for Quo Warranto against . . .
Respondent [Reyes] to proceed." 38 Sioco, however, moved for the reconsideration of
the said September 11, 2014 HRET Resolution based on the argument that the latter
was contrary to law and jurisprudence given the Supreme Court ruling in G.R. No.
207264.
Subsequently, the December 14, 2015 Resolution of the HRET held that —
The Tribunal's Jurisdiction
It is necessary to clarify the Tribunal's jurisdiction over the present
petitions for quo warranto, considering the parties' divergent postures on how
the Tribunal should resolve the same vis-à-vis the Supreme Court ruling in G.R.
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No. 207264.
The petitioners believe that the Tribunal has jurisdiction over their
petitions. They pray that "after due proceedings," the Tribunal "declare
Respondent REGINA ONGSIAKO REYES DISQUALIFIED/INELIGIBLE to sit as
Member of the House of Representatives, representing the Province of
Marinduque." In addition, the petitioner Eric Del Mundo Junio urges the Tribunal
to follow the Supreme Court pronouncement in G.R. No. 207264.
On the other hand, Victor Vela Sioco, in his Petition-In-Intervention, pleads
for the outright dismissal of the present petitions considering the Supreme Court
nal ruling in G.R. No. 207264. For her part, respondent Regina Reyes prays too
for the dismissal of the present petitions, albeit after reception of evidence by
the contending parties.
The constitutional mandate of the Tribunal is clear: It is "the sole judge of
all contests relating to the election, returns, and quali cations of [House]
Members." Such power or authority of the Tribunal is echoed in its 2011 Rules
of the House of Representatives Electoral Tribunal: "The Tribunal is the sole
judge of all contests relating to the elections, returns, and quali cations of the
Members of the House of Representatives."
xxx xxx xxx
In the present cases, before respondent Regina Reyes was proclaimed on
May 18, 2013, the COMELEC En Banc, in its Resolution of May 14, 2013 in SPA
No. 13-053 (DC), had already resolved that the COMELEC First Division correctly
cancelled her COC on the ground that she lacked the Filipino citizenship and
residency requirements. Thus, the COMELEC nulli ed her proclamation. When
Regina Reyes challenged the COMELEC actions, the Supreme Court En Banc, in
its Resolution of June 25, 2013 in G.R. No. 207246, upheld the same.
With the COMELEC's cancellation of respondent Regina Reyes' COC,
resulting in the nulli cation of her proclamation, the Tribunal, much as we
would want to, cannot assume jurisdiction over the present petitions. The
jurisdiction of the HRET begins only after the candidate is considered a Member
of the House of Representatives. And to be considered a Member of the House
of Representatives, there must be a concurrence of the following requisites: (1)
a valid proclamation, (2) a proper oath, and (3) assumption of o ce, so the
Supreme Court pronounced in its Resolution of June 25, 2013 in G.R. No.
207264, thus:
. . ., the jurisdiction of the HRET begins only after the
candidate is considered a Member of the House of
Representatives, as stated in Section 17, Article VI of the 1987
Constitution:
xxx xxx xxx
As held in Marcos v. COMELEC , the HRET does not have
jurisdiction over a candidate who is not a member of the House of
Representatives . . . .
SDAaTC
The Issue
The issue for this Court's resolution boils down to the propriety of issuing a writ
of mandamus to compel Speaker Belmonte, Jr. and Sec. Gen. Barua-Yap to perform the
specific acts sought by Velasco in this petition.
The Ruling
The petition has merit.
At the outset, this Court observes that the respondents have taken advantage of
this petition to re-litigate what has been settled in G.R. No. 207264. Respondents are
reminded to respect the Entry of Judgment that has been issued therein on October 22,
2013.
After a painstaking evaluation of the allegations in this petition, it is readily
apparent that this special civil action is really one for mandamus and not a quo
warranto case, contrary to the asseverations of the respondents.
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A petition for quo warranto is a proceeding to determine the right of a person to
the use or exercise of a franchise or o ce and to oust the holder from its enjoyment, if
his claim is not well-founded, or if he has forfeited his right to enjoy the privilege. Where
the action is led by a private person, he must prove that he is entitled to the
controverted position; otherwise, respondent has a right to the undisturbed possession
of the o ce. 42 In this case, given the present factual milieu, i.e., (i) the nal and
executory resolutions of this Court in G.R. No. 207264; (ii) the nal and executory
resolutions of the COMELEC in SPA No. 13-053 (DC) cancelling Reyes's Certi cate of
Candidacy; and (iii) the nal and executory resolution of the COMELEC in SPC No. 13-
010 declaring null and void the proclamation of Reyes and proclaiming Velasco as the
winning candidate for the position of Representative for the Lone District of the
Province of Marinduque — it cannot be claimed that the present petition is one for the
determination of the right of Velasco to the claimed office.
To be sure, what is prayed for herein is merely the enforcement of clear legal
duties and not to try disputed title. That the respondents make it appear so will not
convert this petition to one for quo warranto.
Section 3, Rule 65 of the Rules of Court, as amended, provides that any person
may le a veri ed petition for mandamus "when any tribunal, corporation, board, o cer
or person unlawfully neglects the performance of an act which the law speci cally
enjoins as a duty resulting from an o ce, trust, or station, or unlawfully excludes
another from the use and enjoyment of a right or o ce to which such other is entitled,
and there is no other plain, speedy and adequate remedy in the ordinary course of law."
A petition for mandamus will prosper if it is shown that the subject thereof is a
ministerial act or duty, and not purely discretionary on the part of the board, o cer or
person, and that the petitioner has a well-de ned, clear and certain right to warrant the
grant thereof. 43 acEHCD
The difference between a ministerial and discretionary act has long been
established. A purely ministerial act or duty is one which an o cer or tribunal performs
in a given state of facts, in a prescribed manner, in obedience to the mandate of a legal
authority, without regard to or the exercise of his own judgment upon the propriety or
impropriety of the act done. If the law imposes a duty upon a public o cer and gives
him the right to decide how or when the duty shall be performed, such duty is
discretionary and not ministerial. The duty is ministerial only when the discharge of the
same requires neither the exercise of official discretion or judgment. 44
As the facts stand in this case, Speaker Belmonte, Jr. and Sec. Gen. Barua-Yap
have no discretion whether or not to administer the oath of o ce to Velasco and to
register the latter's name in the Roll of Members of the House of Representatives,
respectively. It is beyond cavil that there is in existence nal and executory resolutions
of this Court in G.R. No. 207264 a rming the nal and executory resolutions of the
COMELEC in SPA No. 13-053 (DC) cancelling Reyes's Certi cate of Candidacy. There is
likewise a nal and executory resolution of the COMELEC in SPC No. 13-010 declaring
null and void the proclamation of Reyes, and proclaiming Velasco as the winning
candidate for the position of Representative for the Lone District of the Province of
Marinduque.
The foregoing state of affairs collectively lead this Court to consider the facts as
settled and beyond dispute — Velasco is the proclaimed winning candidate for
the Representative of the Lone District of the Province of Marinduque.
Reyes argues in essence that this Court is devoid of original jurisdiction to annul
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her proclamation. Instead, it is the HRET that is constitutionally mandated to resolve
any questions regarding her election, the returns of such election, and her quali cations
as a Member of the House of Representatives especially so that she has already been
proclaimed, taken her oath, and started to discharge her duties as a Member of the
House of Representatives representing the Lone District of the Province of Marinduque.
But the con uence of the three acts in this case — her proclamation, oath and
assumption of o ce — has not altered the legal situation between Velasco and
Reyes.
The important point of reference should be the date the COMELEC nally
decided to cancel the Certi cate of Candidacy (COC) of Reyes which was on May 14,
2013. The most crucial time is when Reyes's COC was cancelled due to her non-
eligibility to run as Representative of the Lone District of the Province of Marinduque —
for without a valid COC, Reyes could not be treated as a candidate in the
election and much less as a duly proclaimed winner . That particular decision of
the COMELEC was promulgated even before Reyes's proclamation, and which was
a rmed by this Court's nal and executory Resolutions dated June 25, 2013 and
October 22, 2013.
This Court will not give premium to the illegal actions of a subordinate entity of
the COMELEC, the PBOC who, despite knowledge of the May 14, 2013 resolution of the
COMELEC En Banc cancelling Reyes's COC, still proclaimed her as the winning
candidate on May 18, 2013. Note must also be made that as early as May 16, 2013, a
couple of days before she was proclaimed, Reyes had already received the said
decision cancelling her COC. These points clearly show that the much argued
proclamation was made in clear defiance of the said COMELEC En Banc Resolution.
That Velasco now has a well-de ned, clear and certain right to warrant the grant
of the present petition for mandamus is supported by the following undisputed facts
that should be taken into consideration:
First . At the time of Reyes's proclamation, her COC was already cancelled by the
COMELEC En Banc in its final finding in its resolution dated May 14, 2013, the effectivity
of which was not enjoined by this Court, as Reyes did not avail of the prescribed remedy
which is to seek a restraining order within a period of ve (5) days as required by
Section 13 (b), Rule 18 of COMELEC Rules. Since no restraining order was forthcoming,
the PBOC should have refrained from proclaiming Reyes.
Second . This Court upheld the COMELEC decision cancelling respondent
Reyes's COC in its Resolutions of June 25, 2013 and October 22, 2013 and these
Resolutions are already final and executory.
Third . As a consequence of the above events, the COMELEC in SPC No. 13-010
cancelled respondent Reyes's proclamation and, in turn, proclaimed Velasco as the duly
elected Member of the House of Representatives in representation of the Lone District
of the Province of Marinduque. The said proclamation has not been challenged or
questioned by Reyes in any proceeding.
Fourth . When Reyes took her oath of o ce before respondent Speaker
Belmonte, Jr. in open session, Reyes had NO valid COC NOR a valid proclamation.
Thus, to consider Reyes's proclamation and treating it as a material fact in
deciding this case will paradoxically alter the well-established legal milieu between her
and Velasco.
Fifth . In view of the foregoing, Reyes HAS ABSOLUTELY NO LEGAL BASIS to
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serve as a Member of the House of Representatives for the Lone District of the
Province of Marinduque, and therefore, she HAS NO LEGAL PERSONALITY to be
recognized as a party-respondent at a quo warranto proceeding before the HRET.
And this is precisely the basis for the HRET's December 14, 2015 Resolution
acknowledging and ruling that it has no jurisdiction over the twin petitions for quo
warranto led against Reyes. Its nding was based on the existence of a nal and
executory ruling of this Court in G.R. No. 207264 that Reyes is not a bona de member
of the House of Representatives for lack of a valid proclamation. To reiterate this
Court's pronouncement in its Resolution, entitled Reyes v. Commission on Elections 45
— SDHTEC
Before the Court is the petition for mandamus 1 led by Lord Allan Jay Q.
Velasco 2 (Velasco) against Hon. Feliciano R. Belmonte, Jr., (as Speaker of the House of
Representatives, Speaker Belmonte), Secretary General Marilyn B. Barua-Yap (Sec. Gen.
Barua-Yap), and Representative Regina Ongsiako-Reyes (Reyes).
I. THE PETITION
The petition seeks to compel: Speaker Belmonte to administer the proper oath in
favor of Velasco and allow him to assume o ce as Representative for Marinduque and
exercise the powers and prerogatives attached to the o ce; and Sec. Gen Barua-Yap to
remove the name of Reyes, and register his name in her place, in the Roll of Members of
the House of Representatives (HOR). It also seeks to restrain Reyes from further
exercising the powers and prerogatives attached to the position and to direct her to
immediately vacate it.
Velasco asserts that "he has a well-de ned and clear legal right and basis
to warrant the grant of the writ of mandamus." He argues that the nal and
executory resolutions of the Commission on Elections ("Comelec") in SPA No. 13-
053 and SPC No. 13-010 and of the Court in G.R. No. 207264 , with his
proclamation as Representative of Marinduque, grant him this clear legal right to claim
and assume the congressional seat.
Because of this clear legal right, Velasco reasons out that Speaker Belmonte
has the ministerial duty to "administer the oath to [him] and allow him to
assume and exercise the prerogatives of the congressional seat . . . " Sec.
Gen. Barua-Yap, on the hand, has the ministerial duty to "register [his] name . .
. as the duly elected member of the [HOR] and delete the name of respondent
Reyes from the Roll of Members." Velasco cites Codilla v. De Venecia 3 to support
his claim.
He claims that Speaker Belmonte and Sec. Gen. Barua-Yap are unlawfully
neglecting the performance of these ministerial duties, thus, illegally excluding him
from the enjoyment of his right as the duly elected Marinduque Representative.
As regards Reyes , Velasco asserts that the "continued usurpation and
unlawful holding of such position by respondent Reyes has worked injustice
and serious prejudice to [him] in that she has already received the salaries,
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allowances, bonuses and emoluments that pertain to the [o ce] since June
30, 2013 up to the present . . . ."
For these reasons, he argues that a writ of mandamus should be issued to
compel Speaker Belmonte and Sec. Gen. Barua-Yap to perform their ministerial duties;
and that a TRO and a writ of permanent injunction should also be issued to restrain,
prevent, and prohibit Reyes from usurping the position that rightfully belongs to him.
II. THE PONENCIA'S RULING
The ponencia grants the petition; it views the petition merely as a plea to the
Court for the enforcement of what it perceives as clear legal duties on the part of the
respondents. caITAC
To the ponencia, any issue on who is the rightful Representative of the Lone
District of Marinduque has been settled with the nality of the rulings in G.R. No.
207264, SPA No. 13-035, and SPC No. 13-010.
Recognizing it settled that Velasco is the proclaimed winning candidate for the
Marinduque Representative position, the ponencia concludes that the administration of
oath and the registration of Velasco in the Roll of Members of the HOR are no longer
matters of discretion on the part of Speaker Belmonte and Sec. Gen. Barua-Yap. Hence,
the writ of mandamus must issue.
III. MY DISSENT
I submit this Dissenting Opinion to object to the ponencia's GRANT of the
petition, as I disagree with the ponencia's premises and conclusion that Velasco is
entitled to the issuance of a writ of mandamus. I likewise believe that Velasco's petition
should be dismissed because:
(1) he failed to satisfy the requirements for the issuance of the writ of
mandamus; and
(2) the grant of the writ is a patent violation of the principle of the separation
of powers that will disturb, not only the Court's relations with the HOR, a co-equal
branch of government. As well, it will result in upsetting the established lines of
jurisdiction among the Comelec, the House of Representatives Electoral Tribunal
(HRET), and the Court.
Needless to state, the HOR may very well have its own views about the admission
of its Members and can conceivably prefer its own views to those of the Court on
matters that it believes are within its competence and jurisdiction to decide as an equal
and separate branch of government.
Additionally, as I reminded the Court in my writings on the cases affecting
Velasco, the Court should be keenly aware of the sensitivity involved in handling the
case. Velasco is the son of a colleague, Associate Justice Presbitero Velasco,
who is also the Chair of the HRET . Thus, we should be very clear and certain if we
are to issue the writ in order to avoid any charge that the Court favors its own.
IV. DISCUSSION
IV.A. Mandamus: Nature and Concept
Mandamus is a command issuing from a court of law of competent jurisdiction,
in the name of the state or sovereign, directed to some inferior court, tribunal, or
board, or to some corporation or person, requiring the performance of a particular duty
therein speci ed, which duty results from the o cial station of the party to whom the
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writ is directed, or from operation of law. 4
The writ of mandamus is an extraordinary remedy issued only in cases of
extreme necessity where the ordinary course of procedure is powerless to afford an
adequate and speedy relief to one who has a clear legal right to the performance of the
act to be compelled. 5
As a peremptory writ, mandamus must be issued with utmost circumspection,
and should always take into consideration existing laws, rules and jurisprudence on the
matter, particularly the principles underlying our Constitution.
Moreover, the remedy of mandamus is employed to compel the performance of
a ministerial duty after performance of the duty has been refused. As a rule, it cannot
be used to direct the exercise of judgment or discretion; if at all, the obligated o cial
carrying the duty can only be directed by mandamus to act, but not to act in a particular
way. The courts can only interfere when the refusal to act already constitutes inaction
amounting to grave abuse of discretion, manifest injustice, palpable excess of
authority, or other causes affecting jurisdiction. 6 HTcADC
SPC No. 13-010 was the petition that Velasco led before the Comelec on May
20, 2013, to declare respondent Reyes' May 18, 2013 proclamation void.
The Comelec dismissed SPC No. 13-010 on June 19, 2013.
On July 9, 2013, however, the Comelec issued a resolution reversing its June 19,
2013 resolution; this reversal declared void and without legal effect respondent Reyes'
proclamation.
In between these dates — i.e., from May 20, 2013, when Velasco initiated SPC No.
13-010 before the Comelec, and the Comelec's July 9, 2013 resolution — respondent
Reyes had already taken her oath (on June 7, 2013) and had assumed office on June 30,
2013. Signi cantly, as of June 30, 2013, when respondent Reyes assumed o ce, the
challenge to respondent Reyes' proclamation stood dismissed by the Comelec and
was entered in its records.
Thus, as of June 30, 2013, respondent Reyes was the candidate the
Comelec recognized as the duly proclaimed winner of the Marinduque
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congressional seat . She was proclaimed pursuant to the electorate's mandate
through the majority of the votes cast in Marinduque. More importantly, at the time
Reyes assumed the o ce on June 30, 2013 — after she had been proclaimed and had
taken her oath — there was no standing challenge against her proclamation.
Signi cantly, the records of Reyes show that soon after assumption to o ce on
June 30, 2013, she started discharging the functions of her o ce by ling bills with the
HOR.
These developments and dates are pointed out because of their critical
signi cance. In resolving the present petition, the Court cannot simply undertake a
mechanistic reading of the cited rulings and on this basis rely on the nality doctrine.
The Court must appreciate that at the time respondent Reyes assumed o ce on June
30, 2013, the Comelec had cast aside the challenge to her proclamation and her oath
was properly taken.
To be sure, the Comelec eventually declared respondent Reyes' proclamation
void, but this reversal happened only on July 9, 2013, and only after Reyes had taken her
oath and assumed o ce based on a standing proclamation. The proclamation, oath,
and assumption effectively altered the legal situation as respondent Reyes —
instead of being a mere candidate waiting for proclamation — had already become a
Member of the HOR whose election, returns, and quali cation are subject to the
jurisdiction of the HRET.
This altered legal situation cannot but affect how the petition for mandamus
should be resolved.
IV.C.1.c. The intervening factual
developments; Reyes v. Comelec
versus the present petition
Another critical point the Court should not fail to consider in determining whether
Velasco has a clear legal right to a writ of mandamus are the various factual
developments that intervened (from the Comelec's rulings in SPA No. 13-053 and the
Court's ruling in Reyes v. Comelec, to the ling of the present petition) that substantially
and substantively differentiate the present mandamus case from Reyes v. Comelec.
These factual developments are:
First , while respondent Reyes took her oath and assumed the o ce of
Representative of Marinduque after the Comelec cancelled her CoC in SPA No. 13-053,
she did not simply accept the cancellation and forthwith proceeded to question it
before this Court through a petition for certiorari entitled Reyes v. Comelec . This
petition was still pending at the time respondent Reyes took her oath and assumed
o ce (on June 30, 2013); by then the case was pending based on the motion for
reconsideration that respondent Reyes led against the Court's June 25, 2013
Resolution. As a result, Reyes had already assumed o ce even before Reyes v.
Comelec became final and executory.
It must be noted, too, that respondent Reyes' oath and assumption to o ce also
occurred before the Comelec (in SPC No. 13-010 led by Velasco) declared void
respondent Reyes' proclamation as Marinduque Representative. The Comelec ruling
only came on July 9, 2013. As discussed above, respondent Reyes took her oath and
assumed o ce (on June 30, 2013) when the standing Comelec ruling in SPC No. 13-
010 (to cancel respondent Reyes' proclamation) was the June 19, 2013 dismissal of
the Velasco petition.
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Thus, as of June 30, 2013, Reyes had taken her oath and had assumed o ce
based on a subsisting proclamation. The Comelec declared her proclamation void only
on July 9, 2013; prior to this declaration, there was no pending legal challenge that
could have impeded her oath and assumption of office.
Second , the Comelec granted Tan's motion for execution, in SPA No. 13-053,
and directed the proclamation of Velasco as the duly elected Representative of
Marinduque, only on July 10, 2013 . Velasco was proclaimed by the new PBOC much
later — on July 16, 2013 .
These dates are stressed because when the Comelec took actions to enforce
SPA No. 13-053 and to proclaim Velasco as the duly elected Representative of
Marinduque, Reyes was already a member of the HOR — she had by then been
proclaimed, taken her oath, and assumed office. TIADCc
At the very least, he failed to show that the respondents have the clear and
speci c legal duty to allow a second-placer candidate like him whose right to the
contested congressional seat is substantially doubtful, to assume the o ce until such
time that all doubts are resolved in his favor.
Thus, in the absence of any law speci cally requiring Speaker Belmonte and Sec.
Gen. Barua-Yap to act, and to act in a particularly clear manner, the Court cannot
compel these respondents to undertake the action that Velasco prays for via a writ of
mandamus.
Additionally, the HOR in this case simply acted pursuant to law and jurisprudence
when it admitted respondent Reyes as the duly elected Representative of Marinduque.
After this admission, the HOR and its o cers cannot be compelled to remove her
without an order from the tribunal having the exclusive jurisdiction to resolve all
contests affecting HOR members, of which Reyes has become one. This tribunal, of
course, is the HOR's own HRET.
IV.C.3. Absence of any other plain, speedy
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and adequate remedy
Lastly, I submit that Velasco failed to show that there is no other plain,
speedy, and adequate remedy available in the ordinary course of law to secure to
him the congressional seat.
I reiterate and emphasize once more that respondent Reyes became a Member
of the HOR on June 30, 2013, after her proclamation, oath, and assumption to o ce.
Whether the Court views these circumstances under the restrictive standard of Reyes v.
Comelec to be the legally correct standard or simply the applicable one 21 under the
circumstances of the petition, respondent Reyes undoubtedly has complied with the
conditions for HOR membership that Reyes v. Comelec laid down.
Since Reyes is a member of the HOR, any challenge against her right to hold the
congressional seat or which may have the effect of removing her from the o ce —
whether pertaining to her election, returns or qualifications — now rests with the HRET.
Viewed by itself and in relation to the surrounding cited cases and
circumstances, Velasco's present petition cannot but be a challenge against
respondent Reyes' election, returns, and quali cations, hiding behind the cloak of a
petition for mandamus. In other words, although presented as a petition that simply
seeks to enforce a nal Court ruling, the petition is an original one that ultimately seeks
to oust Reyes from the congressional seat. The relationships between and among the
cited cases and the present case, read in relation with the relevant developments, all
point to this conclusion.
Thus, rather than recognize this roundabout manner of contesting respondent
Reyes' seat, the Court should recognize this kind of challenge for what it really is — a
challenge that properly belongs to the domain of the HRET and one that should be
raised before that tribunal through the proper action. The Court, in other words, should
acknowledge that it has no jurisdiction to act on the present petition.
Under the 2011 Rules of the HRET, 22 the proper actions in coming before the
HRET are: (1) a veri ed petition of protest (election protest) to contest the election or
returns of the member; or (2) a verified petition for quo warranto to contest the election
of a member on the ground of ineligibility or disloyalty to the Republic of the
Philippines. 23 Both petitions should be led within fteen (15) days after the
proclamation of the winner, 24 save in the case of a petition for quo warranto on the
ground of citizenship which may be led at any time during the member's tenure. 25 The
failure to le the appropriate petition before the HRET within the prescribed periods will
bar the contest. 26 These are the rules that must guide Velasco in his quest for a
remedy.
To be sure, though, this remedy has been within Velasco's knowledge and
contemplation as on May 31, 2013, 27 he led an election protes t before the HRET,
docketed as HRET Case No. 13-028. 28 Very obviously, he recognized that, as early as
May 31, 2013, any challenge against respondent Reyes's election, returns, or
quali cations should be raised before the HRET — the sole judge of all contests relating
to the election, returns, and qualifications of HOR members.
Why he now appears to have glossed over this legal reality in the present petition
(especially since Reyes is now a clearly recognized member of the HOR after satisfying
the restrictive Reyes v. Comelec standard) is a question I would not dare speculate on;
only the attendant facts and the legal realities can perhaps su ciently provide the
answer. 29
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In reality, two other cases — both of them quo warranto petitions — were
subsequently led against Reyes. The rst is HRET Case No. 13-036 entitled "Noeme
Mayores Tan and Jeasseca L. Mapacpac v. Regina Ongsiako Reyes." The second is
HRET No. 13-037 entitled "Eric Del Mundo v. Regina Ongsiako Reyes."
On March 14, 2014, the HRET issued a resolution in HRET Case No. 13-036 and
HRET No. 13-037 stating that "the proclamation of Representative Reyes as the winning
candidate for the position of Representative of the Lone District of Marinduque is and
remains valid and subsisting until annulled by HRET."
In a modi ed ponencia circulated on January 11, 2016 (for deliberation
on January 12, 2016), it was alleged that the HRET promulgated a Resolution
on December 14, 2015, dismissing HRET Case Nos. 13-036 and 13-037 — the
twin petitions for quo warranto filed against Reyes.
Allegedly, the HRET held that "the nal Supreme Court ruling in G.R. No. 207264 is
the COGENT REASON to set aside the September 11, 2014 Resolution." The HRET
ruling allegedly reversed its own ruling of September 11, 2014 that ordered the
dismissal of the petition of Victor Vela Sioco in the twin petitions for quo warranto for
"lack of merit," and for the hearings in the petitions against Reyes to proceed.
EcTCAD
In the present case, Velasco is not only going around the law by his claim
that he is registered voter when he is not, as has been determined by a court in a
nal judgment. Equally important is that he has made a material
misrepresentation under oath in his COC regarding his quali cation. For these
violations, he must pay the ultimate price — the nulli cation of his election
victory. He may also have to account in a criminal court for making a false
statement under oath, but this is a matter for the proper authorities to decide
upon.
We distinguish our ruling in this case from others that we have made in
the past by the clari cation that COC defects beyond matters of form and that
involve material misrepresentations cannot avail of the bene t of our ruling that
COC mandatory requirements before elections are considered merely directory
after the people shall have spoken. A mandatory and material election law
requirement involves more than the will of the people in any given locality.
Where a material COC misrepresentation under oath is made, thereby violating
both our election and criminal laws, we are faced as well with an assault on the
will of the people of the Philippines as expressed in our laws. In a choice
between provisions on material quali cations of elected o cials, on the one
hand, and the will of the electorate in any given locality, on the other, we believe
and so hold that we cannot choose the electorate will. The balance must always
tilt in favor of upholding and enforcing the law. To rule otherwise is to slowly
gnaw at the rule of law. 24
Therefore, considering that Reyes' CoC was cancelled and was deemed void ab
initio by virtue of the nal and executory decisions rendered by the COMELEC and this
Court, Velasco is a not second-placer as claimed by the Dissent; rather, Velasco is the
only placer and the winner during the May elections and thus, for all intents and
purposes, Velasco has a clear legal right to o ce as Representative of the Lone District
of Marinduque.
Unconvinced, Justice Leonen would protest in his Dissent that petitioner Velasco,
a non-party to SPC No. 13-053 and G.R. No. 207264, is a stranger to the case and
cannot be bound by Our factual findings and rulings therein. 25
The proposition is devoid of merit. aScITE
In the case at bar, the administration of oath and the registration of the
petitioner in the Roll of Members of the House of Representatives representing
the 4th legislative district of Leyte is no longer a matter of discretion on the part
of the public respondents. The facts are settled and beyond dispute: petitioner
garnered 71,350 votes as against respondent Locsin who only got 53,447 votes
in the May 14, 2001 elections. The COMELEC Second Division initially ordered
the proclamation of respondent Locsin; on Motion for Reconsideration the
COMELEC en banc set aside the order of its Second Division and ordered the
proclamation of the petitioner. The Decision of the COMELEC en banc has not
been challenged before this Court by respondent Locsin and said Decision has
become final and executory.
In sum, the issue of who is the rightful Representative of the 4th
legislative district of Leyte has been finally settled by the COMELEC en banc, the
constitutional body with jurisdiction on the matter. The rule of law demands
that its Decision be obeyed by all o cials of the land. There is no
alternative to the rule of law except the reign of chaos and confusion .
29 (Emphasis in the original)
As in Codilla, the fact of Reyes' disquali cation can no longer be disputed herein,
in view of the consecutive rulings of the COMELEC and the Court in SPA No. 13-053,
G.R. No. 207624, and SPA No. 13-010. Reyes' ineligibility and Velasco's consequent
membership in the Lower House is then beyond the discretion of respondents
Belmonte and Barua-Yap, and the rulings upholding the same must therefore be
recognized and respected. To hold otherwise — that the Court is not precluded from
entertaining questions on Reyes' eligibility to occupy Marinduque's congressional seat
— would mean substantially altering, if not effectively vacating, Our ruling in Reyes that
has long attained nality, a blatant violation of the immutability of judgments. Under the
doctrine, a decision that has acquired nality becomes immutable and unalterable, and
may no longer be modi ed in any respect, even if the modi cation is meant to correct
erroneous conclusions of fact and law, and whether it be made by the court that
rendered it or by the Highest Court of the land. Any act which violates this principle
must immediately be struck down. 30 Justice Leonen, however, urges this Court to
revisit, nay re-litigate, Reyes two (2) years after the date of its nality and abandon the
same, in clear contravention of the doctrine of immutability and nality of Supreme
Court decisions.
It matters not that respondents Belmonte and Barua-Yap are non-parties to
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Reyes. It is erroneous to claim that Our nal ruling therein is not binding against
Belmonte and Barua-Yap on ground that that they were neither petitioners nor
respondents in the said case, 31 and that they were not given the opportunity to be
heard on the issues raised therein. 32 Again, SPA No. 13-053, G.R. No. 207264, and SPA
No. 13-010 are not civil cases and do not involve purely private rights which requires
notice and full participation of respondents Belmonte and Barua-Yap. It must also be
noted that the said case originated as petition to deny or cancel Reyes' COC, which
does not require the participation of the Speaker and Secretary General of the House of
Representatives. In fact, there is nothing in BP 881, the COMELEC Rules of Procedure,
nor in Rule 64, in relation to Rule 65 of the Rules of Court, which requires that the
Speaker and Secretary General to be included either in the original petition for
cancellation of CoC or when the case is elevated to this Court via petition for certiorari.
In any event, the fact that they were not made parties in Reyes does not mean that the
public respondents are not bound by the said decision considering that the same
already form part of the legal system of the Philippines. 33
The Dissent endeavors to divert our attention to the peculiarities of Codilla that
allegedly preclude the Court from applying its doctrine in the case at bar. It was noted
that (i) the petitioner in Codilla acquired the plurality of votes, which according to the
dissent is the primary reason for the grant of the petition; 34 (ii) that respondent Reyes'
proclamation was never nulli ed in SPA 13-053; 35 and (iii) that the second placer rule
was not yet abandoned when Codilla was promulgated. 36
With all due respect, the arguments are bereft of merit. Their rehashed version
fails to persuade now as they did before in Reyes. ATICcS
First , the ruling on Codilla was not primarily hinged on the plurality of votes
acquired by petitioner therein, but on the certainty as to who the lawfully elected
candidate was. To reiterate the holding in Codilla: "the issue of who is the rightful
Representative . . . has been nally settled by the COMELEC en banc, the
constitutional body with jurisdiction on the matter." (Emphasis added) Hence, it
became ministerial on the part of then House Speaker Jose de Venecia and then
Secretary General Roberto P. Nazareno of the House of Representatives to swear in and
include the name of petitioner Eufrocino Codilla (Codilla) in the Roll of Members.
Acquiring the plurality of votes may be one way of asserting one's claim to o ce,
but the cancellation of the CoC of the candidate who garnered the highest number of
votes is likewise a viable alternative in light of Aratea. Thus, in spite of the initial
determination that Velasco failed to obtain the plurality of votes, he could still validly
claim that his right to be seated as Marinduque's Representative in Congress has been
settled by virtue of Reyes' disqualification.
Second , the ruling in Reyes may have been silent as to the validity of her
proclamation, but the Dissent failed to take into account the developments in SPC No.
13-010, wherein Velasco assailed the proceedings of the Provincial Board of
Canvassers (PBOC) and prayed before the COMELEC that the May 18, 2013
proclamation of Reyes be declared null and void. 37
On June 19, 2013, the COMELEC would deny Velasco's petition. But on
reconsideration, the COMELEC en banc, on July 9, 2013, made a reversal and declared
null and void and without legal effect the proclamation of Reyes, and, in the very
issuance, declared petitioner Velasco as the winning candidate. 38 And so it was that on
July 16, 2013, Velasco would be proclaimed by a newly constituted PBOC as the duly
elected member of the House of Representatives for the Lone District of Marinduque, in
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congruence with the COMELEC's rulings in SPA No. 13-053 and SPC No. 13-010. 39
This proclamation was never questioned by Reyes before any judicial or quasi-judicial
forum.
This sequence of events bears striking resemblance with the factual milieu of
Codilla wherein Codilla, on June 20, 2001, seasonably moved for reconsideration of the
June 14, 2001 order for his disquali cation and additionally questioned therein the
validity of the proclamation of Ma. Victoria Locsin (Locsin). On the next day, he would
lodge a separate petition challenging the validity of Locsin's proclamation anew. The
petition, however, would suffer the same fate of being initially decided against his favor.
It will not be until August 29, 2001 when the COMELEC en banc, by a 4-3 vote, would
reverse the rulings that disquali ed Codilla and upheld the validity of Locsin's
proclamation. Notably, Locsin did not appeal from this Resolution annulling her
proclamation and so the COMELEC en banc's ruling then became final and executory.
Thereafter, on September 6, 2001, the COMELEC en banc reconstituted the
PBOC of Leyte to implement its August 29, 2001 Resolution, and to proclaim the
candidate who obtained the highest number of votes in the district as the duly elected
Representative of the 4th Legislative District of Leyte. So it was that on September 12,
2001, petitioner Codilla was proclaimed winner of the congressional race.
With the nality of the COMELEC ruling disqualifying Locsin and nullifying her
proclamation, and the consequent proclamation of Codilla as the lawfully elected
Representative of the 4th District of Leyte, the Court saw no legal obstacle in directing
then House Speaker Jose de Venecia and then Secretary General Roberto Nazareno of
the House of Representatives to swear in and include petitioner Codilla's name in the
Roll of Members of the House of Representatives. This very same outcome in Codilla
should be observed in the present case.
Third, that the second placer rule was not yet abandoned when Codilla was
decided is inconsequential in this case. As earlier discussed, what is of signi cance in
Codilla is the certainty on who the rightful holder of the elective post is. It may be that
when Codilla was decided, plurality of votes and successional rights, in
disqualifications cases, may have been the key considerations, but as jurisprudence has
been enriched by Aratea and by the subsequent cases that followed, 40 the quali ed
second placer rule was added to the enumeration. Synthesizing Aratea with Codilla,
petitioner Velasco may now successfully invoke the quali ed second placer rule to
prove the certainty of his claim to o ce, and compel the respondent Speaker and
Secretary General to administer his oath and include his name in the Roll of Members of
the House of Representatives. TIADCc
With the presence of the twin requirements, the extraordinary writ of mandamus
must be issued in the case at bar.
II
We now discuss the collateral issues raised.
The Dissent cites the cases of Tañada v. COMELEC (Tañada), Limkaichong v.
COMELEC (Limkaichong), and Vinzons-Chato v. COMELEC (Vinzons-Chato) , to
persuade Us to revisit the ruling in Reyes v. COMELEC , and divest the COMELEC of its
jurisdiction over the issue of Reyes' quali cation in favor of the House of
Representatives Electoral Tribunal (HRET). Similarly, respondents raised the issue of
jurisdiction arguing that the proclamation alone of the winning candidate is the
operative act that triggers the commencement of HRET's exclusive jurisdiction, 41 and
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insisted that to rule otherwise would result in the clash of jurisdiction between the
HRET and the COMELEC. 42
On the outset, I express my strong reservations on revisiting herein the issue on
the HRET's jurisdiction, which has already been settled with nality in Reyes, for it is
not at issue in this petition for mandamus . I SHARE THE OBSERVATION BY THE
PONENCIA THAT RESPONDENTS ARE TAKING ADVANTAGE OF THIS PETITION TO RE-
LITIGATE WHAT HAS BEEN SETTLED IN REYES AND DOES NOT SEEM TO RESPECT
THE ENTRY OF JUDGMENT THAT HAS BEEN ISSUED THEREIN ON OCTOBER 22, 2013.
Nevertheless, assuming in arguendo that there is no impropriety in taking a second look
at the issue in this case, I see no irreconcilability between Reyes, on the one hand, and
the cases cited in the Dissent, on the other.
As a review, the doctrine in Reyes is that the HRET only has jurisdiction over
Members of the House of Representatives. To be considered a Member of the House
of Representatives, the following requisites must concur: (1) a valid proclamation, (2) a
proper oath, and (3) assumption of office. 43
Our ruling in Reyes does not run in con ict with Tañada , which was decided by
the Court en banc by a unanimous vote, as our esteemed colleague pointed out. As held
in Tañada:
In the foregoing light, considering that Angelina had already been
proclaimed as Member of the House of Representatives for the 4th District of
Quezon Province on May 16, 2013, as she has in fact taken her oath and
assumed o ce past noon time of June 30, 2013, the Court is now without
jurisdiction to resolve the case at bar. As they stand, the issues concerning the
conduct of the canvass and the resulting proclamation of Angelina as herein
discussed are matters which fall under the scope of the terms "election" and
"returns" as above-stated and hence, properly fall under the HRET's sole
jurisdiction. (Emphasis added) cSEDTC
Hence, the Court's ruling in Tañada , disclaiming jurisdiction in favor of the HRET,
is premised on the concurrence of the three (3) requirements laid down in Reyes. In any
case, Tañada is a Minute Resolution not intended to amend or abandon Reyes, as was
made evident by the subsequent case Bandara v. COMELEC, 44 to wit:
It is a well-settled rule that once a winning candidate has been
proclaimed, taken his oath, and assumed o ce as a Member of the House of
representatives, the jurisdiction of the Commission on Elections (COMELEC)
over election contests relating to his/her election, returns, and quali cation
ends, and the HRET's own jurisdiction begins. Consequently, the instant
petitions for certiorari are not the proper remedies for the petitioners in both
cases to question the propriety of the National Board of Canvassers'
proclamation, and the events leading thereto.
Limkaichong is even more blunt as the Court decided the case with the following
opening statement: 45
Once a winning candidate has been proclaimed, taken his oath ,
and assumed o ce as a Member of the House of Representatives, the
jurisdiction of the House of Representatives Electoral Tribunal begins .
. . . . (Emphasis in the original)
And in Vinzons-Chato v. COMELEC: 46
. . . [I]n an electoral contest where the validity of the proclamation of a
winning candidate who has taken his oath of o ce and assumed his
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post as Congressman is raised, that issue is best addressed to the HRET. The
reason for this ruling is self-evident, for it avoids duplicity of proceedings and a
clash of jurisdiction between constitutional bodies, with due regard to the
people's mandate. (Emphasis added)
Verily, Reyes delineated the blurred lines between the jurisdictions of the
COMELEC and the HRET, explicitly ruling where one ends and the other begins. Our
ruling therein was not wanting in jurisprudential basis and is in fact supported by cases
cited by in the Dissent no less. AIDSTE
Certainly, the principle in Reyes does not offend Art. VI, Sec. 17 of the
Constitution nor does it undermine the adjudicatory powers of the HRET. On the
contrary, it strictly adheres to the textual tenor of the constitutional provision, to wit:
Section 17 . The Senate and the House of Representatives shall each have
an Electoral Tribunal which shall be the sole judge of all contests relating to the
election, returns, and quali cations of their respective Members . Each
Electoral Tribunal shall be composed of nine Members, three of whom shall be
Justices of the Supreme Court to be designated by the Chief Justice, and the
remaining six shall be Members of the Senate or the House of Representatives,
as the case may be, who shall be chosen on the basis of proportional
representation from the political parties and the parties or organizations
registered under the party-list system represented therein. The senior Justice in
the Electoral Tribunal shall be its Chairman. (Emphasis added)
It has to be emphasized that the Court, in deciding Reyes, did not divest the
Senate and House of Representative Electoral Tribunals of their jurisdiction over their
respective members, but merely set the parameters on who these "Members" are. The
jurisprudence earlier reviewed are in unison in holding that to be considered a "Member"
within the purview of the constitutional provision, the three indispensable elements
must concur.
As to the alleged clash of jurisdiction, the Court, in its October 22, 2013
Resolution in Reyes, explained:
"11. It may need pointing out that there is no con ict between the
COMELEC and the HRET insofar as the petitioner's being a Representative of
Marinduque is concerned. The COMELEC covers the matter of petitioner's
certi cate of candidacy, and its due course or its cancellation, which are the
pivotal conclusions that determines who can be legally proclaimed. The matter
can go to the Supreme Court but not as a continuation of the proceedings in the
COMELEC, which has in fact ended, but on an original action before the Court
grounded on more than mere error of judgment but on error of jurisdiction for
grave abuse of discretion. At and after the COMELEC En Banc decision, there is
no longer any certi cate cancellation matter than can go to the HRET. In that
sense, the HRET's constitutional authority opens, over the quali cation of its
MEMBER, who becomes so only upon a duly and legally based proclamation,
the rst and unavoidable step towards such membership. The HRET jurisdiction
over the quali cation of the Member of the House of Representatives is original
and exclusive, and as such, proceeds de novo unhampered by the proceedings
in the COMELEC which, as just stated has been terminated. The HRET
proceedings is a regular, not summary, proceeding. It will determine who should
be the Member of the House. It must be made clear though, at the risk of
repetitiveness, that no hiatus occurs in the representation of
Marinduque in the House because there is such a representative who
shall sit as the HRET proceedings are had till termination. Such
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representative is the duly proclaimed winner resulting from the
terminated case of cancellation of certi cate of candidacy of
petitioner. The petitioner [Reyes] is not, cannot, be that representative .
And this, all in all, is the crux of the dispute between the parties: who shall sit in
the House in representation of Marinduque, while there is yet no HRET decision
on the quali cations of the Member. 47 (Emphasis and words in brackets
added)
It thus appears that there is no con ict of jurisdiction, and that if a quo warranto
case should be led before HRET as espoused by the respondents and in the Dissent, it
cannot be one against Reyes who never became a member of the House of
Representatives over whom the HRET could exercise jurisdiction.
III
The Dissent also claims that when respondent Reyes was proclaimed by the
PBOC as the duly elected Representative of the Lone District of Marinduque of May 18,
2013, petitioner Velasco should have continued his election protest via a quo warranto
petition before the HRET. 48
This suggestion is legally awed considering that the HRET is without authority
to review, modify, more so annul, the illegal acts of PBOC. On the contrary, this authority
is lodged with the COMELEC and is incidental to its power of "direct control and
supervision over the Board of Canvassers." 49 Therefore, the COMELEC is the proper
entity that can legally and validly nullify the acts of the PBOC. As held by this Court held
in Mastura v. COMELEC: 50
"Pursuant to its administrative functions, the COMELEC exercises direct
supervision and control over the proceedings before the Board of Canvassers. In
Aratuc v. Commission on Elections 51 we held —
"While nominally, the procedure of bringing to the
Commission objections to the actuations of boards of canvassers
has been quite loosely referred to in certain quarters, even by the
Commission and by this Court . . . as an appeal, the fact of the
matter is that the authority of the Commission in reviewing such
actuations does not spring from any appellate jurisdiction
conferred by any speci c provision of law, for there is none such
provision anywhere in the Election Code, but from the plenary
prerogative of direct control and supervision endowed to it by the
above-quoted provisions of Section 168. And in administrative
law, it is a too well settled postulate to need any supporting
citation here, that a superior body or o ce having supervision and
control over another may do directly what the latter is supposed to
do or ought to have done. . . ."
Furthermore, the illegal proclamation of the PBOC cannot operate to
automatically oust the COMELEC of its supervisory authority over the PBOC. As clearly
explained in Reyes: AaCTcI
"On 14 May 2013, the COMELEC En Banc had already resolved the
Amended Petition to Deny Due Course or to Cancel the Certi cate of Candidacy
led against Reyes. Based on Sec. 3, Rule 37 of the COMELEC Rules of
Procedure, this Resolution was already nal and should have become executory
five days after its promulgation. But despite this unrestrained ruling of the
COMELEC En Banc the PBOC still proclaimed Reyes as the winning
candidate on 18 May 2013 .
On 16 May 2013, petitioner had already received the judgment
cancelling her Certi cate of Candidacy. As mentioned, two days
thereafter, the PBOC still proclaimed her as the winner. Obviously, the
proclamation took place notwithstanding that petitioner herself
already knew of the COMELEC En Banc Resolution .
It must also be pointed out that even the PBOC already knew of the
cancellation of the Certi cate of Candidacy of petitioner when it proclaimed her.
The COMELEC En Banc Resolution dated 9 July 2013 and submitted to this
Court through the Manifestation of private respondent, quoted the averments in
the Verified Petition of petitioner therein as follows:
. . . While the proceedings of the PBOC is suspended or in
recess, the process server of this Honorable Commission, who
identi ed himself as PEDRO P. STA. ROSA II ('Sta. Rosa,' for
brevity), arrived at the session hall of the Sangguniang
Panlalawigan of Marinduque where the provincial canvassing is
being held.
. . . The process server, Sta. Rosa, was in possession of
certi ed true copies of the Resolution promulgated by the
Commission on Elections En Banc on 14 May 2013 in SPA No. 13-
053 (DC) entitled Joseph Socorro B. Tan vs. Atty. Regina Ongsiako
Reyes' and an Order dated 15 May 2013 to deliver the same to the
Provincial Election Supervisor of Marinduque. The said Order was
signed by no less than the Chairman of the Commission on
Elections, the Honorable Sixto S. Brillantes, Jr.
. . . Process Server Pedro Sta. Rosa II immediately
approached Atty. Edwin Villa, the Provincial Election Supervisor
(PES) of Marinduque, upon his arrival to serve a copy of the
aforementioned Resolution dated 14 May 2013 in SPA No. 13-053
(DC). Despite his proper identi cation that he is a process server
from the COMELEC Main O ce, the PES totally ignored Process
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Server Pedro Sta. Rosa II.
. . . Interestingly, the PES likewise refused to receive the
copy of the Commission on Elections En Banc Resolution dated
14 May 2013 in SPA No. 13-053 (DC) despite several attempts to
do so.
. . . Instead, the PES immediately declared the resumption
of the proceedings of the PBOC and instructed the Board Secretary
to immediately read its Order proclaiming Regina Ongsiako Reyes
as winner for the position of Congressman for the Lone District of
Marinduque.
This narration of the events shows that the proclamation was in
contravention of a COMELEC En Banc Resolution cancelling the
candidate's Certificate of Candidacy .
The PBOC, a subordinate body under the direct control and
supervision of the COMELEC, cannot simply disregard a COMELEC En
Banc Resolution brought before its attention and hastily proceed with
the proclamation by reasoning that it has not o cially received the
resolution or order .
xxx xxx xxx
The PBOC denied the motion to proclaim candidate Velasco on the
ground that neither the counsel of petitioner nor the PBOC was duly furnished or
served an official copy of the COMELEC En Banc Resolution dated 14 May 2013
and forthwith proceeded with the proclamation of herein petitioner, whose
Certi cate of Candidacy has already been cancelled, bespeaks mala de on its
part. SDHTEC
The Dissent makes much of the cases questioning Reyes' eligibility that are
pending before the HRET, and argues that the Court should deny the instant petition
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and defer to the action of the electoral tribunal. 55
The argument is specious.
It is of no moment that there are two quo warranto cases currently pending
before the HRET that seek to disqualify Reyes from holding the congressional o ce. 56
These cases cannot oust the COMELEC and the Court of their jurisdiction over the issue
on Reyes' eligibility, which they have already validly acquired and exercised in SPA No.
13-053 and Reyes. The petitioners in the quo warranto cases themselves recognize the
enforceability of the COMELEC and the Court's ruling in SPA No. 13-053 and Reyes, and
even invoked the rulings therein to support their respective petitions. They seek not a
trial de novo for the determination of whether or not Reyes is eligible to hold o ce as
Representative, but seek the implementation of the nal and executory decisions of the
COMELEC and of the High Court. Interestingly, Reyes merely prayed for the dismissal of
these cases, but never asked the HRET for any a rmative relief to counter the
executory rulings in SPA No. 13-053, G.R. No. 207264, and SPA No. 13-010.
IV
All told, We cannot turn a blind eye to the undisputed fact that the Court's
pronouncements in Reyes and the pertinent resolutions of the COMELEC have
established that the title and clear right to the contested o ce belongs to petitioner. In
reinforcing this conclusion, the ponencia aptly observed that: 57
. . . In this case, given the present factual milieu, i.e., the nal and executory
resolutions of this Court in G.R. No. 207264, the nal and executory resolutions
of the COMELEC in SPA No. 13-053 (DC) cancelling Reyes' Certi cate of
Candidacy, and the nal and executory resolution of the COMELEC in SPA No.
13-010 declaring null and void the proclamation of Reyes and proclaiming
Velasco as the winning candidate for the position of Representative for the Lone
District of the Province of Marinduque, it cannot be claimed that the present
petition is one for the determination of the right of Velasco to the claimed office.
It has thus been conclusively proven that Velasco is the winning candidate for the
position of Representative for the Lone District of Marinduque during the May 2013
Elections. As a consequence, when respondents Belmonte and Barua-Yap received the
"Certi cate of Canvass of Votes and Proclamation of Winning Candidate for the
position of Member of House of Representatives for the Lone District of Marinduque"
issued by the COMELEC in favor of the herein petitioner, they should have, without
delay, abide by their respective ministerial duties to administer the oath in favor of the
petitioner and to register his name in Roll of Members of the House of Representatives
for the 2013-2016 term. Upon their unlawful refusal to do so despite repeated
demands from petitioner, the extraordinary writ of mandamus ought to lie. HESIcT
In the end, Reyes has no legal basis whatsoever to continue exercising the rights
and prerogatives as the Lone District Representative of Marinduque as there is at
present no pending action or petition which was instituted by her either before the
HRET or the Court challenging petitioner Velasco's proclamation. Respondents
Belmonte and Barua-Yap must thus honor the rights of petitioner and execute the nal
COMELEC and Supreme Court Resolutions in accordance with and furtherance of the
rule of law.
May I just be permitted one last word.
In what was in all ill designed as a master stroke, Reyes, after all have been said
and done by this Court in the petition, she herself led, submitted a motion to withdraw
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that petition, G.R. No. 207264, Regina Ongsiako Reyes v. COMELEC and Tan. 58 I had
the opportunity to say, in the Court's denial of her motion to reconsider the dismissal of
her petition, that:
xxx xxx xxx
The motion to withdraw petition led AFTER the Court has acted thereon,
is noted. It may well be in order to remind petitioner that jurisdiction, once
acquired, is not lost upon the instance of the parties, but continues until the
case is terminated. When petitioner led her Petition for Certiorari, jurisdiction
vested in the Court and, in fact, the Court exercised such jurisdiction when it
acted on the petition. Such jurisdiction cannot be lost by the unilateral
withdrawal of the petition by petitioner.
More importantly, the Resolution dated 25 June 2013, being a valid court
issuance, undoubtedly has legal consequences. Petitioner cannot, by the mere
expediency of withdrawing the petition, negative and nullify the Court's
Resolution and its legal effects. At this point, we counsel petitioner against
tri ing with court processes. Having sought the jurisdiction of the Supreme
Court, petitioner cannot withdraw her petition to erase the ruling adverse to her
interests. Obviously, she cannot, as she designed below, subject to her
predilections the supremacy of the law. AcICHD
I cannot be moved one bit away from the conclusion, then as now, that parties to
cases cannot tri e with our Court processes. If we deny the petition at hand, we will
ourselves do for Reyes what we said in judgment cannot be done by her.
WHEREFORE , premises considered, I register my vote to GRANT the petition.
* No part.
1. Originally cited as "Emilia."
2. Rollo (G.R. No. 201140), pp. 3-4.
3. Id. at 25-26.
4. Docketed as SPA No. 13-053 (DC).
5. Rollo (G.R. No. 201140), pp. 31-32.
6. Id. at 42.
7. Id. at 47.
8. Id. at 65-67.
9. Id. at 67. Section 13, Rule 18 of the 1993 COMELEC Rules of Procedure in relation to
Paragraph 2, Section 8 of Resolution No. 9523, provides that a decision or resolution
of the COMELEC En Banc in special actions and special cases shall become nal
and executory ve (5) days after its promulgation unless a restraining order is issued
by the Supreme Court. Section 3, Rule 37, Part VII also provides that decisions in
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petitions to deny due course to or cancel certi cates of candidacy, to declare a
candidate as nuisance candidate or to disqualify a candidate, shall become nal and
executory after the lapse of ve (5) days from promulgation, unless restrained by the
Supreme Court.
10. Id. at 82.
11. Id. at 74.
12. Id. at 106.
RULE 15. How Initiated. — An election contest is initiated by the ling of a veri ed
petition of protest or a veri ed petition for quo warranto against a Member of the
House of Representatives. An election protest shall not include a petition for quo
warranto. Neither shall a petition for quo warranto include an election protest.
RULE 16. Election Protest. — A veri ed petition contesting the election or returns of any
Member of the House of Representatives shall be led by any candidate who has
duly led a certi cate of candidacy and has been voted for the same o ce, within
fteen (15) days after the proclamation of the winner. The party ling the protest
shall be designated as the protestant while the adverse party shall be known as the
protestee. . . .
RULE 17. Quo Warranto. — A veri ed petition for quo warranto contesting the election of
a Member of the House of Representatives on the ground of ineligibility or of
disloyalty to the Republic of the Philippines shall be led by any registered voter of
the district concerned within fteen (15) days from the date of the proclamation of
the winner. The party ling the petition shall be designated as the petitioner while the
adverse party shall be known as the respondent[.]
Based on the above Rules, it appears clear that as far as the HRET is concerned, the
proclamation of the winner in the congressional elections serves as the reckoning
point as well as the trigger that brings any contests relating to his or her election,
return and qualifications within its sole and exclusive jurisdiction.
In the context of the present case, by holding that the COMELEC retained jurisdiction
(because Reyes, although a proclaimed winner, has not yet assumed o ce), the
majority effectively emasculates the HRET of its jurisdiction as it allows the ling of
an election protest or a petition for quo warranto only after the assumption to o ce
by the candidate (i.e., on June 30 in the usual case). To illustrate using the dates of
the present case, any election protest or a petition for quo warranto led after June
30 or more than fteen (15) days from Reyes' proclamation on May 18, 2013, shall
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certainly be dismissed outright by the HRET for having been led out of time under
the HRET rules.
20. See Article XI, Section 1 of the Constitution.
21. As I discussed in my Dissenting Opinion to the June 25, 2013 Resolution in Reyes v.
Comelec, this reasonable standard is the proclamation of the winning candidate.
There, I said that: "[t]he proclamation of the winning candidate is the operative fact
that triggers the jurisdiction of the HRET over election contests relating to the winning
candidate's election, returns and qualifications."
22. Issued pursuant to the HRET's rule-making that necessarily ows from the general power
granted to it by the Constitution as the sole judge of all contests relating to the
election, returns, and quali cations of its members (see Angara v. Electoral
Commission, 63 Phil. 139 [1936]).
23. See Rules 16 and 17 of the 2011 Rules of the House of Representatives Electoral Tribunal.
24. See Rule 16, paragraph 1, and Rule 17, paragraph 1 of the 2011 Rules of the House of
Representatives Electoral Tribunal.
25. See Rule 17, paragraph 2 of the 2011 Rules of the House of Representatives Electoral
Tribunal.
26. See Rule 19 of the 2011 Rules of the House of Representatives Electoral Tribunal. It reads:
RULE 19. Periods Non-Extendible. — The period for the ling of the appropriate petition,
as prescribed in Rules 16 and 17, is jurisdictional and cannot be extended.
27. In fact, also on May 31, 2013, a quo warranto petition was led by a certain Matienzo
before the HRET against Reyes; this was docketed as HRET Case No. 13-027.
28. See rollo, p. 399. As of April 1, 2014, the HRET records show that Matienzo v. Reyes and
Velasco v. Reyes have been withdrawn.
29. A possible answer may be drawn from these facts: first, the two quo warranto petitions —
HRET Case No. 13-036 entitled "Noeme Mayores Tan and Jeasseca L. Mapacpac v.
Regina Ongsiako Reyes" ( led on July 13, 2013) and HRET No. 13-037 entitled " Eric
Del Mundo v. Regina Ongsiako Reyes" ( led on December 13, 2013) — led against
Reyes have been pending before the HRET, of which a Member of this Court,
Associate Justice Presbitero Velasco, is petitioner Velasco's father, for more or less
two years without any action by the HRET. The only action the HRET has taken so far
in these cases was in relation with the petition-for-intervention led by Victor Vela
Sioco seeking the dismissal of the quo warranto petitions for lack of jurisdiction
where it required (via Resolution No. 14-081) Reyes to comment thereon.
Second, the HRET has recently revised its Rules of Procedure incorporating the restrictive
Reyes v. Comelec standards that requires the concurrence of proclamation, oath, and
assumption of o ce before the elected candidate is considered a member of the
HOR over whom the HRET can exercise jurisdiction. The 2015 HRET Rules of
Procedure was published in the Philippine Star on November 1, 2015, and took effect
fteen days thereafter. Rule 80 of the 2015 HRET Rules provides for its application to
all pending actions save "when substantive rights are affected as may be determined
by the Tribunal."
Third, per the November 5, 2015 letter-petition — Urgent Follow-Up on the Petition for
Recall of the Designation of Justice Presbitero J. Velasco, Jr. to the HRET — to the
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Court En Banc by Reyes' counsel Rogue and Butuyan Law O ces (letter signed by H.
Harry L. Rogue, Jr., Joel Ruiz Butuyan, and Roger R. Rayel), the HRET has deferred
action on its February 3, 2015 manifestation/motion that from thereon it shall act as
Reyes' lead counsel and been refusing to furnish it copies, at their expense, of all
documents, pleadings etc. pertaining to the two quo warranto cases.
30. See Defensor-Santiago, Constitutional Law, citing U.S. v. Ang Tang Ho, 43 Phil. 1 (1922).
31. See Defensor-Santiago, Constitutional Law.
32. See Alejandrino v. Quezon, et al., 46 Phil. 83 (1924).
33. Id.
2. Lota v. Court of Appeals, G.R. No. L-14803, June 30, 1961, 2 SCRA 715, 718.
3. Ponencia, p. 12.
4. G.R. No. 207264, June 25, 2013, 699 SCRA 522, 538, and G.R. No. 207264, October 22,
2013, 708 SCRA 197.
5. Id.
6. Philippine Coconut Authority v. Primex Coco Products, Inc. , G.R. No. 163088, July 20, 2006,
495 SCRA 763, 777.
7. Palileo v. Ruiz Castro, No. L-3261, December 29, 1949, 85 Phil. 272, 275.
8. J. Leonen, Dissenting Opinion, p. 11.
13. Footnote No. 3 of the October 22, 2013 Resolution distinguished between a final judgment
and one that is nal and executory in the following wise: "The concept of ' nal'
judgment, as distinguished from one which has 'become nal' (or 'executory' as of
right [ nal and executory]), is de nite and settled. A ' nal' judgment or order is one
that nally disposes of a case, leaving nothing more to be done by the Court in
respect thereto, e.g., an adjudication on the merits which, on the basis of the evidence
presented at the trial, declares categorically what the rights and obligations of the
parties are and which party is in the right; or a judgment or order that dismisses an
action on the ground, for instance, of res adjudicata or prescription. Once rendered,
the task of the Court is ended, as far as deciding the controversy or determining the
rights and liabilities of the litigants is concerned. Nothing more remains to be done
by the Court except to await the parties' next move (which among others, may consist
of the ling of a motion for new trial or reconsideration, or the taking of an appeal)
and ultimately, of course, to cause the execution of the judgment once it becomes
' nal' or, to use the established and more distinctive term, ' nal and executory.' See
Investments, Inc. v. Court of Appeals, 231 Phil. 302, 307 (1987)."
14. Supra note 4.
15. Ponencia, p. 6.
16. G.R. No. 195229, October 9, 2012, 683 SCRA 105.
17. See also Hayudini v. COMELEC, G.R. No. 207900, April 22, 2014, 723 SCRA 223.
18. Supra note 16.
19. Jalosjos, Jr. v. COMELEC, G.R. No. 193237, October 9, 2012, 683 SCRA 1.
20. G.R. No. 195649, April 16, 2013, 696 SCRA 420.
21. J. Leonen, Dissenting Opinion, p. 13.
22. Jalosjos, Jr. v. COMELEC, supra note 19 at 32.
23. Maquiling v. COMELEC, supra note 20 at 462-463.
24. Velasco v. COMELEC, G.R. No. 180051, December 24, 2008, 575 SCRA 590, 614-615.
25. J. Leonen, Dissenting Opinion, p. 8.
26. Special People, Inc. Foundation v. Canda, G.R. No. 160932, January 14, 2013, 688 SCRA
403, 424.
27. Philippine Coconut Authority v. Primex Coco Products, Inc., supra note 6.
28. G.R. No. 150605, December 10, 2002, 393 SCRA 639, 681.
29. Id.
30. FGU Insurance Corporation v. Regional Trial Court of Makati City, Br. 66 , G.R. No. 161282,
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February 23, 2011, 644 SCRA 50, 56.
31. Memorandum for the OSG in behalf of public respondents, p. 9.
32. Ibid., p. 12.
39. Id. at 6.
40. Jalosjos Jr., v. COMELEC, supra note 19; Maquiling v. COMELEC, supra note 20.
41. Memorandum of the OSG, p. 16.
42. Id. at 24.
43. Reyes v. COMELEC, supra note 4 at 535.
44. G.R. Nos. 207144 and 208141, February 3, 2015.
45. Limkaichong v. COMELEC, G.R. Nos. 178831-32 and 179120, 179132-33, 179240-41, April
1, 2009, 583 SCRA 1, 8-9.
46. G.R. No. 172131, April 2, 2007, 520 SCRA 166, 180, citing Guerrero v. COMELEC , G.R. No.
105278, November 18, 1993, 228 SCRA 36, 43.
47. G.R. No. 207264, October 22, 2013, 708 SCRA 197, 231-232.
48. J. Leonen, Dissenting Opinion, p. 6.
49. Section 227, Omnibus Election Code:
Section 227. Supervision and control over board of canvassers . — The
Commission shall have direct control and supervision over the board of canvassers.
50. G.R. No. 124521, January 29, 1998, 285 SCRA 493, 499-500.
51. G.R. Nos. L-49705-09 and L-49717-21, February 8, 1979, 88 SCRA 251.
52. Supra note 4, at 537.
53. Chief Justice Sereno, Concurring Opinion, supra note 4 at 243-248, dated October 22,
2013.
54. Ponencia, p. 12.
55. J. Leonen, Dissenting Opinion, p. 7.
56. HRET Case No. 13-036, entitled "Noeme Mayores Lim and Jeasseca L. Mapacpac v.
Regina Ongsiako Reyes," and HRET Case No. 13-037, entitled "Eric D. Junio v. Regina
Ongsiako Reyes".
4. Id. at 629-630.
5. HRET Rules, rule 15. The action led may be an election protest or quo warranto under the
HRET Rules.
6. CONST., art. VI, sec. 17.
37. G.R. No. 207264, June 25, 2013, 699 SCRA 522 [Per J. Perez, En Banc].
38. Petitioner's Manifestation dated January 6, 2016, annex D, p. 4. Annex D refers to HRET
Resolution in HRET Case Nos. 13-036 and 13-037.
39. Id. at 3.
40. Id. at 5.
75. Jalosjos, Jr. v. Commission on Elections , G.R. No. 193237, October 9, 2012, 683 SCRA 1,
31-32 [Per J. Carpio, En Banc].
76. G.R. No. 193237, October 9, 2012, 683 SCRA 1 [Per J. Carpio, En Banc].
77. G.R. No. 195649, April 16, 2013, 696 SCRA 420 [Per C.J. Sereno, En Banc].
n Note from the Publisher: Copied verbatim from the o cial copy. Irregular numerical
sequence.
DECISION
CARPIO , J : p
The Case
This special civil action for certiorari 1 assails the Decision dated 18 March 2015
2 and Resolution dated 3 August 2015 3 of the House of Representatives Electoral
Tribunal (HRET), in HRET Case No. 13-022, declaring respondent Philip A. Pichay
(Pichay) eligible to hold and serve the of ce of Member of the House of
Representatives for the First Legislative District of Surigao del Sur.
The Facts
On 16 September 2008, the Court promulgated its Decision in G.R. Nos. 161032
and 161176, entitled "Tulfo v. People of the Philippines, " convicting Pichay by nal
judgment of four counts of libel. 4 In lieu of imprisonment, he was sentenced to pay a
ne in the amount of Six Thousand Pesos (P6,000.00) for each count of libel and One
Million Pesos (P1,000,000.00) as moral damages. This Decision became nal and
executory on 1 June 2009. On 17 February 2011, Pichay paid One Million Pesos
(P1,000,000.00) as moral damages and Six Thousand Pesos (P6,000.00) as ne for
each count of libel.
On 9 October 2012, Pichay led his certi cate of candidacy for the position of
Member of the House of Representatives for the First Legislative District of Surigao del
Sur for the 13 May 2013 elections.
On 18 February 2013, petitioner Mary Elizabeth Ty-Delgado (Ty-Delgado) led a
petition for disquali cation under Section 12 of the Omnibus Election Code against
Pichay before the Commission on Elections (Comelec), on the ground that Pichay was
convicted of libel, a crime involving moral turpitude. Ty-Delgado argued that when
Pichay paid the ne on 17 February 2011, the ve-year period barring him to be a
candidate had yet to lapse. CAIHTE
In his Answer dated 4 March 2013, Pichay, through his counsel, alleged that the
petition for disquali cation was actually a petition to deny due course to or cancel
certi cate of candidacy under Section 78, in relation to Section 74, of the Omnibus
Election Code, and it was led out of time. He admitted his conviction by nal judgment
for four counts of libel, but claimed that libel does not necessarily involve moral
turpitude. He argued that he did not personally perform the acts prohibited and his
conviction for libel was only because of his presumed responsibility as president of the
publishing company.
On 14 May 2013, Ty-Delgado led a motion to suspend the proclamation of
Pichay before the Comelec.
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On 16 May 2013, the Provincial Board of Canvassers of Surigao del Sur
proclaimed Pichay as the duly elected Member of the House of Representatives for the
First Legislative District of Surigao del Sur, obtaining a total of seventy-six thousand
eight hundred seventy (76,870) votes.
On 31 May 2013, Ty-Delgado led an ad cautelam petition for quo warranto
before the HRET reiterating that Pichay is ineligible to serve as Member of the House of
Representatives because: (1) he was convicted by nal judgment of four counts of libel,
a crime involving moral turpitude; and (2) only two years have passed since he served
his sentence or paid on 17 February 2011 the penalty imposed on him. In his Answer,
Pichay claimed that his conviction for the crime of libel did not make him ineligible
because ineligibility only pertained to lack of the qualifications under the Constitution.
In its Resolution dated 4 June 2013, the Comelec First Division dismissed the
petition for disqualification filed against Pichay because of lack of jurisdiction.
On 16 July 2013, Ty-Delgado manifested her amenability to convert the ad
cautelam petition into a regular petition for quo warranto.
On 22 October 2013, the preliminary conference took place and the parties
waived the presentation of their evidence upon agreement that their case only involved
legal issues.
The HRET Decision
In a Decision dated 18 March 2015, the HRET held that it had jurisdiction over the
present quo warranto petition since it involved the eligibility of a Member of the House
of Representatives due to a disquali cation under Section 12 of the Omnibus Election
Code. However, the HRET held that there is nothing in Tulfo v. People of the Philippines
which found that Pichay directly participated in any way in writing the libelous articles,
aside from being the president of the publishing company. Thus, the HRET concluded
that the circumstances surrounding Pichay's conviction for libel showed that the crime
did not involve moral turpitude.
The dispositive portion of the Decision reads: DETACa
[II]
THE HOUSE OF REPRESENTATIVES ELECTORAL TRIBUNAL GRAVELY ABUSED
ITS DISCRETION AMOUNTING TO LACK OF OR EXCESS OF JURISDICTION IN
FAILING TO DECLARE RESPONDENT PICHAY INELIGIBLE OR DISQUALIFIED
FROM HOLDING THE POSITION OF MEMBER OF THE HOUSE OF
REPRESENTATIVES BY REASON OF HIS CONVICTION OF LIBEL, A CRIME
INVOLVING MORAL TURPITUDE.
[III]
THE HOUSE OF REPRESENTATIVES ELECTORAL TRIBUNAL GRAVELY ABUSED
ITS DISCRETION AMOUNTING TO LACK OF OR EXCESS OF JURISDICTION IN
FAILING TO DECLARE THAT RESPONDENT PICHAY FALSELY REPRESENTED
IN HIS CERTIFICATE OF CANDIDACY THAT HE IS ELIGIBLE TO RUN FOR
CONGRESSMAN BECAUSE HIS CONVICTION OF A CRIME INVOLVING MORAL
TURPITUDE RENDERED HIM INELIGIBLE OR DISQUALIFIED.
[IV]
THE HOUSE OF REPRESENTATIVES ELECTORAL TRIBUNAL GRAVELY ABUSED
ITS DISCRETION AMOUNTING TO LACK OF OR EXCESS OF JURISDICTION IN
FAILING TO DECLARE THAT RESPONDENT PICHAY SHOULD BE DEEMED TO
HAVE NEVER BECOME A CANDIDATE SINCE HIS CERTIFICATE OF CANDIDACY
IS VOID AB INITIO.
[V]
THE HOUSE OF REPRESENTATIVES ELECTORAL TRIBUNAL GRAVELY ABUSED
ITS DISCRETION AMOUNTING TO LACK OF OR EXCESS OF JURISDICTION IN
FAILING TO DECLARE THAT SINCE THE PETITION FOR QUO WARRANTO
QUESTIONED THE VALIDITY OF RESPONDENT PICHAY'S CANDIDACY, THE
JURISPRUDENCE ON A "SECOND PLACER" BEING PROCLAIMED AS WINNER
SHOULD THE CERTIFICATE OF CANDIDACY OF A "FIRST PLACER" IS
CANCELLED, SHOULD APPLY.
[VI]
THE HOUSE OF REPRESENTATIVES ELECTORAL TRIBUNAL GRAVELY ABUSED
ITS DISCRETION AMOUNTING TO LACK OF OR EXCESS OF JURISDICTION BY
FAILING TO DECLARE THAT PETITIONER DELGADO WAS THE SOLE
LEGITIMATE CANDIDATE FOR MEMBER, HOUSE OF REPRESENTATIVES OF
THE FIRST LEGISLATIVE DISTRICT OF SURIGAO DEL SUR, THUS SHE MUST BE
DECLARED THE RIGHTFUL WINNER IN THE 2013 ELECTIONS AND MUST BE
MADE TO ASSUME THE SAID POSITION. 6
The Ruling of the Court
We find merit in the petition.
A sentence by nal judgment for a crime involving moral turpitude is a ground for
disqualification under Section 12 of the Omnibus Election Code:
Sec. 12. Disqualifications. — Any person who has been declared by competent
authority insane or incompetent, or has been sentenced by nal judgment
for subversion, insurrection, rebellion or for any offense for which he was
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sentenced to a penalty of more than eighteen months or for a crime involving
moral turpitude, shall be disquali ed to be a candidate and to hold
any office , unless he has been given plenary pardon or granted amnesty.
The disquali cations to be a candidate herein provided shall be deemed
removed upon the declaration by competent authority that said insanity or
incompetence had been removed or after the expiration of a period of ve years
from his service of sentence, unless within the same period he again becomes
disqualified. (Emphasis supplied)
ATICcS
The Revised Penal Code provides that: "Any person who shall publish, exhibit, or
cause the publication or exhibition of any defamation in writing or by similar means,
shall be responsible for the same. The author or editor of a book or pamphlet, or the
editor or business manager of a daily newspaper, magazine or serial publication, shall
be responsible for the defamations contained therein to the same extent as if he were
the author thereof." 23
The provision did not distinguish or graduate the penalty according to the nature
or degree of the participation of the persons involved in the crime of libel. It is basic in
statutory construction that where the law does not distinguish, we should not
distinguish. Accordingly, we cannot distinguish Pichay's criminal liability from the
others' criminal liability only because he was the president of the company that
published the libelous articles instead of being their author. Pichay's criminal liability
was the same as that of the others, such that he was even meted the same penalty as
that imposed on the author of the libelous articles.
The crime of libel would not even be consummated without his participation as
publisher of the libelous articles. One who furnishes the means for carrying on the
publication of a newspaper and entrusts its management to servants or employees
whom he selects and controls may be said to cause to be published what actually
appears, and should be held responsible therefor, whether he was individually
concerned in the publication or not. 24
Although the participation of each felon in the crime of libel differs in point in
time and in degree, both author and publisher reneged on the private duties they owe
their fellow men or society in a manner contrary to the accepted and customary rule of
right and duty, justice, honesty, or good morals.
Contrary to Pichay's argument, the imposition of a ne does not determine
whether the crime involves moral turpitude or not. In Villaber v. Commission on
Elections, 25 we held that a crime still involves moral turpitude even if the penalty of
imprisonment imposed is reduced to a ne. In Tulfo v. People of the Philippines , 26 we
explained that a ne was imposed on the accused since they were rst time offenders.
cSEDTC
Having been convicted of the crime of libel, Pichay is disquali ed under Section
12 of the Omnibus Election Code for his conviction for a crime involving moral
turpitude.
Under Section 12, the disquali cation shall be removed after the expiration of a
period of ve years from his service of sentence. In Teves v. Comelec , 27 we held that
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the ve-year period of disquali cation would end only on 25 May 2010 or ve years
from 24 May 2005, the day petitioner paid the ne he was sentenced to pay in Teves v.
Sandiganbayan. In this case, since Pichay served his sentence when he paid the ne on
17 February 2011, the ve-year period shall end only on 16 February 2016. Thus, Pichay
is disqualified to become a Member of the House of Representatives until then.
Considering his ineligibility due to his disquali cation under Section 12, which
became nal on 1 June 2009, Pichay made a false material representation as to his
eligibility when he led his certi cate of candidacy on 9 October 2012 for the 2013
elections. Pichay's disquali cation under Section 12 is a material fact involving the
eligibility of a candidate under Sections 74 and 78 of the Omnibus Election Code. The
pertinent provisions read:
Sec. 74. Contents of certificate of candidacy. — The certi cate of candidacy
shall state that the person ling it is announcing his candidacy for the
of ce stated therein and that he is eligible for said of ce ; if for Member of
the Batasang Pambansa, the province, including its component cities, highly
urbanized city or district or sector which he seeks to represent; the political party
to which he belongs; civil status; his date of birth; residence; his post of ce
address for all election purposes; his profession or occupation; that he will
support and defend the Constitution of the Philippines and will maintain true
faith and allegiance thereto; that he will obey the laws, legal orders, and decrees
promulgated by the duly constituted authorities; that he is not a permanent
resident or immigrant to a foreign country; that the obligation imposed by his
oath is assumed voluntarily, without mental reservation or purpose of evasion;
and that the facts stated in the certi cate of candidacy are true to the best of
his knowledge.
xxx xxx xxx
Sec. 78. Petition to deny due course to or cancel a certi cate of candidacy. — A
veri ed petition seeking to deny due course or to cancel a certi cate of
candidacy may be led by the person exclusively on the ground that any
material representation contained therein as required under Section 74
hereof is false . The petition may be led at any time not later than twenty- ve,
days from the time of the ling of the certi cate of candidacy and shall be
decided, after due notice and hearing, not later than fteen days before the
election. (Emphases supplied)
In Fermin v. Comelec , 28 we likened a proceeding under Section 78 to a quo
warranto proceeding under Section 253 of the Omnibus Election Code since they both
deal with the eligibility or quali cation of a candidate, with the distinction mainly in the
fact that a Section 78 petition is led before proclamation, while a petition for quo
warranto is led after proclamation of the winning candidate. This is also similar to a
quo warranto petition contesting the election of a Member of the House of
Representatives on the ground of ineligibility or disloyalty to the Republic of the
Philippines filed before the HRET. 29
Under Section 78, a proceeding to deny due course to and/or cancel a certi cate
of candidacy is premised on a person's misrepresentation of any of the material
quali cations required for the elective of ce. 30 This is to be read in relation to the
constitutional and statutory provisions on qualifications or eligibility for public office. 31
In Jalosjos v. Commission on Elections , 32 we held that if a candidate is not actually
eligible because he is barred by final judgment in a criminal case from running for public
of ce, and he still states under oath in his certi cate of candidacy that he is eligible to
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run for public of ce, then the candidate clearly makes a false material representation
that is a ground for a petition under Section 78.
In the present case, Pichay misrepresented his eligibility in his certi cate of
candidacy because he knew that he had been convicted by nal judgment for a crime
involving moral turpitude. Thus, his representation that he was eligible for elective
public of ce constitutes false material representation as to his quali cation or
eligibility for the office. SDAaTC
A person whose certi cate of candidacy had been denied due course and/or
cancelled under Section 78 is deemed to have not been a candidate at all, because his
certi cate of candidacy is considered void ab initio and thus, cannot give rise to a valid
candidacy and necessarily to valid votes. 33 In both Jalosjos, Jr. v. Commission on
Elections 34 and Aratea v. Commission on Elections, 35 we proclaimed the second
placer, the only quali ed candidate who actually garnered the highest number of votes,
for the position of Mayor. We found that since the certi cate of candidacy of the
candidate with the highest number of votes was void ab initio, he was never a candidate
at all, and all his votes were considered stray votes.
Accordingly, we nd that the HRET committed grave abuse of discretion
amounting to lack of or excess of jurisdiction when it failed to disqualify Pichay for his
conviction for libel, a crime involving moral turpitude. Since Pichay's ineligibility existed
on the day he led his certi cate of candidacy and he was never a valid candidate for
the position of Member of the House of Representatives, the votes cast for him were
considered stray votes. Thus, the quali ed candidate for the position of Member of the
House of Representatives for the First Legislative District of Surigao del Sur in the 13
May 2013 elections who received the highest number of valid votes shall be declared
the winner. Based on the Provincial Canvass Report, the quali ed candidate for the
position of Member of the House of Representatives for the First Legislative District of
Surigao del Sur in the 13 May 2013 elections who received the highest number of valid
votes is petitioner Mary Elizabeth Ty-Delgado. 36
Fundamental is the rule that grave abuse of discretion arises when a lower court
or tribunal patently violates the Constitution, the law or existing jurisprudence. While it
is well-recognized that the HRET has been empowered by the Constitution to be the
"sole judge" of all contests relating to the election, returns, and quali cations of the
members of the House of Representatives, the Court maintains jurisdiction over it to
check "whether or not there has been grave abuse of discretion amounting to lack or
excess of jurisdiction" on the part of the latter. In other words, when the HRET utterly
disregards the law and settled precedents on the matter before it, it commits grave
abuse of discretion. 37 AaCTcI
* No part.
1. Under Rule 65 of the 1997 Rules of Civil Procedure. Rollo, pp. 3-49.
2. Signed by Supreme Court Associate Justices Presbitero J. Velasco, Jr., (took no part for
being the ponente of Tulfo v. People of the Philippines ), Diosdado M. Peralta
(dissented) and Lucas P. Bersamin (dissented), Representatives Franklin P. Bautista,
Joselito Andrew R. Mendoza, Ma. Theresa B. Bonoan, Wilfrido Mark M. Enverga, Jerry
P. Treñas, and Luzviminda C. Ilagan. Id. at 51-69.
3. Id. at 79. Notice issued by the House of Representatives Electoral Tribunal.
4. 587 Phil. 64, 99-100 (2008). The dispositive portion of the Decision reads:
WHEREFORE, in view of the foregoing, the petitions in G.R. Nos. 161032 and 161176 are
DISMISSED. The CA Decision dated June 17, 2003 in CA-G.R. CR No. 25318 is hereby
AFFIRMED with the MODIFICATIONS that in lieu of imprisonment, the penalty to be
imposed upon petitioners shall be a ne of six thousand pesos (PhP6,000) for each
count of libel, with subsidiary imprisonment in case of insolvency, while the award of
actual damages and exemplary damages is DELETED. The Decision dated November
17, 2000 of the RTC, Branch 112 in Pasay City in Criminal Case Nos. 99-1597 to 99-
1600 is modified to read as follows:
WHEREFORE, the Court nds the accused ERWIN TULFO, SUSAN CAMBRI, REY
SALAO, JOCELYN BARLIZO, and PHILIP PICHAY guilty beyond reasonable
doubt of four (4) counts of the crime of LIBEL , as de ned in Article 353 of the
Revised Penal Code, and sentences EACH of the accused to pay a ne of SIX
THOUSAND PESOS (PhP6,000) per count of libel with subsidiary imprisonment, in
case of insolvency.
Considering that the accused Erwin Tulfo, Susan Cambri, Rey Salao, Jocelyn
Barlizo, and Philip Pichay wrote and published the four (4) defamatory
articles with reckless disregard whether it was false or not, the said
articles being libelous per se , they are hereby ordered to pay complainant
Atty. Carlos T. So, jointly and severally, the sum of ONE MILLION PESOS
(PhP1,000,000) as moral damages . The claim of actual and exemplary damages is
denied for lack of merit.
Costs against petitioners.
SO ORDERED. (Emphasis supplied)
5. Rollo, p. 67.
6. Id. at 11-13.
7. Teves v. Commission on Elections , 604 Phil. 717 (2009); Villaber v. Commission on
Elections, 420 Phil. 930 (2001); Dela Torre v. Commission on Elections , 327 Phil.
1144 (1996) citing Zari v. Flores , 183 Phil. 27 (1979); International Rice Research
Institute v. NLRC, G.R. No. 97239, 12 May 1993, 221 SCRA 760.
8. Id.
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9. Villaber v. Commission on Elections, supra.
10. Dela Torre v. Commission on Elections, supra.
11. 439 Phil. 339 (2002).
17. Id.
18. Id.
19. Id.
20. Tulfo v. People of the Philippines, supra note 4.
The provisions of the preceding paragraph to the contrary notwithstanding, a petition for quo
warranto may be led by any registered voter of the district concerned against a
member of the House of Representatives, on the ground of citizenship, at any time
during his tenure."
30. Tagolino v. House of Representatives Electoral Tribunal , 706 Phil. 534 (2013); Fermin v.
Comelec, supra.
31. Fermin v. Comelec, supra.
32. 696 Phil. 601 (2012).
SYLLABUS
DECISION
BENGZON , C.J : p
Admitting some allegations but denying others, the respondents aver they were
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merely complying with their duties under the statute, which they presume and allege to
be constitutional. The respondent National Treasurer further avers that petitioners have
no personality to bring this action; that a duly certi ed copy of the law creates the
presumption of its having been passed in accordance with the requirements of the
Constitution (distribution of printed bills included); that the Director of the Census
submitted an o cial report on the population of the Philippines in November 1960,
which report became the basis of the bill; and that the Act complies with the principle
of proportional representation prescribed by the Constitution.
After hearing the parties and considering their memoranda, this Court reached
the conclusion that the statute should be declared invalid, and, aware of the need of
prompt action, issued its brief resolution of August 23, partly in the following language:
"Whereas such Republic Act 3040 clearly violates the said constitutional
provision in several ways namely, (a) it gave Cebu seven members, while Rizal
with a bigger number of inhabitants got four only; (b) it gave Manila four
members, while Cotabato with a bigger population got three only; . . .;"
What with the reservation announced in the resolution, and what with the motion
for reconsideration, this is now written fully to explain the premises on which our
conclusion rested.
Personality of the petitioners. — Petitioners are our members of the House of
Representatives from Negros Oriental, Misamis Oriental, and Bulacan, and the provincial
governor of Negros Oriental. They bring this action in behalf of themselves and of other
residents of their provinces. They allege, and this Court nds, that their provinces had
been discriminated against by Republic Act 3040, because they were given less
representative districts than the number of their inhabitants required or justi ed:
Misamis Oriental having 387,839 inhabitants, was given one district only, whereas
Cavite with 379,902 inhabitants, was given two districts; Negros Oriental and Bulacan
with 598,783 and 557,691 respectively, were allotted 2 representative districts each,
whereas Albay with 515,961 was assigned 3 districts.
The authorities hold that "citizens who are deprived of as full and effective an
elective franchise as they are entitled to under the Constitution by an apportionment
act, have a su cient interest to proceed in a court to test the statute. (18 Am. Jur.
199.)
Therefore, petitioners as voters and as congressmen and governor of the
aggrieved provinces have personality to sue.
In Stiglitz vs. Schardien (Ky) 40 S.W. (2d) 315, the right of a citizen to question
the validity of a redistricting statute was upheld. The same right was recognized in
Jones vs. Freeman (Okla.) 146 P. (2d) 564, the court saying that each citizen has the
right to have the State apportioned in accordance with the Constitution and to be
governed by Legislative fairly representing the whole body of electorate and elected as
required by the Constitution.
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Colegrove vs. Green, 328 U.S. 549, on which respondents rely, appear to be
inconclusive: three against three. The seventh justice concurred in the result even
supposing the contrary was justiciable."
The printed-form, three-day requirement. — The Constitution provides that "no bill
shall be passed by either House unless it shall have been printed and copies thereof in
its nal form furnished its Members at least three calendar days prior to its passage,
except when the President shall have certi ed to the necessity of its immediate
enactment."
Petitioners presented certi cates of the Secretary of the House of
Representatives to show that no printed copy had been distributed three days before
passage of the bill (on May 10, 1961) and that no certi cate of urgency by the
President had been received in the House.
The respondents claim in their defense that a statute may not be nulli ed upon
evidence of failure to print, because "it is conclusively presumed that the details of
legislative procedure leading to the enrollment that are prescribed by the Constitution
have been complied with by the Legislature." They further claim that the certi cates of
the Secretary of the House are inadmissible, in view of the conclusive (enrolled-bill)
presumption, which in several instances have been applied by the courts. In further
support of their contention, sec. 313 (2) of Act 190 might be cited. 1
On the other hand, it may be said for the petitioners, that such printed-bill
requirement had a fundamental purpose to serve 2 and was inserted in the Constitution
not as a mere procedural step; and that the enrolled-bill theory, if adopted, would
preclude the courts from enforcing such requirement in proper cases.
We do not deem it necessary to make a de nite pronouncement on this question,
because the controversy may be decided upon the issue of districts-in-proportion-to-
inhabitants.
Population Census. — According to the Constitution, "the Congress shall by law,
make an apportionment (of Members of the House) within three years after the return
of every enumeration, and not otherwise." It is admitted that the bill, which later became
Republic Act 3040, was based upon a report submitted to the President by the Director
of the Census on November 23, 1960. It reads:
"I have the honor to submit herewith a preliminary count of the population
of the Philippines as a result of the population enumeration which has just been
completed. This is a report on the total number of inhabitants in this country and
does not include the population characteristics. It is the result of a hand tally and
may be subject to revision when all the population schedules shall have been
processed mechanically.
Until the nal report is made, these gures should be considered as o cial
for all purposes."
Petitioners maintain that the apportionment could not legally rest on this report
since it is merely "preliminary" and "may be subject to revision." On the other hand,
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respondents point out that the above letter says the report should be considered
"o cial for all purposes." They also point out that the ascertainment of what
constitutes a return of an enumeration is a matter for Congress action. This issue does
not clearly favor petitioners, because there are authorities sustaining the view that
although not nal, and still subject to correction, a census enumeration may be
considered o cial, in the sense that Governmental action may be based thereon even
in matters of apportionment of legislative districts (Cahill vs. Leopold [Conn.] 103 Atl.
2d 818) (See also Elliott vs. State, 1 Pac. 2d 370; Ervin vs. State, 44 S.W. 2d 380;
Herndon vs. Excise Board, 295 Pac. 223; Holcomb vs. Spikes, 232 S.W. 891.)
Apportionment of Members. — The Constitution directs that the one hundred
twenty Members of the House of Representatives "shall be apportioned among the
several provinces as nearly as may be according to the number of their respective
inhabitants." In our resolution on August 23, we held that this provision was violated by
Republic Act 3040 because (a) it gave Cebu seven members, while Rizal with a bigger
number of inhabitants got four only; (b) it gave Manila four members, while Cotabato
with a bigger population got three only; (c) Pangasinan with less inhabitants than both
Manila and Cotabato got more than both ve members having been assigned to it; (d)
Samar (with 871,857) was allotted four members while Davao with 903,224 got three
only; (e) Bulacan vs. with 557,691 got two only, while Albay with less inhabitants
(515,691) got three, and (f) Misamis Oriental with 387,839 was given one member only,
while Cavite with less inhabitants (379,904) got two. These were not the only instances
of unequal apportionment. We see that Mountain Province has 3 whereas Isabela,
Laguna and Cagayan with more inhabitants have 2 each. And then Capiz, La Union and
Ilocos Norte got 2 each, whereas, Sulu that has more inhabitants got 1 only. And Leyte
with 967,323 inhabitants got 4 only, whereas Iloilo with less inhabitants (966,145) was
given 5.
Such disproportion of representation has been held su cient to avoid
apportionment laws enacted in States having Constitutional provisions similar to ours.
For instance, in Massachusetts, the Constitution required division "into representative
district . . . equally, as nearly as may be, according to the relative number of legal voters
in the several districts." The Supreme Judicial Court of that state found this provision
violated by an allotment that gave 3 representatives to 7,946 voters and only 2
representatives to 8,618 voters, and further gave two representatives to 4,854 voters
and one representative to 5,598 voters. Chief Justice Rugg said:
"It is not an approximation to equality to allot three representatives to
7,946 voters, and only two representatives to 8,618 voters, and to allot two
representatives to 4,854 voters, and one representative to 5,596 voters . . .
"Whenever this kind of inequality of apportionment has been before
the courts, it has been held to the contrary to the constitution. It has been
said to be 'arbitrary and capricious and against the vital principle of
equality.' Houghton Country vs. Blacker, 92 Mich. 638, 647, 653, 16 LRA 432,
52 N. W. 951; Giddings vs. Blacker, 93 Mich. 1, 13, 16 LRA 402, 52 N. W. 944;
Barker vs. State, 133 Ind. 178, 197, 18 LRA 567, 32 NE 836, 33 NE 119;
Denney vs. State, 144 Ind. 503, 535, 31 LRA 726, 42 N. E. 929."
Other cases along the same line upholding the same view are these:
1. Stiglitz vs. Schardien, supra, wherein twelve districts entitled to but six
were given twelve representatives, and twelve districts given twelve only were actually
entitled to twenty-two.
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2. Jones vs. Freeman, supra, wherein districts entitled to only 3 senators
were given 7, and districts entitled to 15 were assigned seven only.
It is argued in the motion to reconsider, that since Republic Act 3040 improves
existing conditions, this Court could perhaps, in the exercise of judicial statesmanship,
consider the question involved as purely political and therefore non-justiciable. The
overwhelming weight of authority is that district apportionment laws are subject to
review by the courts.
"The Constitutionality of a legislative apportionment act is a judicial
question, and not one which the court cannot consider on the ground that it
is political question." (Parker vs. State ex rel. Powell, 18 L. R. A. 567, 133 Ind.
178, 32 N. E. 836; State ex rel. Morris vs. Wrightson, 22 L. R. A. 548, 56 N. J.
L., 126, 28 Atl. 56; Harmison vs. Balot Comrs. 42 L. R. A. 591, 45 W. Va. 179,
31 S. E. 394)
"It is well settled that the passage of apportionment acts is not so
exclusively within the political power of the legislature as to preclude a court
from inquiring into their constitutionality when the question is properly
brought before it." (Indiana-Parker vs. Powell (1882) 133 Ind. 178, 18 L. R. A.
567, 32 N. E. 836, 33 N. E. 119; Denney vs. State (1896) 144 Ind. 503; 31 L. R.
A. 726, 42 N. E. 929; Marion County vs. Jewett (1915) 184 Ind. 63, 110 N. E.
553.) (Kentucky-Ragland vs. Anderson (1907) 125 Ky. 141, 128 Am. St. Rep.
242, 100 S. W. 865.) (Massachusetts-Atty. Gen. vs. Suffolk County
Apportionment Comrs. etc.)
It may be added in this connection, that the mere impact of the suit upon the
political situation does not render it political instead of judicial. (Lamb vs. Cunningham,
17 L.R.A. 145, 83 Wis. 90.)
The alleged circumstance that this statute improves the present set-up
constitutes no excuse for approving a transgression of constitutional limitations,
because the end does not justify the means. Furthermore, there is no reason to doubt
that, aware of the existing inequality of representation, and impelled by its sense of
duty, Congress will opportunely approve remedial legislation in accord with the
precepts of the Constitution.
Needless to say, equality of representation 3 in the legislature being such an
essential feature of republican institutions, and affecting so many lives, the judiciary
may not with a clear conscience stand by to give free hand to the discretion of the
political departments of the Government. Cases are numerous wherein courts
intervened upon proof of violation of the constitutional principle of equality of
representation.
"An injunction to prevent the secretary of state from issuing notices of
election under an unconstitutional apportionment act gerrymandering the
state is not a usurpation of authority by the court, on the ground that the
question is a political one, but the constitutionality of the act is purely a
judicial question." (State ex rel. Adams County v. Cunningham, 15 L.R.A. 561,
81 Wis. 440, 51 N. W. 724.)
"The fact that the action may have a political effect, and in that sense
effect a political object, does not make the questions involved in a suit to
declare the unconstitutionality of an apportionment act political instead of
judicial." (State ex re. Lamb v. Cunningham, 17 L.R.A. 145, 83 Wis. 90, 53 N.
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W. 48.)
Conclusion. — For all the foregoing, we hereby reiterate our resolution declaring
that Republic Act 3040 infringed the provisions of the Constitution and is therefore
void.
Padilla, Labrador, Concepcion, Reyes J.B.L., Barrera, Paredes, Dizon, De Leon and
Natividad, JJ., concur.
Bautista Angelo, J., is on leave.
Footnotes
1. ". . . Provided, That in the case of Acts of the Philippine Commission or the Philippine
Legislature when there is in existence a copy signed by the presiding officers and the
secretaries of said bodies, it shall be conclusive proof of the provisions of such Act and
of the due enactments thereof." (Italics ours.)
2. To prevent fraud, trickery, deceit and subterfuge in the enactment of bills (59 Corpus
Juris 54).
3. "lies at the foundation of representative government" (18 Am. Jur. 192).
BARANGAY ASSOCIATION FOR NATIONAL ADVANCEMENT AND TRANSPARENCY (BANAT) , petitioner, vs . COMMISSION
ON ELECTIONS (sitting as the National Board of Canvassers) , respondent.
COALITION OF ASSOCIATIONS OF SENIOR CITIZENS IN THE PHILIPPINES, INC. (SENIOR CITIZENS) , intervenor.
BAYAN MUNA, ADVOCACY FOR TEACHER EMPOWERMENT THROUGH ACTION, COOPERATION AND HARMONY
TOWARDS EDUCATIONAL REFORMS, INC., and ABONO , petitioners, vs. COMMISSION ON ELECTIONS , respondent.
DECISION
CARPIO , J : p
The Case
Petitioner in G.R. No. 179271 — Barangay Association for National Advancement and Transparency (BANAT) — in a petition for certiorari
and mandamus, 1 assails the Resolution 2 promulgated on 3 August 2007 by the Commission on Elections (COMELEC) in NBC No. 07-041 (PL).
The COMELEC's resolution in NBC No. 07-041 (PL) approved the recommendation of Atty. Alioden D. Dalaig, Head of the National Board of
Canvassers (NBC) Legal Group, to deny the petition of BANAT for being moot. BANAT led before the COMELEC En Banc, acting as NBC, a
Petition to Proclaim the Full Number of Party-List Representatives Provided by the Constitution.
The following are intervenors in G.R. No. 179271: Arts Business and Science Professionals (ABS), Aangat Tayo (AT), and Coalition of
Associations of Senior Citizens in the Philippines, Inc. (Senior Citizens).
Petitioners in G.R. No. 179295 — Bayan Muna, Abono, and Advocacy for Teacher Empowerment Through Action, Cooperation and
Harmony Towards Educational Reforms (A Teacher) — in a petition for certiorari with mandamus and prohibition, 3 assails NBC Resolution No.
07-60 4 promulgated on 9 July 2007. NBC No. 07-60 made a partial proclamation of parties, organizations and coalitions that obtained at least
two percent of the total votes cast under the Party-List System. The COMELEC announced that, upon completion of the canvass of the party-
list results, it would determine the total number of seats of each winning party, organization, or coalition in accordance with Veterans
Federation Party v. COMELEC 5 (Veterans).
Estrella DL Santos, in her capacity as President and First Nominee of the Veterans Freedom Party, led a motion to intervene in both G.R.
Nos. 179271 and 179295.
The Facts
The 14 May 2007 elections included the elections for the party-list representatives. The COMELEC counted 15,950,900 votes cast for 93
parties under the Party-List System. 6
On 27 June 2002, BANAT led a Petition to Proclaim the Full Number of Party-List Representatives Provided by the Constitution,
docketed as NBC No. 07-041 (PL) before the NBC. BANAT led its petition because "[t]he Chairman and the Members of the [COMELEC] have
recently been quoted in the national papers that the [COMELEC] is duty bound to and shall implement the Veterans ruling, that is, would apply
the Panganiban formula in allocating party-list seats". 7 There were no intervenors in BANAT's petition before the NBC. BANAT led a
memorandum on 19 July 2007. aTEACS
On 9 July 2007, the COMELEC, sitting as the NBC, promulgated NBC Resolution No. 07-60. NBC Resolution No. 07-60 proclaimed thirteen
(13) parties as winners in the party-list elections, namely: Buhay Hayaan Yumabong (BUHAY), Bayan Muna, Citizens' Battle Against Corruption
(CIBAC), Gabriela's Women Party (Gabriela), Association of Philippine Electric Cooperatives (APEC), A Teacher, Akbayan! Citizen's Action Party
(AKBAYAN), Alagad, Luzon Farmers Party (BUTIL), Cooperative-Natco Network Party (COOP-NATCCO), Anak Pawis, Alliance of Rural Concerns
(ARC), and Abono. We quote NBC Resolution No. 07-60 in its entirety below:
WHEREAS, the Commission on Elections sitting en banc as National Board of Canvassers, thru its Sub-Committee for Party-List, as of 03 July
2007, had o cially canvassed, in open and public proceedings, a total of fteen million two hundred eighty three thousand six
hundred fty-nine (15,283,659) votes under the Party-List System of Representation, in connection with the National and Local Elections
conducted last 14 May 2007;
WHEREAS, the study conducted by the Legal and Tabulation Groups of the National Board of Canvassers reveals that the
projected/maximum total party-list votes cannot go any higher than sixteen million seven hundred twenty three thousand one
hundred twenty-one (16,723,121) votes given the following statistical data:
WHEREAS, Section 11 of Republic Act No. 7941 (Party-List System Act) provides in part:
The parties, organizations, and coalitions receiving at least two percent (2%) of the total votes cast for the party-list system shall be
entitled to one seat each: provided, that those garnering more than two percent (2%) of the votes shall be entitled to additional seats in
proportion to their total number of votes: provided, nally, that each party, organization, or coalition shall be entitled to not more than
three (3) seats.
WHEREAS, for the 2007 Elections, based on the above projected total of party-list votes, the presumptive two percent (2%) threshold can be
pegged at three hundred thirty four thousand four hundred sixty-two (334,462) votes;
WHEREAS, the Supreme Court, in Citizen's Battle Against Corruption (CIBAC) versus COMELEC, reiterated its ruling in Veterans Federation
Party versus COMELEC adopting a formula for the additional seats of each party, organization or coalition receiving more than the required
two percent (2%) votes, stating that the same shall be determined only after all party-list ballots have been completely canvassed;
WHEREAS, the parties, organizations, and coalitions that have thus far garnered at least three hundred thirty four thousand four
hundred sixty-two (334,462) votes are as follows:
1 BUHAY 1,163,218
2 BAYAN MUNA 972,730
3 CIBAC 760,260
4 GABRIELA 610,451
5 APEC 538,971
6 A TEACHER 476,036
7 AKBAYAN 470,872
8 ALAGAD 423,076
9 BUTIL 405,052
10 COOP-NATCO 390,029
11 BATAS 386,361
12 ANAK PAWIS 376,036
13 ARC 338,194
14 ABONO 337,046
WHEREAS, except for Bagong Alyansang Tagapagtaguyod ng Adhikaing Sambayanan (BATAS), against which an URGENT PETITION FOR
CANCELLATION/REMOVAL OF REGISTRATION AND DISQUALIFICATION OF PARTY-LIST NOMINEE (With Prayer for the Issuance of
Restraining Order) has been led before the Commission, docketed as SPC No. 07-250, all the parties, organizations and coalitions included
in the aforementioned list are therefore entitled to at least one seat under the party-list system of representation in the meantime.
SATDHE
NOW, THEREFORE, by virtue of the powers vested in it by the Constitution, the Omnibus Election Code, Executive Order No. 144, Republic Act
Nos. 6646, 7166, 7941, and other election laws, the Commission on Elections, sitting en banc as the National Board of Canvassers, hereby
RESOLVES to PARTIALLY PROCLAIM, subject to certain conditions set forth below, the following parties, organizations and coalitions
participating under the Party-List System:
This is without prejudice to the proclamation of other parties, organizations, or coalitions which may later on be established to have obtained
at least two percent (2%) of the total actual votes cast under the Party-List System.
The total number of seats of each winning party, organization or coalition shall be determined pursuant to Veterans Federation Party versus
COMELEC formula upon completion of the canvass of the party-list results.
The proclamation of Bagong Alyansang Tagapagtaguyod ng Adhikaing Sambayanan (BATAS) is hereby deferred until final resolution of SPC
No. 07-250, in order not to render the proceedings therein moot and academic.
Finally, all proclamation of the nominees of concerned parties, organizations and coalitions with pending disputes shall likewise be held in
abeyance until final resolution of their respective cases.
Let the Clerk of the Commission implement this Resolution, furnishing a copy thereof to the Speaker of the House of Representatives of the
Philippines.
1 BUHAY 1,178,747
2 BAYAN MUNA 977,476
3 CIBAC 755,964
4 GABRIELA 621,718
5 APEC 622,489
6 A TEACHER 492,369
7 AKBAYAN 462,674
8 ALAGAD 423,190
9 BUTIL 409,298
10 COOP-NATCO 412,920
11 ANAKPAWIS 370,165
12 ARC 375,846
13 ABONO 340,151
WHEREAS, based on the above Report, Buhay Hayaan Yumabong (Buhay) obtained the highest number of votes among the thirteen (13)
quali ed parties, organizations and coalitions, making it the " rst party" in accordance with Veterans Federation Party versus COMELEC,
reiterated in Citizen's Battle Against Corruption (CIBAC) versus COMELEC; acITSD
WHEREAS, quali ed parties, organizations and coalitions participating under the party-list system of representation that have obtained one
guaranteed (1) seat may be entitled to an additional seat or seats based on the formula prescribed by the Supreme Court in Veterans;
WHEREAS, in determining the additional seats for the "first party", the correct formula as expressed in Veterans, is:
Number of votes of first party Proportion of votes of first
————————————— = party relative to total votes for
Total votes for party-list system party-list system
wherein the proportion of votes received by the first party (without rounding off) shall entitle it to additional seats:
WHEREAS, applying the above formula, Buhay obtained the following percentage:
1,178,747
————— = 0.07248 or 7.2%
16,261,369
which entitles it to two (2) additional seats.
WHEREAS, in determining the additional seats for the other quali ed parties, organizations and coalitions, the correct formula as expressed in
Veterans and reiterated in CIBAC is, as follows:
No. of votes of
concerned party No. of additional
Additional seats for = —————— x seats allocated to
a concerned party No. of votes of first party
first party
BUHAY 2
BAYAN MUNA 1
CIBAC 1
GABRIELA 1
APEC 1
This is without prejudice to the proclamation of other parties, organizations or coalitions which may later on be established to have obtained
at least two per cent (2%) of the total votes cast under the party-list system to entitle them to one (1) guaranteed seat, or to the appropriate
percentage of votes to entitle them to one (1) additional seat.
Finally, all proclamation of the nominees of concerned parties, organizations and coalitions with pending disputes shall likewise be held in
abeyance until final resolution of their respective cases.
Let the National Board of Canvassers Secretariat implement this Resolution, furnishing a copy hereof to the Speaker of the House of
Representatives of the Philippines.
SO ORDERED. 9
Acting on BANAT's petition, the NBC promulgated NBC Resolution No. 07-88 on 3 August 2007, which reads as follows:
This pertains to the Petition to Proclaim the Full Number of Party-List Representatives Provided by the Constitution led by the Barangay
Association for National Advancement and Transparency (BANAT).
Acting on the foregoing Petition of the Barangay Association for National Advancement and Transparency (BANAT) party-list, Atty. Alioden D.
Dalaig, Head, National Board of Canvassers Legal Group submitted his comments/observations and recommendation thereon [NBC 07-041
(PL)], which reads:
COMMENTS/OBSERVATIONS:
Petitioner Barangay Association for National Advancement and Transparency (BANAT), in its Petition to Proclaim the Full Number of
Party-List Representatives Provided by the Constitution prayed for the following reliefs, to wit:
1. That the full number — twenty percent (20%) — of Party-List representatives as mandated by Section 5, Article VI of the
Constitution shall be proclaimed. CaDEAT
2. Paragraph (b), Section 11 of RA 7941 which prescribes the 2% threshold votes, should be harmonized with Section 5, Article VI
of the Constitution and with Section 12 of the same RA 7941 in that it should be applicable only to the rst party-list representative
seats to be allotted on the basis of their initial/first ranking.
5. In the alternative, to declare as unconstitutional Section 11 of Republic Act No. 7941 and that the procedure in allocating seats
for party-list representative prescribed by Section 12 of RA 7941 shall be followed.
RECOMMENDATION:
The petition of BANAT is now moot and academic.
The Commission En Banc in NBC Resolution No. 07-60 promulgated July 9, 2007 re "In the Matter of the Canvass of Votes and Partial
Proclamation of the Parties, Organizations and Coalitions Participating Under the Party-List System During the May 14, 2007 National
and Local Elections" resolved among others that the total number of seats of each winning party, organization or coalition shall be
determined pursuant to the Veterans Federation Party versus COMELEC formula upon completion of the canvass of the party-list
results".
WHEREFORE, premises considered, the National Board of Canvassers RESOLVED, as it hereby RESOLVES, to approve and adopt the
recommendation of Atty. Alioden D. Dalaig, Head, NBC Legal Group, to DENY the herein petition of BANAT for being moot and academic.
BANAT led a petition for certiorari and mandamus assailing the ruling in NBC Resolution No. 07-88. BANAT did not le a motion for
reconsideration of NBC Resolution No. 07-88.
On 9 July 2007, Bayan Muna, Abono, and A Teacher asked the COMELEC, acting as NBC, to reconsider its decision to use the Veterans
formula as stated in its NBC Resolution No. 07-60 because the Veterans formula is violative of the Constitution and of Republic Act No. 7941
(R.A. No. 7941). On the same day, the COMELEC denied reconsideration during the proceedings of the NBC. 1 1
Aside from the thirteen party-list organizations proclaimed on 9 July 2007, the COMELEC proclaimed three other party-list organizations
as quali ed parties entitled to one guaranteed seat under the Party-List System: Agricultural Sector Alliance of the Philippines, Inc. (AGAP), 1 2
Anak Mindanao (AMIN), 1 3 and An Waray. 1 4 Per the certi cation 1 5 by COMELEC, the following party-list organizations have been proclaimed
as of 19 May 2008:
Issues
BANAT brought the following issues before this Court:
1. Is the twenty percent allocation for party-list representatives provided in Section 5(2), Article VI of the Constitution mandatory or is it
merely a ceiling?
3. Is the two percent threshold and "qualifier" votes prescribed by the same Section 11(b) of RA 7941 constitutional?
4. How shall the party-list representatives be allocated? 1 6
Bayan Muna, A Teacher, and Abono, on the other hand, raised the following issues in their petition:
I. Respondent Commission on Elections, acting as National Board of Canvassers, committed grave abuse of discretion amounting to lack
or excess of jurisdiction when it promulgated NBC Resolution No. 07-60 to implement the First-Party Rule in the allocation of seats to
qualified party-list organizations as said rule:
C.Violates the "Four Inviolable Parameters" of the Philippine party-list system as provided for under the same case of Veterans
Federation Party, et al. v. COMELEC.
II. Presuming that the Commission on Elections did not commit grave abuse of discretion amounting to lack or excess of jurisdiction
when it implemented the First-Party Rule in the allocation of seats to quali ed party-list organizations, the same being merely in
consonance with the ruling in Veterans Federations Party, et al. v. COMELEC, the instant Petition is a justiciable case as the issues
involved herein are constitutional in nature, involving the correct interpretation and implementation of RA 7941, and are of
transcendental importance to our nation. 1 7
Considering the allegations in the petitions and the comments of the parties in these cases, we de ned the following issues in our
advisory for the oral arguments set on 22 April 2008:
1. Is the twenty percent allocation for party-list representatives in Section 5(2), Article VI of the Constitution mandatory or merely a
ceiling?
5. Does the Constitution prohibit the major political parties from participating in the party-list elections? If not, can the major political
parties be barred from participating in the party-list elections? 1 8
Second, the two percent threshold — only those parties garnering a minimum of two percent of the total valid votes cast for the party-list
system are "qualified" to have a seat in the House of Representatives;
Third, the three-seat limit — each quali ed party, regardless of the number of votes it actually obtained, is entitled to a maximum of three
seats; that is, one "qualifying" and two additional seats;
Fourth, proportional representation — the additional seats which a quali ed party is entitled to shall be computed "in proportion to their total
number of votes". 1 9 ITSacC
Section 5 (1), Article VI of the Constitution states that the "House of Representatives shall be composed of not more than two hundred
and fty members, unless otherwise xed by law". The House of Representatives shall be composed of district representatives and party-list
representatives. The Constitution allows the legislature to modify the number of the members of the House of Representatives.
Section 5 (2), Article VI of the Constitution, on the other hand, states the ratio of party-list representatives to the total number of
representatives. We compute the number of seats available to party-list representatives from the number of legislative districts. On this point,
we do not deviate from the first formula in Veterans, thus:
Number of seats available to Number of seats available to
legislative districts x .20 = party-list representatives
————————————
.80
This formula allows for the corresponding increase in the number of seats available for party-list representatives whenever a legislative district
is created by law. Since the 14th Congress of the Philippines has 220 district representatives, there are 55 seats available to party-list
representatives.
220
———— x .20 = 55
.80
After prescribing the ratio of the number of party-list representatives to the total number of representatives, the Constitution left the
manner of allocating the seats available to party-list representatives to the wisdom of the legislature .
Allocation of Seats for Party-List Representatives:
The Statutory Limits Presented by the Two Percent Threshold
and the Three-Seat Cap
All parties agree on the formula to determine the maximum number of seats reserved under the Party-List System, as well as on the
formula to determine the guaranteed seats to party-list candidates garnering at least two-percent of the total party-list votes. However, there
are numerous interpretations of the provisions of R.A. No. 7941 on the allocation of "additional seats " under the Party-List System. Veterans
produced the First Party Rule, 20 and Justice Vicente V. Mendoza's dissent in Veterans presented Germany's Niemeyer formula 2 1 as an
alternative.
The Constitution left to Congress the determination of the manner of allocating the seats for party-list representatives. Congress
enacted R.A. No. 7941, paragraphs (a) and (b) of Section 11 and Section 12 of which provide:
Section 11. Number of Party-List Representatives. — . . .
In determining the allocation of seats for the second vote, 2 2 the following procedure shall be observed:
(a) The parties, organizations, and coalitions shall be ranked from the highest to the lowest based on the number of votes they garnered
during the elections.
(b) The parties, organizations, and coalitions receiving at least two percent (2%) of the total votes cast for the party-list system shall be
entitled to one seat each: Provided, That those garnering more than two percent (2%) of the votes shall be entitled to additional
seats in proportion to their total number of votes: Provided, nally, That each party, organization, or coalition shall be entitled to not
more than three (3) seats.
Section 12.Procedure in Allocating Seats for Party-List Representatives. — The COMELEC shall tally all the votes for the parties, organizations,
or coalitions on a nationwide basis, rank them according to the number of votes received and allocate party-list representatives
proportionately according to the percentage of votes obtained by each party, organization, or coalition as against the total nationwide votes
cast for the party-list system. (Emphasis supplied)
In G.R. No. 179271, BANAT presents two interpretations through three formulas to allocate party-list representative seats.
The rst interpretation allegedly harmonizes the provisions of Section 11 (b) on the 2% requirement with Section 12 of R.A. No. 7941.
BANAT described this procedure as follows: ASEIDH
(a) The party-list representatives shall constitute twenty percent (20%) of the total Members of the House of Representatives including
those from the party-list groups as prescribed by Section 5, Article VI of the Constitution, Section 11 (1st par.) of RA 7941 and Comelec
Resolution No. 2847 dated 25 June 1996. Since there are 220 District Representatives in the 14th Congress, there shall be 55 Party-List
Representatives. All seats shall have to be proclaimed.
(b) All party-list groups shall initially be allotted one (1) seat for every two per centum (2%) of the total party-list votes they obtained;
provided, that no party-list groups shall have more than three (3) seats (Section 11, RA 7941).
(c) The remaining seats shall, after deducting the seats obtained by the party-list groups under the immediately preceding paragraph and
after deducting from their total the votes corresponding to those seats, the remaining seats shall be allotted proportionately to all the party-list
groups which have not secured the maximum three (3) seats under the 2% threshold rule, in accordance with Section 12 of RA 7941. 2 3
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Forty-four (44) party-list seats will be awarded under BANAT's first interpretation.
The second interpretation presented by BANAT assumes that the 2% vote requirement is declared unconstitutional, and apportions the
seats for party-list representatives by following Section 12 of R.A. No. 7941. BANAT states that the COMELEC:
(a) shall tally all the votes for the parties, organizations, or coalitions on a nationwide basis;
(b) rank them according to the number of votes received; and,
(c) allocate party-list representatives proportionately according to the percentage of votes obtained by each party, organization or
coalition as against the total nationwide votes cast for the party-list system. 2 4
BANAT used two formulas to obtain the same results: one is based on the proportional percentage of the votes received by each party as
against the total nationwide party-list votes, and the other is "by making the votes of a party-list with a median percentage of votes as the
divisor in computing the allocation of seats". 2 5 Thirty-four (34) party-list seats will be awarded under BANAT's second interpretation.
In G.R. No. 179295, Bayan Muna, Abono, and A Teacher criticize both the COMELEC's original 2-4-6 formula and the Veterans formula for
systematically preventing all the party-list seats from being lled up. They claim that both formulas do not factor in the total number of seats
allotted for the entire Party-List System. Bayan Muna, Abono, and A Teacher reject the three-seat cap, but accept the 2% threshold. After
determining the quali ed parties, a second percentage is generated by dividing the votes of a quali ed party by the total votes of all quali ed
parties only. The number of seats allocated to a quali ed party is computed by multiplying the total party-list seats available with the second
percentage. There will be a rst round of seat allocation, limited to using the whole integers as the equivalent of the number of seats allocated
to the concerned party-list. After all the quali ed parties are given their seats, a second round of seat allocation is conducted. The fractions, or
remainders, from the whole integers are ranked from highest to lowest and the remaining seats on the basis of this ranking are allocated until
all the seats are filled up. 2 6
We examine what R.A. No. 7941 prescribes to allocate seats for party-list representatives.
Section 11 (a) of R.A. No. 7941 prescribes the ranking of the participating parties from the highest to the lowest based on the number of
votes they garnered during the elections.
Table 1. Ranking of the participating parties from the highest to the lowest based on the number of votes garnered during the elections. 2 7
1 BUHAY 1,169,234
2 BAYAN MUNA 979,039
3 CIBAC 755,686
4 GABRIELA 621,171
5 APEC 619,657
6 A TEACHER 490,379
7 AKBAYAN 466,112
8 ALAGAD 423,149
9 COOP-NATCCO 409,883
10 BUTIL 409,160
11 BATAS 385,810
12 ARC 374,288
13 ANAKPAWIS 370,261
14 ABONO 339,990
15 AMIN 338,185
16 AGAP 328,724
17 AN WARAY 321,503
18 YACAP 310,889
19 FPJPM 300,923
20 UNI-MAD 245,382
21 ABS 235,086
22 KAKUSA 228,999
23 KABATAAN 228,637
24 ABA-AKO 218,818
25 ALIF 217,822
26 SENIOR CITIZENS 213,058
27 AT 197,872
28 VFP 196,266
29 ANAD 188,521
30 BANAT 177,028
31 ANG KASANGGA 170,531
32 BANTAY 169,801
33 ABAKADA 166,747
34 1-UTAK 164,980
35 TUCP 162,647
36 COCOFED 155,920
37 AGHAM 146,032
38 ANAK 141,817
39 ABANSE! PINAY 130,356
40 PM 119,054
41 AVE 110,769
42 SUARA 110,732
43 ASSALAM 110,440
44 DIWA 107,021
45 ANC 99,636
46 SANLAKAS 97,375
47 ABC 90,058
93 KASAPI 6,221
—————
TOTAL 15,950,900
=========
The rst clause of Section 11 (b) of R.A. No. 7941 states that "parties, organizations, and coalitions receiving at least two percent (2%) of
the total votes cast for the party-list system shall be entitled to one seat each". This clause guarantees a seat to the two-percenters. In Table 2
below, we use the rst 20 party-list candidates for illustration purposes. The percentage of votes garnered by each party is arrived at by
dividing the number of votes garnered by each party by 15,950,900, the total number of votes cast for all party-list candidates.
Table 2.The first 20 party-list candidates and their respective percentage of votes garnered over the total votes for the party-list. 2 8
We rule that, in computing the allocation of additional seats , the continued operation of the two percent threshold for the distribution
of the additional seats as found in the second clause of Section 11 (b) of R.A. No. 7941 is unconstitutional . This Court nds that the two
percent threshold makes it mathematically impossible to achieve the maximum number of available party list seats when the number of
available party list seats exceeds 50. The continued operation of the two percent threshold in the distribution of the additional seats frustrates
the attainment of the permissive ceiling that 20% of the members of the House of Representatives shall consist of party-list representatives.
To illustrate: There are 55 available party-list seats. Suppose there are 50 million votes cast for the 100 participants in the party list
elections. A party that has two percent of the votes cast, or one million votes, gets a guaranteed seat. Let us further assume that the rst 50
parties all get one million votes. Only 50 parties get a seat despite the availability of 55 seats. Because of the operation of the two percent
threshold, this situation will repeat itself even if we increase the available party-list seats to 60 seats and even if we increase the votes cast to
100 million. Thus, even if the maximum number of parties get two percent of the votes for every party, it is always impossible for the number of
occupied party-list seats to exceed 50 seats as long as the two percent threshold is present.
We therefore strike down the two percent threshold only in relation to the distribution of the additional seats as found in the second
clause of Section 11 (b) of R.A. No. 7941. The two percent threshold presents an unwarranted obstacle to the full implementation of Section 5
(2), Article VI of the Constitution and prevents the attainment of "the broadest possible representation of party, sectoral or group interests in
the House of Representatives". 3 0
In determining the allocation of seats for party-list representatives under Section 11 of R.A. No. 7941, the following procedure shall be
observed:
1. The parties, organizations, and coalitions shall be ranked from the highest to the lowest based on the number of votes they
garnered during the elections.
2. The parties, organizations, and coalitions receiving at least two percent (2%) of the total votes cast for the party-list system
shall be entitled to one guaranteed seat each.
3. Those garnering su cient number of votes, according to the ranking in paragraph 1, shall be entitled to additional seats in
proportion to their total number of votes until all the additional seats are allocated.
4. Each party, organization, or coalition shall be entitled to not more than three (3) seats.
In computing the additional seats, the guaranteed seats shall no longer be included because they have already been allocated, at one
seat each, to every two-percenter. Thus, the remaining available seats for allocation as "additional seats" are the maximum seats reserved
under the Party List System less the guaranteed seats. Fractional seats are disregarded in the absence of a provision in R.A. No. 7941 allowing
for a rounding off of fractional seats.
In declaring the two percent threshold unconstitutional, we do not limit our allocation of additional seats in Table 3 below to the two-
percenters. The percentage of votes garnered by each party-list candidate is arrived at by dividing the number of votes garnered by each party
by 15,950,900, the total number of votes cast for party-list candidates. There are two steps in the second round of seat allocation. First, the
percentage is multiplied by the remaining available seats, 38, which is the difference between the 55 maximum seats reserved under the Party-
List System and the 17 guaranteed seats of the two-percenters. The whole integer of the product of the percentage and of the remaining
available seats corresponds to a party's share in the remaining available seats. Second, we assign one party-list seat to each of the parties next
in rank until all available seats are completely distributed. We distributed all of the remaining 38 seats in the second round of seat allocation.
Finally, we apply the three-seat cap to determine the number of seats each qualified party-list candidate is entitled. Thus:
Table 3.Distribution of Available Party-List Seats
Madam President, I just want to say that we suggested or proposed the party list system because we wanted to open up the political system
to a pluralistic society through a multiparty system. . . . We are for opening up the system, and we would like very much for
the sectors to be there. That is why one of the ways to do that is to put a ceiling on the number of representatives
from any single party that can sit within the 50 allocated under the party list system. . . . .
MR. VILLACORTA.
Why not? When they come to the party list system, they will be fielding only sectoral candidates.
MR. MONSOD.
May I be clarified on that? Can UNIDO participate in the party list system?
MR. VILLACORTA.
Yes, why not? For as long as they eld candidates who come from the different marginalized sectors that we shall designate
in this Constitution .
MR. MONSOD.
Suppose Senator Tañada wants to run under BAYAN group and says that he represents the farmers, would he qualify?
MR. VILLACORTA.
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No, Senator Tañada would not qualify.
MR. MONSOD.
But UNIDO can eld candidates under the party list system and say Juan dela Cruz is a farmer. Who would pass on whether he is a farmer or
not?
MR. TADEO.
Kay Commissioner Monsod, gusto ko lamang linawin ito. Political parties, particularly minority political parties, are not prohibited
to participate in the party list election if they can prove that they are also organized along sectoral lines.
MR. MONSOD.
What the Commissioner is saying is that all political parties can participate because it is precisely the contention of political parties that they
represent the broad base of citizens and that all sectors are represented in them. Would the Commissioner agree?
MR. TADEO.
Ang punto lamang namin, pag pinayagan mo ang UNIDO na isang political party, it will dominate the party list at mawawalang saysay din
yung sector. Lalamunin mismo ng political parties ang party list system. Gusto ko lamang bigyan ng diin ang "reserve". Hindi ito
reserve seat sa marginalized sectors. Kung titingnan natin itong 198 seats, reserved din ito sa political parties.
Hindi po reserved iyon kasi anybody can run there. But my question to Commissioner Villacorta and probably also to Commissioner Tadeo is
that under this system, would UNIDO be banned from running under the party list system?
MR. VILLACORTA.
No, as I said, UNIDO may field sectoral candidates. On that condition alone, UNIDO may be allowed to register for the party list
system.
MR. MONSOD.
MR. VILLACORTA.
Puwede po ang UNIDO, pero sa sectoral lines.
. . . In my opinion, this will also create the stimulus for political parties and mass organizations to seek common ground. For example, we
have the PDP-Laban and the UNIDO. I see no reason why they should not be able to make common goals with mass organizations so
that the very leadership of these parties can be transformed through the participation of mass organizations. And if this is true of the
administration parties, this will be true of others like the Partido ng Bayan which is now being formed. There is no question that they
will be attractive to many mass organizations. In the opposition parties to which we belong, there will be a stimulus for us to contact
mass organizations so that with their participation, the policies of such parties can be radically transformed because this amendment
will create conditions that will challenge both the mass organizations and the political parties to come together. And the party list
system is certainly available, although it is open to all the parties. It is understood that the parties will enter in the roll of the COMELEC
the names of representatives of mass organizations a liated with them. So that we may, in time, develop this excellent system that
they have in Europe where labor organizations and cooperatives, for example, distribute themselves either in the Social Democratic
Party and the Christian Democratic Party in Germany, and their very presence there has a transforming effect upon the philosophies
and the leadership of those parties.
It is also a fact well known to all that in the United States, the AFL-CIO always vote with the Democratic Party. But the businessmen, most of
them, always vote with the Republican Party, meaning that there is no reason at all why political parties and mass organizations
should not combine, reenforce, in uence and interact with each other so that the very objectives that we set in this Constitution for
sectoral representation are achieved in a wider, more lasting, and more institutionalized way. Therefore, I support this [Monsod-
Villacorta] amendment. It installs sectoral representation as a constitutional gift, but at the same time, it challenges the sector to rise to
the majesty of being elected representatives later on through a party list system; and even beyond that, to become actual political
parties capable of contesting political power in the wider constitutional arena for major political parties.
R.A. No. 7941 provided the details for the concepts put forward by the Constitutional Commission. Section 3 of R.A. No. 7941 reads:
Definition of Terms. (a) The party-list system is a mechanism of proportional representation in the election of representatives to the House of
Representatives from national, regional and sectoral parties or organizations or coalitions thereof registered with the Commission on
Elections (COMELEC). Component parties or organizations of a coalition may participate independently provided the coalition of which they
form part does not participate in the party-list system.
(b) A party means either a political party or a sectoral party or a coalition of parties.
(c) A political party refers to an organized group of citizens advocating an ideology or platform, principles and policies for the general
conduct of government and which, as the most immediate means of securing their adoption, regularly nominates and supports certain of its
leaders and members as candidates for public office.
It is a national party when its constituency is spread over the geographical territory of at least a majority of the regions. It is a regional party
when its constituency is spread over the geographical territory of at least a majority of the cities and provinces comprising the region. cDaEAS
(d) A sectoral party refers to an organized group of citizens belonging to any of the sectors enumerated in Section 5 hereof whose
principal advocacy pertains to the special interests and concerns of their sector,
(e) A sectoral organization refers to a group of citizens or a coalition of groups of citizens who share similar physical attributes or
characteristics, employment, interests or concerns.
(f) A coalition refers to an aggrupation of duly registered national, regional, sectoral parties or organizations for political and/or election
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purposes.
Congress, in enacting R.A. No. 7941, put the three-seat cap to prevent any party from dominating the party-list elections.
Neither the Constitution nor R.A. No. 7941 prohibits major political parties from participating in the party-list system. On the contrary, the
framers of the Constitution clearly intended the major political parties to participate in party-list elections through their sectoral wings. In fact,
the members of the Constitutional Commission voted down, 19-22, any permanent sectoral seats, and in the alternative the reservation of the
party-list system to the sectoral groups. 3 3 In de ning a "party" that participates in party-list elections as either "a political party or a sectoral
party", R.A. No. 7941 also clearly intended that major political parties will participate in the party-list elections. Excluding the major political
parties in party-list elections is manifestly against the Constitution, the intent of the Constitutional Commission, and R.A. No. 7941. This Court
cannot engage in socio-political engineering and judicially legislate the exclusion of major political parties from the party-list elections in patent
violation of the Constitution and the law.
Read together, R.A. No. 7941 and the deliberations of the Constitutional Commission state that major political parties are allowed to
establish, or form coalitions with, sectoral organizations for electoral or political purposes. There should not be a problem if, for example, the
Liberal Party participates in the party-list election through the Kabataang Liberal ng Pilipinas (KALIPI), its sectoral youth wing. The other major
political parties can thus organize, or a liate with, their chosen sector or sectors. To further illustrate, the Nacionalista Party can establish a
sherfolk wing to participate in the party-list election, and this sherfolk wing can eld its sherfolk nominees. Kabalikat ng Malayang Pilipino
(KAMPI) can do the same for the urban poor.
The qualifications of party-list nominees are prescribed in Section 9 of R.A. No. 7941:
Quali cations of Party-List Nominees. — No person shall be nominated as party-list representative unless he is a natural born citizen of the
Philippines, a registered voter, a resident of the Philippines for a period of not less than one (1) year immediately preceding the day of the
elections, able to read and write, bona de member of the party or organization which he seeks to represent for at least ninety (90) days
preceding the day of the election, and is at least twenty-five (25) years of age on the day of the election.
In case of a nominee of the youth sector, he must at least be twenty- ve (25) but not more than thirty (30) years of age on the day of the
election. Any youth sectoral representative who attains the age of thirty (30) during his term shall be allowed to continue until the expiration
of his term.
Under Section 9 of R.A. No. 7941, it is not necessary that the party-list organization's nominee "wallow in poverty, destitution and in rmity" 3 4 as
there is no nancial status required in the law. It is enough that the nominee of the sectoral party/organization/coalition belongs to the
marginalized and underrepresented sectors, 3 5 that is, if the nominee represents the sherfolk, he or she must be a sherfolk, or if the nominee
represents the senior citizens, he or she must be a senior citizen.
Neither the Constitution nor R.A. No. 7941 mandates the lling-up of the entire 20% allocation of party-list representatives found in the
Constitution. The Constitution, in paragraph 1, Section 5 of Article VI, left the determination of the number of the members of the House of
Representatives to Congress: "The House of Representatives shall be composed of not more than two hundred and fty members, unless
otherwise xed by law, . . . ." The 20% allocation of party-list representatives is merely a ceiling; party-list representatives cannot be more than
20% of the members of the House of Representatives. However, we cannot allow the continued existence of a provision in the law which will
systematically prevent the constitutionally allocated 20% party-list representatives from being lled. The three-seat cap, as a limitation to the
number of seats that a quali ed party-list organization may occupy, remains a valid statutory device that prevents any party from dominating
the party-list elections. Seats for party-list representatives shall thus be allocated in accordance with the procedure used in Table 3 above.
However, by a vote of 8-7, the Court decided to continue the ruling in Veterans disallowing major political parties from participating in the
party-list elections, directly or indirectly. Those who voted to continue disallowing major political parties from the party-list elections joined
Chief Justice Reynato S. Puno in his separate opinion. On the formula to allocate party-list seats, the Court is unanimous in concurring with this
ponencia.
WHEREFORE, we PARTIALLY GRANT the petition. We SET ASIDE the Resolution of the COMELEC dated 3 August 2007 in NBC No. 07-
041 (PL) as well as the Resolution dated 9 July 2007 in NBC No. 07-60. We declare unconstitutional the two percent threshold in the
distribution of additional party-list seats. The allocation of additional seats under the Party-List System shall be in accordance with the
procedure used in Table 3 of this Decision. Major political parties are disallowed from participating in party-list elections. This Decision is
immediately executory. No pronouncement as to costs.
SO ORDERED. ECISAD
Carpio Morales, Tinga, Nachura, Brion, Peralta and Bersamin, JJ., concur.
Puno, C.J., see concurring and dissenting opinion.
Quisumbing, J., certify that J. Quisumbing joined the Chief Justice's Opinion.-RSP
Ynares-Santiago, Austria-Martinez, Corona, Chico-Nazario, Velasco, Jr. and Leonardo-de Castro, JJ., join the Chief Justice in his
concurring and dissenting opinion.
Separate Opinions
PUNO , C.J., concurring and dissenting :
History has borne witness to the struggle of the faceless masses to nd their voice, even as they are relegated to the sidelines as
genuine functional representation systemically evades them. It is by reason of this underlying premise that the party-list system was espoused
and embedded in the Constitution, and it is within this context that I register my dissent to the entry of major political parties to the party-list
system.
The Court today effectively reversed the ruling in Ang Bagong Bayani v. Comelec 1 with regard to the computation of seat allotments
and the participation of major political parties in the party-list system. I vote for the formula propounded by the majority as it bene ts the party-
list system but I regret that my interpretation of Article VI, Section 5 of the Constitution with respect to the participation of the major political
parties in the election of party-list representatives is not in direct congruence with theirs, hence this dissent.
To revisit the crux of the controversy, the pertinent portion of Article VI, Section 5 of the Constitution reads:
Section 5. (1)The House of Representatives shall be composed of not more than two hundred and fty members, unless otherwise xed
by law, who shall be elected from legislative districts apportioned among the provinces, cities, and the Metropolitan Manila area in
accordance with the number of their respective inhabitants, and on the basis of a uniform and progressive ratio, and those who, as provided
by law, shall be elected through a party-list system of registered national, regional, and sectoral parties or organizations.
(2) The party-list representatives shall constitute twenty per centum of the total number of representatives including those under the party
list. For three consecutive terms after the rati cation of this Constitution, one-half of the seats allocated to party-list representatives shall be
lled, as provided by law, by selection or election from the labor, peasant, urban poor, indigenous cultural communities, women, youth, and
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such other sectors as may be provided by law, except the religious sector. 2
It will be remembered that the petitioners in Ang Bagong Bayani sought the disquali cation of the major political parties on the ground
that the party-list system was intended to bene t the marginalized and underrepresented, and not the mainstream political parties, the non-
marginalized or overrepresented. Rising to the occasion, the Court ruled through then Associate, later Chief Justice Panganiban, that while any
duly registered political party, organization or group may participate, the role of the Comelec is to ensure that only those who are marginalized
and underrepresented become members of Congress through the "Filipino-style" party-list elections. Characterizing the party-list system as a
social justice vehicle, the Court batted for the empowerment of the masses, thus —
It is ironic, therefore, that the marginalized and underrepresented in our midst are the majority who wallow in poverty, destitution and in rmity.
It was for them that the party-list system was enacted — to give them not only genuine hope, but genuine power; to give them the opportunity
to be elected and to represent the speci c concerns of their constituencies; and simply to give them a direct voice in Congress and in the
larger affairs of the State. In its noblest sense, the party-list system truly empowers the masses and ushers a new hope for genuine change.
Verily, it invites those marginalized and underrepresented in the past — the farm hands, the sher folk, the urban poor, even those in the
underground movement — to come out and participate, as indeed many of them came out and participated during the last elections. The
State cannot now disappoint and frustrate them by disabling and desecrating this social justice vehicle.
Today, less than a decade after, there is an attempt to undo the democratic victory achieved by the marginalized in the political arena in
Ang Bagong Bayani . In permitting the major political parties to participate in the party-list system, Mr. Justice Carpio relies on the
deliberations of the Constitutional Commission. Allegedly, the said deliberations indicate that the party-list system is open to all political
parties, as long as they field candidates who come from the different marginalized sectors. 3 Buttressing his view, Mr. Justice Carpio notes that
the major political parties also fall within the term "political parties" in the De nition of Terms in Republic Act 7941, otherwise known as the
Party-List System Act. 4 Likewise, he holds that the quali cations of a party-list nominee as prescribed in Section 9 of the said law do not
specify any nancial status or educational requirement, hence, it is not necessary for the party-list nominee to "wallow in poverty, destitution
and infirmity". 5 It is then concluded that major political parties may now participate in the party-list system.
With all due respect, I cannot join this submission. We stand on solid grounds when we interpret the Constitution to give utmost
deference to the democratic sympathies, ideals and aspirations of the people. More than the deliberations in the Constitutional Commission,
these are expressed in the text of the Constitution which the people rati ed. Indeed, it is the intent of the sovereign people that matters in
interpreting the Constitution. In Civil Liberties Union v. Executive Secretary , we held:
While it is permissible in this jurisdiction to consult the debates and proceedings of the constitutional convention in order to arrive at
the reason and purpose of the resulting Constitution, resort thereto may be had only when other guides fail as said proceedings are
powerless to vary the terms of the Constitution when the meaning is clear. Debates in the constitutional convention "are of value as showing
the views of the individual members , and as indicating the reason for their votes, but they give us no light as to the views of the large
majority who did not talk, much less of the mass or our fellow citizens whose votes at the polls gave that instrument the force of fundamental
law. We think it safer to construe the constitution from what appears upon its face. 6 aSTAcH
Everybody agrees that the best way to interpret the Constitution is to harmonize the whole instrument, its every section and clause. 7 We should
strive to make every word of the fundamental law operative and avoid rendering some words idle and nugatory. 8 The harmonization of Article
VI, Section 5 with related constitutional provisions will better reveal the intent of the people as regards the party-list system. Thus, under
Section 7 of the Transitory Provisions, 9 the President was permitted to ll by appointment the seats reserved for sectoral representation
under the party-list system from a list of nominees submitted by the respective sectors. This was the result of historical precedents that saw
how the elected Members of the interim Batasang Pambansa and the regular Batasang Pambansa tried to torpedo sectoral representation and
delay the seating of sectoral representatives on the ground that they could not rise to the same levelled status of dignity as those elected by
the people. 1 0 To avoid this bias against sectoral representatives, the President was given all the leeway to "break new ground and precisely
plant the seeds for sectoral representation so that the sectoral representatives will take roots and be part and parcel exactly of the process of
drafting the law which will stipulate and provide for the concept of sectoral representation". 1 1 Similarly, limiting the party-list system to the
marginalized and excluding the major political parties from participating in the election of their representatives is aligned with the constitutional
mandate to "reduce social, economic, and political inequalities, and remove cultural inequalities by equitably diffusing wealth and political
power for the common good"; 1 2 the right of the people and their organizations to effective and reasonable participation at all levels of social,
political, and economic decision-making; 1 3 the right of women to opportunities that will enhance their welfare and enable them to realize their
full potential in the service of the nation; 1 4 the right of labor to participate in policy and decision-making processes affecting their rights and
bene ts in keeping with its role as a primary social economic force; 1 5 the right of teachers to professional advancement; 1 6 the rights of
indigenous cultural communities to the consideration of their cultures, traditions and institutions in the formulation of national plans and
policies, 1 7 and the indispensable role of the private sector in the national economy. 1 8
There is no gainsaying the fact that the party-list parties are no match to our traditional political parties in the political arena. This is
borne out in the party-list elections held in 2001 where major political parties were initially allowed to campaign and be voted for. The results
con rmed the fear expressed by some commissioners in the Constitutional Commission 1 9 that major political parties would gure in the
disproportionate distribution of votes: of the 162 parties which participated, the seven major political parties 2 0 made it to the top 50. These
seven parties garnered an accumulated 9.54% of the total number of votes counted, yielding an average of 1.36% each, while the remaining 155
parties (including those whose quali cations were contested) only obtained 90.45% or an average of 0.58% each. Of these seven, three parties
2 1 or 42.8% of the total number of the major parties garnered more than 2% of the total number of votes each, a feat that would have entitled
them to seat their members as party-list representatives. In contrast, only about 4% of the total number of the remaining parties, or only 8 out
of the 155 parties garnered more than 2%. 2 2
In sum, the evils that faced our marginalized and underrepresented people at the time of the framing of the 1987 Constitution still haunt
them today. It is through the party-list system that the Constitution sought to address this systemic dilemma. In ratifying the Constitution, our
people recognized how the interests of our poor and powerless sectoral groups can be frustrated by the traditional political parties who have
the machinery and chicanery to dominate our political institutions. If we allow major political parties to participate in the party-list system
electoral process, we will surely suffocate the voice of the marginalized, frustrate their sovereignty and betray the democratic spirit of the
Constitution. That opinion will serve as the graveyard of the party-list system.
IN VIEW WHEREOF, I dissent on the ruling allowing the entry of major political parties into the party-list system.
(2) The party-list representatives shall constitute twenty per centum of the total number of representatives including
those under the party-list. For three consecutive terms after the rati cation of this Constitution, one-half of the seats allocated to party-list
representatives shall be lled, as provided by law, by selection or election from the labor, peasant, urban poor, indigenous cultural
communities, women, youth, and such other sectors as may be provided by law, except the religious sector. SEHTIc
(3) Each legislative district shall comprise, as far as practicable, contiguous, compact and adjacent territory. Each city with a population
of at least hundred fifty thousand, or each province, shall have at least one representative.
(4) Within three years following the return of every census, the Congress shall make a reapportionment of legislative districts based on
the standards provided in this section. 3
This party-list provision in the Constitution intends to open the system 4 of representation by allowing different sectors, parties,
organizations and coalitions to win a legislative seat. It diversi es the membership in the legislature and "gives genuine power to the people". 5
As aforesaid, the Constitution desires the people's widest representation in Congress.
To determine the total number of seats that will be allocated to party-list groups based on the foregoing constitutional provision, this
Court, in Veterans Federation Party v. Commission on Elections, 6 declared:
Clearly, the Constitution makes the number of district representatives the determinant in arriving at the number of seats allocated for party-list
lawmakers, who shall comprise "twenty per centum of the total number of representatives, including those under the party-list." We thus
translate this legal provision into a mathematical formula, as follows:
On the basis of this formula, the number of party-list seats is not static; it could add up to a substantial gure depending on the additional
number of legislative districts which Congress may create. Thus, for instance, the ponencia states that "since the 14th Congress of the
Philippines has 220 district representatives, there are 55 seats available to party-list representatives", based on the following computation:
220
————— x .20 = 55
.80
To provide the mechanics for the implementation of the party-list system, Congress enacted R.A. No. 7941, Section 11 7 of which sets,
among others, the inviolable parameter that a party, sectoral organization or coalition, must obtain at least two percent (2%) of the total votes
cast for the party-list system in order to claim one seat in the House of Representatives. This is referred to as the threshold vote, or the
minimum vote requirement.
Here lies the crux of its unconstitutionality.
Given this xed 2% threshold vote, the maximum number of seats in the House of Representatives which may be occupied by party-list
representatives can never exceed fifty (50), because:
100%
(Total number of votes cast for party-list system)
——————————————————— = 50
2%
In other words, there will never be a situation where the number of party-list representatives will exceed 50, regardless of the number of district
representatives.
I see a scenario in the future when, because of the inexorable growth in the country’s population, Congress should see t to increase the
legislative district seats to 400. If that happens, there would be a corresponding adjustment in party-list representation that will translate to
100 party-list seats, applying the formula in Veterans Federation Party, viz.:
400
————— x .20 = 100
.80
Yet, by virtue of the rigid 2% threshold requirement, the number of seats that the political parties, organizations or coalitions registered under
the party-list system could ever aspire for would still be limited to only 50.
This is not an unlikely scenario. Today, a little over eight (8) years after this Court's decision in Veterans Federation Party, we see that in
the 14th Congress, 55 seats are allocated to party-list representatives, using the Veterans formula. But that gure (of 55) can never be realized,
because the 2% threshold vote requirement makes it mathematically impossible to have more than 50 seats. After all, the total number of votes
cast for the party-list system can never exceed 100%. DTcACa
This, to my mind, stigmatizes the 2% minimum vote requirement in R.A. 7941. A legal provision that poses an insurmountable barrier to
the full implementation and realization of the constitutional provision on the party-list system should be declared void. As Chief Justice Reynato
S. Puno says in his Concurring and Dissenting Opinion, "(W)e should strive to make every word of the fundamental law operative and avoid
rendering some word idle and nugatory". 8
Lest I be misunderstood, I do not advocate doing away completely with a threshold vote requirement. The need for such a minimum vote
requirement was explained in careful and elaborate detail by Chief Justice Puno in his separate concurring opinion in Veterans Federation Party.
I fully agree with him that a minimum vote requirement is needed —
1. to avoid a situation where the candidate will just use the party-list system as a fallback position;
2. to discourage nuisance candidates or parties, who are not ready and whose chances are very low, from participating in the elections;
6. if no threshold is imposed, this will actually proliferate political party groups and those who have not really been given by the people
su cient basis for them to represent their constituents and, in turn, they will be able to get to the Parliament through the backdoor
under the name of the party-list system; and
7. to ensure that only those with a more or less substantial following can be represented. 9
However, with the burgeoning of the population, the steady increase in the party-list seat allotment as it keeps pace with the creation of
additional legislative districts, and the foreseeable growth of party-list groups, the xed 2% vote requirement is no longer viable. It does not
adequately respond to the inevitable changes that come with time; and it is, in fact, inconsistent with the Constitution, because it prevents the
fundamental law from ever being fully operative.
It is correct to say, and I completely agree with Veterans Federation Party, that Section 5 (2), Article VI of the Constitution, is not
mandatory, that it merely provides a ceiling for the number of party-list seats in Congress. But when the enabling law, R.A. 7941, enacted by
Congress for the precise purpose of implementing the constitutional provision, contains a condition that places the constitutional ceiling
completely beyond reach, totally impossible of realization, then we must strike down the offending condition as an affront to the fundamental
law. This is not simply an inquiry into the wisdom of the legislative measure; rather it involves the duty of this Court to ensure that constitutional
provisions remain effective at all times. No rule of statutory construction can save a particular legislative enactment that renders a
constitutional provision inoperative and ineffectual.
In light of the foregoing disquisition, what then do we use as the norm for a minimum vote requirement to entitle a political party, sectoral
organization or coalition, to a party-list seat in the House of Representatives?
I submit that, until Congress shall have effected an acceptable amendment to the minimum vote requirement in R.A. 7941, we abide by
the sensible standard of "proportional representation" and adopt a gradually regressive threshold vote requirement, inversely proportional to
the increase in the number of party-list seats. Thus, at present, considering that there are 55 seats allocated for party-list groups, the formula
should be:
100%
(Total number of votes cast for party-list)
—————————————————— = 1.818%
55 party-list seats
The minimum vote requirement will gradually lessen as the number of party-list seats increases. Accordingly, if the scenario we
presented above should ever come to pass, and there are 100 seats allocated for party-list groups, then the threshold vote should be 1%, based
on the following computation: cEITCA
100%
(Total number of votes cast for party-list)
————————————————— = 1%
100 party-list seats
This is the more logical and equitable formula. It would judiciously respond to the inevitable changes in the composition of the House of
Representatives; it would open opportunities for the broadest people's representation in the House of Representatives; and more importantly, it
would not violate the Constitution.
Time changes and laws change with it. 1 0 And the Constitution —
must grow with the society it seeks to re-structure and march apace with the progress of the race, drawing from the vicissitudes of history the
dynamism and vitality that will keep it, far from being a petrified rule, a pulsing, living law attuned to the heartbeat of the nation. 1 1
Thus, with respect to the xed threshold vote of 2% in Section 11 of R.A. No. 7941, I join the Court in declaring it unconstitutional, since all
enactments inconsistent with the Constitution should be invalidated. 1 2
Footnotes
2.Rollo (G.R. No. 179271), pp. 86-87. Signed by Chairman Benjamin S. Abalos, Sr., Commissioners Resurreccion Z. Borra, Florentino A. Tuason, Jr., Romeo
A. Brawner, Rene V. Sarmiento, and Nicodemo T. Ferrer.
10.Id. at 86-87.
20.Id. at 446-451. We quote below the discussion in Veterans explaining the First Party Rule:
Number of votes
of first party Proportion of votes of
———————— = first party relative to
Total votes for total votes for party-list system
party -list system
If the proportion of votes received by the rst party without rounding it off is equal to at least six percent of the total valid votes cast for all the party list
groups, then the rst party shall be entitled to two additional seats or a total of three seats overall. If the proportion of votes without a rounding off is
equal to or greater than four percent, but less than six percent, then the rst party shall have one additional or a total of two seats. And if the
proportion is less than four percent, then the first party shall not be entitled to any additional seat.
We adopted this six percent bench mark, because the rst party is not always entitled to the maximum number of additional seats. Likewise, it would
prevent the allotment of more than the total number of available seats, such as in an extreme case wherein 18 or more parties tie for the highest rank
and are thus entitled to three seats each. In such scenario, the number of seats to which all the parties are entitled may exceed the maximum
number of party-list seats reserved in the House of Representatives.
xxx xxx xxx
Note that the above formula will be applicable only in determining the number of additional seats the first party is entitled to. It cannot be used to determine
the number of additional seats of the other quali ed parties. As explained earlier, the use of the same formula for all would contravene the
proportional representation parameter. For example, a second party obtains six percent of the total number of votes cast. According to the above
formula, the said party would be entitled to two additional seats or a total of three seats overall. However, if the rst party received a signi cantly
higher amount of votes — say, twenty percent — to grant it the same number of seats as the second party would violate the statutory mandate of
proportional representation, since a party getting only six percent of the votes will have an equal number of representatives as the one obtaining
twenty percent. The proper solution, therefore, is to grant the rst party a total of three seats; and the party receiving six percent, additional seats in
proportion to those of the first party.
No. of votes of
concerned party
———————
Total no. of votes
Additional seats for party-list system No. of additional
for concerned = ———————— x seats allocated to
party No. of votes of the first party
first party
————————
Total no. of votes
for party list system
No. of votes of
Additional seats concerned party No. of additional
for concerned = ——————— x seats allocated to
party No. of votes of the first party
first party
Incidentally, if the rst party is not entitled to any additional seat, then the ratio of the number of votes for the other party to that for the rst one is
multiplied by zero. The end result would be zero additional seat for each of the other qualified parties as well.
The above formula does not give an exact mathematical representation of the number of additional seats to be awarded since, in order to be entitled to one
additional seat, an exact whole number is necessary. In fact, most of the actual mathematical proportions are not whole numbers and are not
rounded off for the reasons explained earlier. To repeat, rounding off may result in the awarding of a number of seats in excess of that provided by
the law. Furthermore, obtaining absolute proportional representation is restricted by the three-seat-per-party limit to a maximum of two additional
slots. An increase in the maximum number of additional representatives a party may be entitled to would result in a more accurate proportional
representation. But the law itself has set the limit: only two additional seats. Hence, we need to work within such extant parameter.
21.Id. at 475-481.
22.The second vote cast by a registered voter is for the party-list candidates as provided in Section 10 of R.A. No. 7941.
25.Id. at 1076.
28.Id.
31.The product of the percentage and the remaining available seats of all parties ranked nine and below is less than one.
32.II RECORD, CONSTITUTIONAL COMMISSION 256-257 (25 July 1986), 568 (1 August 1986).
33.Id. at 584 (1 August 1986). Dissenting opinion of Justice Jose C. Vitug in Ang Bagong Bayani-OFW Labor Party v. COMELEC, 412 Phil. 308, 350 (2001).
34.Ang Bagong Bayani-OFW Labor Party v. COMELEC, 412 Phil. 308, 336 (2001).
2.Id.
3.II Record, Constitutional Commission, 25 July 1986, pp. 256-257.
4.Section 3.
8.Id.
9.Article XVIII.
11.Id. at 330.
12.Article XIII, Section 1.
20.As noted in Bagong Bayani: Nationalist People's Coalition, Lakas NUCD-UMDP, Laban ng Demokratikong Pilipino, Aksyon Demokratiko, Partido ng
Masang Pilipino, Partido Demokratikong Pilipino Lakas ng Bayan and Liberal Party. DScTaC
"The State shall promote proportional representation in the election of representatives to the House of Representatives through a party-list system of
registered national, regional and sectoral parties or organizations or coalitions thereof, which will enable the Filipino citizens belonging to the
marginalized and underrepresented sectors, organizations and parties, and who lack well-de ned political constituencies but could contribute to the
formulation and enactment of appropriate legislation that will bene t the nation as a whole, to become members of the House of Representatives.
Towards this end, the State shall develop and guarantee a full, free and open party system in order to attain the broadest possible
representation of party, sectoral or group interests in the House of Representatives, by enhancing their chances to compete for
and win seats in the legislature, and shall provide the simplest scheme possible". (Emphasis supplied.)
3.Emphasis supplied.
4.Ang Bagong Bayani-OFW Labor Party v. Commission on Elections, G.R. No. 147589, June 26, 2001, 359 SCRA 698, 716.
5.Id. at 717.
6.G.R. No. 136781, October 6, 2000; 342 SCRA 244.
"Section 11.Number of Party-List Representatives. — The party-list representatives shall constitute twenty per centum (20%) of the total number of the
members of the House of Representatives including those under the party-list.
"For purposes of the May 1998 elections, the rst ve (5) major political parties on the basis of party representation in the House of Representatives at the
start of the Tenth Congress of the Philippines shall not be entitled to participate in the party-list system.
"In determining the allocation of seats for the second vote, the following procedure shall be observed:
"(a)The parties, organizations, and coalitions shall be ranked from the highest to the lowest based on the number of votes they garnered during the
elections.
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"(b)The parties, organizations, and coalitions receiving at least two percent (2%) of the total votes cast for the party-list system shall be entitled to one seat
each: Provided, That those garnering more than two percent (2%) of the votes shall be entitled to additional seats in proportion to their total number
of votes : Provided, finally, That each party, organization, or coalition shall be entitled to not more than three (3) seats."
10.Chavez v. National Housing Authority, G.R. No. 164527, August 15, 2007, 530 SCRA 235, 314-315.
11.Isagani A. Cruz, "A Quintessential Constitution", San Beda Law Journal, April 1972.
12.Sabio v. Gordon, G.R. No. 174340, October 17, 2006, 504 SCRA 704, 730-731.
DECISION
DEL CASTILLO , J : p
. . . [F]reedom to differ is not limited to things that do not matter much. That
would be a mere shadow of freedom. The test of its substance is the right to
differ as to things that touch the heart of the existing order.
Justice Robert A. Jackson
West Virginia State Board of Education v. Barnette 1
One unavoidable consequence of everyone having the freedom to choose is that
others may make different choices — choices we would not make for ourselves,
choices we may disapprove of, even choices that may shock or offend or anger us.
However, choices are not to be legally prohibited merely because they are different, and
the right to disagree and debate about important questions of public policy is a core
value protected by our Bill of Rights. Indeed, our democracy is built on genuine
recognition of, and respect for, diversity and difference in opinion.
Since ancient times, society has grappled with deep disagreements about the
de nitions and demands of morality. In many cases, where moral convictions are
concerned, harmony among those theoretically opposed is an insurmountable goal. Yet
herein lies the paradox — philosophical justi cations about what is moral are
indispensable and yet at the same time powerless to create agreement. This Court
recognizes, however, that practical solutions are preferable to ideological stalemates;
accommodation is better than intransigence; reason more worthy than rhetoric. This
will allow persons of diverse viewpoints to live together, if not harmoniously, then, at
least, civilly.
Factual Background
This is a Petition for Certiorari under Rule 65 of the Rules of Court, with an
application for a writ of preliminary mandatory injunction, led by Ang Ladlad LGBT
P a r t y (Ang Ladlad) against the Resolutions of the Commission on Elections
(COMELEC) dated November 11, 2009 2 (the First Assailed Resolution) and December
16, 2009 3 (the Second Assailed Resolution) in SPP No. 09-228 (PL) (collectively, the
Assailed Resolutions). The case has its roots in the COMELEC's refusal to accredit Ang
Ladlad as a party-list organization under Republic Act (RA) No. 7941, otherwise known
as the Party-List System Act. 4 CDAHaE
This de nition of the LGBT sector makes it crystal clear that petitioner tolerates
immorality which offends religious beliefs. In Romans 1:26, 27, Paul wrote:
For this cause God gave them up into vile affections, for even their women
did change the natural use into that which is against nature: And likewise
also the men, leaving the natural use of the woman, burned in their lust one
toward another; men with men working that which is unseemly, and
receiving in themselves that recompense of their error which was meet.
In the Koran, the hereunder verses are pertinent:
For ye practice your lusts on men in preference to women "ye are indeed a
people transgressing beyond bounds." (7.81) "And we rained down on
them a shower (of brimstone): Then see what was the end of those who
indulged in sin and crime!" (7:84) "He said: "O my Lord! Help Thou me
against people who do mischief" (29:30).
As correctly pointed out by the Law Department in its Comment dated October 2,
2008: CcADHI
It also collides with Article 1306 of the Civil Code: 'The contracting parties
may establish such stipulations, clauses, terms and conditions as they
may deem convenient, provided they are not contrary to law, morals, good
customs, public order or public policy. Art. 1409 of the Civil Code provides
that 'Contracts whose cause, object or purpose is contrary to law, morals,
good customs, public order or public policy' are inexistent and void from
the beginning.
Finally to safeguard the morality of the Filipino community, the Revised Penal
Code, as amended, penalizes 'Immoral doctrines, obscene publications and
exhibitions and indecent shows' as follows:
On January 4, 2010, Ang Ladlad filed this Petition, praying that the Court annul the
Assailed Resolutions and direct the COMELEC to grant Ang Ladlad's application for
accreditation. Ang Ladlad also sought the issuance ex parte of a preliminary mandatory
injunction against the COMELEC, which had previously announced that it would begin
printing the final ballots for the May 2010 elections by January 25, 2010.
On January 6, 2010, we ordered the O ce of the Solicitor General (OSG) to le
its Comment on behalf of COMELEC not later than 12:00 noon of January 11, 2010. 1 1
Instead of ling a Comment, however, the OSG led a Motion for Extension, requesting
that it be given until January 16, 2010 to Comment. 1 2 Somewhat surprisingly, the OSG
later led a Comment in support of petitioner's application. 1 3 Thus, in order to give
COMELEC the opportunity to fully ventilate its position, we required it to le its own
comment. 1 4 The COMELEC, through its Law Department, led its Comment on
February 2, 2010. 1 5
In the meantime, due to the urgency of the petition, we issued a temporary
restraining order on January 12, 2010, effective immediately and continuing until further
orders from this Court, directing the COMELEC to cease and desist from implementing
the Assailed Resolutions. 1 6
Also, on January 13, 2010, the Commission on Human Rights (CHR) led a
Motion to Intervene or to Appear as Amicus Curiae, attaching thereto its Comment-in-
Intervention. 1 7 The CHR opined that the denial of Ang Ladlad's petition on moral
grounds violated the standards and principles of the Constitution, the Universal
Declaration of Human Rights (UDHR), and the International Covenant on Civil and
Political Rights (ICCPR). On January 19, 2010, we granted the CHR's motion to
intervene. DcaECT
On January 26, 2010, Epifanio D. Salonga, Jr. led his Motion to Intervene 18
which motion was granted on February 2, 2010. 1 9
The Parties' Arguments
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Ang Ladlad argued that the denial of accreditation, insofar as it justi ed the
exclusion by using religious dogma, violated the constitutional guarantees against the
establishment of religion. Petitioner also claimed that the Assailed Resolutions
contravened its constitutional rights to privacy, freedom of speech and assembly, and
equal protection of laws, as well as constituted violations of the Philippines'
international obligations against discrimination based on sexual orientation.
The OSG concurred with Ang Ladlad's petition and argued that the COMELEC
erred in denying petitioner's application for registration since there was no basis for
COMELEC's allegations of immorality. It also opined that LGBTs have their own special
interests and concerns which should have been recognized by the COMELEC as a
separate classi cation. However, insofar as the purported violations of petitioner's
freedom of speech, expression, and assembly were concerned, the OSG maintained
that there had been no restrictions on these rights.
In its Comment, the COMELEC reiterated that petitioner does not have a concrete
and genuine national political agenda to bene t the nation and that the petition was
validly dismissed on moral grounds. It also argued for the rst time that the LGBT
sector is not among the sectors enumerated by the Constitution and RA 7941, and that
petitioner made untruthful statements in its petition when it alleged its national
existence contrary to actual verification reports by COMELEC's field personnel.
Our Ruling
We grant the petition.
Compliance with the Requirements of
the Constitution and Republic Act No.
7941
The COMELEC denied Ang Ladlad's application for registration on the ground
that the LGBT sector is neither enumerated in the Constitution and RA 7941, nor is it
associated with or related to any of the sectors in the enumeration.
Respondent mistakenly opines that our ruling in Ang Bagong Bayani stands for
the proposition that only those sectors speci cally enumerated in the law or related to
said sectors (labor, peasant, sherfolk, urban poor, indigenous cultural communities,
elderly, handicapped, women, youth, veterans, overseas workers, and professionals)
may be registered under the party-list system. As we explicitly ruled in Ang Bagong
Bayani-OFW Labor Party v. Commission on Elections, 2 0 "the enumeration of
marginalized and under-represented sectors is not exclusive". The crucial element is not
whether a sector is speci cally enumerated, but whether a particular organization
complies with the requirements of the Constitution and RA 7941.
Respondent also argues that Ang Ladlad made untruthful statements in its
petition when it alleged that it had nationwide existence through its members and
a liate organizations. The COMELEC claims that upon veri cation by its eld
personnel, it was shown that "save for a few isolated places in the country, petitioner
does not exist in almost all provinces in the country." 2 1
EaISTD
This argument that "petitioner made untruthful statements in its petition when it
alleged its national existence" is a new one; previously, the COMELEC claimed that
petitioner was "not being truthful when it said that it or any of its nominees/party-list
representatives have not violated or failed to comply with laws, rules, or regulations
relating to the elections." Nowhere was this ground for denial of petitioner's
accreditation mentioned or even alluded to in the Assailed Resolutions. This, in itself, is
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quite curious, considering that the reports of petitioner's alleged non-existence were
already available to the COMELEC prior to the issuance of the First Assailed Resolution.
At best, this is irregular procedure; at worst, a belated afterthought, a change in
respondent's theory, and a serious violation of petitioner's right to procedural due
process.
Nonetheless, we find that there has been no misrepresentation. A cursory perusal
of Ang Ladlad's initial petition shows that it never claimed to exist in each province of
the Philippines. Rather, petitioner alleged that the LGBT community in the Philippines
was estimated to constitute at least 670,000 persons; that it had 16,100 a liates and
members around the country, and 4,044 members in its electronic discussion group. 2 2
Ang Ladlad also represented itself to be "a national LGBT umbrella organization with
affiliates around the Philippines composed of the following LGBT networks:"
• Abra Gay Association
• Aklan Butterfly Brigade (ABB)-Aklan
• LUMINA-Baguio City
• Marikina Gay Association-Metro Manila
• Metropolitan Community Church (MCC)-Metro Manila
• Naga City Gay Association-Naga City
Since the COMELEC only searched for the names ANG LADLAD LGBT or LADLAD
LGBT, it is no surprise that they found that petitioner had no presence in any of these
regions. In fact, if COMELEC's ndings are to be believed, petitioner does not even exist
in Quezon City, which is registered as Ang Ladlad's principal place of business.
Against this backdrop, we nd that Ang Ladlad has su ciently demonstrated its
compliance with the legal requirements for accreditation. Indeed, aside from
COMELEC's moral objection and the belated allegation of non-existence, nowhere in the
records has the respondent ever found/ruled that Ang Ladlad is not quali ed to register
as a party-list organization under any of the requisites under RA 7941 or the guidelines
in Ang Bagong Bayani. The difference, COMELEC claims, lies in Ang Ladlad's morality, or
lack thereof.
Religion as the Basis for Refusal to
Accept Ang Ladlad's Petition for
Registration
Our Constitution provides in Article III, Section 5 that "[n]o law shall be made
respecting an establishment of religion, or prohibiting the free exercise thereof." At
bottom, what our non-establishment clause calls for is "government neutrality in
religious matters." 2 4 Clearly, "governmental reliance on religious justi cation is
inconsistent with this policy of neutrality." 2 5 We thus nd that it was grave violation of
the non-establishment clause for the COMELEC to utilize the Bible and the Koran to
justify the exclusion of Ang Ladlad.
Rather than relying on religious belief, the legitimacy of the Assailed Resolutions
should depend, instead, on whether the COMELEC is able to advance some justi cation
for its rulings beyond mere conformity to religious doctrine. Otherwise stated,
government must act for secular purposes and in ways that have primarily secular
effects. As we held in Estrada v. Escritor: 2 6
. . . The morality referred to in the law is public and necessarily secular, not
religious as the dissent of Mr. Justice Carpio holds. "Religious teachings as
expressed in public debate may in uence the civil public order but public moral
disputes may be resolved only on grounds articulable in secular terms."
Otherwise, if government relies upon religious beliefs in formulating public
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policies and morals, the resulting policies and morals would require conformity to
what some might regard as religious programs or agenda. The non-believers
would therefore be compelled to conform to a standard of conduct buttressed by
a religious belief, i.e., to a "compelled religion," anathema to religious freedom.
Likewise, if government based its actions upon religious beliefs, it would tacitly
approve or endorse that belief and thereby also tacitly disapprove contrary
religious or non-religious views that would not support the policy. As a result,
government will not provide full religious freedom for all its citizens, or even make
it appear that those whose beliefs are disapproved are second-class citizens.
In other words, government action, including its proscription of immorality as
expressed in criminal law like concubinage, must have a secular purpose. That is,
the government proscribes this conduct because it is "detrimental (or dangerous)
to those conditions upon which depend the existence and progress of human
society" and not because the conduct is proscribed by the beliefs of one religion
or the other. Although admittedly, moral judgments based on religion might have
a compelling in uence on those engaged in public deliberations over what
actions would be considered a moral disapprobation punishable by law. After all,
they might also be adherents of a religion and thus have religious opinions and
moral codes with a compelling in uence on them; the human mind endeavors to
regulate the temporal and spiritual institutions of society in a uniform manner,
harmonizing earth with heaven. Succinctly put, a law could be religious or Kantian
or Aquinian or utilitarian in its deepest roots, but it must have an articulable and
discernible secular purpose and justi cation to pass scrutiny of the religion
clauses. . . . Recognizing the religious nature of the Filipinos and the elevating
in uence of religion in society, however, the Philippine constitution's religion
clauses prescribe not a strict but a benevolent neutrality. Benevolent neutrality
recognizes that government must pursue its secular goals and interests but at the
same time strive to uphold religious liberty to the greatest extent possible within
exible constitutional limits. Thus, although the morality contemplated by laws is
secular, benevolent neutrality could allow for accommodation of morality based
on religion, provided it does not offend compelling state interests. 2 7
Petitioner's accreditation was denied not necessarily because their group consists
of LGBTs but because of the danger it poses to the people especially the youth.
Once it is recognized by the government, a sector which believes that there is
nothing wrong in having sexual relations with individuals of the same gender is a
bad example. It will bring down the standard of morals we cherish in our civilized
society. Any society without a set of moral precepts is in danger of losing its own
existence. 2 8
We are not blind to the fact that, through the years, homosexual conduct, and
perhaps homosexuals themselves, have borne the brunt of societal disapproval. It is
not di cult to imagine the reasons behind this censure — religious beliefs, convictions
about the preservation of marriage, family, and procreation, even dislike or distrust of
homosexuals themselves and their perceived lifestyle. Nonetheless, we recall that the
Philippines has not seen t to criminalize homosexual conduct. Evidently, therefore,
these "generally accepted public morals" have not been convincingly transplanted into
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the realm of law. 2 9
The Assailed Resolutions have not identi ed any speci c overt immoral act
performed by Ang Ladlad. Even the OSG agrees that "there should have been a nding
by the COMELEC that the group's members have committed or are committing
immoral acts." 3 0 The OSG argues:
. . . A person may be sexually attracted to a person of the same gender, of a
different gender, or more than one gender, but mere attraction does not translate
to immoral acts. There is a great divide between thought and action. Reduction ad
absurdum. If immoral thoughts could be penalized, COMELEC would have its
hands full of disquali cation cases against both the "straights" and the gays."
Certainly this is not the intendment of the law. 3 1
Respondent has failed to explain what societal ills are sought to be prevented, or
why special protection is required for the youth. Neither has the COMELEC
condescended to justify its position that petitioner's admission into the party-list
system would be so harmful as to irreparably damage the moral fabric of society. We,
of course, do not suggest that the state is wholly without authority to regulate matters
concerning morality, sexuality, and sexual relations, and we recognize that the
government will and should continue to restrict behavior considered detrimental to
society. Nonetheless, we cannot countenance advocates who, undoubtedly with the
loftiest of intentions, situate morality on one end of an argument or another, without
bothering to go through the rigors of legal reasoning and explanation. In this, the notion
of morality is robbed of all value. Clearly then, the bare invocation of morality will not
remove an issue from our scrutiny.
We also nd the COMELEC's reference to purported violations of our penal and
civil laws imsy, at best; disingenuous, at worst. Article 694 of the Civil Code de nes a
nuisance as "any act, omission, establishment, condition of property, or anything else
which shocks, de es, or disregards decency or morality," the remedies for which are a
prosecution under the Revised Penal Code or any local ordinance, a civil action, or
abatement without judicial proceedings. 3 2 A violation of Article 201 of the Revised
Penal Code, on the other hand, requires proof beyond reasonable doubt to support a
criminal conviction. It hardly needs to be emphasized that mere allegation of violation
of laws is not proof, and a mere blanket invocation of public morals cannot replace the
institution of civil or criminal proceedings and a judicial determination of liability or
culpability. SDIaCT
This position gains even more force if one considers that homosexual conduct is
not illegal in this country. It follows that both expressions concerning one's
homosexuality and the activity of forming a political association that supports LGBT
individuals are protected as well.
Other jurisdictions have gone so far as to categorically rule that even
overwhelming public perception that homosexual conduct violates public morality does
not justify criminalizing same-sex conduct. 41 European and United Nations judicial
decisions have ruled in favor of gay rights claimants on both privacy and equality
grounds, citing general privacy and equal protection provisions in foreign and
international texts. 4 2 To the extent that there is much to learn from other jurisdictions
that have re ected on the issues we face here, such jurisprudence is certainly
illuminating. These foreign authorities, while not formally binding on Philippine courts,
may nevertheless have persuasive influence on the Court's analysis.
In the area of freedom of expression, for instance, United States courts have
ruled that existing free speech doctrines protect gay and lesbian rights to expressive
conduct. In order to justify the prohibition of a particular expression of opinion, public
institutions must show that their actions were caused by "something more than a mere
desire to avoid the discomfort and unpleasantness that always accompany an
unpopular viewpoint." 4 3
With respect to freedom of association for the advancement of ideas and beliefs,
in Europe, with its vibrant human rights tradition, the European Court of Human Rights
(ECHR) has repeatedly stated that a political party may campaign for a change in the
law or the constitutional structures of a state if it uses legal and democratic means and
the changes it proposes are consistent with democratic principles. The ECHR has
emphasized that political ideas that challenge the existing order and whose realization
is advocated by peaceful means must be afforded a proper opportunity of expression
through the exercise of the right of association, even if such ideas may seem shocking
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or unacceptable to the authorities or the majority of the population. 4 4 A political group
should not be hindered solely because it seeks to publicly debate controversial political
issues in order to nd solutions capable of satisfying everyone concerned. 4 5 Only if a
political party incites violence or puts forward policies that are incompatible with
democracy does it fall outside the protection of the freedom of association guarantee.
46
We do not doubt that a number of our citizens may believe that homosexual
conduct is distasteful, offensive, or even de ant. They are entitled to hold and express
that view. On the other hand, LGBTs and their supporters, in all likelihood, believe with
equal fervor that relationships between individuals of the same sex are morally
equivalent to heterosexual relationships. They, too, are entitled to hold and express that
view. However, as far as this Court is concerned, our democracy precludes using the
religious or moral views of one part of the community to exclude from consideration
the values of other members of the community.
Of course, none of this suggests the impending arrival of a golden age for gay
rights litigants. It well may be that this Decision will only serve to highlight the
discrepancy between the rigid constitutional analysis of this Court and the more
complex moral sentiments of Filipinos. We do not suggest that public opinion, even at
its most liberal, re ect a clear-cut strong consensus favorable to gay rights claims and
we neither attempt nor expect to affect individual perceptions of homosexuality
through this Decision.
The OSG argues that since there has been neither prior restraint nor subsequent
punishment imposed on Ang Ladlad, and its members have not been deprived of their
right to voluntarily associate, then there has been no restriction on their freedom of
expression or association. The OSG argues that:
There was no utterance restricted, no publication censored, or any assembly
denied. [COMELEC] simply exercised its authority to review and verify the
quali cations of petitioner as a sectoral party applying to participate in the party-
list system. This lawful exercise of duty cannot be said to be a transgression of
Section 4, Article III of the Constitution.
xxx xxx xxx
A denial of the petition for registration . . . does not deprive the members of the
petitioner to freely take part in the conduct of elections. Their right to vote will not
be hampered by said denial. In fact, the right to vote is a constitutionally-
guaranteed right which cannot be limited.
The OSG fails to recall that petitioner has, in fact, established its quali cations to
participate in the party-list system, and — as advanced by the OSG itself — the moral
objection offered by the COMELEC was not a limitation imposed by law. To the extent,
therefore, that the petitioner has been precluded, because of COMELEC's action, from
publicly expressing its views as a political party and participating on an equal basis in
the political process with other equally-quali ed party-list candidates, we nd that there
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has, indeed, been a transgression of petitioner's fundamental rights.
Non-Discrimination and International
Law
In an age that has seen international law evolve geometrically in scope and
promise, international human rights law, in particular, has grown dynamically in its
attempt to bring about a more just and humane world order. For individuals and groups
struggling with inadequate structural and governmental support, international human
rights norms are particularly signi cant, and should be effectively enforced in domestic
legal systems so that such norms may become actual, rather than ideal, standards of
conduct.
Our Decision today is fully in accord with our international obligations to protect
and promote human rights. In particular, we explicitly recognize the principle of non-
discrimination as it relates to the right to electoral participation, enunciated in the UDHR
and the ICCPR. SIaHDA
All persons are equal before the law and are entitled without any discrimination to
the equal protection of the law. In this respect, the law shall prohibit any
discrimination and guarantee to all persons equal and effective protection
against discrimination on any ground such as race, colour, sex, language, religion,
political or other opinion, national or social origin, property, birth or other status.
(1) Everyone has the right to take part in the government of his country,
directly or through freely chosen representatives.
(a) To take part in the conduct of public affairs, directly or through freely
chosen representatives;
(b) To vote and to be elected at genuine periodic elections which shall be by
universal and equal suffrage and shall be held by secret ballot, guaranteeing the
free expression of the will of the electors;
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(c) To have access, on general terms of equality, to public service in his
country.
15. The effective implementation of the right and the opportunity to stand for
elective o ce ensures that persons entitled to vote have a free choice of
candidates. Any restrictions on the right to stand for election, such as minimum
age, must be justi able on objective and reasonable criteria. Persons who are
otherwise eligible to stand for election should not be excluded by unreasonable or
discriminatory requirements such as education, residence or descent, or by reason
of political a liation. No person should suffer discrimination or disadvantage of
any kind because of that person's candidacy. States parties should indicate and
explain the legislative provisions which exclude any group or category of persons
from elective office. 5 0
We stress, however, that although this Court stands willing to assume the
responsibility of giving effect to the Philippines' international law obligations, the
blanket invocation of international law is not the panacea for all social ills. We refer now
to the petitioner's invocation of the Yogyakarta Principles (the Application of
International Human Rights Law In Relation to Sexual Orientation and Gender Identity),
5 1 which petitioner declares to reflect binding principles of international law.
At this time, we are not prepared to declare that these Yogyakarta Principles
contain norms that are obligatory on the Philippines. There are declarations and
obligations outlined in said Principles which are not re ective of the current state of
international law, and do not nd basis in any of the sources of international law
enumerated under Article 38 (1) of the Statute of the International Court of Justice. 5 2
Petitioner has not undertaken any objective and rigorous analysis of these alleged
principles of international law to ascertain their true status. ATDHSC
We also hasten to add that not everything that society — or a certain segment of
society — wants or demands is automatically a human right. This is not an arbitrary
human intervention that may be added to or subtracted from at will. It is unfortunate
that much of what passes for human rights today is a much broader context of needs
that identi es many social desires as rights in order to further claims that international
law obliges states to sanction these innovations. This has the effect of diluting real
human rights, and is a result of the notion that if "wants" are couched in "rights"
language, then they are no longer controversial.
Using even the most liberal of lenses, these Yogyakarta Principles, consisting of
a declaration formulated by various international law professors, are — at best — de
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lege ferenda — and do not constitute binding obligations on the Philippines. Indeed, so
much of contemporary international law is characterized by the "soft law"
nomenclature, i.e., international law is full of principles that promote international
cooperation, harmony, and respect for human rights, most of which amount to no more
than well-meaning desires, without the support of either State practice or opinio juris.
53
As a nal note, we cannot help but observe that the social issues presented by
this case are emotionally charged, societal attitudes are in ux, even the psychiatric and
religious communities are divided in opinion. This Court's role is not to impose its own
view of acceptable behavior. Rather, it is to apply the Constitution and laws as best as it
can, unin uenced by public opinion, and con dent in the knowledge that our democracy
is resilient enough to withstand vigorous debate.
WHEREFORE , the Petition is hereby GRANTED . The Resolutions of the
Commission on Elections dated November 11, 2009 and December 16, 2009 in SPP
No. 09-228 (PL) are hereby SET ASIDE . The Commission on Elections is directed to
GRANT petitioner's application for party-list accreditation.
SO ORDERED .
Puno, C.J., Carpio, Velasco, Jr., Leonardo-de Castro, Bersamin, Villarama, Jr.,
Perezand Mendoza, JJ., concur.
Corona, J., Pls. see dissenting opinion.
Carpio Morales, Nachura and Peralta, JJ., join concurring opinion of J. Abad.
Brion, J., joins dissent of J. Corona.
Abad, J., I certify that J. Abad wrote a separate concurring opinion.
Separate Opinions
PUNO , C.J., concurring :
Considering thus that labor enjoys such special and protected status under our
fundamental law, the Court ruled in favor of the Central Bank Employees Association,
Inc. in this wise:
While R.A. No. 7653 started as a valid measure well within the legislature's power,
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we hold that the enactment of subsequent laws exempting all rank-and- le
employees of other GFIs leeched all validity out of the challenged proviso. IEHTaA
The disparity of treatment between BSP rank-and- le and the rank-and- le of the
other seven GFIs de nitely bears the unmistakable badge of invidious
discrimination — no one can, with candor and fairness, deny the discriminatory
character of the subsequent blanket and total exemption of the seven other GFIs
from the SSL when such was withheld from the BSP. Alikes are being treated as
unalikes without any rational basis.
A third factor that courts have considered in determining whether the members
of a class are entitled to heightened protection for equal protection purposes is
whether the attribute or characteristic that distinguishes them is immutable or
otherwise beyond their control. 6 3 Of course, the characteristic that distinguishes gay
persons from others and quali es them for recognition as a distinct and discrete group
is the characteristic that historically has resulted in their social and legal ostracism,
namely, their attraction to persons of the same sex. 6 4
Immutability is a factor in determining the appropriate level of scrutiny because
the inability of a person to change a characteristic that is used to justify different
treatment makes the discrimination violative of the rather "'basic concept of our
system that legal burdens should bear some relationship to individual responsibility.'"
6 5 However, the constitutional relevance of the immutability factor is not reserved to
those instances in which the trait de ning the burdened class is absolutely impossible
to change. 6 6 That is, the immutability prong of the suspectness inquiry surely is
satis ed when the identifying trait is "so central to a person's identity that it would be
abhorrent for government to penalize a person for refusing to change [it]." 6 7
Prescinding from these premises, it is not appropriate to require a person to
repudiate or change his or her sexual orientation in order to avoid discriminatory
treatment, because a person's sexual orientation is so integral an aspect of one's
identity. 6 8 Consequently, because sexual orientation "may be altered [if at all] only at
the expense of signi cant damage to the individual's sense of self," classi cations
based thereon "are no less entitled to consideration as a suspect or quasi-suspect
class than any other group that has been deemed to exhibit an immutable
characteristic." 6 9 Stated differently, sexual orientation is not the type of human trait
that allows courts to relax their standard of review because the barrier is temporary or
susceptible to self-help. 7 0
The nal factor that bears consideration is whether the group is "a minority or
politically powerless." 7 1 However, the political powerlessness factor of the level-of-
scrutiny inquiry does not require a showing of absolute political powerlessness. 7 2
Rather, the touchstone of the analysis should be "whether the group lacks su cient
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political strength to bring a prompt end to the prejudice and discrimination through
traditional political means." 7 3
Applying this standard, it would not be di cult to conclude that gay persons are
entitled to heightened constitutional protection despite some recent political progress.
7 4 The discrimination that they have suffered has been so pervasive and severe — even
though their sexual orientation has no bearing at all on their ability to contribute to or
perform in society — that it is highly unlikely that legislative enactments alone will
suffice to eliminate that discrimination. 7 5 Furthermore, insofar as the LGBT community
plays a role in the political process, it is apparent that their numbers re ect their status
as a small and insular minority. 7 6
It is therefore respectfully submitted that any state action singling lesbians, gays,
bisexuals and trans-genders out for disparate treatment is subject to heightened
judicial scrutiny to ensure that it is not the product of historical prejudice and
stereotyping. 7 7
In this case, the assailed Resolutions of the COMELEC unmistakably fail the
intermediate level of review. Regrettably, they betray no more than bigotry and
intolerance; they raise the inevitable inference that the disadvantage imposed is born of
animosity toward the class of persons affected 7 8 (that is, lesbian, gay, bisexual and
trans-gendered individuals). In our constitutional system, status-based classi cation
undertaken for its own sake cannot survive. 7 9
FOURTH. It has been suggested that the LGBT community cannot participate in
the party-list system because it is not a "marginalized and underrepresented sector"
enumerated either in the Constitution 8 0 or Republic Act No. (RA) 7941. 8 1 However, this
position is belied by our ruling in Ang Bagong Bayani-OFW Labor Party v.
COMELEC , 8 2 where we clearly held that the enumeration of marginalized and
underrepresented sectors in RA 7941 is not exclusive .
I likewise see no logical or factual obstacle to classifying the members of the
LGBT community as marginalized and underrepresented, considering their long history
(and indeed, ongoing narrative) of persecution, discrimination, and pathos. In my
humble view, marginalization for purposes of party-list representation
encompasses social marginalization as well . To hold otherwise is tantamount to
trivializing socially marginalized groups as "mere passive recipients of the State's
benevolence" and denying them the right to "participate directly [in the mainstream of
representative democracy] in the enactment of laws designed to bene t them." 8 3 The
party-list system could not have been conceptualized to perpetuate this injustice.
Accordingly, I vote to grant the petition.
CORONA , J., dissenting :
The Constitution left the matter of determining the groups or sectors that may
qualify as "marginalized" to the hands of Congress. Pursuant to this constitutional
mandate, RA 7941 or the Party-List System Act was enacted in 1995. The law provides:
Section 2. Declaration of policy. — The State shall promote proportional
representation in the election of representatives to the House of Representatives
through a party-list system of registered national, regional and sectoral parties or
organizations or coalitions thereof, which will enable Filipino citizens belonging
to marginalized and under-represented sectors, organizations and
parties , and who lack well-de ned political constituencies but who could
contribute to the formulation and enactment of appropriate legislation
that will bene t the nation as a whole , to become members of the House of
Representatives. Towards this end, the State shall develop and guarantee a full,
free and open party system in order to attain the broadest possible representation
of party, sectoral or group interests in the House of Representatives by enhancing
their chances to compete for and win seats in the legislature, and shall provide
the simplest scheme possible.
xxx xxx xxx
The COMELEC shall publish the petition in at least two (2) national newspapers
of general circulation.
The COMELEC shall, after due notice and hearing, resolve the petition within
fteen (15) days from the date it was submitted for decision but in no case not
later than sixty (60) days before election.
Section 6. Refusal and/or Cancellation of Registration. — The COMELEC may,
motu propio or upon veri ed complaint of any interested party, refuse or cancel,
after due notice and hearing, the registration of any national, regional or sectoral
party, organization or coalition on any of the following grounds:
(1) It is a religious sect or denomination, organization or association,
organized for religious purposes;
(2) It advocates violence or unlawful means to seek its goal;
The intent of the Constitution is clear: to give genuine power to the people, not
only by giving more law to those who have less in life, but more so by enabling
them to become veritable lawmakers themselves. Consistent with this intent, the
policy of the implementing law, we repeat, is likewise clear: "to enable Filipino
citizens belonging to marginalized and underrepresented sectors, organizations
and parties, . . ., to become members of the House of Representatives." Where the
language of the law is clear, it must be applied according to its express terms.
Hence, in Ang Bagong Bayani-OFW Labor Party, the Court stressed that the party-
list system is reserved only for those sectors marginalized and underrepresented in
the past (e.g., labor, peasant, sherfolk, urban poor, indigenous cultural communities,
elderly, handicapped, women, youth, veterans, overseas workers, professionals and
even those in the underground movement who wish to come out and participate). They
are those sectors traditionally and historically marginalized and deprived of an
opportunity to participate in the formulation of national policy although their sectoral
interests are also traditionally and historically regarded as vital to the
national interest . That is why Section 2 of RA 7941 speaks of "marginalized and
under-represented sectors, organizations and parties, and who lack well-de ned
political constituencies but who could contribute to the formulation and enactment of
appropriate legislation that will benefit the nation as a whole ."
How should the matter of whether a particular sectoral interest is vital to national
interest (and therefore beneficial to the nation as a whole) be determined? Chief Justice
Reynato S. Puno's opinion 3 in Barangay Association for National Advancement and
Transparency (BANAT) v. Commission on Elections 4 offers valuable insight:
. . . Similarly, limiting the party-list system to the marginalized and excluding the
major political parties from participating in the election of their representatives is
aligned with the constitutional mandate to "reduce social, economic, and political
inequalities, and remove cultural inequalities by equitably diffusing wealth and
political power for the common good"; the right of the people and their
organizations to effective and reasonable participation at all levels of social,
political, and economic decision-making; the right of women to opportunities that
will enhance their welfare and enable them to realize their full potential in the
service of the nation; the right of labor to participate in policy and decision-
making processes affecting their rights and bene ts in keeping with its role as a
primary social economic force; the right of teachers to professional advancement;
the rights of indigenous cultural communities to the consideration of their
cultures, traditions and institutions in the formulation of national plans and
policies, and the indispensable role of the private sector in the national economy.
DIECTc
As such, the interests of marginalized sectors are by tradition and history vital to
national interest and therefore bene cial to the nation as a whole because the
Constitution declares a national policy recognizing the role of these sectors in the
nation's life. In other words, the concept of marginalized and underrepresented sectors
under the party-list scheme has been carefully re ned by concrete examples involving
sectors deemed to be signi cant in our legal tradition. They are essentially sectors with
a constitutional bond, that is, speci c sectors subject of speci c provisions in the
Constitution, namely, labor, 5 peasant, 6 urban poor, 7 indigenous cultural communities,
8 women, 9 youth, 1 0 veterans, 1 1 sherfolk, 1 2 elderly, 1 3 handicapped, 1 4 overseas
workers 1 5 and professionals. 1 6
The premise is that the advancement of the interests of these important yet
traditionally and historically marginalized sectors promotes the national interest. The
Filipino people as a whole are benefited by the empowerment of these sectors.
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The long-mu ed voices of marginalized sectors must be heard because their
respective interests are intimately and indispensably woven into the fabric of the
national democratic agenda. The social, economic and political aspects of
discrimination and marginalization should not be divorced from the role of a particular
sector or group in the advancement of the collective goals of Philippine society as a
whole. In other words, marginalized sectors should be given a say in governance
through the party-list system, not simply because they desire to say something
constructive but because they deserve to be heard on account of their traditionally and
historically decisive role in Philippine society.
A UNIFYING THREAD
Fidelity to the Constitution requires commitment to its text. Thus, in the exercise
of its function as o cial interpreter of the Constitution, the Court should always bear in
mind that judicial prudence means that it is safer to construe the Constitution from
what appears upon its face. 1 7
With regard to the matter of what quali es as marginalized and
underrepresented sectors under the party-list system, Section 5 (2), Article VI of the
Constitution mentions "the labor, peasant, urban poor, indigenous cultural communities,
women, youth, and such other sectors as may be provided by law, except the religious
sector." On the other hand, the law speaks of "labor, peasant, sherfolk, urban poor,
indigenous cultural communities, elderly, handicapped, women, youth, veterans,
overseas workers, and professionals." 1 8
Surely, the enumeration of sectors considered as marginalized and
underrepresented in the fundamental law and in the implementing law (RA 7941)
cannot be without signi cance. To ignore them is to disregard the texts of the
Constitution and of RA 7941. For, indeed, the very rst of Ang Bagong Bayani-OFW
Labor Party's eight guidelines for screening party-list participants is this: the parties,
sectors or organizations "must represent the marginalized and underrepresented
groups identified in Section 5 of RA 7941." 1 9
For this reason, I submit the majority's decision is cryptic and wanting when it
makes short shrift of the issue of whether petitioner is a marginalized and
underrepresented sector in the following manner:
The crucial element is not whether a sector is speci cally enumerated, but
whether a particular organization complies with the requirements of the
Constitution and RA 7941.
Even assuming that petitioner was able to show that the community of lesbians,
gays, bisexuals and transsexuals (LGBT) is underrepresented, it cannot be properly
considered as marginalized under the party-list system. First, petitioner is not included
in the sectors mentioned in Section 5 (2), Article VI of the Constitution and Section 5 of
RA 7941. Unless an overly strained interpretation is resorted to, the LGBT sector cannot
establish a close connection to any of the said sectors. Indeed, petitioner does not
even try to show its link to any of the said sectors. Rather, it represents itself as an
altogether distinct sector with its own peculiar interests and agenda.
Second, petitioner's interest as a sector, which is basically the legal recognition
of its members' sexual orientation as a right, cannot be reasonably considered as an
interest that is traditionally and historically considered as vital to national interest. At
best, petitioner may cite an emergent awareness of the implications of sexual
orientation on the national human rights agenda. However, an emergent awareness is
but a con rmation of lack of traditional and historical recognition. 2 4 Moreover, even
the majority admits that there is no "clear cut consensus favorable to gay rights
claims." 2 5
Third, petitioner is cut off from the common constitutional thread that runs
through the marginalized and underrepresented sectors under the party-list system. It
lacks the vinculum, a constitutional bond, a provision in the fundamental law that
speci cally recognizes the LGBT sector as specially signi cant to the national interest.
This standard, implied in BANAT, is required to create the necessary link of a particular
sector to those sectors expressly mentioned in Section 5 (2), Article VI of the
Constitution and Section 5 of RA 7941.
Finally, considering our history and tradition as a people, to consider the
promotion of the LGBT agenda and "gay rights" as a national policy as bene cial to the
nation as a whole is debatable at best. Even the majority (aside from extensively
invoking foreign practice and international conventions rather than Philippine laws)
states:
We do not suggest that public opinion, even at its most liberal, re ect a clear cut
strong consensus favorable to gay rights claims. . . . 2 6
This is so unlike the signi cance of the interests of the sectors in Section 5 of RA 7941
which are, without doubt, indisputable.
Regardless of the personal beliefs and biases of its individual members, this
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Court can only apply and interpret the Constitution and the laws. Its power is not to
create policy but to recognize, review or reverse the policy crafted by the political
departments if and when a proper case is brought before it. Otherwise, it will tread on
the dangerous grounds of judicial legislation.
In this instance, Congress, in the exercise of its authority under Section 5 (2),
Article VI of the Constitution, enacted RA 7941. Sections 2, 3 (d) and (5) of the said law
instituted a policy when it enumerated certain sectors as quali ed marginalized and
underrepresented sectors under the party-list system. Respect for that policy and
delity to the Court's duty in our scheme of government require us to declare that only
sectors expressly mentioned or closely related to those sectors mentioned in Section 5
of RA 7941 are quali ed to participate in the party-list system. That is the tenor of the
Court's rulings in Ang Bagong Bayani-OFW Labor Party and BANAT. As there is no
strong reason for the Court to rule otherwise, stare decisis compels a similar
conclusion in this case.
The Court is called upon to exercise judicial restraint in this case by strictly
adhering to, rather than expanding, legislative policy on the matter of marginalized
sectors as expressed in the enumeration in Section 5 of RA 7941. The Court has no
power to amend and expand Sections 2, 3 (d) and 5 of RA 7941 in the guise of
interpretation. The Constitution expressly and exclusively vests the authority to
determine "such other [marginalized] sectors" quali ed to participate in the party-list
system to Congress. Thus, until and unless Congress amends the law to include the
LGBT and other sectors in the party-list system, deference to Congress' determination
on the matter is proper.
A FINAL WORD
To be succinctly clear about it, I do not say that there is no truth to petitioner's
claim of discriminatory and oppressive acts against its members. I am in no position to
make that claim. Nor do I claim that petitioner has no right to speak, to assemble or to
access our political departments, particularly the legislature, to promote the interests
of its constituency. Social perceptions of sexual and other moral issues may change
over time, and every group has the right to persuade its fellow citizens that its view of
such matters is the best. 2 7 But persuading one's fellow citizens is one thing and
insisting on a right to participate in the party-list system is something else. Considering
the facts, the law and jurisprudence, petitioner cannot properly insist on its entitlement
to use the party-list system as a vehicle for advancing its social and political agenda.
While bigotry, social stereotyping and other forms of discrimination must be
given no place in a truly just, democratic and libertarian society, the party-list system
has a well-de ned purpose. The party-list system was not designed as a tool to
advocate tolerance and acceptance of any and all socially misunderstood sectors.
Rather, it is a platform for the realization of the aspirations of marginalized sectors
whose interests are, by nature and history, also the nation's but which interests have not
been su ciently brought to public attention because of these sectors'
underrepresentation.
Congress was given by the Constitution full discretion to determine what sectors
may qualify as marginalized and underrepresented. The Court's task is to respect that
legislative determination by strictly adhering to it. If we effectively and unduly expand
such congressional determination, we will be dabbling in policy-making, an act of
political will and not of judicial judgment. TAaCED
I have to concur only in the result set forth in the well-written ponencia of Justice
Mariano C. Del Castillo because I arrived at the same conclusion following a different
path.
I also felt that the Court needs, in resolving the issues in this case, to say more
about what the Constitution and Republic Act (R.A.) 7941 intends in the case of the
party-list system to abate the aggravations and confusion caused by the alarming
overnight proliferation of sectoral parties.
The underlying policy of R.A. 7941 or The Party-List System Act is to give the
marginalized and underrepresented sectors of society an opportunity to take a direct
part in enacting the laws of the land. In Ang Bagong Bayani-OFW Labor Party v.
Commission on Elections (COMELEC), 1 the Court laid down guidelines for
accreditation, but these seem to leave the COMELEC like everyone else even more
perplexed and dumbfounded about what organizations, clubs, or associations can pass
for sectoral parties with a right to claim a seat in the House of Representatives. The
Court can, in adjudicating this case, unravel some of the difficulties.
Here, I fully agree that the COMELEC erred when it denied Ang Ladlad's petition
for sectoral party accreditation on religious and moral grounds. The COMELEC has
never applied these tests on regular candidates for Congress. There is no reason for it
to apply them on Ang Ladlad. But the ponencia already amply and lucidly discussed this
point.
What I am more concerned about is COMELEC's claim in its comment on the
petition that the Ang Ladlad sectoral party was not marginalized and underrepresented
since it is not among, or even associated with, the sectors speci ed in the Constitution
and in R.A. 7941. 2 Ang Ladlad, it claims, did not qualify as a marginalized and
underrepresented group of people like those representing labor, peasant, sherfolk,
urban poor, indigenous cultural communities, elderly, handicapped, women, youth,
veterans, overseas workers, and professionals. This is effectively the COMELEC's frame
of mind in adjudicating applications for accreditation.
But, the COMELEC's proposition imposes an unwarranted restriction which is
inconsistent with the purpose and spirit of the Constitution and the law. A reading of
Ang Bagong Bayani will show that, based on the Court's reading, neither the
Constitution nor R.A. 7941 intends the excessively limited coverage that the COMELEC
now suggests. In fact, the Court said in that case that the list in R.A. 7941 is not
exclusive. Thus, while the party-list system is not meant for all sectors of society, it was
envisioned as a social justice tool for the marginalized and underrepresented in general.
As it happened, the only clue that the Constitution provides respecting the
identity of the sectors that will make up the party-list system is found in the examples it
gives, namely, the labor, the peasant, the urban poor, the indigenous cultural minorities,
the women, and the youth segments of society. Section 5 (2), Article VI of the 1987
Constitution provides:
(2) The party-list representative shall constitute twenty per centum
of the total number of representatives including those under the party
list. For three consecutive terms after the rati cation of this
Constitution, one-half of the seats allocated to party-list representatives
shall be lled, as provided by law, by selection or election from the
labor, peasant, urban poor, indigenous cultural communities, women,
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youth , and such other sectors as may be provided by law, except the
religious sector ." (Underscoring supplied.)
Getting its bearing from the examples given above, the Congress provided in
Section 2 of R.A. 7941 a broad standard for screening and identifying those who may
qualify for the party-list system. Thus:
Sec. 2. Declaration of policy. — The State shall promote
proportional representation in the election of representatives to the
House of Representatives through a party-list system of registered
regional and sectoral parties or organizations or coalitions thereof,
w h i c h will enable Filipino citizens belonging to marginalized and
underrepresented sectors, organizations and parties, and who lack well
de ned political constituencies but who could contribute to the
formulation and enactment of appropriate legislation that will bene t
the nation as a whole, to become members of the House of
Representatives. Towards this end, the State shall develop and
guarantee a full, free and open party system or group interests in the
House of Representatives by enhancing their chances to compete for
and win seats in the legislature, and shall provide the simplest scheme
possible. (Underscoring supplied.)
This provision, taken alongside with the territorial character of the sample
sectors provided by the Constitution and R.A. 7941, indicates that every sectoral party-
list applicant must have an inherently regional presence (indigenous cultural
minorities) or a national presence (all the rest).
The people they represent are not bound up by the territorial borders of
provinces, cities, or municipalities. A sectoral group representing the sugar plantation
workers of Negros Occidental, for example, will not qualify because it does not
represent the inherently national character of the labor sector.
Finally, as the Court held in Ang Bagong Bayani, it is not enough for a party to
claim that it represents the marginalized and underrepresented. That is easy to do. The
party must factually and truly represent the marginalized and underrepresented. It must
present to the COMELEC clear and convincing evidence of its history, authenticity,
advocacy, and magnitude of presence. The COMELEC must reject those who put up
building props overnight as in the movies to create an illusion of sectoral presence so
they can get through the door of Congress without running for a seat in a regular
legislative district.
In sum, to qualify for accreditation:
One, the applying party must show that it represents the "marginalized and
underrepresented," exempli ed by the working class, the service class, the
economically deprived, the social outcasts, the vulnerable, the work impaired, or some
such similar class of persons.
Two, the applying party should be characterized by a shared advocacy for
genuine issues affecting basic human rights as these apply to the sector it represents.
Three, the applying party must share the cause of their sector, narrowly de ned
as shown above. If such party is a sub-group within that sector, it must compete with
other sub-groups for the seat allocated to their sector.
Four, the members of the party seeking accreditation must have an inherent
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regional or national presence.
And five, except for matters the COMELEC can take judicial notice of, the party
applying for accreditation must prove its claims by clear and convincing evidence.
In this case, Ang Ladlad represents men and women who identify themselves as
lesbians, gays, bisexuals, or trans-gendered persons (LGBTs). Applying the universally
accepted estimate that one out of every 10 persons is an LGBT of a certain kind, 5 the
Filipino LGBTs should now stand at about 8.7 million. Despite this, however, they are by
and large, subtly if not brutally, excluded from the mainstream, discriminated against,
and persecuted. That the COMELEC denied Ang Ladlad's petition on religious and moral
grounds is proof of this discrimination.
Ang Ladlad claims that many cases of intolerance and violence against LGBTs
have been documented. At home, effeminate or gay youths are subjected to physical
abuse by parents or guardians to make them conform to standard gender norms of
behavior, while lesbian youths are raped to cure them of their perceived a iction.
LGBTs are refused admission from certain schools, or are suspended and put on
probation. Meanwhile, in the workplace, they are denied promotions or bene ts which
are otherwise available to heterosexuals holding the same positions. There is bigotry
for their group.
Ang Ladlad has amply proved that it meets the requirements for sectoral party
accreditation. Their members are in the vulnerable class like the women and the youth.
Ang Ladlad represents a narrow de nition of its class (LGBTs) rather than a concrete
and speci c de nition of a sub-group within the class (group of gay beauticians, for
example). The people that Ang Ladlad seeks to represent have a national presence.
The lesbians, gays, bisexuals, and trans-gendered persons in our communities
are our brothers, sisters, friends, or colleagues who have suffered in silence all these
years. True, the party-list system is not necessarily a tool for advocating tolerance or
acceptance of their practices or beliefs. But it does promise them, as a marginalized
and underrepresented group, the chance to have a direct involvement in crafting
legislations that impact on their lives and existence. It is an opportunity for true and
effective representation which is the very essence of our party-list system. cIETHa
13.Id. at 151-283.
14.Id. at 284.
15.Id. at 301-596.
16.Id. at 126.
17.Id. at 133-160.
18.Id. at 288-291.
19.Id. at 296.
20.Supra note 6.
21.It appears that on September 4, 2009, the Second Division directed the various COMELEC
Regional O ces to verify the existence, status, and capacity of petitioner. In its
Comment, respondent submitted copies of various reports stating that ANG LADLAD
LGBT or LADLAD LGBT did not exist in the following areas: Batangas (October 6, 2009);
Romblon (October 6, 2009); Palawan (October 16, 2009); Sorsogon (September 29,
2009); Cavite, Marinduque, Rizal (October 12, 2009); Basilan, Maguindanao, Lanao del
Sur, Sulu, Tawi Tawi (October 19, 2009); Biliran, Leyte, Southern Leyte, Samar, Eastern
Samar, Northern Samar (October 19, 2009); Albay, Camarines Sur, Camarines Norte,
Catanduanes, Masbate, Sorsogon (October 25, 2009); Ilocos Sur, Ilocos Norte, La Union,
Pangasinan (October 23, 2009); North Cotabato, Sarangani, South Cotabato, Sultan
Kudarat (October 23, 2009); Aklan, Antique, Iloilo and Negros Occidental (October 25,
2009); Bohol, Cebu, Siquijor (October 24, 2009); Negros Oriental (October 26, 2009);
Cordillera Administrative Region (October 30, 2009); Agusan del Norte, Agusan del Sur,
Dinagat Islands, Surigao del Norte, Surigao del Sur (October 26, 2009); Cagayan de Oro,
Bukidnon, Camiguin, Misamis Oriental, Lanao del Norte (October 31, 2009); Laguna
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(November 2, 2009); Occidental Mindoro, Oriental Mindoro (November 13, 2009); Quezon
(November 24, 2009); Davao City, Davao del Sur, Davao del Norte, Compostela Valley,
Davao Oriental (November 19, 2009); Caloocan, Las Piñas, Makati, Mandaluyong,
Manila, Marikina, Muntinlupa, Navotas, Parañaque, Pasay, Pasig, Pateros, Quezon City,
San Juan, Taguig, Valenzuela (December 16, 2009). Rollo, pp. 323-596.
22.Id. at 96.
23.Id. at 96-97.
24.BERNAS, THE 1987 CONSTITUTION OF THE PHILIPPINES: A COMMENTARY 346 (2009).
25.Estrada v. Escritor, 455 Phil. 411 (2003), citing Smith, S., "The Rise and Fall of Religious
Freedom in Constitutional Discourse", 140 UNIVERSITY OF PENNSYLVANIA LAW
REVIEW, 149, 160 (1991).
26.455 Phil. 411 (2003).
27.Id. at 588-589.
28.Rollo, p. 315.
29.In Anonymous v. Radam, A.M. No. P-07-2333, December 19, 2007, 541 SCRA 12, citing
Concerned Employee v. Mayor, A.M. No. P-02-1564, 23 November 2004, 443 SCRA 448,
we ruled that immorality cannot be judged based on personal bias, speci cally those
colored by particular mores. Nor should it be grounded on "cultural" values not
convincingly demonstrated to have been recognized in the realm of public policy
expressed in the Constitution and the laws. At the same time, the constitutionally
guaranteed rights (such as the right to privacy) should be observed to the extent that
they protect behavior that may be frowned upon by the majority.
30.Rollo, pp. 178.
31.Id. at 179-180.
32.CIVIL CODE OF THE PHILIPPINES, Art. 699.
37.Id. at 584. See also Mid-States Freight Lines v. Bates, 111 N.Y.S. 2d 568.
38.The OSG argues that "[w]hile it is true that LGBTs are immutably males and females, and
they are protected by the same Bill of Rights that applies to all citizens alike, it cannot be
denied that as a sector, LGBTs have their own special interests and concerns." Rollo, p.
183.
39.Article III, Section 4 of the Constitution provides that "[n]o law shall be passed abridging the
freedom of speech, of expression, or of the press, or the right of the people peaceably to
assemble and petition the government for redress of grievances."
40.Supra note 26.
41.In Bowers v. Hardwick, 478 U.S. 186 (1986), the US Supreme Court rst upheld the
constitutionality of a Georgia sodomy law that criminalized oral and anal sex in private
between consenting adults when applied to homosexuals. Seventeen years later the
Supreme Court directly overruled Bowers in Lawrence v. Texas, 539 U.S. 558 (2003),
holding that "Bowers was not correct when it was decided, and it is not correct today."
In Lawrence, the US Supreme Court has held that the liberty protected by the Constitution
allows homosexual persons the right to choose to enter into intimate relationships,
whether or not said relationships were entitled to formal or legal recognition.
Our prior cases make two propositions abundantly clear. First, the fact that the governing
majority in a State has traditionally viewed a particular practice as immoral is not a
su cient reason for upholding a law prohibiting the practice; neither history nor tradition
could save a law prohibiting miscegenation from constitutional attack. Second,
individual decisions by married persons, concerning the intimacies of their physical
relationship, even when not intended to produce offspring, are a form of "liberty"
protected by the Due Process Clause of the Fourteenth Amendment. Moreover, this
protection extends to intimate choices by unmarried as well as married persons.
The present case does not involve minors. It does not involve persons who might be injured
or coerced or who are situated in relationships where consent might not easily be
refused. It does not involve public conduct or prostitution. It does not involve whether the
government must give formal recognition to any relationship that homosexual persons
seek to enter. The case does involve two adults who, with full and mutual consent from
each other, engaged in sexual practices common to a homosexual lifestyle. The
petitioners are entitled to respect for their private lives. The State cannot demean their
existence or control their destiny by making their private sexual conduct a crime. Their
right to liberty under the Due Process Clause gives them the full right to engage in their
conduct without intervention of the government. "It is a promise of the Constitution that
there is a realm of personal liberty which the government may not enter." The Texas
statute furthers no legitimate state interest which can justify its intrusion into the
personal and private life of the individual.
In similar fashion, the European Court of Human Rights has ruled that the avowed state
interest in protecting public morals did not justify interference into private acts between
homosexuals. In Norris v. Ireland, the European Court held that laws criminalizing same-
sex sexual conduct violated the right to privacy enshrined in the European Convention.
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The Government are in effect saying that the Court is precluded from reviewing Ireland's
observance of its obligation not to exceed what is necessary in a democratic society
when the contested interference with an Article 8 (Art. 8) right is in the interests of the
"protection of morals". The Court cannot accept such an interpretation. . . . .
. . . The present case concerns a most intimate aspect of private life. Accordingly, there must
exist particularly serious reasons before interferences on the part of public authorities
can be legitimate . . . .
. . . Although members of the public who regard homosexuality as immoral may be shocked,
offended or disturbed by the commission by others of private homosexual acts, this
cannot on its own warrant the application of penal sanctions when it is consenting
adults alone who are involved. (Norris v. Ireland (judgment of October 26, 1988, Series A
no. 142, pp. 20-21, § 46); Marangos v. Cyprus (application no. 31106/96, Commission's
report of 3 December 1997, unpublished)).
The United Nations Human Rights Committee came to a similar conclusion in Toonen v.
Australia (Comm. No. 488/1992 U.N. GAOR Hum. Rts. Comm., 50th Sess., U.N. Doc.
CCPR/c/50/D/488/1992 (1994)), involving a complaint that Tasmanian laws
criminalizing consensual sex between adult males violated the right to privacy under
Article 17 of the International Covenant on Civil and Political Rights. The Committee
held:
. . . it is undisputed that adult consensual sexual activity in private is covered by the concept
of 'privacy' . . . any interference with privacy must be proportional to the end sought and
be necessary in the circumstances of any given case.
42.See Toonen v. Australia, (Comm. No. 488/1992 U.N. GAOR Hum. Rts. Comm., 50th Sess.,
U.N. Doc. CCPR/c/50/D/488/1992 (1994)); Dudgeon v. United Kingdom, 45 Eur. H.R.
Rep. 52 (1981) (decision by the European Court of Human Rights, construing the
European Convention on Human Rights and Fundamental Freedoms); Norris v. Ireland,
13 Eur. Ct. H.R. 186 (1991); Modinos v. Cyprus, 16 Eur. H.R. Rep. 485 (1993). See also, L.
and V. v. Austria (2003-I 29; (2003) 36 EHRR 55) and S.L. v. Austria (2003-I 71; (2003) 37
EHRR 39), where the European Court considered that Austria's differing age of consent
for heterosexual and homosexual relations was discriminatory; it 'embodied a
predisposed bias on the part of a heterosexual majority against a homosexual minority',
which could not 'amount to sufficient justification for the differential treatment any more
than similar negative attitudes towards those of a different race, origin or colour'.
43.See Fricke v. Lynch, 491 F. Supp. 381 (1980) and Gay Student Services v. Texas A&M
University, 737 F. 2d 1317 (1984).
44.Case of the United Macedonian Organisation Ilinden and Others v. Bulgaria Application No.
5941/00; Judgment of January 20, 2006. Note that in Baczkowski and Others v. Poland,
Application No. 1543/06; Judgment of May 3, 2007, the ECHR unanimously ruled that
the banning of an LGBT gay parade in Warsaw was a discriminatory violation of Article
14 of the ECHR, which provides:
The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured
without discrimination on any ground such as sex, race, colour, language, religion,
political or other opinion, national or social origin, association with a national minority,
property, birth or other status.
It also found that banning LGBT parades violated the group's freedom of assembly and
association. Referring to the hallmarks of a "democratic society", the Court has attached
particular importance to pluralism, tolerance and broadmindedness. In that context, it
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has held that although individual interests must on occasion be subordinated to those of
a group, democracy does not simply mean that the views of the majority must always
prevail: a balance must be achieved which ensures the fair and proper treatment of
minorities and avoids any abuse of a dominant position.
45.Case of Freedom & Democracy Party (OZDEP) v. Turkey, Application No. 23885/94;
Judgment of December 8, 1999.
46.Article 11 of the European Convention for the Protection of Human Rights and Fundamental
Freedoms (European Convention) provides:
1. Everyone has the right to freedom of peaceful assembly and to freedom of association
with others, including the right to form and to join trade unions for the protection of his
interests.
2. No restrictions shall be placed on the exercise of these rights other than such as are
prescribed by law and are necessary in a democratic society in the interests of national
security or public safety, for the prevention of disorder or crime, for the protection of
health or morals or for the protection of the rights and freedoms of others. This article
shall not prevent the imposition of lawful restrictions on the exercise of these rights by
members of the armed forces, of the police or of the administration of the State.
Convention for the Protection of Human Rights and Fundamental Freedoms, 213
U.N.T.S. 222, entered into force September 3, 1953, as amended by Protocols Nos. 3, 5, 8,
and 11 which entered into force on September 21, 1970, December 20, 1971, January 1,
1990, and November 1, 1998, respectively.
* Note that while the state is not permitted to discriminate against homosexuals, private
individuals cannot be compelled to accept or condone homosexual conduct as a
legitimate form of behavior. In Hurley v. Irish-American Gay, Lesbian and Bisexual Group
of Boston, Inc. (515 U.S. 557 (1995)), the US Supreme Court discussed whether anti-
discrimination legislation operated to require the organizers of a private St. Patrick's Day
parade to include among the marchers an Irish-American gay, lesbian, and bisexual
group. The court held that private citizens organizing a public demonstration may not be
compelled by the state to include groups that impart a message the organizers do not
want to be included in their demonstration. The court observed:
"[A] contingent marching behind the organization's banner would at least bear witness to the
fact that some Irish are gay, lesbian, or bisexual, and the presence of the organized
marchers would suggest their view that people of their sexual orientations have as much
claim to unquali ed social acceptance as heterosexuals . . . . The parade's organizers
may not believe these facts about Irish sexuality to be so, or they may object to
unquali ed social acceptance of gays and lesbians or have some other reason for
wishing to keep GLIB's message out of the parade. But whatever the reason, it boils
down to the choice of a speaker not to propound a particular point of view, and that
choice is presumed to lie beyond the government's power to control."
So, too, in Boy Scouts of America v. Dale (530 U.S. 640 [2000]), the US Supreme Court held
that the Boy Scouts of America could not be compelled to accept a homosexual as a
scoutmaster, because "the Boy Scouts believe that homosexual conduct is inconsistent
with the values it seeks to instill in its youth members; it will not "promote homosexual
conduct as a legitimate form of behavior."
When an expressive organization is compelled to associate with a person whose views the
group does not accept, the organization's message is undermined; the organization is
understood to embrace, or at the very least tolerate, the views of the persons linked with
them. The scoutmaster's presence "would, at the very least, force the organization to
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send a message, both to the youth members and the world, that the Boy Scouts accepts
homosexual conduct as a legitimate form of behavior."
47.Rollo, pp. 197-199.
48.In Toonen v. Australia, supra note 42, the Human Rights Committee noted that "in its view
the reference to 'sex' in Articles 2, paragraph 2, and 26 is to be taken as including sexual
orientation."
49.The Committee on Economic, Social and Cultural Rights (CESCR) has dealt with the matter
in its General Comments, the interpretative texts it issues to explicate the full meaning of
the provisions of the Covenant on Economic, Social and Cultural Rights. In General
Comments Nos. 18 of 2005 (on the right to work) (Committee on Economic, Social and
Cultural Rights, General Comment No. 18: The right to work, E/C.12/GC/18, November
24, 2005), 15 of 2002 (on the right to water) (Committee on Economic, Social and
Cultural Rights, General Comment No. 15: The right to water, E/C.12/2002/11, November
26, 2002) and 14 of 2000 (on the right to the highest attainable standard of health)
(Committee on Economic, Social and Cultural Rights, General Comment No. 14: The right
to the highest attainable standard of health, E/C.12/2000/4, August 14, 2000), it has
indicated that the Covenant proscribes any discrimination on the basis of, inter-alia, sex
and sexual orientation.
The Committee on the Rights of the Child (CRC) has also dealt with the issue in a General
Comment. In its General Comment No. 4 of 2003, it stated that, "State parties have the
obligation to ensure that all human beings below 18 enjoy all the rights set forth in the
Convention [on the Rights of the Child] without discrimination (Article 2), including with
regard to ''race, colour, sex, language, religion, political or other opinion, national, ethnic
or social origin, property, disability, birth or other status''. These grounds also cover [ inter
alia] sexual orientation". (Committee on the Rights of the Child, General Comment No. 4:
Adolescent health and development in the context of the Convention on the Rights of the
Child, July 1, 2003, CRC/GC/2003/4).
The Committee on the Elimination of Discrimination Against Women (CEDAW), has, on a
number of occasions, criticized States for discrimination on the basis of sexual
orientation. For example, it also addressed the situation in Kyrgyzstan and
recommended that, "lesbianism be reconceptualized as a sexual orientation and that
penalties for its practice be abolished" (Concluding Observations of the Committee on
the Elimination of Discrimination Against Women regarding Kyrgyzstan, February 5,
1999, A/54/38 at par. 128).
50.General Comment No. 25: The right to participate in public affairs, voting rights and the right
of equal access to public service (Art. 25) December 16, 1996. CCPR/C/21/Rev.1/Add.7.
51.The Yogyakarta Principles on the Application of International Human Rights Law in relation
to Sexual Orientation and Gender Identity is a set of international principles relating to
sexual orientation and gender identity, intended to address documented evidence of
abuse of rights of lesbian, gay, bisexual, and transgender (LGBT) individuals. It contains
29 Principles adopted by human rights practitioners and experts, together with
recommendations to governments, regional intergovernmental institutions, civil society,
and the United Nations.
52.One example is Principle 3 (The Right to Recognition Before the Law), which provides:
Everyone has the right to recognition everywhere as a person before the law. Persons of
diverse sexual orientations and gender identities shall enjoy legal capacity in all aspects
of life. Each person's self-de ned sexual orientation and gender identity is integral to
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their personality and is one of the most basic aspects of self-determination, dignity and
freedom. No one shall be forced to undergo medical procedures, including sex
reassignment surgery, sterilization or hormonal therapy, as a requirement for legal
recognition of their gender identity. No status, such as marriage or parenthood, may be
invoked as such to prevent the legal recognition of a person's gender identity. No one
shall be subjected to pressure to conceal, suppress or deny their sexual orientation or
gender identity.
States shall:
a) Ensure that all persons are accorded legal capacity in civil matters, without discrimination
on the basis of sexual orientation or gender identity, and the opportunity to exercise that
capacity, including equal rights to conclude contracts, and to administer, own, acquire
(including through inheritance), manage, enjoy and dispose of property;
b) Take all necessary legislative, administrative and other measures to fully
respect and legally recognise each person's self-defined gender identity ;
c) Take all necessary legislative, administrative and other measures to ensure that
procedures exist whereby all State-issued identity papers which indicate a
person's gender/sex — including birth certi cates, passports, electoral
records and other documents — re ect the person's profound self-de ned
gender identity ;
d) Ensure that such procedures are e cient, fair and non-discriminatory, and respect the
dignity and privacy of the person concerned;
e) Ensure that changes to identify documents will be recognized in all contexts where the
identification or disaggregation of persons by gender is required by law or policy;
f) Undertake targeted programmes to provide social support for all persons experiencing
gender transitioning or reassignment. (Emphasis ours)
53.See Pharmaceutical and Health Care Association of the Philippines v. Secretary of Health,
G.R. No. 173034, October 9, 2007, 535 SCRA 265, where we explained that "soft law"
does not fall into any of the categories of international law set forth in Article 38, Chapter
III of the 1946 Statute of the International Court of Justice. It is, however, an expression
of non-binding norms, principles, and practices that in uence state behavior. Certain
declarations and resolutions of the UN General Assembly fall under this category.
PUNO, C.J., concurring:
1.Section 5, Article III of the 1987 Constitution states: "No law shall be made respecting an
establishment of religion, or prohibiting the free exercise thereof. The free exercise and
enjoyment of religious profession and worship, without discrimination or preference,
shall forever be allowed. No religious test shall be required for the exercise of civil or
political rights."
2.The November 11, 2009 Resolution of the COMELEC cited the following passage from the
Bible to support its holding: "For this cause God gave them up into vile affections: for
even their women did change the natural use into that which is against nature: And
likewise also the men, leaving the natural use of the woman, burned in their lust one
toward another; men with men working that which is unseemly, and receiving in
themselves that recompense of their error which was meet." (Romans 1:26-27)
3.The November 11, 2009 Resolution of the COMELEC cited the following passages from the
Koran to support its holding:
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• "For ye practice your lusts on men in preference to women: ye are indeed a people
transgressing beyond bounds." (7:81)
• "And we rained down on them a shower (of brimstone): Then see what was the end of
those who indulged in sin and crime!" (7:84)
• "He said: "O my Lord! Help Thou me against people who do mischief!" (29:30)
4.Estrada v. Escritor, 455 Phil. 411 (2003).
5.Id.
6.Id.
7.Section 5, Article III of the 1987 Constitution.
8.Lemon v. Kurtzman, 403 U.S. 602 (1971).
9.COMELEC's Comment, p. 13.
10.Id.
11.See Lawrence v. Texas, 539 U.S. 558, 123 S. Ct. 2472.
12.Id.
13.Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833, 850, 112 S.Ct. 2791, 120
L.Ed.2d 674 (1992).
14.Ang Ladlad de ned "sexual orientation" as a person's capacity for profound emotional,
affectional and sexual attraction to, and intimate and sexual relations with, individuals
of a different gender, of the same gender, or more than one gender." (italics supplied)
15.Paragraph 24 of Ang Ladlad's Petition for Registration stated, in relevant part: "In 2007, Men
Having Sex with Men or MSMs in the Philippines were estimated at 670,000."
16.Roberts v. United States Jaycees, 468 U.S. 609, 104 S.Ct. 3244, as cited in the Dissenting
Opinion of Mr. Justice Blackmun in Bowers v. Hardwick, infra.
17.478 U.S. 186, 106 S.Ct. 2841.
18.Supra note 11.
19.Paris Adult Theatre I v. Slaton, 413 U.S. 49, 63, 93 S.Ct. 2628, 2638, 37 L.Ed.2d 446 (1973);
See also Carey v. Population Services International, 431 U.S. 678, 685, 97 S.Ct. 2010,
2016, 52 L.Ed.2d 675 (1977).
20.See Karst, The Freedom of Intimate Association, 89 Yale L.J. 624, 637 (1980); cf. Eisenstadt
v. Baird, 405 U.S. 438, 453, 92 S.Ct. 1029, 1038, 31 L.Ed.2d 349 (1972); Roe v. Wade, 410
U.S., at 153, 93 S.Ct., at 726.
21.Wisconsin v. Yoder, 406 U.S. 205, 223-224, 92 S.Ct. 1526, 1537, 32 L.Ed.2d 15 (1972).
55.Id.
56.Id.
57.Supra note 46.
58.See, e.g., Cleburne v. Cleburne Living Center, Inc., 473 U.S. at 442, 105 S.Ct. 3249 (for
purposes of federal constitution, mental retardation is not quasi-suspect classi cation
because, inter alia, "it is undeniable . . . that those who are mentally retarded have a
reduced ability to cope with and function in the everyday world"); Massachusetts Board
of Retirement v. Murgia, 427 U.S. at 315, 96 S.Ct. 2562 (age is not suspect classi cation
because, inter alia, "physical ability generally declines with age"); see also Gregory v.
Ashcroft, 501 U.S. 452, 472, 111 S.Ct. 2395, 115 L.Ed.2d 410 (1991) ("[i]t is an
unfortunate fact of life that physical [capacity] and mental capacity sometimes diminish
with age").
59.L. Tribe, American Constitutional Law (2d Ed. 1988) § 16-33, p. 1616.
60.Jantz v. Muci, 759 F.Supp. 1543, 1548 (D.Kan.1991) (quoting 1985 Resolution of the
American Psychological Association), 976 F.2d 623 (10th Cir. 1992), cert. denied, 508
U.S. 952, 113 S.Ct. 2445, 124 L.Ed.2d 662 (1993).
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61.Cleburne v. Cleburne Living Center, Inc., 473 U.S. at 440, 105 S.Ct. 3249.
62.Kerrigan v. Commissioner of Public Health, supra note 46.
63.Id.
64.Id.
65.Varnum v. Brien, supra note 41.
66.Id.
77.Id.
78.Romer v. Evans, 517 U.S. 620, 116 S.Ct. 1620.
79.Id.
80.Section 5 (2), Article VI of the 1987 Constitution states, in relevant part:
SECTION 5. . . .
(2) The party-list representatives shall constitute twenty per centum of the total number of
representatives including those under the party list. For three consecutive terms after the
rati cation of this Constitution, one-half of the seats allocated to party-list
representatives shall be lled, as provided by law, by selection or election from the labor,
peasant, urban poor, indigenous cultural communities, women, youth, and such other
sectors as may be provided by law, except the religious sector. (italics supplied)
81.On the other hand, Section 5 of RA 7941 provides:
SECTION 5. Registration. — Any organized group of persons may register as a party,
organization or coalition for purposes of the party-list system by ling with the
COMELEC not later than ninety (90) days before the election a petition veri ed by its
president or secretary stating its desire to participate in the party-list system as a
national, regional or sectoral party or organization or a coalition of such parties or
organizations, attaching thereto its constitution, by-laws, platform or program of
government, list of o cers, coalition agreement and other relevant information as the
COMELEC may require: Provided, That the sectors shall include labor, peasant, fisherfolk,
urban poor, indigenous cultural communities, elderly, handicapped, women, youth,
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veterans, overseas workers, and professionals. (italics supplied)
82.G.R. No. 147589, June 26, 2001, 359 SCRA 698.
83.Id.
CORONA, J., dissenting:
1.Republic Act.
2.412 Phil. 308 (2001).
3.The Chief Justice's stance is the o cial stance of the Court on the matter because majority
of the members of the Court sided with him on the issue of disallowing major political
parties from participating in the party-list elections, directly or indirectly.
4.G.R. No. 179271, 21 April 2009, 586 SCRA 210, 258-259.
5.Section 18, Article II; Section 3, Article XIII.
ABAD, J.:
1.412 Phil. 308 (2001).
2.Comment, pp. 2-6.
3."In the end, the role of the Comelec is to see to it that only those Filipinos who are
"marginalized and underrepresented" become members of Congress under the party-list
system, Filipino style." Ang Bagong Bayani-OFW Labor Party v. Commission on
Elections, supra note 1, at 334.
4.Section 5. Registration. — . . . Provided, that the sector shall include labor, peasant, sherfolk,
urban poor, indigenous cultural communities, elderly, handicapped, women, youth,
veterans, overseas workers, and professionals.
5.http://www.aglbical.org/2STATS.htm.
RESOLUTION
BRION , J : p
We resolve the three (3) consolidated 1 special civil actions for certiorari,
mandamus and prohibition that commonly aim to disqualify respondent Juan Miguel
"Mikey" Arroyo as the nominee of the Ang Galing Pinoy Party-List (AGPP) in the May 10,
2010 elections.
The Factual Antecedents
The common factual antecedents, gathered from the pleadings, are brie y
summarized below.
On November 29, 2009, AGPP led with the Commission on Elections
(COMELEC) its Manifestation of Intent to Participate in the May 10, 2010 elections.
Subsequently, on March 23, 2010, AGPP led its Certi cate of Nomination together
with the Certificates of Acceptance of its nominees. 2
On March 25, 2010, the COMELEC issued Resolution No. 8807 3 which
prescribed the rules of procedure applicable to petitions to disqualify a party-list
nominee for purposes of the May 10, 2010 elections. 4
Section 6 of the Resolution provides that the party-list group and the nominees
must submit documentary evidence 5 to duly prove that the nominees truly belong to
the marginalized and underrepresented sector/s, and to the sectoral party,
organization, political party or coalition they seek to represent. It likewise provides that
the COMELEC Law Department shall require party-list groups and nominees to make
the required documentary submissions, if not already complied with prior to the
effectivity of the Resolution, not later than three (3) days from the last day of ling of
the list of nominees. 6 cEDaTS
In the interim, AGPP obtained in the May 10, 2010 elections the required
percentage of votes su cient to secure a single seat. This entitled Arroyo, as AGPP's
first nominee, to sit in the House of Representatives. 3 5
On July 21, 2010, the COMELEC, sitting as the National Board of Canvassers,
proclaimed Arroyo as AGPP's duly-elected party-list representative in the House of
Representatives. 3 6 On the same day, Arroyo took his oath of o ce, as AGPP's
Representative, 3 7 before Court of Appeals Presiding Justice Andres B. Reyes. His
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name was, thereafter, entered in the Roll of Members of the House of Representatives.
38
On July 28 and 29, 2010, two (2) separate petitions for quo warranto 3 9 were
led with the House of Representatives Electoral Tribunal (HRET) questioning Arroyo's
eligibility as AGPP's representative in the House of Representatives. On September 7,
2010, the HRET took cognizance of the petitions by issuing a Summons directing
Arroyo to file his Answer to the two petitions. 4 0
The Petitions
T h e mandamus petitioners in G.R. No. 191998 argue that the COMELEC
committed grave abuse of discretion (a) in failing to order the motu proprio
disquali cation of AGPP despite its failure to comply with the mandatory requirements
under Section 6 of Resolution No. 8807; and, (b) in giving due course to the
participation of AGPP and its nominees in the May 10, 2010 elections.
On the other hand, the certiorari petitioners in G.R. Nos. 192769 and 192832
contend in common that the COMELEC en banc gravely abused its discretion in failing
to disqualify Arroyo as AGPP's nominee since: (1) he does not belong to the
marginalized and underrepresented sector he claims to represent; (2) he is not a bona
fide AGPP member for at least ninety (90) days preceding the May 10, 2010 elections;
(3) in light of these preceding reasons, he would not be able to contribute to the
formulation and enactment of appropriate legislations for the sector he seeks to
represent; and (4) his nomination and acceptance of nomination as AGPP's nominee
violate AGPP's continuing undertaking upon which its petition for registration and
accreditation was based and granted.
I n G.R. No. 192832 , the petitioner Bayan Muna Party-List also prays that the
Court: (a) direct the COMELEC en banc to review all its decisions in cases for
disquali cation of nominees and cancellation of registration of party-list groups led in
the May 10, 2010 elections, as well as those which have not been resolved, in line with
the eight-point guidelines set forth in Ang Bagong Bayani; 4 1 and (b) order
Commissioners Nicodemo T. Ferrer, Lucenito N. Tagle, Armando C. Velasco and Elias R.
Yusoph to explain why they should not be cited in contempt for their open de ance of
the Court's Decisions in Ang Bagong Bayani 4 2 and Barangay Association for National
Advancement and Transparency v. COMELEC. 4 3
The Case for the Respondents
I n G.R. Nos. 192769 and 192832 , Arroyo counter-argues that the petitions
should be dismissed outright because upon his proclamation, oath and assumption to
o ce as a duly elected member of the House of Representatives, the jurisdiction over
issues relating to his quali cations now lies with the HRET as the sole judge of all
contests relating to the election, returns, and qualifications of members of the House of
Representatives.
Similarly, the COMELEC, through the O ce of the Solicitor General (OSG), prays
for the dismissal of the petitions in G.R. Nos. 192769 and 192832 for lack of
jurisdiction in view of Arroyo's proclamation and assumption to o ce as a Member of
the House of Representatives.
Despite notice, the OSG failed to comment on the G.R. No. 191998 petition.
We deemed the case ready for resolution on the basis of the parties'
submissions.
Issues
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The core issues boil down to (1) whether mandamus lies to compel the
COMELEC to disqualify AGPP's nominees motu proprio or to cancel AGPP's
registration; (2) whether the COMELEC can be enjoined from giving due course to
AGPP's participation in the May 10, 2010 elections, the canvassing of AGPP's votes,
and proclaiming it a winner; and (3) whether the HRET has jurisdiction over the question
of Arroyo's quali cations as AGPP's nominee after his proclamation and assumption to
office as a member of the House of Representatives. EICSDT
Our Ruling
We dismiss the petitions.
For a writ of mandamus to issue (in G.R. No. 191998 ), the mandamus
petitioners must comply with Section 3 of Rule 65 of the Rules of Court, which provides:
SEC. 3. Petition for mandamus. — When any tribunal, corporation, board,
o cer or person unlawfully neglects the performance of an act which the law
speci cally enjoins as a duty resulting from an o ce, trust, or station, or
unlawfully excludes another from the use and enjoyment of a right or o ce to
which such other is entitled, and there is no other plain, speedy and
adequate remedy in the ordinary course of law , the person aggrieved
thereby may le a veri ed petition in the proper court, alleging the facts with
certainty and praying that judgment be rendered commanding the respondent,
immediately or at some other time to be speci ed by the court, to do the act
required to be done to protect the rights of the petitioner, and to pay the damages
sustained by the petitioner by reason of the wrongful acts of the respondent.
In the present case, the mandamus petitioners failed to comply with the
condition that there be "no other plain, speedy and adequate remedy in the ordinary
course of law."
Under Section 2, in relation with Section 4, of COMELEC Resolution No. 8807
(quoted below), any interested party may le with the COMELEC a petition for
disqualification against a party-list nominee:
Section 2. Grounds for Disquali cation . — Any nominee (a) who does not
possess all the quali cations of a nominee as provided for by the Constitution,
existing laws or (b) who commits any act declared by law to be grounds
for disqualification may be disqualified from continuing as a nominee .
Section 4. When to le Petition . — The petition under item (a) of Section 2
shall be led ve (5) days after the last day for ling of the list of
nominees , while under item (b) thereof shall be led any day not later than
the date of proclamation .
(4) It is receiving support from any foreign government, foreign political party,
foundation, organization, whether directly or through any of its o cers or
members or indirectly through third parties for partisan election purposes;
(8) It fails to participate in the last two (2) preceding elections or fails to
obtain at least two per centum (2%) of the votes cast under the party-list system
in the two (2) preceding elections for the constituency in which it has registered.
These provisions effectively provide the "plain, speedy and adequate remedy"
that the mandamus petitioners should have taken. Speci cally, they should have led
the proper petition for disquali cation, pursuant to Section 2 (b) of Resolution No.
8807, any day not later than the date of proclamation.
As to the remedy of ling a complaint for cancellation of registration, we note
that neither Section 6 of RA 7941 nor Section 8, Rule 32 of the COMELEC Rules of
Procedure speci es the period within which a complaint for cancellation of registration
should be led. Whether or not the mandamus petitioners can still le a petition for
cancellation of AGPP's registration at this point in time, however, is a question we are
not prepared to rule upon; in fact, we need not resolve this question since it is not
raised here and has not been argued by the parties.
We note that in lieu of ling the above formal petition that Resolution No. 8807
and RA 7941 provide, the mandamus petitioners opted to confine themselves to writing
letters to ask the COMELEC to act in accordance with Section 10 of Resolution No.
8807. While these moves are technically objections to Arroyo and to the AGPP's
registration, they cannot in any way be considered formal petitions for disquali cation,
unlike the present petition which is a formal petition (whose clear intent is similarly to
disqualify Arroyo). Unfortunately for the mandamus petitioners, a petition for
mandamus is not the correct remedy under the circumstances as the immediately
applicable remedy is a petition for disquali cation or for cancellation led with the
COMELEC, as pointed out above. ACTaDH
In ling the present petition, the mandamus petitioners also violated the rule on
the exhaustion of administrative remedies. The rule on exhaustion of administrative
remedies provides that a party must exhaust all administrative remedies to give the
administrative agency an opportunity to decide and thus prevent unnecessary and
premature resort to the courts. 4 4 While this is not an ironclad rule as it admits of
exceptions, 4 5 the mandamus petitioners failed to show that any of the exceptions
apply. The filing of a petition for mandamus with this Court, therefore, was premature. It
bears stressing that mandamus, as an extraordinary remedy, may be used only in cases
of extreme necessity where the ordinary forms of procedure are powerless to afford
relief. 4 6
Thus, we nd the mandamus aspect of G.R. No. 191998 improperly led under
the standards of Section 3, Rule 65 of the Rules of Court.
Even the substantive merits of the mandamus petition in G.R. No. 191998 , i.e.,
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its patent intent to disqualify Arroyo, fail to persuade for the reasons more fully
discussed below, in relation with the certiorari petitions in G.R. Nos. 192769 and
192832 .
As to the prohibition aspect of G.R. No. 191998 — i.e., to prevent the COMELEC
from canvassing AGPP's votes, and from proclaiming it a winner — we nd that this has
been mooted by the supervening participation, election and proclamation of AGPP after
it secured the required percentage of votes in the May 10, 2010 elections. The
prohibition issue has been rendered moot since there is nothing now to prohibit in light
of the supervening events. A moot case is one that ceases to present a justiciable
controversy by virtue of supervening events, so that a declaration thereon (in this case,
the prevention of the speci ed acts) can no longer be done. Under the circumstances,
we have to recognize the futility of the petition and to dismiss it on the ground of
mootness since we cannot provide the mandamus petitioners any substantial relief. 4 7
We move on to the principal issue raised by the certiorari petitions in G.R. Nos.
192769 and 192832 — whether jurisdiction over Arroyo's quali cations as AGPP
nominee should now properly be with the HRET since Arroyo has been proclaimed and
has assumed office as Member of the House of Representatives.
This issue is far from novel and is an issue previously ruled upon by this Court.
The consistent judicial holding is that the HRET has jurisdiction to pass upon the
quali cations of party-list nominees after their proclamation and assumption of o ce;
they are, for all intents and purposes, "elected members" of the House of
Representatives although the entity directly voted upon was their party. In Abayon v.
House of Representatives Electoral Tribunal, 4 8 the Court said: ESTDcC
But, although it is the party-list organization that is voted for in the elections, it is
not the organization that sits as and becomes a member of the House of
Representatives. Section 5, Article VI of the Constitution, identi es who the
"members" of that House are:
As this Court also held in Bantay Republic Act or BA-RA 7941 v. Commission on
Elections, a party-list representative is in every sense "an elected member of the
House of Representatives." Although the vote cast in a party-list election is a vote
for a party, such vote, in the end, would be a vote for its nominees, who, in
appropriate cases, would eventually sit in the House of Representatives.
As already stated, the petition for disquali cation against private respondent was
decided by the First Division of the COMELEC on May 10, 1998. The following
day, May 11, 1998, the elections were held. Notwithstanding the fact that private
respondent had already been proclaimed on May 16, 1998 and had taken his oath
of o ce on May 17, 1998, petitioner still led a motion for reconsideration on
May 22, 1998, which the COMELEC en banc denied on June 11, 1998. Clearly, this
could not be done. Sec. 6 of R.A. No. 6646 authorizes the continuation of
proceedings for disquali cation even after the elections if the respondent has not
been proclaimed. The COMELEC en banc had no jurisdiction to entertain the
motion because the proclamation of private respondent barred further
consideration of petitioner's action. In the same vein, considering that at the
time of the ling of this petition on June 16, 1998, private respondent
was already a member of the House of Representatives, this Court has
no jurisdiction over the same . Pursuant to Art. VI, §17 of the
Constitution, the House of Representatives Electoral Tribunal has the
exclusive original jurisdiction over the petition for the declaration of
private respondent's ineligibility . As this Court held in Lazatin v. House of
Representatives Electoral Tribunal:
The use of the word "sole" emphasizes the exclusive character of the
jurisdiction conferred. The exercise of the power by the Electoral
Commission under the 1935 Constitution has been described as "intended
to be as complete and unimpaired as if it had remained originally in the
legislature." Earlier, this grant of power to the legislature was characterized
by Justice Malcolm "as full, clear and complete." Under the amended 1935
Constitution, the power was unquali edly reposed upon the Electoral
Tribunal and it remained as full, clear and complete as that previously
granted the legislature and the Electoral Commission. The same may be
said with regard to the jurisdiction of the Electoral Tribunals under the
1987 Constitution. 5 0
In the present case, it is not disputed that Arroyo, AGPP's rst nominee, has
already been proclaimed and taken his oath of o ce as a Member of the House of
Representatives. We take judicial notice, too, of the ling of two (2) petitions for quo
warranto against Arroyo, now pending before the HRET. Thus, following the lead of
Abayon and Perez, we hold that the Court has no jurisdiction over the present petitions
and that the HRET now has the exclusive original jurisdiction to hear and rule upon
Arroyo's qualifications as a Member of the House of Representatives.
In light of these conclusions, we see no need to further discuss the other issues
raised in thecertiorari petitions.
WHEREFORE , we RESOLVE to DISMISS the petition in G.R. No. 191998 for
prematurity and mootness. The petitions in G.R. Nos. 192769 and 192832 are
likewise DISMISSED for lack of jurisdiction. No pronouncement as to costs.
SO ORDERED .
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Corona, C.J., Carpio, Carpio Morales, Nachura, Leonardo-de Castro, Peralta,
Bersamin, Del Castillo, Abad, Villarama, Jr., Perez, Mendoza and Sereno, JJ., concur.
Velasco, Jr., J., is on o cial leave, per Special Order No. 916 dated November 24,
2010.
Footnotes
1.Per our October 12, 2010 Resolution.
2.Rollo (G.R. No. 192769), p. 106.
3.Rules on Disquali cation Cases Against Nominees of Party-List Groups/Organizations
Participating in the May 10, 2010 Automated National and Local Elections.
4.Rollo (G.R. No. 192769), p. 107.
5.Which may include but not limited to the following:
6.COMELEC Resolution No. 8646 provides that March 26, 2010 is the last day for party-list
groups to submit the names of the party's nominees.
7.Section 7. Limitations to party-list nominations. — The following are the limitations to the list
of nominees filed by a registered party.
1. A person may be nominated by one (1) party in one (1) list only;
2. Only persons who have given their consent in writing and under oath may be named in the
list;
3. The list shall not include any candidate for any elective o ce in the same election, or has
lost his bid for an elective office in the immediately-preceding election; and
4. No change of name or alteration of the order of nominees shall be allowed after the list
has been submitted to the Commission, except in valid substitution.
8.Calendar of Activities and Periods of Prohibited Acts in Connection with the May 10, 2010
National and Local Elections.
9.Supra note 6.
14.G.R. Nos. 147589 and 147613, June 26, 2001, 359 SCRA 698.
15.Rollo (G.R. No. 192769), p. 38.
16.Id. at 39.
17.Docketed as SPA No. 10-003 (DCN).
25.Id. at 42-43.
26.Id. at 60-88. The Consolidated Resolution was penned by Commissioner Nicodemo Ferrer;
and concurred in by Commissioners Elias R. Yusoph, Lucenito N. Tagle and Armando C.
Velasco; while Commissioners Rene V. Sarmiento and Gregorio Y. Larrazabal dissented.
Chairman Jose A.R. Melo, on the other hand, abstained from voting.
27.Id. at 71.
28.Ibid.
29.Id. at 72.
35.Rollo (G.R. No. 192769), p. 125. Proclamation dated July 21, 2010, Annex "1" of Arroyo's
Comment.
36.On May 31, 2010, the COMELEC issued NBC Resolution No. 10-009, proclaiming AGPP as
one of the winning party-list organizations in the May 10, 2010 elections, having
obtained 269,009 votes and entitled to one (1) seat in the House of Representatives. See
http://comelec. les.wordpress.com/2010/07/nbc_res_10-009.pdf (last visited
November 19, 2010).
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37.Id. at 126. Oath of Office dated July 21, 2010, Annex "2" of Arroyo's Comment.
38.Id. at 127. Certification dated July 21, 2010, Annex "3" of Arroyo's Comment.
39.Id. at 108. HRET Case No. 10-060, entitled "Risa Hontiveros-Baraquel, Petitioner v. Juan
Miguel 'Mikey' Arroyo, Respondent," and HRET Case No. 10-061, entitled "Danilo
Antipasado, Petitioner v. Juan 'Mikey' Arroyo and Ang Galing Pinoy, Respondents."
40.Ibid.
41.Supra note 14.
42.Ibid.
10. when the rule does not provide a plain, speedy and adequate remedy; and
11. when there are circumstances indicating the urgency of judicial intervention. (Buston-
Arendain v. Gil, G.R. No. 172585, June 26, 2008, 555 SCRA 561, 573.)
46.ACWS, Ltd. v. Dumlao, 440 Phil. 787, 803 (2002).
47.Quizon v. Commission on Elections , G.R. No. 177927, February 15, 2008, 545 SCRA 635,
640.
50.Id. at 1115-1116.
DECISION
CARPIO , J : p
The Cases
These cases constitute 54 Petitions for Certiorari and Petitions for Certiorari and
Prohibition 1 led by 52 party-list groups and organizations assailing the Resolutions
issued by the Commission on Elections (COMELEC) disqualifying them from participating
in the 13 May 2013 party-list elections, either by denial of their petitions for registration
under the party-list system, or cancellation of their registration and accreditation as party-
list organizations.
This Court resolved to consolidate the 54 petitions in the Resolutions dated 13
November 2012, 2 20 November 2012, 3 27 November 2012, 4 4 December 2012, 5 11
December 2012, 6 and 19 February 2013. 7
The Facts
Pursuant to the provisions of Republic Act No. 7941 (R.A. No. 7941) and COMELEC
Resolution Nos. 9366 and 9531, approximately 280 groups and organizations registered
and manifested their desire to participate in the 13 May 2013 party-list elections.
G.R. No. SPP No. Group Grounds for Denial
A.Via the COMELEC En Banc's automatic review of the COMELEC Division's
resolutions approving registration of groups/organizations
Resolution dated 23 November 2012 8
1 204379 12-099 Alagad ng - The "artists" sector is not considered
(PLM) Sining (ASIN) marginalized and underrepresented;
- Failure to prove track record; and
- Failure of the nominees to qualify
under RA 7941 and Ang Bagong
Bayani.
Resolution dated 27 November 2012 9
11 204394 12-145
Association of - Failure to prove membership base
(PL)
Guard, Utility and track record;
Helper, Aider,
Rider, Driver/ - Failure to present activities that
Domestic sufficiently benefited its intended
Helper, constituency; and
Janitor, Agent - The nominees do not belong to any
and Nanny of the of the sectors which the group seeks
Philippines, Inc. to represent.
(GUARDJAN)
Resolution dated 5 December 2012 1 8
These 13 petitioners (ASIN, Manila Teachers, ALA-EH, 1AAAP, AKIN, AAB, AI, ALONA,
ALAM, KALIKASAN, GUARDJAN, PPP, and PBB) were not able to secure a mandatory
injunction from this Court. The COMELEC, on 7 January 2013 issued Resolution No. 9604,
2 1 and excluded the names of these 13 petitioners in the printing of the o cial ballot for
the 13 May 2013 party-list elections.
Pursuant to paragraph 2 2 2 of Resolution No. 9513, the COMELEC En Banc
scheduled summary evidentiary hearings to determine whether the groups and
organizations that led manifestations of intent to participate in the 13 May 2013 party-
list elections have continually complied with the requirements of R.A. No. 7941 and Ang
Bagong Bayani-OFW Labor Party v. COMELEC 2 3 (Ang Bagong Bayani). The COMELEC
disquali ed the following groups and organizations from participating in the 13 May 2013
party-list elections:
G.R. No. SPP No. Group Grounds for Denial
Resolution dated 10 October 2012 2 4
volunteer workers.
Petitioners prayed for the issuance of a temporary restraining order and/or writ of
preliminary injunction. This Court issued Status Quo Ante Orders in all petitions. This
Decision governs only the 54 consolidated petitions that were granted Status
Quo Ante Orders, namely :
G.R. No. SPP No. Group
Resolution dated 13 November 2012
203818-19 12-154 (PLM) AKO Bicol Political Party (AKB)
12-177 (PLM)
Association for Righteousness
203981 12-187 (PLM)
Advocacy
on Leadership (ARAL)
204002 12-188 (PLM) Alliance for Rural Concerns (ARC)
203922 12-201 (PLM) Association of Philippine Electric
Cooperatives (APEC)
203960 12-260 (PLM) 1st Consumers Alliance for Rural
Energy, Inc. (1-CARE)
203936 12-248 (PLM) Aksyon Magsasaka-Partido Tinig ng
Masa (AKMA-PTM)
Kapatiran ng mga Nakulong na
203958 12-015 (PLM)
Walang
Sala, Inc. (KAKUSA)
203976 12-288 (PLM) Alliance for Rural and Agrarian
Reconstruction, Inc. (ARARO)
Resolution dated 20 November 2012
Alliance for Nationalism and
204094 12-185 (PLM)
Democracy
(ANAD)
204125 12-292 (PLM) Agapay ng Indigenous Peoples Rights
Alliance, Inc. (A-IPRA)
1-Bro Philippine Guardians
204100 12-196 (PLM)
Brotherhood,
Inc. (1BRO-PGBI)
Resolution dated 27 November 2012
204141 12-229 (PLM) The True Marcos Loyalist (for God,
Country and People) Association of
the
Philippines, Inc. (BANTAY)
Agri-Agra na Reporma Para sa
204240 12-279 (PLM)
Magsasaka
ng Pilipinas Movement (AGRI)
Philippine Coconut Producers
204216 12-202 (PLM)
Federation,
Inc. (COCOFED)
204158 12-158 (PLM) Action Brotherhood for Active Dreamer,
Inc. (ABROAD)
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Resolutions dated 4 December 2012
1 Guardians Nationalist Philippines,
204122 12-223 (PLM)
Inc.
(1GANAP/GUARDIANS)
203766 12-161 (PLM) Atong Paglaum, Inc. (Atong Paglaum)
204318 12-220 (PLM) United Movement Against Drugs
Foundation (UNIMAD)
204263 12-257 (PLM) Blessed Federation of Farmers and
Fishermen International, Inc.
(A BLESSED Party-List)
204174 12-232 (PLM) Aangat Tayo Party-List Party (AT)
204126 12-263 (PLM) Kaagapay ng Nagkakaisang Agilang
Pilipinong Magsasaka (KAP)
Adhikain at Kilusan ng Ordinaryong
204364 12-180 (PLM)
Tao
Para sa Lupa, Pabahay, Hanapbuhay
at
Kaunlaran (AKO-BAHAY)
204139 12-127 (PL) Alab ng Mamamahayag (ALAM)
204220 12-238 (PLM) Abang Lingkod Party-List (ABANG
LINGKOD)
204236 12-254 (PLM) Firm 24-K Association, Inc. (FIRM 24-K)
204238 12-173 (PLM) Alliance of Bicolnon Party (ABP)
204239 12-060 (PLM) Green Force for the Environment Sons
and Daughters of Mother Earth
(GREENFORCE)
204321 12-252 (PLM) Ang Agrikultura Natin Isulong (AANI)
204323 12-210 (PLM) Bayani Party List (BAYANI)
204341 12-269 (PLM) Action League of Indigenous Masses
(ALIM)
204358 12-204 (PLM) Alliance of Advocates in Mining
Advancement for National Progress
(AAMA)
204359 12-272 (PLM) Social Movement for Active Reform
and Transparency (SMART)
204356 12-136 (PLM) Butil Farmers Party (BUTIL)
Resolution dated 11 December 2012
204402 12-061 (PL) Kalikasan Party-List (KALIKASAN)
204394 12-145 (PL) Association of Guard, Utility Helper,
Aider, Rider, Driver/Domestic Helper,
Janitor, Agent and Nanny of the
Philippines, Inc. (GUARDJAN)
204408 12-217 (PLM) Pilipino Association for Country —
Urban Poor Youth Advancement
and Welfare (PACYAW)
204428 12-256 (PLM) Ang Galing Pinoy (AG)
204490 12-073 (PLM) Pilipinas Para sa Pinoy (PPP)
204379 12-099 (PLM) Alagad ng Sining (ASIN)
204367 12-104 (PL) Akbay Kalusugan (AKIN)
204426 12-011 (PLM) Association of Local Athletics
Entrepreneurs and Hobbyists, Inc.
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(ALA-EH)
204455 12-041 (PLM) Manila Teachers Savings and Loan
Association, Inc. (Manila Teachers)
204374 12-228 (PLM) Binhi-Partido ng mga Magsasaka Para
sa mga Magsasaka (BINHI)
204370 12-011 (PP) Ako An Bisaya (AAB)
204435 12-057 (PLM) 1 Alliance Advocating Autonomy
Party (1AAAP)
204486 12-194 (PLM) 1st Kabalikat ng Bayan Ginhawang
Sangkatauhan (1st KABAGIS)
204410 12-198 (PLM) 1-United Transport Koalisyon (1-UTAK)
204421, 12-157 (PLM) Coalition of Senior Citizens in the
204425 12-191 (PLM) Philippines, Inc. (SENIOR CITIZENS)
204436 12-009 (PP), Abyan Ilonggo Party (AI)
12-165 (PLM)
204485 12-175 (PL) Alliance of Organizations, Networks
and Associations of the Philippines,
Inc.
(ALONA)
204484 11-002 Partido ng Bayan ng Bida (PBB)
Resolution dated 11 December 2012
204153 12-277 (PLM) Pasang Masda Nationwide Party
(PASANG MASDA)
The Issues
We rule upon two issues: rst, whether the COMELEC committed grave abuse of
discretion amounting to lack or excess of jurisdiction in disqualifying petitioners from
participating in the 13 May 2013 party-list elections, either by denial of their new petitions
for registration under the party-list system, or by cancellation of their existing registration
and accreditation as party-list organizations; and second, whether the criteria for
participating in the party-list system laid down in Ang Bagong Bayani and Barangay
Association for National Advancement and Transparency v. Commission on Elections 4 9
(BANAT) should be applied by the COMELEC in the coming 13 May 2013 party-list
elections.
The Court's Ruling
We hold that the COMELEC did not commit grave abuse of discretion in following
prevailing decisions of this Court in disqualifying petitioners from participating in the
coming 13 May 2013 party-list elections. However, since the Court adopts in this Decision
new parameters in the quali cation of national, regional, and sectoral parties under the
party-list system, thereby abandoning the rulings in the decisions applied by the COMELEC
in disqualifying petitioners, we remand to the COMELEC all the present petitions for the
COMELEC to determine who are quali ed to register under the party-list system, and to
participate in the coming 13 May 2013 party-list elections, under the new parameters
prescribed in this Decision.
The Party-List System
The 1987 Constitution provides the basis for the party-list system of representation.
Simply put, the party-list system is intended to democratize political power by giving
political parties that cannot win in legislative district elections a chance to win seats in the
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House of Representatives. 5 0 The voter elects two representatives in the House of
Representatives: one for his or her legislative district, and another for his or her party-list
group or organization of choice. The 1987 Constitution provides: cCTESa
Section 5, Article VI
MR. MONSOD:
....
I would like to make a distinction from the beginning that the proposal
for the party list system is not synonymous with that of the
sectoral representation . Precisely, the party list system seeks to avoid
the dilemma of choice of sectors and who constitute the members of the
sectors. In making the proposal on the party list system, we were made
aware of the problems precisely cited by Commissioner Bacani of which
sectors will have reserved seats. In effect, a sectoral representation in the
Assembly would mean that certain sectors would have reserved seats; that
they will choose among themselves who would sit in those reserved seats.
And then, we have the problem of which sector because as we will notice in
Proclamation No. 9, the sectors cited were the farmers, shermen, workers,
students, professionals, business, military, academic, ethnic and other
similar groups. So these are the nine sectors that were identi ed here as
"sectoral representatives" to be represented in this Commission. The
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problem we had in trying to approach sectoral representation in the
Assembly was whether to stop at these nine sectors or include other
sectors. And we went through the exercise in a caucus of which sector
should be included which went up to 14 sectors. And as we all know, the
longer we make our enumeration, the more limiting the law become
because when we make an enumeration we exclude those who are not in
the enumeration. Second, we had the problem of who comprise the
farmers. Let us just say the farmers and the laborers. These days, there are
many citizens who are called "hyphenated citizens." A doctor may be a
farmer; a lawyer may also be a farmer. And so, it is up to the discretion of
the person to say "I am a farmer" so he would be included in that sector.
The third problem is that when we go into a reserved seat system of
sectoral representation in the Assembly, we are, in effect, giving some
people two votes and other people one vote. We sought to avoid these
problems by presenting a party list system. Under the party list system,
there are no reserved seats for sectors. Let us say, laborers and farmers
can form a sectoral party or a sectoral organization that will then register
and present candidates of their party. How do the mechanics go?
Essentially, under the party list system, every voter has two votes, so there
is no discrimination. First, he will vote for the representative of his
legislative district. That is one vote. In that same ballot, he will be asked:
What party or organization or coalition do you wish to be represented in the
Assembly? And here will be attached a list of the parties, organizations or
coalitions that have been registered with the COMELEC and are entitled to
be put in that list. This can be a regional party, a sectoral party, a national
party, UNIDO, Magsasaka or a regional party in Mindanao. One need not be
a farmer to say that he wants the farmers' party to be represented in the
Assembly. Any citizen can vote for any party. At the end of the day, the
COMELEC will then tabulate the votes that had been garnered by each
party or each organization — one does not have to be a political party and
register in order to participate as a party — and count the votes and from
there derive the percentage of the votes that had been cast in favor of a
party, organization or coalition.ScCIaA
When such parties register with the COMELEC, we are assuming that 50 of
the 250 seats will be for the party list system. So, we have a limit of 30
percent of 50. That means that the maximum that any party can get out of
these 50 seats is 15. When the parties register they then submit a list of 15
names. They have to submit these names because these nominees have to
meet the minimum quali cations of a Member of the National Assembly.
At the end of the day, when the votes are tabulated, one gets the
percentages. Let us say, UNIDO gets 10 percent or 15 percent of the votes;
KMU gets 5 percent; a women's party gets 2 1/2 percent and anybody who
has at least 2 1/2 percent of the vote quali es and the 50 seats are
apportioned among all of these parties who get at least 2 1/2 percent of
the vote.
What does that mean? It means that any group or party who has a
constituency of, say, 500,000 nationwide gets a seat in the National
Assembly. What is the justi cation for that? When we allocate legislative
districts, we are saying that any district that has 200,000 votes gets a seat.
There is no reason why a group that has a national constituency, even if it
is a sectoral or special interest group, should not have a voice in the
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National Assembly. It also means that, let us say, there are three or four
labor groups, they all register as a party or as a group. If each of them gets
only one percent or ve of them get one percent, they are not entitled to
any representative. So, they will begin to think that if they really have a
common interest, they should band together, form a coalition and get ve
percent of the vote and, therefore, have two seats in the Assembly. Those
are the dynamics of a party list system.
The purpose of this is to open the system. In the past elections, we found
out that there were certain groups or parties that, if we count their votes
nationwide; have about 1,000,000 or 1,500,000 votes. But they were always
third place or fourth place in each of the districts. So, they have no voice in
the Assembly. But this way, they would have ve or six representatives in
the Assembly even if they would not win individually in legislative districts.
So, that is essentially the mechanics, the purpose and objectives of the
party list system.EcHaAC
BISHOP BACANI:
MR. MONSOD.
Madam President, I just want to say that we suggested or proposed the
party list system because we wanted to open up the political system to a
pluralistic society through a multiparty system. . . . We are for opening
up the system, and we would like very much for the sectors to be
there. That is why one of the ways to do that is to put a ceiling on
the number of representatives from any single party that can sit
within the 50 allocated under the party list system . . . . . CcAHEI
MR. MONSOD.
In other words, the Christian Democrats can eld district
candidates and can also participate in the party list system?
MR. VILLACORTA.
Why not? When they come to the party list system, they will be
fielding only sectoral candidates.
MR. MONSOD.
May I be clari ed on that? Can UNIDO participate in the party list
system?
MR. VILLACORTA.
Yes, why not? For as long as they eld candidates who come
from the different marginalized sectors that we shall designate in
this Constitution.
MR. MONSOD.
Suppose Senator Tañada wants to run under BAYAN group and says that
he represents the farmers, would he qualify? EaSCAH
MR. VILLACORTA.
Ang punto lamang namin, pag pinayagan mo ang UNIDO na isang political
party, it will dominate the party list at mawawalang saysay din yung
sector. Lalamunin mismo ng political parties ang party list system. Gusto
ko lamang bigyan ng diin ang "reserve." Hindi ito reserve seat sa
marginalized sectors. Kung titingnan natin itong 198 seats, reserved din ito
sa political parties.
MR. MONSOD.
Hindi po reserved iyon kasi anybody can run there. But my question to
Commissioner Villacorta and probably also to Commissioner Tadeo is that
under this system, would UNIDO be banned from running under the party
list system?CDHaET
MR. VILLACORTA.
No, as I said, UNIDO may eld sectoral candidates. On that
condition alone, UNIDO may be allowed to register for the party
list system.
MR. MONSOD.
MR. VILLACORTA.
Puwede po ang UNIDO, pero sa sectoral lines. IcESaA
MR. MONSOD:
MR. TADEO:
Iyong mechanics.
MR. MONSOD:
Indisputably, the framers of the 1987 Constitution intended the party-list system to
include not only sectoral parties but also non-sectoral parties. The framers intended the
sectoral parties to constitute a part, but not the entirety, of the party-list system. As
explained by Commissioner Wilfredo Villacorta, political parties can participate
in the party-list system "[F]or as long as they eld candidates who come from
the different marginalized sectors that we shall designate in this Constitution ."
53 DTAaCE
In fact, the framers voted down, 19-22, a proposal to reserve permanent seats to
sectoral parties in the House of Representatives, or alternatively, to reserve the party-list
system exclusively to sectoral parties. As clearly explained by Justice Jose C. Vitug in his
Dissenting Opinion in Ang Bagong Bayani:
The draft provisions on what was to become Article VI, Section 5,
subsection (2), of the 1987 Constitution took off from two staunch positions —
the first headed by Commissioner Villacorta, advocating that of the 20 per centum
of the total seats in Congress to be allocated to party-list representatives half
were to be reserved to appointees from the marginalized and underrepresented
sectors. The proposal was opposed by some Commissioners. Mr. Monsod
expressed the di culty in delimiting the sectors that needed representation. He
was of the view that reserving seats for the marginalized and underrepresented
sectors would stunt their development into full-pledged parties equipped with
electoral machinery potent enough to further the sectoral interests to be
represented. The Villacorta group, on the other hand, was apprehensive that
pitting the unorganized and less-moneyed sectoral groups in an electoral contest
would be like placing babes in the lion's den, so to speak, with the bigger and
more established political parties ultimately gobbling them up. R.A. 7941
recognized this concern when it banned the rst ve major political parties on the
basis of party representation in the House of Representatives from participating
in the party-list system for the rst party-list elections held in 1998 (and to be
automatically lifted starting with the 2001 elections). The advocates for
permanent seats for sectoral representatives made an effort towards a
compromise — that the party-list system be open only to underrepresented and
marginalized sectors. This proposal was further whittled down by allocating only
half of the seats under the party-list system to candidates from the sectors which
would garner the required number of votes. The majority was unyielding. Voting
19-22, the proposal for permanent seats, and in the alternative the
reservation of the party-list system to the sectoral groups, was voted
down . The only concession the Villacorta group was able to muster was an
assurance of reserved seats for selected sectors for three consecutive terms after
the enactment of the 1987 Constitution, by which time they would be expected to
gather and solidify their electoral base and brace themselves in the multi-party
electoral contest with the more veteran political groups. 5 4 (Emphasis supplied)
Thus, in the end, the proposal to give permanent reserved seats to certain sectors
was outvoted. Instead, the reservation of seats to sectoral representatives was only
allowed for the rst three consecutive terms. 5 5 There can be no doubt whatsoever that
the framers of the 1987 Constitution expressly rejected the proposal to make the party-list
system exclusively for sectoral parties only, and that they clearly intended the party-list
system to include both sectoral and non-sectoral parties.
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The common denominator between sectoral and non-sectoral parties is that they
cannot expect to win in legislative district elections but they can garner, in nationwide
elections, at least the same number of votes that winning candidates can garner in
legislative district elections. The party-list system will be the entry point to membership in
the House of Representatives for both these non-traditional parties that could not
compete in legislative district elections. TaDSHC
The indisputable intent of the framers of the 1987 Constitution to include in the
party-list system both sectoral and non-sectoral parties is clearly written in Section 5 (1),
Article VI of the Constitution, which states:
Section 5.(1) The House of Representative shall be composed of not more
that two hundred and fty members, unless otherwise xed by law, who shall be
elected from legislative districts apportioned among the provinces, cities, and the
Metropolitan Manila area in accordance with the number of their respective
inhabitants, and on the basis of a uniform and progressive ratio, and those who,
as provided by law, shall be elected through a party-list system of
registered national, regional, and sectoral parties or organizations .
(Emphasis supplied)
Section 5 (1), Article VI of the Constitution is crystal-clear that there shall be "a
party-list system of registered national, regional, and sectoral parties or
organizations ." The commas after the words "national[,]" and "regional[,]" separate
national and regional parties from sectoral parties. Had the framers of the 1987
Constitution intended national and regional parties to be at the same time sectoral, they
would have stated "national and regional sectoral parties." They did not, precisely because
it was never their intention to make the party-list system exclusively sectoral.
What the framers intended, and what they expressly wrote in Section 5 (1), could not
be any clearer: the party-list system is composed of three different groups, and the
sectoral parties belong to only one of the three groups. The text of Section 5 (1)
leaves no room for any doubt that national and regional parties are separate
from sectoral parties .
Thus, the party-list system is composed of three different groups : (1) national
parties or organizations; (2) regional parties or organizations; and (3) sectoral parties or
organizations. National and regional parties or organizations are different from sectoral
parties or organizations. National and regional parties or organizations need not be
organized along sectoral lines and need not represent any particular sector.
Moreover, Section 5 (2), Article VI of the 1987 Constitution mandates that, during
the rst three consecutive terms of Congress after the rati cation of the 1987
Constitution, "one-half of the seats allocated to party-list representatives shall be lled, as
provided by law, by selection or election from the labor, peasant, urban poor, indigenous
cultural communities, women, youth, and such other sectors as may be provided by law,
except the religious sector." This provision clearly shows again that the party-list system is
not exclusively for sectoral parties for two obvious reasons. ASETHC
First, the other one-half of the seats allocated to party-list representatives would
naturally be open to non-sectoral party-list representatives, clearly negating the idea that
the party-list system is exclusively for sectoral parties representing the "marginalized and
underrepresented." Second, the reservation of one-half of the party-list seats to sectoral
parties applies only for the rst "three consecutive terms after the rati cation of this
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Constitution," clearly making the party-list system fully open after the end of the rst three
congressional terms. This means that, after this period, there will be no seats reserved for
any class or type of party that quali es under the three groups constituting the party-list
system.
Hence, the clear intent, express wording, and party-list structure ordained
in Section 5 (1) and (2), Article VI of the 1987 Constitution cannot be disputed:
the party-list system is not for sectoral parties only, but also for non-sectoral
parties.
Republic Act No. 7941 or the Party-List System Act, which is the law that
implements the party-list system prescribed in the Constitution, provides:
Section 3. De nition of Terms. — (a) The party-list system is a
mechanism of proportional representation in the election of representatives to the
House of Representatives from national, regional and sectoral parties or
organizations or coalitions thereof registered with the Commission on Elections
(COMELEC). Component parties or organizations of a coalition may participate
independently provided the coalition of which they form part does not participate
in the party-list system.
Section 3 (a) of R.A. No. 7941 de nes a "party" as "either a political party or a
sectoral party or a coalition of parties." Clearly, a political party is different from a
sectoral party. Section 3 (c) of R.A. No. 7941 further provides that a "political party refers
to an organized group of citizens advocating an ideology or platform, principles
and policies for the general conduct of government ." On the other hand, Section 3
(d) of R.A. No. 7941 provides that a "sectoral party refers to an organized group of
citizens belonging to any of the sectors enumerated in Section 5 hereof whose principal
advocacy pertains to the special interest and concerns of their sector ." R.A. No.
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7941 provides different de nitions for a political and a sectoral party. Obviously, they are
separate and distinct from each other.
R.A. No. 7941 does not require national and regional parties or
organizations to represent the "marginalized and underrepresented" sectors . To
require all national and regional parties under the party-list system to represent the
"marginalized and underrepresented" is to deprive and exclude, by judicial at, ideology-
based and cause-oriented parties from the party-list system. How will these ideology-
based and cause-oriented parties, who cannot win in legislative district elections,
participate in the electoral process if they are excluded from the party-list system? To
exclude them from the party-list system is to prevent them from joining the parliamentary
struggle, leaving as their only option the armed struggle. To exclude them from the party-
list system is, apart from being obviously senseless, patently contrary to the clear intent
and express wording of the 1987 Constitution and R.A. No. 7941. aHcACT
The recognition that national and regional parties, as well as sectoral parties of
professionals, the elderly, women and the youth, need not be "marginalized and
underrepresented" will allow small ideology-based and cause-oriented parties who lack
"well-de ned political constituencies" a chance to win seats in the House of
Representatives. On the other hand, limiting to the "marginalized and underrepresented"
t h e sectoral parties for labor, peasant, sherfolk, urban poor, indigenous cultural
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communities, handicapped, veterans, overseas workers, and other sectors that by their
nature are economically at the margins of society, will give the "marginalized and
underrepresented" an opportunity to likewise win seats in the House of Representatives.
This interpretation will harmonize the 1987 Constitution and R.A. No. 7941 and will
give rise to a multi-party system where those "marginalized and underrepresented," both
in economic and ideological status , will have the opportunity to send their own
members to the House of Representatives. This interpretation will also make the party-list
system honest and transparent, eliminating the need for relatively well-off party-list
representatives to masquerade as "wallowing in poverty, destitution and in rmity," even as
they attend sessions in Congress riding in SUVs.
The major political parties are those that eld candidates in the legislative district
elections. Major political parties cannot participate in the party-list elections since they
neither lack "well-de ned political constituencies" nor represent "marginalized and
underrepresented" sectors. Thus, the national or regional parties under the party-
list system are necessarily those that do not belong to major political parties .
This automatically reserves the national and regional parties under the party-list system to
those who "lack well-de ned political constituencies," giving them the opportunity to have
members in the House of Representatives.
To recall, Ang Bagong Bayani expressly declared, in its second guideline for the
accreditation of parties under the party-list system, that "while even major political parties
are expressly allowed by RA 7941 and the Constitution to participate in the party-list
system, they must comply with the declared statutory policy of enabling 'Filipino citizens
belonging to marginalized and underrepresented sectors . . . to be elected to the House of
Representatives.'" However, the requirement in Ang Bagong Bayani, in its second guideline,
that "the political party . . . must represent the marginalized and underrepresented,"
automatically disqualified major political parties from participating in the party-list system.
This inherent inconsistency in Ang Bagong Bayani has been compounded by the
COMELEC's refusal to register sectoral wings o cially organized by major political
parties. BANAT merely formalized the prevailing practice when it expressly prohibited
major political parties from participating in the party-list system, even through their
sectoral wings. STECDc
Section 11 of R.A. No. 7941 expressly prohibited the " rst ve (5) major political
parties on the basis of party representation in the House of Representatives at the start
of the Tenth Congress" from participating in the May 1988 party-list elections. 5 9 Thus,
major political parties can participate in subsequent party-list elections since
the prohibition is expressly limited only to the 1988 party-list elections . However,
major political parties should participate in party-list elections only through their sectoral
wings. The participation of major political parties through their sectoral wings, a majority
of whose members are "marginalized and underrepresented" or lacking in "well-de ned
political constituencies," will facilitate the entry of the "marginalized and underrepresented"
and those who "lack well-de ned political constituencies" as members of the House of
Representatives.
The 1987 Constitution and R.A. No. 7941 allow major political parties to participate
in party-list elections so as to encourage them to work assiduously in extending their
constituencies to the "marginalized and underrepresented" and to those who "lack well-
de ned political constituencies." The participation of major political parties in party-list
elections must be geared towards the entry, as members of the House of Representatives,
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of the "marginalized and underrepresented" and those who "lack well-de ned political
constituencies," giving them a voice in law-making. Thus, to participate in party-list
elections, a major political party that elds candidates in the legislative district elections
must organize a sectoral wing, like a labor, peasant, sherfolk, urban poor, professional,
women or youth wing, that can register under the party-list system.
Such sectoral wing of a major political party must have its own constitution, by-laws,
platform or program of government, o cers and members, a majority of whom must
belong to the sector represented. The sectoral wing is in itself an independent sectoral
party, and is linked to a major political party through a coalition. This linkage is allowed by
Section 3 of R.A. No. 7941, which provides that "component parties or organizations of a
coalition may participate independently (in party-list elections) provided the coalition of
which they form part does not participate in the party-list system."
Section 9 of R.A. No. 7941 prescribes the quali cations of party-list nominees. This
provision prescribes a special qualification only for the nominee from the youth sector.
Section 9. Quali cations of Party-List Nominees. — No person shall be
nominated as party-list representative unless he is a natural-born citizen of the
Philippines, a registered voter, a resident of the Philippines for a period of not less
than one (1) year immediately preceding the day of the election, able to read and
write, a bona de member of the party or organization which he seeks to
represent for at least ninety (90) days preceding the day of the election, and is at
least twenty-five (25) years of age on the day of the election. aSTAcH
Sixth, the party must not only comply with the requirements of the law; its
nominees must likewise do so. Section 9 of RA 7941 reads as follows: TCcIaA
The minority in BANAT, however, believed that major political parties can participate
in the party-list system through their sectoral wings. The minority expressed that "
[e]xcluding the major political parties in party-list elections is manifestly against the
Constitution, the intent of the Constitutional Commission, and R.A. No. 7941. This Court
cannot engage in socio-political engineering and judicially legislate the exclusion of major
political parties from the party-list elections in patent violation of the Constitution and the
law." 6 1 The experimentations in socio-political engineering have only resulted in confusion
and absurdity in the party-list system. Such experimentations, in clear contravention of the
1987 Constitution and R.A. No. 7941, must now come to an end.
We cannot, however, fault the COMELEC for following prevailing jurisprudence in
disqualifying petitioners. In following prevailing jurisprudence, the COMELEC could not
have committed grave abuse of discretion. However, for the coming 13 May 2013 party-
list elections, we must now impose and mandate the party-list system actually
envisioned and authorized under the 1987 Constitution and R.A. No. 7941. In BANAT,
this Court devised a new formula in the allocation of party-list seats, reversing the
COMELEC's allocation which followed the then prevailing formula in Ang Bagong Bayani. In
BANAT, however, the Court did not declare that the COMELEC committed grave abuse of
discretion. Similarly, even as we acknowledge here that the COMELEC did not commit
grave abuse of discretion, we declare that it would not be in accord with the 1987
Constitution and R.A. No. 7941 to apply the criteria in Ang Bagong Bayani and BANAT in
determining who are quali ed to participate in the coming 13 May 2013 party-list
elections . For this purpose, we suspend our rule 6 2 that a party may appeal to this Court
from decisions or orders of the COMELEC only if the COMELEC committed grave abuse of
discretion.
Thus, we remand all the present petitions to the COMELEC. In determining who may
participate in the coming 13 May 2013 and subsequent party-list elections, the COMELEC
shall adhere to the following parameters:
1. Three different groups may participate in the party-list system: (1)
national parties or organizations, (2) regional parties or organizations,
and (3) sectoral parties or organizations.
2. National parties or organizations and regional parties or organizations
do not need to organize along sectoral lines and do not need to
represent any "marginalized and underrepresented" sector.
3. Political parties can participate in party-list elections provided they
register under the party-list system and do not eld candidates in
legislative district elections. A political party, whether major or not,
that elds candidates in legislative district elections can participate in
party-list elections only through its sectoral wing that can separately
register under the party-list system. The sectoral wing is by itself an
independent sectoral party, and is linked to a political party through a
coalition.cdtai
The COMELEC excluded from participating in the 13 May 2013 party-list elections
those that did not satisfy these two criteria: (1) all national, regional, and sectoral groups
or organizations must represent the "marginalized and underrepresented" sectors, and (2)
all nominees must belong to the "marginalized and underrepresented" sector they
represent. Petitioners may have been disquali ed by the COMELEC because as political or
regional parties they are not organized along sectoral lines and do not represent the
"marginalized and underrepresented." Also, petitioners' nominees who do not belong to the
sectors they represent may have been disquali ed, although they may have a track record
of advocacy for their sectors. Likewise, nominees of non-sectoral parties may have been
disquali ed because they do not belong to any sector. Moreover, a party may have been
disquali ed because one or more of its nominees failed to qualify, even if the party has at
least one remaining quali ed nominee. As discussed above, the disquali cation of
petitioners, and their nominees, under such circumstances is contrary to the 1987
Constitution and R.A. No. 7941.
This Court is sworn to uphold the 1987 Constitution, apply its provisions faithfully,
and desist from engaging in socio-economic or political experimentations contrary to
what the Constitution has ordained. Judicial power does not include the power to re-write
the Constitution. Thus, the present petitions should be remanded to the COMELEC not
because the COMELEC committed grave abuse of discretion in disqualifying petitioners,
but because petitioners may now possibly qualify to participate in the coming 13 May
2013 party-list elections under the new parameters prescribed by this Court.
WHEREFORE , all the present 54 petitions are GRANTED . The 13 petitions, which
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have been granted Status Quo Ante Orders but without mandatory injunction to include the
names of petitioners in the printing of ballots, are remanded to the Commission on
Elections only for determination whether petitioners are quali ed to register under the
party-list system under the parameters prescribed in this Decision but they shall not
participate in the 13 May 2013 party-list elections. The 41 petitions, which have been
granted mandatory injunctions to include the names of petitioners in the printing of ballots,
are remanded to the Commission on Elections for determination whether petitioners are
quali ed to register under the party-list system and to participate in the 13 May 2013
party-list elections under the parameters prescribed in this Decision. The Commission on
Elections may conduct summary evidentiary hearings for this purpose. This Decision is
immediately executory.
SO ORDERED .
Bersamin, Del Castillo, Villarama, Jr. and Perez, JJ., concur.
Sereno, C.J., I dissent; Ang Bagong Bayani should be upheld, not reversed. See
concurring and dissenting opinion.
Velasco, Jr., J., took no part due to relative's participation in party list election.
Leonardo-de Castro, J., I concur and also with the additional grounds cited in Justice
Brion's concurring opinion for revisiting the Ang Bagong Bayani ruling and his erudite
analysis of the aim of the party-list system under the Constitution and law and its
implications on political parties, party-list registrants and nominees.
Brion, J., see: separate opinion.
Peralta, J., I join separate opinion of J. Brion.
Abad, J., I join J. A.D. Brion in his separate opinion.
Mendoza, J., I concur to remand but these was a grave abuse of discretion but only
with respect to the disqualification of nominees separate from the party organization.
Reyes, J., with separate concurring and dissenting opinion.
Perlas-Bernabe, J., is on leave.
Leonen, J., see separate concurring and dissenting opinion.
Separate Opinions
SERENO , C.J., concurring and dissenting :
The heart of the 1987 Constitution is the Article on Social Justice. This is appropos
since it is a document that not only recognizes but tries to heal the wounds of history. To
harken to the words of Cecilia Muñoz-Palma, n President of the 1986 Constitutional
Commission:
THE PRESIDENT :My distinguished colleagues in this Assembly:
That is why Section 1, Article XIII, provides that: "The Congress shall give highest
priority to the enactment of measures that protect and enhance the right of all the people
to human dignity, reduce social, economic, and political inequalities, and remove
cultural inequities by equitably diffusing wealth and political power for the
common good ." 3 As explained by this Court: cSHIaA
Further, the quest for a better and more "equal" world calls for the use of equal
protection as a tool of effective judicial intervention.
Equality is one ideal which cries out for bold attention and action in
the Constitution . The Preamble proclaims "equality" as an ideal precisely in
protest against crushing inequities in Philippine society. The command to
promote social justice in Article II, Section 10, in "all phases of
national development," further explicitated in Article XIII, are clear
commands to the State to take a rmative action in the direction of
greater equality. . . . [T]here is thus in the Philippine Constitution no
lack of doctrinal support for a more vigorous state effort towards
achieving a reasonable measure of equality .
Our present Constitution has gone further in guaranteeing vital social and
economic rights to marginalized groups of society, including labor. Under the
policy of social justice, the law bends over backward to accommodate the
interests of the working class on the humane justi cation that those with less
privilege in life should have more in law. And the obligation to afford protection
to labor is incumbent not only on the legislative and executive branches but also
on the judiciary to translate this pledge into a living reality. Social justice
calls for the humanization of laws and the equalization of social and
economic forces by the State so that justice in its rational and
objectively secular conception may at least be approximated . 4
(Emphasis supplied)
That is also why the 1987 Constitution is replete with other social justice provisions,
including Sections 9, 10, 13, 14, 18 and 22 of Article II, Section 2 of Article V, Section 5 (1)
(2) of Article VI, Sections 1, 2, 3, 5, 6, 10, 11, 12, 13 of Article XII, and Article XIII. As aptly
pointed out by Commissioner Guingona in his sponsorship speech for the approval of the
entire draft of the 1987 Constitution, social justice was the underlying philosophy of the
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drafters when crafting the provisions of the fundamental law. Thus:
MR. GUINGONA: Thank you, Mr. Presiding Officer.
This sponsorship speech is for the entire draft of the Constitution of the
Republic of the Philippines.
Today, we have completed the task of drafting a Constitution which is re ective
of the spirit of our time -a spirit of nationalism, a spirit of liberation, a spirit of
rising expectations. DSETcC
On June 2, forty-eight men and women met in this hall-men and women from
different walks of life with diverse backgrounds and orientations, even with
con icting convictions, but all sharing the same earnest desire to serve the
people and to help draft a Constitution which will establish a government that
the people can trust and enthusiastically support, a Constitution that guarantees
individual rights and serves as a barrier against excesses of those in authority.
xxx xxx xxx
A Constitution of the people and for the people derives its authenticity and
authority from the sovereign will; the power of the people precedes it. As such, it
should re ect the norms, the values, the modes of thought of our society,
preserve its heritage, promote its orderliness and security, protect its cherished
liberties and guard against the encroachments of would-be dictators. These
objectives have served as the framework in the work of drafting the 1986
Constitution.
xxx xxx xxx
It is within this historical and textual milieu that the party-list provisions in the 1987
Constitution should be interpreted. Every provision should be read in the context of all the
other provisions so that contours of constitutional policy is made clear. 6
The place of the party-list system in the constitutional scheme was that it provided
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for the realization of the ideals on social justice in the political arena. 7
The concept is not new, as discussed by political theorist Terry MacDonald:
First, an idea that has received much attention among democratic theorists
is that representatives should be selected to 'mirror' the characteristics of those
being represented — in terms of gender, ethnicity, and other such characteristics
judged to be socially relevant. This idea has been advocated most notably
in some recent democratic debates focused on the need for special
representation of disadvantaged and under-represented social groups
within democratic assemblies . The applicability of this idea of 'mirror'
representation is not con ned to debates about representing marginalized
minorities within nation-states; Iris Young further applies this model of
representation to global politics, arguing that global representation should be
based on representation of the various 'peoples' of the world, each of which
embodies its own distinctive identity and 'perspective'. In practice, special
representation for certain social groups within a 'mirror' framework can be
combined with election mechanisms in various ways — such as by according
quotas of elected representatives to designated social groups. But
since the selection of these 'social groups' for special representation
would nonetheless remain a distinct element of the process of selecting
legitimate representatives, occurring prior to the electoral process, such
'mirror' representation is still recognizable as a distinct mechanism for
selecting representative agents . 8 (Emphasis supplied) AEcIaH
Two months after their initial debates on the form and structure of government that
would best promote equality, the Commission broke ground on the promotion of political
equality and provided for sectoral representation in the party-list system of the legislature.
Commissioner Villacorta opened the debates on the party-list system. 9
MR. VILLACORTA:. . . On this rst day of August 1986, we shall, hopefully, usher
in a new chapter in our national history by giving genuine power to our people in
the legislature . . .
Commissioner Jaime Tadeo explained the circumstances the party-list system
sought to address: 1 0
MR. TADEO:. . . Ang Cory government ay iniakyat ng people's power. Kaya kami
naririto sa Con-Com ay dahil sa people's power — nasa amin ang people, wala
sa amin ang power. Ganito ito kahalaga.
xxx xxx xxx
The Legislature is supposed to implement or give esh to the needs and
aspirations of the Filipino people.
SDTIaE
Second, Section 2 of RA 7941 states that the party-list system seeks to "enable
Filipino citizens belonging to the marginalized and underrepresented sectors,
organizations and parties . . . to become members of the House of Representatives."
On its face, it is apparent that "marginalized and underrepresented" quali es "sectors",
"organizations" and "parties".
Third, even assuming that it is not so apparent, in terms of statutory construction,
the import of "social justice" that has developed in various decisions is that when the law is
clear and valid, it simply must be applied; but when the law can be interpreted in more
ways than one, an interpretation that favors the underprivileged must be favored. 1 2
Lastly, deliberations of the Constitutional Commission show that the party-list
system is a countervailing means for the weaker segments of our society to overcome the
preponderant advantages of the more entrenched and well-established political parties. To
quote:
MR. OPLE:
So, Commissioner Monsod grants that the basic principle for a party list
system is that it is a countervailing means for the weaker
segments of our society, if they want to seek seats in the
legislature, to overcome the preponderant advantages of the more
entrenched and well-established political parties , but he is
concerned that the mechanics might be inadequate at this time.
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MR. MONSOD:
Not only that ; talking about labor, for example — I think Commissioner Tadeo
said there are 10 to 12 million laborers and I understand that organized
labor is about 4.8 million or 4.5 million — if the laborers get together, they
can have seats. With 4 million votes, they would have 10 seats under the
party list system.
MR. OPLE:
So, the Commissioner would favor a party list system that is open to all and
would not agree to a party list system which seeks to accommodate, in
particular, the so-called sectoral groups that are predominantly workers
and peasants? prcd
MR. MONSOD:
If one puts a ceiling on the number that each party can put within the 50, and I am
assuming that maybe there are just two major parties or three at the most,
then it is already a form of opening it up for other groups to come in. All we
are asking is that they produce 400,000 votes nationwide. The whole
purpose of the system is precisely to give room for those who
have a national constituency who may never be able to win a seat
on a legislative district basis . But they must have a constituency of at
least 400,000 in order to claim a voice in the National Assembly. 1 3
[emphasis supplied]
However, the second parameter would allow the more entrenched and well-
established political parties and organizations to compete with the weaker segments of
society, which is the very evil sought to be guarded against.
The ponencia's second parameter is premised on the following grounds, among
others.
First, the ponencia explains that the text of the 1987 Constitution and RA 7941, and
the proceedings of the Constitutional Commission evince an indisputable intent to allow
national, regional, and sectoral parties and organizations to participate in the party-list
system. To require national and regional parties and organizations to represent the
marginalized and underrepresented makes them effectively sectoral parties and
organizations and violates this intent.
The error here is to conclude that if the law treats national, regional and sectoral
parties and organizations the same by requiring that they represent the "marginalized and
underrepresented," they become the same. By analogy, people can be treated similarly but
that does not make them identical.
Second, the ponencia rules that since under the Section 5 (2), Article VI of the 1987
Constitution, only 50% of the seats are allocated during the rst three consecutive terms
of Congress after the rati cation of the 1987 Constitution to representatives from the
labor, peasant, urban poor, etc., it necessarily follows that the other 50% would be
allocated to representatives from sectors which are non-marginalized and
underrepresented. DTcACa
The error here is to conclude that the latter statement necessarily follows if the
former is true. This is not so since the latter 50% can very well include representatives
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from other non-enumerated sectors, or even national or regional parties and organizations,
all of which can be "marginalized and underrepresented."
Third, the ponencia adds that it would prevent ideology-based and cause-oriented
parties, who cannot win in legislative district elections, from participating in the party-list
system.
The error here is to conclude that such ideology-based or cause-oriented parties are
necessarily non-marginalized or underrepresented, which would in turn depend on how
"marginalization and underrepresentation" is de ned. The ponencia appears to be
operating under a preconceived notion that "marginalized and underrepresented" refers
only to those "economically" marginalized.
However, there is no need for this Court to de ne the phrase "marginalized
and underrepresented," primarily because it already constitutes su cient legislative
standard to guide the COMELEC as an administrative agency in the exercise of its
discretion to determine the qualification of a party-list group.
As long as such discretion is not gravely abused, the determination of the COMELEC
must be upheld. This is consistent with our pronouncement in Ang Bagong Bayani that,
"the role of the COMELEC is to see to it that only those Filipinos that are 'marginalized and
underrepresented' become members of the Congress under the party-list system."
For as long as the agency concerned will be able to promulgate rules and
regulations to implement a given legislation and effectuate its policies, and that these
regulations are germane to the objects and purposes of the law and not in contradiction to
but in conformity with the standards prescribed by the law, then the standard may be
deemed sufficient. 1 4 TAaIDH
We should also note that there is a time element to be considered here, for those
who are marginalized and underrepresented today may no longer be one later on.
Marginalization and underrepresentation is an ever evolving concept, created to address
social disparities, to be able to give life to the "social justice" policy of our Constitution. 1 5
Con ning its de nition to the present context may unduly restrict the COMELEC of its
quasi-legislative powers which enables it to issue rules and regulations to implement the
election laws and to exercise such legislative functions as may expressly be delegated to it
by Congress. 1 6
Flexibility of our laws is a key factor in reinforcing the stability of our Constitution,
because the legislature is certain to nd it impracticable, if not impossible, to anticipate
situations that may be met in carrying laws into effect. 1 7 The growing complexity of
modern life, the multiplication of the subjects of governmental regulations, and the
increased di culty of administering the laws, the rigidity of the theory of separation of
governmental powers is largely responsible in empowering the COMELEC to not only
execute elections laws, but also promulgate certain rules and regulations calculated to
promote public interest. 1 8 This is the principle of subordinate legislation discussed in
People v. Rosenthal 1 9 and in Pangasinan Transportation vs. Public Service Commission .
20
This is consistent with our pronouncement in Ang Bagong Bayani that, "the role of
the COMELEC is to see to it that only those Filipinos that are 'marginalized and
underrepresented' become members of the Congress under the party-list system."
Fourth, the ponencia holds that failure of national and regional parties to represent
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the marginalized and underrepresented is not a ground for the COMELEC to refuse or
cancel registration under Section 6 of RA 7941.
The error here is that under Section 6 (5), the COMELEC may refuse or cancel if the
party "violates or fails to comply with laws." Thus, before the premise can be correct, it
must be rst established that "marginalization and underrepresentation" is not a
requirement of the law, which is exactly what is at issue here.
Fifth, the ponencia makes too much of the fact that the requirement of
"marginalization and underrepresentation" appears only once in RA 7941.
The error here is to conclude that the phrase has to appear more than once to carry
su cient legal signi cance. "Marginalization and underrepresentation" is in the nature of a
legislative standard to guide the COMELEC in the exercise of its administrative powers.
This Court has held that to avoid the taint of unlawful delegation, there must be a standard,
which implies at the very least that the legislature itself determines matters of principle
and lays down fundamental policy. Otherwise, the charge of complete abdication may be
hard to repel. A standard thus de nes legislative policy, marks its limits, maps out its
boundaries and speci es the public agency to apply it. The standard does not even have to
be spelled out. It could be implied from the policy and purpose of the act considered as a
whole. 2 1 Consequently, we have held that "public welfare" 2 2 and "public interest" 2 3 are
examples of such su cient standards. Therefore, that it appears only once in RA 7941 is
more than sufficient, since a standard could even be an implied one. TaCIDS
I propose the view that the disquali cation of a party-list group due to the
disquali cation of its nominee is only reasonable if based on material misrepresentations
regarding the nominee's quali cations. Otherwise, the disquali cation of a nominee
should not disqualify the party-list group provided that: (1) it meets Guideline
Nos. 1-5 of Ang Bagong Bayani (alternately, on the basis of the new parameters
set in the ponencia , that they validly qualify as national, regional or sectoral
party-list group); and (2) one of its top three (3) nominees remains quali ed, for
reasons explained below . IaESCH
Thus, only in case of death, incapacity, or withdrawal does the law allow a party-list
group to change the ranking of its nominees in the list it initially submitted. The ranking of
the nominees is changed through substitution, which according to Section 8 is done by
placing the name of the substitute at the end of the list. In this case, all the names that
come after the now vacant slot will move up the list. After substitution takes effect, the
new list with the new ranking will be used by COMELEC to determine who among the
nominees of the party-list group shall be proclaimed, from the rst to the last, in
accordance with Section 13.
If any/some of the nominees is/are disquali ed, no substitution will be allowed.
Thus, their ranking remains the same and should therefore be respected by the COMELEC
in determining the one/s that will represent the winning party-list group in Congress. This
means that if the rst nominee is disquali ed, and the party-list group is able to join the
elections and becomes entitled to one representative, the second cannot take the rst
nominee's place and represent the party-list group. If, however, the party-list group gets
enough votes to be entitled to two seats, then the second nominee can represent it.
Allowing a party-list group, which has successfully passed Guideline Nos. 1-5 of Ang
Bagong Bayani 2 5 (alternately, pursuant to the present holding of the ponencia, that it
quali es as a national, regional or sectoral party or organization) and has established the
quali cation of at least one (1) of its top three (3) nominees, to participate in the elections
is a better interpretation of the law. It is fully consistent with the policy of developing and
guaranteeing a full, free and open party-list system that would achieve proportional
representation in the House of Representatives by enhancing party-list groups' "chances to
compete for and win seats in the legislature" 2 6 while providing su cient disincentives for
party-list groups to ood the COMELEC with nominees as Section 8 of R.A. No. 7941 only
requires that they submit not less than five (5). cEaCTS
It must be noted that this method, together with the seat-allocation system
introduced in BANAT v. COMELEC, 2 7 will allow more party-list groups to be represented in
Congress.
Let us use a hypothetical scenario to illustrate.
The table below uses the seat-allocation system introduced in BANAT. It assumes
the following facts: (1) 35 party-list groups participated in the elections; (2) 20 million
votes were cast for the party-list system; and (3) there are 50 seats in Congress reserved
for the party-list representatives.
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The succeeding paragraphs will explain how the BANAT method will operate to
distribute the 50 seats reserved in the House of Representatives given the foregoing facts
and the number of votes obtained by each of the 35 party-list groups.
Rank Party-list Votes % 1st Round 2nd Round Total #
(guaranteed (additional
group Garnered of seats
seats) seats)
1 AAA 1,466,000 7.33% 1 2 3
2 BBB 1,228,000 6.14% 1 2 3
3 CCC 1,040,000 4.74% 1 1 2
4 DDD 1,020,000 3.89% 1 1 2
5 EEE 998,000 3.88% 1 1 2
6 FFF 960,000 3.07% 1 1 2
7 GGG 942,000 2.92% 1 1 2
8 HHH 926,000 2.65% 1 1 2
9 III 910,000 2.57% 1 1 2
10 JJJ 796,000 2.57% 1 1 2
11 KKK 750,000 2.42% 1 1 2
12 LLL 738,000 2.35% 1 1 2
13 MMM 718,000 2.32% 1 1 2
14 NNN 698,000 2.13% 1 1 2
15 OOO 678,000 2.12% 1 1 2
16 PPP 658,000 2.06% 1 1 2
17 QQQ 598,000 2.02% 1 1 2
18 RRR 482,000 1.95% 1 1
19 SSS 378,000 1.89% 1 1
20 TTT 318,000 1.54% 1 1
21 UUU 294,000 1.47% 1 1
22 VVV 292,000 1.44% 1 1
23 WWW 290,000 1.43% 1 1
24 XXX 280,000 1.37% 1 1
25 YYY 274,000 1.37% 1 1
26 ZZZ 268,000 1.34% 1 1
27 1-A 256,000 1.24% 1 1
28 1-B 248,000 1.23% 1 1
29 1-C 238,000 1.18% 1 1
30 1-D 222,000 1.11% 1 1
31 1-E 214,000 1.07% 1 1
32 1-F 212,000 1.06%
33 1-G 210,000 1.05%
34 1-H 206,000 1.03%
35 1-I 194,000 1.02%
—————————— ———— ———— ———
20,000,000 17 33 50
========= ==== ==== ===
We explained in BANAT that the rst clause of Section 11 (b) of R.A. 7941
guarantees a seat to the party-list groups "receiving at least two percent (2%) of the total
votes cast for the party-list system." In our hypothetical scenario, the party-list groups
ranked 1st to 17th received at least 2% of the 20 million votes cast for the party-list
system. In effect, all 17 of them were given guaranteed seats. The distribution of these so-
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called guaranteed seats to the "two percenters" is what BANAT calls the " rst round of
seat allocation."
From the rst round of seat allocation, the total number of guaranteed seats
allocated to the two percenters will be subtracted from "20% of the members of the House
of Representatives" reserved by the Constitution for party-list representatives, which in this
hypothetical scenario is 50 seats. Assuming all 17 of the two percenters were able to
establish the quali cation of their rst nominee, the remaining 33 will be distributed in
what BANAT termed as the "second round of seat allocation."
These remaining 33 seats are called "additional seats." The rules followed in the
distribution/allocation of these seats are fairly simple. If a party-list group's percentage is
multiplied by the total number of additional seats and the product is no less than 2, then
that party-list will be entitled to 2 additional seats. This is to keep in line with the 3-seat
limit rule. In our hypothetical scenario as shown by the table above, only the top two party-
list groups, AAA and BBB are entitled to 2 additional seats. Assuming, again, that the 2nd
and 3rd nominees of both AAA and BBB are quali ed, then only 29 will be left for
distribution. TAIDHa
In distributing the remaining 29 seats, it must be kept in mind that the number of
votes cast in favor of the remaining party-list groups becomes irrelevant. At this stage, the
only thing that matters is the group's ranking. The party-list group that comes after BBB
will be given 1 additional seat and the distribution of one seat per party-list group, per rank,
continues until all 50 seats are accounted for; the second round of seat allocation stops at
this point. In the table above, the 50th seat was awarded to I-E the party-list group that
ranked 31st in the election.
In the foregoing discussion, all the nominees of the party-list groups are quali ed.
What happens if one or some of the nominees are disquali ed? Following the proposed
method, if one or two of the party-list groups with guaranteed seats have a disquali ed
rst nominee, their second nominee, if quali ed, can still represent them in Congress
based on the second round of seat allocation.
In the event that some of the nominees of party-list groups — whether or not entitled
to guaranteed seats — are disquali ed, then those party-list groups, which without the
disquali cation of these nominees would not be entitled to a seat, would now have a
higher chance to have a representative elected in Congress.
If, for example, the first nominee of BBB is disqualified, then it forfeits its guaranteed
seat and the additional seats for distribution in the second round will be increased by 1.
With 34 seats to be allocated, I-E will now qualify to obtain a seat in its favor, assuming
that its rst nominee is quali ed. If I-E's rst nominee is disquali ed, then we will proceed
to the party-list next-in-rank, which is I-G. This method is followed down the line until all 50
seats are allocated. TSHcIa
If we follow the proposed method, this would yield a higher number of party-list
groups represented in Congress, but with fewer representatives per group.
This proposed method can be further illustrated through another example, this time
using a "non-two percenter" party-list group. In the table above, RRR failed to garner at
least 2% of the total votes. However, in the second round of seat allocation, it was granted
1 seat. To be able to send a representative in Congress, RRR's rst nominee should be
quali ed to sit. Assuming that its rst nominee was disquali ed, its second or third
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nominee cannot occupy said seat; instead, it will forfeit the seat and such seat will now go
to I-E. Again, this method is followed down the line until all 50 seats are allocated.
In conclusion, I submit that a party-list group should be allowed to participate in the
elections despite the disquali cation of some of its nominees, provided that there remains
a quali ed nominee out of the top three initially submitted. Not only is this the better
policy, but this is also the interpretation supported by law.
Only nine of the petitions should be
remanded.
Given the circumstances above-mentioned, I respectfully dissent on the remand of
all petitions to the COMELEC for reasons to be discussed below.
The ponencia justifies the remand of all petitions in this wise, viz.:
. . . Thus, the present petitions should be remanded to the COMELEC not
because COMELEC committed grave abuse of discretion in disqualifying
petitioners, but because petitioners may now possibly qualify to participate in the
coming 13 May 2013 party-list elections under the new parameters
prescribed by this Court . (Emphasis supplied) ATaDHC
The "new parameters" set forth in the ponencia's guidelines focus mainly on two (2)
grounds used by the COMELEC to cancel registration: (1) the standard of marginalized and
underrepresented as applied to national, regional and sectoral parties and organizations;
and (2) the quali cation of nominees. From such examination, we can conclude that, in
relation to the other grounds used by COMELEC to cancel registration (other than those
two grounds mentioned above), the doctrines remain unchanged. Thus, a remand of those
petitions is unnecessary, considering that the acts of the COMELEC pertaining to their
petitions are upheld. The ponencia even admits that COMELEC did not commit grave
abuse of discretion in following prevailing jurisprudence in disqualifying petitioners.
Consequently, the remand should only pertain to those party-list groups whose
registration was cancelled on the basis of applying the standard of "marginalized and
underrepresented" and the quali cation of nominees wherein the "new parameters" apply.
If other grounds were used by COMELEC other than those with "new parameters," — say,
for example, failure to prove track record, a remand would be uncalled for because the
doctrine pertaining to the other grounds remain unchanged.
Despite the new doctrine set forth in the ponencia, at the very least, only nine (9)
petitions should be ordered remanded to the COMELEC. In these nine (9) petitions, the
COMELEC cancelled the registration of the party-list groups solely on the ground that their
nominees are disqualified. In making such a pronouncement, the COMELEC merely used as
yardstick whether the nominees actually belong to the marginalized and underrepresented,
and not whether they could qualify as advocates, and for this reason, I recommend that the
following cases be REMANDED to the COMELEC. These are:
1. Alliance for Rural and Agrarian Reconstruction, Inc. (ARARO)
2. Agapay ng Indigenous Peoples Rights Alliance, Inc. (A-IPRA)
3. Aangat Tayo (AT)
4. A Blessed Party-List (a.k.a. Blessed Federation of Farmers and
Fishermen International, Inc.) [A BLESSED]
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5. Action League of Indigenous Masses (ALIM)
6. Butil Farmers Party (BUTIL)
7. Adhikain at Kilusan ng Ordinaryong Tao Para sa Lupa, Pabahay,
Hanapbuhay at Kaunlaran (AKO BAHAY)
8. Akbay Kalusugan, Inc. (AKIN)
9. 1-UNITED TRANSPORT KOALISYON (1-UTAK)
Assuming for the sake of argument that we agree with the ponencia's take that the
phrase "marginalized and underrepresented" quali es only sectoral parties, still, a remand
of all the petitions remain uncalled for. Out of the 52 petitions, there are only 11 party-list
groups which are classi ed as national or regional parties. 2 8 Thus, if we were to strictly
apply the ponencia's guidelines, only 20 petitions ought to be remanded. TcEaAS
While the exercise of quasi-judicial and administrative power may both involve an
opportunity to be heard, the production and weighing of evidence, and a decision or
resolution thereon, the distinction I believe is that the exercise of the former has for its
purpose the adjudication of rights with nality. 3 2 This makes it akin to judicial power
which has for its purpose, among others, the settlement of actual controversies involving
rights which are legally demandable and enforceable. 3 3
Another way to dispose of the issue of the necessity of a prior motion for
reconsideration is to look at it through the lens of an election case. The phrase "all such
election cases" in Section 3 has been read in relation to Section 2 (2) of Article IX-C, viz.:
What is included in the phrase "all such election cases" may be seen in
Section 2(2) of Article IX(C) of the Constitution which states:
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Section 2. The Commission on Elections shall exercise the
following powers and functions:
As to the nature of "contests," the Court has already de ned it under the penumbra
of election as follows: SDHAEC
In Panlilio v. Commission on Elections , 3 6 it was also held that the primary purpose
of an election case is the ascertainment of the real candidate elected by the electorate.
Thus, there must rst be an election before there can be an election case. Since the
national and local elections are still to be held on 13 May 2013, the conduct of automatic
review and summary evidentiary hearing under the Resolution No. 9513 cannot be an
election case. For this reason, a prior motion for reconsideration under Section 3 is not
required.
In view of the foregoing, I vote to REMAND only the following cases: ARARO, A-
IPRA, AT, A BLESSED, ALIM, BUTIL, AKO BAHAY, AKIN, and 1-UTAK. The Petitions of all the
other Petitioners should be dismissed.
Ang Bagong Bayani glossed over the constitutional text and made a slanted
read ing of the intent of the framers of the Constitution. By these means, it erroneously
concluded that the party-list system is primarily intended as a social justice tool, and was
not principally driven by intent to reform electoral system. Thus, under its First Guideline,
Ang Bagong Bayani solely viewed the party-list system from the prism of social
justice , and not from the prism of electoral reform as the framers of the
Constitution originally intended .
Second . In the constitutional deliberations, the proponents of the electoral reform
concept were opposed by those who wanted a party-list system open o nly to sectoral
representation, particularly to sectoral groups with social justice orientation.
The oppositors were defeated, but the proponents nevertheless opened the system
to sectoral representation and in fact gave the social justice groups a head-start by
providing for their representation through selection in the first three elections.
In the resulting approved wording, the Constitution made a textual commitment to
open the party-list system to registered national, regional and sectoral parties
or organizations . The Article on the Commission on Elections also pointedly provided
that there shall be a "free and open party system," a n d votes for parties,
organizations or coalitions shall only be recognized in the party-list system .
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II.A.2. Effects on the Components of the Party-list System
Ang Bagong Bayani admits that even political parties may run in the party-list
elections but maintains under its Second Guideline that they must qualify as marginal
and underrepresented as this phrase is understood in the social justice context.
This is totally incorrect .
Based on the reasons discussed above and further expounded below, even major
political parties can participate in party-list elections because the party-list system is
open to all registered political, national, regional, sectoral organizations and parties,
subject only to the limitations imposed by the Constitution and by law. Further, both
political and sectoral parties have equal roles and participation in the party-list system;
again, they are subject to the same limitations imposed by law (the Constitution and RA
No. 7941) and are separately burdened only by the limitations intrinsic to their respective
natures. To summarize: TaIHEA
This Court and its Members cannot likewise act as advocates, even for
social justice or for any ideology for that matter, as advocacy is not the task
assigned to us by the Constitution . To play the role of advocates, or to formulate
policies that fall within the role of the Legislative Branch of government, would be a
violation of our sworn duty.
D. Grave Abuse of Discretion and Conclusion
As agreed upon by the Majority during the deliberations of this case, the Court
suspended the Rules of Court in considering the Rule 64 petitions before us in light of the
clear and patent violation of the Constitution that the Majority unanimously found.
Thus, without an explicit ruling on the grave abuse of discretion in this case, I vote to
VACATE the ruling of the COMELEC pursuant to the suspended rules in light of our nding
of patent violation of the Constitution after revisiting and overturning the Ang Bagong
Bayani ruling.
Having said these, however, I re ect for the record my view that a grave abuse of
discretion exists.
Undeniably, all the parties to these consolidated cases — namely, the petitioners and
the COMELEC — relied upon and were all guided by the Ang Bagong Bayani ruling.
However, my re-examination of Ang Bagong Bayani and its standards, in light of what the
text and intents of the Constitution and RA No. 7491 provide, yield a result different from
what Ang Bagong Bayani reached. HIEASa
Additionally, be it remembered that the rulings of this Court are not written in stone
and do not remain un-erased and applicable for all times under all circumstances. The
Supreme Court's review of its rulings is in a sense a continuing one as these are made and
re ned in the cases before the Court, taking into account what it has said on the similar
points in the past. This is the principle of stare decisis that fosters the stability of rulings
and decisions. This principle, however, is not an absolute one that applies even if an
incisive examination shows that a past ruling is inaccurate and is far from a faithful
interpretation of the Constitution, or in fact involves a constitutional violation. In this
excluded circumstance, both the rule of reason and the commands of the Constitution
itself require that the past ruling be modified and, if need be, overturned. 7 Indeed, if the act
done is contrary to the Constitution, then the existence of grave abuse of discretion cannot
be doubted. 8
As will be discussed extensively in this Separate Opinion, the Ang Bagong Bayani
ruling does not rest on rm constitutional and legal grounds; its slanted reading of the text
of the constitution and its myopic view of constitutional intent led it to a grave error never
envisioned by the framers of our constitution.
By ordering the remand of all the petitions to the COMELEC and for the latter to act
in accordance with the new ruling laid down by the Court — i.e., allowing political parties to
participate in the party-list elections without need of proving that they are "marginalized
and under-represented" (as this term is understood in Ang Bagong Bayani), and in
recognizing that a genuine advocate of a sectoral party or organization may be validly
included in the list of nominees — the Court would not be violating the principle of
prospectivity. 9
The rationale behind the principle of prospectivity — both in the application of law
and of judicial decisions enunciating new doctrines — is the protection of vested rights and
the obligation of contracts. When a new ruling overrules a prior ruling, the prospective
application of the new ruling is made in favor of parties who have relied in good faith on
the prior ruling under the familiar rule of lex prospicit, non respicit.
CTHDcE
Obviously, the force of this rationale nds no application in this case, for, a ruling
overturning Ang Bagong Bayani broadens the base of participation in the party-
list system of election based on the text and intent of the Constitution. Thus, no one can
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claim that the application of this ruling in the upcoming 2013 election would operate to the
prejudice of parties who relied on the Ang Bagong Bayani ruling; the marginalized and
under-represented sectors (as the term in understood in Ang Bagong Bayani) continue to
be eligible to participate in the party-list elections, subject to the determination of parties'
individual circumstances by the COMELEC.
B. COMELEC power to register
and to cancel registration of a
party-list group is an exercise of
its administrative powers
The COMELEC En Banc's authority under COMELEC Resolution No. 9513 — i.e., to
conduct summary hearings for the purpose of determining the registered parties'
continuing compliance with the law and the regulations and to review the COMELEC
Division's ruling granting a petition for registration — is appropriately an exercise of the
COMELEC's administrative power rather than its quasi-judicial power. In the exercise of
this authority, the COMELEC may automatically review the decision of its Divisions, without
need for a motion to reconsider the grant of a petition for registration; it may also conduct
summary hearings when previously registered party-list groups le their manifestation of
intent to participate in the coming elections.
The case of Santiago, Jr., etc. v. Bautista, et al. 1 0 already provides us ample
guidance and insights into what distinguishes administrative and quasi-judicial powers
from one another. On the issue of whether the remedy of certiorari (which can only be
invoked when the respondent exercises judicial or quasi-judicial functions) would lie
against a public school committee whose function was to determine the ranking of
selected honor students for its graduating class, the Court gave a negative answer and
said: ScHADI
From the [foregoing], it will be gleaned that before a tribunal, board, or o cer
may exercise judicial or quasi-judicial acts, it is necessary that there be a law
that gives rise to some speci c rights of persons or property under which
adverse claims to such rights are made, and the controversy ensuing
therefrom is brought, in turn, before the tribunal, board or o cer clothed with
power and authority to determine what that law is and thereupon adjudicate
the respective rights of the contending parties . As pointed out by
appellees, however, there is nothing on record about any rule of law that
provides that when teachers sit down to assess the individual merits of their
pupils for purposes of rating them for honors, such function involves the
determination of what the law is and that they are therefore automatically
vested with judicial or quasi-judicial functions. 1 1 (citation omitted; emphases
ours)
In the present case, no pretense at all is claimed or made that a petition for
registration or the determination of a registered party's continuing compliance with
existing laws, rules and jurisprudence entails the assertion of a right or the presence of a
con ict of rights. In a registration or compliance proceeding, an applicant simply attempts
to prove its possession or continued possession of the requisite quali cations for the
purpose of availing the privilege of participating in an electoral exercise. Thus, no real
adjudication entailing the exercise of quasi-judicial powers actually takes place.
Additionally, the inapplicability of the principle of res judicata in these registration
proceedings necessarily weakens any claim that adjudication, done in the exercise of
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quasi-judicial functions, is involved. Each election period is sui generis — a class in itself,
and any registration or accreditation by a party-list group is only for the purpose of the
coming election; it does not grant any registered party-list group any mantle of immunity
from the COMELEC's power of review as an incident of its power to register. To hold
otherwise would emasculate the COMELEC as an independent constitutional commission,
and weaken the crucial role it plays in our republican democracy.
IV. DISCUSSION: MERITS OF THE PETITIONS
I take the rm position that this Court should now revisit its ruling in Ang Bagong
B ay ani before our party-list system drifts any farther from the text and spirit of the
constitutional and statutory commands. HEScID
These Discussions shall dwell on the reasons supporting this approach and my
conclusions.
A. The Constitutional Provisions
on the Party-list System
a. The Constitutional Text.
The only constitutional provisions directly dealing with the party-list system of
election are Section 5 (1) and (2) of Article VI , and Sections 2, 6 and 7, Article IX-C
of the 1987 Constitution .
The cited Article VI section reads:
Section 5. (1) The House of Representatives shall be composed of not
more than two hundred and fty members, unless otherwise xed by law, who
shall be elected from legislative districts apportioned among the provinces, cities,
and the Metropolitan Manila area in accordance with the number of their
respective inhabitants, and on the basis of a uniform and progressive ratio, and
those who, as provided by law , shall be elected through a party-list
system of registered national, regional, and sectoral parties or
organizations .
(2) The party-list representatives shall constitute twenty per centum of
the total number of representatives including those under the party list. For three
consecutive terms after the rati cation of this Constitution, one-half of the seats
allocated to party-list representatives shall be lled, as provided by law, by
selection or election from the labor, peasant, urban poor, indigenous cultural
communities, women, youth, and such other sectors as may be provided by law,
except the religious sector. [emphasis, underscores and italics ours] EHcaDT
Article IX-C of the 1987 Constitution, on the other hand, is the article on the
COMELEC, and the cited sections quoted below are its provisions related to the party-list
system.
Section 2. The Commission on Elections shall exercise the following
powers and functions:
xxx xxx xxx
(5) Register , after su cient publication, political parties,
organizations, or coalitions which, in addition to other requirements, must
present their platform or program of government; and accredit citizens'
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arms of the Commission on Elections. . . .
xxx xxx xxx
Section 6. A free and open party system shall be allowed to evolve
according to the free choice of the people, subject to the provisions of this Article.
Section 7. No votes cast in favor of a political party,
organization, or coalition shall be valid, except for those registered under the
party-list system as provided in this Constitution. [emphases and italics ours]
These provisions are speci cally mentioned and shall be cited throughout this Separate
Opinion as they are the essential take-off points in considering, appreciating and
implementing the party-list system.
b. The Constitutional Text Summarized
Paraphrased and summarized, the terms of the Constitution relating to the party-list
system essentially provide that:
1. The House of Representatives shall be composed of members
elected from legislative districts , and those who are elected
through a party-list system . ICAcaH
These same purpose and objective were reiterated in the Commissioner's subsequent
statement when he said —
The whole purpose of the system is precisely to give room for those who have a
national constituency who may never be able to win a seat on a legislative
district basis. But they must have a constituency of at least 400,000 in order to
claim a voice in the National Assembly. 1 6
thus, leaving no doubt on what the party-list system conceptually is and why it
was established.
B. RA No. 7941, the Party-List System Act
Following the rati cation of the 1987 Constitution, President Corazon Aquino
appointed representatives of the sectors mentioned in the Constitution, namely: labor,
peasant, urban poor, indigenous cultural minorities, women, and youth, who acted as the
party-list representatives for the first three (3) elections under this Constitution.
In March 1995, Congress enacted RA No. 7941, the Party-List System Act , as
the law that would implement the party-list election scheduled for May 1998. The law at
the same time eshed out the mechanics for party-list elections, in accordance with the
terms of the Constitution. The law specifically provided for: SHECcT
The majority ruling held that political parties may participate in party-list
elections, provided that the requisite character of these parties or organizations must be
consistent with the Constitution and RA No. 7941. The party-list organization or party
must factually and truly represent the marginalized and underrepresented
constituencies , identifying them, non-exclusively, as the labor, peasant, sherfolk, urban
poor, indigenous cultural communities, elderly, handicapped, women, youth, veterans,
overseas workers, and professionals. The party-list nominees , as well, must be Filipino
citizens belonging to marginalized and underrepresented sectors, organizations
and parties .
Based on its conclusions, the majority provided the guidelines for the party-list
system, summarized below:
First, the political party, sector, organization or coalition must
represent the marginalized and underrepresented groups identi ed in
Section 5 of RA 7941 . In other words, it must show — through its constitution,
articles of incorporation, bylaws, history, platform of government and track record
— that it represents and seeks to uplift marginalized and underrepresented
sectors. Verily, majority of its membership should belong to the
marginalized and underrepresented. And it must demonstrate that in a
con ict of interests, it has chosen or is likely to choose the interest of such
sectors.
Second, while even major political parties are expressly allowed by RA
7941 and the Constitution to participate in the party-list system, they must comply
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with the declared statutory policy of enabling "Filipino citizens belonging to
marginalized and underrepresented sectors . . . to be elected to the House of
Representatives." In other words, while they are not disquali ed merely on
the ground that they are political parties, they must show, however, that
they represent the interests of the marginalized and underrepresented. .
..
xxx xxx xxx
Third, [by an] express constitutional provision[,] the religious sector may
not be represented in the party-list system. . . .
xxx xxx xxx
Fourth, a party or an organization must not be disquali ed under
Section 6 of RA 7941, which enumerates the grounds for disqualification[.]
xxx xxx xxx
Fifth, the party or organization must not be an adjunct of, or a
project organized or an entity funded or assisted by, the government . By
the very nature of the party-list system, the party or organization must be a group
of citizens, organized by citizens and operated by citizens. It must be independent
of the government. . . .
Sixth, the party must not only comply with the requirements of
the law; its nominees must likewise do so . Section 9 of RA 7941 [contains
the quali cations of party-list nominees, with special age-related terms for youth
sector candidates].
Seventh, not only the candidate party or organization must
represent marginalized and underrepresented sectors; so also must its
nominees . . . . [U]nder Section 2 of RA 7941, the nominees must be Filipino
citizens "who belong to marginalized and underrepresented sectors, organizations
and parties." . . .
Eighth , . . . the nominee must likewise be able to contribute to the
formulation and enactment of appropriate legislation that will bene t the nation
as a whole. 2 0 (italics and emphases ours) DAHSaT
b. BANAT Case
Barangay Association for National Advancement and Transparency (BANAT) v.
Commission on Elections 2 1 is essentially a case on the computation of the allocation of
seats based on the party-list votes. Despite the Ang Bagong Bayani ruling, the question of
whether the Constitution prohibits political parties from participating in the
party-list elections remained a live issue in this case.
By a vote of 8-7, the Court decided to disallow major political parties from
participating in the party-list elections, directly or indirectly ; thus, effectively
reversing the ruling in Ang Bagong Bayani that major political parties may participate in the
party-list system, provided they represent the marginalized and underrepresented sectors.
Chief Justice Reynato S. Puno cited two reasons for disallowing the participation of major
political parties:
1.Limiting the party-list system to the marginalized and excluding the major political
parties from participating in the election of their representatives are aligned with the
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constitutional mandate to reduce social, economic and political inequalities and remove
cultural inequalities by equitably diffusing wealth and political power for the common
good.
2.Allowing major political parties to participate in the party-list system electoral
process will suffocate the voice of the marginalized, frustrate their sovereignty, and betray
the democratic spirit of the Constitution.
The minority view 2 2 took the position that neither the Constitution nor RA No. 7941
prohibits major political parties from participating in the party-list system. It maintained
that, on the contrary, the framers of the Constitution clearly intended the major political
parties to participate in party-list elections through their sectoral wings, and this Court
cannot engage in socio-political engineering and judicially legislate the exclusion of major
political parties from party-list elections, in patent violation of the Constitution and the law.
TIEHSA
Moreover, the minority maintained that the Party-List System Act and the
deliberations of the Constitutional Commission state that major political parties are
allowed to coalesce with sectoral organizations for electoral or political purposes. The
other major political parties can thus organize or a liate with their chosen sector or
sectors, provided that their nominees belong to their respective sectors. Nor is it
necessary that the party-list organization's nominee "wallow in poverty, destitution, and
in rmity," as there is no nancial status or educational requirement in the law. It is enough
that the nominee of the sectoral party belongs to the marginalized and underrepresented
sectors; that is, if the nominee represents the sherfolk, he must be a sherfolk, if the
nominee represents the senior citizens, he must be a senior citizen.
D. The Party-list System of elections under the constitution and RA
7941: Revisiting Ang Bagong Bayani and its errors
I opened these Discussions by quoting the plain terms of the Constitution and of the
law to stress these terms for later comparison with Ang Bagong Bayani . In this manner,
Ang Bagong Bayani's slanted reading of the Constitution and the laws can be seen in bold
relief. Its main mistake is its erroneous reading of the constitutional intent,
based on the statements of a constitutional commissioner that were quoted out
of context, to justify its reading of the constitutional intent . 2 3 Speci cally, it relied
on the statements of Commissioner Villacorta, an advocate of sectoral representation, and
glossed over those of Commissioner Monsod and the results of the deliberations, as
re ected in the resulting words of the Constitution. 2 4 Thus, its conclusion is not truly
re ective of the intent of the framers of the Constitution. This error is fatal as its
conclusion was then used to justify his interpretation of the statute, leading to a bias for
the social justice view. SaDICE
When voting took place, those against reserved seats for the marginalized sector
won. Eventually, what was conceded to the latter was what the Constitution, as worded
now, provides — i.e., "For three consecutive terms after the rati cation of this
Constitution, one-half of the seats allocated to party-list representatives shall be lled, as
provided by law, by selection or election from" the enumerated sectors.
Indeed, if the concept of "marginalized" would be applied to the party-list system,
the term should apply to the national, regional, and sectoral parties or
organizations that cannot win in the traditional legislative district elections
(following the explanation of Commissioner Monsod), not necessarily to those claiming
marginalization in the social justice context or because of their special interests or
characteristics. The term, of course, can very well be applicable to the latter if they indeed
cannot win on their own in the traditional legislative district elections. These aspects of the
case are further discussed and explained below.
a.2. From the Statutory Perspective.
Even from the perspective of RA No. 7941, the policy behind the party-list system
innovation does not vary or depart from the basic constitutional intents. The objective
continues to be electoral reform, expressed as the promotion of proportional
representation in the election of representatives to the House of Representatives
through a party-list system of registered national, regional and sectoral parties or
organizations or coalitions, under a full, free and open party system in order to attain
the broadest possible representation of party, sectoral or group interests in the House of
Representatives. 2 8
It should be noted that it was under RA No. 7941 that the words "marginalized and
underrepresented" made their formal appearance in the party-list system. It was used in
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the context of de ning one of the aims of the system, i.e., to enable Filipino citizens
belonging to marginalized and underrepresented sectors, organizations and
parties , and who lack well-de ned political constituencies but who could contribute to the
formulation and enactment of appropriate legislation that will bene t the nation as a
whole, to become members of the House of Representatives . ECSaAc
This entry and use of the term is admittedly an effective and formal statutory
recognition that accommodates the sectoral (in the special interest or concern or social
justice senses) character into the party-list system (i.e., in addition to the primary electoral
reform purpose contemplated in the Constitution), but nevertheless does not render
sectoral groups the exclusive participants in party-list elections. As already mentioned, this
conclusion is not justi ed by the wording, aims and intents of the party-list system as
established by the Constitution and under RA No. 9741.
Nor does the use of the term "marginalized and underrepresented" (understood in
the narrow sectoral context) render it an absolute requirement to qualify a party, group or
organization for participation in the party-list election, except for those in the sectoral
groups or parties who by the nature of their parties or organizations necessarily are
subject to this requirement. For all parties, sectors, organizations or coalition, however, the
absolute overriding requirement — as justi ed by the principal aim of the system —
remains to be a party, group or organization's inability to participate in the legislative
district elections with a fair chance of winning . To clearly express the logical
implication of this statement, a party, group or organization already participating in the
legislative district elections is presumed to have assessed for itself a fair chance of
winning and should no longer qualify to be a participant in the party-list elections. CSDcTH
Thus, in both instances, Ang Bagong Bayani harked back to the term "marginalized
and underrepresented," clearly showing how, in its view, the party-list system is bound to
this descriptive term. As discussed above, Ang Bagong Bayani's use of the term is not
exactly correct on the basis of the primary aim of the party-list system. This error
becomes more glaring as the case applies it to the phrases "proportional representation"
and "lack of political constituency."
For clarity, Section 2 — the only provision where the term "marginalized and
underrepresented" appears — reads in full: HaAISC
As de ned in the law, a party refers to any of the three: a political party, a sectoral
party, or a coalition of parties (Section 3 [b] of RA No. 7941). As distinguished from
sectoral parties or organizations — which generally advocate "interests or concerns" — a
political party is one which advocates "an ideology or platform, principles and
policies" of the government . In short, its identi cation is with or through its program of
governance.
Under the verba legis or plain terms rule of statutory interpretation 3 3 and the
maxim ut magis valeat quam pereat , 3 4 a combined reading of Section 2 and Section 3
shows that the status of being "marginalized and underrepresented" is not limited merely
to sectors, particularly to those enumerated in Section 5 of the law. The law itself
recognizes that the same status can apply as well to "political parties."
Again, the explanation of Commissioner Monsod on the principal objective of the
party-list system comes to mind as it provides a ready and very useful answer dealing with
the relationship and inter-action between sectoral representation and the party-list system
as a whole: cACEaI
We feel that this approach gets around the mechanics of sectoral representation
while at the same time making sure that those who really have a national
constituency or sectoral constituency will get a chance to have a seat in the
National Assembly. These sectors or these groups may not have the
constituency to win a seat on a legislative district basis. They may not be able
to win a seat on a district basis but surely, they will have votes on a nationwide
basis.
xxx xxx xxx
BISHOP BACANI: Madam President, am I right in interpreting that when we
speak now of party list system though we refer to sectors, we would be referring
to sectoral party list rather than sectors and party list?
MR. MONSOD: As a matter of fact, if this body accepts the party list
system, we do not even have to mention sectors because the sectors
would be included in the party list system. They can be sectoral
parties within the party list system .
As the constitutional debates and voting show, what the framers envisioned was a
multiparty system that already includes sectoral representation. Both sectoral
representation and multiparty-system under our party-list system are concepts that
comfortably fall within this vision of a Filipino-style party-list system. Thus, both the text
and spirit of the Constitution do not support an interpretation of exclusive sectoral
representation under the party-list system; what was provided was an avenue for the
marginalized and underrepresented sectors to participate in the electoral system — it is an
invitation for these sectors to join and take a chance on what democracy and
republicanism can offer.
Indeed, our democracy becomes more vibrant when we allow the interaction and
exchange of ideas, philosophies and interests within a broader context. By allowing the
marginalized and underrepresented sectors who have the numbers, to participate together
with other political parties and interest groups that we have characterized, under the
simple and relatively inexpensive mechanism of party-list we have today, the framers
clearly aimed to enrich principled discourse among the greater portion of the society and
hoped to create a better citizenry and nation.
b.1. Impact on Political Parties
To summarize the above discussions and to put them in operation, political parties
are not only "not excluded" from the party-list system; they are, in fact, expressly allowed
by law to participate. This participation is not impaired by any "marginalized and
underrepresented" limitation understood in the Ang Bagong Bayani sense. DaHISE
This concept and its purpose negate the idea that the in rmities of the nominee that
do not go into the quali cations of the party itself should prejudice the party. In fact, the
law does not expressly provide that the disquali cation of the nominee results in the
disquali cation of a party-list group from participating in the elections. In this regard,
Section 6 of RA No. 7941 reads:
Section 6. Removal and/or Cancellation of Registration. — The COMELEC
may motu proprio or upon veri ed complaint of any interested party, remove or
cancel, after due notice and hearing, the registration of any national, regional or
sectoral party, organization or coalition on any of the following grounds:
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(1) It is a religious sect or denomination, organization or association
organized for religious purposes;
(2) It advocates violence or unlawful means to seek its goal;
(3) It is a foreign party or organization;
(4) It is receiving support from any foreign government, foreign political party,
foundation, organization, whether directly or through any of its o cers or
members or indirectly through third parties for partisan election purposes;
IacHAE
Notably, all these grounds pertain to the party itself. Thus, if the law were to be
correctly applied, the law, rules and regulations that the party violated under Section 6 (5)
of RA No. 7941 must affect the party itself to warrant refusal or cancellation of
registration.
To take one of the presented issues as an example, it is only after a party's failure to
submit its list of ve quali ed candidates, after being noti ed of its nominees'
disquali cation, that refusal or cancellation of registration may be warranted. Indeed, if the
party-list group inexcusably fails to comply with this simple requirement of the law
(Section 8 of RA No. 7941), then its registration deserves to be denied or an existing one
cancelled as this omission, by itself, demonstrates that it cannot then be expected to
"contribute to the formulation and enactment of appropriate legislation." 4 1
The nominee is supposed to carry out the ideals and concerns of the party-list group
to which he/she belongs; to the electorate, he/she embodies the causes and ideals of the
party-list group. However, unlike the political parties' o cial candidates — who can, for
whatever reason, disa liate from his party and run as an independent candidate — the
linkage between a nominee and his party-list group is actually a one-way mirror
relationship . The nominee can only see (and therefore run) through the party-list group 4 2
but the party-list group can see beyond the nominee-member.
While the nominee is the entity "elected" to Congress, a companion idea that cannot
be glossed over is that he only carried this out because of the nomination made by the
party to which he belongs and only through the unique party-list system. Note in this
regard that the registration with the COMELEC confers personality (for purposes of
election) on the party-list group itself — and to no other. Note, too, that what the
Constitution and the law envision is proportional representation through the group and the
latter, not the nominee, is the one voted for in the elections. Even the manner of his
nomination and the duties his o cial relation to his party entails are matters that are
primarily determined by the party's governing constitution and by-laws. To be sure,
political dynamics take place within the party itself prior to or after the period of
registration that transcend the nominee's status as a representative. These realities render
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indisputable that a party has the right (in fact, the duty) to replace a nominee who fails to
keep his bona fide membership in the party — i.e., keeping true to the causes of the party —
even while the nominee is serving in Congress. HTCAED
The preceding discussions show that the COMELEC's action of apparently treating
the nominee and his party as one and the same is clearly and plainly unwarranted and
could only proceed from its commission of grave abuse of discretion, correctible under
Rule 65.
These distinctions do not discount at all the position or the role of the party-list
nominee; it is from the list of nominees submitted by the party that party-list
representatives are chosen should the party obtain the required number of votes. In fact,
once the party-list group submits the list of its nominees, the law provides speci c
grounds for the change of nominees or for the alteration of their order of nomination.
While the nominee may withdraw his nomination, we ruled it invalid to allow the party to
withdraw the nomination it made 4 3 in order "to save the nominee from falling under the
whim of the party-list organization once his name has been submitted to the COMELEC,
and to spare the electorate from the capriciousness of the party-list organizations." 4 4 cSICHD
We also recognize the importance of informing the public who the nominees of the
party-list groups are as these nominees m a y eventually be in Congress. 4 5 For the
nominees themselves, the law requires that:
1. he has given his written consent to be a nominee;
2. he must be a natural-born citizen of the Philippines;
3. he must be a registered voter, a resident of the Philippines for a
period of not less than one (1) year immediately preceding the day of
the election;
4. he must be able to read and to write;
5. he must be a bona fide member of the party or organization which he
seeks to represent for at least ninety (90) days preceding the day of
the election; and
6. he must be at least twenty- ve (25) years of age on the day of the
election.
From this list, what clearly serves as the legal link between the party and its nominee
i s only the latter's bona de membership in the party that wishes to
participate in the party-list system of election. Because of this relationship,
membership is a fact that the COMELEC must be able to con rm as it is the
link between the party the electorate votes for and the representation that
the nominee subsequently undertakes in the House of Representatives . To
illustrate, if a sectoral party's nominee, who does not "actually share the attribute or
characteristic" of the sector he seeks to represent, fails to prove that he is a genuine
advocate of this sector, then the presence of bona de membership cannot be
maintained.
To automatically disqualify a party without affording it opportunity to meet the
challenge on the eligibility of its nominee or to undertake recti cations deprives the party
itself of the legal recognition of its own personality that registration actually seeks. aSTAHD
Despite this overriding intent, the framers recognized as well that those belonging to
speci cally-named sectors ( i.e., the marginalized and underrepresented in the social
justice sense) should be given a head-start — a "push" so to speak — in the rst three (3)
elections so that their representatives were simply to be selected as party-list
representatives in these initial elections.
Read in this manner, the party-list system as de ned in the Constitution cannot but
be one that is "primarily" grounded on electoral reform and one that was principally driven
by electoral objectives. As written, it admits of national and regional political parties
(which may be based on ideology, e.g., the Socialist Party of the Philippines), with or
without social justice orientation. At the same time, the system shows its open embrace of
social justice through the preference it gave to the social justice sectors (labor, peasant,
urban poor, indigenous cultural communities, women, youth, and such other sectors as
may be provided by law, except the religious sector) in the rst three elections after
rati cation of the Constitution, and to the labor, peasant, sherfolk, urban poor, indigenous
cultural communities, elderly, handicapped, women, youth, veterans, overseas workers, and
professionals, in the RA No. 7941 definition of sectoral party.
The objection regarding the "textualist" approach has been fully discussed in the
Summary of Positions and need not be repeated here.
F. The Eleven-Point Parameters for the COMELEC
I close this Opinion by outlining the eleven-point parameters that should guide
the COMELEC in the exercise of its power to register parties under the party-list system of
elections. For ease of application, these parameters refer back to the Ang Bagong Bayani
guidelines, particularly on what points in these guidelines should be discarded and what
remains intact and effective. TcDIEH
Any of the remaining party-list groups involved in the remaining 40 petitions 4 9 that
obtain the number of votes required to obtain a seat in the House of Representatives
would still be subject to the determination by the COMELEC of their quali cations based
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on the parameters and rationale expressed in this Separate Opinion.
In its noblest sense, the party-list system truly empowers the masses and ushers
a new hope for genuine change. Verily, it invites those marginalized and
underrepresented in the past — the farm hands, the sher folk, the urban poor,
even those in the underground movement — to come out and participate, as
indeed many of them came out and participated during the last elections. The
State cannot now disappoint and frustrate them by disabling and desecrating
this social justice vehicle. 1
The Court is tasked to resolve the fty-three (53) consolidated Petitions for
Certiorari and Petitions for Certiorari and Prohibition led under Rule 64, in relation to Rule
65, of the Rules of Court by various party-list groups and organizations. The petitions
assail the resolutions issued by the respondent Commission on Elections (COMELEC) that
either cancelled their existing registration and accreditation, or denied their new petitions
for registration under the party-list system. 2 TEDHaA
Of the fty-three (53) petitions, thirteen (13) are instituted by new applicants to the
party-list system, whose respective applications for registration and/or accreditation led
under Republic Act No. 7941 3 (RA 7941) and COMELEC Resolution No. 9366 4 dated
February 21, 2012 were denied by the COMELEC En Banc upon its review of the
resolutions of a division of the Commission.
The forty (40) other petitions are instituted by party-list groups or organizations that
have been previously registered and accredited by the COMELEC, with most of them
having been allowed to participate under the party-list system in the past elections. These
40 petitions involve the COMELEC's recent cancellation of their groups' registration and
accreditation, which effectively denied them of the chance to participate under the party-
list system in the May 2013 National and Local Elections.
The Antecedents
All petitions stem from the petitioners' desire and intent to participate as
candidates in the party-list system of representation, which takes its core from Section 5,
Article VI of the 1987 Constitution which reads:
Article VI
THE LEGISLATIVE DEPARTMENT
Section 5.1. The House of Representatives shall be composed of
not more than two hundred and fty members, unless otherwise xed
by law, who shall be elected from legislative districts apportioned
among the provinces, cities, and the Metropolitan Manila area in accordance
with the number of their respective inhabitants, and on the basis of a uniform
and progressive ratio, and those who, as provided by law, shall be
elected through a party-list system of registered national, regional,
and sectoral parties or organizations .
2. The party-list representatives shall constitute twenty per
centum of the total number of representatives including those under the
party list. For three consecutive terms after the rati cation of this
Constitution, one-half of the seats allocated to party-list representatives
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shall be lled, as provided by law, by selection or election from the
labor, peasant, urban poor, indigenous cultural communities, women,
youth, and such other sectors as may be provided by law, except the
religious sector .aAHISE
In 1995, RA 7941 was enacted to provide for the matters that shall govern the party-
list system, including the registration of party-list groups, the quali cations of party-list
nominees, and the election of party-list representatives. In 1998, the country's rst party-
list election was held. Since then, the Court has been called upon on several instances to
resolve controversies on the system, oftentimes on questions involving the quali cations
of party-list groups and their nominees. Among the landmark cases on these issues is Ang
Bagong Bayani-OFW Labor Party v. COMELEC 5 decided by the Court in 2001, wherein the
Court laid down the eight-point guidelines 6 in the determination of the quali cations of
party-list participants.
Pursuant to its speci c mandate under Section 18 of RA 7941 to "promulgate the
necessary rules and regulations as may be necessary to carry out the purposes of [the]
Act," the COMELEC issued on February 21, 2012 Resolution No. 9366. About 280 7 groups,
comprised of new applicants and previously-registered party-list groups, formally signi ed
their intent to join the party-list system in the May 13, 2013 elections.ESCDHA
On August 2, 2012, the COMELEC issued Resolution No. 9513 , which provides for
additional rules on the Commission's disposition of the new petitions and manifestations
of intent that were led with it under Resolution No. 9366. Resolution No. 9513, entitled In
the Matter of: (1) The Automatic Review by the Commission En Banc of Pending Petitions
for Registration of Party-List Groups; and (2) Setting for Hearing the Accredited Party-List
Groups or Organizations which are Existing and which have Filed Manifestations of Intent
to Participate in the 2013 National Elections, reads in part:
WHEREAS , it is necessary and indispensable for the Commission En Banc
to review and a rm the grant of registration and accreditation to party-list groups
and organizations in view of its role in ensuring that only those parties, groups, or
organizations with the requisite character consistent with the purpose of the
party-list system is registered and accredited to participate in the party-list system
of representation;
ALIM 's 6 6 registration was cancelled for its failure to establish that its
nominees, or at least a majority of them, are members of the
indigenous people sector which the party seeks to represent. Only its
rst nominee submitted a certi cate from the National Commission
on Indigenous Peoples (NCIP), which con rmed his membership with
the Itawes Indigenous Cultural Communities. In addition, the
COMELEC explained that while ALIM 's president, Fatani Abdul Malik,
testi ed that their party speci cally represents the indigenous
masses from Mindanao and the Cordilleras, only two of the party's
ve nominees hailed from those areas. Finally, the party had nominees
who did not appear to belong to a "marginalized class," being a
businessman, lawyer and real estate developer.
12. Reso lut io n 67 dated November 7, 2012 in SPP No. 12-204
(PLM)
In cancelling the registration of AAMA , 6 8 the COMELEC held that the
sectors it represents, namely, employees, either skilled or ordinary
labor, professionals directly engaged in mining activities or
occupation incidental thereto and non-government groups advocating
advancement of responsible mining for national progress, is a
speci cally de ned group which may not be allowed registration
under the party-list system. In addition, AAMA failed to establish that
its nominees actually represent and belong to said sectors, that they
have actively participated in the activities of AAMA , that they truly
adhere to its advocacies, and are bona fide members of the party.
13. Reso lut io n 69 dated November 7, 2012 in SPP No. 12-272
(PLM)
The COMELEC cancelled the registration of SMART 7 0 after nding that
its nominees are disquali ed from representing the sectors which the
party represents, i.e., workers, peasants, youth, students, women,
professionals and those belonging to sectors such as domestic
helpers, vendors, drivers and construction workers, since: rst, the
party claims to represent the youth sector, yet four of its ve
nominees are more than 30 years of age while its fth nominee would
be more than 30 years of age on May 13, 2013; second, the party
claims to represent the women sector, yet four out of its ve
nominees are male; and third, its nominees are composed of
businessmen, a doctor, an executive chef and a computer
programmer, who are thus not marginalized. Also, the COMELEC
observed that the party's activities do not speci cally cater to the
interest and needs of the sectors which it represents. Lastly, the lack
of restrictions in the class of persons who may join SMART casts
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doubt as to whether a majority its members are indeed marginalized
and underrepresented. EcaDCI
22. Resolution 91 dated November 28, 2012 in SPP Case No. 12-
136 (PLM)
The registration and accreditation of B UTIL 9 2 were cancelled on two
grounds. First, in the Judicial A davit submitted by its Secretary
General to the Comelec, it is stated that the party represents
"members of the agriculture and cooperative sector." For the
COMELEC, BUTIL failed to establish that the "agricultural and
cooperative sectors" are marginalized and underrepresented. Second,
the party's nominees neither appear to belong to the sectors which
they seek to represent, nor to have actively participated in the
undertakings of the party. DcCEHI
The denial of ALA-EH 's 1 0 8 petition was based on its failure to show
that its members, particularly businessmen, sports enthusiasts,
donors and hobbyists, belong to an identi able group of persons
which the law considers as marginalized. Further, the COMELEC En
Banc ruled that the group's nominees did not appear to be quali ed,
as they were individuals doing nancially well in their respective
businesses that do not contribute to the welfare of Filipino athletes
and sports enthusiasts. 1 0 9
3. Resolut ion 110 dated November 27, 2012 in SPP No. 12-057
(PLM)
The COMELEC En Banc denied 1AAAP 's 1 1 1 petition on the ground of
the failure of the party's nominees to qualify. While the group seeks
registration as a regional political party under Region XI, its third and
fourth nominees 1 1 2 are not residents of the said region. For the
C O M E L E C En Banc, such circumstance disquali es them as
nominees, for "it would be di cult for the said nominees to represent
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the interest of 1AAAP 's supposed constituency who are residents
and voters of Region XI." 1 1 3 In addition, the group failed to satisfy the
second guideline in Ang Bagong Bayani, with the Comelec En Banc
taking note that four 1 1 4 of its ve nominees do not belong to any
marginalized and underrepresented sector. cdasia
The issuance by the COMELEC En Banc of the foregoing resolutions prompted the
filing of the present petitions, which delve primarily on the following contentions:
First, the COMELEC En Banc committed grave abuse of discretion, amounting to
lack or excess of jurisdiction, in issuing Resolution No. 9513. The petitioners challenge the
COMELEC En Banc's authority under the Resolution to conduct an automatic review of its
division's resolutions notwithstanding the absence of a motion for reconsideration. For the
petitioners, the COMELEC En Banc cannot dismiss with the procedural requirement on the
ling of motions for reconsideration under Rule 19 of the 1993 COMELEC Rules of
Procedure before it can review a decision or resolution rendered by any of its divisions in
quasi-judicial proceedings.
As regards the COMELEC's resolve to determine, after summary evidentiary
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hearings, the continuing compliance of previously-registered and accredited party-list
groups, the COMELEC En Banc denied the parties of their right to due process and has
violated the principle of res judicata that should have otherwise worked in the petitioners'
favor. Further, the COMELEC's exercise of its quasi-judicial powers, which they claim to
include the cancellation of existing registration and accreditation, could not have been
exercised at the rst instance by the COMELEC En Banc, but should have been rst
decided by a division of the Commission.
Second, the COMELEC En Banc committed grave abuse of discretion, amounting to
lack or excess of jurisdiction, in refusing or cancelling the petitioners' registration and
accreditation under the party-list system. The petitioners assail the COMELEC En Banc's
appreciation of facts and application of pertinent laws and jurisprudence, especially the
eight-point guidelines in Ang Bagong Bayani, in determining their sectors', groups' and
nominees' respective qualifications.
Given the common questions and the similarity in the issues that are raised in the 53
subject petitions, the Court has resolved, through its Resolutions of November 13, 2012,
November 20, 2012, November 27, 2012, December 4, 2012, December 11, 2012 and
February 19, 2013 to consolidate the petitions, and require the COMELEC to comment
thereon.
With the petitioners' inclusion in their respective petitions of prayers for the
issuance of temporary restraining order and/or writ of preliminary injunction, the Court
also ordered, via the afore-mentioned resolutions, the issuance of Status Quo Ante Orders
(SQAOs) in all the petitions. HDATCc
The O ce of the Solicitor General (OSG), as counsel for the respondent COMELEC,
filed its Consolidated Comments on the petitions. In refuting the petitioners' claim of grave
abuse of discretion against the COMELEC, the OSG submitted the following arguments:
142
First, the COMELEC has the power to review existing party-list groups' or
organizations' compliance with the requirements provided by law and the guidelines set by
jurisprudence on the party-list system. The OSG cites Section 2, Article IX-C of the 1987
Constitution which enumerates the powers and functions of the COMELEC, giving
emphasis on paragraph 1 thereof that gives the Commission the power to enforce and
administer all laws and regulations relative to the conduct of an election, and paragraph 5
that cites the Commission's power to register political parties, organizations or coalitions.
Second, the COMELEC's review of the parties' quali cations was a valid exercise by
the COMELEC of its administrative powers; hence, the COMELEC En Banc could have, even
at the first instance, ruled on it.
Third, the requirements of due process were satis ed because the petitioners were
given a fair and reasonable opportunity to be heard. The COMELEC's resolve to suspend
its own rules was sanctioned by law, as it was aimed for a speedy disposition of matters
before the Commission. Furthermore, no petitioner had previously questioned the
procedure that was adopted by the COMELEC on the review of the parties' registration;
instead, the groups voluntarily submitted to the Commission's jurisdiction and actively
participated in its proceedings.
Fourth, the COMELEC faithfully applied the grounds for denial and cancellation of a
group's registration, as provided by statute and prevailing jurisprudence. The OSG
speci cally cites Sections 5 to 9 of RA 7941 and the eight-point guidelines in Ang Bagong
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Bayani. TADCSE
Fifth, the COMELEC's ndings of fact in each petitioner's case are supported by
substantial evidence; thus, are nal and non-reviewable as provided in Section 5, Rule 64 of
the 1997 Rules of Civil Procedure.
In précis, the fty-three (53) consolidated petitions concern two main issues: the
procedural issue as to the COMELEC En Banc's power to automatically review a decision
of its division without the requisite ling of a motion for reconsideration, and the
substantive issue as to the COMELEC's alleged grave abuse of discretion in denying or
cancelling the registration and/or accreditation under the party-list system of the
petitioners.
I signify my assent to the ponencia's rulings on the procedural issue; however,
consistent with afore-quoted pronouncement of the Court in Ang Bagong Bayani, 1 4 3 I
signify my strong dissent on major points in the ponencia's resolution of the substantive
issue, including its discussions on the nature of the party-list system and its disposition on
the quali cations of political parties which seek to participate under the party-list system
of representation. Furthermore, notwithstanding the new standards that the ponencia now
provides for party-list groups, the remand of all 53 petitions to the COMELEC is
unnecessary.
Procedural Aspect
The Powers and Functions of the
COMELEC
Under the present Constitution, the COMELEC is recognized as the sole authority in
the enforcement and administration of election laws. This grant of power retraces its
history in the 1935 Constitution. From then, the powers and functions of the COMELEC had
continuously been expounded to respond to the call of contemporary times. In Mendoza v.
Commission on Elections, 1 4 4 the Court briefly noted:
Historically, the COMELEC has always been an administrative agency
whose powers have been increased from the 1935 Constitution to the present one,
to re ect the country's awareness of the need to provide greater regulation and
protection to our electoral processes to ensure their integrity. In the 1935
Constitution, the powers and functions of the COMELEC were de ned as follows:
HSaIDc
These powers have been enhanced in scope and details under the 1987
Constitution, . . . 1 4 5
Under the 1987 Constitution, the intent to reinforce the authority of the COMELEC is
evident in the grant of several other powers upon the Commission, speci cally under
Section 2, Article IX-C thereof which reads:
Section 2.The Commission on Elections shall exercise the following
powers and functions:
1. Enforce and administer all laws and regulations relative to
the conduct of an election, plebiscite, initiative, referendum, and
recall.
2. Exercise exclusive original jurisdiction over all contests
relating to the elections, returns, and quali cations of all elective
regional, provincial, and city o cials, and appellate jurisdiction
over all contests involving elective municipal o cials decided by
trial courts of general jurisdiction, or involving elective barangay
officials decided by trial courts of limited jurisdiction.
Decisions, nal orders, or rulings of the Commission on Elections
contests involving elective municipal and barangay o ces shall
be final, executory, and not appealable.
3. Decide, except those involving the right to vote, all
questions affecting elections, including determination of the
number and location of polling places, appointment of election
officials and inspectors, and registration of voters.
aTCAcI
Essentially, the COMELEC has general and speci c powers. Section 2 (1) of Article
IX-C partakes of the general grant of the power to the COMELEC to "enforce and
administer all laws and regulations relative to the conduct of an election, plebiscite,
initiative, referendum and recall." The authority given to the COMELEC under this provision
encapsulates all the other powers granted to it under the Constitution. The intention in
providing this general grant of power is to give the COMELEC a wide latitude in dealing
with matters under its jurisdiction so as not to unduly delimit the performance of its
functions. Undoubtedly, the text and intent of this constitutional provision is to give
COMELEC all the necessary and incidental powers for it to achieve the objective of holding
free, orderly, honest, peaceful and credible elections. 1 4 6 The rest of the enumeration in the
mentioned provision constitutes the COMELEC's specific powers.
As to the nature of the power exercised, the COMELEC's powers can further be
classi ed into administrative, quasi-legislative, quasi-judicial, and, in limited instances,
judicial. The quasi-judicial power of the Commission embraces the power to resolve
controversies arising in the enforcement of election laws and to be the sole judge of all
pre-proclamation controversies and of all contests relating to the elections, returns, and
quali cations. Its quasi-legislative power refers to the issuance of rules and regulations to
implement the election laws and to exercise such legislative functions as may expressly be
delegated to it by Congress. Its administrative function refers to the enforcement and
administration of election laws. 1 4 7 cTSDAH
In Baytan v. COMELEC, 1 4 8 the Court had the occasion to pass upon the
classification of the powers being exercised by the COMELEC, thus:
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The COMELEC's administrative powers are found in Section 2 (1), (3),
(4), (5), (6), (7), (8), and (9) of Article IX-C. The 1987 Constitution does not
prescribe how the COMELEC should exercise its administrative powers, whether
en banc or in division. The Constitution merely vests the COMELEC's
administrative powers in the "Commission on Elections," while providing that the
COMELEC "may sit en banc or in two divisions." Clearly, the COMELEC en banc
can act directly on matters falling within its administrative powers. Indeed, this
has been the practice of the COMELEC both under the 1973 and 1987
Constitutions.
On the other hand, the COMELEC's quasi-judicial powers are found in
Section 2 (2) of Article IX-C, to wit:
"Section 2. The Commission on Elections shall exercise the
following powers and functions:
xxx xxx xxx
(2) Exercise exclusive original jurisdiction over all contests
relating to the elections, returns, and quali cations of all elective regional,
provincial, and city o cials, and appellate jurisdiction over all contests
involving elective municipal o cials decided by trial courts of general
jurisdiction, or involving elective barangay o cials decided by trial courts
of limited jurisdiction. 1 4 9 (Emphasis supplied)
The distinction on the nature of the power being exercised by the COMELEC is
crucial to the procedure which has to be observed so as to stamp an o cial action with
validity. In the exercise of its adjudicatory or quasi-judicial powers, the Constitution
mandates the COMELEC to hear and decide cases rst by division and upon motion for
reconsideration, by the COMELEC En Banc. 1 5 0 Section 3 of Article IX-C states: DAaIEc
On the other hand, matters within the administrative jurisdiction of the COMELEC
may be acted upon directly by the COMELEC En Banc without having to pass through any
of its divisions. 1 5 1
The Issuance of Resolution No. 9513
as an Implement of the Power to
Register Political Parties,
Organizations and Coalitions
One of the speci c powers granted to the COMELEC is the power to register
political parties, organizations and coalitions articulated in Section 2 (5) of Article IX-C of
the Constitution, thus:
(5) Register, after su cient publication, political parties, organizations,
or coalitions which, in addition to other requirements, must present their platform
or program of government; and accredit citizens' arms of the Commission on
Elections. Religious denominations and sects shall not be registered. Those which
seek to achieve their goals through violence or unlawful means, or refuse to
uphold and adhere to this Constitution, or which are supported by any foreign
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government shall likewise be refused registration.
xxx xxx xxx
Similar with all the speci c powers of the COMELEC, the power to register political
parties, organizations and coalitions must be understood as an implement by which its
general power to enforce and administer election laws is being realized. The exercise of
this power must thus be construed in a manner that will aid the COMELEC in ful lling its
duty of ensuring that the electoral exercise is held exclusive to those who possess the
qualifications set by the law.
It is pursuant to this duty that the COMELEC found it imperative to promulgate
Resolution No. 9513. The said Resolution seeks to manage the registration of party-list
groups, organizations and coalitions that are aspiring to participate in the 2013 National
and Local Elections, with the objective of ensuring that only those parties, groups or
organizations with the requisite character consistent with the purpose of the party-list
system are registered and accredited to participate in the party-list system of
representation.
Plainly, the resolution authorized the COMELEC En Banc to automatically review all
pending registration of party-list groups, organizations and coalitions and to set for
summary evidentiary hearings all those that were previously registered to determine
continuing compliance. To effectively carry out the purpose of the Resolution, the
COMELEC suspended Rule 19 of the 1993 COMELEC Rules of Procedure, speci cally the
requirement for a motion for reconsideration.
In the implementation of Resolution No. 9513, a number of applicants for
registration as party-list group, organization or coalition were denied registration by the
COMELEC En Banc, while several others that were previously registered and/or accredited
were stripped of their status as registered and/or accredited party-list groups,
organizations or coalitions.
Given the circumstances, I agree with the majority that the action of the COMELEC
En Banc was well-within its authority.
The arguments of the petitioners proceed from a feeble understanding of the nature
of the powers being exercised by the COMELEC in which the procedure to be observed
depends. Indeed, in a quasi-judicial proceeding, the COMELEC En Banc does not have the
authority to assume jurisdiction without the ling of a motion for reconsideration. The
ling of a motion for reconsideration presupposes that the case had been heard, passed
upon and disposed by the COMELEC Division before the same is subjected to review of
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the COMELEC En Banc. cITaCS
In Dole Philippines, Inc. v. Esteva, 1 5 3 the Court defined quasi-judicial power, to wit:
Quasi-judicial or administrative adjudicatory power on the other hand is the
power of the administrative agency to adjudicate the rights of persons before it. It
is the power to hear and determine questions of fact to which the legislative
policy is to apply and to decide in accordance with the standards laid down by the
law itself in enforcing and administering the same law. The administrative body
exercises its quasi-judicial power when it performs in a judicial manner an act
which is essentially of an executive or administrative nature, where the power to
act in such manner is incidental to or reasonably necessary for the performance
of the executive or administrative duty entrusted to it. In carrying out their quasi-
judicial functions the administrative o cers or bodies are required to investigate
facts or ascertain the existence of facts, hold hearings, weigh evidence, and draw
conclusions from them as basis for their o cial action and exercise of discretion
in a judicial nature. Since rights of speci c persons are affected, it is elementary
that in the proper exercise of quasi-judicial power due process must be observed
in the conduct of the proceedings. 1 5 4
Surely, the suspension of the rule will serve the greater interest of justice and public
good since the objective is to purge the list of registrants of those who are not quali ed to
participate in the elections of party-list representatives in Congress. Ultimately, it will help
secure the electoral seats to the intended bene ciaries of RA 7941 and, at the same time,
guard against y-by-night groups and organizations that are seeking for the opportune
time to snatch a chance. By virtue of the suspension of the requirement for motion for
reconsideration, the COMELEC En Banc may then automatically review pending petitions
for registration and determine if the quali cations under the law are truly met. It is a
measure that was pursued in order that the COMELEC may ful ll its duty to ensure the
purity of elections. And, as the rules of procedure are designed to facilitate the COMELEC's
performance of its duties, it must never be a stumbling block in achieving the very purpose
of its creation.
With respect to the second group , the COMELEC En Banc may directly order the
conduct of summary evidentiary hearings to determine continuing compliance considering
that there is no speci c procedure on this matter. The petitioners cannot invoke Section 3,
Rule 3 of the 1993 COMELEC Rules of Procedure since this provision relates only to new
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petitions for registration. Absent a special rule or procedure, the COMELEC En Banc may
directly act or perform an otherwise administrative function, consistent with our
pronouncement in Canicosa.
The authority of the COMELEC En Banc to subject previously-registered and/or
accredited party-list groups, organizations and coalitions to summary evidentiary hearing
emanates from its general power to enforce and administer all laws and regulations
relative to the conduct of an election 1 6 3 and duty to ensure "free, orderly, honest, peaceful
and credible elections." 1 6 4 Part and parcel of this duty is the maintenance of a list of
quali ed candidates. Correlative to this duty of the COMELEC is the duty of the candidate
or, in this case, the registered party-list groups, organizations or coalitions to maintain
their qualifications. TEDaAc
Consistent with the principle that the right to hold public o ce is a privilege, it is
incumbent upon aspiring participants in the party-list system of representation to
satisfactorily show that they have the required quali cations stated in the law and
prevailing jurisprudence. Speci cally, a party-list group or organization applying for
registration in the rst instance must present su cient evidence to establish its
quali cations. It is only upon proof of possession of quali cations that registration
follows.
The process, however, does not end with registration. Party-list groups and
organizations that are previously allowed registration and/or accreditation are duty-bound
to maintain their qualifications.
In Amores v. House of Representatives Electoral Tribunal, 1 6 5 the Court emphasized:
Quali cations for public o ce are continuing requirements and must be
possessed not only at the time of appointment or election or assumption of
o ce but during the o cer's entire tenure. Once any of the required
qualifications is lost, his title may be seasonably challenged. 1 6 6
It can be gathered from the foregoing that the fact that a candidate who was
allowed to participate in the elections and hold o ce does not give him a vested right to
retain his position notwithstanding loss of quali cation. The elective o cial must maintain
his qualifications lest he loses the right to the office he is holding.
Further, the fact that a candidate was previously allowed to run or hold public o ce
does not exempt him from establishing his quali cations once again in case he bids for
reelection. He must maintain and attest to his quali cations every time he is minded to join
the electoral race. Thus, he is required to le a certi cate of candidacy even if he is an
incumbent elective o cial or previously a candidate in the immediately preceding
elections.
Similar to individual candidates, registered party-list groups, organizations and
coalitions must also establish their continuing compliance with the requirements of the
law which are speci c to those running under the party-list system of representation.
Registration does not vest them the perpetual right to participate in the election. The basis
of the right to participate in the elections remains to be the possession of quali cations.
Resolution No. 9513 is a formal recognition of the COMELEC's duty to ensure that only
those who are quali ed must be allowed to run as party-list representative. It cannot be
defeated by a claim of previous registration.
Therefore, it is my view that the COMELEC cannot be estopped from cancelling
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existing registration and/or accreditation in case the concerned party-list group or
organization failed to maintain its quali cations. Being the authority which permits
registration and/or accreditation, it also has the power to cancel the same in the event that
the basis of the grant no longer exists. SHADcT
As regards the rst group , I have explained why I deem the COMELEC's suspension
of its own rules on motions for reconsideration justi ed, given its duty to ensure that votes
cast by the electorate in the party-list elections will only count for quali ed party-list
groups, in the end that the system's ideals will be realized.
Equally important, the settled rule in administrative proceedings is that a fair and
reasonable opportunity to explain one's side satis es the requirements of due process. Its
essence is embodied in the basic requirements of notice and the real opportunity to be
heard. 1 7 1
Consistent with the foregoing, Section 6 of RA 7941 only commands the minimum
requirements of due notice and hearing to satisfy procedural due process in the refusal
and/or cancellation of a party, organization or coalition's registration under the party-list
system. It reads:
Section 6. Refusal and/or Cancellation of Registration. — The
COMELEC may, motu proprio or upon veri ed complaint of any interested party,
refuse or cancel, after due notice and hearing , the registration of any national,
regional or sectoral party, organization or coalition on any of the following
grounds:
xxx xxx xxx (Emphasis ours)
The petitioners then cannot validly claim that they were denied of their right to
procedural process. We shall not disregard the proceedings that ensued before the
COMELEC's divisions, before whom the groups were given due notice and the ample
opportunity to present and substantiate their plea for registration. The COMELEC En
Banc's resolution to later review the resolutions of its divisions did not render insigni cant
such due process already accorded to the groups, especially as we consider that the En
Banc decided on the basis of the evidence submitted by the groups before the divisions,
only that it arrived at factual findings and conclusions that differed from those of the latter.
T h e second group 's right to procedural process was also unimpaired,
notwithstanding the COMELEC's conduct of the summary evidentiary hearings for the
purpose of determining the parties' continuing compliance with rules on party-list groups.
The notice requirement was satis ed by the COMELEC through its issuance of the Order
dated August 2, 2012, 1 7 2 which noti ed the party-list groups of the Commission's resolve
to conduct summary evidentiary hearings, the dates thereof, and the purpose for which the
hearings shall be conducted. The speci c matters that are expected from them by the
Commission are also identified in the Order, as it provides:
To simplify the proceedings[,] the party-list groups or organizations thru
counsel/s shall submit the following:
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1. The names of witness/es who shall be the Chairperson,
President or Secretary General of the party-list groups,
organization or coalition;
ICTaEH
There is then no merit in most petitioners' claim that they were not informed of the
grounds for which their existing registration and/or accreditation shall be tested,
considering that the parameters by which the parties' quali cations were to be assessed
by the COMELEC were explained in the Order.
That the parties were duly noti ed is further supported by their actual participation
in the scheduled hearings and their submission of evidence they deemed su cient which,
in turn, satisfied the requirement on the opportunity to be heard.
Substantive Aspect
The common contention raised in the consolidated petitions is that the COMELEC
erred in assessing their quali cations which eventually led to the denial of their petitions
for registration and cancellation of their registration and/or accreditation.
A deliberation on the purpose and contemplation of the relevant laws and prevailing
jurisprudence is imperative.
The Party-List System of
Representation
Contrary to the view of the majority, it is my staunch position that the party-list
system, being a complement of the social justice provisions in the Constitution, is primarily
intended to bene t the marginalized and underrepresented; the ideals of social justice
permeates every provision in the Constitution, including Section 5 (2), Article VI on the
party-list system. cCaDSA
The party-list system is a social justice tool designed not only to give more law to
the great masses of our people who have less in life, but also to enable them to become
veritable lawmakers themselves, empowered to participate directly in the enactment of
laws designed to bene t them. 1 7 4 It is not simply a mechanism for electoral
reform . To simply regard it as a mere procedure for reforming the already working and
existing electoral system is a super cial reading of RA 7941 and the Constitution, from
which the law breathed life. The idea is that by promoting the advancement of the
underprivileged and allowing them an opportunity to grow, they can rise to become
partners of the State in pursuing greater causes.
The ideals of social justice cannot be more emphatically underscored in the 1987
Constitution. The strong desire to incorporate and utilize social justice as one of the pillars
of the present Constitution was brought forth by the intent to perpetually safeguard
democracy against social injustices, desecration of human rights and disrespect of the
laws which characterized the dark pages of our history. It is reminiscent of the uni ed and
sel ess movement of the people in EDSA who, minuscule in power and resources, braved
the streets and reclaimed their freedom from the leash of dictatorship. The gallantry and
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patriotism of the masses and their non-negotiable demand to reclaim democracy are the
inspirations in the drafting of our Constitution.
The ambition of the framers of the Constitution for a state which recognizes social
justice at the forefront of its policies brought them to propose a separate article on social
justice and human rights. Initially, the proposed provision defined social justice as follows:
SOCIAL JUSTICE
SECTION 1. Social Justice, as a social, economic, political,
moral imperative, shall be the primary consideration of the State in the
pursuit of national development. To this end, Congress shall give the
highest priority to the formulation and implementation of measures
designed to reduce economic and political inequalities found among
citizens , and to promote the material structural conditions which promote and
enhance human dignity, protect the inalienable rights of persons and sectors to
health, welfare and security, and put the material wealth and power of the
community at the disposal of the common good. DTIACH
Pursuant to the ends discussed by the framers of the Constitution, they came up
with Article XIII which speci cally deals with Social Justice and Human Rights. Section 1,
Article XIII of the Constitution carries the positive command to the Congress to uphold
social justice. It reads:
Section 1.The Congress shall give highest priority to the enactment of
measures that protect and enhance the right of all the people to human dignity,
reduce social, economic and political inequities by equitably diffusing wealth and
political power for the common good.
xxx xxx xxx
One of the modes by which the Constitution seeks to achieve social justice is
through the introduction of the party-list system. Sections 5 (1) and (2), Article VI thereof
provide:
Section 5. (1) The House of Representatives shall be composed of not
more than two hundred and fty members, unless otherwise xed by law, who
shall be elected from legislative districts apportioned among the provinces, cities,
and the Metropolitan Manila area in accordance with the number of their
respective inhabitants, and on the basis of a uniform and progressive ratio, and
those who, as provided by law, shall be elected through a party-list system
of registered national, regional, and sectoral parties or organizations .
(2) The party-list representatives shall constitute twenty per centum of
the total number of representatives including those under the party-list. For three
consecutive terms after the rati cation of this Constitution, one-half of the seats
allocated to party-list representatives shall be lled, as provided by law, by
selection or election from the labor, peasant, urban poor, indigenous
cultural communities, women, youth, and such other sectors as may be
provided by law, except the religious sector. (Emphasis ours) cDIHES
Considering that the provisions on party-list system of representation are not self-
executing, the Congress enacted RA 7941. The said law de ned the parameters of the
party-list system, the procedural guidelines and the quali cations of those intending to
participate in the exercise. In enacting RA 7941, the legislature did not mean to depart
from the impetus which impelled the members of the Constitutional Commission to
provide for this scheme of representation — social justice. The underlying principle
remains to be the reduction of political inequality by equitably diffusing wealth and political
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power. Certainly, there could be no other intended bene ciaries for this provision than the
powerless and underprivileged. It could not have been intended for those who already have
the power and resources who may be lesser in number but are in command of the
machinery of the government.
As so fervently declared in the case of Ang Bagong Bayani, the party-list system of
is a social justice mechanism, designed to distribute political power. In the said case, the
Court held:
The party-list system is a social justice tool designed not only to give more law
to the great masses of our people who have less in life, but also to enable them
to become veritable lawmakers themselves, empowered to participate directly in
the enactment of laws designed to bene t them. It intends to make the
marginalized and the underrepresented not merely passive recipients of the
State's benevolence, but active participants in the mainstream of representative
democracy. 1 7 8
The objective to hold the party-list system for the bene t of the marginalized and
underrepresented is expressed in clear language of Section 2 of RA 7941. It reads:
Section 2. Declaration of policy. — The State shall promote
proportional representation in the election of representatives to the House of
Representatives through a party-list system of registered national, regional and
sectoral parties or organizations or coalitions thereof, which will enable
Filipino citizens belonging to marginalized and under-represented
sectors, organizations and parties, and who lack well-de ned political
constituencies but who could contribute to the formulation and
enactment of appropriate legislation that will bene t the nation as a
whole , to become members of the House of Representatives. Towards this end,
the State shall develop and guarantee a full, free and open party system in order
to attain the broadest possible representation of party, sectoral or group interests
in the House of Representatives by enhancing their chances to compete for and
win seats in the legislature, and shall provide the simplest scheme possible.
(Emphasis ours) AHECcT
The intent of the Constitution to keep the party-list system exclusive to the
marginalized and underrepresented sectors is then crystal clear. To hold otherwise is to
frustrate the spirit of the law and the sacred intention to hold inviolable the
safeguards of social justice embedded in the Constitution .
In the same line, RA 7941 must not be interpreted as merely a mode for
electoral reform. It could not have been that too simplistic . Far from being merely
an electoral reform, the party-list system is one concrete expression of the primacy of
social justice in the Constitution. It is well to remember that RA 7941 was only
implementing the speci c mandate of the Constitution in Section 5, Article VI. It should not
be disengaged from the purpose of its enactment. The purpose of the mentioned
provision was not simply to reform the electoral system but to initiate the equitable
distribution of political power. It aims to empower the larger portion of the populace who
sulk in poverty and injustice by giving them a chance to participate in legislation and
advance their causes. DCSETa
The parameters under RA 7941 were also further elaborated by the Court in Ang
Bagong Bayani, which outlined the eight-point guidelines for screening party-list
participants. Succinctly, the guidelines pertain to the quali cations of the (1) sector, (2)
party-list group, organization or coalition, and (3) nominee. These key considerations
determine the eligibility of the party-list group, organization or coalition to participate in
the party-list system of representation. Thus, for purposes of registration and continuing
compliance, three (3) basic questions must be addressed:
(1) Is the sector sought to be represented marginalized and
underrepresented?
(2) Is the party, organization or coalition quali ed to represent the
marginalized and underrepresented sector?
(3) Are the nominees quali ed to represent the marginalized and
underrepresented party, organization or coalition?
I n seriatim, I shall expound on what I deem should be the key considerations for
qualifying as a party-list group, organization or coalition. TEDAHI
Based on the provision, there are at least twelve (12) sectors that are considered
marginalized and underrepresented: labor, peasant, sherfolk, urban poor, indigenous
cultural communities, elderly, handicapped, women, youth, veterans, overseas workers, and
professionals. The enumeration is, however, not exclusive. During the drafting of our
Constitution, the members of the Commission expressed reluctance to provide an
enumeration of the marginalized and underrepresented sectors because of their
apprehension that the longer the enumeration, the more limiting the law becomes. 1 8 1
Instead of an enumeration, then Commissioner Jaime Tadeo suggested the criteria by
which the determination of which sectors are marginalized can be based, viz.:
1. The number of people belonging to the sector;
2. The extent of marginalization, exploitation and deprivation of social
and economic rights suffered by the sector;
3. The absence of representation in the government, particularly in the
legislature, through the years;
4. The sector's decisive role in production and in bringing about the
basic social services needed by the people. 1 8 2
Certainly, it takes more than a mere claim or desire to represent the marginalized
and underrepresented to qualify as a party-list group. There must be proof, credible and
convincing, to demonstrate the group's advocacy to alleviate the condition of the sector.
ECTIcS
The rigid requirement for the presentation of evidence showing the party's relation
to the causes of the sector goes to the uniqueness of the party-list system of
representation. In the party-list system of representation, the candidates are parties,
organizations and coalitions and not individuals. And while an individual candidate seeks to
represent a district or particular constituency, a party-list group vying for seats in the
House of Representatives must aim to represent a sector. It is thus important to ascertain
that the party-list group, organization or coalition re ects the ideals of the sector in its
constitution and by-laws. It must have an outline of concrete measures it wishes to
undertake in its platform of government. Moreover, its track record must speak of its rm
advocacy towards uplifting the marginalized and underrepresented by undertaking
activities or projects directly addressing the concerns of the sector.
It is likewise imperative for the party-list group to show that it effectively
represents the marginalized and underrepresented. While a party-list group is allowed to
represent various sectors, it must prove, however, that it is able to address the
multifarious interests and concerns of all the sectors it represents. That a multi-sectoral
party-list group undertakes projects and activities that only address the interests of some
of the sectors, neglecting the concerns of the other marginalized and underrepresented
sectors it supposedly represents, is nugatory to the objective of giving a meaningful and
effective representation to the marginalized and underrepresented.
Equally important is that the majority of the membership of the party-list group,
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organization or coalition belong to the marginalized and underrepresented sector. This
means that a majority of the members of the sector must actually possess the attribute
which makes the sector marginalized. This is so because the primary reason why party-list
groups are even allowed to participate in the elections of the members of the House of
Representatives, who are normally elected by district, is to give a collective voice to the
members of the sectors who are oftentimes unheard or neglected. This intention is put to
naught if at least the majority of the members of the party-list do not belong to the same
class or sector. Thus, it is incumbent upon the party-list applicant to present all the
evidence necessary to establish this fact. Without a convincing proof of legitimate
membership of a majority of the marginalized, the COMELEC has no reason to believe
otherwise and may thus deny a petition for registration or cancel an existing registration.
EcICDT
The second guideline in Ang Bagong Bayani underscores the policy of the state to
hold the party-list system of representation exclusive to the marginalized and
underrepresented, a distinguishing feature which sets our system apart from systems of
party-list representation in other jurisdictions. The guideline states:
Second, while even major political parties are expressly allowed by RA
7941 and the Constitution to participate in the party-list system, they must comply
with the declared statutory policy of enabling "Filipino citizens belonging to
marginalized and underrepresented sectors . . . to be elected to the House of
Representatives." . . . 1 8 4
RA 7941 also provides that a party desiring to register and participate in the party-
list elections must represent a marginalized and underrepresented sector. While the law
did not restrict the sectors that may be subsumed under the term "marginalized and
underrepresented", it must be construed in relation to the sectors enumerated in RA 7941,
the enabling law of Section 5, Article VI of the Constitution, to wit: labor, peasant,
sherfolk, urban poor, indigenous cultural communities, elderly, handicapped, women,
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youth, veterans, overseas workers, and professionals. Based on the foregoing, a mere
association of individuals espousing shared "beliefs" and "advocacies" cannot
qualify as a marginalized and underrepresented sector .
The term "marginalized and underrepresented" is descriptive of the sector that may
join the party-list elections. A sector pertains to a "sociological, economic or political
subdivision of the society" 1 8 6 which consists of individuals identi ed by the activity,
status or condition, or attribute that speci cally pertains to them. It is identi ed by a
common characteristic pertaining to the individuals composing the same. ESHAcI
MR. VILLACORTA.
MR. MONSOD.
In other words, the Christian Democrats can eld district candidates and
can also participate in the party list system?
MR. VILLACORTA.
Why not? When they come to the party list system, they will be
fielding only sectoral candidates.
MR. MONSOD.
May I be clarified on that? Can UNIDO participate in the party list system?
MR. VILLACORTA.
Yes, why not? For as long as they eld candidates who come from
the different marginalized sectors that we shall designate in this
Constitution .
MR. MONSOD.
Suppose Senator Tañada wants to run under BAYAN group and says that
he represents the farmers, would he qualify? aIAcCH
MR. VILLACORTA.
No, Senator Tañada would not qualify.
MR. MONSOD.
But UNIDO can eld candidates under the party list system and say Juan
dela Cruz is a farmer. Who would pass on whether he is a farmer or not?
MR. TADEO.
Kay Commissioner Monsod, gusto ko lamang linawin ito. Political
parties, particularly minority political parties, are not prohibited to
participate in the party list election if they can prove that they are
also organized along sectoral lines .
MR. MONSOD.
What the Commissioner is saying is that all political parties can participate
because it is precisely the contention of political parties that they represent
the broad base of citizens and that all sectors are represented in them.
Would the Commissioner agree?
MR. TADEO.
Ang punto lamang namin, pag pinayagan mo ang UNIDO na isang political
party, it will dominate the party list at mawawalang saysay din yung
sector. Lalamunin mismo ng political parties ang party list system. Gusto
ko lamang bigyan ng diin ang "reserve." Hindi ito reserve seat sa
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marginalized sectors. Kung titingnan natin itong 198 seats, reserved din ito
sa political parties.
MR. MONSOD.
Hindi po reserved iyon kasi anybody can run there. But my question to
Commissioner Villacorta and probably also to Commissioner Tadeo is that
under this system, would UNIDO be banned from running under the party
list system?aEACcS
MR. VILLACORTA.
No, as I said, UNIDO may eld sectoral candidates. On that
condition alone, UNIDO may be allowed to register for the party
list system .
MR. MONSOD.
May I inquire from Commissioner Tadeo if he shares that answer?
MR. TADEO.
The same.
MR. VILLACORTA.
Consistent with our pronouncement in BANAT, I maintain that major political parties
have advantages over minority political parties and sectoral parties in the party-list
elections. By their broad constituency and full resources, it is easier for these major
political parties to obtain the required percentage of votes for party-list seats, a
circumstance which, in turn, only weakens the minority parties' chance to be elected.
I, however, agree with the view of the majority that it is unjusti ed to absolutely
disqualify from the party-list system the major political parties solely by reason of their
classi cation as such. Nonetheless, the privilege to be accorded to them shall not be
without reasonable restrictions. Political parties shall only be allowed to participate in the
party-list system if they do not eld candidates in the election of legislative district
representatives. The justi cation therefor is reasonable. The party-list system was
adopted by the state purposely to enable parties which, by their limited resources and
citizens base per district, nd di culty in placing representatives in Congress. Major
political parties that eld candidates for district representatives can do so with ease, given
that they satisfy the standards set by Republic Act No. 7166, as amended by Republic Act
No. 9369, for their classi cation, to wit: (a) the established record of the said parties,
coalition of groups that now compose them, taking into account, among other things, their
showing in past elections; (b) the number of incumbent elective o cials belonging to
them ninety (90) days before the election; (c) their identi able political organizations and
strengths as evidenced by their organized chapters; (d) the ability to ll a complete slate
of candidates from the municipal level to the position of the President; and (e) other
analogous circumstances that may determine their relative organizations and strengths.
As the Court explained in Ang Bagong Bayani:
(T)he purpose of the party-list provision is to open up the system, in order to
enhance chance of sectoral groups and organizations to gain representation in
the House of Representatives through the simplest scheme possible. Logic
shows that the system has been opened to those who have never gotten a
foothold within it — those who cannot otherwise win in regular elections and
who therefore need the "simplest scheme possible" to do so. Conversely, it
would be illogical to open the system to those who have long been within it —
those privileged sectors that have long dominated the congressional district
elections.
The import of the open party-list system may be more vividly understood
when compared to a student dormitory "open house," which by its nature allows
outsiders to enter the facilities. Obviously, the "open house" is for the bene t of
outsiders only, not the dormers themselves who can enter the dormitory even
without such special privilege. In the same vein, the open party-list system is only
for the "outsiders" who cannot get elected through regular elections otherwise; it is
not for the non-marginalized or overrepresented who already ll the ranks of
Congress. 1 9 2
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The contemplated limitation against the major political parties who wish to
participate may then allay the fear contemplated by the justi cation given in BANAT for the
disqualification. TASCDI
Nonetheless, a guiding principle remains the same: the party-list system must be
held exclusive for the marginalized and underrepresented. Regardless of the structure or
organization of the group, it is imperative that it represents a marginalized and
underrepresented sector. Thus, it is my submission that political parties which seek to
participate in the party-list system must observe two rules: (1) they must be
organized along sectoral lines; and (2) they must not eld in candidates for
district representatives .
The importance of the requirement for representation of marginalized and
underrepresented sector cannot be overemphasized. The very essence of the party-list
system of representation is to give representation to the voiceless sectors of the society.
It is the characteristic which distinguishes party-list representatives from the regular
district representatives in Congress.
That a party-list group must represent a marginalized and
underrepresented sector is the only hurdle which keeps all other organizations
from joining the party-list elections . If this lone lter we have against y-by-night
organizations will be junked, then the COMELEC will be ocked with petitions for
registration from organizations created to pursue sel sh ends and not to the bene t of the
voiceless and neglected sectors of the society.
The move to open the party-list system free-for-all will create a dangerous
precedent as it will open the doors even to illegitimate organizations .
Organizations aspiring to join the party-list election can simply skirt the law and organize
themselves as a political party to take advantage of the more lenient entrance. The
organization need only to register as a political party to dispense with the stringent
requirement of representing a sector. It will automatically be off the hook from the danger
of being disquali ed on the ground that it is not representing a marginalized and
underrepresented sector. Other organizations, even those organized as sectoral parties,
may follow through and may even disrobe themselves as sectoral parties and opt to
become political parties instead because it is the easier way to be allowed participation in
the party-list elections. Thus, once again, the causes of the marginalized and
underrepresented are lagged behind. acCTIS
The second requirement for political parties is that they must not eld in candidates
for district representatives. The reason is that the party-list system is solely for the
marginalized and underrepresented. Certainly, political parties which are able to eld in
candidates for the regular seats in the House of Representatives cannot be classi ed as
such.
The third guideline in Ang Bagong Bayani expresses the proscription against the
registration of religious groups as party-list groups. The idea is that the government acts
for secular purposes and in ways that have primarily secular effects. 1 9 3 Despite the
prohibition, members of a religious group may be nominated as representative of a
marginalized and underrepresented sector. The prohibition is directed only against
religious sectors registering as a political party 1 9 4 because the government cannot have a
partner in legislation who may be driven by the dictates of faith which may not be capable
of rational evaluation.
To be eligible for registration, the party, organization or coalition must prove that it
possesses all the quali cations and none of the disquali cations stated in the law. The
grounds for disquali cation stated in Section 6 of RA 7941 pertain to acts, status or
conditions which render the applicant group an unsuitable partner of the state in alleviating
the conditions of the marginalized and underrepresented. These disqualifying
circumstances are drawn to further implement the state policy of preserving the party-list
system exclusively for the intended beneficiaries of RA 7941. ACTESI
On the other hand, the disquali cation mentioned in the fth guideline connotes that
the party-list group must maintain its independence from the government so that it may be
able to pursue its causes without undue interference or any other extraneous
considerations. Verily, the group is expected to organize and operate on its own. It must
derive its life from its own resources and must not owe any part of its creation to the
government or any of its instrumentalities. By maintaining its independence, the group
creates a shield that no influence or semblance of influence can penetrate and obstruct the
group from achieving its purposes. In the end, the party-list group is able to effectively
represent the causes of the marginalized and underrepresented, particularly in the
formulation of legislation intended for the benefit of the sectors.
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Qualifications of the Nominees
The sixth, seventh and eighth guidelines in Ang Bagong Bayani bear on the
qualifications of the nominees, viz.:
Sixth , the party must not only comply with the requirements of the law; its
nominees must likewise do so. Section 9 of RA 7941 reads as follows:
SEC. 9. Quali cations of Party-List Nominees. — No person
shall be nominated as party-list representative unless he is a
natural-born citizen of the Philippines, a registered voter, a resident
of the Philippines for a period of not less than one (1) year
immediately preceding the day of the election, able to read and
write, a bona de member of the party or organization which he
seeks to represent for at least ninety (90) days preceding the day
of the election, and is at least twenty- ve (25) years of age on the
day of the election.
In case of a nominee of the youth sector, he must at least be
twenty- ve (25) but not more than thirty (30) years of age on the
day of the election. Any youth sectoral representative who attains
the age of thirty (30) during his term shall be allowed to continue
in office until the expiration of his term."
Seventh , not only the candidate party or organization must represent
marginalized and underrepresented sectors; so also must its nominees. To repeat,
under Section 2 of RA 7941, the nominees must be Filipino citizens "who belong
to marginalized and underrepresented sectors, organizations and parties." Surely,
the interests of the youth cannot be fully represented by a retiree; neither can
those of the urban poor or the working class, by an industrialist. To allow
otherwise is to betray the State policy to give genuine representation to the
marginalized and underrepresented. AcSCaI
Except for a few, the basic quali cations of the nominee are practically the same as
those required of individual candidates for election to the House of Representatives. He
must be: (a) a natural-born citizen; (b) a registered voter; (c) a resident of the Philippines
for a period of not less than one (1) year immediately preceding the day of the election; (d)
able to read and write; (e) bona fide member of the party or organization which he seeks to
represent for at least ninety (90) days before the day of election; (f) at least twenty ve
(25) years of age on the day of election; (g) in case of a nominee for the youth sector, he
must at least be twenty- ve (25) but not more than thirty (30) years of age on the day of
election. Owing to the peculiarity of the party-list system of representation, it is not
required that the nominee be a resident or a registered voter of a particular district since it
is the party-list group that is voted for and not the appointed nominees. He must, however,
be a bona de member of the party-list group at least ninety (90) days before the
elections.
The nominee must be a bona fide
member of the marginalized and
underrepresented sector
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In some of the petitions, the COMELEC denied registration to the party, organization
or coalition on the ground that the nominee does not belong to the sector he wishes to
represent. The quandary stems from the interpretation of who are considered as one
"belonging to the marginalized and underrepresented." The COMELEC supposed that
before a person may be considered as one "belonging to the marginalized and
underrepresented sector," he must actually share with the rest of the membership that
common characteristic or attribute which makes the sector marginalized and
underrepresented. SHAcID
The construction seemed logical but to be consistent with the letter of the law, it
must be harmonized with Section 9 of RA 7941, the speci c provision dealing with the
quali cations of the nominee. In the mentioned provision, aside from the quali cations
similarly required of candidates seeking to represent their respective districts, the
nominee is required to be a bona de member of the party, a status he acquires when he
enters into the membership of the organization for at least ninety (90) days before the
election. From the point in time when the person acquires the status of being a bona de
member, he becomes one "belonging to the marginalized and underrepresented sector."
It is my view that the foregoing interpretation accommodates two (2) types of
nominees:
1. One who actually shares the attribute or characteristic which makes
the sector marginalized or underrepresented (the first type);
2. An advocate or one who is genuinely and actively promoting the
causes of the sector he wishes to represent (the second type).
The rst type of nominee is one who shares a common physical attribute or status
with the rest of the membership. That he possesses this common characteristic of
marginalization is what entitles him to nomination as representative of the group. This is
because of the reasonable presumption that those who have experienced the
inadequacies in the sector are the ones who can truly represent the same. However, there
are instances when this strict construction becomes impracticable, if not altogether
impossible. For instance, a representation from the organization of skilled workers
working abroad is di cult to comply with without the nominee being excluded from the
literal de nition of who belongs to the sector. The strict interpretation also discourages
growth, as in the nominee from the urban sector, since the moment he rises from his
status as such, he becomes disqualified to represent the party. HTSaEC
The second type of nominee addresses the gap. An advocate or one who is publicly
known to be pursuing the causes of the sector is equally capable of ful lling the objective
of providing a genuine and effective representation for the marginalized and
underrepresented. He is one who, notwithstanding social status, has always shown
genuine concern for those who have less in life. Unlike the rst type of nominee who
shares a common characteristic with the members of the group, the advocate shares with
them a common aspiration and leads them towards achieving that end. He serves as a
catalyst that stirs movement so that the members of the sector may be encouraged to
pursue their welfare. And though not bound with the group by something physical, he is
one with them in spirit and heart. He is known for his genuine commitment and sel ess
dedication to the causes of the sector and his track record boldly speaks of his advocacy.
At the outset, it may seem that the foregoing ratiocination translates to a more
lenient entry for those aspiring to become a nominee. However, the standard of scrutiny
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should not change and nominees shall still be subject to the evaluation by the COMELEC of
their quali cations. They bear the burden of proof to establish by concrete and credible
evidence that they are truly representative of the causes of the sector. They must present
proof of the history of their advocacy and the activities they undertook for the promotion
of the welfare of the sector. They must be able to demonstrate, through their track record,
their vigorous involvement to the causes of the sector.
The law puts a heavy burden on the nominee to prove his advocacy through his track
record. To be clear, the track record is not a mere recital of his visions for the organization
and the trivial activities he conducted under the guise of promoting the causes of the
sector. He must actually and actively be espousing the interests of the sector by
undertaking activities directly addressing its concerns. DSATCI
In Lokin, Jr. v. COMELEC, 1 9 7 the Court enumerated the list of evidence which the
party-list group and its nominees may present to establish their qualifications, to wit:
The party-list group and the nominees must submit documentary evidence
in consonance with the Constitution, R.A. 7941 and other laws to duly prove that
the nominees truly belong to the marginalized and underrepresented sector/s, the
sectoral party, organization, political party or coalition they seek to represent,
which may include but not limited to the following:
Regardless of whether the nominee falls under the rst or second type, proof of his
track record is required. The requirement is even more stringent for the second type of
nominee as he must convincingly show, through past activities and undertakings, his
sincere regard for the causes of the sector. The history of his advocacy and the reputation
he earned for the same will be considered in the determination of his qualification. aEcHCD
Admittedly, the foregoing clari cation partakes of a new guideline which the
COMELEC failed to take into consideration when it conducted automatic review of the
petitions for registration and summary evidentiary hearings pursuant to Resolution No.
9513.
The language of the law is clear and unambiguous; it must be given its plain and
literal meaning. A reading of the provision will show that it is simply a procedural
requirement relating to the registration of groups, organizations and coalitions under the
party-list system of representation. Plainly, it requires the applicant under the party-list
system to submit a list of nominees, not less than ve, at least forty- ve (45) days before
the election. The group's compliance with this requirement is determinative of the action
of the COMELEC. In case of failure to comply, the COMELEC may refuse to act on the
petition for registration. If the applicant, on the other hand, tendered an incomplete
compliance, as in submitting a list of less than ve (5) nominees, the COMELEC may ask it
to comply or simply regard the same as a waiver. In no way can the mere submission of
the list be construed as a guarantee or attestation on the part of the group that all of the
nominees shall be quali ed especially that the assessment of quali cations is a duty
pertaining solely to the COMELEC. In the same way, the provision did not intend to hold the
group liable for violation of election laws for such a shortcoming and to mete out the same
with the penalty of disquali cation. Such an absurd conclusion could not have been the
intention of the law. DHSEcI
Further, there are separate principles and provisions of law pertaining to the
quali cations and disquali cations of the party-list group and the nominees. The
quali cations of the party-list group are outlined in Ang Bagong Bayani while the grounds
for the removal/cancellation of registration are enumerated in Section 6 of RA 7941.
On the other hand, Section 9 of the law governs the quali cations of the nominees.
As to their disquali cation, it can be premised on the ground that they are not considered
as one "belonging to the marginalized and underrepresented sector" or that they lack one
or some of the quali cations. They may also be disquali ed under Section 15 2 0 2 and
Section 8 2 0 3 of RA 7941, particularly under the second paragraph thereof. Even after the
COMELEC's determination, interested parties may still question the quali cations of the
nominees through a petition to cancel or deny due course to the nomination or petition for
disquali cation under Sections 1 2 0 4 and 2, 2 0 5 Rule 5 of the COMELEC Resolution No.
9366, respectively.
It is worth emphasizing that the selection of nominees depends upon the choice of
the members of the party-list group. It is a matter which cannot be legislated and is solely
dependent upon the will of the party. 2 0 6 More often than not, the choice of nominees is
grounded on trust and con dence, not on the vague or abstract concepts of quali cations
under the law. The method or process by which the members of the party-list group
choose their nominees is a matter internal to them. No set of rules or guidelines can be
imposed upon them by the Court or the COMELEC in selecting their representatives lest
we be charged of unnecessarily disrupting a democratic process.
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Regrettably, the COMELEC did intrude in the party-list groups' freedom to choose
their nominees when it disquali ed some of them on the ground that their nominees are
disquali ed. While the COMELEC has the authority to determine the quali cations of the
nominees, the disquali cation of the group itself due to the failure to qualify of one or
some of the nominees is too harsh a penalty. The nexus between the COMELEC's outright
disquali cation of the group due to the disquali cation of the nominees and the avowed
objective of RA 7941 of encouraging the development of a "full, free and open party-list
system" is extremely hard to decipher. AHDaET
In other words, the Court cannot countenance the action of the COMELEC in
disqualifying the party-list group due to the disquali cation of one or some of the
nominees. There is simply no justi able ground to support this action. It is unthinkable
how the COMELEC could have conceived the thought that the fate of the party-list group
depends on the quali cations of the nominees, who are mere agents of the group,
especially that the agency between them is still subject to the condition that the group
obtains the required percentage of votes to be entitled to a seat in the House of
Representatives. Until this condition is realized, what the nominees have is a mere
expectancy. ScEaAD
Accordingly, my view is that the COMELEC En Banc gravely abused its discretion in
cancelling the registration of 1-UTAK and PASANG MASDA as party-list groups on the
ground of the sectors which they aim to represent.
BUTIL
Similarly, the COMELEC gravely abused its discretion when it cancelled the
registration of BUTIL on the alleged ground that the party failed to prove that the
"agriculture and cooperative sectors," which the party represents, are marginalized and
underrepresented. 2 1 8
In arriving at the said conclusion, the COMELEC noted that the Secretary-General of
BUTIL , Wilfredo A. Antimano a rmed in his judicial a davit that BUTIL is an organization
"representing members of the agriculture and cooperative sectors." From this declaration,
the COMELEC ruled that since the agriculture and cooperative sectors are not enumerated
in RA 7941, it is incumbent upon BUTIL to establish the fact that the sectors it is
representing are marginalized and underrepresented. Since the party failed to discharge
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this burden, the COMELEC cancelled the party's registration.
I stress, however, that in determining whether the group represents a marginalized
and underrepresented sector, all of the evidence submitted by the party should be duly
considered by the Commission. Thus, Antimano's statement in his judicial a davit that
BUTIL represents the "agriculture and cooperative sectors" should be read in conjunction
with the other documents submitted by the party, including the oral testimony that was
given by the party's witness. Signi cantly, during the clari catory hearing conducted by the
Commission En Banc on August 23, 2012, Antimano explained: ScCEIA
CHAIRMAN BRILLANTES:
Isa lang. Gusto ko lang malaman, sino ho ang mga myembro nyo?
MR. ANTIMANO:
Ang myembro po ng aming partido ay mga magsasaka, maliliit na
magsasaka at maliliit na mangingisda sa kanayunan.
xxx xxx xxx
CHAIRMAN BRILLANTES:
Ang tanong ko ho eh, gusto ko lang malaman, small farmers ang inyong
nire-represent?
MR. ANTIMANO:
Opo.
CHAIRMAN BRILLANTES:
Small fishermen, kasama ho ba yun?
MR. ANTIMANO:
Opo.
CHAIRMAN BRILLANTES:
Pati maliliit na mangingisda?
MR. ANTIMANO:
Opo, sa kanayunan. Meron po kasing maliliit na mangingisda sa
karagatan pero yung sa amin, yun pong maliliit na mangingisda na nag-
aalaga ng maliliit na . . . 2 1 9
aTIAES
It can be reasonably gathered from the foregoing that Antimano's reference to the
"agriculture and cooperative sector" pertains to small farmers and shermen. Likewise, on
the basis of the evidence on record, the term "cooperative" in Antimano's a davit should
be taken to refer to agricultural cooperatives which, by their nature, are still comprised of
agricultural workers.
Time and again, the Court has recognized small agricultural workers as marginalized
and underrepresented. Based on the records, BUTIL appears to fully adhere to and work
towards their cause. I also give due consideration to the fact that since the party-list
system was rst implemented in 1998, the party had been able to obtain the necessary
votes for at least one seat in the House of Representatives. This a rms the party's
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constituency that may deserve a continued representation in Congress.
AT
AT is an incumbent party-list group that claims to represent six (6) marginalized
sectors — labor, urban poor, elderly, women, youth and overseas Filipino workers (OFWs).
220 In disqualifying AT , the COMELEC found that its incumbent representative,
Congresswoman Daryl Grace J. Abayon, failed to author house measures that will uplift the
welfare of all the sectors it claims to represent. 2 2 1
In so ruling, however, the COMELEC gravely abused its discretion in failing to
appreciate that effective representation of sectors is not con ned to the passage of bills
that directly identify or name all of the sectors it seeks to represent. In the case of AT ,
there is evidence that it adopted and co-sponsored House Bills that advanced the
interests, not only of the sectors it represents, but even other marginalized and
underrepresented sectors. 2 2 2 AT also established with su ciency an exceptional track
record that demonstrates its genuine desire to uplift the welfare of all of the sectors it
represents. 2 2 3 It is broad enough to cover legislation which, while directly identifying only
some of the sectors as main bene ciaries, also bene ts the rest of the sectors it seeks to
represent.
ARARO
ARARO is a party-list group that seeks to represent peasants and the urban poor. It
was disquali ed by the COMELEC on the ground that these two sectors involve con icting
interests, for instance, in the matter of land use.
However, I do not see, and the COMELEC failed to show, how the issue of land use
can be con icting between these sectors. Peasants generally belong to the class of
marginal farmers, sherfolk and laborers in the rural areas. On the other hand, the urban
poor, as the term connotes, are those in the urban areas. While they may have different
interests and concerns, these are not necessarily divergent.
I also do not adhere to the COMELEC's conclusion that ARARO 's alliances with
other sectoral organizations "muddle" the sectors it represents. 2 2 4 These are mere
alliances, i.e., ties. It does not necessarily follow that ARARO , because of these ties, will
also represent the interests of these sectors. As long as ARARO 's platform continually
focuses on the enhancement of the welfare of the peasants and the urban poor, there can
be an effective representation in their behalf.
On the ground of grave abuse of discretion, I then vote to nullify the COMELEC's
cancellation of the registration of 1-UTAK, PASANG MASDA, BUTIL, AT and ARARO on
the ground of these parties' supposed failure to prove their eligibility to represent their
intended sectors.
The COMELEC also committed grave abuse of discretion in ruling on the outright
cancellation of the ve parties' registration on the ground of the supposed failure of their
nominees to qualify. I have fully explained that the quali cation of a party-list group shall
be treated separate and distinct, and shall not necessarily result from the quali cation of
its nominees. ADScCE
In any case, my vote to nullify the aforementioned actions of the COMELEC shall not
be construed to automatically restore the ve parties' registration and accreditation, which
would otherwise allow their participation in the May 2013 elections. As has been
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discussed, each party must still be able to eld in quali ed nominees, as it is only through
them that the party may perform its legislative function in the event that it garners the
required percentage of votes for a seat in the House of Representatives. With this
circumstance, and considering a new guideline on nominees' quali cations, I then nd the
necessity of remanding their petitions to the COMELEC.
ALIM, A-IPRA, AKIN, A
BLESSED Party-List and
AKO-BAHAY
The denial of the registration of AKIN , and the cancellation of the registration of
ALIM, A-IPRA, A BLESSED Party-List and AKO-BAHAY were based solely on the
alleged failure of their respective nominees to prove that they factually belong to the
marginalized and underrepresented sector that their parties seek to represent. I reiterate
that a party-list group must be treated separate and distinct from its nominees; the
outright disquali cation of the groups on the said ground is not warranted. The
COMELEC's ruling to the contrary is an act exhibitive of grave abuse of discretion.
Accordingly, I deem it appropriate to nullify the COMELEC's resolve to deny AKIN 's
registration and cancel the registration of ALIM, A-IPRA, A BLESSED Party-List and
AKO-BAHAY . Nonetheless, as in the case of 1-UTAK, PASANG MASDA, BUTIL, AT and
ARARO , this does not necessarily restore or grant their registration under the party-list
system. CITcSH
2.DISMISS the petitions in G.R. No. 204139, G.R. 204370, G.R. No. 204379,
G.R. No. 204394, G.R. No. 204402, G.R. No. 204426, G.R. No. 204435, G.R. No.
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204455, G.R. No. 204485, G.R. No. 204490, G.R. No. 204436, G.R. No. 204484,
G.R. No. 203766, G.R. Nos. 203818-19, G.R. No. 203922, G.R. No. 203936, G.R.
No. 203958, G.R. No. 203960, G.R. No. 203981, G.R. No. 204002, G.R. No.
204094, G.R. No. 204100, G.R. No. 204122, G.R. No. 204126, G.R. No. 204141,
G.R. No. 204158, G.R. No. 204216, G.R. No. 204220, G.R. No. 204236, G.R. No.
204238, G.R. No. 204239, G.R. No. 204240, G.R. No. 204318, G.R. No. 204321,
G.R. No. 204323, G.R. No. 204358, G.R. No. 204359, G.R. No. 204374, G.R. No.
204408, G.R. No. 204421, G.R. No. 204425, G.R. No. 204428 and G.R. No.
204486 .
I agree with the ponencia in substance, but dissent in so far as there is no nding of
grave abuse of discretion on the part of the COMELEC.
National political parties may participate in party list elections, provided that they
have no candidate for legislative districts. The constitution disquali es political parties,
which have candidates for legislative districts, from the party list system. 1 I also agree
that they need not be organized sectorally and/or represent the "marginalized and
underrepresented".
We take this opportunity to take a harder look at article VI section 5 (1) and (2) in
the light of article II section 1 of the Constitution. We now bene t from hindsight as we are
all witness to the aftermath of the doctrines enunciated in Ang Bagong Bayani-OFW Labor
Party v. COMELEC 2 as qualified by Veterans Federation Party v. COMELEC 3 and Barangay
Association for National Advancement and Transparency v. COMELEC. 4 TAEDcS
In my view, the Constitutional provisions have always created space for "national,
regional and sectoral parties and organizations" to join the party list system. It is textually
clear that national political parties or regional organizations do not need to be organized
on sectoral lines. Sectoral parties or organizations belong to a different category of
participants in the party list system.
Moreover, there is no constitutional requirement that all those who participate in the
party list system "must represent the marginalized and underrepresented groups" as
mentioned in Republic Act No. 7941. 5 This law is unconstitutional in so far as it makes a
requirement that is not supported by the plain text of the Constitution.
There is also a constitutional difference between the political parties that support
those who are candidates for legislative districts and those that participate in the party list
system. It is inconsistent for national political parties who have candidates for legislative
districts to also run for party list. This, too, is the clear implication from the text of article
VI, section 5 (1) of the Constitution.
The insistence on the criteria of "marginalized and underrepresented" 6 has caused
so much chaos to the point of absurdity in our party list system. It is too ambiguous so as
to invite invidious intervention on the part of COMELEC, endangering the fundamental
rights to suffrage of our people. Hewing more closely with the text of the Constitution
makes more sense under the present circumstances.
Besides, there was no clear majority in support of the ratio decidendi relevant to our
present cases in the case of Ang Bagong Bayani, et al. v. COMELEC 7 and BANAT v.
COMELEC. 8
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I vote for the grant of the Petitions and the nulli cation of COMELEC Resolution No.
9513, s. August 2, 2012. This will have the effect of reinstating the registration of thirty
nine (39) existing party list groups that have already registered for the 2010 elections
especially those that have won seats in the current Congress. This will also automatically
remand the thirteen (13) cases of new party list registrants for proper processing and
evaluation by the Commission on Elections. cHCSDa
Textual analysis
of the relevant provisions
Different kind of political party in the party list system
The core principle that de nes the relationship between our government and those
that it governs is captured in the constitutional phrase that ours is a "democratic and
republican state". 9 A democratic and republican state is founded on effective
representation. It is also founded on the idea that it is the electorate's choices that must
be given full consideration. 1 0 We must always be sensitive in our crafting of doctrines lest
the guardians of our electoral system be empowered to silence those who wish to offer
their representation. We cannot replace the needed experience of our people to mature as
citizens in our electorate.
We should read article VI, section 5 (1) and (2) in the light of these overarching
consideration.
Article VI, section 5 (1) provides:
"(1) The House of Representative shall be composed of not more than two
hundred and fty members, unless otherwise xed by law, who shall be elected
from legislative districts apportioned among the provinces, cities, and the
Metropolitan Manila area in accordance with the number of their respective
inhabitants, and those who, as provided by law, shall be elected through
a party list system of registered national, regional and sectoral parties
or organizations ." (emphasis provided)
There are two types of representatives in the House of Representatives. Those in the
rst group are "elected from legislative districts". Those in the second group are "elected
through a party list system of registered national, regional and sectoral parties and
organizations." TaCDIc
This has been the usual role of political parties even before the 1987 Constitution.
The party list system is an attempt to introduce a new system of politics in our
country, one where voters choose platforms and principles primarily and candidate-
nominees secondarily. As provided in the Constitution, the party list system's intentions
are broader than simply to "ensure that those who are marginalized and represented
become lawmakers themselves". 1 3
Historically, our electoral exercises privileged the popular and, perhaps, pedigreed
individual candidate over platforms and political programs. 1 4 Political parties were
convenient amalgamation of electoral candidates from the national to the local level that
gravitated towards a few of its leaders who could marshall the resources to supplement
the electoral campaigns of their members. 1 5 Most elections were choices between
competing personalities often with very little discernible differences in their interpretation
and solutions for contemporary issues. 1 6 The electorate chose on the bases of
personality and popularity; only after the candidates were elected to public offices will they
later nd out the concrete political programs that the candidate will execute. Our history is
replete with instances where the programs that were executed lacked cohesion on the
basis of principle. 1 7 In a sense, our electoral politics alienated and marginalized large
parts of our population.
The party list system was introduced to challenge the status quo. It could not have
been intended to enhance and further entrench the same system. It is the party or the
organization that is elected. It is the party list group that authorizes, hopefully through a
democratic process, a priority list of its nominees. It is also the party list group that can
delist or remove their nominees, and hence replace him or her, should he or she act
inconsistently with the avowed principles and platforms of governance of their
organization. In short, the party list system assists genuine political parties to evolve.
Genuine political parties enable true representation, and hence, provide the potential for us
to realize a "democratic and republican state". ISDCHA
Today, we are witness to the possibility of some party list groups that have
maintained organizational integrity to pose candidates for higher o ces, i.e. the Senate.
We can take judicial notice that two of the candidates for the 2013 senatorial elections —
who used to represent party list groups in the House of Representatives — do not have the
resources nor the pedigree and, therefore, are not of the same mould as many of the usual
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politicians who view for that position. It is no accident that the party list system is only
con ned to the House of Representatives. It is the nurturing ground to mature genuine
political parties and give them the experience and the ability to build constituencies for
other elective public offices.
In a sense, challenging the politics of personality by constitutionally entrenching the
ability of political parties and organizations to instill party discipline can redound to the
bene t of those who have been marginalized and underrepresented in the past. It makes it
possible for nominees to be chosen on the basis of their loyalty to principle and platform
rather than their family a liation. It encourages more collective action by the membership
of the party and hence will reduce the possibility that the party be controlled only by a
select few.
Thus, it is not only "for the marginalized and underrepresented in our midst . . . who
wallow in poverty, destitution and in rmity" 1 8 that the party list system was enacted.
Rather, it was for everyone in so far as attempting a reform in our politics. TcSICH
But, based on our recent experiences, requiring "national, regional and sectoral
parties and organizations" that participate in the party list system to be representatives of
the "marginalized and underrepresented sector" and be "marginalized and
underrepresented themselves" is to engage in an ambiguous and dangerous ction that
undermines the possibility for vibrant party politics in our country. This requirement, in fact,
was the very requirement that "gut the substance of the party list system". 1 9
Worse, contrary to the text of the constitution, it fails to appreciate the true context
of the party list system.
No requirement that the party or organization be "marginalized and
underrepresented"
The disquali cation of two "green" or ecological parties 2 0 and two "right wing"
ideological groups 2 1 (currently part of the party list sector in the present Congress) is
based on the assessment of the COMELEC en banc that they do not represent a
"marginalized" sector and that the nominee themselves do not appear to be marginalized.
It is inconceivable that the party list system framed in our Constitution make it
impossible to accommodate green or ecological parties of various political persuasions.
Environmental causes do not have as their constituency only those who are
marginalized or underrepresented. Neither do they only have for their constituency those
"who wallow in poverty, destitution and in rmity". 2 2 In truth, all of us, regardless of
economic class, are constituents of ecological advocacies.
Also, political parties organized along ideological lines — the socialist or even right
wing political parties — are groups motivated by a their own narratives of our history, a
vision of what society can be and how it can get there. There is no limit to the economic
class that can be gripped by the cogency of their philosophies and the resulting political
platforms. Allowing them space in the House of Representatives if they have the
constituency that can win them a seat will enrich the deliberations in that legislative
chamber. Having them voice out opinions — whether true or false — should make the
choices of our representatives richer. It will make the choices of our representatives more
democratic.
Ideologically oriented parties work for the bene t of those who are marginalized
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and underrepresented, but they do not necessarily come mainly from that economic class.
Just a glance at the history of strong political parties in different jurisdictions will show
that it will be the public intellectuals within these parties who will provide their rationale
and continually guide their membership in the interpretation of events and, thus, inform
their movement forward.
Political ideologies have people with kindred ideas as their constituents. They may
care for the marginalized and underrepresented, but they are not themselves — nor for
their effectivity in the House of Representatives should we require that they can only come
from that class. DCESaI
What is plain from a reading of the text is that the quali cation as to reserved seats
is applicable only for the "three consecutive terms after the ratification" of the Constitution.
Only one-half of the seats within that period is reserved to the "sectors" that were
enumerated, clearly implying that there are other kinds of party list groups other
than those who are sectoral.
To require that all the seats for party list representatives remain sectoral in one form
or the other is clearly and patently unconstitutional. It is not supported by the text. Its
rationale and its actual effect is not in accord with the spirit of these provisions.
Revisiting Ang Bagong Bayani, et al. v. COMELEC
We are aware of the case of Ang Bagong Bayani v. Comelec. 2 3 In that case, the
Court en banc declared that political parties may participate in the party list system but
that these political parties must be organized sectorally to represent the "marginalized and
underrepresented". DEAaIS
The reasoning of the ponencia of that case derived from his fundamental principle
that:
". . . The requisite character of these parties or organizations must be consistent
with the purpose of the party list system, as laid down in the Constitution and
RA 7941." 2 4
Article VI, sections 5 (1) and (2) already imply a complete Constitutional framework
for the party list system.
Congress cannot add the concept of "proportional representation". Congress cannot
pass a law so that we read in the text of the Constitution the requirement that even
national and regional parties or organizations should likewise be sectoral.
Certainly Congress cannot pass a law so that even the one-half that was not
reserved for sectoral representatives even during the rst three consecutive
terms after the rati cation of the Constitution should now only be composed of
sectoral representatives .
There were strong cogent dissenting opinions coming from Justices Mendoza and
Vitug when Ang Bagong Bayani v. COMELEC was decided in 2001. 2 7 Only six (6) justices
concurred with the reasoning of the ponencia. Two justices voted only in the result. Five (5)
justices dissented. Four (4) of them joining the dissenting opinion of Justice Vicente
Mendoza. There was no majority therefore in upholding the reasoning and ratio decidendi
proposed by the ponencia in that case. It was a divided court, one where there was a
majority to sustain the result but not enough to establish doctrine.
It was even a more divided court when the same issues were tackled in the case of
BANAT v. COMELEC in 2009. 2 8
Ostensibly, the rationale of the majority in BANAT was to prevent major political
parties from dominating organizations of the marginalized. Citing the concurring and
dissenting opinion of then Chief Justice Puno:
". . . . There is no gainsaying the fact that the party-list parties are no match to
our traditional political parties in the political arena. This is borne out in the
party list elections held in 2001 where major political parties were initially
allowed to campaign and be voted for. The results con rmed the fear expressed
by some commissioners in the Constitutional Commission that major political
parties would gure in the disproportionate distribution of votes: of the 162
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parties which participated, the seven major political parties made it to the top
50." 2 9 cDHCAE
The premise of course was the argument that major political parties that support
candidates for legislative districts were to be allowed to participate in the party-list
system. This is not the reading proposed today of the Constitution. Furthermore, the
opinion failed to foresee that even parties and organizations that claim to represent the
"marginalized" could crowd out each other further weakening the system.
Not only do we vote today without a precedent having a clear vote, we also do so
with the benefit of hindsight.
"Marginalized and underrepresented" is ambiguous
There is another reason why we cannot fully subscribe to the concept of
"marginalized and underrepresented". It is too ambiguous. There can be no consistent
judicially discernible standard for the COMELEC to apply. It thus invites invidious
intervention from COMELEC to undermine the right of suffrage of the groups that want to
vie for representation. Indirectly, it also violates the right of suffrage of the electorate.
COMELEC substituted its judgment for that of the electorate. It thus acted arbitrarily and
beyond its jurisdiction.
In none of the Orders of the COMELEC in question was there a de nition of what it is
to be socially marginalized. No empirical studies have informed COMELEC's determination
as to which groups are "underrepresented" in government. In fact, there is no indication as
to what the characteristics of an individual's or group's identity would lead the COMELEC
en banc to consider that they were a "sector".
To the COMELEC en banc, for instance, the following are not marginalized or
underrepresented sectors: "Bicolanos", 3 0 "young professionals like drug counselors and
lecturers", 3 1 rural energy consumers, 3 2 "peasants, urban poor, workers and nationalistic
individuals who have stakes in promoting security of the country against insurgency
criminality and their roots in economic poverty", 3 3 "persons imprisoned without proof of
guilt beyond reasonable doubt", 3 4 those who advocate "to publicly oppose, denounce and
counter, communism in all its form in the Filipino society"; 3 5 "environmental enthusiasts
intending to take are of, protect and save Mother Earth", 3 6 "agricultural and cooperative
sectors"; 3 7 "businessmen, civil society groups, politicians and ordinary citizens advocating
genuine people empowerment, social justice, and environmental protection and utilization
for sustainable development"; 3 8 "artists"; 3 9 "Bisayans"; 4 0 Ilonggos. 4 1 SCEDaT
What is plain is that the COMELEC declared ex cathedra sans any standard what
were the "marginalized and underrepresented sectors." This, in my opinion, constitutes
grave abuse of discretion on the part of the COMELEC. We are now asked to con rm their
actions. We are asked to a rm that COMELEC knew what a "marginalized and
underrepresented sector" was when they saw one.
COMELEC's process was a modern day inquisition reminiscent of the medieval hunt
for heretics and witches, a spectacle which may in a few cases weed out the sham
organization. But it was a spectacle nonetheless fraught with too many vulnerabilities that
cannot be constitutionally valid. It constitutes grave abuse of discretion.
As guardians of the text and values congealed in our Constitution, we should not
lend our imprimatur to both the basis and the procedure deployed by COMELEC in this
case.
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After all, we have a due process clause still in place. 4 2 Regardless of the nature of
the power that COMELEC deployed — whether it was administrative or quasi-judicial — the
parties were entitled to have a standard that they could apply in their situation so that they
could properly discern whether their factual situation deserved registration or
disqualification. ACIDSc
Neither was it possible for COMELEC to come up with a standard. Even Rep. Act No.
7941 was ambiguously worded. 4 3 There was no workable de nition of "marginalized",
"underrepresented" and "sector." 4 4
Neither would it have been possible for Congress to de ne these concepts. In the
rst place, our decisions have not given them guidance. In the second place, we could not
give guidance because it is not in the Constitution and could not be derived from its
provisions. This is also apart from the reality that "identity", "sector", "marginalized" and
"underrepresented" are heavily contested concepts in the elds of social science and
philosophy. 4 5
The fallacy of representation by "marginalized and underrepresented" groups
It is possible under our system for a party list group representing indigenous
peoples to be elected by peoples who do not belong to their sector but from a vote-rich
legislative district. The same is true with a party list group allegedly of security guards. 4 6
They, too, can get elected without the consent of majority of all the security guards in this
country but simply from the required number allowed by our formula in BANAT v.
COMELEC. 4 7 In practice, we have seen the possibility for these "marginalized and
underrepresented" party list groups being elected simply by the required vote in some
legislative districts.
This sham produces the failure in representation. It undermines the spirit of the
party list system, violates the principle of representation inherent in a democratic and
republican state, and weakens — rather than strengthen — the abilities of the "marginalized
and underrepresented" to become lawmakers themselves. Constitutional construction
cannot lose sight of how doctrines can cause realities that will undermine the very spirit of
the text of our Constitution. 4 8
Allowing the existence of strong national and regional parties or organizations in the
party list system have better chances of representing the voices of the "marginalized and
underrepresented. It will also allow views, standpoints and ideologies sidelined by the
pragmatic politics required for political parties participating in legislative districts to be
represented in the House of Representatives. It will also encourage the concept of being
multi-sectoral and therefore the strengthening of political platforms. EDcIAC
To allow this to happen only requires that we maintain full fealty to the textual
content of our Constitution. It is "a party-list system of registered national, regional, and
sectoral parties or organizations." 4 9 Nothing more, nothing less.
Requirements for Party List Groups
Preferably, party list groups should represent the marginalized and
underrepresented in our society. Preferably, they may not be marginalized themselves but
that they may also subscribe to political platforms that have the improvement of those
who are politically marginalized and economically destitute as their catapulting passion.
But, this cannot be the constitutional requirements that will guide legislation and actions
on the part of the Commission on Elections.
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I propose instead the following benchmarks:
First, the party list system includes national, regional and sectoral parties and
organizations;
Second, there is no need to show that they represent the "marginalized and
underrepresented". However, they will have to clearly show how their plans will impact on
the "marginalized and underrepresented". Should the party list group prefer to represent a
sector, then our rulings in Ang Bagong Bayani 5 0 and BANAT 5 1 will apply to them;
Third, the parties or organizations that participate in the party list system must not
also be a participant in the election of representatives for the legislative districts. In other
words, political parties that eld candidates for legislative districts cannot also participate
in the party list system;
Fourth, the parties or organizations must have political platforms guided by a vision
of society, an understanding of history, a statement of their philosophies and how this
translates into realistic political platforms; aICcHA
Fifth, the parties or organizations — not only the nominees — must have concrete
and veri able track record of political participation showing their translation of their
political platforms into action;
Sixth, the parties or organizations that apply for registration must be organized
solely for the purpose of participating in electoral exercises;
Seventh, they must have existed for a considerable period, such as three (3) years,
prior to their registration. Within that period they should be able to show concrete
activities that are in line with their political platforms;
Eighth, they must have such numbers in their actual active membership roster so as
to be able to mount a credible campaign for purpose of enticing their audience (national,
regional or sectoral) for their election;
Ninth, a substantial number of these members must have participated in the political
activities of the organization;
Tenth, the party list group must have a governing structure that is not only
democratically elected but also one which is not dominated by the nominees themselves;
Eleventh, the nominees of the political party must be selected through a transparent
and democratic process;
Twelfth, the source of the funding and other resources used by the party or
organization must be clear and should not point to a few dominant contributors
speci cally of individuals with families that are or have participated in the elections for
representatives of legislative districts;
Thirteenth, the political party or party list organization must be able to win within the
two elections subsequent to their registration;
Fourteenth, they must not espouse violence; and CacEIS
Footnotes
1.Under Rule 64 in relation to Rule 65 of the 1997 Rules of Civil Procedure.
2.Rollo (G.R. Nos. 203818-19), pp. 1079-1080.
3.Rollo (G.R. No. 204094), pp. 176-177.
4.Rollo (G.R. No. 204141), pp. 145-148.
5.Rollo (G.R. No. 203766), unpaginated.
6.Id.
7.Id.
8.Rollo (G.R. No. 204379), pp. 26-35. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, Christian Robert S. Lim, and Maria Gracia Cielo M.
Padaca, with Commissioners Lucenito N. Tagle and Elias R. Yusoph dissenting.
9.Rollo (G.R. No. 204455), pp. 38-55; rollo (G.R. No. 204426), pp. 127-144. Signed by Chairman Sixto
S. Brillantes, Jr. and Commissioners Rene V. Sarmiento, Christian Robert S. Lim, and Maria
Gracia Cielo M. Padaca, with Commissioners Lucenito N. Tagle and Elias R. Yusoph
dissenting; Commissioner Armando C. Velasco also concurred except for Ala-Eh.
10.Rollo (G.R. No. 204435), pp. 47-55. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, Christian Robert S. Lim, and Maria Gracia Cielo M.
Padaca, with Commissioners Lucenito N. Tagle and Elias R. Yusoph dissenting.
11.Rollo (G.R. No. 204367), pp. 30-35. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, Christian Robert S. Lim, and Maria Gracia Cielo M.
Padaca, with Commissioners Lucenito N. Tagle and Elias R. Yusoph dissenting.
12.Rollo (G.R. No. 204370), pp. 37-50. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, Christian Robert S. Lim, and Maria Gracia Cielo M.
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Padaca, with Commissioners Lucenito N. Tagle and Elias R. Yusoph dissenting.
13.Rollo (G.R. No. 204436), pp. 45-57. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, Christian Robert S. Lim, and Maria Gracia Cielo M.
Padaca, with Commissioners Lucenito N. Tagle and Elias R. Yusoph dissenting.
14.Rollo (G.R. No. 204485), pp. 42-49. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, and Christian Robert S. Lim with Commissioners
Lucenito N. Tagle and Elias R. Yusoph dissenting. Commissioner Maria Gracia Cielo M.
Padaca took no part.
15.Rollo (G.R. No. 204139), pp. 505-512. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, and Armando C. Velasco.
Commissioners Elias R. Yusoph and Christian Robert S. Lim also voted in favor.
Commissioner Maria Gracia Cielo M. Padaca took no part.
16.Rollo (G.R. No. 204402), pp. 22-33. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, and Christian Robert S. Lim.
Commissioners Armando C. Velasco and Maria Gracia Cielo M. Padaca on official business.
17.Rollo (G.R. No. 204394), pp. 59-62. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R.
Yusoph, and Christian Robert S. Lim. Commissioner Maria Gracia Cielo M. Padaca took
no part.
18.Rollo, (G.R. No. 204490), pp. 71-78. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Armando C. Velasco, Elias R. Yusoph, and Christian Robert S. Lim.
Commissioners Lucenito N. Tagle and Rene V. Sarmiento concurred but took no part in
Ang Ating Damayan. Commissioner Maria Gracia Cielo M. Padaca took no part.
19.Rollo, (G.R. No. 204484), pp. 42-45. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R.
Yusoph, Christian Robert S. Lim, and Maria Gracia Cielo M. Padaca.
20.PBB's petition is docketed as G.R. No. 204484 before this Court, and as SPP No. 11-002
before the COMELEC.
21.In the Matter of Clarifying the Inclusion in the Party-List Ra e of New Groups Denied
Accreditation but were Able to Obtain a Status Quo Ante Order from the Supreme Court.
22.(2) To set for summary evidentiary hearings by the Commission En Banc, for purposes of
determining their continuing compliance with the requirements of R.A. No. 7941 and the
guidelines in the Ang Bagong Bayani case, and, of non-compliant, cancel the registration of
the following:
(a) Party-list groups or organizations which are already registered and accredited and will
participate in the May 13, 2013 Elections, provided that the Commission En Banc has not
passed upon the grant of their respective Petitions for Registration; and
(b) Party-list groups or organizations which are existing and retained in the list of
Registered Party-List Parties per Resolution No. 9412, promulgated on 27 April 2012, and
which have led their respective Manifestations of Intent to Participate in the Party-List
System of Representation in the May 13, 2013 Elections. (Boldface and italics in the original)
26.Rollo (G.R. No. 204100), pp. 52-67; rollo (G.R. No. 204122), pp. 36-51; rollo (G.R. No. 204263), pp.
28-43. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners Rene V. Sarmiento,
Lucenito N. Tagle, Armando C. Velasco. Elias R. Yusoph, and Christian Robert S. Lim.
Commissioner Maria Gracia Cielo M. Padaca took no part.
27.Rollo (G.R. No. 203960), pp. 61-68. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Lucenito N. Tagle, Armando C. Velasco, and Elias R. Yusoph. Commissioner Christian Robert
S. Lim also concurred but did not sign. Commissioners Rene V. Sarmiento and Maria Gracia
Cielo M. Padaca took no part.
28.Rollo (G.R. No. 203922), pp. 92-101. Signed by Commissioners Rene V. Sarmiento, Lucenito N.
Tagle, Armando C. Velasco, Elias R. Yusoph, and Christian Robert S. Lim. Chairman Sixto S.
Brillantes, Jr. penned a Separate Concurring Opinion. Commissioner Maria Gracia Cielo M.
Padaca took no part.
29.Rollo (G.R. No. 204174), pp. 158-164. Signed by Commissioners Rene V. Sarmiento, Lucenito N.
Tagle, Armando C. Velasco, and Elias R. Yusoph. Commissioner Christian Robert S. Lim also
concurred but did not sign. Chairman Sixto S. Brillantes, Jr. penned an extended opinion.
Commissioner Maria Gracia Cielo M. Padaca took no part.
30.Rollo (G.R. No. 203976), pp. 21-37. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Christian Robert S. Lim.
Commissioner Elias R. Yusoph also voted in favor. Commissioner Maria Gracia Cielo M.
Padaca took no part.
31.Rollo (G.R. No. 204240), pp. 47-69; rollo (G.R. No. 203936), pp. 128-150; rollo (G.R. No. 204126),
pp. 51-73; rollo (G.R. No. 204364), pp. 34-56; rollo (G.R. No. 204141), pp. 31-53; rollo (G.R. No.
204408), pp. 46-68; rollo (G.R. No. 204153), pp. 24-46; rollo (G.R. No. 203958), pp. 26-48.
Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners Rene V. Sarmiento, Lucenito
N. Tagle. Armando C. Velasco. Commissioner Elias R. Yusoph also voted in favor.
Commissioner Christian Robert S. Lim also concurred but inhibited in KAKUSA.
Commissioner Maria Gracia Cielo M. Padaca took no part.
32.Rollo (G.R. No. 204428), pp. 35-40. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, and Armando C. Velasco. Commissioner Christian
Robert S. Lim also concurred but did not sign. Commissioner Elias R. Yusoph also voted in
favor but was on o cial business at the time of signing. Commissioner Maria Gracia Cielo
M. Padaca took no part.
33.Rollo (G.R. No. 204094), pp. 30-40. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, and Christian Robert S. Lim.
Commissioners Armando C. Velasco and Maria Gracia Cielo M. Padaca were on o cial
business.
34.Rollo (G.R. No. 204239), pp. 25-42; rollo (G.R. No. 204236), pp. 57-74; rollo (G.R. No. 204341), pp.
29-46. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners Rene V. Sarmiento,
Lucenito N. Tagle, Elias R. Yusoph, and Christian Robert S. Lim. Commissioner Armando C.
Velasco was on official business. Commissioner Maria Gracia Cielo M. Padaca took no part.
35.Rollo (G.R. No. 204358), pp. 140-148. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert S.
Lim, and Maria Gracia Cielo M. Padaca. Commissioner Armando C. Velasco was on o cial
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business.
36.Rollo (G.R. No. 204359), pp. 42-50. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, and Elias R. Yusoph.
Commissioner Christian Robert S. Lim also concurred but was on o cial business at the
time of signing. Commissioner Maria Gracia Cielo M. Padaca took no part.
37.Rollo (G.R. No. 204238), pp. 54-58. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, and Christian Robert S. Lim.
Commissioners Armando C. Velasco and Maria Gracia Cielo M. Padaca were on o cial
business.
38.Rollo (G.R. No. 204323), pp. 44-48. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert S. Lim, and Maria
Gracia Cielo M. Padaca. Commissioner Armando C. Velasco was on official business.
39.Rollo (G.R. No. 204321), pp. 43-51. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert S. Lim, and Maria
Gracia Cielo M. Padaca. Commissioner Armando C. Velasco was on official business.
40.Rollo (G.R. No. 204125), pp. 44-48. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, and Christian Robert S. Lim.
Commissioner Armando C. Velasco was on o cial business. Commissioner Maria Gracia
Cielo M. Padaca took no part.
41.Rollo (G.R. No. 204216), pp. 23-28. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, and Maria Gracia Cielo M. Padaca.
Commissioner Christian Robert S. Lim penned a separate Concurring Opinion. Commissioner
Armando C. Velasco was on official business.
42.Rollo (G.R. No. 204220), pp. 39-44. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, and Christian Robert S. Lim.
Commissioners Armando C. Velasco and Maria Gracia Cielo M. Padaca were on o cial
business.
43.Rollo (G.R. No. 204158), pp. 59-64. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R. Yusoph, and Christian
Robert S. Lim. Commissioner Maria Gracia Cielo M. Padaca took no part.
44.Rollo (G.R. No. 204374), pp. 36-41. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R. Yusoph, and Christian
Robert S. Lim. Commissioner Maria Gracia Cielo M. Padaca took no part.
45.Rollo (G.R. No. 204356), pp. 56-64. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R. Yusoph, and Christian
Robert S. Lim. Commissioner Maria Gracia Cielo M. Padaca took no part.
46.Rollo (G.R. No. 204486), pp. 42-47. Signed by Chairman Sixto S. Brillantes, Jr. and Commissioners
Rene V. Sarmiento, Armando C. Velasco, Elias R. Yusoph and Christian Robert S. Lim.
Commissioners Lucenito N. Tagle and Maria Gracia Cielo M. Padaca took no part.
47.Rollo (G.R. No. 204410), pp. 63-67. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Armando C. Velasco, and Christian Robert S. Lim.
Commissioner Lucenito N. Tagle penned a Dissenting Opinion and joined by
Commissioner Elias R. Yusoph. Maria Gracia Cielo M. Padaca took no part.
48.Rollo (G.R. No. 204421), pp. 43-50; rollo (G.R. No. 204425), pp. 21-28. Signed by Chairman
Sixto S. Brillantes, Jr. and Commissioners Rene V. Sarmiento, Christian Robert S. Lim,
and Maria Gracia Cielo M. Padaca with Commissioners Lucenito N. Tagle, Armando C.
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Velasco, and Elias R. Yusoph, dissenting.
49.G.R. Nos. 179271 and 179295, 21 April 2009, 586 SCRA 210.
50.II Record, CONSTITUTIONAL COMMISSION 566-567 (1 August 1986).
51.II Record, CONSTITUTIONAL COMMISSION 85-86 (22 July 1986).
52.II RECORD, CONSTITUTIONAL COMMISSION 85-86 (22 July 1986), 256-257 (25 July 1986).
53.II RECORD, CONSTITUTIONAL COMMISSION 257 (25 July 1986).
54.412 Phil. 347, 350 (2001).
55.Party-List System: The Philippine Experience, Fritzie Palma Tangkia and Ma. Araceli Basco
Habaradas, Ateneo School of Government and Friedrich Ebert Stiftung (FES), Philippine
O ce, April 2001, http://library.fes.de/pdf- les/bueros/philippinen/50076.pdf
(accessed 30 March 2013).
56.Section 5. Registration. — Any organized group of persons may register as a party,
organization or coalition for purposes of the party-list system by ling with the
COMELEC not later than ninety (90) days before the election a petition veri ed by its
president or secretary stating its desire to participate in the party-list system as a
national, regional or sectoral party or organization or a coalition of such parties or
organizations, attaching thereto its constitution, by-laws, platform or program of
government, list of o cers, coalition agreement and other relevant information as the
COMELEC may require: Provided, That the sectors shall include labor, peasant, fisherfolk,
urban poor, indigenous cultural communities, elderly, handicapped, women, youth,
veterans, overseas workers, and professionals.
The COMELEC shall publish the petition in at least two (2) national newspapers of general
circulation.
TheCOMELEC shall, after due notice and hearing, resolve the petition within fteen (15)
days from the date it was submitted for decision but in no case not later than sixty (60)
days before election.
57.Section 2. Declaration of Policy. — The State shall promote proportional representation in
the election of representatives to the House of Representatives through a party-list
system of registered national, regional and sectoral parties or organizations or coalitions
thereof, which will enable Filipino citizens belonging to marginalized and under-
represented sectors, organizations and parties, and who lack well-de ned
political constituencies but who could contribute to the formulation and enactment
of appropriate legislation that will bene t the nation as a whole, to become members of
the House of Representatives. Towards this end, the State shall develop and guarantee a
full, free and open party system in order to attain the broadest possible representation of
party, sectoral or group interests in the House of Representatives by enhancing their
chances to compete for and win seats in the legislature, and shall provided the simplest
scheme possible. (Emphasis supplied)
58.The National Statistical Coordination Board (NSDB) classi es the population into three
income groups: the high income, the middle income, and the low income group. See
Table 2. Annual Family Income of the Low, Middle, and High Income Classes: 1997,
http://www.nscb.gov.ph/ncs/10thNCS/papers/contributed%20papers/cps-12/cps12-
01.pdf (accessed 30 March 2013).
12.See Perez-Rosario v. CA , G.R. No. 140796, 30 Jun 2006; BERNAS, PRIMER ON THE 1987
CONSTITUTION (2006), 488.
13.Volume II, R.C.C., 258-259, 25 July 1986.
14.Eastern Shipping Lines v. POEA, G.R. No. 76633, 18 October 1988.
28.The national parties are Alliance for Nationalism and Democracy (ANAD), Bantay Party-List
(BANTAY), and Alliance of Bicolnon Party (ABP). On the other hand, the regional parties
are Ako Bicol Political Party (AKB), Akyson Magsasaka — Partido Tining ng Masa
(AKMA-PTM), Ako an Bisaya (AAB), Kalikasan Party-List (KALIKASAN), 1 Alliance
Advocating Autonomy Party (1AAAP), Abyan Ilonggo Party (AI), Partido ng Bayan and
Bida (PBB), and Pilipinas Para sa Pinoy (PPP).
29.G.R. No. 147589, 26 June 2001.
30.G.R. Nos. 178831-32, 179120, 179132-33, 179240-41, 1 April 2009.
31.G.R. No. 143375, 6 July 2001.
13.The deliberations, together with voting on the various issues raised and the wording of the
constitutional text of the party-list provision, took place on July 22, 1986, July 25, 1986
and August 1, 1986.
14.1987 CONSTITUTION, Article VI, Section 5 (1).
15.II RECORD of the CONSTITUTIONAL COMMISSION, p. 86.
16.Id. at 259.
17.RA No. 7941, Section 3 (a).
18.RA No. 7941, Section 2.
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19.RA No. 7941, Section 3 (b) to (f).
20.Ang Bagong Bayani-OFW Labor Party v. COMELEC, supra note 4, at 342-345.
21.G.R. Nos. 179271 and 179295, April 21, 2009, 586 SCRA 210.
22.See ponencia of Justice Antonio T. Carpio.
23.II RECORD of the Constitutional Commission, p. 561. Stated by Commissioner Villacorta
prior to the approval of the amendment that became Section 5 (1), Article VI of the 1987
Constitution:
Mr.Villacorta. I would like to report that the proponents of sectoral representation and of
the party list system met to thoroughly discuss the issues and have arrived at a
compromise formula.
On this rst day of August 1986, we shall, hopefully, usher in a new chapter in
our national history by giving genuine power to our people in the legislature .
Commissioner Monsod will present to the Committee on the Legislative the amendment
to Section 5 which we have agreed upon. [emphasis and underscore ours]
The underlined and boldfaced portion was lifted out of context in Ang Bagong Bayani.
24.See Dissent of J. Vicente V. Mendoza which discussed the Villacorta and Monsod positions,
as well as the statements of Commissioners Jaime Tadeo and Blas Ople, based on the
record of the Constitutional Commission.
25.1987 CONSTITUTION, Article VI, Section 5 (2).
26.On July 25, 1986.
27.II RECORD of the Constitutional Commission, pp. 255, 561-562. See also the Dissents of
Justice Jose C. Vitug and Justice Vicente Mendoza in Ang Bagong Bayani-OFW Labor
Party v. COMELEC, supra note 4.
28.See Section 2 of RA No. 7941.
29.Pages 19-23 of this Separate Opinion.
30.Supra note 4.
31.Id. at 333.
32.Ang Bagong Bayani-OFW Labor Party v. COMELEC, supra note 4, at 334.
33.Per Francisco, Jr. v. The House of Representatives (supra note 7, at 884-885): verba legis
signi es that "wherever possible, the words used in the Constitution must be given their
ordinary meaning except where technical terms are employed. . . . We look to the
language of the document itself in our search for its meaning. We do not of course stop
there, but that is where we begin. It is to be assumed that the words in which
constitutional provisions are couched express the objective sought to be attained. They
are to be given their ordinary meaning except where technical terms are employed in
which case the signi cance thus attached to them prevails. As the Constitution is not
primarily a lawyer's document, it being essential for the rule of law to obtain that it
should ever be present in the people's consciousness, its language as much as possible
should be understood in the sense they have in common use. What it says according to
the text of the provision to be construed compels acceptance and negates the power of
the courts to alter it, based on the postulate that the framers and the people mean what
they say. Thus these are the cases where the need for construction is reduced to a
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minimum." (emphasis, underscore and italics ours)
34.Id. at 887, "ut majis valeat quam pereat " — the Constitution is to be interpreted as a
whole. "It is a well-established rule in constitutional construction that no one provision of
the Constitution is to be separated from all the others, to be considered alone, but that all
the provisions bearing upon a particular subject are to be brought into view and to be so
interpreted as to effectuate the great purposes of the instrument. Sections bearing on a
particular subject should be considered and interpreted together as to effectuate the
whole purpose of the Constitution and one section is not to be allowed to defeat another,
if by any reasonable construction, the two can be made to stand together." (Citing Civil
Liberties Union v. Executive Secretary , G.R. Nos. 83896 & 83815, February 22, 1991, 194
SCRA 317.)
In other words, the Court must harmonize them, if practicable, and must lean in favor of a
construction which will render every word operative, rather than one which may make the
words idle and nugatory.
If,however, the plain meaning of the word is not found to be clear, resort to other aids is
available.
While it is permissible in this jurisdiction to consult the debates and proceedings of the
constitutional convention in order to arrive at the reason and purpose of the resulting
Constitution, resort thereto may be had only when other guides fail as said proceedings
are powerless to vary the terms of the Constitution when the meaning is clear. Debates
in the constitutional convention "are of value as showing the views of the individual
members, and as indicating the reasons for their votes, but they give us no light as to the
views of the large majority who did not talk, much less of the mass of our fellow citizens
whose votes at the polls gave that instrument the force of fundamental law. We think it
safer to construe the constitution from what appears upon its face." The proper
interpretation therefore depends more on how it was understood by the people adopting
it than in the framers' understanding thereof. (Id.)
45.Bantay Republic Act or BA-RA 7941 v. Commission on Elections , G.R. Nos. 177271 and
177314, May 4, 2007, 523 SCRA 1, 16-17.
46.For party-list groups already previously registered, the COMELEC can determine the
qualifications of their nominees once they file a Manifestation of Intent to participate.
47.See Abayon v. House of Representatives Electoral Tribunal, supra note 42; and Lokin, Jr. v.
Commission on Elections, supra note 45.
48.RA No. 7941, Section 5.
49.The petitioners in G.R. Nos. 204421 and 204425 refer to one and the same party-list group,
only that they are represented by different personalities, claiming to be the legitimate
officers of the party.
3."An Act Providing for the Election of Party-List Representatives Through the Party-List System,
and Appropriating Funds Therefor".
4.Rules and Regulations Governing The: 1) Filing of Petitions for Registration; 2) Filing of
Manifestations of Intent to Participate; 3) Submission of Names of Nominees; and 4)
Filing of Disquali cation Cases Against Nominees or Party-List Groups of Organizations
Participating Under the Party-List System of Representation in Connection with the May
13, 2013 National and Local Elections, and Subsequent Elections Thereafter.
5.Supra note 1.
6.First, the political party, sector, organization or coalitions must represent the marginalized and
underrepresented groups identi ed in Section 5 of RA 7941. In other words, it must show
— through its constitution, articles of incorporation, bylaws, history, platform of
government and track record — that it represents and seeks to uplift marginalized and
underrepresented sectors. Verily, majority of its membership should belong to the
marginalized and underrepresented. . . .
Second, while even major political parties are expressly allowed by RA 7941 and the
Constitution to participate in the party-list system, they must comply with the declared
statutory policy of enabling "Filipino citizens belonging to marginalized and
underrepresented sectors . . . to be elected to the House of Representatives." In other
words, while they are not disquali ed merely on the ground that they are political parties,
they must show, however, that they represent the interests of the marginalized and
underrepresented. . . .
Eighth,. . . the nominee must likewise be able to contribute to the formulation and
enactment of appropriate legislation that will benefit the nation as a whole. . . .
7.Consolidated Comment dated December 26, 2012, p. 54.
8.Order dated August 9, 2012; rollo (G.R. No. 204323), pp. 16-19.
9.Rollo (G.R. No. 203818), pp. 83-87; Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R.
Yusoph and Christian Robert S. Lim; Commissioner Maria Gracia Cielo M. Padaca, no
part.
10.SPP No. 12-154 (PLM) and SPP No. 12-177 (PLM).
11.Rollo (G.R. No. 203818), p. 86.
12.Rollo (G.R. No. 203981), pp. 47-70; Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Lucenito N. Tagle, Armando C. Velasco, Elias R. Yusoph and Christian
Robert S. Lim. Commissioner Rene V. Sarmiento also voted in favor. Commissioner
Maria Gracia Cielo M. Padaca took no part.
13.SPP No. 12-161 (PLM).
14.Section 9 of RA 7941. . . . In case of a nominee of the youth sector, he must be twenty- ve
(25) but not more than thirty (30) years of age on the day of the election. Any youth
sectoral representative who attains the age of thirty (30) during his term shall be allowed
to continue in office until the expiration of his term.
42.Id. at 28.
43.Joel C. Obar, Jose F. Gamos and Alan G. Gonzales.
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44.Rollo (G.R. No. 203958), pp. 26-48; Signed by Chairman Sixto S. Brillantes, Jr.,
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco and Christian
Robert S. Lim; Commissioner Elias R. Yusoph, also voted in favor; Commissioner Maria
Gracia Cielo M. Padaca, no part.
59.Sec. 2. Grounds for opposition to a petition for registration. — The Commission may deny
due course to the petition motu proprio or upon veri ed opposition of any interested
party, after due notice and hearing, on any of the following grounds: . . . f. It violates or
fails to comply with laws, rules or regulations relating to elections; . . . .
60.R o l l o (G.R. No. 204094), pp. 30-40; Signed by Chairman Sixto S. Brillantes, Jr.,
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph and Christian
Robert S. Lim; Commissioner Maria Gracia Cielo M. Padaca, no part.
61.SPP No. 12-185 (PLM).
62.Rollo (G.R. No. 204094), p. 34.
63.Rollo (G.R. No. 204239), pp. 25-42; Signed by Chairman Sixto S. Brillantes, Jr.,
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert
S. Lim; Commissioner Maria Gracia Cielo M. Padaca, no part.
64.SPP No. 12-060 (PLM).
65.SPP No. 12-254 (PLM).
66.SPP No. 12-269 (PLM).
67.Rollo (G.R. No. 204358), pp. 140-148. Signed by Chairman Sixto S. Brillantes, Jr. and
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Commissioners Lucenito N. Tagle, Armando C. Velasco, Elias R. Yusoph, Christian
Robert S. Lim and Maria Gracia Cielo M. Padaca; Commissioner Rene V. Sarmiento on
official business.
68.SPP No. 12-204 (PLM).
69.Rollo, (G.R. No. 204359), pp. 42-50. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R.
Yusoph and Christian Robert S. Lim; Commissioner Maria Gracia Cielo M. Padaca, no
part.
70.SPP No. 12-272 (PLM).
71.Rollo (G.R. No. 204238), pp. 54-58. Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph and Christian
Robert S. Lim; Commissioners Armando C. Velasco and Maria Gracia Cielo M. Padaca
on official business.
72.SPP No. 12-173 (PLM).
73.Rollo (G.R. No. 204323), pp. 44-48; Signed by Chairman Sixto S. Brillantes, Jr.,
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert
S. Lim and Maria Gracia Cielo M. Padaca.
74.SPP No. 12-210 (PLM).
75.Rollo (G.R. No. 204323), pp. 44-45.
76.Alvin V. Abejuela.
77.Rollo (G.R. No. 204321), pp. 43-51; Signed by Chairman Sixto S. Brillantes, Jr.,
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert
S. Lim and Maria Gracia Cielo M. Padaca.
78.SPP No. 12-252 (PLM).
79.Rollo (G.R. No. 204125), pp. 44-48; Signed by Chairman Sixto S. Brillantes, Jr. and
Commissioners Rene V. Sarmiento, Lucenito N. Tagle, Elias R. Yusoph and Christian
Robert S. Lim; Commissioner Maria Gracia Cielo M. Padaca, no part.
80.SPP No. 12-292 (PLM).
81.Rollo (G.R. No. 204125), p. 47.
82.Rollo (G.R. No. 204216), pp. 23-28; Signed by Chairman Sixto S. Brillantes, Jr., Rene V.
Sarmiento, Lucenito N. Tagle, Elias R. Yusoph, Christian Robert S. Lim and Maria Gracia
Cielo M. Padaca.
83.SPP No. 12-202 (PLM).
84.Rollo (G.R. No. 204220), pp. 39-44; Signed by Chairman Sixto S. Brillantes, Jr., Rene V.
Sarmiento, Lucenito N. Tagle, Elias R. Yusoph and Christian Robert S. Lim.
85.SPP No. 12-238 (PLM).
86.Rollo (G.R. No. 204158), pp. 59-64; Signed by Chairman Sixto S. Brillantes, Jr., Rene V.
Sarmiento, Lucenito N. Tagle, Armando C. Velasco, Elias R. Yusoph, Christian Robert S.
Lim; Commissioner Maria Gracia Cielo M. Padaca, no part.
171.See Philippine Guardians Brotherhood, Inc. (PGBI) v. COMELEC, G.R. No. 190529, April 29,
2010.
172.Rollo (G.R. No. 204323), pp. 16-19.
173.Id. at 19.
214.Id. at 766-767.
34.COMELEC Resolution dated October 24, 2012, SPP 12-015 (PLM), G.R. No. 203958
(KAKUSA).
35.COMELEC Resolution dated November 7, 2012, SPP 12-185 (PLM), G.R. No. 204094 (ANAD).
36.COMELEC Resolution dated November 7, 2012, SPP 12-060 (PLM), G.R. No. 204239
(GREENFORCE)
37.COMELEC Resolution dated November 28, 2012, SPP 12-136 (PLM), G.R. No. 204356
(BUTIL).
38.COMELEC Resolution dated December 5, 2012, SPP 11-002, G.R. No. 204484 (PBB).
39.COMELEC Resolution dated November 23, 2012, SPP 12-099, G.R. No. 204379 (ASIN).
40.COMELEC Resolution dated November 29, 2012, SPP 12-011 (PP), G.R. No. 204370 (AAB).
41.COMELEC Resolution dated December 4, 2012, SPP 12-009 (PP), G.R. No. 204379 (AI).
42.See CONSTITUTION, Art. III, Sec. 1.
43.See Republic Act No. 7941 (1995), Secs. 2-3.
SYLLABUS
2. ID.; ELECTORAL REFORMS LAW OF 1987 (R.A. 6646); PETITION TO DENY DUE COURSE
TO OR CANCEL A CERTIFICATE OF CANDIDATES; "PROCEDURE HEREINABOVE
PROVIDED" MENTIONED UNDER SECTION 7 REFERS TO THE EFFECT OF
DISQUALIFICATION CASES. — Even if we assume for the sake of argument that the
petition in SPA No. 95-113 fall under Section 78 of the Omnibus Election Code, still Section
6 of R.A. No. 6646 cannot be applied by virtue of Section 7 thereof. The "procedure
hereinabove provided" mentioned in Section 7 cannot be construed to refer to Section 6
which does not provide for a procedure but for the EFFECTS of disquali cation cases. It
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can only refer to the procedure provided in Section 5 of the said Act on nuisance
candidates and which is the only procedure that precedes Section 7 of the said Act.
Heretofore, no law provided for the procedure to govern cases under Section 78. Applying
to such cases, through Section 7 of R.A. 6646, the procedure applicable to cases of
nuisance candidates is prudent and wise, for both cases necessarily require that they be
decided before the day of the election; hence, only summary proceedings thereon can
adequately respond to the urgency of the matter.
3. ID.; ID.; EFFECTS OF DISQUALIFICATION; RULE PROVIDED UNDER SECTION 6 MERELY
SUPPLEMENTS SECTION 72 OF THE OMNIBUS ELECTION CODE. — Section 6 merely
supplements Section 72 of the Omnibus Election Code by granting the COMELEC or the
Court the authority to continue hearing the case and to suspend the proclamation if the
evidence of guilt is strong. As observed by this Court in its majority opinion "the phrase
'when the evidence of guilt is strong' seems to suggest that the provisions of Section 6
ought to be applicable only to disquali cation cases under Section 68 of the Omnibus
Election Code."
4. ID.; ID.; ID.; COMELEC NOT AUTHORIZED TO CONTINUE HEARING THE CASE AFTER
THE ELECTION EVEN WITH THE AMENDMENT OF RULE 25 OF THE COMELEC RULES OF
PROCEDURE. — The amended Rule 25 of the COMELEC Rules of Procedure, which is the
only rule governing petitions led before election or proclamation for the disquali cation
of a candidate on the ground that he lacks the quali cations provided for by the
Constitution or by law, does not, as can be gathered from Section 5 thereof, authorize the
COMELEC to continue hearing the case after the election.
5. ID.; ID.; ID.; RULE CANNOT BE APPLIED TO A CASE WHICH DOES NOT INVOLVE
REGIONAL, PROVINCIAL AND CITY OFFICIALS AND WHERE SUSPENSION OF
PROCLAMATION IS NOT WARRANTED BECAUSE OF ABSENCE OF STRONG EVIDENCE OF
GUILT OR INELIGIBILITY. — Even assuming that the second sentence of Section 6 of R.A.
No. 6646 is applicable to disquali cation cases based on the ground of lack of
quali cation, it cannot be applied to a case which does not involve elective regional,
provincial, and city o cials, and where suspension of proclamation is not warranted
because of the absence of strong evidence of guilt or ineligibility. In such a case, the
candidate sought to be disquali ed but who obtains the highest number of votes has to be
proclaimed. Once he is proclaimed, the COMELEC cannot continue with the case, and the
remedy of the opponent is to contest the winning candidate's eligibility within ten days
from proclamation in a quo warranto proceeding which is within the jurisdiction of the
metropolitan or municipal trial courts, in the case of barangay o cials; the regional trial
courts, in the case of municipal o cials (Section 2[2], Article IX-C, Constitution; Section
253, paragraph 2, B.P. Blg. 881); the House of Representatives Electoral Tribunal, in the
case of Congressmen; the Senate Electoral Tribunal, in the case of Senators (Section 17,
Article VI, Constitution); and the Supreme Court en banc, in the case of the President or
Vice-President (Section 4, Article VII, Constitution). If what is involved is an elective
regional, provincial, or city o cial, and the case cannot be decided before the election, the
COMELEC can, even after the proclamation of the candidate sought to be disquali ed,
proceed with the case by treating it as a petition for quo warranto, since such a case
properly pertains to the exclusive jurisdiction of the COMELEC (Section 2[2], Article IX-C,
Constitution; Section 253, B.P. Blg. 881). But even granting for the sake of argument that
Sections 6 and 7 of R.A. No. 6646, in relation to Section 78 of the Omnibus Election Code
and the amended Rule 25 of the COMELEC Rules of Procedure, are applicable, the order of
suspension of the petitioner's proclamation issued on 15 May 1995 is null and void for
having been issued with grave abuse of discretion. What was before the COMELEC en
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banc at that stage was the decision of the Second Division of 6 May 1995 dismissing the
petition to disqualify the petitioner and declaring him quali ed for the position. That
decision is a direct and positive rejection of any claim that the evidence of the petitioner's
guilt is strong. Note that it was only on 2 June 1995, when the COMELEC en banc reversed
the decision of the Second Division, that it was found that the evidence of the petitioner's
ineligibility is strong. It would have been otherwise if the Second Division had disquali ed
the petitioner.
VITUG, J ., separate opinion:
1. CONSTITUTIONAL LAW; COMMISSION ON ELECTIONS; SCOPE OF POWER TO
ENFORCE AND ADMINISTER ALL LAWS AND REGULATIONS RELATIVE TO THE CONDUCT
OF ELECTION. — The Commission on Elections (the "COMELEC") is constitutionally bound
to enforce and administer "all laws and regulations relative to the conduct of election . . ."
(Art. IX, C, Sec. 2, Constitution) that, there being nothing said to the contrary, should include
to its authority pass upon the quali cation and disquali cation prescribed by law of
candidates to an elective o ce. Indeed, pre-proclamation controversies are expressly
placed under the COMELEC's jurisdiction to hear and resolve (Art. IX, C, Sec. 3,
Constitution).
2. ID.; ID.; FINDINGS AND JUDGMENT THEREOF NOT REVIEWABLE BY THE COURT
EXCEPT IN CASE OF GRAVE ABUSE OF DISCRETION. — The matter before us speci cally
calls for the observance of the constitutional one-year residency requirement. This issue
(whether or not there is here such compliance), to my mind, is basically a question of fact
or at least inextricably linked to such determination. The ndings and judgment of the
COMELEC, in accordance with the long established rule and subject only to a number of
exceptions under the basic heading of "grave abuse of discretion," are not reviewable by
this Court.
3. ELECTION LAWS; QUALIFICATION OF CANDIDATES; RESIDENCE; SYNONYMOUS WITH
DOMICILE. — Justice Vitug does not nd much need to do a complex exercise on what
seems to him to be a plain matter. Generally. the term "residence" has a broader
connotation that may mean permanent (domicile), official (place where one's o cial
duties may require him to stay) or temporary (the place where he sojourns during a
considerable length of time.) For civil law purposes, i.e., as regards the exercise of civil
rights and the ful llment of civil obligations, the domicile of a natural person is the place of
his habitual residence (see Article 50, Civil Code). In election cases, the controlling rule is
that heretofore announced by this Court in Romualdez vs. Regional Trial Court , Branch 7 ,
Tacloban City (226 SCRA 408, 409); thus: "In election cases, the Court treats domicile and
residence as synonymous terms, thus: (t)he term 'residence' as used in the election law is
synonymous with 'domicile,' which imports not only an intention to reside in a xed place
but also personal presence in that place, coupled with conduct indicative of such intention.
'Domicile' denotes a xed permanent residence to which when absent for business or
pleasure, or for like reasons, one intends to return. . . . Residence thus acquired, however,
may be lost by adopting another choice of domicile. In order, in turn, to acquire a new
domicile by choice, there must concur (1) residence or bodily presence in the new locality,
(2) an intention to remain there, and (3) an intention to abandon the old domicile. In other
words, there must basically be animus manendi coupled with animus non revertendi. The
purpose to remain in or at the domicile of choice must be for an inde nite period of time;
the change of residence must be voluntary; and the residence at the place chosen for the
new domicile must be actual."
DECISION
KAPUNAN , J : p
The sanctity of the people's will must be observed at all times if our nascent democracy is
to be preserved. In any challenge having the effect of reversing a democratic choice,
expressed through the ballot, this Court should be ever so vigilant in nding solutions
which would give effect to the will of the majority, for sound public policy dictates that all
elective o ces are lled by those who have received the highest number of votes cast in
an election. When a challenge to a winning candidate's quali cations however becomes
inevitable, the ineligibility ought to be so noxious to the Constitution that giving effect to
the apparent will of the people would ultimately do harm to our democratic institutions.
On March 20, 1995, petitioner Agapito A. Aquino led his Certi cate of Candidacy for the
position of Representative for the new Second Legislative District of Makati City. Among
others, Aquino provided the following information in his certificate of candidacy, viz.:
(7) RESIDENCE (Complete Address): 284 AMAPOLA COR. ADALLA STS., PALM
VILLAGE, MAKATI.
THAT I AM ELIGIBLE for said O ce; That I will support and defend the
Constitution of the Republic of the Philippines and will maintain true faith and
allegiance thereto; That I will obey the law, rules and decrees promulgated by the
duly constituted authorities; That the obligation imposed to such is assumed
voluntarily, without mental reservation or purpose of evasion, and that the facts
therein are true to the best of my knowledge. 1
On April 24, 1995, Move Makati, a duly registered political party, and Mateo
Bedon, Chairman of the LAKAS-NUCD-UMDP of Barangay Cembo, Makati City, led a
petition to disqualify Agapito A. Aquino 2 on the ground that the latter lacked the
residence quali cation as a candidate for congressman which, under Section 6, Art. VI
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of the 1987 the Constitution, should be for a period not less than one (1) year
immediately preceding the May 8, 1995 elections. The petition was docketed as SPA
No. 95-113 and was assigned to the Second Division of the Commission on Elections
(COMELEC).
On April 25, 1995, a day after said petition for disquali cation was led, petitioner led
another certi cate of candidacy amending the certi cate dated March 20, 1995. This time,
petitioner stated in Item 8 of his certi cate that he had resided in the constituency where
he sought to be elected for one (1) year and thirteen (13) days. 3
On May 2, 1995, petitioner led his Answer dated April 29, 1995 praying for the dismissal
of the disqualification case. 4
On the same day, May 2, 1995, a hearing was conducted by the COMELEC wherein
petitioner testi ed and presented in evidence, among others, his A davit dated May 2,
1995, 5 lease contract between petitioner and Leonor Feliciano dated April 1, 1994, 6
A davit of Leonor Feliciano dated April 28, 1995 7 and A davit of Daniel Galamay dated
April 28, 1995. 8
After hearing of the petition for disquali cation, the Second Division of the COMELEC
promulgated a Resolution dated May 6, 1995, the decretal portion of which reads:
WHEREFORE, in view of the foregoing, this Commission (Second Division)
RESOLVES to DISMISS the instant petition for Disquali cation against
respondent AGAPITO AQUINO and declares him ELIGIBLE to run for the O ce of
Representative in the Second Legislative District of Makati City.
SO ORDERED. 9
On May 7, 1995, Move Makati and Mateo Bedon led a Motion for
Reconsideration of the May 6, 1995 resolution with the COMELEC en banc.
Meanwhile, on May 8, 1995, elections were held. In Makati City where three (3)
candidates vied for the congressional seat in the Second District, petitioner garnered
thirty eight thousand ve hundred forty seven (38,547) votes as against another
candidate, Agusto Syjuco, who obtained thirty ve thousand nine hundred ten (35,910)
votes. 10
On May 10, 1995, private respondents Move Makati and Bedon led an Urgent
Motion Ad Cautelum to Suspend Proclamation of petitioner. Thereafter, they led an
Omnibus Motion for Reconsideration of the COMELEC's Second Division resolution
dated May 6, 1995 and a 2nd Urgent Motion Ad Cautelum to Suspend Proclamation of
petitioner.
On May 15, 1995, COMELEC en banc issued an Order suspending petitioner's
proclamation. The dispositive portion of the order reads:
WHEREFORE, pursuant to the provisions of Section 6 of Republic Act No. 6646,
the Board of Canvassers of the City of Makati is hereby directed to complete the
canvassing of election returns of the Second District of Makati, but to suspend
the proclamation of respondent Agapito A. Aquino should he obtain the winning
number of votes for the position of Representative of the Second District of the
City of Makati, until the motion for reconsideration led by the petitioners on May
7, 1995, shall have been resolved by the Commission.
SO ORDERED. 11
On May 16, 1995, petitioner led his Comment/Opposition with urgent motion to
lift order of suspension of proclamation.
On June 1, 1995, petitioner led a "Motion to File Supplemental Memorandum and Motion
to Resolve Urgent Motion to Resolve Motion to Lift Suspension of Proclamation" wherein
he manifested his intention to raise, among others, the issue of whether of not the
determination of the quali cations of petitioner after the elections is lodged exclusively in
the House of Representatives Electoral Tribunal pursuant to Section 17, Article VI of the
1987 Constitution.
Resolving petitioner's motion to lift suspension of his proclamation, the COMELEC en banc
issued an Order on June 2, 1995, the decretal portion thereof reading:
Pursuant to the said provisions and considering the attendant circumstances of
the case, the Commission RESOLVED to proceed with the promulgation but to
suspend its rules, to accept the ling of the aforesaid motion, and to allow the
parties to be heard thereon because the issue of jurisdiction now before the
Commission has to be studied with more reflection and judiciousness. 12
On the same day, June 2, 1995, the COMELEC en banc issued a Resolution
reversing the resolution of the Second Division dated May 6, 1995. The fallo reads as
follows:
WHEREFORE, in view of the foregoing, petitioners' Motion for Reconsideration of
the Resolution of the Second Division, promulgated on May 6, 1995, is GRANTED.
Respondent Agapito A. Aquino is declared ineligible and thus disquali ed as a
candidate for the O ce of Representative of the Second Legislative District of
Makati City in the May 8, 1995 elections, for lack of the constitutional
quali cation of residence. Consequently, the order of suspension of proclamation
of the respondent should he obtain the winning number of votes, issued by this
Commission on May 15, 1995 is now made permanent. LLcd
Upon the nality of this Resolution, the Board of Canvassers of the City of Makati
shall immediately reconvene and, on the basis of the completed canvass of
election returns, determine the winner out of the remaining quali ed candidates,
who shall be immediately be proclaimed.
SO ORDERED. 13
Hence, the instant Petition for Certiorari 1 4 assailing the orders dated May 15,
1995 and June 2, 1995, as well as the resolution dated June 2, 1995 issued by the
COMELEC en banc. Petitioner raises the following errors for consideration, to wit:
A
D
THE COMELEC'S FINDING OF NON-COMPLIANCE WITH THE RESIDENCY
REQUIREMENT OF ONE YEAR AGAINST THE PETITIONER IS CONTRARY TO
EVIDENCE AND TO APPLICABLE LAWS AND JURISPRUDENCE
E
IN ANY CASE, THE COMELEC CRITICALLY ERRED IN FAILING TO
APPRECIATE THE LEGAL IMPOSSIBILITY OF ENFORCING THE ONE YEAR
RESIDENCY REQUIREMENT OF CONGRESSIONAL CANDIDATES IN NEWLY
CREATED POLITICAL DISTRICTS WHICH WERE ONLY EXISTING FOR LESS THAN
A YEAR AT THE TIME OF THE ELECTION AND BARELY FOUR MONTHS IN THE
CASE OF PETITIONER'S DISTRICT IN MAKATI
F
THE COMELEC COMMITTED SERIOUS ERROR AMOUNTING TO LACK OF
JURISDICTION WHEN IT ORDERED THE BOARD OF CANVASSERS TO
"DETERMINE AND PROCLAIM THE WINNER OUT OF THE REMAINING QUALIFIED
CANDIDATES" AFTER THE ERRONEOUS DISQUALIFICATION OF YOUR
PETITIONER IN THAT SUCH DIRECTIVE IS IN TOTAL DISREGARD OF THE WELL
SETTLED DOCTRINE THAT A SECOND PLACE CANDIDATE OR A PERSON WHO
WAS REPUDIATED BY THE ELECTORATE IS A LOSER AND CANNOT BE
PROCLAIMED AS SUBSTITUTE WINNER. 15
I
In his rst three assignments of error, petitioner vigorously contends that after the May 8,
1995 elections, the COMELEC lost its jurisdiction over the question of petitioner's
quali cations to run for member of the House of Representative. He claims that
jurisdiction over the petition for disquali cation is exclusively lodged with the House of
Representatives Electoral Tribunal (HRET). Given the yet — unresolved question of
jurisdiction, petitioner avers that the COMELEC committed serious error and grave abuse
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of discretion in directing the suspension of his proclamation as the winning candidate in
the Second Congressional District of Makati City. We disagree.
Petitioner conveniently confuses the distinction between an unproclaimed candidate to the
House of Representatives and a member of the same. Obtaining the highest number of
votes in an election does not automatically vest the position in the winning candidate.
Section 17 of Article VI of the 1987 Constitution reads:
The Senate and the House of Representatives shall have an Electoral Tribunal
which shall be the sole judge of all contests relating to the election, returns and
qualifications of their respective Members.
Under the above-quoted provision, not only is a disquali cation case against a candidate
allowed to continue after the election (and does not oust the COMELEC of its jurisdiction),
but his obtaining the highest number of votes will not result in the suspension or
termination of the proceedings against him when the evidence of guilt is strong. While the
phrase "when the evidence of guilt is strong" seems to suggest that the provisions of
Section 6 ought to be applicable only to disquali cation cases under Section 68 of the
Omnibus Election Code, Section 7 of R.A. 6646 allows the application of the provisions of
Section 6 to cases involving disquali cation based on ineligibility under Section 78 of B.P.
881. Section 7 states:
SECTION 7. Petition to Deny Due Course or to Cancel a Certi cate of
Candidacy. — The procedure hereinabove provided shall apply to petition to deny
due course to or cancel a certi cate of candidacy based on Sec. 78 of Batas
Pambansa 881.
II
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We agree with COMELEC's contention that in order that petitioner could qualify as a
candidate for Representative of the Second District of Makati City the latter "must prove
that he has established not just residence but domicile of choice." 1 7
The Constitution requires that a person seeking election to the House of Representatives
should be a resident of the district in which he seeks election for a period of not less than
one (1) year prior to the elections. 1 8 Residence, for election law purposes, has a settled
meaning in our jurisdiction.
In Co v. Electoral Tribunal of the House of Representatives 1 9 this Court held that the term
"residence" has always been understood as synonymous with "domicile" not only under the
previous Constitutions but also under the 1987 Constitution. The Court there held: 20
The deliberations of the Constitutional Commission reveal that the meaning of
residence vis-a-vis the quali cations of a candidate for Congress continues to
remain the same as that of domicile, to wit:
Mr. Nolledo: With respect to Section 5, I remember that in the 1971 Constitutional Convention,
there was an attempt to require residence in the place not less than one year immediately
preceding the day of elections. So my question is: What is the Committee's concept of residence
for the legislature? Is it actual residence or is it the concept of domicile or constructive residence?
Mr. Davide: Madame President, insofar as the regular members of the National Assembly are
concerned, the proposed section merely provides, among others, 'and a resident thereof,' that is,
in the district, for a period of not less than one year preceding the day of the election. This was in
effect lifted from the 1973 Constitution, the interpretation given to it was domicile (emphasis
ours) (Records of the 1987 Constitutional Convention, Vol. II, July 22, 1986, p. 87).
xxx xxx xxx
Mrs. Rosario Braid: The next question is on Section 7, page 2. I think Commissioner Nolledo has
raised the same point that 'resident' has been interpreted at times as a matter of intention rather
than actual residence.
Mr. De Los Reyes: Domicile.
Ms. Rosario Braid: Yes, So, would the gentlemen consider at the proper time to go back to actual
residence rather than mere intention to reside?
Mr. De los Reyes: But we might encounter some di culty especially considering that the
provision in the Constitution in the Article on Suffrage says that Filipinos living abroad may vote
as enacted by law. So, we have to stick to the original concept that it should be by domicile and
not physical and actual residence. (Records of the 1987 Constitutional Commission, Vol. II, July
22, 1986, p. 110).
The framers of the Constitution adhered to the earlier de nition given to the word
"residence" which regarded it as having the same meaning as domicile.
Clearly, the place "where a party actually or constructively has his permanent home," 21
where he, no matter where he may be found at any given time, eventually intends to return
and remain, i.e., his domicile, is that to which the Constitution refers when it speaks of
residence for the purposes of election law. The manifest purpose of this deviation from
the usual conceptions of residency in law as explained in Gallego vs. Vera 2 2 is "to exclude
strangers or newcomers unfamiliar with the conditions and needs of the community" from
taking advantage of favorable circumstances existing in that community for electoral gain.
While there is nothing wrong with the practice of establishing residence in a given area for
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meeting election law requirements, this nonetheless defeats the essence of
representation, which is to place through the assent of voters those most cognizant and
sensitive to the needs of a particular district, if a candidate falls short of the period of
residency mandated by law for him to qualify. That purpose could be obviously best met
by individuals who have either had actual residence in the area for a given period or who
have been domiciled in the same area either by origin or by choice. It would, therefore, be
imperative for this Court to inquire into the threshold question as to whether or not
petitioner actually was a resident for a period of one year in the area now encompassed by
the Second Legislative District of Makati at the time of his election or whether or not he
was domiciled in the same. Llibris
As found by the COMELEC en banc petitioner in his Certi cate of Candidacy for
the May 11, 1992 elections, indicated not only that he was a resident of San Jose,
Concepcion, Tarlac in 1992 but that he was a resident of the same for 52 years
immediately preceding that election. 2 3 At the time, his certi cate indicated that he was
also a registered voter of the same district. 24 His birth certi cate places Concepcion,
Tarlac as the birthplace of both of his parents Benigno and Aurora. 2 5 Thus, from data
furnished by petitioner himself to the COMELEC at various times during his political
career, what stands consistently clear and unassailable is that his domicile of origin of
record up to the time of ling of his most recent certi cate of candidacy for the 1995
elections was Concepcion, Tarlac.
Petitioner's alleged connection with the Second District of Makati City is an
alleged lease agreement of a condominium unit in the area. As the COMELEC, in its
disputed Resolution noted:
The intention not to establish a permanent home in Makati City is evident in his
leasing a condominium unit instead of buying one. While a lease contract maybe
indicative of respondent's intention to reside in Makati City it does not engender
the kind of permanency required to prove abandonment of one's original domicile
especially since, by its terms, it is only for a period of two (2) years, and
respondent Aquino himself testi ed that his intention was really for only one (1)
year because he has other "residences" in Manila or Quezon City . 26
While property ownership is not and should never be an indicia of the right to
vote or to be voted upon, the fact that petitioner himself claims that he has other
residences in Metro Manila coupled with the short length of time he claims to be a
resident of the condominium unit in Makati (and the fact of his stated domicile in
Tarlac) "indicate that the sole purpose of (petitioner) in transferring his physical
residence" 2 7 is not to acquire a new residence or domicile "but only to qualify as a
candidate for Representative of the Second District of Makati City." 2 8 The absence of
clear and positive proof showing a successful abandonment of domicile under the
conditions stated above, the lack of identi cation — sentimental, actual or otherwise —
with the area, and the suspicious circumstances under which the lease agreement was
effected all belie petitioner's claim of residency for the period required by the
Constitution, in the Second District of Makati. As the COMELEC en banc emphatically
pointed out:
[T]he lease agreement was executed mainly to support the one year residence
requirement as a qualification for a candidate of Representative, by establishing a
commencement date of his residence. If a perfectly valid lease agreement cannot,
by itself establish a domicile of choice, this particular lease agreement cannot do
better. 2 9
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Moreover, his assertion that he has transferred his domicile from Tarlac to
Makati is a bare assertion which is hardly supported by the facts in the case at bench.
Domicile of origin is not easily lost. To successfully effect a change of domicile,
petitioner must prove an actual removal or an actual change of domicile, a bona de
intention of abandoning the former place of residence and establishing a new one and
definite acts which correspond with the purpose. 30 These requirements are hardly met
by the evidence adduced in support of petitioner's claims of a change of domicile from
Tarlac to the Second District of Makati. In the absence of clear and positive proof, the
domicile of origin should be deemed to continue.
Finally, petitioner's submission that it would be legally impossible to impose the
one year residency requirement in a newly created political district is specious and
lacks basis in logic. A new political district is not created out of thin air. It is carved out
from part of a real and existing geographic area, in this case the old Municipality of
Makati. That people actually lived or were domiciled in the area encompassed by the
new Second District cannot be denied. Modern-day carpetbaggers cannot be allowed
take advantage of the creation of new political districts by suddenly transplanting
themselves in such new districts, prejudicing their genuine residents in the process of
taking advantage of existing conditions in these areas. It will be noted, as COMELEC did
in its assailed resolution, that petitioner was disquali ed from running in the Senate
because of the constitutional two-term limit, and had to shop around for a place where
he could run for public o ce. Nothing wrong with that, but he must rst prove with
reasonable certainty that he has effected a change of residence for election law
purposes for the period required by law. This he has not effectively done.
III
The next issue here is whether or not the COMELEC erred in issuing its Order
instructing the Board of Canvassers of Makati City to proclaim as winner the candidate
receiving the next higher number of votes. The answer must be in the negative.
To contend that Syjuco should be proclaimed because he was the " rst" among
the qualified candidates in the May 8, 1995 elections is to misconstrue the nature of the
democratic electoral process and the sociological and psychological underpinnings
behind voters' preferences. The result suggested by private respondent would lead not
only to our reversing the doctrines rmly entrenched in the two cases of Labo vs.
Comelec 3 1 but also to a massive disenfranchisement of the thousands of voters who
cast their vote in favor of a candidate they believed could be validly voted for during the
elections. Had petitioner been disquali ed before the elections, the choice, moreover,
would have been different. The votes for Aquino given the acrimony which attended the
campaign, would not have automatically gone to second placer Syjuco. The nature of
the playing eld would have substantially changed. To simplistically assume that the
second placer would have received the other votes would be to substitute our
judgment for the mind of the voter. The second placer is just that, a second placer. He
lost the elections. He was repudiated by either a majority or plurality of voters. He could
not be considered the rst among quali ed candidates because in a eld which
excludes the disquali ed candidate, the conditions would have substantially changed.
We are not prepared to extrapolate the results under such circumstances.
In these cases, the pendulum of judicial opinion in our country has swung from
one end to the other. In the early case of Topacio v. Paredes 3 2 we declared as valid,
votes cast in favor of a disquali ed, ineligible or dead candidate provided the people
who voted for such candidate believed in good faith that at the time of the elections
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said candidate was either quali ed, eligible or alive. The votes cast in favor of a
disquali ed, ineligible or dead candidate cannot be considered stray votes,
consequently, the candidate who obtained the next higher number of votes cannot be
proclaimed as winner. According to this Court in the said case, "there is not, strictly
speaking, a contest, that the wreath of victory cannot be transferred from an ineligible
candidate to any other candidate when the sole question is the eligibility of the one
receiving the plurality of the legally cast ballots."
Then in Ticson v. Comelec, 3 3 this Court held that votes cast in favor of a non-
candidate in view of his unlawful change of party a liation (which was then a ground
for disquali cation) cannot be considered in the canvassing of election returns and the
votes fall into the category of invalid and nonexistent votes because a disquali ed
candidate is no candidate at all and is not a candidate in the eyes of the law. As a result,
this Court upheld the proclamation of the only candidate left in the disputed position.
In Geronimo v. Ramos 3 4 we reiterated our ruling in Topacio v. Paredes that the
candidate who lost in an election cannot be proclaimed the winner in the event the
candidate who ran for the position is ineligible. We held in Geronimo:
[I]t would be extremely repugnant to the basic concept of the constitutionally
guaranteed right to suffrage if a candidate who has not acquired the majority or
plurality of votes is proclaimed a winner and imposed as the representative of a
constituency, the majority of which have positively declared through their ballots
that they do not choose him.
Sound policy dictates that public elective o ces are lled by those who have
received the highest number of votes cast in the election for that o ce, and it is
fundamental idea in all republican forms of government that no one can be
declared elected and no measure can be declared carried unless he or it receives a
majority or plurality of the legal votes cast in the elections. (20 Corpus Juris 2nd,
S 243, p. 676.)
Re-examining that decision, the Court nds, and so holds, that it should be
reversed in favor of the earlier case of Geronimo v. Santos (136 SCRA 435), which
represents the more logical and democratic rule. That case, which reiterated the
doctrine rst announced in 1912 in Topacio vs . Paredes (23 Phil. 238) was
supported by ten members of the Court. . . .
The rule, therefore, is: the ineligibility of a candidate receiving majority votes does
not entitle the eligible candidate receiving the next highest number of votes to be
declared elected. A minority or defeated candidate cannot be deemed elected to
the office. LexLibris
Indeed, this has been the rule in the United States since 1849 (State ex rel.
Dunning v. Giles, 52 Am. Dec. 149).
It is therefore incorrect to argue that since a candidate has been disquali ed, the
votes intended for the disquali ed candidate should, in effect, be considered null
and void. This would amount to disenfranchising the electorate in whom,
sovereignty resides. At the risk of being repetitious, the people of Baguio City
opted to elect petitioner Labo bona de without any intention to misapply their
franchise, and in the honest belief that Labo was then quali ed to be the person
to whom they would entrust the exercise of the powers of the government.
Unfortunately, petitioner Labo turned out to be disquali ed and cannot assume
the office.
Whether or not the candidate whom the majority voted for can or cannot be
installed, under no circumstances can a minority or defeated candidate be
deemed elected to the o ce. Surely, the 12,602 votes cast for petitioner Ortega is
not a larger number than the 27,471 votes cast for petitioner Labo (as certi ed by
the Election Registrar of Baguio City; rollo, p. 109; G.R No. 105111).
This, it bears repeating, expresses the more logical and democratic view. We
cannot, in another shift of the pendulum, subscribe to the contention that the runner-up
in an election in which the winner has been disquali ed is actually the winner among the
remaining quali ed candidates because this clearly represents a minority view
supported only by a scattered number of obscure American state and English court
decisions. 4 0 These decisions neglect the possibility that the runner-up, though
obviously quali ed, could receive votes so measly and insigni cant in number that the
votes they receive would be tantamount to rejection. Theoretically, the "second placer"
could receive just one vote. In such a case, it is absurd to proclaim the totally
repudiated candidate as the voters' "choice." Moreover, even in instances where the
votes received by the second placer may not be considered numerically insigni cant,
voters' preferences are nonetheless so volatile and unpredictable that the result among
quali ed candidates, should the equation change because of the disquali cation of an
ineligible candidate, would not be self-evident. Absence of the apparent though
ineligible winner among the choices could lead to a shifting of votes to candidates
other than the second placer. By any mathematical formulation, the runner-up in an
election cannot be construed to have obtained a majority or plurality of votes cast
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where an "ineligible" candidate has garnered either a majority or plurality of the votes.
In ne, we are left with no choice but to a rm the COMELEC's conclusion
declaring herein petitioner ineligible for the elective position of Representative of
Makati City's Second District on the basis of respondent commission's nding that
petitioner lacks the one year residence in the district mandated by the 1987
Constitution. A democratic government is necessarily a government of laws. In a
republican government those laws are themselves ordained by the people. Through
their representatives, they dictate the quali cations necessary for service in
government positions. And as petitioner clearly lacks one of the essential quali cations
for running for membership in the House of Representatives, not even the will of a
majority or plurality of the voters of the Second District of Makati City would substitute
for a requirement mandated by the fundamental law itself.
WHEREFORE, premises considered, the instant petition is hereby DISMISSED. Our
Order restraining respondent COMELEC from proclaiming the candidate garnering the
next highest number of votes in the congressional elections for the Second District of
Makati City is made PERMANENT.
SO ORDERED. CDta
Separate Opinions
PADILLA , J ., concurring :
I agree with the conclusion reached by the majority that petitioner Aquino has not shown
by clear and convincing evidence that he had established his residence in the second
district of Makati City for a period of not less than one (1) year prior to the 8 May 1995
elections. However, I do not fully subscribe to its proposition that petitioner's residence (in
Makati) should be his "domicile of choice."
Article VI, Section 6 of the Constitution provides that:
"No person shall be a member of the House of Representatives unless he is a
natural-born citizen of the Philippines and on the day of the election, is at least
twenty- ve years of age, able to read and write, and, except the party list
representatives, a registered voter in the district in which he shall be elected, and a
resident thereof for a period of not less than one year immediately preceding the
day of the election." (Emphasis supplied)
In G.R No. 119976, Marcos vs. Comelec, I have maintained that the phrase "a resident
thereof for a period of not less than one year" means actual and physical presence in the
legislative district of the congressional candidate, and that said period of one year must be
satisfied regardless of whether or not a person's residence or domicile coincides. LLjur
There can be no dispute that if a nal judgment is rendered before the election, declaring a
particular candidate as disquali ed, such disquali ed candidate shall not be voted for and
votes cast for him shall not be counted, thus posing no problem in proclaiming the
candidate who receives the highest number of votes among the qualified candidates.
But what about afterthe election? Sec. 6 appears categorical enough in stating: "if for any
reason" no nal judgment of disquali cation is rendered before the elections, and the
candidate facing disqualification is voted for and receives the winning number of votes, the
Comelec or the Court is not ousted of its jurisdiction to hear and try the case up to nal
judgment, hence, the power to even suspend the proclamation of the erstwhile winning
candidate when evidence of his guilt is strong. dctai
It thus appears clear that the law does not dichotomize the effect of a nal judgment of
disquali cation in terms of time considerations. There is only one natural and logical
effect: the disquali ed candidate shall not be voted and, if voted, the votes cast for him
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shall not be counted. Ubi lex non distinguit nec nos distinguere debemus (where the law
does not distinguish, we should not distinguish.)
At this point, what I said in Marcos, supra, follows:
"What happens then when after the elections are over, one is declared
disquali ed? Then, votes cast for him "shall not be counted" and in legal
contemplation, he no longer received the highest number of votes.
It stands to reason that Section 6 of R.A. 6646 does not make the second placer
the winner simply because a "winning candidate is disquali ed," but that the law
consider him as the candidate who had obtained the highest number of votes as
a result of the votes cast for the disquali ed candidate not being counted or
considered.
As this law clearly re ects the legislative policy on the matter, then there is no
reason why this Court should not re-examine and consequently abandon the
doctrine in the Jun Labo case. It has been stated that "the quali cations
prescribed for elective o ce cannot be erased by the electorate alone. The will of
the people as expressed through the ballot cannot cure the vice of ineligibility"
most especially when it is mandated by no less than the Constitution."
Therefore the candidate who received the highest number of votes from among the
qualified candidates, should be proclaimed
I concur with the well written ponencia of my most esteemed colleague, Mr.
Justice Kapunan. I wish, however, to express my views on some issues raised by the
petitioner, viz., (1) jurisdiction over the disquali cation suit, (2) domicile, (3) theory of
legal impossibility, and (4) "second placer rule."
Petitioner emphatically maintains that only the House of Representatives
Electoral Tribunal (HRET) can declare his disquali cation, especially after the elections.
To bolster this stand, the cases of Co v. HRET, 199 SCRA 692 (1991); Robles v. HRET,
181 SCRA 780 (1990); Lazatin v. HRET, 168 SCRA 391 (1988); and Lachica v. Yap , 25
SCRA 140 (1968), have been cited as supporting authorities. To my mind, this position
is untenable. Section 17 of Article VI of the 1987 Constitution is clear and unambiguous
that HRET jurisdiction applies only to the members of the House of Representatives.
The operative acts necessary for an electoral candidate's rightful assumption of the
o ce for which he ran are his proclamation and his taking an oath of o ce. Petitioner
cannot in anyway be considered as a member of the House of Representatives for the
purpose of divesting the Commission on Elections of jurisdiction to declare his
disquali cation and invoking instead HRET's jurisdiction, it indubitably appearing that
he has yet to be proclaimed, much less has he taken an oath of o ce. Clearly,
petitioner's reliance on the aforecited cases which when perused involved
Congressional members, is totally misplaced, if not wholly inapplicable. That the
jurisdiction conferred upon HRET extends only to Congressional members is further
established by judicial notice of HRET Rules of Procedure, 1 and HRET decisions 2
consistently holding that the proclamation of a winner in the contested election is the
essential requisite vesting jurisdiction on the HRET.
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Moreover, a perusal of the records shows that the question on COMELEC's
jurisdiction is now barred by estoppel. It is to be noted that in his May 2, 1995 Answer,
as well as in his Memorandum and Supplemental Memorandum led before the
COMELEC's Second Division, petitioner never assailed COMELEC's lack of jurisdiction
to rule on his quali cation. On the contrary, he asked that the disquali cation suit
against him be dismissed on the following grounds: that it was led outside the
reglementary period; that the one year residence requirement of the 1987 Constitution
is inapplicable due to the recent conversion of the municipality of Makati into a city
under R.A. No. 7854; that he committed a simple inadvertence in lling up his certi cate
of candidacy; that the proper procedure to attack his quali cation is by a quo warranto
proceeding; that he had actually and physically resided in Makati for more than a year;
and for lack of merit, the case should be outrightly dismissed. In a hearing conducted
by the COMELEC on May 2, 1995, petitioner even submitted his evidence (e.g.
a davits, amended certi cate of candidacy, copy of the lease contract) to prove that
he is quali ed for the position. Subsequently, on May 16, 1995, in response to the
COMELEC En Banc's May 15, 1995 Order suspending the proclamation of the winner,
petitioner led his Comment/Opposition with Urgent Motion To Lift Order of
Suspension of Proclamation asking for the lifting of the COMELEC's order of
suspension. On May 19, 1995, petitioner again led a Memorandum and averred that
the recent conversion of Makati into a city made the one-year residence requirement
inapplicable; that he resided in Makati for more than a year; that quo warranto is the
right remedy to question his quali cation. In passing, petitioner also alleged that the
issue on his quali cation should be " properly" ventilated in a full-dress hearing before
the HRET, albeit praying for the dismissal of the motion for reconsideration for utter
lack of merit (and not for lack of jurisdiction), and for lifting the suspension of his
proclamation. It was only on June 01, 1995, in his Motion to File Supplemental
Memorandum and Urgent Motion to Resolve Motion to Lift Suspension of
Proclamation, when the petitioner raised COMELEC's alleged lack of jurisdiction to
resolve the question on his quali cation. Clearly then, petitioner has actively
participated in the proceedings both before the COMELEC's Second Division and the
COMELEC En Banc asking therein a rmative reliefs. The settled rule is that a party who
objects to the jurisdiction of the court and alleges at the same time any non-
jurisdictional ground for dismissing the action is deemed to have submitted himself to
the jurisdiction of the court. 3 Where a party voluntarily submits to the jurisdiction of the
court and thereafter loses on the merits, he may not thereafter be heard to say that the
court had no jurisdiction. 4 In Jimenez v. Macaraig, 5 the Court, citing Crisostomo v.
Court of Appeals, 32 SCRA 54, 60 (1970), elaborated on the rationale for this doctrine in
this wise:
"The petitioners, to borrow the language of Mr. Justice Bautista Angelo ( People
vs. Archilla, G.R. No. L-15632, February 28, 1961, 1 SCRA 699, 700-701), cannot
adopt a posture of double-dealing without running afoul of the doctrine of
estoppel. The principle of estoppel is in the interest of a sound administration of
the laws. It should deter those who are disposed to tri e with the courts by taking
inconsistent positions contrary to the elementary principles of right dealing and
good faith (People v. Acierto, 92 Phil. 534, 541, [1953])." 6
It is not right for a party who has a rmed and invoked the jurisdiction of a court in a
particular matter to secure an a rmative relief to afterwards deny that same
jurisdiction to escape an adverse decision. 7 Perforce, petitioner's asseveration that the
COMELEC has no jurisdiction to rule on his qualification must fail. LLcd
Apparently, this theory is an offshoot of Republic Act No. 7854, an act converting the
municipality of Makati into a highly urbanized city. This law enacted on January 2, 1995,
established a second Congressional district in Makati in which petitioner ran as a
Congressional candidate. Since the second district, according to petitioner, is barely
four (4) months old then the one (1) year residence quali cation provided by the
Constitution is inapplicable. Petitioner's acts, however, as borne by the records, belie
his own theory. Originally, he placed in his certi cate of candidacy an entry of ten (10)
months residence in Makati. Petitioner then had it amended to one (1) year and thirteen
(13) days to correct what he claims as a mere inadvertent mistake. I doubt the sincerity
of this representation. If petitioner is indeed persuaded by his own theory, the ten
months residence he initially wrote would have more than su ciently quali ed him to
run in the barely four-month old Makati district. The amendment only reveals the true
intent of petitioner to comply with one year constitutional requirement for residence,
adding an extra thirteen (13) days for full measure. Petitioner apparently wanted to
argue one way (theory of legal impossibility), but at the same time played it safe in the
other (the constitutional one year residence requirement). And that is not all. If we were
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to adhere to petitioner's theory of legal impossibility, then residents in that district
shorn of the constitutional six months residence requirement for prospective voters
(Article V, Section 1 of the 1987 Constitution) would have certainly quali ed to vote.
That would have legitimized the entry and electoral exercise of ying voters — one of
the historic nemeses of a clean and honest election. Furthermore, to subscribe to
petitioner's contention that the constitutional quali cation of candidates should be
brushed aside in view of the enactment of R.A. No. 7854 will indubitably violate the
manner and procedure for the amendment or revision of the constitution outlined under
Article XVIII of the 1987 Constitution. A legislative enactment, it has to be emphasized,
cannot render nugatory the constitution. The constitution is superior to a statute. It is
the fundamental and organic law of the land to which every statute must conform and
harmonize.
Finally, it has been contended that a second place candidate cannot be proclaimed a
substitute winner. I nd the proposition quite unacceptable. A disquali ed "candidate" is
not a candidate and the votes which may have been cast in his favor are nothing but stray
votes of no legal consequence. A disquali ed person like the petitioner receives no vote or
zero vote. In short, no-candidate-no vote. Petitioner had therefore no right, in fact and in
law, to claim rst place for he has nothing to base his right. The legislative intent is clear as
provided by R.A. 6646, Section 6, in that votes cast for a disquali ed candidate shall not be
counted as they are considered stray (Section 211, Rule 24, Omnibus Election Code). It is
only from the ranks of quali ed candidates can one be chosen as rst placer and not from
without. Necessarily, petitioner, a disquali ed candidate, cannot be a rst placer as he
claims himself to be. To count the votes for disquali ed candidate would, in my view,
disenfranchise voters who voted for a quali ed candidate. Legitimate votes cast for a
quali ed candidate should not be penalized alongside a disquali ed candidate. With this in
mind, the other quali ed candidate who garnered the highest number of votes should be
proclaimed the duly elected representative of the district. I feel that the Labo doctrine
ought to be abandoned.
I therefore vote to deny the petition and to lift the temporary restraining order
issued by the Court dated June 6, 1995. cdll
The petition led by private respondent Ututalum with the respondent Comelec to
disqualify petitioner Loong on the ground that the latter made a false
representation in his certi cate of candidacy as to his age, clearly does not fall
under the grounds of disquali cation as provided for in Rule 25 but is expressly
covered by Rule 23 of the Comelec Rules of Procedure governing petitions to
cancel certi cate of candidacy. Moreover, Section 3, Rule 25 which allows the
ling of the petition at any time after the last day for the ling of certi cates of
candidacy but not later than the date of proclamation, is merely a procedural rule
issued by respondent Commission which, although a constitutional body, has no
legislative powers. Thus, it can not supersede Section 78 of the Omnibus Election
Code which is a legislative enactment.
Second, even if we assume for the sake of argument that the petition in SPA No. 95-113
fall under Section 78 of the Omnibus Election Code, still Section 6 of R.A. No. 6646 cannot
be applied by virtue of Section 7 thereof. Sections 6 and 7 reads:
SECTION 6. Effect of Disquali cation Case . — Any candidate who has been
declared by nal judgment to be disquali ed shall not be voted for, and the votes
cast for him shall not be counted. If for any reason a candidate is not declared by
nal judgment before an election to be disquali ed and he is voted for and
receives the winning number of votes in such elections, the Court or Commission
shall continue with the trial and hearing of the action, inquiry or protest and, upon
motion of the complainant or any intervenor, may during the pendency thereof
order the suspension of the proclamation of such candidate whenever the
evidence of his guilt is strong.
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SECTION 7. Petition to Deny Due Course to or Cancel a Certi cate of
Candidacy. — The procedure hereinabove provided shall apply to petitions to deny
due course to or cancel a certi cate of candidacy as provided in Section 78 of
Batas Pambansa Blg. 881.
and which is the only procedure that precedes Section 7 of the said Act. Heretofore, no
law provided for the procedure to govern cases under Section 78. Applying to such
cases, through Section 7 of R.A. No. 6646, the procedure applicable to cases of
nuisance candidates is prudent and wise, for both cases necessarily require that they
be decided before the day of the election; hence, only summary proceedings thereon
can adequately respond to the urgency of the matter.
Third, Section 6 merely supplements Section 72 of the Omnibus Election Code
providing as follows:
SECTION 72. Effects of disquali cation cases and priority . — The Commission
and the courts shall give priority to cases of disquali cation by reason of
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violation of this Act to the end that a nal decision shall be rendered not later
than seven days before the election in which the disqualification is sought.dctai
Any candidate who has been declared by nal judgment to be disquali ed shall
not be voted for, and the votes cast for him shall not be counted. Nevertheless, if
for any reason, a candidate is not declared by nal judgment before an election to
be disquali ed and he is voted for and receives the winning number of votes in
such election, his violation of the provisions of the preceding sections shall not
prevent his proclamation and assumption to office.
by granting the COMELEC or the Court the authority to continue hearing the case and to
suspend the proclamation if the evidence of guilt is strong. As observed by this Court in
its majority opinion "the phrase 'when the evidence of guilt is strong' seems to suggest
that the provisions of Section 6 ought to be applicable only to disquali cation cases
under Section 68 of the Omnibus Election Code."
Fourth, the amended Rule 25 of the COMELEC Rules of Procedure, which is the only rule
governing petitions led before election or proclamation for the disquali cation of a
candidate on the ground that he lacks the quali cations provided for by the Constitution or
by law, does not, as can be gathered from Section 5 thereof, authorize the COMELEC to
continue hearing the case after the election.
Fifth, even assuming that the second sentence of Section 6 of R.A. No. 6646 is applicable
to disquali cation cases based on the ground of lack of quali cation, it cannot be applied
to a case which does not involve elective regional, provincial, and city o cials, and where
suspension of proclamation is not warranted because of the absence of strong evidence
of guilt or ineligibility. In such a case, the candidate sought to be disquali ed but who
obtains the highest number of votes has to be proclaimed. Once he is proclaimed, the
COMELEC cannot continue with the case, and the remedy of the opponent is to contest the
winning candidate's eligibility within ten days from proclamation in a quo warranto
proceeding which is within the jurisdiction of the metropolitan or municipal trial courts, in
the case of barangay o cials; the regional trial courts, in the case of municipal o cials
(Section 2[2], Article IX-C, Constitution; Section 253, paragraph 2, B.P. Blg. 881); the House
of Representatives Electoral Tribunal, in the case of Congressmen; the Senate Electoral
Tribunal, in the case of Senators (Section 17, Article VI, Constitution); and the Supreme
Court en banc, in the case of the President or Vice-President (Section 4, Article VII,
Constitution).
If what is involved is an elective regional, provincial, or city o cial, and the case
cannot be decided before the election, the COMELEC can, even after the proclamation
of the candidate sought to be disquali ed, proceed with the case by treating it as a
petition for quo warranto, since such a case properly pertains to the exclusive
jurisdiction of the COMELEC (Section 2[2], Article IX-C, Constitution; Section 253, B.P.
Blg. 881).
But even granting for the sake of argument that Sections 6 and 7 of R.A. No.
6646, in relation to Section 78 of the Omnibus Election Code and the amended Rule 25
of the COMELEC Rules of Procedure, are applicable, the order of suspension of the
petitioner's proclamation issued on 15 May 1995 is null and void for having been issued
with grave abuse of discretion. What was before the COMELEC en banc at that stage
was the decision of the Second Division of 6 May 1995 dismissing the petition to
disqualify the petitioner and declaring him quali ed for the position. That decision is a
direct and positive rejection of any claim that the evidence of the petitioner's guilt is
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strong. Note that it was only on 2 June 1995, when the COMELEC en banc reversed the
decision of the Second Division, that it was found that the evidence of the petitioner's
ineligibility is strong. It would have been otherwise if the Second Division had
disqualified the petitioner.
Besides, at the time the questioned order was issued, there was no hearing yet
on the private respondents' motions for the suspension of the petitioner's
proclamation. In fact, in that order the COMELEC en banc admitted that the said
motions could not be resolved without hearing, thus:
Pending the resolution of the petitioners' Motion for Reconsideration led on May
7, 1995; Urgent Motion Ad Cautelam to Suspend Proclamation of Respondent
(May 10, 1995) led on May 10, 1995; and OMNIBUS MOTION (For
Reconsideration of the Honorable Commission's [Second Division] Resolution
dated May 6, 1995, and 2nd Urgent Motion Ad Cautelam to Suspend
Proclamation of Respondent Aquino, which cannot be resolved without hearing,
without violating the right of the respondent to due process. . . .
For being void from the beginning; it is as if the order of 15 May 1995 had not
existed and could not, therefore, be made permanent by the COMELEC en banc through
its resolution of 2 June 1995 whose dispositive portion reads in part: "[c]onsequently,
the order of suspension of the respondent should he obtain the winning number of
votes, issued by this Commission on 15 May 1995 is now made permanent."
Absent a valid nding before the election or after the canvass of election returns
that the evidence of the petitioner's guilt or ineligibility is strong, the COMELEC should
not have suspended the proclamation of the petitioner. After the completion of the
canvass the petitioner should have been proclaimed.
This case then must be distinguished from that of Imelda Romualdez-Marcos vs.
Commission on Elections, G.R. No. 119976, where the COMELEC en banc a rmed
before the elections, or on 7 May 1995, the Second Division's resolution of 24 April
1995 disqualifying Mrs. Marcos.
Accordingly, the order of 15 May 1995 and the resolution of 2 June 1995 of the
COMELEC en banc must be annulled and set aside, and the COMELEC, through its City
Board of Canvassers of Makati, must be ordered to immediately proclaim the
petitioner, without prejudice to the right of his opponents to le a petition for quo
warranto with the House of Representatives Electoral Tribunal, which is the sole judge
of all contests relating to the election, returns and quali cations of the Members of the
House of Representatives (Section 17, Article VI, Constitution).
In view of the foregoing, a disquisition on the merits of the ground for the
petitioner's disqualification will no longer be proper. cdlex
I vote to GRANT the instant petition, to ANNUL and SET ASIDE the challenged
order and resolution of the Commission on Elections en banc, and to DIRECT the Board
of Canvassers of Makati City to reconvene and proclaim the petitioner as the winning
candidate, without prejudice on the part of any aggrieved party to le the appropriate
action in the House of Representatives Electoral Tribunal.
Romero andBellosillo, JJ ., concur. Llibris
I nd what I would consider as the relevant issues in this petition as similar in almost all
material respects to those obtaining in G.R. No. 119976 (Imelda Romualdez-Marcos vs.
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Commission on Elections and Cirilo Roy Montejo). Let me then here just reiterate what I
have there said in my separate opinion.
The case at bench deals with explicit Constitutional mandates.
The Constitution is not a pliable instrument. It is a bedrock in our legal system that sets up
ideals and directions and render steady our strides hence. It only looks back so as to
ensure that mistakes in the past are not repeated. A compliant transience of a constitution
belittles its basic function and weakens its goals. A constitution may well become
outdated by the realities of time. When it does, it must be changed but while it remains, we
owe it respect and allegiance. Anarchy, open or subtle, has never been, nor must it ever be,
the answer to perceived transitory needs, let alone societal attitudes, or the Constitution
might lose its very essence.
Constitutional provisions must be taken to be mandatory in character unless,
either by express statement or by necessary implication, a different intention is
manifest (see Marcelino vs. Cruz, 121 SCRA 51).
The two provisions initially brought to focus are Section 6 and Section 17 of
Article VI of the fundamental law. These provisions read:
"SECTION 6. No person shall be a Member of the House of Representatives unless
he is a natural-born citizen of the Philippines and, on the day of the election, is at
least twenty- ve years of age, able to read and write, and, except the party-list
representatives, a registered voter in the district in which he shall be elected, and a
resident thereof for a period of not less than one year immediately preceding the
day of the election."
"SECTION 17. The Senate and the House of Representatives shall each have an
Electoral Tribunal which shall be the sole judge of all contests relating to the
election, returns, and quali cations of their respective Members. Each Electoral
Tribunal shall be composed of nine Members, three of whom shall be Justices of
the Supreme Court to be designated by the Chief Justice, and the remaining six
shall be Members of the Senate or the House of Representatives, as the case may
be, who shall be chosen on the basis of proportional representation from the
political parties and the parties or organizations registered under the party-list
system represented therein. The senior Justice in the Electoral Tribunal shall be
its Chairman."
Using the above tests, I am not convinced that we can charge the COMELEC with having
committed grave abuse of discretion in its assailed resolution.
The COMELEC's jurisdiction, in the case of congressional elections, ends when the
jurisdiction of the Electoral Tribunal concerned begins. It signi es that the protestee must
have theretofore been duly proclaimed and has since become a "member" of the Senate or
the House of Representatives. The question can be asked on whether or not the
proclamation of a candidate is just a ministerial function of the Commission on Elections
dictated solely on the number of votes cast in an election exercise. I believe, it is not. A
ministerial duty is an obligation the performance of which, being adequately de ned, does
not allow the use of further judgment or discretion. The COMELEC, in its particular case, is
tasked with the full responsibility of ascertaining all the facts and conditions such as may
be required by law before a proclamation is properly done. LLpr
The Court, on its part, should, in my view at least, refrain from any undue
encroachment on the ultimate exercise of authority by the Electoral Tribunals on
matters which, by no less than a constitutional at, are explicitly within their exclusive
domain. The nagging question, if it were otherwise, would be the effect of the Court's
peremptory pronouncement on the ability of the Electoral Tribunal to later come up
with its own judgment in a contest "relating to the election, returns and quali cation" of
its members.
Prescinding from all the foregoing, I should like to next touch base on the
applicability to this case of Section 6 of Republic Act No. 6646, in relation to Section 72
of Batas Pambansa Blg. 881 , each providing thusly:
REPUBLIC ACT NO. 6646
I realize that in considering the signi cance of the law, it may be preferable to look for not
so much the speci c instances they ostensibly would cover as the principle they clearly
convey. Thus, I will not scoff at the argument that it should be sound to say that votes cast
in favor of the disquali ed candidate, whenever ultimately declared as such, should not be
counted in his or her favor and must accordingly be considered to be stray votes. The
argument, nevertheless, is far outweighed by the rationale of the now prevailing doctrine
rst enunciated in the case of Topacio vs . Paredes (23 Phil. 238 [1912]) which, although
later abandoned in Ticzon vs. Comelec (103 SCRA 687 [1981]), and Santos vs. COMELEC
(137 SCRA 740 [1985]), was restored, along with the interim case of Geronimo vs. Ramos
(136 SCRA 435 [1985]), by the Labo (176 SCRA 1 [1989]), Abella (201 SCRA 253 [1991]),
Labo (211 SCRA 297 [1992]) and, most recently, Benito (235 SCRA 436 [1994]) rulings.
Benito vs. Comelec was a unanimous decision penned by Justice Kapunan and concurred
in by Chief Justice Narvasa, Justices Feliciano, Padilla, Bidin, Regalado, Davide, Romero,
Melo, Quiason, Puno, Vitug and Mendoza (Justices Cruz and Bellosillo were on o cial
leave). For easy reference, let me quote from the first Labo decision:
"Finally, there is the question of whether or not the private respondent, who led
the quo warranto petition, can replace the petitioner as mayor. He cannot. The
simple reason is that as he obtained only the second highest number of votes in
the election, he was obviously not the choice of the people of Baguio City.
For the reasons expressed in my separate opinion in the companion case, G.R.
No. 119976, Imelda Romualdez-Marcos v. Commission on Elections, I am of the
opinion that the Commission on Elections has no jurisdiction over petitions for
disquali cation of candidates based on alleged ineligibility for the o ce to which they
seek election.
The May 15, 1995 resolution of the COMELEC en banc, suspending the
proclamation of petitioner should he obtain the highest number of votes for
Representative of the Second District of Makati, Metro Manila, purports to have been
issued pursuant to § 6 of R.A. No. 6646. This provision authorizes the COMELEC to
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order the suspension of the proclamation "whenever the evidence of his guilt is strong."
As explained in my separate opinion in G.R. No. 119976, however, this provision refers
to proceedings under § 68 of the Omnibus Election Code which provides for the
disquali cation of candidates found guilty of using what in political parlance have been
referred to as "guns, goons or gold" to in uence the outcome of elections. Since the
disquali cation of petitioner in this case was not sought on this ground, the application
of § 6 of R.A. No. 6646 is clearly a grave abuse of discretion on the part of the
COMELEC.
Nor may the petition to disqualify petitioner in the COMELEC be justi ed under §
78 of the OEC which authorizes the ling of a petition for the cancellation of certi cates
of candidacy since such a petition may be led " exclusively on the ground that a
material representation contained [in the certi cate] as required under Section 74 is
false." There was no allegation that in stating in his certi cate of candidacy that he is a
resident of Amapola St., Palm Village, Guadalupe Viejo, Makati, Metro Manila, petitioner
made any false representation.
For this reason, I am of the opinion that the COMELEC had no jurisdiction over
SPA No. 95-113; that its proceedings in SPA No. 95-113, including the questioned
orders, are void; and that the quali cations of petitioner Agapito A. Aquino for the
position of Representative of the Second District of the City of Makati may only be
inquired into by the House of Representatives Electoral Tribunal.
This conclusion makes it unnecessary for me to express my view at this time on
the question whether, in the event the candidate who obtained the highest number of
votes is declared ineligible, the one who received the next highest number of votes is
entitled to be declared the winner.
ACCORDINGLY, I vote (1) to grant the petition in this case and (2) to annul the
proceedings of the Commission on Elections in SPA No. 95-113, including the
questioned orders, dated May 6, 1995, May 15, 1995, and the two orders both dated
June 2, 1995, so far as they declare petitioner Agapito A. Aquino to be ineligible for the
position of Representative of the Second District of the City of Makati and direct the
City Board of Canvassers of Makati to determine and proclaim the winner out of the
remaining qualified candidates.
Narvasa, C .J ., concurs.
Footnotes
1. Rollo, p. 61.
2. Id., at 56-60.
3. Id., at 63.
10. Id., at 7-8 citing the completed canvass of election returns by the Board of Canvassers of
Makati City as source.
11. Id., Annex "A"; Rollo, pp. 30-31.
12. Id., Annex "B"; Id., at 32-33.
13. Id., Annex "C"; Id., at 48-49.
14. The petition led on June 6, 1995 prayed for the issuance of a temporary restraining order
to enjoin public respondents from reconvening and determining the winner out of the
remaining quali ed candidates for Representative of the Second Congressional District
of Makati City. As prayed for a temporary restraining order was issued by the Court on
June 6, 1995.
25. Id.
26. Id., at 37.
27. Id., at 34-37.
28. Resolution, p. 3.
29. Id.
30. 18 Am. Jur 211-220.
1. Rule 16. Election Protest. — A veri ed petition contesting the election of any Member of the
House of Representatives shall be led by any candidate who has duly led a certi cate
of candidacy and has been voted for the same o ce, within ten (10) days after the
proclamation of the winner.
Rule 17. Quo Warranto. — A veri ed petition for quo warranto contesting the election of a
Member of the House of Representatives on the ground of ineligibility or of disloyalty to the
Republic of the Philippines shall be led by any voter within ten (10) days after the proclamation
of the winner.
2. Puzon v. Evangelista Cua, HRET Case No. 42, July 25, 1988, Vol. 1 HRET Reports 9; Aznar v.
Bacaltos, HRET Case No. 05, January 28, 1988, Vol. 1, HRET Reports 5; Ty Deling v .
Villarin, HRET Case No. 53, May 2, 1950.
3. Wang Laboratories, Inc. v. Mendoza, 156 SCRA 44, 53-54 (1987).
4. La Campaña Foods Products, Inc. v. Court of Appeals, 223 SCRA 152, 157 (1993).
5. 219 SCRA 230 (1993).
6. Id., at 239.
7. Tijam v. Sibonghanoy , 23 SCRA 29, 35-36 (1968).
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8. 28 C.J.S. § 11.
9. Resolution, SPA No. 95-113, June 2, 1995, p. 4.
10. Tanseco v. Arteche, 57 Phil. 227, 235 (1932).