The Role of Personhood in Development: An African Perspective On Development in South Africa
The Role of Personhood in Development: An African Perspective On Development in South Africa
(29–44)29
www.missionalia.journals.ac.za | http://dx.doi.org/10.7834/45-1-154
1. Introduction
The destruction caused during World War II and the subsequent introduction of the
so-called Bretton Woods institutions (including the World Bank and the IMF) to
address the unequal relationships between the First World and the so-called Third
World sets the context for the development debate from a secular perspective. In
Africa, the effects of colonialism is still prevalent after the independence of almost
all of the African countries. Moyo notes that between 1970 and 1998, when aid
was at its peak, poverty across the African continent rose from 11 percent to 66
percent (2009:47). Poverty and kleptocracy are but just some of the challenges
that face most African states. This is largely because of the “dependency syndrome”
that dominated most economic policies of these states. The deterioration of social,
political, economic and in fact, coups and dictatorships, seem to be thriving. The
fall of Nkuruma of Ghana’s regime is a typical example of the effects of aid.2
I am interested to make a contribution to an approach to development that does
not only make the focus of development the person, but more specifically, that the
person becomes the means and end of development. I am interested in personal
1
John Klaasen is a senior lecturer in the department of religion and theology at the university of the
Western Cape. He can be contacted at [email protected]
2
Lesotho had the 1986 “water coup” alleged to be supported by South Africa, which was desperate for
water. There have also been coups throughout Africa in countries such as Zaire, Ethiopia, Nigeria and
many others.
30 Missionalia 45-1 Klaasen John Klaasen
responsibility towards one’s own development. This includes the complex process
through which people come to accept responsibility for addressing their situations.
Even where people are made aware of their opportunities and capabilities (Sen,
1999) and where legislation favours the development of the marginalised and poor
(Korten’s third generation, 1990), where obstacles that block development are re-
moved, “that would not necessarily translate into accepting responsibility. There is
a gap (widely acknowledged in ethical theory) between knowing what is right and
doing what is right. It is here that reflection on the category of personhood, if un-
derstood within the context of interpersonal relationships, may be crucial” (Klaasen
2014:72-73). In Africa, including South Africa, development has been done along
the principles of the Modernisation and Dependency theories (Davids 2009:7).
These theories, which embed the development approaches since the 1960’s, has
serious limitations. Persons are treated and viewed as commodities and are regu-
lated by economic and social principles. Technology and modern economics takes
preference over human capital. It is my assertion that personhood as viewed from
an African perspective implies taking responsibility for one’s development without
distancing the other. The question that I address in this article is to inverstigate the
contribution that an African approach makes to development in South Africa. I am
particularly interested in the notion of personhood within the African context and
how such a notion is a harbinger to take personal responsibility for development.
2. Theories of development
Many different models of development emerged, so that various qualifiers such
as “economical” “human”, “social”, “community” and “sustainable” were added
to the term development. Several development theories emerged, including Mod-
ernisation theory 1950-1960’s (Bragg 1987, Burkley 1993 and Davids 2009), De-
pendency theory 1960-1970’s (Burkey 1993, Graner & Lewis 1996 and Chambers
2003) and from the 1980’s, more pragmatic approaches (The Millennium Devel-
opment Goals 2000, African development initiatives such as New Partnership for
Africa’s Development and the National Development Program 2011). Throughout
the emergence of these development theories and initiatives, the contextual issues
such as postmodernism, gender and participation became an important partner for
development.
In the South African context, the term development was widely regarded as prob-
lematic, given the introduction of the term “separate development” in the 1960s.
This notion “separate development” is generally regarded as the ideology on which
the Apartheid socio-political policy of the Nationalist government was built. With the
dawn of democracy, however, the term gained prominence with the introduction of
the Reconstruction and Development Programme in 1994, the World Summit on
The role of personhood in development31
The entire project was, however, based on several flawed assumptions: it sup-
posed that what was good for the West would be good for the Third World also
(in this respect, then, it was culturally insensitive) between the human subject
and material object and believed that all the Third World stood in need of was
technological expertise … and it operated on the assumption that nothing in the
rich North needed to change … As late as 1968, the Uppsala WCC Assembly-in
spite of its radical political stance on many issues-could devote an entire section
(111) to ‘World Economic and Social Development’ and produce a report (cf WCC
1968:45-55) which appears to be almost oblivious of the fact that the entire devel-
opment philosophy had been challenged fundamentally (Bosch 1991:433-434).
The most serious limitation of the Modernisation theory was the ignorance of
its proponents of the extent of poverty and the root causes of underdevelopment
amongst the developing countries (Bowers 2005:35).
The lack of emphasis on the poor and marginalised is also recognised in the
critical approach to the imposed structures and policies of the industrial nations on
the developing nations. The critical approach to structure was the positive contribu-
tion that Dependency theorists made to the development debate.
On the other hand, Davids rightly points out that whilst Dependency theorists em-
phasised the structural imbalance between the development and underdeveloped
countries and other outside causes responsible for underdevelopment, the internal
causes of development did not receive the same attention (2009:16).
The role of personhood in development33
An African approach to development for the South African context takes seri-
ously the neglect of the poor and the common internal factors as source of devel-
opment. The approach that I am interested in translates in the inherent capacities
of persons for development. This approach seeks to point out the limited view of
reality as constructed from outside the person and that the person is depended on
outside forces to deconstruct reality. Reality is constructed from within the person
and the connotative force represented by the two way question: “Who am I and
what must I do?”
On the other hand, the African notion of a person is embedded within the on-
tological and epistemic community. An African notion of personhood is marked
by the various phenomena that impact the individual. This includes community,
although there are various degrees of community within the notion of person. The
African notion of person also implies a processural dimension; a person is not born
with personhood, but grows into a person. There are certain processes that must
be followed in the quest to become a person. “[T]he African emphasise the rituals
of incorporation and the overarching necessity of learning the social rules by which
the community lives, so that what was initially biologically given can come to attain
social self-hood, i.e., become a person with the inbuilt excellences implied in the
term” (Menkiti 1984:173).
Integral to African personhood is the rites of passage that each individual, or in
some cases groups, must go through. These rites of passage are another example of
the dynamic nature of African living; Africans are constantly developing and grow-
ing through the rites that are performed.
Whilst the community is generally accepted amongst both theologians and phi-
losophers to play a role in personhood, the extent of the perceived role of the
community is given diverse degrees amongst both theologians and philosophers.
To point out the diversity of views of the role of the community for personhood
and by implication the views of what it entails to be a person, I will briefly outline
the views of personhood of three prominent African scholars to point out some
of the common features of personhood within African notion(s) of personhood
Menkiti, Gyekye and Tutu are influential Afrian scholars and their diverse views of
personhood contributes richly to any discussion about the role of personhood in
development.
Three ideas derive from this understanding of radical community: the individu-
al’s existence is bound with the community, the community produces the individual
The role of personhood in development35
through rites and rituals and the individual and community’s growth is interrelated
(Matolino 2009:162).
Personhood is also characterised by moral responsibility. A person is someone
with the mental capacity to take responsibility for her/his actions and decisions.
Contrasting a child who is in the opening stage of her quest for personhood and
an adult who has gone through the incorporation stage, Menkiti asserts: “The vari-
ous societies found in traditional Africa routinely accept this fact that personhood
is the sort of thing which has to be attained, and is attained in direct proportion
as one participates in communal life through the discharge of the various obliga-
tions defined by one’s stations” (1984:176). The carrying out of these obligations
determines the status of the individual. A child has a self-centred worldview and
therefore lacks moral responsibility. One can say the same of a mentally challenged
individual who cannot reasonably distinguish between right and wrong. Such an
individual has the right to human rights, but cannot be held responsible for moral
obligations.
Menkiti and Mbiti overemphasise the role of community. The community be-
comes the means by which the individual is formed. This view of community that
Menkiti adopted from Mbiti has been criticised for its rejection of the role that the
individual plays to meet the needs of the community.
For a discussion of Menkiti’s idea of personhood in community against European philosophy’s idea of
3
ity in African societies. These saying are commonly used amongst the Akan people
and various other African communities. These sayings influence how persons are
conceived. Implicit in these sayings are judgments which are acceptable and unac-
ceptable to the society.
Personhood derives from the communitarian structure that has specific norms
and virtues. When an individual displays these norms and values, the person is
regarded as good and when the person displays certain norms and values that
is contrary to the communitarian nature of society, “that individual’s actions and
conduct are considered as falling short of the standards and ideals of personhood”
(Gyekye 1992:109).
[A] good that is common to individual human beings - at least those embraced
within a community, a good that can be said to be commonly, universally, shared by
all human individuals, a good the possession of which is essential for the ordinary
or basic functioning of the individual in a human society (Gyekye 1997:45).
Gyekye differs from Menkiti with regard to the degree to which community deter-
mine the person. However, Matolino (2009:164) rejects Gyekye’s claim that Men-
kiti’s radical communitarianism needs to be replaced with moderate communitari-
anism. Matolino asserts that Gyekye is inconsistent in his dealing with community.
According to Matolino “Gyekye attempts to show that moderate communitarianism
is at least true for the Akans but immediately contradicts himself when he lays
bare the essential beliefs of any form of communitarianism”. For Gyekye, there are
determinants, such as reason, that play an important role in determining person-
hood. Gyekye, however, agrees with Menkiti that moral responsibility is central to
personhood:
The role of personhood in development37
We are stewards of all of this … The dominion we were given in Genesis 1:26 was
so that we should rule as God’s viceroys, doing it as God would-caring, gently, not
harshly and exploitatively, with a deep reverence, for all is ultimately holy ground
and we should figuratively take off our shoes for it all has the potential to be “the-
ophanic” - to reveal the divine (Tutu 2004:28-29).
approach to God who transcends all creation. For Tutu God is central in the forma-
tion of human beings. In his enthronement charge as bishop of Johannesburg Tutu
states that, “Inspired by our worship and adoration of God and so made sensitive
to discover Jesus Christ among the poor, the hungry, the oppressed, I hope that
you will speak out against what causes suffering and anguish to God’s children just
because they are black”4.
It should be obvious that ‘person’ is by no means a simple concept. I have at-
tempted to present person as pillarisation rather than a center-marginalise approach.
I have no intention of giving any of the notions a preference position. I have briefly
outlined three distinct notions of African notions of person. I will simply call it com-
munitarianism (Menkiti), interactionist (Gyekye) and interdependence (Tutu).
Whilst there is no single notion of African development, there is a thread that
runs throughout the different notions of personhood. The community plays a sig-
nificant role in personhood. The type of relationship amongst persons, between
persons and other living and non-living beings and between persons and God un-
derscores personhood. Speckman, a New Testament scholar, provides a notion of
African development that encapsulates the three approaches to personhood within
African perspective. He uses two Xhosa words to explain development in Africa; Im-
pucuko, which translates as ‘civilisation’ and inkbubela, which means progress.
When taken together it means what is the core of something or the real person.
Speckman further explains an African view of development by distinguishing it from
a Western perspective. In his view, an African notion of development refers to the
human value and not the material accumulation (Speckman 2007:40-41).
Foster points out three areas of differences by Balcomb between African world-
view and the Cartesian worldview. Firstly, there is an intricate union between the
object and the subject, between the observer and the observed, between God and
the world and the knower and known. In other words, all reality is relational. Sec-
ondly, the person is an open, engaging and vulnerable organism within the world.
Thirdly, an African worldview believes in a personal universe (Foster 2006:227).
A sermon by Desmond Tutu when he was enthroned as bishop of The Diocese of Johannesburg in
4
1985.
The role of personhood in development39
“to be responsible for the rest of Creation”. Two points can be briefly mentioned
with regard to the scripture (De Gruchy 2008:20-39). Firstly, that creation is not
static, but dynamic, creative, growing. At least the Orthodox understanding of “be-
ing created in the likeness of God” means to move towards our personhood. The
African notion of growth through incorporation is linked to this interpretation. The
second point of the interpretation is that person has the inherent responsibility for
the wellbeing of the other, whether it is a living other or “different living other”.
Development does not depend on external forces like policies, opportunities or
aid. Development is intuitively part of what it means to be person. There is a respon-
sibility on the person to take responsibility for self-development. Here Menkiti’s
notion of personhood that includes processural echoes the theological rational for
personhood as put by De Gruchy. Progress towards personhood takes both the
individual and the community seriously. There is a creative tension between the
individual and community in this reciprocal, mutually enriching process towards
the real person in community.
In terms of development, the implication for understanding myself in the like-
ness of and image of God, is that my development is intrinsically connected to the
rest of creation. There is a shared nature in the type of relationships between selves,
with the rest of creation and selves and God.
views God as the God of sacrifice, of weakness and suffering who draws people
to Him not by coersive power but by sacrificial love. According to Hauerwas this
genuine weakness lures people from their pretentious attempt to make their lives
meaningful through power and violence. This weakness also entails that they do
acknowledge that their attempt to eliminate the suffering of sick and disabled
people-instead of being present to them, being available for them and personally
caring for them-is merely a demonstration of their quest to affirm their own signifi-
cance through power (Koopman 2003:199).
Vulnerability derives from the Latin word vulnerabilis, which comes from the verb
vulnerare and noun vulnus. The word means to wound or in more general terms,
to be in need of special care, support or protection because of some or other limi-
tation (Snyman 2015:280). Snyman points out that the most common characteristic
of vulnerability is the face of the other, as put by Levinas,
In confronting the naked face of the other, different from me and yet vulnerable like
me, an ethical demand of response is elicited. One cannot ignore the plea of the
Other who challenges us face to face. The Other, a stranger who shares my humanity,
exacts from me a certain responsibility to respect his dignity once I am aware of our
interconnectedness. This is the core of all religious commitment to the vulnerable,
with different names of agape or charity, neighbourly love, solidarity, visbeshdharma,
ren, karun or compassion, and mercy or besed (Snyman 2015:281).
This definition implies that vulnerability is not just about the one in need as opposed
to the one who can supply; vulnerability is a common human condition which is
part of every person, whether you stand in the role of victim or victor, oppressed
or oppressor, poor or rich, slave or owner. The vulnerable person, according to
LaCugna, “evokes mystery, compassion, reciprocity and obligation. It is as we look
42 Missionalia 45-1 Klaasen John Klaasen
into another person’s eyes and gaze upon the face of another person that we see
with the ‘eyes of the heart’ and stand in openness before her and his ineffable and
inexhaustible mystery” (LaCugna cited in Medley 2002:177).
Snyman concurs with the view of Ten Have
Vulnerability means that we are open to the world; that we can engage in relation-
ships with other persons; that we interact with the world. It is not a deficit but a
positive phenomenon; it is the basis for exchange and reciprocity between human
beings. We cannot come into being, flourish and survive if our existence is not
connected to the existence of others. The notion of vulnerability therefore refers to
solidarity and mutuality, the needs of the groups and communities, not just those
of individuals (Snyman 2015:282).
Development from the perspective of vulnerability of persons accepts that one can-
not look to the other for one’s development. The poor looks with the other for per-
sonal development. It is my contention that when the poor look with the other from
a position of vulnerability then personhood becomes a stimulus for development.
9. Conclusion
Development theories such as the theory of Modernisation, the Dependency theory
and the more pragmatic approaches have been unsuccessful with the development
of South Africa, largely because the emphasis has been on the other. These ap-
proaches neglect the affected persons or groups as agents of their development.
Development is rooted in what needs to be done for the poor instead of what the
poor can do for its own development. The role of personhood from the African
perspective as an approach for development entails personal responsibility for self-
development of both the self and other. The stimulus for development is intrinsic
to what it means to be a person. Personhood is viewed from the perspective of the
type of relationships the self has with God, with other selves and the rest of creation.
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(Footnotes)
1 African National Congress (ANC), The Reconstruction and Development Program. A
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