13th World Conference on Earthquake Engineering

Vancouver, B.C., Canada

August 1-6, 2004
Paper No. 1611

SESIMIC CODE OF UZBEKISTAN

Nadira Mavlyanova1, Rashid Inagamov2, Hirojillo Rakhmatullaev3 and Nigora Tolipova4

SUMMARY

Uzbekistan is located in the middle of Central Asia within a zone of high seismic activity. After 1991
when the Soviet Union has broken up the Uzbekistan became the independent country. For the purposes
of seismic resistant design, all the design institutes use the new seismic code KMK 2.01.03-96: “Norms
and Regulations for Construction in Seismic Zones”. The present norms establish the requirements
showed to designing and construction new and reconstruction buildings in areas with seismic intensity
VII, VIII, IX (by MSK-scale) and more. This paper presented the information about seismic hazard of
Uzbekistan and seismic resistant code.

INTRODUCTION

Uzbekistan is located on the Asian continent in the basin of the great Amudarya and Syrdarya rivers, in
the desert subtropical zone, taking the part of Turan Lowland in the West and mountainous highlands in
the East (Fig. 1.). Natural environment of the Republic is characterized by high seismic conditions. There
are many cities such as Tashkent (the capital, population 2,3 million), Samarkand, Bukhara and others
have expected seismic intensity YIII and IX (MSK). The earthquakes on the territory of Uzbekistan are
the most frequent and dangerous. It was only 1976-1986 that more than ten violent and destructive
earthquakes with M = 5.5-7.3 took place Abdullabekov [1]. At the beginning of 2000 the population of
Uzbekistan is equal to 24.5 million people. If the total population of Central Asia is 100%, then
Uzbekistan makes up more than 42% of it.
After 1991 when the Soviet Union has broken up the Uzbekistan became the independent country. The
government of Uzbekistan have been aware of the seismic threat for many years and have taken certain
steps to increase earthquake disaster preparedness. One of the basic documents of independent Uzbekistan
has become the law - About protection of the population and territories from emergency situations of
natural and technogenic character. The law adopted in the Republic on August 20, 1999.
For the purposes of seismic resistant design, all the design institutes use the new seismic code KMK
2.01.03-96 “Norms and Regulations for Construction in Seismic Zones” and KMK 2.07.01-94 “ Town-

1
Chief of Project, Ph.D., Institute of Seismology, Tashkent, Uzbekistan. Email: [email protected]
2
Project Scientist, Ph.D., Institute of Seismology, Tashkent, Uzbekistan. Email: [email protected]
3
Project Scientist, Ph.D., Institute of Seismology, Tashkent, Uzbekistan. Email: [email protected]
4
Project Scientist, Ph.D., World Economy University, Tashkent, Uzbekistan. Email: [email protected]
planning, lay-out and building of urban and village settlements”, put into operation by the State
Committee for Architecture and Construction in 1994 and 1996. The present norms establish the
requirements showed to designing and construction new and reconstruction buildings in areas with
seismic intensity VII, VIII, IX (by MSK-scale) and more. The buildings constructed in seismically active
areas, during settlement term of operation should observe the requirements of seismic stability and
provide safe stay of the people, safety of designs with earthquakes of calculated intensity.

Fig. 1. Location of Uzbekistan.

The intensity and return period for earthquakes with probable seismic intensity more than VII, is
determined under the special table, which is enclosed on this design code. Central Asia’s urban
earthquake risk is unusually easy to evaluate. Its buildings vary little in design and method of construction
because the vast majority of them were built over a short period, when one central authority controlled
design and construction. Because design and construction practices were centralized in the Former Soviet
Union, four-fifths of all Central Asian residential buildings can be placed into one of only six structural
types [2].
The seismic vulnerability of these types is variable and depends on such factors as design, detailing,
materials, construction methods and maintenance. The seismic vulnerability of most of the six Central
Asian structural types is high. The simplified version of the official seismic hazard map for the former
Soviet Union that is shown here indicates that Tashkent can expect MSK VIII level of shaking. There two
reasons to believe that this map significantly underestimates the regions hazard. First, it does not take into
account the amplification effect of the soft-soil conditions common in large areas of the capital, which is
important because soft soil can produce intensities one or more MSK units greater than on nearby stiff
soils. Second, all of the recent destructive earthquakes in the Former Soviet Union have been
significantly larger than would be expected examining the map (even allowing for soft-soil conditions)
[2]. The six Central Asian structural types and the average levels of earthquake shaking are described
briefly in the table below.

Table 1. Central Asian structural types of residential buildings and expected damage levels.

DAMAGE LEVEL
STRUCTURAL TYPE
MSK VII MSK VIII MSK IX

1.Unengineered structures, including small Heavy damage Partial to total Total collapse
adobe and unreinforced masonry buildings collapse
2. Brick bearing-wall systems with wooden Moderate to Partial Total collapse
floors, one to two stories, pre-1955 heavy damage collapse
3. Brick bearing-wall systems with precast Slight to Heavy Partial collapse
reinforced concrete (RC) floors, three to five moderate damage to
stories, pre-1957 damage partiall
collapse
4. Brick bearing-wall systems with precast RC No damage to Moderate to Heavy damage to
floors, some seismic detailing, post-1957 slight damage heavy partial collapse
damage
5. Precast RC frames with welded joints and Slight damage Moderate to Heavy damage to
brick infill walls, four to nine stories heavy partial collapse
damage
6. Precast RC large-panel systems with dry or No damage to Slight to Moderate
west joints slight damage moderate damage
damage

After 1991 when the Soviet Union has broken up, the Uzbekistan became the independent country. Since
1995 of Uzbekistan has an own design code for construction of buildings in seismic areas.

ASSESSMENT OF SEISMIC HAZARD FOR UZBEKISTAN

The territory of the Republic of Uzbekistan is related to tectonic active structure of the lithosphere of
Western Tian-Shan, development of which is connected with forming of deep fault networks.
Considerable part of the territory of Uzbekistan belongs to the zone of seismic intensity VII (MSK scale)
and its eastern and south-eastern parts, where large cities and the capital-city Tashkent as well as
numerous industrial units are located, fall into zone of intensity VIII and IX. Earthquake hazard is often
expressed in terms of seismic intensity, which is a qualitative description of the consequences of
earthquake shaking on people and structures. In the former Soviet Union, seismic intensity is measured on
a 12-step scale, called the Medvedev-Sponheuer-Karnik (MSK) scale. This is similar to the Modified
Mercalli Intensity scale used in the United States and Europe.
First available information about violent earthquakes of the past that occurred on the territory of
contemporary Uzbekistan was found in works of famous scientists of the Orient. Macroseimic data on
more than 500 strong earthquakes with magnitude M > 5 are available from historical manuscripts.
Instrumental seismology in Uzbekistan started in 1892 when 14 seismoscopes of the Russian
Geographical Society were installed in Tashkent. In May 1901 Repsold-Zelner instruments were installed
and since July 13, 1901 regular stationary seismic observations has been started. The earthquakes on the
territory of Uzbekistan are the most frequent and dangerous. Institute of Seismology of the Academy of
Sciences of Uzbekistan was established on October 1, 1966 soon after the destructive Tashkent
earthquake of April 26, 1966. In present time the Institute of Seismology has the full instrumental data
base for earthquakes with M>2.5 from 1955 year to 2000 (8630 events) (Fig.2).

events
1600
1400
1200
1000
800
600
400
200
0
1955- 1965- 1975- 1985- 1995-
1959 1969 1979 1989 2000
years

Fig.2. Earthquakes in Uzbekistan with Magnitude from 2,5 to 7,5 for period 1955-2000 year.

The quantity of seismic stations in 1955 at Central Asia was 34. The quantity of seismic stations in
Uzbekistan during 1968 for 1976 was 14, since 1976 up to 1990 has increased up to 32 and has reached a
maximum. Now in connection with financial problem in territory of Uzbekistan 23 analog and 5 digital
stations function. In the period 1955-2000 year in territory of Uzbekistan happened 81 earthquakes with
M>5. M=5 – 56 times; M=5.5 – 14 times; M=6 – 4 times; M=6.5 – 4 times; M=7 – 3 times (Fig.3).

1955-2000

60 56

50

40

events 30

20 14
10 4 4 3
0
5 5,5 6 6,5 7
Magnitude

Fig.3. Earthquakes in Uzbekistan with Magnitude more than 5 (M>5), for the period 1955-2000
 SEISMIC CODE OF UZBEKISTAN

For the purposes of seismic resistant design, all the design institutes use the new seismic code КМК
2.01.03-96 “Norms and Regulations for Construction in Seismic Zones” [3] and КМК 2.07.01-94 “Town-
planning, lay-out and building of urban and village settlements”, put into operation by the State
Committee for Architecture and Construction in 1994 and 1996.
Seismic stability of buildings is provided with reduction of seismic loadings and increase of resistance to
seismic influences. With designing new and reconstruction of existing buildings it is necessary to take
into account parameters of a seismological regime of area of construction:
- expected intensity of seismic influence;
- repeatability of earthquakes;
- spectral structure of seismic fluctuations of the basis.
The seismic code consists of 6 basic sections.
1. The principal position. In this part of the code the basic problems are determined at construction in
areas with seismic intensity more than VI. Seismicity of the site of construction should be determined on
the basis of the seismic microzonation map for areas with seismic intensity VI and more by specialized
scientific research institutes. In a seismic code the special table for an estimation of seismicity of the site
of construction is given depending on soil conditions. For example seismicity of the site can decrease on
1 point from initial seismicity if the site of construction is located on rocky ground with speed of
distribution of seismic waves Vp > 3000 m/sec and Vs > 1700 m/sec. Seismicity of the site of
construction can be increased by 1 point from initial seismicity if the site of construction is located on
loess soil with void ratio e > 0.8 or with speed of distribution of seismic waves Vs < 300 m/sec.
2. Calculations on seismic influences. Designs and the bases of buildings projected for seismic areas,
calculated on the basic and special combinations of loadings in view of seismic influences. At calculation
can be used:
- dynamic method of calculation on the real or synthesized seismic influences, characteristic for
area of constructions;
- spectral method of calculation on the seismic loadings determined for ideally elastic systems.
3. Inhabited and public, industrial buildings and constructions. In this point various types of designs used
are considered at construction.
4. Underground constructions and engineering networks. In this point requirements for construction of
underground constructions and engineering communications in seismically dangerous areas are
considered.
5. Restoration and strengthening of buildings. Requirements of the present unit should be observed at
maintenance and increase of seismic stability of existing buildings, including restoration of the buildings
damaged by earthquake and by the other natural hazard; strengthening in connection with change of
settlement seismicity of area or reconstruction of object, change of a degree of its responsibility.
6. Features of manufacture and quality surveillance of works. At manufacturing building materials and
construction of buildings it is necessary to observe a degree of quality providing functioning of object
during a target date of operation. The given point of the code determines requirements to quality of
building materials and the monitoring system at observance of rules of seismic construction. The
enforcement of design rules is under the responsibility of the general state expert commission. The
monitoring of construction is carried out under the architectural supervision of design organisations,
technical service builders, and the General Architectural-Building Inspection of the State Committee for
Architecture and Construction.
In the appendix I the intensity and return period of earthquakes with probable intensity more than VII, is
determined under the special table (Tab. 2), which is enclosed on this design code. The given list includes
333 occupied items of Uzbekistan located in seismic areas. For an example we shall result a small part of
this table for large cities of Uzbekistan [3]. In the appendix II of the seismic code the map of seismic
microzonation for the territory of Republic of Uzbekistan is given, in the appendix 3 definitions for the
general terms are given.
 Table 2. Intensity and return period of earthquakes for the large cities of Uzbekistan.

CITY Intensity and return period of earthquakes (year)

Intensity VII Intensity VIII Intensity IX Intensity more IX
1.Almalik 50 600 --- ---
2. Bukhara 50 --- --- ---
3. Fergana 50 100
4. Kokand 50 200 --- ---
5. Muruntau 1000 --- --- ---
6. Navoi 100 --- --- ---
7.Samarkand 150 500 1000
8. Shargun 50 200 1000 > 1000
9. Tashkent 25 100 --- ---
10. Termez 100 --- --- ---

VULNERABILITY OF RESIDENTAL BUILDINGS OF THE TASHKENT CITY

Tashkent is the capital of Uzbekistan, the area of the city is about 33.000 hectares and its population is
about 2.3 million residents. It is the political, economical, social and tourist center of the country as well
as the region. Among the hazards endangering the city, a special place belongs to earthquakes.
Throughout its long history, the city of Tashkent has been shaken by many earthquakes, more than 11
times since 1868 to 2002 with intensity more than VI (MSK-scale) that have destroyed buildings and
caused casualties. Recently, the earthquake of 26 April 1966 caused destructive damages to Tashkent.
Adobe buildings in Tashkent were heavily damaged in the 1966 earthquake (M=5.3, H=8 km). As a result
of earthquake, the residential building area decreased from 7.2 million m2 to 2.8 million m2 . There were
no cases of modern buildings collapsing. No buildings of local or modern construction collapsed in
Tashkent during Nazarbek earthquake (M=5.1, H= 10 km) Rashidov [4]
Typical damage of buildings constructed of local materials includes separation of longitudinal walls from
transverse walls, full collapse of non-load bearing walls, collapse of corners of buildings, lamination of
brick walls, collapse of pin joints, pounding of adjacent buildings of different heights, and diagonal and
horizontal cracking in walls. The reason for extensive damage to adobe brick buildings is that they were
not designed to resist earthquake shaking, and many of them were located in the epicentral zone of the
damaging 1966 earthquake. In addition, many of them had experienced general deterioration before the
earthquake occurred. Damage to older brick buildings is caused by factors such as complicated
configurations in design, lack of seismic joints and belts, large basements under part of buildings, and
irregular and asymmetric wall locations.
Typical damage to 4 story buildings of Tashkent that were built in the 1940 and 1950s includes diagonal
and horizontal cracking in single pier elements, x-type cracking in bricks between apertures, and diagonal
and horizontal cracking in staircases. Ten to twelve of these buildings were damaged in the 1966
earthquake and were later restored.
Frame buildings in Tashkent have not been subjected to a major earthquake. In other areas these buildings
have shown earthquake damage is possible in load-bearing structures and separation walls. Large panel
building construction is fairly new an there is little information on earthquake damage to these types of
buildings.
About 43% of the inhabitants of the Tashkent city live in buildings that were not adequately designed and
constructed to meet the current standards for seismic resistance. In Tashkent, the area of multistory (4 or
more stories) buildings that are of the dangerous construction types is estimated at approximately
1.750.000 m2 with 217000 inhabitants.
The most vulnerable buildings types in Tashkent include the following Rashidov [4]:
- 9,12, and 16-story frame –panel buildings that include frame structures of the IIS-04 series.
In general, many elements of these buildings are prefabricated and welded in the field. The
quality of the welding is typically not good. These buildings have been constructed from
1974 to present.
- Frame structures without diagonal bracing built by lifting the ceilings, which have a round
profile and one core of stiffness. These buildings have been constructed since 1980. As the
Spitak earthquake (M=) revealed, these buildings have an irregular stiffness distribution and
very little reserve strength.
- Brick residential buildings built before 1966 and of series 1-310 built 1954 to 1962.These
buildings do not have interior longitudinal walls or reinforced concrete cores. In addition,
many have experienced damage due to foundation settlement.
- Brick buildings of series 1-310 I built after 1966. These buildings often have low quality of
workmanship and poor quality of construction materials. There are no means for controlling
processes such as setting of bricks, vibration of concrete, and filling of joints with mortar.
According to current seismological knowledge, maximum expected seismic intensity in Tashkent is
estimated to be a level VIII. Estimated recurrence periods given in the seismic code are for a future
earthquake intensity VIII (every 100 years) and intensity VII (every 25 years). It should be mentioned that
a large part of the city has unfavorable soil conditions in terms of seismic influence. Such soils magnify
seismic effects. According to engineering-seismological estimations on the map of seismic microzoning
of Tashkent, the city can be divided into 2 zones of maximum expected (design) seismic intensity at the
level of MSK VIII and IX. This represents a rather serious danger for urban construction and city
inhabitants.
Tashkent’s vulnerability to earthquakes is increasing due to the rapid development of the city. The
accommodation of an increasing population and industrial sites led to the proliferation of weak slap-dash
buildings and structures. Seismic resistant construction norms are not taken into consideration, and
immigrants to the area have no awareness of the seismic threat. Residential and industrial buildings are
constructed in unsuitable areas, such as areas of reclamation, slopes and in other unfavourable conditions,
which have not previously been occupied. If a large earthquake strikes today, it will affect a much larger
and more populated are than during the past earthquakes.

CONCLUSION

Among the factors contributing to the existing high-risk level for Uzbekistan are the following:
• high level of seismic hazard;
• complicated and seismically unfavourable engineering-geological conditions;
• a rather high density of population, most of which live in zones of design intensity IX;
• low quality of workmanship and construction materials;
• a considerable vulnerable individual houses and buildings of old construction, built without
modern seismic consideration and in need retrofitting.
The community limited of financial recourses needed for the purposes of state and social development,
which is typical for developing countries, should be interested in optimization of disaster preparedness
measures often competing with other urgent needs. For the reduction of seismic risk necessary to take to
account the requirements of seismic code for the construction new buildings and strengthening of
reconstruction buildings.

.
 REFERENCES

1. Abdullabekov K.N., Elrectromagnetic phenomena in the earth's crust. A.A.Balkema

/Rotterdam/Brookfield/ 1991, 150 p.
2. GeoHazards International, Lessons for Central Asia from Armenia and Sakhalin (Stanford, GeoHazards
International, 1997, 10 p.
3. Seismic code of Uzbekistan, KMK 2.01.03-96 “Norms and Regulations for Construction in Seismic
Zones”, Tashkent, Uzbekistan,1996, 125 p.
4. Rashidov T., Plotnikova L., Khakimov S. “Seismic hazard and building vulnerability in Uzbekistan”
King S.,Khalturin V. and Tucker E. Editors. Seismic hazard and building vulnerability in Post-Soviet
Central Asian Republics. Kluwer Academic Publishers, 1999,p.147-181.