Z U R Ontologie Des Gesellschaftlichen Seins
Z U R Ontologie Des Gesellschaftlichen Seins
Z U R Ontologie Des Gesellschaftlichen Seins
GEORG L U K A C S AS A N O N T O L O G I S T *
aesthetics was made in Florence in the winter of 1911-12 and I developed this plan in
Heidelberg in the years 1912-14. I still remember with great thankfulness the well-
intended critical interest which Ernst Bloch, Emil Lask, and above all Max Weber,
showed in my attempt (I, 2).
The 50 years after 1912 were filled with events which made Lukacs an
important figure not only in philosophy but in politics and literary criti-
cism as well. The completion of the Aesthetics is really a completion of a
life-long project, but the Aesthetics is more than a summation; it is far
more the beginning of a significant new philosophical phase in Lukacs' life.
One can distinguish three major periods in Lukacs' philosophical
activity:
(a) Philosophical and political activity until Geschichte und Klassen-
bewufltsein (1923).
(b) Literary and philosophical critical works (until 1956).
(c) Ontological works (since 1956). 4
In every period of Lukacs' life one can find philosophical, political, and
literary critical works. Even in his earliest works on aesthetics which he
wrote before World War I there is an 'ontological' tone and manner of
writing. Although it would be a mistake to separate the three periods of
Lukacs' life in any sharp way, one must recognize that Lukacs, as an
historically important thinker, has already been influential in two separate
fields.
Among the students and the new left, particularly in Europe, the name
of Lukacs is understood to mean the author of Geschichte und Klassen-
bewufltsein. Even though Lukacs has repeatedly renounced this early work
it has been widely read and discussed. In the introduction for the re-
issuance of this classic work as a part of the collected works, Lukacs has
described how he judges his development to and beyond Gesehichte und
Klassenbewufltsein. But no matter what Lukacs may say about this early
work, it is nevertheless a book which has had and continues to have great
influence. Among the students of the new left, Lukacs' Geschichte und
Klassenbewufltsein is considered to be one of the classics in the non-
Stalinist Marxist tradition and is the source of much of the theory of
the new democratic movement. For these younger people who are in-
volved in both a political struggle and in the development of a theoretical
position, Lukacs' discussion of the nature of orthodox Marxism, the
strategy of the organization of the workers' movement and the concepts
336 KENNETH MEGILL
I. THE EVERY-DAY
Perhaps the greatest barrier to understanding the latest period is the use
of the old-fashioned word 'ontology' to describe his philosophy. F o r
Lukacs, the Aesthetics is an ontological work although he does not
explicitly discuss the nature and function of ontology in this work. In a
recent interview, Lukacs has said that
We use the pretty word ontology, and I am getting used to it, although one really
should say that he discovers the form of Being (Seinsform) .... The fact that new
phenomena can be fundamentally genetically derived from their every-day existence
(Alltagsdasein) is only one moment of a general context, namely that Being is a process
of an historical kind. Being does not, in a strict sense, exist at all; precisely that Being
which we like to call every-day Being (Alltagssein) is a certain highly relative determi-
nation of complexes within an historical process.6
338 KENNETH MEGILL
this includes the production in the sciences and arts as well as in other
areas of human activity) at the costs of the individuals in society, then
there will be an alienation of the individual from his products and the
gap between the social products and man's individual life will become
increasingly great. Until capitalism can be overcome, man's every-day
life will always be split into two parts - man as a member of society and
man as an individual who lives his own private life. There can be no
every-day life in which alienation is overcome until this gap between
human activity as a member of society and private life can be overcome.
To discuss the nature of every-day life, for Lukacs, is not only to criticize
the nature of the present-day society, but is also to gain a perspective on
the life in which social production and the development of the human
individual are complementary.
The problem of how a meaningful every-day life is possible in a society
in which social production has been tremendously increased must be at
the center of a Marxist philosophy which is relevant to the social situation
of the sixties. The problem today is not only to make the every-day life
of man more meaningful, but to bring the every-day under man's control.
In its historical development capitalism has been a system which has
created tremendous social productivity but which has not yet been able
to solve the problem of creating an every-day life of quality. Neither have
the socialist societies which have suffered greatly, both theoretically and
practically, from the long dominance of Stalinism been able to create a
society in which man can control his every-day life. It is from philosophers
such as Lukacs that we can begin to have an understanding of the correct
relationship between man's great accomplishments, science and art, and
man's every-day life. In the past Marxist philosophy has concentrated on
the general development of society while ignoring the quality of life which
is being produced. Marxists have traditionally been able to provide more
or less convincing criticisms of social development, but have failed to
develop how man can live in his every-day life.
At one point in the Aesthetics, Lukacs states that the goal of his
'reconstruction' of the every-day
In Lukacs' more recent ontological works and even in some other parts
of the Aesthetics Lukacs has ceased speaking of a state of society without
objectification. Such a society is both impossible and undesirable.
Throughout his discussion, however, Lukacs insists that the true purpose
of objectification must be the humanization of man. For those who are
familiar with recent Marxist discussion it is clear that in considering the
nature of objectification Lukacs is concerned once again in a much more
detailed and philosophically adequate way with the problem of alienation
which he was one of the first to discuss. By raising the question of the
nature of every-day life Lukacs is continuing in the non-dogmatic
and non-Stalinist tradition of Marxism to which we could name the
three great Marxists of the 1920's - Gramsci, Korsch and Lukacs,
himself.
Lukacs does not understand true human activity only to be possible by
returning to a simple utopian life. Objectification plays an important role
in the humanizing of man. Like Marx, Lukacs recognizes that the develop-
ment of social productivity is essential for a humane society, but that this
social development has until now only been possible by increasingly
destroying the possibility for the human individual to develop. Objecti-
fication is a part of man's life; for example, work and language are forms
of objectifications which are the two most important human activities in
every-day life. But unless work and language can be used both to create
a humane life and to produce social goods there remains a radical sepa-
ration between man as an individual and man as a member of society
(which is one of the most important forms of alienation). To understand
the nature of a society in which man becomes man, it is important to
understand the structure of the objectifications of human activity.
Although Lukacs emphasizes the nature of every-day life, he does not
idealize the present every-day life or argue against objectification as an
important part of human activity. Indeed, science and art are two im-
portant forms of objectification which he considers in the Aesthetics.
The problem of the Aesthetics is to identify the forms of objectification
and how they properly relate to every-day life.
The every-day conduct of man is at once the beginning point and ending point of every
human activity. That is, if one imagines the every-day as a great stream, science and
art branch off from this stream as higher forms of perception and reproduction of
reality, they differentiate themselvesand build their own appropriate goals, reach their
342 KENNETH MEGILL
pure form in their own particular characteristics (which spring out of the needs of
social life) and then, because of their effectiveness, flow back into the stream of every-
day life to affect the life of man (I, 13).
Lukacs' discussion of the every-day is distinguished from others in this
century in that he sees that the stream of every-day experience can only
be considered by considering the reproductions which are an important
part of h u m a n life. By discussing the nature of art in his Aesthetics Lukacs
is considering only one of the forms of reproduction which have been
developed by man. But a work of art is one of the most important forms
of reproduction and art provides a way for m a n to understand important
aspects of his every-day life. In the Aesthetics Lukacs sets out to specify
the manner in which an art work reproduces reality and how art and
science differ as forms of reproduction. The every-day remains the foun-
dation of the entire ontological system. One can only understand the
structure of the every-day by considering the various forms of reproduc-
tion. W h a t Lukacs says of the true work of art can apply to any of the
important forms of h u m a n activity which reproduce reality.
When we look at this complex of problems from the point of view of our conception
of the aesthetics, then we can (well knowing that a static picture cannot possibly
portray the real facts) look at the whole appearances of life as a hilly area out of which
the works of art rise up as a mountain peak or as a chain of mountains. The fact that
we can see countless transit points between hills and mountains does not change the
fact that there is a qualitative gap which separates hills and mountains at all points
(II, 530--532).
The forms of reproduction of the every-day are 'mountain tops' which
emerge out of our h u m a n experience. Lukacs takes the traditional Leninist
theory of knowledge which holds that h u m a n activity mirrors reality
seriously (although he emphasizes that such a mirroring is not a photo-
copy - I, 269) and argues that all systematic h u m a n sciences and art works
are reproductions of reality. Lukacs' realism is consistent b o t h in his
epistemology and in his aesthetics and is based on his understanding of
the nature of the every-day and the forms of reproduction of reality
which are a part of the every-day.
II. S C I E N C E A N D A E S T H E T I C S :
T W O F O R M S OF R E P R O D U C T I O N OF R E A L I T Y
Decisive is ... the level of abstraction, the distance from the immediate praxis of
every-day life with which, of course, both science and work in their presuppositions
as well as in their consequences remain bound. The relationship is, however, for science
a more or less broader and more complicated relationship, while work, even when it is
the application of the most complicated scientific knowledge, has primarily an im-
mediate character. The more immediate are the connections to immediate praxis, ... the
weaker, more changeable and less stable are the objectivations. Put more exactly:
the more immediate are the connections, the greater are the possibilities that their ...
fixation does not arise from the essence of the objective object, but rather has a sub-
jective ... basis. That means that the results of science are structurally models (Gebilde)
which are much more independent of man than is work itself. The development is
seen in the fact that in scientific praxis a model generally develops through emphasis
on individual variations that are often expressly recognized (in capitalism) as market
reasons, In capitalism work and the products of work approach the structure of science
(I, 41--42).
What is specifically aesthetic is that the special is not simply postulated as a mediation
between the general and the individual, but as an organized middle. The result is that
the movement which brings about the mirroring is not merely, as is the case with
knowledge, from the general to the individual and back again (or in the opposite
direction), but that the special as the middle is the beginning point and end of the
movement ... (II, 206).
The work of art, in its mediating role between the individual and the
general, creates
an harmonic synthesis between subjectivity and objectivity, between appearance and
essence ... so that ... in a work of art individuality, as well as generality, must be
transcended in specialness (II, 229).
the development of individuals" (II, 157). Lukacs has planned two further
parts to his aesthetics, which are provisionally called, 'Kunstwerk und
~isthethisches Verhalten' (The Work of Art and Aesthetic Attitude) and
'Die Kunst als gesellschaftlich-geschichtliche Erscheinung' (Art as a Social-
Historical Appearance) (I, 14-15). Judging from the number of projects
which he hopes to complete before finishing the aesthetics, it appears
most unlikely that these two parts will ever be written. However, even
in the two volumes which have been completed, the general outlines of
the manner in which art influences the development of society is clear.
For not only the entire artistic praxis is characterized by specialness, but also, its
continuous streaming into life is an essential moment of human culture (II, 266).
The reproduction of reality in science and art is not merely a reading-off
from the data which are presented to man in his every-day life. There is
a dialectical relationship between the every-day and the reproductions of
reality so that the results of the investigations of art and science change
the very nature of every-day life. Every-day life, art and science are
historical. Lukacs does not glorify the every-day in opposition to the
forms of reproduction, but instead understands that every-day life, as a
human activity, is the result of the reproductions of the every-day working
back on every-day life.
The scientific and aesthetic mirroring of objective reality in the course of human
development, work themselves out, make constantly finer differentiations of mirroring
and find their final fulfillment in life itself. Their special characteristics are constituted
by the direction in which they become ever more precise and fulfill the possibilities
given as social functions. They therefore create in their relatively late developed purity
on which rests the scientific or aesthetic generality the two poles of general mirroring
of objective reality, whose fruitful middle is every-day life (I, 34).
The reflections of reality such as science and art change the character and
nature of every-day life which "is at once the beginning and end". The
ontological works of Lukacs must not only describe the process of ab-
straction and reproduction which are characteristic of art, science, ethics
and religion (I, 14), but must also show in what sense these reproductions
have molded and shaped man's development. Ontology must not merely
be a description of the various forms for mirroring reality, but must also
be a history of the development of the forms of reproduction and how
these forms change the nature of the every-day.
Lukacs' ontology cannot be taken, as was the case with traditional
348 KENNETH MEGILL
III. S O M E C R I T I C A L COMMENTS
It is hoped that this sketchy outline of the place of aesthetics and science
in the ontology of Lukacs has given some indication of both the origi-
nality and the importance of this latest phase of Lukacs' life. It is doubtful
if Lukacs will complete his entire ontology, and he admits that he is not
capable of writing one significant part, a philosophy of science. The
forthcoming work on the nature of social existence will focus on the
questions of work, reproduction, ideology and alienation, as well as give
a long and sometimes rather questionable interpretation of the major
tendencies in current philosophy. The Ethics, which is to be the next
major project in Lukacs' ontological works, will be concerned with the
systematic consideration of the nature of human decision and human
choices in every-day life. The every-day life of man is a life which is
determined by the society and historical situation in which man lives.
G E O R G L U K A C S AS AN O N T O L O G I S T 349
This does not mean that man is not free, but rather that man is determined.
Man is free in the situation in which he lives to choose alternatives which
are open to him and these choices will, in turn, determine the kind of
future alternatives both for him and for others. In this situation, an
ethics, through which men can come to an understanding of the criteria
upon which choices can be made, becomes necessary. Ethics, like aes-
thetics, becomes a possibility in a Marxist sense when the nature of the
every-day is properly understood.
There are some intriguing comments on the nature of ethics in the
Aesthetics which lead one to expect another important contribution to
Marxist theory. 8 Perhaps the development of an ethics, which Lukacs
says is the "mediating middle between legality and morality" (II, 216),
will go a long way toward correcting one of the major failures of Marxist
theory which has concentrated on emphasizing a deterministic view of
history. As Lukacs points out:
The requirements of ethics always appear as demands of the day, as the moment of
decision, as choice. In these moments the personality creates itself and achieves
completeness or is reduced to disruption, to decay (II, 235).
since the end of the war is to a large extent the product of Lukacs'
presence, either as a result of his direct influence or in reaction to his
wrifingsP He has shown by word and deed that Marxism does not need
to be identified with Stalinism and that it is possible to be a good Marxist
and to be a good philosopher. The most recent writings by Lukacs will
play an important part in the development of philosophy in any country
which claims to be following the Marxist position. Since his re-admission
to the party, his works are appearing in Hungarian philosophical journals
and we can expect a development of considerable interest in his proposed
ontology in the Marxist tradition.
The study of Lukacs must not only be a study of what he has done,
but of what will become of his ontology as the basis for a Marxist phi-
losophy. Lukacs as an ontologist is an important philosopher who has
indicated a p r o g r a m for philosophical work in the twentieth century. I f
he can escape the fate of other important philosophers who saw their
doctrines adopted by a school which sought to maintain their purity and
in the process became less and less interesting, the latest Lukacs will
perhaps one day be regarded as one of the leading systematic philosophers
of our century. I f the followers of Lukacs continue in the tradition which
he has set, both by personal example and in his philosophical work, then
his works will not be treated as the philosophy, but as a spur to further
research. I f this is done, we can have hope that Marxist philosophy will
once again become an important part of philosophical life in the world
today. 10
REFERENCES
* An article similar to but not identical with this one appeared in the June, 1969,
Serbo-Croation edition of Praxis.
1 Lukacs, Georg, Die Eigenart des ~sthetischen, Teil I, Luchterhand Verlag, 2. Halb-
b~inde, 1963. Volumes 11 and 12 of his Collected Works.
2 Future reference in the text are to the first (I) or second (II) Halbband and the page
number of the Aesthetics.
z See, for example, Heller, Agnes, 'Lukacs' Aesthetics', New Hungarian Quarterly 7,
No. 32 (1966), 84-94; Vera Maslow, 'Lukacs' Man-centered Aesthetics', Philosophy
and Phenomenological Research, June, 1967, 542-552; Morawski, Stefan, 'Mimesis,
Lukacs' Universal Principle', Science and Society 32 (1968), 26--38.
4 For a bibliography of Lukacs writings see Benseler, Frank (ed.), Georg Lukacs.
Festschrift zum 80. Geburtstag, Luchterhand, 1965. For a discussion of Lukacs' de-
velopment see Watniek, Morris, 'Georg Lukacs: An Intellectual Biography', Soviet
Survey, No. 22 and 23, and Ludz, Peter (ed.), Georg Lukacs. Schriften zur Ideologic
undPolitik, Luehterhand, 1967, pp. 709-719. In English only the book by Victor Zitta,
G E O R G L U K A C S AS AN O N T O L O G I S T 353
Georg Lukacs' Marxism. Alienation, Dialectics, Revolution, The Hague 1964, seeks to
give a systematic treatment of Lukacs (and then only until 1923). Zitta's failure to
understand even the barest outlines of Lukacs' philosophy, as well as his desperate
anti-communism, makes the entire work less than useful.
5 Of course, one reason for this fact is that only the works of this second period have
been translated into English. The English translations of complete works by Lukacs are:
The Historical Novel, 1962; Studies in European Realism, 1964; Essays on Thomas Mann
1964; Realism in Our Time. Literature and the Class Struggle, 1964.
8 Gesprtiche mit Georg Lukacs, (ed. by Theo Pinkus), Rowohlt, Hamburg, 1967, p. 15.
7 Ibid.,p. 9.
s Agnes Heller, a close associate of Lukacs, has been particularly involved in developing
a Marxist ethics. See for example 'Die Stellung der Ethik im Marxismus', Praxis 2
(1967).
9 See my article 'Philosophy in Hungary', International Philosophical Quarterly, June,
1969, for a discussion of the members of the 'Lukacs' School' in Budapest today.
10 Research for this paper was made possible by a grant from the National Endowment
for the Humanities, which enabled the author to spend eight months in Budapest.
The author wishes to thank those who discussed with him the content of the paper
and particularly those who read and gave helpful criticisms of earlier drafts.