Tax Return Filing Instructions: For The Year Ending
Tax Return Filing Instructions: For The Year Ending
Tax Return Filing Instructions: For The Year Ending
FORM 990
Prepared For:
ALPFA, Inc.
801 S. Grand Ave. No. 400
Los Angeles, CA 90017
Prepared By:
Not applicable
Not applicable
Special Instructions:
Prepared For:
ALPFA, Inc.
801 S. Grand Ave. No. 400
Los Angeles, CA 90017
Prepared By:
No amount is due.
No amount is due.
Special Instructions:
Form
Department of the Treasury
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
| Do not enter social security numbers on this form as it may be made public.
2017
Open to Public
Internal Revenue Service | Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
A For the 2017 calendar year, or tax year beginning and ending
B Check if C Name of organization D Employer identification number
applicable:
change
Address
ALPFA, INC.
Name
change Doing business as 32-0178401
Initial
return Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number
Final
return/ 801 S. GRAND AVE. 400 855-692-5732
termin-
ated City or town, state or province, country, and ZIP or foreign postal code G Gross receipts $ 5,103,398.
Amended
return LOS ANGELES, CA
90017 H(a) Is this a group return
F Name and address of principal officer: DAMIAN RIVERA X No
Applica-
tion
pending
for subordinates? ~~ Yes
SAME AS C ABOVE H(b) Are all subordinates included? Yes No
I Tax-exempt status: 501(c)(3) X 501(c) ( 6 ) § (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions)
J Website: | WWW.ALPFA.ORG H(c) Group exemption number |
X Corporation Trust Association Other |
K Form of organization: L Year of formation: 1972 M State of legal domicile: CA
Part I Summary
1 Briefly describe the organization's mission or most significant activities: TO EMPOWER AND DEVELOP LATINO
Activities & Governance
9 Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~ 4,952,147. 5,103,398.
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) ~~~~~~~~~~~~~ -14,592. 0.
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~ 0. 0.
12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) 4,937,555. 5,103,398.
13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) ~~~~~~~~~~~ 13,100. 1,556.
14 Benefits paid to or for members (Part IX, column (A), line 4) ~~~~~~~~~~~~~ 0. 0.
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) ~~~ 2,069,712. 2,082,333.
Expenses
16a Professional fundraising fees (Part IX, column (A), line 11e) ~~~~~~~~~~~~~~ 0. 0.
b Total fundraising expenses (Part IX, column (D), line 25) | 0.
17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) ~~~~~~~~~~~~~ 2,072,764. 2,263,932.
18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) ~~~~~~~ 4,155,576. 4,347,821.
19 Revenue less expenses. Subtract line 18 from line 12 781,979. 755,577.
Fund Balances
=
Here DAMIAN RIVERA, CEO
Type or print name and title
Print/Type preparer's name Preparer's signature Date Check
PTIN
if
9
PATRICIA J. MAYER P00188643
9
Paid self-employed
MOSS ADAMS LLP 91-0189318
9
Preparer Firm's name Firm's EIN
Use Only Firm's address 4747 EXECUTIVE DRIVE
SAN DIEGO, CA 92121 Phone no. 858-627-1400
May the IRS discuss this return with the preparer shown above? (see instructions) X
Yes No
732001 11-28-17 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2017)
SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION
Form 990 (2017) ALPFA, INC. 32-0178401 Page 2
Part III Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III
1 Briefly describe the organization's mission:
TO EMPOWER AND DEVELOP LATINO MEN AND WOMEN AS LEADERS OF CHARACTER
FOR THE NATION, IN EVERY SECTOR OF THE GLOBAL ECONOMY.
2 Did the organization undertake any significant program services during the year which were not listed on the
prior Form 990 or 990-EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X No
Yes
If "Yes," describe these new services on Schedule O.
3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? ~~~~~~ X No
Yes
If "Yes," describe these changes on Schedule O.
4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses.
Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and
revenue, if any, for each program service reported.
4a (Code: ) (Expenses $ including grants of $ ) (Revenue $ )
MAINTAINING 43 PROFESSIONAL CHAPTERS AND APPROXIMATELY 120 STUDENT
CHAPTERS IN KEY CITIES NATIONALLY. LEVERAGING A TOTAL 60,000 MEMBERS
NATIONALLY, HOSTING OVER 400 TOTAL COMBINED ANNUAL EVENTS ACROSS
CHAPTERS NATIONALLY.
732003 11-28-17
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Form 990 (2017) ALPFA, INC. 32-0178401 Page 4
Part IV Checklist of Required Schedules (continued)
Yes No
20a Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H ~~~~~~~~~~~~~~~~ 20a X
b If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? ~~~~~~~~~~ 20b
21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or
domestic government on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II ~~~~~~~~~~~~~~ 21 X
22 Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on
Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and III ~~~~~~~~~~~~~~~~~~~~~~~~~~ 22 X
23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current
and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete
Schedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 23 X
24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the
last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete
Schedule K. If "No", go to line 25a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 24a X
b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? ~~~~~~~~~~~ 24b
c Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease
any tax-exempt bonds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 24c
d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? ~~~~~~~~~~~ 24d
25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit
transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~ 25a
b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and
that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If "Yes," complete
Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 25b
26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or
former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes,"
complete Schedule L, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 26 X
27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial
contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member
of any of these persons? If "Yes," complete Schedule L, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 27 X
28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV
instructions for applicable filing thresholds, conditions, and exceptions):
a A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~~~~~~~~~~ 28a X
b A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~ 28b X
c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,
director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV ~~~~~~~~~~~~~~~~~~~~~ 28c X
29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M ~~~~~~~~~ 29 X
30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation
contributions? If "Yes," complete Schedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 30 X
31 Did the organization liquidate, terminate, or dissolve and cease operations?
If "Yes," complete Schedule N, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 31 X
32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete
Schedule N, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 32 X
33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations
sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I ~~~~~~~~~~~~~~~~~~~~~~~~ 33 X
34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and
Part V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 34 X
35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? ~~~~~~~~~~~~~~~~~~ 35a X
b If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity
within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~ 35b X
36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization?
If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 36
37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization
and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI ~~~~~~~~ 37 X
38 Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19?
Note. All Form 990 filers are required to complete Schedule O 38 X
Form 990 (2017)
732004 11-28-17
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Form 990 (2017) ALPFA, INC. 32-0178401 Page 5
Part V Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V
Yes No
1a Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ~~~~~~~~~~~ 1a 0
b Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable ~~~~~~~~~~ 1b 0
c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming
(gambling) winnings to prize winners? 1c X
2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements,
filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~ 2a 21
b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? ~~~~~~~~~~ 2b X
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions) ~~~~~~~~~~~
3a Did the organization have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~ 3a X
b If "Yes," has it filed a Form 990-T for this year? If "No," to line 3b, provide an explanation in Schedule O ~~~~~~~~~~ 3b
4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a
financial account in a foreign country (such as a bank account, securities account, or other financial account)? ~~~~~~~ 4a X
b If "Yes," enter the name of the foreign country: J
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ~~~~~~~~~~~~ 5a X
b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? ~~~~~~~~~ 5b X
c If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5c
6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit
any contributions that were not tax deductible as charitable contributions? ~~~~~~~~~~~~~~~~~~~~~~~~ 6a X
b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts
were not tax deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6b
7 Organizations that may receive deductible contributions under section 170(c).
a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? 7a
b If "Yes," did the organization notify the donor of the value of the goods or services provided? ~~~~~~~~~~~~~~~ 7b
c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required
to file Form 8282? 7c
d If "Yes," indicate the number of Forms 8282 filed during the year ~~~~~~~~~~~~~~~~ 7d
e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~ 7e
f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~ 7f
g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ~ 7g
h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? 7h
8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the
sponsoring organization have excess business holdings at any time during the year? ~~~~~~~~~~~~~~~~~~~ 8
9 Sponsoring organizations maintaining donor advised funds.
a Did the sponsoring organization make any taxable distributions under section 4966? ~~~~~~~~~~~~~~~~~~~ 9a
b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? ~~~~~~~~~~~~~ 9b
10 Section 501(c)(7) organizations. Enter:
a Initiation fees and capital contributions included on Part VIII, line 12 ~~~~~~~~~~~~~~~ 10a
b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities ~~~~~~ 10b
11 Section 501(c)(12) organizations. Enter:
a Gross income from members or shareholders ~~~~~~~~~~~~~~~~~~~~~~~~~~ 11a
b Gross income from other sources (Do not net amounts due or paid to other sources against
amounts due or received from them.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 11b
12a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12a
b If "Yes," enter the amount of tax-exempt interest received or accrued during the year 12b
13 Section 501(c)(29) qualified nonprofit health insurance issuers.
a Is the organization licensed to issue qualified health plans in more than one state? ~~~~~~~~~~~~~~~~~~~~~ 13a
Note. See the instructions for additional information the organization must report on Schedule O.
b Enter the amount of reserves the organization is required to maintain by the states in which the
organization is licensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~ 13b
c Enter the amount of reserves on hand ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13c
14a Did the organization receive any payments for indoor tanning services during the tax year? ~~~~~~~~~~~~~~~~ 14a X
b If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O 14b
Form 990 (2017)
732005 11-28-17
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Form 990 (2017) ALPFA, INC. 32-0178401 Page 6
Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response
to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI X
Section A. Governing Body and Management
Yes No
1a Enter the number of voting members of the governing body at the end of the tax year ~~~~~~ 1a 13
If there are material differences in voting rights among members of the governing body, or if the governing
body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b Enter the number of voting members included in line 1a, above, who are independent ~~~~~~ 1b 13
2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other
officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 X
3 Did the organization delegate control over management duties customarily performed by or under the direct supervision
of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~ 3 X
4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ~~~~~ 4 X
5 Did the organization become aware during the year of a significant diversion of the organization's assets? ~~~~~~~~~ 5 X
6 Did the organization have members or stockholders? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X
7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or
more members of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7a X
b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or
persons other than the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7b X
8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a The governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8a X
b Each committee with authority to act on behalf of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X
9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the
organization's mailing address? If "Yes," provide the names and addresses in Schedule O 9 X
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes No
10a Did the organization have local chapters, branches, or affiliates? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 10a X
b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,
and branches to ensure their operations are consistent with the organization's exempt purposes? ~~~~~~~~~~~~~ 10b X
11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? 11a X
b Describe in Schedule O the process, if any, used by the organization to review this Form 990.
12a Did the organization have a written conflict of interest policy? If "No," go to line 13 ~~~~~~~~~~~~~~~~~~~~ 12a X
b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ~~~~~~ 12b
c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe
in Schedule O how this was done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12c
13 Did the organization have a written whistleblower policy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 X
14 Did the organization have a written document retention and destruction policy? ~~~~~~~~~~~~~~~~~~~~~~ 14 X
15 Did the process for determining compensation of the following persons include a review and approval by independent
persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a The organization's CEO, Executive Director, or top management official ~~~~~~~~~~~~~~~~~~~~~~~~~~ 15a X
b Other officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 15b X
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a
taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16a X
b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation
in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's
exempt status with respect to such arrangements? 16b
Section C. Disclosure
17 List the states with which a copy of this Form 990 is required to be filed JCA
18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available
for public inspection. Indicate how you made these available. Check all that apply.
X
Own website Another's website X
Upon request Other (explain in Schedule O)
19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial
statements available to the public during the tax year.
20 State the name, address, and telephone number of the person who possesses the organization's books and records: |
SELENE BENAVIDES - 512-844-1826
801 S. GRAND AVE., NO. 400, LOS ANGELES, CA 90017
732006 11-28-17 Form 990 (2017)
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Form 990 (2017) ALPFA, INC. 32-0178401 Page 7
Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year.
¥ List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.
Enter -0- in columns (D), (E), and (F) if no compensation was paid.
¥ List all of the organization's current key employees, if any. See instructions for definition of "key employee."
¥ List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received report-
able compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations.
¥ List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of
reportable compensation from the organization and any related organizations.
¥ List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization,
more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees;
and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A) (B) (C) (D) (E) (F)
Name and Title Average Position Reportable Reportable Estimated
(do not check more than one
hours per box, unless person is both an compensation compensation amount of
officer and a director/trustee)
week Individual trustee or director from from related other
(list any the organizations compensation
hours for organization (W-2/1099-MISC) from the
Highest compensated
Institutional trustee
employee
below organizations
Former
Officer
line)
(1) DAMARIS GARCIA-SCHNEIDER 5.00
SECRETARY X X 0. 0. 0.
(2) DANIEL J. YIP 5.00
DIRECTOR X 0. 0. 0.
(3) DANIEL VILLAO 5.00
VICE PRESIDENT/CHAIR X X 0. 0. 0.
(4) ELIZABETH DIEP 5.00
DIRECTOR X 0. 0. 0.
(5) GABRIEL RODRIGUEZ, JR. 5.00
TREASURER X X 0. 0. 0.
(6) GENARO PEREZ, JR. 5.00
DIRECTOR X 0. 0. 0.
(7) HECTOR V. PEREZ 5.00
IMMEDIATE PAST PRESIDENT/CHAIR X X 0. 0. 0.
(8) IXCHELL DUARTE 5.00
DIRECTOR X 0. 0. 0.
(9) JOSUEL PLASENCIA 5.00
STUDENT DIRECTOR X 0. 0. 0.
(10) MARCELA ALDAZ-MATOS 5.00
DIRECTOR X 0. 0. 0.
(11) NERELYS ORTIZ 5.00
DIRECTOR X 0. 0. 0.
(12) RAYNALDO GONZALEZ 5.00
DIRECTOR X 0. 0. 0.
(13) TRACY LAFLAMME ORTEGA 5.00
DIRECTOR X 0. 0. 0.
(14) YVONNE GARCIA 5.00
PRESIDENT/CHAIR X X 0. 0. 0.
(15) CHARLES P GARCIA 50.00
CEO X 293,394. 0. 27,591.
(16) ARLENE DELGADO 40.00
CHIEF OF STAFF/GENERAL COUNSEL X 107,257. 0. 11,852.
(17) JULIO CARBONELL 40.00
CHIEF TECHNOLOGY OFFICER X 120,661. 0. 223.
732007 11-28-17 Form 990 (2017)
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Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A) (B) (C) (D) (E) (F)
Name and title Average Position Reportable Reportable Estimated
(do not check more than one
hours per box, unless person is both an compensation compensation amount of
week officer and a director/trustee)
from from related other
(list any
Highest compensated
Institutional trustee
related (W-2/1099-MISC) organization
organizations and related
Key employee
below
employee
organizations
Former
Officer
line)
(18) LUIS VARGAS 40.00
CHIEF MARKETING OFFICER X 113,277. 0. 26,137.
(19) MIGDALIA DIAZ 40.00
COO X 118,617. 0. 9,134.
(20) VERNA GREER 40.00
SVP OF CORPORATE DEVELOPMENT X 145,551. 0. 9,515.
2 Total number of independent contractors (including but not limited to those listed above) who received more than
$100,000 of compensation from the organization | 0
Form 990 (2017)
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Form 990 (2017) ALPFA, INC. 32-0178401 Page 9
Part VIII Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII
(A) (B) (C) (D)
Total revenue Related or Unrelated Revenue excluded
exempt function business from tax under
sections
revenue revenue 512 - 514
1 a Federated campaigns ~~~~~~ 1a
Contributions, Gifts, Grants
and Other Similar Amounts
including $ of
contributions reported on line 1c). See
Part IV, line 18 ~~~~~~~~~~~~~ a
b Less: direct expenses ~~~~~~~~~~ b
c Net income or (loss) from fundraising events |
9 a Gross income from gaming activities. See
Part IV, line 19 ~~~~~~~~~~~~~ a
b Less: direct expenses ~~~~~~~~~ b
c Net income or (loss) from gaming activities |
10 a Gross sales of inventory, less returns
and allowances ~~~~~~~~~~~~~ a
b Less: cost of goods sold ~~~~~~~~ b
c Net income or (loss) from sales of inventory |
Miscellaneous Revenue Business Code
11 a
b
c
d All other revenue ~~~~~~~~~~~~~
e Total. Add lines 11a-11d ~~~~~~~~~~~~~~~ |
12 Total revenue. See instructions. | 5,103,398. 5,103,398. 0. 0.
732009 11-28-17 Form 990 (2017)
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Part IX Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).
Check if Schedule O contains a response or note to any line in this Part IX
Do not include amounts reported on lines 6b, (A) (B) (C) (D)
Total expenses Program service Management and Fundraising
7b, 8b, 9b, and 10b of Part VIII. expenses general expenses expenses
1 Grants and other assistance to domestic organizations
and domestic governments. See Part IV, line 21 ~ 1,556.
2 Grants and other assistance to domestic
individuals. See Part IV, line 22 ~~~~~~~
3 Grants and other assistance to foreign
organizations, foreign governments, and foreign
individuals. See Part IV, lines 15 and 16 ~~~
4 Benefits paid to or for members ~~~~~~~
5 Compensation of current officers, directors,
trustees, and key employees ~~~~~~~~ 320,985.
6 Compensation not included above, to disqualified
persons (as defined under section 4958(f)(1)) and
persons described in section 4958(c)(3)(B) ~~~
7 Other salaries and wages ~~~~~~~~~~ 1,447,675.
8 Pension plan accruals and contributions (include
section 401(k) and 403(b) employer contributions) 14,066.
9 Other employee benefits ~~~~~~~~~~ 178,643.
10 Payroll taxes ~~~~~~~~~~~~~~~~ 120,964.
11 Fees for services (non-employees):
a Management ~~~~~~~~~~~~~~~~
b Legal ~~~~~~~~~~~~~~~~~~~~ 2,955.
c Accounting ~~~~~~~~~~~~~~~~~ 198,819.
d Lobbying ~~~~~~~~~~~~~~~~~~
e Professional fundraising services. See Part IV, line 17
f Investment management fees ~~~~~~~~
g Other. (If line 11g amount exceeds 10% of line 25,
column (A) amount, list line 11g expenses on Sch O.) 93,148.
12 Advertising and promotion ~~~~~~~~~ 103,461.
13 Office expenses ~~~~~~~~~~~~~~~ 9,545.
14 Information technology ~~~~~~~~~~~ 32,022.
15 Royalties ~~~~~~~~~~~~~~~~~~
16 Occupancy ~~~~~~~~~~~~~~~~~ 54,467.
17 Travel ~~~~~~~~~~~~~~~~~~~ 61,028.
18 Payments of travel or entertainment expenses
for any federal, state, or local public officials
19 Conferences, conventions, and meetings ~~ 1,256,892.
20 Interest ~~~~~~~~~~~~~~~~~~ 94,063.
21 Payments to affiliates ~~~~~~~~~~~~
22 Depreciation, depletion, and amortization ~~ 5,106.
23 Insurance ~~~~~~~~~~~~~~~~~ 13,655.
24 Other expenses. Itemize expenses not covered
above. (List miscellaneous expenses in line 24e. If line
24e amount exceeds 10% of line 25, column (A)
amount, list line 24e expenses on Schedule O.)
a OTHER PROFESSIONAL FEES 222,802.
b FINANCE CHARGES 64,489.
c PAYROLL SERVICES 22,769.
d OTHER EXPENSES 15,577.
e All other expenses 13,134.
25 Total functional expenses. Add lines 1 through 24e 4,347,821.
26 Joint costs. Complete this line only if the organization
reported in column (B) joint costs from a combined
educational campaign and fundraising solicitation.
Check here | if following SOP 98-2 (ASC 958-720)
732011 11-28-17
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18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
Form 990 (2017) ALPFA, INC. 32-0178401 Page 12
Part XI Reconciliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI
1 Total revenue (must equal Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 5,103,398.
2 Total expenses (must equal Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 4,347,821.
3 Revenue less expenses. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 755,577.
4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ~~~~~~~~~~ 4 -3,554,801.
5 Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 1,830.
6 Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6
7 Investment expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7
8 Prior period adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8
9 Other changes in net assets or fund balances (explain in Schedule O) ~~~~~~~~~~~~~~~~~~~ 9 0.
10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,
column (B)) 10 -2,797,394.
Part XII Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII
Yes No
1 Accounting method used to prepare the Form 990: Cash X Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.
2 a Were the organization's financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~ 2a X
If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a
separate basis, consolidated basis, or both:
Separate basis Consolidated basis Both consolidated and separate basis
b Were the organization's financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~ 2b X
If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis,
consolidated basis, or both:
Separate basis X
Consolidated basis Both consolidated and separate basis
c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,
review, or compilation of its financial statements and selection of an independent accountant? ~~~~~~~~~~~~~~~ 2c X
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3 a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit
Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a X
b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit
or audits, explain why in Schedule O and describe any steps taken to undergo such audits 3b
Form 990 (2017)
732012 11-28-17
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18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
SCHEDULE C Political Campaign and Lobbying Activities OMB No. 1545-0047
1 Provide a description of the organization's direct and indirect political campaign activities in Part IV.
2 Political campaign activity expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J$
3 Volunteer hours for political campaign activities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule C (Form 990 or 990-EZ) 2017
LHA
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18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
Schedule C (Form 990 or 990-EZ) 2017 ALPFA, INC. 32-0178401 Page 2
Part II-A Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under
section 501(h)).
A Check J if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,
expenses, and share of excess lobbying expenditures).
B Check J if the filing organization checked box A and "limited control" provisions apply.
(a) Filing (b) Affiliated group
Limits on Lobbying Expenditures organization's totals
(The term "expenditures" means amounts paid or incurred.) totals
1 a Total lobbying expenditures to influence public opinion (grass roots lobbying) ~~~~~~~~~~
b Total lobbying expenditures to influence a legislative body (direct lobbying) ~~~~~~~~~~~
c Total lobbying expenditures (add lines 1a and 1b) ~~~~~~~~~~~~~~~~~~~~~~~~
d Other exempt purpose expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
e Total exempt purpose expenditures (add lines 1c and 1d) ~~~~~~~~~~~~~~~~~~~~
f Lobbying nontaxable amount. Enter the amount from the following table in both columns.
If the amount on line 1e, column (a) or (b) is: The lobbying nontaxable amount is:
Not over $500,000 20% of the amount on line 1e.
Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000 $1,000,000.
Calendar year
(a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) Total
(or fiscal year beginning in)
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Schedule C (Form 990 or 990-EZ) 2017 ALPFA, INC. 32-0178401 Page 3
Part II-B Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768
(election under section 501(h)).
For each "Yes," response on lines 1a through 1i below, provide in Part IV a detailed description (a) (b)
of the lobbying activity.
Yes No Amount
1 During the year, did the filing organization attempt to influence foreign, national, state or
local legislation, including any attempt to influence public opinion on a legislative matter
or referendum, through the use of:
a Volunteers? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ~
c Media advertisements? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
d Mailings to members, legislators, or the public? ~~~~~~~~~~~~~~~~~~~~~~~~~
e Publications, or published or broadcast statements? ~~~~~~~~~~~~~~~~~~~~~~
f Grants to other organizations for lobbying purposes? ~~~~~~~~~~~~~~~~~~~~~~
g Direct contact with legislators, their staffs, government officials, or a legislative body? ~~~~~~
h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ~~~~
i Other activities? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
j Total. Add lines 1c through 1i ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
2 a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? ~~~~
b If "Yes," enter the amount of any tax incurred under section 4912 ~~~~~~~~~~~~~~~~
c If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ~~~
d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?
Part III-A Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section
501(c)(6).
Yes No
1 Were substantially all (90% or more) dues received nondeductible by members? ~~~~~~~~~~~~~~~~~ 1 X
2 Did the organization make only in-house lobbying expenditures of $2,000 or less? ~~~~~~~~~~~~~~~~ 2 X
3 Did the organization agree to carry over lobbying and political campaign activity expenditures from the prior year?
3 X
Part III-B Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section
501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No," OR (b) Part III-A, line 3, is
answered "Yes."
1 Dues, assessments and similar amounts from members ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1
2 Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a Current year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2a
b Carryover from last year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b
c Total ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c
3 Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues ~~~~~~~~ 3
4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess
does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political
expenditure next year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4
5 Taxable amount of lobbying and political expenditures (see instructions) 5
Part IV Supplemental Information
Provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see
instructions); and Part II-B, line 1. Also, complete this part for any additional information.
732052 10-09-17
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18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
Schedule D (Form 990) 2017 ALPFA, INC. 32-0178401 Page 3
Part VII Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category (including name of security) (b) Book value (c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives ~~~~~~~~~~~~~~~
(2) Closely-held equity interests ~~~~~~~~~~~
(3) Other
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Total. (Col. (b) must equal Form 990, Part X, col. (B) line 12.) |
Part VIII Investments - Program Related.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation: Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Col. (b) must equal Form 990, Part X, col. (B) line 13.) |
Part IX Other Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) ENDOWED INVESTMENTS 31,254.
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) | 31,254.
Part X Other Liabilities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1. (a) Description of liability (b) Book value
(1) Federal income taxes
(2) DUE TO ALPFA FOUNDATION 163,373.
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 25.) | 163,373.
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the
organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII X
Schedule D (Form 990) 2017
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Schedule D (Form 990) 2017 ALPFA, INC. 32-0178401 Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.
Complete if the organization answered "Yes" on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ~~~~~~~~~~~~~~~~~~~ 1
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~ 2a
b Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~ 2b
c Recoveries of prior year grants ~~~~~~~~~~~~~~~~~~~~~~~~~ 2c
d Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~
2d
e Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e
3 Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b ~~~~~~~~ 4a
b Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b
c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) 5
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.
Complete if the organization answered "Yes" on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~ 2a
b Prior year adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b
c Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c
d Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~
2d
e Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e
3 Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b ~~~~~~~~ 4a
b Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b
c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) 5
Part XIII Supplemental Information.
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI,
lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
PART X, LINE 2:
UNDER THE LAWS OF THE STATE OF CALIFORNIA AND IS GENERALLY EXEMPT FROM
FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL
REVENUE CODE AND SECTION 23701 (D) OF THE REVENUES AND TAXATION CODE OF
UNDER APPLICABLE ACCOUNTING GUIDANCE FOR THE YEAR ENDED DECEMBER 31, 2017
AND 2016.
732054 10-09-17 Schedule D (Form 990) 2017
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Schedule D (Form 990) 2017 ALPFA, INC. 32-0178401 Page 5
Part XIII Supplemental Information (continued)
(Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
| Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
2017
Department of the Treasury | Attach to Form 990. Open to Public
Internal Revenue Service | Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
Name of the organization Employer identification number
ALPFA, INC. 32-0178401
Part I Questions Regarding Compensation
Yes No
1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990,
Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
First-class or charter travel Housing allowance or residence for personal use
Travel for companions Payments for business use of personal residence
Tax indemnification and gross-up payments Health or social club dues or initiation fees
Discretionary spending account Personal services (such as, maid, chauffeur, chef)
b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or
reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain ~~~~~~~~~~~ 1b
2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors,
trustees, and officers, including the CEO/Executive Director, regarding the items checked on line 1a? ~~~~~~~~~~~~ 2
3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's
CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to
establish compensation of the CEO/Executive Director, but explain in Part III.
X
Compensation committee Written employment contract
Independent compensation consultant Compensation survey or study
X
Form 990 of other organizations X
Approval by the board or compensation committee
4 During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing
organization or a related organization:
a Receive a severance payment or change-of-control payment? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4a X
b Participate in, or receive payment from, a supplemental nonqualified retirement plan? ~~~~~~~~~~~~~~~~~~~~ 4b X
c Participate in, or receive payment from, an equity-based compensation arrangement? ~~~~~~~~~~~~~~~~~~~~ 4c X
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation
contingent on the revenues of:
a The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5a
b Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5b
If "Yes" on line 5a or 5b, describe in Part III.
6 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation
contingent on the net earnings of:
a The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6a
b Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6b
If "Yes" on line 6a or 6b, describe in Part III.
7 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed payments
not described on lines 5 and 6? If "Yes," describe in Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7
8 Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the
initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III ~~~~~~~~~~~ 8
9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in
Regulations section 53.4958-6(c)? 9
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2017
732111 10-17-17
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18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
Schedule J (Form 990) 2017 ALPFA, INC. 32-0178401 Page 2
Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).
Do not list any individuals that aren't listed on Form 990, Part VII.
Note: The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation
other deferred benefits (B)(i)-(D) in column (B)
(i) Base (ii) Bonus & (iii) Other compensation reported as deferred
(A) Name and Title compensation incentive reportable on prior Form 990
compensation compensation
732113 10-17-17
23
Supplemental Information to Form 990 or 990-EZ
OMB No. 1545-0047
SCHEDULE O
(Form 990 or 990-EZ) Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information. 2017
Open to Public
Department of the Treasury | Attach to Form 990 or 990-EZ.
Internal Revenue Service | Go to www.irs.gov/Form990 for the latest information. Inspection
Name of the organization Employer identification number
ALPFA, INC. 32-0178401
ALPFA, INC HAS TWO CLASSES OF MEMBERS, DESIGNATED AS GENERAL MEMBERS AND
STUDENT MEMBERS. ALL MEMBERS SHALL BE NATURAL PERSONS AND, EXCEPT FOR
HAVE THE RIGHT TO ATTEND ALL MEMBER MEETINGS AND THE RIGHT TO VOTE, AS SET
ON ANY MERGER AND ITS PRINCIPAL TERMS AND ANY MATERIAL AMENDMENT OF THOSE
STUDENT MEMBERS ARE ENTITLED TO VOTE FOR A STUDENT MEMBER DIRECTOR AS LONG
THE ORGANIZATION'S MEMBERS ELECT ITS GOVERNING BODY. THE VOTING MEMBERS
INCLUDE THE GENERAL MEMBERS AND STUDENT MEMBERS OVER 18 YEARS OF AGE. THE
CHAIRMAN, THE VICE CHAIRMAN, THE CHIEF FINANCIAL OFFICER OR TREASURER AND
GENERAL MEMBERS SHALL HAVE THE RIGHT TO ATTEND ALL MEMBER MEETINGS AND THE
OF THE ORGANIZATION, ON ANY MERGER AND ITS PRINCIPAL TERMS AND ANY MATERIAL
REQUIRED BY LAW.
THE FORM 990 IS REVIEWED BY MANAGEMENT, THEN THE FORM 990 IS MADE AVAILABLE
POLICIES.
THE ALPFA NATIONAL BOARD OF DIRECTORS (BOD) RETAINED A THIRD PARTY SEARCH
FIRM TO PERFORM A NATIONAL EXECUTIVE SEARCH FOR ITS CEO, CHARLES P. GARCIA,
WHO WAS HIRED IN JUNE 2014. THE SEARCH FIRM PROVIDED COMPREHENSIVE
EMPLOYMENT AGREEMENT DIRECTLY WITH THE CANDIDATE ONCE THE SEARCH WAS
COMPLETED. THE FULL BOD PARTICIPATED IN THE INTERVIEW AND REVIEW PROCESSES,
AND APPROVED THE NEGOTIATED CEO EMPLOYMENT CONTRACT ONCE IT WAS FINALIZED
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related tax-exempt
Part II organizations during the tax year.
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule R (Form 990) 2017
Part III Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related
organizations treated as a partnership during the tax year.
(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)
Legal
Name, address, and EIN Primary activity domicile
Direct controlling Predominant income Share of total Share of Disproportionate Code V-UBI General or Percentage
of related organization (state or entity (related, unrelated, income end-of-year allocations? amount in box managing ownership
foreign excluded from tax under assets 20 of Schedule partner?
country) sections 512-514) Yes No K-1 (Form 1065) Yes No
Part IV Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related
organizations treated as a corporation or trust during the tax year.
(a) (b) (c) (d) (e) (f) (g) (h) (i)
Section
Name, address, and EIN Primary activity Legal domicile Direct controlling Type of entity Share of total Share of Percentage 512(b)(13)
of related organization (state or entity (C corp, S corp, income end-of-year ownership controlled
entity?
foreign
country)
or trust) assets
Yes No
Part V Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note: Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule. Yes No
1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a X
b Gift, grant, or capital contribution to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b X
c Gift, grant, or capital contribution from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X
d Loans or loan guarantees to or for related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d X
e Loans or loan guarantees by related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1e X
(2)
(3)
(4)
(5)
(6)
732163 09-11-17 Schedule R (Form 990) 2017
29
Schedule R (Form 990) 2017 ALPFA, INC. 32-0178401 Page 4
Part VI Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue)
that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)
Are all
Name, address, and EIN Primary activity Legal domicile Predominant income partners sec. Share of Share of Dispropor-Code V-UBI General or Percentage
(related, unrelated, 501(c)(3) tionate
amount in box 20 managing ownership
of entity (state or foreign total end-of-year allocations?
excluded from tax under orgs.? of Schedule K-1 partner?
country) sections 512-514) Yes No income assets Yes No (Form 1065) Yes No
732164 09-11-17
30
Schedule R (Form 990) 2017 ALPFA, INC. 32-0178401 Page 5
Part VII Supplemental Information.
Provide additional information for responses to questions on Schedule R. See instructions.
A Check box if Name of organization ( Check box if name changed and see instructions.) D Employer identification number
(Employees' trust, see
address changed instructions.)
= =
May the IRS discuss this return with
Here CEO the preparer shown below (see
Signature of officer Date Title instructions)? X
Yes No
Print/Type preparer's name Preparer's signature Date Check if PTIN
Paid self- employed
9 9
PATRICIA J. MAYER P00188643
Preparer
MOSS ADAMS LLP 91-0189318
Use Only Firm's name Firm's EIN
9
4747 EXECUTIVE DRIVE
Firm's address SAN DIEGO, CA 92121 Phone no. 858-627-1400
Form 990-T (2017)
723711 01-22-18
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Form 990-T (2017) ALPFA, INC. 32-0178401 Page 3
1. Description of property
(1)
(2)
(3)
(4)
2. Rent received or accrued
3(a) Deductions directly connected with the income in
(a) From personal property (if the percentage of (b) From real and personal property (if the percentage columns 2(a) and 2(b) (attach schedule)
rent for personal property is more than of rent for personal property exceeds 50% or if
10% but not more than 50%) the rent is based on profit or income)
(1)
(2)
(3)
(4)
Total 0. Total 0.
(c) Total income. Add totals of columns 2(a) and 2(b). Enter (b) Total deductions.
Enter here and on page 1,
here and on page 1, Part I, line 6, column (A) | 0. Part I, line 6, column (B) | 0.
Schedule E - Unrelated Debt-Financed Income (see instructions)
3. Deductions directly connected with or allocable
2. Gross income from to debt-financed property
or allocable to debt-
1. Description of debt-financed property financed property
(a) Straight line depreciation (b) Other deductions
(attach schedule) (attach schedule)
(1)
(2)
(3)
(4)
4. Amount of average acquisition 5. Average adjusted basis 6. Column 4 divided 7. Gross income 8. Allocable deductions
debt on or allocable to debt-financed of or allocable to by column 5 reportable (column (column 6 x total of columns
property (attach schedule) debt-financed property 2 x column 6) 3(a) and 3(b))
(attach schedule)
(1) %
(2) %
(3) %
(4) %
Enter here and on page 1, Enter here and on page 1,
Part I, line 7, column (A). Part I, line 7, column (B).
Totals ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | 0. 0.
Total dividends-received deductions included in column 8 | 0.
Form 990-T (2017)
723721 01-22-18
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18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
ALPFA, INC.
Form 990-T (2017) 32-0178401 Page 4
Schedule F - Interest, Annuities, Royalties, and Rents From Controlled Organizations (see instructions)
Exempt Controlled Organizations
1. Name of controlled organization 2. Employer 3. Net unrelated income 4. Total of specified 5. Part of column 4 that is 6. Deductions directly
identification (loss) (see instructions) payments made included in the controlling connected with income
number organization's gross income in column 5
(1)
(2)
(3)
(4)
Nonexempt Controlled Organizations
7. Taxable Income 8. Net unrelated income (loss) 9. Total of specified payments 10. Part of column 9 that is included 11. Deductions directly connected
(see instructions) made in the controlling organization's with income in column 10
gross income
(1)
(2)
(3)
(4)
Add columns 5 and 10. Add columns 6 and 11.
Enter here and on page 1, Part I, Enter here and on page 1, Part I,
line 8, column (A). line 8, column (B).
Totals J 0. 0.
Schedule G - Investment Income of a Section 501(c)(7), (9), or (17) Organization
(see instructions)
3. Deductions 4. Set-asides 5. Total deductions
1. Description of income 2. Amount of income directly connected
(attach schedule)
and set-asides
(attach schedule) (col. 3 plus col. 4)
(1)
(2)
(3)
(4)
Enter here and on page 1, Enter here and on page 1,
9
Part I, line 9, column (A). Part I, line 9, column (B).
Totals 0. 0.
Schedule I - Exploited Exempt Activity Income, Other Than Advertising Income
(see instructions)
(1)
(2)
(3)
(4)
Enter here and on Enter here and on Enter here and
9
page 1, Part I, page 1, Part I, on page 1,
line 10, col. (A). line 10, col. (B). Part II, line 26.
Totals 0. 0. 0.
Schedule J - Advertising Income (see instructions)
Part I Income From Periodicals Reported on a Consolidated Basis
(1)
(2)
(3)
(4)
(1)
(2)
(3)
9
(4)
Totals from Part I 0. 0. 0.
Enter here and on Enter here and on Enter here and
9
page 1, Part I, page 1, Part I, on page 1,
line 11, col. (A). line 11, col. (B). Part II, line 27.
(1) %
(2) %
(3) %
9
(4) %
Total. Enter here and on page 1, Part II, line 14 0.
Form 990-T (2017)
723732 01-22-18
36
18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
ALPFA, INC. 32-0178401
}}}}}}}}}}} }}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FOOTNOTES STATEMENT 1
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37 STATEMENT(S) 1
18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
ALPFA, INC. 32-0178401
}}}}}}}}}}} }}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-T NET OPERATING LOSS DEDUCTION STATEMENT 2
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
LOSS
PREVIOUSLY LOSS AVAILABLE
TAX YEAR LOSS SUSTAINED APPLIED REMAINING THIS YEAR
}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}
09/30/15 9,099. 5,461. 3,638. 3,638.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
NOL CARRYOVER AVAILABLE THIS YEAR 3,638. 3,638.
~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
38 STATEMENT(S) 2
18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
TAX RETURN FILING INSTRUCTIONS
CALIFORNIA FORM 199
Prepared For:
ALPFA, Inc.
801 S. Grand Ave. No. 400
Los Angeles, CA 90017
Prepared By:
Amount of Tax:
Total tax $ 10
Less: payments and credits $ 0
Plus: other amount $ 0
Plus: interest and penalties $ 0
Balance due $ 10
Overpayment:
Special Instructions:
TAX RETURN FILING INSTRUCTIONS
CALIFORNIA FORM 109
Prepared For:
ALPFA, Inc.
801 S. Grand Ave. No. 400
Los Angeles, CA 90017
Prepared By:
Amount of Tax:
Total Tax $ 0
Less: payments and credits $ 0
Plus: other amount 0
Plus: nterest and penalties $ 0
No payment required $
Overpayment:
Not applicable
Special Instructions:
728941 12-06-17
TAXABLE YEAR California Exempt Organization FORM
32-0178401
Street address (suite or room) PMB no.
Preparer's
(or yours, MOSS ADAMS LLP 91-0189318
if self- |
Use Only employed) 4747 EXECUTIVE DRIVE ¥ Telephone
and address
SAN DIEGO, CA 92121 858-627-1400
X
May the FTB discuss this return with the preparer shown above? See instructions ¥ Yes No
Your waiver has been granted for the return and tax period indicated below. If we have questions regarding the
information you submitted on this form, we will contact you.
Note: The granting of this waiver, including the reason provided, does not exempt you from the requirement in
future years.
Print or save a copy of this confirmation page for your records. This page expires in 20 minutes.
Entity Information
Entity Information
Entity Type Exempt Organization
Form Type 199
Entity Name ALPFA, INC.
California Entity ID Number 2677982
FEIN 320178401
Account Period Beginning 01/01/2017
Account Period Ending 12/31/2017
Waiver Information
Software/Product Used CCH AXCESS
Reason for Waiver Technology Constraints
Explanation Paper filing due to technology constraints
Contact Information
Contact 1
Role Paid Preparer
Name Patricia J. Mayer
https://webapp.ftb.ca.gov/ewaiver/Confirmation.aspx 1/2
8/30/2018 Business Entity e-file Waiver Request | Confirmation | California Franchise Tax Board
EFIN 178401
Telephone Number 858.627.1400
E-mail Address patty.mayer@mossadams.com
Contact 2
Role Other
Name Jane Coleman
Title Tax Manager
Telephone Number 858.627.1400
E-mail Address jane.coleman@mossadams.com
https://webapp.ftb.ca.gov/ewaiver/Confirmation.aspx 2/2
728961 12-21-17
TAXABLE YEAR California Exempt Organization FORM
2017 Business Income Tax Return 109
Calendar Year 2017 or fiscal year beginning (mm/dd/yyyy) , and ending (mm/dd/yyyy) .
Corporation/Organization name California corporation number
ALPFA, INC. 2677982
Additional information. See instructions. FEIN
32-0178401
Street address (suite/room no.) PMB no.
801 S. GRAND AVE., NO. 400
City (If the corporation has a foreign address, see instructions.) State ZIP code
LOS ANGELES CA 90017
Foreign country name Foreign province/state/county Foreign postal code
26 Refund. If line 25 is less than line 24, then subtract line 25 from line 24 ¥ 26 00
a Fill in the account information to have the refund directly deposited. Routing number ~~~~ ¥ 26a
Refund or
b Type: Checking ¥ Savings ¥ c Account Number ~~~~~~~~~~~~ ¥ 26c
Amount
Due 27 Penalties and interest. See General Information M ~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 27 00
28 ¥ Check if estimate penalty computed using Exception B or C and attach form FTB 5806.
29 Total amount due. Add line 22, line 23, line 25, and line 27, then subtract line 24 j
¥ 29 00
Unrelated Business Taxable Income
Part I Unrelated Trade or Business Income
1 a Gross receipts or gross sales b Less returns and allowances c Balance ~~~ ¥ 1c 00
2 Cost of goods sold and/or operations (Schedule A, line 7) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 2 00
3 Gross profit. Subtract line 2 from line 1c ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 3 00
4 a Capital gain net income. See Specific Line Instructions - Trusts attach Schedule D (541) ~~~~~~~~~~~~~~~ ¥ 4a 00
b Net gain (loss) from Part II, Schedule D-1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 4b 00
c Capital loss deduction for trusts ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 4c 00
5 Income (or loss) from partnerships, limited liability companies, or S corporations. See specific line instructions.
Attach Schedule K-1 (565, 568, or 100S) or similar schedule ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 5 00
6 Rental income (Schedule C) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 6 00
7 Unrelated debt-financed income (Schedule D) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 7 00
8 Investment income of an R&TC Section 23701g, 23701i, or 23701n organization (Schedule E) ~~~~~~~~~~~~~ ¥ 8 00
9 Interest, Annuities, Royalties and Rents from controlled organizations (Schedule F) ~~~~~~~~~~~~~~~~~~ ¥ 9 00
10 Exploited exempt activity income (Schedule G) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 10 00
11 Advertising income (Schedule H, Part III, Column A) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 11 00
12 Other income. Attach schedule ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 12 00
13 Total unrelated trade or business income. Add line 3 through line 12 ¥ 13 00
Part II Deductions Not Taken Elsewhere (Except for contributions, deductions must be directly connected with the unrelated business income.)
14 Compensation of officers, directors, and trustees from Schedule I ~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 14 00
15 Salaries and wages ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 15 00
16 Repairs ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 16 00
17 Bad debts ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 17 00
18 Interest ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 18 00
19 Taxes ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 19 00
20 Contributions ¥ 20 00
21 a Depreciation (Corporations and Associations - Schedule J) (Trusts - form FTB 3885F) ¥ 21a 00
b Less: depreciation claimed on Schedule A ~~~~~~~~~~~~~~~~~~~~~ 21b 00 21 00
22 Depletion ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 22 00
23 a Contributions to deferred compensation plans ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 23a 00
b Employee benefit programs ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 23b 00
24 Other deductions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 24 00
25 Total deductions. Add line 14 through line 24 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 25 00
26 Unrelated business taxable income before allowable excess advertising costs. Subtract line 25 from line 13 ~~~~~~~~ ¥ 26 00
27 Excess advertising costs (Schedule H, Part III, Column B) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 27 00
28 Unrelated business taxable income before specific deduction. Subtract line 27 from line 26 ~~~~~~~~~~~~~~~ ¥ 28 00
29 Specific deduction ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 29 1,000. 00
30 Unrelated business taxable income. Subtract line 29 from line 28. If line 28 is a loss, enter line 28 30 00
To learn about your privacy rights, how we may use your information, and the consequences for not providing the requested information, go to ftb.ca.gov/forms and
search for 1131. To request this notice by mail, call 800.852.5711.
Sign Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct,
and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
Here
Signature Title Date c Telephone
of officer | CEO
Preparer's c PTIN
Date Check if self-
Paid P00188643 employed |
Preparer's signature |
Use Only Firm's name (or yours, c FEIN
if self-employed) | MOSS ADAMS LLP 91-0189318
and address 4747 EXECUTIVE DRIVE c Telephone
SAN DIEGO, CA 92121 858-627-1400
May the FTB discuss this return with the preparer shown above? See instructions c X Yes No
%
%
%
4 Complete if any item in column 3 is more than 50%, or for any item
if the rent is determined on the basis of profit or income 5 Complete if any item in column 3 is more than 10%, but not more than 50%
(a) Deductions directly connected (b) Income includible, column (a) Gross income reportable, (b) Deductions directly connected (c) Net income includible,
2 less column 4(a) column 2 x column 3 with personal property column 5(a) less column 5(b)
Add columns 4(b) and column 5(c). Enter here and on Side 2, Part I, line 6
Amount of average acquisition Average adjusted basis Debt basis Gross income Allocable deductions, total of Net income
4 indebtedness on or allocable 5 of or allocable to 6 percentage, 7 reportable, 8 columns 3(a) and 3(b) x 9 (or loss) includible,
to debt-financed property debt-financed property column 4 ^ column 2 x column 6 column 6 column 7 less column 8
column 5
%
%
%
Total. Enter here and on Side 2, Part I, line 7
Schedule E Investment Income of an R&TC Section 23701g, Section 23701i, or Section 23701n Organization
Deductions directly Net investment income, Balance of investment
1 Description 2 Amount 3 connected 4 column 2 less column 3 5 Set-asides 6 income, column 4 less
column 5
1
2
3
Nonexempt Controlled Organizations
7 Taxable Income 8 Net unrelated 9 Total of specified 10 Part of column (9) 11 Deductions directly
income (loss) payments made that is included in connected with
the controlling income in
organization's column (10)
gross income
1
2
3
4 Add columns 5 and 10
5 Add columns 6 and 11
6 Subtract line 5 from line 4. Enter here and on Side 2, Part 1, line 9
Schedule G Exploited Exempt Activity Income, other than Advertising Income
1 Description of exploited activity (attach 2 Gross unrelated 3 Expenses directly 4 Net income from 5 Gross income 6 Expenses 7 Excess exempt 8 Net income
schedule if more than one unrelated activity business income connected with unrelated trade from activity that attributable to expense, column includible, column
is exploiting the same exempt activity) from trade or production of or business, is not unrelated column 5 6 less column 5 4 less column 7
business unrelated business column 2 less business income but not more than but not less than
income column 3 column 4 zero
Totals
Part II Income from Periodicals Reported on a Separate Basis
Part III Column A - Net Advertising Income Part III Column B - Excess Advertising Costs
(a) Enter "consolidated periodical" and/or (b) Enter total amount from Part I, (a) Enter "consolidated periodical" and/or (b) Enter total amount from Part I, column 4,
names of non-consolidated periodicals column 4 or 7, and amount listed in names of non-consolidated periodicals and amounts listed in Part II, column 4
Part II, column 4 or 7
Enter total here and on Side 2, Part I, line 11 Enter total here and on Side 2, Part II, line 27
Schedule I Compensation of Officers, Directors, and Trustees
1 Name of Officer 2 SSN or ITIN 3 Title 4 Percent of time 5 Compensation 6 Expense account
devoted to attributable to allowances
business unrelated business
%
%
%
%
%
Total. Enter here and on Side 2, Part II, line 14
Schedule J Depreciation (Corporations and Associations only. Trusts use form FTB 3885F.)
Group and guideline class or Date acquired Depreciation Method of Depreciation for
1 description of property
2 (mm/dd/yyyy) 3 Cost or other basis 4 allowed or allowable
5 computing
6 Life or 7 this year
rate
in prior years depreciation
1 Total additional first-year depreciation (do not include in items below)
2 Other depreciation:
Buildings ~~~~~~~~~~~~
Furniture and fixtures ~~~~~~~
Transportation equipment ~~~~~
Machinery and other equipment ~~
Other (specify)
8 STATEMENT(S) 1
18070904 146892 634996 2017.04010 ALPFA, INC. 634996_1
TAXABLE YEAR Net Operating Loss (NOL) Computation and CALIFORNIA FORM
j
¥ S Corporation j ¥ X Exempt Organization j ¥ Limited liability company (electing to be taxed as a corporation) 32-0178401
If the corporation previously filed California tax returns under another corporate name, enter the corporation name and California corporation number:
j
¥
If the corporation is included in a combined report of a unitary group, see instructions, General Information C, Combined Reporting.
Part I Current year NOL. If the corporation does not have a current year NOL, go to Part II.
1 Net loss from Form 100, line 18; Form 100W, line 18; Form 100S, line 15; or Form 109, line 2.
Enter as a positive number ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 0. 00
2 2017 disaster loss included in line 1. Enter as a positive number ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 00
3 Subtract line 2 from line 1. If zero or less, enter -0- and see instructions ~~~~~~~~~~~~~~~~~~~~~~~~ 3 00
4 a Enter the amount of the loss incurred by a new business included in line 3 ~~~~ 4a 00
b Enter the amount of the loss incurred by an eligible small business included in line 3 4b 00
c Add line 4a and line 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c 00
5 General NOL. Subtract line 4c from line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 00
6 Current Year NOL. Add line 2, line 4c, and line 5. See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~ j ¥ 6 00
If the corporation is using the current year NOL to carryback to offset net income for taxable years 2015 and/or 2016, complete
Part III, NOL carryback, on Side 2 before completing Part I, lines 7-9 below.
7 2017 NOL carryback used to offset 2015 net income. Enter the amount from Part III, line 3, column (e) j
¥ 7 00
8 2017 NOL carryback used to offset 2016 net income. Enter the amount from Part III, line 3, column (g) j
¥ 8 00
9 2017 NOL carryover to 2018. Add line 7 and line 8, then subtract the result from line 6. See instructions. j
¥ 9 00
j
¥ Check the box if the corporation elects to relinquish the entire carryback period with respect to 2017 NOL under Internal Revenue Code (IRC) Section 172(b)(3).
By making the election, the corporation is electing to carry an NOL forward instead of carrying it back in the previous two years. Once the election is made, it's
irrevocable . See instructions. Continue with Part II, NOL carryover and disaster loss carryover limitations. Do not complete Part III, NOL carryback.
Part II NOL carryover and disaster loss carryover limitations. See Instructions.
1 Net income - Enter the amount from Form 100, line 18; Form 100W, line 18; Form 100S, line 15 less line 16; (g) Available balance
or Form 109, line 2; (but not less than -0-). j
¥
Prior Year NOLs
(a) (b) (c) (d) (e) (f) (h)
Code - See
Year of instructions Type of NOL - Initial loss - Carryover Amount used Carryover to 2018
loss See below * See instructions from 2016 in 2017 col. (e) minus col. (f)
¥2014
2j GEN 9,099. j
¥ 4,638. 0. 0. j
¥ 4,638.
j
¥ j
¥ j
¥
j
¥ j
¥ j
¥
j
¥ j
¥ j
¥
Current Year NOLs
col. (d) minus col. (f)
See instructions.
3 2017 DIS
4 2017
2017
2017
2017
* Type of NOL: General (GEN), New Business (NB), Eligible Small Business (ESB), or Disaster (DIS).
3 2017
2017
2017
2017
2017
* Type of NOL: General (GEN), New Business (NB), Eligible Small Business (ESB), or NOL attributable to a qualified disaster loss (DIS).
Part IV 2017 NOL deduction