Sgos Virtual SWG Initial Configuration Esxi 6 X PDF
Sgos Virtual SWG Initial Configuration Esxi 6 X PDF
Sgos Virtual SWG Initial Configuration Esxi 6 X PDF
Virtual Appliance
Initial Configuration Guide
Platform: VMware vSphere Hypervisor
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Contact Information
Copyright © 2018 Symantec Corp. All rights reserved. Symantec, the Symantec Logo, the Checkmark Logo, Blue Coat, and the Blue
Coat logo are trademarks or registered trademarks of Symantec Corp. or its affiliates in the U.S. and other countries. Other names
may be trademarks of their respective owners. This document is provided for informational purposes only and is not intended as
advertising. All warranties relating to the information in this document, either express or implied, are disclaimed to the maximum
extent allowed by law. The information in this document is subject to change without notice.
THE DOCUMENTATION IS PROVIDED "AS IS" AND ALL EXPRESS OR IMPLIED CONDITIONS, REPRESENTATIONS AND
WARRANTIES, INCLUDING ANY IMPLIED WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE
OR NON-INFRINGEMENT, ARE DISCLAIMED, EXCEPT TO THE EXTENT THAT SUCH DISCLAIMERS ARE HELD TO BE
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Additional Restrictions
ProxySG Appliances
Within sixty (60) days of the date from which the User powers up the ProxySG appliance (“Activation Period”), the Administrator
must complete the ProxySG licensing requirements as instructed by the ProxySG to continue to use all of the ProxySG features. Prior
to the expiration of the Activation Period, the ProxySG software will deliver notices to install the license each time the Administrator
logs in to manage the product. Failure to install the license prior to the expiration of the Activation Period may result in some
ProxySG features becoming inoperable until the Administrator has completed licensing.
Proxy Client:
The Administrator may install the Proxy Client only on the number of personal computers licensed to them. Each personal computer
shall count as one “user” or “seat.” The ProxyClient software may only be used with Blue Coat ProxySG appliances. The
Administrator shall require each user of the Blue Coat ProxyClient software to agree to a license agreement that is at least as
protective of Blue Coat and the Blue Coat ProxyClient software as the Blue Coat EULA.
The ProxySG Virtual Appliances (MACH5 or Secure Web Gateway edition) are licensed on either a perpetual or subscription basis for
a maximum number of concurrent users. Support for the Virtual Appliances will be subject to the separate support agreement
entered into by the parties if the Administrator licenses the Virtual Appliances on a perpetual basis. The Virtual Appliances will (a)
not function upon expiration of the subscription if the Administrator licenses the Virtual Appliances on a subscription basis; or (b) if
the traffic exceeds the maximum number of concurrent users/connections, features may not function beyond the maximum number
of concurrent users/connections. This means that, in these cases, the network traffic will only be affected by the default policy set by
the Administrator (either pass or deny). Such cessation of functionality is by design, and is not a defect in the Virtual Appliances. The
Administrator may not install the same license key or serial number on more than one instance of the Virtual Appliance. The
Administrator may move the Virtual Appliance along with its license key and serial number to a different server, provided that
server is also owned by the Administrator and the Administrator permanently deletes the prior instance of the Virtual Appliance on
the server on which it was prior installed. The Virtual Appliances require a third party environment that includes software and/or
hardware not provided by Blue Coat, which the Administrator will purchase or license separately. Blue Coat has no liability for such
third party products.
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Contents
Contents
Chapter 1: Overview
About This Guide ............................................................................................................................... 8
Conventions Used in This Guide ..................................................................................................... 9
Terminology ...................................................................................................................................... 10
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Command Line Interface Reference
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Chapter 1: Overview
The Secure Web Gateway Virtual Appliance (SWG VA) is a software solution
that can be installed and deployed on a server running VMware vSphere
Hypervisor. SWG VA facilitates server consolidation in that the SWG VA can
co-exist with other virtual machines on a single hardware platform, including
ProxySG Virtual Appliance MACH5 Edition. With the SWG VA providing
security, the other virtual machines can provide branch office services (such as
Domain Controller, print, DNS, and DHCP), as well as any VMware-certified
software application.
Symantec is VMWare Ready™, having worked closely with VMware to ensure
that the SWG VA runs efficiently in the virtual environment and meets all
technical criteria and specifications.
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Section 2 Conventions Used in This Guide
This guide uses the following typographical conventions:
Convention Example
Terms that identify buttons, fields, menus, or options 1. Select Maintenance > Licensing > Install.
on the user are shown in Palatino font. 2. Click Retrieve.
Text that you must type exactly is denoted using Enter https://
bold, Courier New font. <ProxySG_IP_address>:8082/mgmt
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Section 3 Terminology
The following table lists the terms used in this guide.
Term Definition
Appliance Serial A string of numbers that uniquely identify a virtual appliance. On the first
Number bootup, you must enter the appliance serial number to begin initial
configuration on the SWG VA.
Director The Symantec Director is the centralized management platform for managing
ProxySG configurations and policies. It allows you to manage multiple
ProxySG appliances in your deployment.
Enable Mode A mode that allows administrative privileges on the Command Line (CLI) of
the ProxySG appliance. You can make changes to the configuration in this
mode.
Enable Password A password used to enter enable mode so that you can configure an
appliance. Enable mode is for administrators who are authorized to configure
an appliance.
VMware vSphere The physical computer (host server) on which VMware’s virtualization
Hypervisor product is installed. The vSphere Hypervisor provides CPU and memory
resources, access to storage, and network connectivity to multiple virtual
machines.
OVF Open Virtualization Format. A format for packaging and distributing virtual
machines. The OVF file in the Virtual Appliance Package (VAP) is an XML
text file that defines the attributes of a specific virtual machine package.
VAP The Virtual Appliance Package is the zip file that contains the OVF file and
the virtual disk files (.vmdk) required for creating the SWG VA. It also
includes this guide, the Command Line Interface Reference.
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Term Definition
Virtual Machine An instance of an operating system and one or more applications that run in
an isolated partition of a VMware vSphere Hypervisor. SWG VA is a virtual
machine.
VLAN Virtual Local Area Network. A local area network (LAN) that is created with
software. It maps clients (hosts) logically rather than physically, and extends
across LAN segments instead of remaining in one physical LAN.
WCCP Web Cache Communication Protocol. Allows you to redirect the traffic that
flows through routers.
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Chapter 2: Before You Begin
This chapter assumes that you have configured your hardware platform as a
VMware vSphere Hypervisor, created datastores, and configured the vSphere
Hypervisor for network access. For information on setting up your vSphere
Hypervisor, refer to VMware documentation.
Before you proceed with creating the Secure Web Gateway Virtual Appliance
(SWG VA), perform the following tasks:
❐ "Verify Support for VMware Products" on page 14
❐ "Verify System Requirements" on page 15
❐ "Verify Resource Availability" on page 18
❐ "Retrieve Appliance Serial Numbers" on page 19
❐ "Create a Virtual Switch" on page 21
Note: The instructions in this document are for vSphere Client version 5.0.
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Section 2 Verify System Requirements
To achieve the best performance on the SWG VA, it is important that you install
the software on a system that meets the specified requirements. Follow these
guidelines to guarantee satisfactory performance and operation of the SWG VA.
The host server must be on VMware’s Hardware Compatibility List (see the list at
http://www.vmware.com/resources/compatibility/search.php). The server
must have sufficient virtual resources to run SWG VA, as described in Note:.
Resource Requirement
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Resource Requirement
Note: Using two nearline 7200 RPM serial attached SCSI (SAS) drives achieves
the disk performance described in Note:. If you have a RAID or iSCSI SAN
deployment, see the following sections for specific requirements.
RAID 0 2
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Table 2-1
RAID 5 3
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Section 4 Retrieve Appliance Serial Numbers
The Symantec eFulfillment e-mail you received after placing your order for SWG
VA appliances contains activation codes for retrieving appliance serial numbers
from the Symantec Licensing Portal.
Note: Be sure to use the correct serial number for your SWG VA. It helps ensure
that your license is valid, and it is also used in Symantec Web Filter (formerly
BCWF) authentication.
b. Click Next.
The License Agreement page displays.
5. Read and accept the License Agreement.
a. Read the license agreement.
b. Select I accept at the bottom of the page.
c. Click Next.
A serial numbers page displays.
6. Record the appliance serial number(s). You will refer to the serial number
when you perform initial configuration on the SWG VA.
Perform one of the following tasks to note the appliance serial number:
• Write down the serial number(s) listed on the screen.
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User Limits
The SWG VA supports a maximum number of users and enforces this by limiting
the number of unique clients. You can purchase the SWG VA for 25, 50, 100, 250,
500, 1500, 2000, and 2500 users.
To upgrade the user limit for your SWG VA, see "How Do I Upgrade the User
Limit for the SWG VA?" on page 49.
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Section 5 Create a Virtual Switch
A virtual machine has virtual network interfaces that are not physically cabled to
a network interface card (NIC) on the vSphere Hypervisor host. To provide
network access, a virtual switch (vSwitch) is required to logically connect the
virtual network interfaces on the virtual machine to a physical NIC on the
vSphere Hypervisor host.
By default, the vSphere Hypervisor creates a vSwitch that is connected to a
physical NIC. You can use this default vSwitch, use a vSwitch created for an
existing deployment, or create a new vSwitch for the SWG VA.
The SWG VA can include up to four virtual network interfaces—Interface0,
Interface1, Interface2, and Interface3. If your network topology requires
additional interfaces for handling management traffic to the SWG VA, you can
create vSwitches for the interfaces or use an existing vSwitch that provides the
connectivity you require.
Note: If you use VLANs for segregating traffic within the vSphere Hypervisor or
across your network, you must enable VLAN trunking on all interconnecting
devices such as switches or routers. This guide does not include information on
VLAN configurations.
Note: This guide assumes that you do not use VLANs. If you use VLANs,
select All (4095) to enable VLAN trunking. This value enables Virtual Guest
Machine Tagging mode on the switch, and allows the virtual switch to
preserve VLAN tags between the virtual machine and the external switch/
router.
8. Click Next.
9. Verify the details and click Finish.
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Chapter 3: Create the SWG Virtual Appliance
Note: The instructions in this document are for vSphere Client version 5.0.
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Note: If you have already downloaded the VAP, skip this procedure and
proceed to "Import a SWG VA" on page 25.
Note: The first time you download files, you are prompted to install the
Download Manager. Follow the onscreen prompts to download and run the
installer. For more information, refer to https://www.symantec.com/
support-center/getting-started.
Note: Because the .ovf file includes a pointer to the .vmdk files, you must
extract and store the contents of the .zip file within the same folder. Do not
rename the files.
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Section 2 Import a SWG VA
To import a SWG VA:
1. Create the SWG VA on your host vSphere Hypervisor.
Note: In vSphere Hypervisor 4.0, you cannot deploy the OVF from vSphere
Server; you must use the vSphere Client to import OVF templates.
Note: The equivalent command in VI Client is File > Virtual Appliance >
Import.
c. In the Deploy from a file or URL field, browse to the location of the OVF
file.
Alternatively, copy and paste the URL of an OVF file.
Click Next.
d. Verify the OVF template details and click Next.
e. Enter a name for the SWG VA, such as “SGVA_Sydney”. (The default
name is “ProxySG Model SWG-V100”). You should enter a name that
is unique within your vSphere Hypervisor host. Click Next.
f. In the Storage dialog box, select a datastore with sufficient free space.
See “Verify System Requirements” on page 15 for disk space
requirements. Click Next.
g. Select a thick provisioning type, and then click Next.
h. Specify the interfaces for the template to use, and then select the
vSwitch to be used.
i. (If necessary) Connect additional interfaces to different virtual
switches on the vSphere Hypervisor host.
j. Click Next.
k. Review the deployment settings and click Finish to begin creating the
SWG VA.
See the Recent Tasks panel located at the bottom of your VMware client
screen for the progress bar indicating the percentage complete.
2. (Required only if you plan to use the third and fourth interfaces) Enable the
vSwitch for the third and fourth interfaces.
a. Select the SWG VA on the vSphere Hypervisor Server.
b. Right click and select Edit Settings.
c. Select Hardware > Network Adapter 3.
d. In the Device Status panel, mark the Connect at power on check box.
If necessary, repeat these steps for the fourth interface.
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e. Click OK.
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Section 3 Reserve Resources for the SWG VA
Symantec recommends reserving memory and a CPU core for the SWG VA. If
resource allocation is not accurate for the SWG VA, the virtual appliance might
not perform optimally.
If the vSphere Hypervisor host does not have the available resources to satisfy the
resource reservations, the SWG VA will not power on.
To reserve resources:
1. Determine the appropriate value for the CPU reservation. The reservation
should be the full CPU frequency of one core.
a. In your VMware client, select the vSphere Hypervisor host.
b. Click the Summary tab.
c. Under Resources, note the value next to Capacity (for example, 2.26
GHz).
d. Multiply this number by 1,000 to obtain the value in MHz.
For example, 1000 x 2.26 = 2260 MHz.
2. Specify the CPU reservation value for the SWG VA.
a. Select the SWG VA on the vSphere Hypervisor host.
b. Right click and select Edit Settings.
The Virtual Machine Properties window displays.
c. On the Resources tab, select CPU.
d. Specify the Reservation value for the CPU that you determined in Step
1d. Ensure this value is larger than the minimum specified in Note: on
page 15; for example, change the Reservation value to 2260 MHz.
Retain the default values for the other options.
3. Specify the memory reservation for the SWG VA.
a. On the Resources tab, select Memory.
b. Specify the Reservation value for memory allotted to the SWG VA.
Input the value recommended; see “Verify System Requirements” on
page 15.
Retain the default values for the other options.
4. Give the virtual disks on the SWG VA a higher priority access to the physical
disks on the vSphere Hypervisor Server.
(This is recommended if the SWG VA’s datastore is shared by other virtual
machines on the vSphere Hypervisor Server.)
a. On the Resources tab, select Disk.
b. For each of the disks on the SWG VA, change the value to High in the
Shares field. Setting this value to high ensures that the SWG VA gains
higher priority access to disk resources, as compared to other virtual
machines that use the same physical disks.
c. Click OK to save your settings.
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Chapter 4: Configure the SWG Virtual Appliance
This chapter describes how to perform the initial setup and configuration of the
Secure Web Gateway Virtual Appliance (SWG VA) for transparent redirection
of traffic. The following topics are covered in this chapter:
❐ "Prepare for Initial Configuration" on page 30
❐ "Complete Initial Configuration" on page 31
❐ "Verify Your Configuration" on page 34
❐ "Retrieve and Install the SWG VA License" on page 35
❐ "When to Power Off the SWG VA" on page 37
❐ "Monitor the SWG VA" on page 38
❐ "Additional Information" on page 40
Note: The instructions in this document are for vSphere Client version 5.0.
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Primary DNS server Provide the IP address for the primary DNS server.
Administrator The password you assign here will also be used for
username (ID) and accessing enable mode in the command line interface
password (CLI). Enable mode allows you to make
configuration changes.
The default enable username is admin.
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Section 2 Complete Initial Configuration
Complete initial configuration of the SWG VA:
1. Verify that your SWG VA is powered on.
a. Log in to the vSphere Hypervisor Server using your VMware client.
b. Check for power on status. If the SWG VA is powered on, a green
arrow appears next to its virtual machine name.
2. Access the virtual console of the SWG VA on the vSphere Hypervisor Server.
a. Select the SWG VA on the vSphere Hypervisor Server.
b. Select the Console tab and click inside the console window to activate
your mouse.
3. The appliance serial number is unique for each appliance and must be used on
only one SWG VA. For more information, see "Retrieve Appliance Serial
Numbers" on page 19.
a. Enter the appliance serial number at the prompt.
Note: The leading zeroes are significant for serial numbers. Enter all 10
digits at the prompt.
b. Press Enter.
4. Follow the prompts and enter the details in the setup script.
a. Press Enter three times to activate the serial console.
Note: To release the mouse from the VMware client’s Console tab, press
Ctrl+Alt.
b. When asked How do you plan to configure this appliance? specify your
preference for either configuring the SWG VA manually or using
Director.
If you are using Director, assign a registration password on Director
and enter the password in the setup console when prompted. For
information on setting up a registration password, refer to the
Symantec Director Configuration and Management Guide.
c. At the Enter interface number to configure prompt, specify an interface.
d. You are prompted Is the IP address to be configured on a non-native VLAN?
Specify Y or N.
Note that if you use VLANs for segregating traffic within the vSphere
Hypervisor Server or across your network, you must enable VLAN
trunking on all interconnecting devices such as switches or routers.
This guide does not include information on VLAN configurations.
e. Specify the IP address and subnet mask for the selected interface.
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Section 3 Deploying the SWG VA in a Proxy Chain
If you are deploying the SWG VA in a proxy chain, you must configure the SWG
VA to foward traffic to an upsteam proxy that can access Symantec servers. See
"SWG VA Deployment in a Proxy Chain" on page 45 for instructions.
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Note: When you enter the URL for the Management Console, the browser
may display an error about an untrusted connection or security certificate.
Depending on the browser you use, you must proceed with the connection to
access the Management Console or add an exception to allow access to the
web site. For specific instructions, refer to the documentation for the browser.
2. In the prompt that appears, enter the user name and password that you
created in "Complete Initial Configuration" on page 31. The Management
Console displays.
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Section 5 Retrieve and Install the SWG VA License
To retrieve and install the SWG VA license for the first time, the SWG VA
appliance must be allowed access to the following Symantec servers:
❐ https://download.bluecoat.com
❐ https://services.bluecoat.com
Note: If the SWG VA is a downstream proxy and cannot access these servers
directly, make sure you have performed the additional configuration steps in
"SWG VA Deployment in a Proxy Chain" on page 45 before completing the
procedure below.
The SWG VA license contains data that is used to uniquely identify the SWG VA
as a Blue Coat appliance.
Note: If a license is not installed, after you power on the appliance, users who
open a browser window will see an exception page indicating that the device is
not licensed.
Note: If you have blocked the Symantec NTP servers, add a local server.
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Section 6 When to Power Off the SWG VA
Some tasks that you perform on the SWG VA require a shutdown. When you do
any of the following, save all of your configuration changes and then power off
the SWG VA:
❐ Backing up the SGOS configuration
❐ Upgrading the server software
❐ Taking the server offline for maintenance
❐ Migrating the SWG VA to a different server
❐ Installing additional or higher-capacity drives on the vSphere Hypervisor
host
❐ Adding a serial port to the SWG VA
Note: Symantec recommends that you use the shutdown command instead of
powering off the SWG VA using the vSphere client to avoid losing recent
configuration changes.
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If the connection to the license validation server is lost, the State field (Statistics
> Health Monitoring > Licensing) displays the health state and the Value field
displays the number of days remaining until the license is suspended. The
health state depends on the threshold that is set:
• Warning—Default interval is six days before license suspension.
• Critical—Default interval is 0 days before license suspension.
If there is an error with the communication status, re-establish connection to
the license validation server. The state returns to OK if connection is successful.
If you do not re-establish the connection within seven days, the SWG VA
license is suspended. The SWG VA must communicate successfully with the
license validation server to restore proxy functionality.
❐ License Validation Status—Monitors the validity of the SWG VA license,
ensuring no duplicate serial numbers are in use.
If the license validation server detects a duplicate serial number, the State field
(Statistics > Health Monitoring > Licensing) displays the health state and the Value
field displays the number of days remaining until the license is suspended.
The health state depends on the threshold that is set:
• Warning—Default interval is 30 days before license suspension.
• Critical—Default interval is 0 days before license suspension.
If the license validation server detects a duplicate license and the license is not
disabled before the grace period expires, the license is suspended. You must
delete the SWG VA with the duplicate license to restore proxy functionality.
See Section 5"Serial Numbers and Licensing" on page 48 for more information.
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Appendix A: Frequently Asked Questions
This appendix answers some questions you may have about the following
topics and the SWG VA:
❐ "Features and Performance" on page 42
❐ "Symantec WebFilter" on page 44
❐ "SWG VA Deployment in a Proxy Chain" on page 45
❐ "Upgrading SGOS" on page 47
❐ "Serial Numbers and Licensing" on page 48
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Table A-1
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Note: For the SWG VA, do not enter credentials (username and password) to
download the database.
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Section 3 SWG VA Deployment in a Proxy Chain
If you have a forward proxy deployment where the SWG VA is installed as the
downstream proxy and cannot connect directly to the following Symantec
servers, you must configure the SWG VA to forward this traffic to an upstream
proxy that has access to the Symantec servers:
❐ https://download.bluecoat.com
❐ https://services.bluecoat.com
❐ https://validation.es.bluecoat.com
To allow the SWG VA to communicate with Symantec servers, create an HTTP
forwarding host on the SWG VA and ensure that download-via-forwarding is
enabled (it is enabled by default). You can add the host to the default forwarding
sequence, but if you do not want to forward all traffic through the default
sequence, you must install policy to allow forwarding to Symantec servers.
Note: If you have this type of deployment and do not perform these steps, the
SWG VA will be unable to connect to the server and the license may be
suspended.
Note: If you do not want to forward all client HTTP requests to the hosts
specified in the sequence, do not enter the default-sequence add
<host_alias> command shown below. Instead, you will configure policy to
use the forwarding host. For more information on forwarding and proxy
chaining, refer to the SGOS Administration Guide.
#conf t
Enter configuration commands, one per line. End with CTRL-Z.
#(config)forwarding
#(config forwarding)create host <host_alias> <host_name> http proxy
ok
#(config forwarding)default-sequence add <host_alias>
ok
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❐ In the policy above, <host_alias> is the forwarding host you configured in the
CLI.
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Section 4 Upgrading SGOS
As new SGOS versions are released, you may want to upgrade the SGOS version for the
SWG VA. Keep the following in mind:
• You must have a valid, unexpired license to upgrade your virtual appliance software.
If your license has expired, you must renew your subscription with Symantec before
you can upgrade the software.
• The procedure for upgrading the software on a virtual appliance is the same as for
upgrading a physical appliance. See the SGOS Release Notes for details.
• When upgrading the software, you do not need to download and install a Virtual
Appliance Package (VAP). VAPs are used for initial configuration only.
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2. After Customer Care renews your subscription, update the license key
through the Management Console. See "How Do I Update the License Key?"
on page 49.
3. To verify that the subscription has been updated, click the View tab and
confirm that the licensed components have new expiration dates.
Note: You cannot request a user limit upgrade and renew a subscription on a
single order; the upgrade and renewal must be on separate orders.
Note: You cannot request a user limit upgrade and renew a subscription on a
single order; the upgrade and renewal must be on separate orders.
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