Pre Formulation

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Preformulation Techniques

and
Formulation Selection
Pharmaceutical sciences :
 Stage I : screen compounds and select drug candidates

 Stage II : select salts and solid forms

 Stage III : evaluate drug properties


Critical physical chemical properties
1. Drug should be in SOLUTION
2. Must be BIOAVAILABLE
3. Must be MANUFACTURABLE
Preformulation is :
 Preformulation testing is the first step in the rational
development of dosage forms of a drug substance
 It can be defined as an investigation of physical and
chemical properties of a drug substance alone and when
combined with excipients.
 The overall objective of preformulation testing is to
generate information useful to the formulator in
developing stable and bioavailable dosage forms which
can be mass-produced
Preformulation
is a case of LEARNING before DOING
Dissolution
Behavior

Partition
Solubility
coefficient

Material
Ionization
Stability
constant

Solid state
properties
SOLUBILITY
 Importance of solubility
Drug should be in solution to be absorbed
Drug candidates are becoming lipophilic and poorly soluble

 How soluble is soluble enough ?


Dependent on dose and permeability
Biopharmaceutical classification system
BCS of Drugs
How to determine solubility
 Semiquantitative determination
Solvent Vigorously Examine
(fixed volume) shaking visually

Adding solute in small


incremental amounts
Undissolved
solute particles ?

No Yes
“LAW OF MASS ACTION”
Estimated solubility Total amount
added up
 Quantitative determination
Shaking at constant
Excess drug powder Ampul/vial temperature
150 mg/ml (15 %) (2-5 ml) (25 or 37 oC)
+ solvent 2 - 8 oC ?
The first few ml’s of the filtrates should be
discarded due to possible filter adsorption 48 hr

Determine the drug Membrane filter


concentration in the 0.45 m
filtrate
72 hr
Same Determine the drug Membrane filter
concentration ? concentration in the 0.45 m
filtrate
? hr
Solubility
Determine the drug Membrane filter
concentration in the 0.45 m
filtrate
Solubility and Dissolution improvement
 Salts
 Cosolvent, oils, emulsions and microemulsion
 Surfactants
 Complexes (eg. cyclodextrin)
 Solvates
 More soluble polymorphs
 Amorphous
 Pro-drugs
 Micronization
 Nanosizing
 Super critical fluid technologies
Log aqueous solubility (mol) 5

Indomethacin
4 (weak acid)

3 Chlorpromazine
(weak base)
2

1 Oxytetracycline
(amphoteric)

2 4 6 8 10 12 14

pH
Dissolution behavior
 Dissolution rate for poorly soluble compounds may often
be the rate limiting step to absorption
 Bio relevant dissolution media should be the most
important consideration
How to determine dissolution of actives ?
 Nelson constant surface method

Dissolution
medium
Rotating
Paddle
Harden wax
or paraffin Tablet surface
Partition coefficient
 Like biological membrane in general, the GI membranes
are largely lipoidal in character.
 The rate and extent of absorption decreased with the
increasing polarity of molecules.
 Partition coefficient (distribution coefficient): the ratio in
which a solute distributes itself between the two phases
of two immiscible liquids that are in contact with each
other (mostly n-octanol/water).
 Partition coefficient can be modified via prodrug approach
Ionization Constant
 The unionized species are more lipid-soluble and hence
more readily absorbed.
 The GI absorption of weakly acidic or basic drugs is
related to the fraction of unionized drug in solution.
 Factors affecting absorption:
- pH at the site of absorption
- Ionization constant
- Lipid solubility of unionized species
“pH-partition theory”
Henderson-Hasselbalch equation
For acids:
pH = pKa + log [ionized form]/[unionized form]
For bases:
pH = pKa + log [unionized form]/[ionized form]

Determination of Ionization Constant


1. Potentiometric pH-Titration
2. pH-Spectrophotometry Method
3. pH-Solubility Analysis
Solid state properties
 Organoleptic (color, particle size, flow)
 Particle shape and size  specific surface area
 Polymorphism
 Melting point
 Hygroscopicity
 Compressibility
 Density
Particle size & Surface area
 Microscopy
 Shieving
 Particle size analyzer (light / laser / electrical conductivity)
 Surface area based on BET theory of absorpsion
Polymorphism by XRD
Stability
 Solid state stability
 Solution state stability
 Compatibility studies : stability in presence of excipients
Solid state Stability
 In general solid state reaction more slower and more
difficult to interpret compared to solution.
 Use stressed condition :
 High temperature
 Use 40, 50, 60oC. Use 5oC as control
 Stable in 60oC for 30 days
 High humidity
 Use desiccator with various salts
 Oxidative stability
 Use chamber with Oxygen (usually 40% )
 Photolytic stability
 Use ICH guideline
Solution State Stability
 Identification condition necessary to form stable solution
 Consider :
 Effect of pH
 Effect of temperature
 Effect of solvents
 Effect of light
 Effect of Oxygen

 Use Arrhenius law


Compatibility Studies
 Compatibility studies of new drug should consider two or
more excipients of the same class.
 Mixture in specific ratio, use 5 % water if needed.
 Three techniques commonly use :
 TLC
 DTA/DSC
 Diffuse reflectance spectroscopy

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