Structural Analysis
Structural Analysis
STRUCTURAL ANALYSIS
Structural geology uses micro- and meso-scale structures found in the rocks to elaborate tools and
methods enabling to identify structures too large to be directly observed, although satellite imagery
now may help in this task. This lecture summarises standardised techniques used to unravel the shape,
extent, and arrangement of structures on a regional scale, together with the relative time sequence in
which the structures have appeared. Structural analyses designate investigations of geometric
features in the rocks to elucidate large-scale structures and tell their history.
Basic concepts
The study of primary and secondary structures is not a straightforward undertaking because outcrops
are often scarce or not available in critical areas, which makes direct observation of large structures
impossible and correlative interpretation, therefore, necessary. Furthermore, the geological
observation is essentially two dimensional because the relief is generally small compared to the map
area. Consequently, interpretation is still necessary to produce a three-dimensional picture, even in
areas of almost continuous outcrop.
Structural geologists must additionally reconstruct the deformation history of the rocks from the
patterns of primary and secondary structures found in the field. This aim implies fieldwork, i.e. direct
observation of rocks in their natural environment (outcrops, landscapes, drill cores). The belief is that
every feature is the record of an event that the scrutinized outcrop has experienced. It is assumed that
changes of structural orientations preserve changes in strain or stress axes. Thus, elucidating the
deformation history depends on the recognition of the relative age of different structures, such as
faults, folds and fabrics, using crosscutting or overprinting relationships.
In short, a successful structural analysis produces:
1) A geometric model, which is a three-dimensional picture that adequately describes the spatial
problems on the studied area.
2) A kinematic model, which is an account of the successive stages through which the studied
structure developed.
3) An indication of the directions and senses of the local movements that have affected the rocks.
4) A mechanical model, which attempts to determine the strain or stress history of the region.
We start by presenting basic concepts that are essential in deciphering the structural history of an
area. We then discuss the techniques traditionally employed in the interpretation of areas that have
suffered a single episode of deformation and areas that have been subjected to multiple deformations.
We will see that these concepts rely on often non-reciprocal propositions, which means that answers
are correct but not unique.
Analytic elements
Techniques appropriate to the study of simple areas, where structures have constant trends in rocks
with continuous bedding, formed the basis of structural analyses. They consider several types of
structural elements.
Scale
There are classically three scales of investigation: macroscopic, mesoscopic, and microscopic.
- Microscopic scale pertains to any structure so small (<10-2 m) that it requires to be examined with
an optical or electron microscope.
Microscopic structures
From Bard 1990: Microtextures des roches magmatiques
et métamorphiques. Masson, Paris, 208p.
- Mesoscopic scale pertains to any structure that can be observed without the aid of the microscope
on a hand specimen or a single outcrop (10-2 to 102 m).
- Macroscopic scale pertains to structures that are too large (>102 m) to be completely exposed in
one outcrop, which implies the interpretative step of reconstructing the structure from data collected
at a number of outcrops.
In understanding the structure of an area, the geologist is concerned principally with the mesoscopic
and macroscopic scales. Microscopic observations better establish the detailed characteristics of
features, such as foliations, that are visible on a mesoscopic scale. The concept of scale is very
important in structural geology. One must be constantly aware of the relationships between structures
at all scales, and intellectually jump from one scale observation to another to solve the geometrical
problems met in the field.
The warning point concerns sequences of lithological units. For example, layering in deformed
metamorphic rocks does not necessarily represent bedding. Thus it is important, wherever possible,
to demonstrate the existence of bedding and stratigraphy, which can be obtained by identification of
sedimentary structures that define the “way up” of the beds. Selecting a distinctive marker horizon is
useful to picture regional structures.
Remember also triviality: a deformation structure is necessarily younger than hosting rocks and an
unconformity marks the time of a major tectonic event.
Orientation data
Dips and strikes and other orientation data must be reported on geological maps. In complex,
‘polyphase’ areas systematic measurement is very important because late structures generally
disperse attitudes of earlier-structures, thus produce a wide variation in orientation data. In addition
to field measurements, fabric analysis can be obtained from the study of orientated samples. A
structural sample is actually always orientated.
The widespread belief is that orientation can assist in grouping structures of the same generation.
However, the fact that two structures have the same orientation does not necessarily mean that they
belong to the same group or family and conversely structures of a given group need not have the same
orientation (the variability in orientation structure). Always remember that the orientation of late fold
For convenience, some geologists measure directly the dip-direction and the dip.
The international convention is to draw a T on the map with the top line parallel to the strike of the
plane and the leg indicating the dip direction of the bed. The azimuth is indicated by a three-figure
number recording the degrees clockwise beginning at north (thus ranging from 000 to 360), and the
dip by a two figure number that varies from 00 to 90, complemented with the approximate down-
dip direction (e.g. N). Azimuths must be expressed as 3-digit numbers (e.g. 045, not 45) to avoid
confusion of < 90 directions with dips.
The apparent width w of a layer on map is related to its thickness t and its dip θ by the simple
trigonometric equation:
t = w.sinθ
Linear elements
The attitude of a linear structure is described by its trend and its plunge.
Complex structures
The complete orientation of a fold is given by both the attitudes of its axis, which is a line, and axial
surface, which is a plane.
Direct measurement of the direction and the angle of plunge of mesoscopic folds and/or the associated
intersection lineation provides a good idea of the regional trend of fold axes in simple areas. A
similarly accurate result can be obtained by plotting the bedding orientation data on a stereographic
projection. It is useful to remember that in areas of cylindrical folding the trend of the hinge line is
parallel to the strike of any vertical beds that may be present and the plunge of the hinge line is equal
to, or less than, the shallowest dip.
Bedding orientation
The dip and strike of bedding measurements may be used to determine the shapes of the folds.
- Downward-converging dips, for example, indicate that the fold between the two measurement
localities is a synform.
- Conversely, upward-converging dips indicate that the fold between the two measurement
localities is an antiform.
- The angle between the dips suggests whether the fold is open, tight or isoclinal.
- Northward-converging strikes suggest that lithological boundaries connect, i.e. "close" north
rather than south of the outcrops and that the plunge of the antiform between these exposures is
toward the north; the hinge plunges southward if it is a synform.
Stereonet projection
Stereographic projections are techniques (complementary and not alternative to maps) to display
and record orientation data. These projections are based on the principle that points on the surface of
a sphere can be projected onto the horizontal equatorial plane. Taking the pole axis vertical, the sphere
has lines of latitudes and longitudes. Any circle on the surface of the sphere whose centre lies at the
centre of the sphere is a great circle. Thus, the equator and lines of longitude are great circles. Lines
of latitudes are small circles. International tradition considers intersections on the lower hemisphere
only, because dips are measured below the horizontal.
Two types of projections are common in structural geology. In both, the strike or azimuth is plotted
around the circumference of the plot and the distance d from the center of the plot represents distance
(i.e. the angle (90°- dip) from the pole of the sphere. Projection types differ in the manner d is
calculated in function of r, the plot radius.
- Equal area projections (so-called Schmidt nets) are the most common. In this case:
= d 2.r.sin ( 90 − dip ) 2
Equal areas on the sphere have equal areas on the plot. The projection is important for a density
appraisal of the orientation of structural elements. However, angular relationships are distorted,
particularly at the edge of the projection.
- Equal angle projections (so-called Wulff nets) in which angles on the projection are the same
asangles on the surface of the sphere. In this case:
= d r.tan ( 90 − dip ) 2
Angular relationships are not distorted. In particular, circles on the sphere project as circles but
their areas are not respected.
Planar and linear elements are the main geological structures measured. The plotting procedure is as
follows:
In an area in which a given surface S is cylindrically folded the poles to S spread along or about the
same great circle. Thus by plotting poles to a given surface the axis about which it is folded is readily
determined as the pole to this great circle. The axial orientation of the large folds can then be
compared with that of mesoscopic folds and lineations and a basis thereby established for
interpretation of the relationship between mesoscopic and macroscopic structures.
An early lineation folded around a flexural flow fold will plot on a small circle etc and in practice the
superposition of structures can be identified through characteristic figures on stereographic
projections. But such studies are unlikely to provide definitive information regarding the types of
deformation the rocks have experienced.
Polyphase folding is indicated by a wide distribution of bedding attitudes, away from simple great
circles or conical patterns on the strereographic projection.
Folds of an area can usually be assigned to a small number of style groups. For example, in orogenic
zones, tight to isoclinal recumbent folds with axial plane foliation are ordinarily accompanied (and
likely deformed) by upright, more open folds that have no or alternatively one crenulation, axial plane
foliation. All of these folds can be ascribed to two fold-style groups.
Style is governed by physical conditions but also varies with rock type. For example, a given fold in
mica-rich layers may have an angular hinge in profile, but appears rounded in a more competent,
sandy interlayer. In addition, this fold may have an axial plane foliation in the mica-rich layers but
not in the competent layers. Furthermore, fold styles may regionally vary noticeably, but in a
continuous manner, with respect to one prominent feature such as the interlimb angle, which
commonly becomes tighter from foreland to hinterland. Therefore, style may be compared only
between folds in the same lithological type. An efficient approach considers first structures in
massive, competent lithologies that only responded to the major tectonic pulses and, secondly, the
more complex array of structures formed in the less competent horizons, which responded to the
slightest and local deformation.
Cross-sections
As in other disciplines, the graphical display of data is often the best guide to solve a geological
problem. Maps are a two-dimensional horizontal graphic of surface features. Vertical cross-sections,
preferably perpendicular to the regional trend, illustrate the structural interpretation. They show the
shape, the attitude and the arrangement of rock units in a vertical plane, below and above the earth’s
surface. The accuracy of profile interpretation is much enhanced if subsurface information (from drill
holes, mine openings, seismic profiles) is available.
Several adjacent serial sections combined with the corresponding map help building a block
diagram, which pictures the three-dimensional structure of an area. Owing to perspective angles,
block diagrams are excellent for illustrative purposes, but display distorted surfaces. Therefore, two-
dimensional maps and profiles display a more accurate solution.
In mathematics, an important solution to problems is sought from the behaviour of a function over a
limited range. Balancing and restoration are tools used by structural geologists to explore the
behaviour of their sections.
Type 1) closed dome and basin (egg-box) structures are oval, somewhat lozenge-shaped patterns.
They arise when both the axial planes and axes of upright F2 are nearly perpendicular to those of F1.
Both fold generations have the same style and both axial surfaces dip steeply. Domes result where
antiformal axes cross and basins form where synformal axes cross. Note that F1 axial planes remain
unfolded.
Type 2) crescent or mushroom (boomerang) shapes develop when the axial planes and axes of
upright F2 are at a high angle to those of earlier inclined or recumbent F1 of any size (i.e. non-coaxial
generations of folds). The tips of the crescents are F1 closures and the F1 fold axis runs parallel to a
folded line joining the tips.
Type 3) double zigzag or refolded shapes are produced when the axial planes of F2 are nearly
perpendicular to those of earlier recumbent F1, but the F1 and F2 fold axes are sub-parallel (i.e. coaxial
fold generations).
S2 Vertical
S1 Vertical Horizontal
F1⊥F2 Type 1 Type 2
F1 // F2 Type 3
One must be aware, however, that overprinting of one structure by another may result in annihilation
of the earlier structure and this is particularly true when one foliation overprints another. Additional
factors may also be involved in the generation of some ‘eyed’ or circular fold patterns (e.g. sheath
folds), which indicates that the occurrence of interference patterns, especially dome and basins, does
not necessarily imply that two separate deformation phases have taken place. Fold interference may
take place synchronously when the deformation is of constriction type and the layers are shortened
in nearly all directions but the extension direction.
Generation
The ideal structural analysis aims at ascribing each structure to its position in both a succession of
events and in the absolute time scale. Ascribing structures to a given generation with some relative
dating is an attempt to achieve this end.
The proposition is that a generation comprises a group of folds and related structures believed to
have formed at the same relative time interval. Two steps are necessary to establish a generation:
- (i) Grouping of structures uses geometrical features such as orientation and style, assuming that
structures similar in orientation and style belong to the same group.
- (ii) Although structures of similar style are usually seen in isolated outcrops, they are assumed to
have formed at the same time. Overprinting relationships between representatives of the different
groups positions the various style groups in relative chronological order.
This way, overprinting criteria allow deciphering a narrative sequence of separated and successive
deformation phases that gather as many sets of contemporaneous structures. If the grouping is valid,
the structures in one group occupy the same niche in the relative time scale and occupy a different
niche than all other structures. In practice, a series of numerically higher subscripts is assigned to the
various structures in chronological order. Fold generations are generally labelled F1, F2, etc.,
foliations S1, S2, etc. and lineations L1, L2, etc. But numbering structures can lead to confusing or
even erroneous interpretations. For example, the oldest foliation S1 seen in an outcrop is not
necessarily associated with the oldest folds F1 in the studied region. The first folds may have occurred
without axial planar foliation, and the locally oldest S1 foliation may have developed during a later
Fn fold generation. Therefore, it is critical to verify that the successive foliation generations of S1, S2,
etc. are systematically and consistently axial planar to the successive fold generations F1, F2, etc. on
a regional scale before inferring a stream of regional deformation phases D1, D2 etc...
However, a consistent overprinting does not prove that the grouping is valid. Folds having the same
style can belong to more than one generation. Therefore, grouping structures from style
characteristics is not final, but there is no better field technique to make use of discontinuous outcrop
and the method has been successful in many geological environments.
In addition, two generations of folds may have formed
(i) during a single, progressive or protracted deformation event with changing orientations of
the strain (stress) axes or
(ii) may have formed during two periods of deformation separated by hundreds of millions of
years or
(iii) in the course of a single, continuous orogeny where separate deformation events, whose
durations are also unknown, were superimposed with different orientations of strain axes.
These possibilities cannot be distinguished without neat unconformity between structure generations,
clearly different mineral assemblages formed during deformation and/or absolute dating.
Furthermore, an identical sequence of structure generations in every individual outcrops may indicate
that there is regional diachronism, the same structural sequence progressing geographically (likely
forelandward) through time. Besides, irregular distribution of strain (strain partitioning) may flaw
uncritical correlation.
Superposed faulting
The precise mechanics of fault reactivation are still unconstrained in details. Fault reactivation occurs
in a wide range of tectonic settings. There are two possibilities:
- The fault keeps its relative sense of movement throughout the geological history.
- The relative sense of movement is changed.
Normal faults inherited from an early phase of crustal extension can be reactivated in compression
during positive basin inversion.
Summary
Exposures display the end results of a succession of events: deposition, deformation, erosion, and so
forth. With experience, observant field geologists learn to recognize critical exposures with
relationships between rock units or other significant features that provide unmistakable clues to
sedimentary, igneous, and metamorphic processes. Geologists deduce the deformational history of a
region by identifying and fixing the ages of the rock layers, recording the geometric orientation of
the beds on maps, mapping folds and faults, determining the geometry of major structures from
smaller scale structures, ascertaining their spatial and temporal relationships, and reconstructing cross
sections of the subsurface consistent with the surface observations. The superposition of small-scale
structures can occur either by the sequential development of structures with progressive deformation
during a single major phase of deformation, or as the result of two or more widely separate tectonic
event. Geologists can ascertain the relative age of a deformation by finding a younger undeformed
formation lying unconformably on an older deformed bed. The ability to read exposures, a skill that
is critical to field observations, provides an opportunity for developing working hypotheses to be
tested by closer field examination and enables geologists to plan subsequent field and laboratory work
effectively. Those hypotheses may then be developed into computer-based theoretical models, but to
carry conviction they must be testable and compatible with field evidence, or ground truth, as the
remote-sensing specialists call it.
In orogenic zones, that is to say regions were mountains have been built, rocks have typically been
deformed by several ‘phases’ of deformation, which means that sets of geometrically superimposed
structures are attributed to a succession of distinct episodes of regional deformation. To know these
phases, actual sets of associated folds, foliations and lineations or any other structure are assigned to
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as many deformation episodes, but the time intervals between successive events may range from
infinitesimally short (geologically) to several hundred millions of years. Therefore, the time delays
between structural (i.e. geometric) phases, and strain rates, are crucial parameters in the study of rock
deformation.
Recommended literature
All books with structural geology in their title, and more