Association of Mutual Funds in India: Registration Form For Corporate

ASSOCIATION OF MUTUAL FUNDS IN INDIA
One Indiabulls centre, Tower 2, Wing B, 701, 7th Floor, 841, Senapati Bapat Marg,
Elphinstone Road, Mumbai - 400013
REGISTRATION FORM FOR CORPORATE
NAME OF CORPORATE :
NATIONAL DISTRIBUTOR REGIONAL DISTRIBUTOR
PERMANENT ACCOUNT NUMBER (PAN) :
WHETHER KYD COMPLIANT :

If yes, attach a copy of KYD acknowledgement
YES NO
CATEGORY OF CORPORATION: PLEASE TICK () WHICHEVER APPLICABLE
BANK
Public Sector Private Sector Foreign Bank Regional Rural Bank

District Central Co- Operative Urban Co- Operative
Co- Operative Bank
Bank Bank
Public Ltd. Co. Private Ltd. Co. Partnership Firm NBFC
Societies & Trust Micro Finance Institution Proprietorship Firm
Limited Liability
HUF Any Other Please Specify :-
Partnership (LLP)
ADDRESS :
1
CITY :
STATE :
COUNTRY :
PINCODE :
TELEPHONE NUMBER 1 :
TELEPHONE NUMBER 2 :
FAX :
E-MAIL :
ABOUT THE CORPORATE
WHETHER ENGAGED AS INSURANCE AGENT :

YES NO
IF YES, REGISTERED WITH WHICH INSURANCE COMPANY :
WHETHER A GROUP COMPANY HAS OBTAINED ARN :

YES NO
IF YES, NAME OF THE GROUP COMPANY AND ARN :
TOTAL NUMBER OF BRANCHES PROPOSED TO BE ENGAGED IN MARKETING/SALES OF MUTUAL FUNDS: ____
TOTAL NUMBER OF EMPLOYEES PROPOSED TO BE ENGAGED IN MARKETING/SALES OF MUTUAL FUNDS: ____
TOTAL NUMBER OF CERTIFIED EMPLOYEES :
TOTAL NUMBER OF EMPLOYEES BEING REGISTERED UNDER CORPORATE :
2
BANK DETAILS (SHOULD BE THE SAME AS MENTIONED IN KYD APPLICATION)
NAME OF THE BANK :
BRANCH :
ACCOUNT NUMBER :
MICR/ NEFT :
ACCOUNT TYPE :
SB CURRENT ANY OTHER (Please Specify) :-
PAYMENT DETAILS
DEMAND DRAFT NUMBER :
DEMAND DRAFT DATE :

D D M M Y Y Y Y
AMOUNT :
DRAWN ON (Name of the Bank and Branch) :
NAME AND DESIGNATION OF AUTHORISED SIGNATORY
NAME :
DESIGNATION :
MOBILE NUMBER :
SIGNATURE OF THE AUTHORISED SIGNATORY WITH COMPANY STAMP:
3
UNDERTAKING
We hereby apply for grant of Certificate of Registration by Association of Mutual Funds in India (AMFI). We
acknowledge that Allotment of AMFI Registration Number (ARN) is solely for the purpose of enabling us to
empanel with AMC for distribution of Mutual Fund Schemes.
We warrant that we will canvass business for products of mutual funds in accordance with SEBI Regulations
and SEBI/ AMFI Code of Conduct for Mutual Fund Distributors and any Rules and Regulations that may be
framed or amended by SEBI/ AMFI from time to time.
We confirm that we have truthfully filled up the Form above and supplied all the information therein which is
considered relevant for the purposes of grant of Certification of Registration. We shall promptly notify AMFI of
any changes in the information during the period the Certificate of Registration is in force.
We understand that allotment of ARN by AMFI is in accordance with the requirement stipulated by SEBI for
marketing Mutual Fund product and should not, in any way, be deemed to imply that AMFI takes any
responsibility for any of our acts as intermediary or has vouched for our credentials as intermediary and we shall
bring this to the notice of all concerned while acting as intermediary.
We undertake that any breach of Guidelines and Code of Conduct or any Rules and Regulations framed by
SEBI/ AMFI will render our registration liable to be cancelled.
We further undertake that all our employees, who are engaged in selling and marketing mutual fund
products on behalf of our Organization, shall register with AMFI after passing certification examination
as mandated by SEBI, before engaging themselves in canvassing business of Mutual Funds Products.
We undertake that act of our employees engaged in marketing Mutual Fund Products shall be binding
on us and we shall be wholly and solely responsible to the investors for the same.
We undertake that we will carry out due diligence while engaging a person for marketing of Mutual Fund
Products on behalf of our Organization and appropriate documents shall be made available to AMFI, if
demanded.
We confirm that our organization is authorized to undertake distribution of Mutual Funds.
Place : FOR AND ON BEHALF OF
Date : Authorized Signatory
Note: Please note that the application for allotment of ARN by the corporates should necessarily be
submitted along with Corporate Employee Form/ s in respect of the employees who would be engaged
in marketing/ distribution of Mutual Fund Products. The applications submitted without Corporate
Employee form/s are liable to be rejected.
The prescribed fees alongwith applicable GST is to be paid only by a Demand Draft (DD) in favor of
‘ASSOCIATION OF MUTUAL FUNDS IN INDIA’ payable at the place of CAMS center at which form is
submitted. For more details about fees please visit www.amfiindia.com
4
ACKNOWLEDGEMENT
Received Registration Form from _______________________________________along with a Demand
Draft No._________________ dated_______________ for Rs.___________ (Rs.__________________
_____________________________) being Fees for Registration with AMFI.
(SIGNATURE OF THE RECEIVER)

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ASSOCIATION OF MUTUAL FUNDS IN INDIA

REGISTRATION FORM FOR CORPORATE

NATIONAL DISTRIBUTOR REGIONAL DISTRIBUTOR

PERMANENT ACCOUNT NUMBER (PAN) :

WHETHER KYD COMPLIANT :

CATEGORY OF CORPORATION: PLEASE TICK () WHICHEVER APPLICABLE

Public Sector Private Sector Foreign Bank Regional Rural Bank

Public Ltd. Co. Private Ltd. Co. Partnership Firm NBFC

Societies & Trust Micro Finance Institution Proprietorship Firm

ABOUT THE CORPORATE

WHETHER ENGAGED AS INSURANCE AGENT :

IF YES, REGISTERED WITH WHICH INSURANCE COMPANY :

WHETHER A GROUP COMPANY HAS OBTAINED ARN :

IF YES, NAME OF THE GROUP COMPANY AND ARN :

TOTAL NUMBER OF BRANCHES PROPOSED TO BE ENGAGED IN MARKETING/SALES OF MUTUAL FUNDS: ____

TOTAL NUMBER OF EMPLOYEES PROPOSED TO BE ENGAGED IN MARKETING/SALES OF MUTUAL FUNDS: ____

TOTAL NUMBER OF CERTIFIED EMPLOYEES :

TOTAL NUMBER OF EMPLOYEES BEING REGISTERED UNDER CORPORATE :

NAME OF THE BANK :

SB CURRENT ANY OTHER (Please Specify) :-

DEMAND DRAFT NUMBER :

DEMAND DRAFT DATE :

DRAWN ON (Name of the Bank and Branch) :

NAME AND DESIGNATION OF AUTHORISED SIGNATORY

SIGNATURE OF THE AUTHORISED SIGNATORY WITH COMPANY STAMP:

We confirm that our organization is authorized to undertake distribution of Mutual Funds.

Place : FOR AND ON BEHALF OF

Date : Authorized Signatory

Received Registration Form from _______________________________________along with a Demand

Draft No._________________ dated_______________ for Rs.___________ (Rs.__________________

_____________________________) being Fees for Registration with AMFI.

(SIGNATURE OF THE RECEIVER)

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Draft No._________ dated_ for Rs._ (Rs.______________