UNU/IAS Working Paper No. 103: Technology and Poverty - Some Insights From India
UNU/IAS Working Paper No. 103: Technology and Poverty - Some Insights From India
103
Vinnie Jauhari
October 2003
TECHNOLOGY AND POVERTY – SOME INSIGHTS
FROM INDIA
Vinnie Jauhari
ABSTRACT
factors. This paper analyses some of the causes of poverty and its manifestation in
various forms. It tries to then look at some sector specific cases wherein the
interventions have made some difference to the lives of the people. Some of the
successful cases from India have been discussed in the area of agriculture, water, health
and shelter. The lessons derived from these cases have been discussed in terms of
of science and technology and on the other hand, we have millions of people who have
no access to food and basic essentials to survive. Today’s globalized economy has led
to a sixteen-fold increase in world trade since World War II, worth over US$ 4 trillion
per year (some 15 to 20 per cent of measured global GDP). The global economy of
flows in these markets is increasingly abstract and divorced from national policy
makers and local affairs, grassroots lives and livelihoods as well as natural ecosystem
(Henderson, 1999). Technology as a tool on one hand has led to improvement of plight
of large number of people and on the other hand it has led to marginalisation of large
segments of society. Almost the entire continent of Africa (except for South Africa) has
been bypassed by the flows of the global economy as described by Yash Tandon
(Economist, 1999). According to the Human Development Report (HDR) (1997, pp2),
although poverty has been dramatically reduced in many parts of the world, a quarter of
the world’s people remain in severe poverty. In a global economy of $25 trillion, this is
international policies. The same report also mentions that in some industrial countries,
such as the United Kingdom and the US, poverty has risen considerably (HDR, 1997,
pp.5). So technology has the strength to make a difference to this world. The problem is
not the tool but the direction in which it can be utilized. There is a need to evolve a new
productivity but also touches the lives of down trodden and those living in the abyss of
poverty.
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DEFINITION OF POVERTY
deprivation in well-being. The voices of poor people bear eloquent testimony to its
meaning. To be poor is to be hungry, to lack shelter and clothing, to be sick and not to
be cared for, to be illiterate and not schooled. The report accepts the now traditional
and health. The report also broadens the notion of poverty to include vulnerability and
exposure to risk – and – voiceless ness and powerlessness. All these forms of
deprivation severely restrict what Amartya Sen. calls the capabilities that a person has,
that is, the substantive freedom he or she enjoys to lead the kind of life he or she
brings to the fore more areas of action and policy on the poverty reduction agenda.
Poverty cannot be a concern for only the government. It is an issue, which deserves
If the disparity between the haves and have-nots exceeds a minimum level, it
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The Human Development Report (1997) states,
“The progress in human development and in eradicating poverty has often been won
through uprisings and rebellions against states that have advanced the interests of the
conditions and human suffering and poverty. History is marked by uprisings and
tax in 1381. German peasants rose up against their feudal overlords in opposition to
the serfdom. In 1524. Among developing countries, India has a long tradition of
peasants movement. As far back as the 17th and 18th centuries, when the British East
India Company ruled India, peasants rose up against their British landlords. Full-scale
revolutions have their roots in people’s reaction to poverty and economic injustice.
movements throughout Europe in 1848 and the Bolshevik Revolution in 1917.The wars
of independence in Africa and Asia in the 19th and 20th centuries were not only an
expression of nationalism- they were also a struggle against economic and social
injustice. The civil rights movement in the United States in the 1960’s too was a
struggle for economic and social emancipation - at times resulting in violence despite
the pacifist philosophy of its leader, Martin Luther King, Jr. Some strides in reducing
poverty since 1960, have been gradual and peaceful as with the formation of welfare
states in industrial countries and the reduction of infant mortality, the increase in life
evidence enough to deduce that any society should not be stretched beyond limits that it
reaches a point where only a revolution could bring about a change. Such a stage is
accompanied by violence, turbulence and lot of social unrest. If the entire social fabric
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decays, then what good are the scientific achievements and material wealth if the very
To promote social progress and raise the standard of living within the wider concept of
freedom, international human rights law- as enshrined in the UN charter, the Universal
Declaration of Human Rights and other treaties and declarations, recognizes economic
and social rights, with the aim of attacking poverty and its consequences. Among these
rights are an adequate standard of living, food, housing, education, health, work, social
OBJECTIVES
This paper attempts to put forth a model of the causes of poverty and its manifestation.
It also tries to highlight the cases in different sectors such as drinking water availability,
empowerment of people, education, health, and shelter in India where the grassroot
communities. The cases from these sectors have been chosen as poverty is not only
linked with lack of income but also lack of fulfillment of basic needs such as water,
shelter, food and clothing. As postulated by the World Bank it also gets manifested in
METHODOLOGY
determining its causes has been proposed through exhaustive review of literature. The
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model has been discussed extensively as another working paper. This paper just
summarizes the model here as a diagram. The model has its roots in the review of
literature done in the area of poverty. The cases have been derived from the websites of
various organizations from India and have been supplemented with material from other
published sources. These cases have been chosen in the area of water management,
organizations that have been taken up for the study are – SWRC, SEWA, SPARC,
YUVA, SAMBHAV among others. These cases have been analyzed by looking at the
research reports have been referred and permission was sought to analyze the case.
Morgan (1996) mentions that poverty may also be seen as a many dimensional state in
maintain it is essential. A case study approach has been used as it gives qualitative
insights into the dynamics of multitude of interventions, which have been used, at the
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POVERTY IN INDIA
Despite splendid achievements, India is still among the poorest nations in the
world in per capita terms. Almost 30 per cent of the population still lives below the
poverty line of less than 100 US$ per capita annually (Sengupta, 1992). The NSS
55th round in 2000 indicates that for the year 1999-2000, 23.10 per cent of the
people are below the poverty line In absolute numbers it is 2,602,500,000 people.
23.62 per cent i.e. 670.07 lakh persons are urban poor and 27.09 per cent, i.e.
1932.43 lakh persons are rural poor (Government of India, Press Information
Bureau). Bhagwati (2000) contends that economic growth improves incomes, pulls
up people out of poverty, improves literacy, helps spend more on public health and
does much more along these lines. He attributes an annual growth rate of 3.5 per
cent for almost a quarter century upto the early 1980’s to the following set of
policies:
The poverty alleviation in India leaves a lot to be desired. As Kothari (1993, pp147)
aptly puts across, “Laws have been enacted but rarely implanted. Policies have
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Few programs that have been implemented have rarely reached the intended
various fiscal benefits have either been fraudulently diverted to ineligible individuals or
have been restricted to very narrow elites of the economically weaker and minority
communities.”
energy method). The Planning Commission defines poverty lines as a per capita
monthly expenditure of Rs 49 for the rural areas and Rs 57 in urban areas at 1973-74 all
India prices. These poverty lines correspond to a total household per capita expenditure
intake of 2,400 calories per person in rural areas and 2,100 in urban areas. Individuals
who do not meet these calorie norms fall below the poverty line
(www.wnln0018.worldbank.org).
Despite a high GDP growth in mid nineties in India poverty reduction has been
sluggish in India. The poor states in the north and east, containing 40 per cent of India’s
population have lagged in reducing poverty since the late 1970s (World Bank Report
“Institutional weaknesses and governance issues exacerbate the lack of funds. Numbers
official statistics. For example in 1995-96, the NSS showed gross attendance ratios of
85 per cent versus the Department of Education’s gross ratio of 104 per cent. Large
fractions of poverty funds go to administrative costs or are diverted, leaving less for the
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poor. A study in Uttar Pradesh suggests that under the new targeted public distribution
system, much of the grain that reached the public distribution centers went to the poor,
but there was a 40 per cent shortfall between off take and what reached the distribution
centers.”
Concerted policy action is required to lift more than 300 million poor out of poverty.
India’s anti poverty strategy comprises of a wide range of poverty alleviation and
employment generation programmes, many of which have been in operation for several
The data drawn from the Ministry of Rural Areas and Employment and other concerned
a large gap between targets set for various schemes and the achievement. In many cases
it is even less than 50 per cent. In such a state of affairs, the desired objectives are
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difficult to achieve. Hence there is a need for people themselves getting involved in the
A look at the education and health sector yields some interesting insights into the
Indian scenario. The health services in India indicate that there is a huge gap in the
facilities and the numbers who need help. The data from Ministry of Health and Family
following:
The number of medical colleges in India has grown from 28 in 1951 to 165 in 1997.
The number of hospitals has grown from 2,694 in 1951 to 15,097 in 1996. The number
of dispensaries has grown from 6,515 in 1951 to 28,225 in 1996, community health
centres from nil in 1951 to 22,446 in 1997. The number of hospital beds has grown
from 117,178 in 1951 to 870,161 in 1996. The numbers of doctors have grown from
61,840 in 1951 to 484,410 in 1997 and nurses from 16,550 in 1951 to 565,696 in 1996.
As per the Human Development Report (HDR) 2001(p 48) the number of physicians in
India for the period between 1990-99 was 48 per 100,000 persons. Only 35 per cent of
the population had access to essential drugs (HDR, 2001, p160). Only 31 per cent of
the population in India had access to adequate sanitation (HDR, 2001, p 160). The data
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Internal External • Malnutrition
Causes Factors • Ill – health
Lack of employment • Low self esteem
Lack of
opportunities • Powerlessness
willpower
• Illiteracy
Discrimination • Humiliation
Laziness
• Related social problems
Lack of social
Lack of skills/ cohesiveness
o Child labor
knowledge o Drugs
Lack of education o Prostitution
Lack of drive o Breaking of
Lack of technology family bonds
Lack of o Delinquency
Weak income generating
hope o Lack of hope
capacity
Lack of financial
resources
Lack of integrity
Culture
Lack of institutional
framework
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MODEL OF POVERTY – CAUSES AND MANIFESTATION
The model presented above attempts to identify the causes of poverty and the
manifestation in the real world. As can be seen from the figure it attempts to segregate
the causes as internal and external causes and these are also related to each other. The
necessary to understand the causes of poverty. Only when the cause is known, can the
issues be addressed in a right manner. All the causes and manifestation factors are
routed in the literature and for detailed evidence for these factors kindly refer to the
The following paragraphs highlight the interventions taken at the grassroot levels.
These cases pertain to the education, provision of employment, housing, water, health
The Social Work Research Center (SWRC) through its Barefoot College is an example
employment, can be educated, could use local knowledge and technology for water and
food, can manage itself as a sustainable unit. Similarly, SEWA is another case which
empowers the poor self employed people and the interventions cut across different
sectors such as shelter, employment, health, education, crèches, standing up for the
cause of self employed workers and raising issues on their behalf. The case study on
SPARC focuses on the use of local technology in the area of shelter and empowerment
of women. The Building Center Movement also focuses on the provision often shelter
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to the poor communities. The case of Sambhav highlights the use of local seeds and
The Barefoot College exemplifies how education has to be rooted into the ground
reality of working children who have to support their parents for livelihood. It runs
night schools and also empowers children by giving them responsibility for various
tasks.
The Social Work Research Centre (SWRC) has been working in rural communities in
India to improve the quality of life of the rural poor. SWRC has worked to address
basic needs: water, health, education, employment, social awareness and conservation
of ecological system. while enrolling individuals in the processes that govern their
lives. A voluntary agency, SWRC’s main center is in the village of Tilonia in the Silora
Block in the Ajmer district of Rajas than. The organization began its work in 1972 in
Tilonia, by opening a Barefoot College, because a rural development agency could and
should not work from a village. Rural development required living among those people
who would effect and be affected by that development process. SWRC programs were
The College benefits the poorest of the poor who have no alternatives. It encourages
practical knowledge and skills rather than paper qualifications through learning by
doing process of education. The College spread over a 60,000 square feet consisting of
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residences, a library, dining room, meeting halls, marketing outlets, an open theatre, a
visual unit, handicraft production centre, a puppet workshop and a 400,000 litre rain
water harvesting tank entirely built and supervised by the local people. The College
serves a population of over 100,000 people both in immediate as well as distant areas.
Philosophy
The philosophy at the Barefoot College is that people are encouraged to make mistakes
so that that they can learn humility, curiosity, the courage to take risks, to innovate, to
improvise and to constantly EXPERIMENT. It is a place where all are treated as equals
and there is no hierarchy. The Barefoot College believes that development programs do
not need urban-based professionals because para professionals already exist in the
villages whose wisdom; knowledge and skills are neither identified, mobilized nor
in the world that the community has members who have the knowledge, the
skills, the wisdom and the faith to identify and solve their own problems
• Third by informal, non structured, on the job practical training until such time
as the person has acquired the confidence, the competence and the capacity to
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• Fourth, by choosing an area, which is remote, inaccessible and very difficult
from the so-called experts who are dying to make sure you fail.
People who have no formal educational or professional degree run today all the
programs. An individual’s will to learn and aptitude for learning is more important than
any formal degree or paper qualification. The new campus at Tilonia was designed and
built by one of the villagers, who can barely sign his own name. The campus itself
reflects the adaptation of both traditional as well as new methods and technologies. Old
traditional methods have been used to keep the buildings cool while solar energy is
used to provide electrical power to the campus. People with minimum paper
qualifications work as- night school teachers, health workers, computer operators, solar
engineers or hand pump mechanics. Basic literacy, health and first aid skills are also
taught. In this way each individual learns about the entire organization, its mission and
it’s functioning.
Sustainability
• It generates employment
The Centre does not provide free services. A nominal fee is charged for all services
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electrification for lighting. Almost 98 per cent of the workers are from neighboring
rural areas.
Technology Orientation
SWRC believes that new trends in technology and high tech machines are not always
Adapting and improving on pre-existing, traditional ways is often more effective than
• It will work anywhere in any poor rural community anywhere in the world
• The rural communities are neglected, deprived and forgotten so they have no
choice but to develop and depend on each other and not on people from outside-
thus all knowledge and all skills are useful, necessary and respected
• Where the percentage of ILLITERACY is high so the oral tradition is rich and
knowledge skills are traditionally passed down from one generation to another.
• Those who are dropouts, cop-outs, washouts and who are rejected by the society
• Those who have no possibility of getting the lowest of the low government job.
They have no choice but to stay and the investment in the training is not wasted.
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They will earn the respect of the communities they serve because of the service
Organization
The Barefoot College concept is percolated to the communities in the 110 villages of
the Silora block through the 12 SWRC field centers. The field centers have the freedom
to decide their own course of action. Each serves between 9 and 35 villages. The
College has over 400 staff members working full time in various activities related to
basic services. They have no formal qualifications for the job they are doing. With the
has revived. Indigenous institutions and decision-making processes have been activated
and villagers have gained new confidence. They increasingly recognize their own
strengths and assign value to their own skills- something that was never felt before.
The Barefoot College and Children’s Parliament of Tilonia, Rajas than has won the
Children’s World Award (Sharma, 2001). The award, considered the “Children’s Nobel
Prize’” is a unique global award for organizations that champion the rights of children
through their activities. Queen Silvia of Sweden at Grips holms Castle in Marie Fred
presented the award on April 18, 2001. The award carries a prize of $12,500. The prize
money is to be spent on activities conducted by the College for the rights of the
children.
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UNIQUENESS AND IMPORTANCE OF BAREFOOT’S EDUCATION
INITIATIVE
The efforts of the Barefoot College are commendable as the education infrastructure is
in a deplorable state. The quality of school infrastructure leaves a lot to be desired. The
fifth All India Educational Survey conducted in 1986 found that 40 per cent of schools
did not have a permanent building and 9 per cent did not have any building at all
(NCERT, 1992). As far as the availability of other basic facilities was concerned
60 per cent of schools had no drinking water, 89 per cent did not have toilets, 40 per
cent had no blackboards and 70 per cent had no library. Six years later there is little
change (NCERT, 1977). As government and local bodies run the majority of the
schools (92 per cent), the state has primary responsibility for bettering the quantity and
quality of schools. The problems of physical distance for children from a school are
Madhya Pradesh where an Education Guarantee Scheme was introduced in 1997. They
quote Gopalakrishnan & Sharma (1998) wherein they mention that the government
guaranteed the provision of a teacher, teacher training and basic materials within 90
days of a request from a community for a primary school as long as there were a
minimum of 40 children (25 in tribal areas). It led to setting up of 15, 568 schools in
one year. On the negative side, the measly expenditure on the scheme (teachers
monthly salary of $10 a month and children given free books worth half a dollar).
Swaminathan & Rawal (2000) point that there were two major reasons for failure of
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this scheme. There was no commitment of additional financial resources for the
scheme. Second it required a local community start a school and run it successfully for
two years, with some minimal help from the government in terms of teaching materials
basis. It is not clear if other assistance includes even basic salary for teachers and some
teacher training.
Nearly 38,000 additional teachers’ posts are lying vacant in primary and upper primary
(Hindustan Times, 2000). Against 83,045 sanctioned posts for third teacher in primary
schools, the States have so far appointed only 74, 463 teachers. Till March 10, 1999 as
scheme were lying unutilized. The Parliamentary Committee says that this situation
In light of the above mentioned facts, the interventions initiated by Barefoot College
hold a lot of merit as they involve local community, are flexible keeping in mind their
commitments to generate food for themselves. It also gives them practical knowledge,
INTERVENTIONS IN EDUCATION
The College runs a series of night schools in several villages in and around Tilonia
where children are taught in the evenings, after they finish their day’s work. The
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college students have their own parliament, the representatives to which are elected
from amongst the boys and girls attending the different night schools.
Night Schools
More than 80 night schools have been set up for the benefit of working children. Nearly
1,200 girls and over 1,500 boys who tend cattle during the day attend these schools
after dark. Solar lanterns maintained by rural solar engineers power more than 68 per
cent of these institutions. All teaching aids and learning materials used in the night
schools are made from waste materials. Instruction is informal and curriculum is
focused on practical knowledge and experience. Since most children tend cattle, they
learn basic husbandry along with reading maths. Cattle attend night schools for five
years. Children monitor their own schools by electing their own representatives.
Childrens’ Parliament
The childrens’ parliament controls and supervises the night schools. It is based on the
belief that giving power to the people who have a vested interest in the school is the
best way of ensuring its success – as well as making the children aware of political
structure and processes. This form of education related activism provides a heightened
awareness of the system, its workings and avenues for readdressal of local grievances.
There is also a provision for teacher training and there is a mobile library which goes
from village to village and from where the children from the night school can borrow
books.
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Concrete Outcomes
Hand Pumps
More than 1,500 India Mark II hand pumps were installed between 1979 and 1995.
Over 300,000 people continue to benefit from these hand pumps. Despite claims by the
government that it was technically impossible 28 hand pumps were installed at 15,000
Since 1993, the College has focused on water harvesting and dipped water systems as
the emphasis has moved beyond providing clean water to provide easy access to
drinking water. 12 villages, 12,000 connections and 15,000 people now benefit from
community piped water systems, designed, planned and implemented entirely by the
village people. These communities pay Rs 20 per month fro two hours of water per day
(http://www.barefootcollege.org/html/water.htm.)
This water is the only safe option in areas of brackish water with high iron and
fluoride content.
• 753 hand pump mechanics trained to carry out all repairs for the 45,000 hand
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CONTRIBUTION TO EDUCATION
Health
Barefoot College has remarkable achievements in the health sector too. Begun in 1973,
the health center served as a small dispensary. Villagers are now charged a nominal
amount for medicines. A team of doctors pays regular visits to villages for routine
health examinations. Today more than 200 health centers serve villages throughout
India. Since 1986, the Barefoot College has been using biochemic medicines.
Biochemic medicines are a set of 12 medicines, which can be combined and used for
different ailments. The college has developed 28 medicines using the twelve root
medicines; at least one field staff member in every village has been trained in this
alternate system of medicine and serves as the field center’s svasthya karyakartas or
health workers.
Today more than 200 health workers serve a network of Indian villages trained to
tackle the health issues and minor injuries. The health workers can give artificial
respiration in emergencies and take a patient to the nearest government hospital when
necessary. Health workers also teach villagers about basic health issues including
midwives are trained in proper delivery methods as well as pre and post natal care of
the mother and the child. In case of birth complications that cannot be tackled in the
village, the dai escorts the expectant mother to the nearest hospital.
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ENVIRONMENTAL INITIATIVES
Barefoot solar engineers have installed solar photovoltaic units across 10 states of India
• 500 solar lanterns manufactured at the college fro 200 night schools across the
country
• 104 fixed solar units for night schools to replace kerosene lamps which have a
• 25 remote and inaccessible villages in Ladakh have 36 kws of solar panels that
• In Leh and Kargil districts, solar energy initiatives have saved a total of 59,000
liters of kerosene.
• 79 rural youth as barefoot solar mechanics with absolutely no aid from urban
professionals
• 130,000 liters of kerosene saved, by replacing generators and oil lanterns with
solar power
Funded by the European Commission, the College is working with Programme Asvin
to develop and disseminate solar energy systems for villages in the Himalayan region
of India. The project is bringing solar powered lighting to 30 villages in Sikkim, Uttar
Pradesh and Ladakh- as well as demonstrating how local knowledge and practical skills
can make these villages completely self sufficient technically and financially.
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WASTELAND DEVELOPMENT
Most of the land owned by the government or village and reserved as fodder ground is
desert like conditions. The Barefoot College helps rural communities to regenerate this
land. The College provides seedlings from its nursery of draught resistant trees, shrubs
and grasses. The villagers themselves plant the trees and shrubs, which will become a
source for fuel and fodder. Every wasteland has a watchman who prevents trespassing
or misuse.
The Barefoot College aims to drought proof these areas by employing various
strategies:
• Wasteland development
• 207 underground tanks with a total capacity of 11.5 lakh liters built for rain
water collection in Rajasthan thereby employing 4,000 persons
• 12 million liters of water collected in 1996-97 in rural schools and centers
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• 2,325 landless laborers have given 93,500 days of employment to build
these tanks
• 90 lakh liters of water was collected at Re 0.25 per liter in 1996-97 with
WATER
Lack of access to clean water and sanitation is a problem that affects large number of
people. Water is a wholly renewable resource. This may be true in a geological time
scale but in a yearly or even centennial cycle this is not necessarily the case. Most
surface water does replenish itself on a weekly to yearly basis but ground water, which
is a major source of fresh water, has an average renewal cycle of 1,400 years
(UNEP/GEMS, 1991). Without artificial aquifer recharge ground water reserves cannot
be considered completely renewable and the use of water from them reduces the overall
supply. The increase in demand for freshwater has resulted from a rapid growth in
both rural and urban (Martin and Martin, 1991). In many countries agriculture can
account for upto two thirds of human water demand. India is reported use 97 per cent of
its fresh water supplies for irrigation (UNEP/GEMS, 1991). With 21 per cent of the
world’s population, China has to survive on only 7 per cent of the world’s total fresh
water resources. Some 300 major Chinese cities face water shortages (Glenn &
Gordon, 2000). Japan changes seawater into drinking water and exports that technology
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Water is a public good, which if maintained unspoiled and vital free good for all human
beings. Well known in the economic literature, the main cause of pollution in general is
the fact that the industrial processes are not based on full cost pricing (Henderson,
1999) including environmental and social costs of the industrial activity in the
production of a private good. There is no doubt that if we can create new institutional
designs that can bring the right incentives for industry to develop technologies that
conserve this vital public good, technology may have a huge impact on the well being
of the poor.
drinking water for the masses. Water is a natural product. It cannot be a monopoly for
only rich. Do as individuals we have no obligation to ensure that everyone gets his
About 70 per cent of the world’s fresh water supply goes to the agriculture, a figure that
approaches 90 per cent in highly productive Asian Countries such as China and India,
which rely on extensive irrigation (Shah & Strong, 2000). The shortage of fresh water
per cent. Reduction on morbidity from better water supply and sanitation is estimated
to be 26 per cent for diarrhea, 27 per cent for trachoma, 29 per cent ascariasis, 77 per
cent for schistosomiasis and 78 per cent for dracunculiasis. Mean reduction is diarrhea-
specific mortality can be 65 per cent, while overall child mortality can be reduced by
55 per cent.
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CASE OF RAJASTHAN FOR WATER INTERVENTION: THE BAREFOOT
In Rajas than more than 30,000 hand pumps are being maintained by over 1,000 Hand
Pump Mechanics (HPM’s) who have replaced government caretakers, block mechanics
and the mobile maintenance unit. This decision to scrap the top heavy, prohibitively
community based repair and maintenance system, was taken years ago by the State
Government of Rajasthan. The idea of barefoot mechanics - who have been given
adequate training in repairing and maintaining hand pumps in their own villages -
the Prime Minister’s Technology Mission. The initiative for the HPM scheme came
from the villagers themselves. The question was what was so special about the hand
pumps that they require an entire government department and a battery of personnel
and equipment to repair it. So the use of the Training of Rural Youth for Self
Employment (TRYSEM) was made to train. THE HPM’s chosen under the TRYSEM
program were mostly semi literate and landless youth. The majority being agricultural
laborers from the poorest families in the villages. What they possess are practical skills
picked up from working and improvising in the village. Unlike the engineer, who does
not really suffer if the handpump is out of order, the HPM has a stake in the efficient
providing a vital service. He is not a government servant but has his roots in the village
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As contrast to this in the government run three tier system the caretaker provides a free
service and depends on the block mechanic who in turn depends upon on the mobile
maintenance unit. The fact that the caretaker has only a limited function while the
others draw large salaries reflects the fact that there is a total ignorance of the
Another case of water management gives insight into the management of the local
technologies. In Dadu Block (in Ajmer district) around the Sambhar Lake, the largest
salt-water lake in Asia, the water is at a depth of more than 40-50 feet, is saline and
therefore unfit for human consumption and irrigation purpose. The entire land is barren
but the forest cover is very marginal. The only source of water are open ponds and
shallow wells that get filled during the rainy season between July and September. The
average rainfall is merely 200 to 400 mm per year. By April the ponds are virtually dry
and women have to walk 4 kms to fetch water. Animals and human beings are forced to
Collection of rainwater off the roofs, to be stored and used for drinking water purposes
seemed the only solution to the drinking water problem in this harsh terrain. This was
an option, which could be easily managed and controlled by the village communities
1986. They were first built in schools in order to provide the children with safe
drinking water. The attendance in these schools better because there was now clean
water available freely. The tanks constructed as of 1992 have an average capacity of
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30,000 liters and are used not only by the children but by the rest of the village
community too.
The run off water from the roofs drains via pipes, which, in turn, are connected, to an
underground tank. The roof and its walls are repaired and made waterproof and are kept
clean. There is a hand pump attached to the top of the tank to prevent contamination by
dirty unhygienic buckets being dipped inside. Five hours of heavy rain on 600 square
feet of catchment area is adequate to fill a 40,000-liter tank. The experience of the
schools has been that this volume provides enough drinking water for 50 children over
12 months.
The tanks are constructed using limestone, bricks, stones and cement. The cost of
construction is under Re1 per liter. Skilled masons, to be found in almost every village
are the only experts who are required. Over a period of three years, the workers of
Prayatna Sansthan have overseen the construction of over 30 tankas in as many village
This case illustrates how communities can be self sufficient on the food aspect. The
organic farming, soil and water conservation models demonstrated by Sambhav are
remarkably low on cost with the simplest of the techniques. The farming can be done
with the help of materials that are freely and abundantly available to any farmer
anywhere. In the 90 acre, Sambhav farm near Odogaon in Orissa, economist and
environmentalist, Prof. Radha Mohan has shown to the world that it is possible to make
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degraded soil yield gold without the help of irrigation, chemical fertilizers or pesticides
or machines and with little resources that are available to small and marginal farmers.
The soil in Odogaon was most eroded, highly degraded and topsoil was totally washed.
So he took up a challenge that if the experiment would succeed here, it could succeed
anywhere. The first task was to plant huge quantities of weeds like Sabai grass in the
area for soil and water conservation. The vegetative bunds gave a healing touch and the
shallow channels; trays and pits dug around the plantation area ensured that the trees
absorbed each raindrop. Percolation tanks ensured that rain or no rain; the soil would
not go thirsty. Also there are a series of percolation tanks. So whatever water is
collected there, it seeps through the ground providing moisture to the root zones of the
plant. So, instead of water flowing on the surface removing soil, water flows under the
ground. To keep a tree alive during peak summer, Prof. Radhamohan would use an
earthen pot half buried in soil and with a small hole at its bottom. When water is poured
into it, it supplies water to the thirsty roots drop by drop for seven days. Even the weeds
that grow can be cut and dried and used as mulch, a source of manure and moisture.
Cutting weeds, putting them as mulch, using compost and using green manure – these
are within the reach of the poor ordinary people. This technique is capable of being
replicable and can be adopted by ordinary people. Because of this experiment, the
farmers have stopped selling their land. The experiment has been sustained without any
major funding. The land for the 90-acre farm was bought for only Rs 90,000 ten years
ago. Sambhav has been able to generate revenue for the sale of its products and
saplings.
29
HOUSING
Shelter is a basic human need, which needs to be fulfilled. Almost half of Bombay’s 8.7
million people live in dirty slums. About 300 families are added to the city’s population
everyday. Despite the fact that an average of 20,000 to 25,000 housing units are built
every year by public and private housing agencies, it is not possible to provide houses
for 4 million slum dwellers because the system does not provide the resources required
to build for those with limited income and little or no savings at all (Anzorena, 1994).
As shelter is a basic need, it therefore becomes important for cost effective housing
technologies. In the level of low income there is a need for appropriate and cost
• Rising costs
• Access to materials
• Lack of exposure to the construction workers and artisans who are the main link
• Lack of support through building regulatory media, codes and schedule of rates
The Building Center Movement in India has emerged as a grass root level intervention
• Transfer of technology
30
• Training of artisans
• Production of elements
• The building center movement has taken long strides. From Nirmithi Kendra in
Quilon in 1986 in Kerala to Jammu in 1995, there have been 385 building
centres.
The Government of India launched the National Network of Building Centres. The case
of Nirmithi Kendra in India will exemplify how shelter technologies made a difference
to the lives of the people who live at the margins. The case is derived from the MOST
In 1985, for providing affordable solutions to housing, India’s first “Nirmithi Kendra”
was set up in the Quilon District of Kerala by the then District Collector. This was a
saving about 30 per cent of the cost. The movement succeeded in technology transfer
from R&D institutions, in training and employment generation and in developing new
educational programmers. The achievement of this project is that in 1985, this enabled
beneficiary participation with appropriate technology and resources available with the
district administration.
31
• Beneficiary involvement in the process
• Establishing linkages with the R&D institutions for technology selection and
transfer
The Nirmithi concept soon spread across the state and the Government of India
recognized the concept by including it in the Union Budget and the National Housing
Policy saw the growth of the movement at the national level by setting up Building
Centers in the country. A Special Habitat Award was given to the progenitor of the
movement and the Kollam Center gave further impetus to the spread of the Movement.
Commission for Human Settlements at its 14th session in Nairobi (May 1993) adopted a
Centers at the national, provincial and grass roots levels. Nirmithi has become
32
compiled standards and specifications for cost effective building materials and
techniques.
Lack of adequate skills for the new technology used led to investments in skill up
gradation programs in masonry, carpentry, plumbing, landscaping and such other skills
related to housing and habitat. The training activities of Nirmithi include the revival of
traditional architecture with its blending with the modern. Young carpenters and
craftsmen are trained in dying arts such as hand carving and traditional roofing with
2,500 students in 25 colleges are setting up Nirmithi club activities. These clubs aim to
generate the right attitude towards cost effectiveness and environment friendliness
through the use of poster campaigns, demonstration programs, seminars and workshops
for generating awareness among the students, study tours and field visits, career
training programs.
The training centers have contributed considerably to alleviate poverty. The hundreds
of youth and women trained in building material production were productively utilized
at these centers. Employment generation through these production centers in rural areas
has helped to arrest rural migration. For common man needing guidance and
33
The efforts of the institute have been lauded through tax waivers by the government on
Nirmithi buildings and industrial estates. Central government issued orders to waive
excise duty for cost effective materials and instructing state governments to execute 20
per cent of public works through Nirmithi Kendras. Accreditation and incentives being
orders to execute all construction works under the District Administration through
Nirmithi Kendras.
Concrete Outcomes
• In Kerala alone, 38.58 man years of onsite employment and 61.74 man years of
• Targeted different groups such as scheduled castes and scheduled tribes and
women
energy generation using biogas, solar and wind energy, cultivation using
organic manures and herbal pesticides are being practiced here. Eco friendly
development.
34
• Another demonstration of the Nirmithi activity has been the rehabilitation of an
entire community in the coastal area of south Kerala whose main activity was
the brewing of illicit liquor has been rehabilitated through concerted action
SPARC is a Bombay based voluntary organization working with slum and pavement
dwellers. The real challenge in documenting the experiences of women seeking shelter,
which can survive delays, long waiting periods and prolonged negotiations. A
movement, which ensures that women are in the center, stage and fully involved in the
process that educates and trains the people in the process. The model process started in
Bombay in 1984, initiated by a group of poor women in Byculla. SPARC was set up to
explore ways by which a group of professionals could work along with poor
community to resolve problems they felt were critical. It was intrinsic in this aspiration
that women would be central to the process. SPARC began to work with women who
resided on pavements in central Bombay seeing them as the most vulnerable group in
the city. Along with 600 women residing in five settlements, SPARC explored why
poor people can never get secure housing in the city and despite the evidence to the
contrary designed a training programme which equipped women to create human and
organization called Mahila Milan was formed and a three way alliance with SPARC, an
35
NGO, and National Slum Dwellers Federation (NSDF), a federation of dwellers across
India. It began to provide exposure and training to communities who were members in
the federations, also assisting women in these settlements to form Mahila Milan
collectives and negotiate space for participation in community matters. The process
required constant dialogue with the state officials preparing them to understand the
value and advantage of dialogue to the achievement of their work goals rather than as a
favor to poor communities. It also meant tremendous participation in the dialogue with
confidence. There is a need for a change, which not only emancipates the woman but
the entire family. The NGO is a facilitator, while it never withdraws, it transforms its
leadership, never on SPARC. And most important most of these trainers are women.
Impact
• Mahila Milan has a standardized shelter training process and trains communities
• Women in small communities are running credit and saving groups, which have
• Mahila Milan has undertaken construction in all sites where communities get
space for children, women and men for toilets and is managed by women is now
the basis for the design of sanitation being developed in Bombay, Lucknow and
any cities.
36
Uniqueness of the Intervention
The process is sustainable as it involves women centrally from the beginning, creating
an agenda for change based on their needs. It moves at a pace they can manage and see
solutions, which satisfy them and ensures that they can undertake those solutions on
their own. Communities support these processes as women are assisted to negotiate
power sharing with men in a manner which is useful for the relationships of men and
women and which benefits the family and community. The problem is identified and
evaluated to identify its causes and factors restricting in generating the solution. Small
pilot projects are undertaken to test the alternatives, resources, which they do not have,
possible, quantifies what women can do and forms the basis of standardization essential
for large-scale solution. Mahila Milan have undertaken these initiatives in house
EMPOWERMENT
Glenn & Gordon (2000) remark that violence against females between 15 and 44 years
old causes more death and disability than cancer, malaria, traffic accidents and even
war. And 70 per cent of the world’s 1.3 billion poor are female. The survival of the
children is related to women’s economic power and to their role in society. Improving
the status of women could be the most cost effective strategy for addressing most of the
challenges we face at the millennium. Sen (1997) mentions that empowerment starts
with changes in consciousness and in self-perception. This can be the most explosively
created, energy releasing transformation, one from which there is no looking back.
37
Empowerment taps powerful reservoirs of hope and enthusiasm among people used to
YUVA- Youth for Unity and Voluntary Action – is one of the many NGO’s working
in Mumbai for the rights of the urban poor. It organizes youth and women for social
action in housing, health, education and judicial system and offers counseling. YUVA
is also active in policy advocacy. It for instance provides support to pavement dwellers
in Mumbai who are under constant threat of being evicted and of having their
makeshift homes bulldozed by the municipal authorities. Often when people are
evicted, the authorities are offer to relocate them to the outskirts of the city, far from
their work and from their children’s schools. Most soon trickle back to their old
locations and then the cycle starts again. YUVA educates people about their rights-
with respect to housing, employment and schooling for their children. Recognizing
that, as elsewhere, most responsibility for household survival falls on women, YUVA
also supports such activities as women’s savings funds. Similarly there are other forms
SEWA
The Self Employed Women’s Association, SEWA was born in 1972 as a trade union of
self-employed women. It grew out of the Textile Labor Association, TLA. India’s
oldest and largest union of textile workers in 1920 by a woman, Anasuya Sarabhai.
SEWA ‘s predominant goals are Full Employment and Self Reliance. It believes that
poor women’s growth, development and employment occurs when they have work,
income and food security. It’s the member’s needs and priorities, which shape the
38
needs and priorities of the organization. There are certain questions related to its own
related to enhanced employment, income, food and nutrition, health, child care,
housing, increase in assets, workers organizational skills, leadership, more self reliance
The organization is registered as a trade union under the Indian Trade Unions Act of
1926. The Union is open for membership to self employed women workers all over
India.
SEWA members are workers who have no fixed employee-employer relationship and
depend on their own labor for survival. They are poor, illiterate and vulnerable. They
barely have any assets or working capital. But they are extremely economically active,
contributing very significantly to the economy and society with their labour. Infact 64
per cent of GDP is accounted for by the self-employed of our country. There are three
• Hawkers, vendors and small business women like vegetable, fruit, fish, egg and
• Home based workers like weavers, potters, bidi and agarbatti workers, papad
rollers, ready made garment workers, women who process agricultural products
and artisans
workers, contract laborers, handcart pullers, head loaders, domestic workers and
laundry workers.
39
The association has 318, 527 members and Gujarat membership is 205, 985.
Membership Pattern:
• Co-operatives
• Federations which comprise of arts and crafts, vegetables, savings and credit
associations
40
At the International level, SEWA has presence in South Africa, Yemen and Turkey.
SEWA began organizing workers in the villages in 1979. SEWA believes that the basis
of obtaining higher wages is the capacity and power to bargain. However, the workers
in these areas had neither the capacity nor the power to bargain because they were weak
and vulnerable due to their lack of employment. In a situation where there is an almost
unending supply of labor and limited employment, the workers are unable to negotiate
for themselves.
• Becoming self reliant both in economic terms and in terms of running their own
economic organizations
The role of SEWA can be envisioned by how it worked for the agarbati making
workers. There are 20,000 agarbatti rollers in Ahmedabad city. About 70 per cent of
them are home-based workers and the remainder work in factories. Agarbatti workers
41
roll incense sticks for 8 to 10 hours a day so as to make 5,000 sticks. They get their raw
materials from contractors or local employers. Women whose husbands or other male
family members are laid off from the city textile mills obtain employment in this
industry. For the first time ever, thirty agarbatti workers held negotiations at SEWA
with fifteen of their employers. They demanded that employers contribute 75 per cent
of the insurance premium and workers would provide the rest. They also asked for the
problems like back strain. The employers have promised to consider these demands and
The case of Mazdoor Kisan Shakti Sangathan (MKSS) illustrates the strength of the
collective group. It is more powerful than the legal mandate and can turn around the
situation if people collectively stand up for their rights. Aruna Roy quit IAS in 1974 to
work with the Social Work Research Centre (SWRC). She set up the Mazdoor Kisan
and right to information. Ramon Magsaysay award for Community Leadership. She
was instrumental in launching Jan Sunvaai, which is a people’s court where people can
come together at a place and air their grievances in the presence of officialdom. This
gives them an opportunity to know what is being done for them or not being done by
them by those who are in power. It is also a forum for public audit to know from the
authorities how much was spent. Jun Sunvai has given an opportunity for ordinary
citizen’s to interact with officialdom and people’s representatives. The demand for
42
critical control over these, the poor cannot change the world they live in to bring in a
In the early 90’s the Mazdoor (Labor) Kisan (Farmer) Shakti (Strength) Sangathan
MKSS prepared no project proposals, had no registered society, took no foreign funds
and recruited no staff. All they did was walk from village to village asking simple
questions – did the people know how much money was coming to their village for
and corruption of public funds and a 53 day strike in Jaipur in front of the State
Assembly. The strike ended when a gazette of the State Government (a written
government order) more than meeting the MKSS demands was made public.
CONCLUSIONS
The lessons that can be derived from the analysis of these cases are as elaborated
below:
Simple Technologies
computers in the villages is not a solution. The reality is that there are large number of
people who are illiterate, are unemployed and need to be employed meaningfully so
that they could earn their livelihoods. In the cases seen above in various sectors it has
43
been observed that the technologies which were used very basic, were easy to
understand and people have been knowing these for long times. So the solutions were
not imposed from outside but were generated by the communities themselves. The case
of the Barefoot College at Tilonia indicates that even the illiterate people can be trained
if the technology is easy to understand. Simpler the technology is, higher would be its
Despite technology advances, the problem of drinking water and sanitation is still
prevalent. In the olden days, they did not have trained doctors, architects or biologists.
They did not depend on theory but applied the wisdom they had acquired over the
centuries. Many communities are so fed up with the current state of affairs that they
demand they be left alone to identify and solve their own problems (Roy, 1999). The
knowledge (IK) as ‘the unique, traditional, local knowledge existing within and
developed around the specific conditions of women and men indigenous to a particular
geographic area.’ Indigenous knowledge can provide insights into the area of food
since people have been using them in the past for surviving through centuries. It needs
generation to generation. The solution does not lie in inflicting western solutions on
44
communities. Interventions fail to induce people to participate because of the absence
of instruments and mechanisms that enable them to use their own knowledge.
The use of traditional knowledge, skills and wisdom promotes active community
involvement because people depend more on each other. The use of traditional
knowledge demystifies the local technologies that will be the basis for sustainable
solutions in the future. The more people who understand and try out a technology, the
greater the chance of the technology getting accepted. In 1997-98, through the use of
centuries old technologies, a total of 12 million liters of rainwater was collected in 100
schools attended by 3,000 children at the Barefoot Schools. The cost was a mere USD
0.10 a liter. The schools have teachers with no qualifications. Over 150 young people
from nine states of India have been trained as barefoot solar engineers. They have
equipped over 2,000 houses in the Himalayas with solar electricity. The practice could
be transferred to other places and situations, but it is essential that several conditions be
45
Solutions to Be Built Around the People through Their Involvement
The people need to be kept in mind for whom the solutions are being generated.
Another important aspect that is important is the total involvement of the people at the
grass root levels. No external agent can bring about the change in the community
externally. Unless the people stand up for themselves, nothing can change. They would
have to be united together to stand up for their rights and there is a need for facilitators
rather than consultants. These should be the people who can identify themselves with
these people and live with them so as to experience what it means to live a life these
people live. The solution for any community has to be a sustainable solution that leads
to a process, which is self-sustaining. It can only happen if the use of the local know
how is usefully channelised so that it can be sustained in the long run. The case of
Tilonia as discussed in the paper is an example of the same. The people need to be
sensitized to the change. Acceptance of change is far easier when there is a suitable
The biggest problem of the poor people is the lack of information on what is happening
around them. The government starts so many programs for the poor people but the
benefits never reach down to the poor people. The government needs to communicate
the information to the poor about the programs and most important monitor the
implementation of the same. For example the much hyped Swarna Jayanti Sahari
Yojana and Swarn Jayanti Swarojgar Yojana, which was launched in April 1999, have
failed to benefit even 5 per cent of the target in Orissa. Bamboo craftspersons in
46
Bhubaneshwar who were supposed to be the beneficiaries of the Swarna Jayanti Sahari
Yojana was meant to help people rise above the poverty line. In the last two years,
since the scheme began, not a single person received even a rupee as a loan
(www.ndtv.com, 1 Mar, 2001), Pro poor Policies let down by the lack of reform). In
Khurda district, out of a total of 20,000 families living below the poverty line, only
4,500 of them were sponsored for loans by the government. The bank sanctioned 1,273
loans out of which only 904 people have so far received the money.
Recent news reported in the press is an eye opener. The drought affected people in ten
districts of Rajas than protested to highlight that though the Food Corporation of India
god owns were bursting with food grains, people remain hungry. In godowns in India,
the FCI has nearly 410 lakh tonnes of food grains, nearly an estimated 139 lakh tones is
in excess. It costs the government Rs 420,000 lakhs just to store these food grains in
Rajas than (www.ndtv.com, 17 May, 2001). The Food Corporation of India has in
recent years been grappling with the problem of how to take care of the huge surplus
food grain which is fattening ever growing army of rodents or simply rotting away in
its badly managed warehouses. (Times of India, 11 May, 2001). So there is a need for a
better management of the resources. With little changes in the way things are operated,
The income and consumption patterns of the poor are changing. The shift is away from
course grains to wheat, paddy and oilseeds. Singh (2001) has analyzed the dynamics of
47
the cropping patterns. A drop of 50 per cent in the cultivated area of sorghum, little
millet and finger millet has come about just in the past decade. It was in the 1980’s that
the Public Distribution System (PDS) became a welfare instrument to provide essential
items at nearly half the market price. Neither crop loans nor crop insurance are
available for these groups. Also there are no subsidies. The promised minimum support
chemical composition of course grains is better than rice and wheat in many cases.
Pearl millets have a higher concentration of protein, fat and minerals particularly
calcium.
The 1999-2000 Union budget projected a cut in the central deficit of 0.9 per cent of
GDP. Achieving this target depends on substantial rise in tax revenue and containing
revenue expenditure growth to only 9 per cent. The interest costs of the debt have
increasingly crowded out infrastructure, maintenance and social spending in central and
state budgets. Implicit and explicit subsidies at the center and especially at the state
levels are a major factor in the deficit (World Bank Report, 2000). The Ministry of
Finance estimated these subsidies at over 14 per cent of GDP in 1994-95.In addition to
increasing the deficit, they are distortionary, non transparent and at best have uncertain
equity consequences. At worst they are anti equity. Another structural factor is the
deficit in the tax system, which is declining by over 1.5 per cent of GDP over 1991-98.
TRANSPARENCY
48
a relationship with political corruption. Oyen (1997) in Human Development Report
(1997) pp95 mentions that poverty often serves the vested interests of the economically
powerful, who may depend on the poverty stricken to ensure that their societies run
smoothly. A mobile pool of low paid and unorganized workers is useful for doing the
“dirty, dangerous and difficult” work that others refuse to do. Corruption in government
increases poverty in many ways. Most directly, it diverts resources to the rich people
who can afford to pay bribes and away from the poor people who cannot (Transparency
enterprise and away from labor-intensive activities more likely to benefit the poor.
Corruption also weakens the government and lessens their ability to fight poverty. It
reduces tax revenues and thus the sources for public services. Most generally,
corruption eats away at the fabric of public life – leading to increased lawlessness and
Where corruption is rampant and evidence is in place that development funds have
never reached the target segment, it is all the more required. The Barefoot College is
evidence where through the Jansunwai; it shared all the financial details with the people
for whom the development work is being done. It must involve participation by the
information to the doorsteps of the poor people. There is an urgent need to ensure
to disseminate simple, practical knowledge which will save their lives, increase
awareness and stimulate development. Properly used, media can help reduce the
49
conflict and strengthen local organization. It can help reduce poverty through providing
information on how people of their type somewhere else are handling their situation.
The poor have inadequate access to information, technology, expertise and resources.
Interventions taken in one sector have an impact on the other sector and there are strong
inter linkages between the same. Improving health outcomes not only improves well-
being but also increases income-earning potential. Increasing education not only
improves well-being but also leads to better health outcomes and to higher incomes.
Providing protection for poor people not only makes them feel less vulnerable – it also
allows them to take advantage of higher risk, higher return opportunities. Increasing
poor peoples voice and participation not only addresses their sense of exclusion – it
also leads to better targeting of health and education services to their needs.
Survival within poverty includes many strategies, which are combined in a process
aimed not just at income in the broadest sense but also at assurance against the stresses
and shocks to which poor people are particularly vulnerable. One such strategy is a
mixture of jobs, some temporary, some full time, some self employed, some working
for others. Technology could play a vital role in the elimination of illiteracy. For
example, the information technology could be utilized to make the education reach to
using various means in the rural areas. It could address concerns like addressing the
problems faced by craftsmen, a farmer or a person who runs a leather tannery among
others. Another important aspect that can be addressed by the IT could be converting
50
entire literature in a language, which the masses understand. But IT alone cannot be a
solution. The solution has to be rooted into the reality of the situation.
51
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53