Characterizations For The Generalized Frac-Tional Integral Operators On Morrey Spaces
Characterizations For The Generalized Frac-Tional Integral Operators On Morrey Spaces
1. Introduction
In this paper, for a measurable function ρ : (0, ∞) → (0, ∞), we are interested
in the generalized fractional integral operator Iρ given by the formula
∫
ρ(|x − y|)
Iρ f (x) := f (y) dy, x ∈ Rd ,
R d |x − y| d
that is, there exist some constants C > 0, q ≫ 1 such that, for all balls
(∫ )1/q ∫
B, B
V (x) q dx
|B| ≤ C B V (x) |B|
dx
, then the operators V γ (−∆ + V )−β
with 0 ≤ γ ≤ β ≤ 1 and V γ ∂j (−∆ + V )−β with 0 ≤ γ ≤ 21 ≤ β ≤ 1,
β − γ ≥ 21 and j = 1, 2, · · · , d also fall under this scope [10]. We refer to
[6, Sections 3 and 4] for a detailed description of these facts. Below, we
∫1
assume that 0 ρ(s) s ds < ∞, so that the fractional integrals Iρ f are well-
defined, at least for characteristic functions of balls. In addition, we shall also
assume that ρ satisfies the growth condition: there exist constants C1 > 0 and
0 < 2k1 < k2 < ∞ such that
∫ k2 r
ρ(s)
sup ρ(s) ≤ C1 ds, r > 0. (1.1)
r/2<s≤r k1 r s
This condition is weaker than the usual doubling condition: there exists a
constant C2 > 0 such that C12 ≤ ρ(r)ρ(s) ≤ C2 whenever r and s satisfy r, s > 0
and 21 ≤ rs ≤ 2. See [24] for some examples and more explanation about these
two conditions.
We note that if ρ(r) = rα , with 0 < α < d, then Iρ = Iα is the
classical fractional integral operator, also known as the Riesz potential, which
is bounded from Lp (Rd ) to Lq (Rd ) if and only if p1 − 1q = αd , where 1 < p, q <
∞ [19]. The necessary part is usually proved by using the scaling arguments.
See [4, 7, 8, 26] for some recent results on the boundedness properties of Iρ .
Our first theorem below characterizes the function ρ for which Iρ is
bounded from Lp (Rd ) to Lq (Rd ) for 1 < p < q < ∞.
Theorem 1.1. Let 1 < p < q < ∞. The operator Iρ is bounded from Lp (Rd )
to Lq (Rd ) if and only if ρ(r) ≤ C rd(1/p−1/q) for all r > 0.
Theorem 1.1 is a corollary of Theorem 1.3 and we prove and deal with
Theorem 1.1 as such. For ρ(r) = rα , Theorem 1.1 reads that the operator
Iρ is bounded from Lp (Rd ) to Lq (Rd ) if and only if αd = p1 − 1q , where
1 < p < q < ∞.
Our primary aim here is to characterize the function ρ for which Iρ is
bounded from one Morrey space to another. We obtain the characterizations
by estimating the norm of the characteristic functions of balls and the val-
ues of the corresponding fractional integrals on smaller balls. Theorem 1.1
extends to the next result on Morrey spaces. For 1 ≤ p < ∞ and 0 ≤ λ < d,
recall that the Morrey space Lp,λ = Lp,λ (Rd ) consists of all locally integrable
functions f on Rd for which
[ ∫ ] p1
1 1
∥f : Lp,λ ∥ := sup (λ−d)/p |B(a, r)|
|f (x)|p dx < ∞.
a∈Rd , r>0 r B(a,r)
Note that Lp,0 (Rd ) = Lp (Rd ) for 1 ≤ p < ∞. See [18] for more information
about these spaces. The following theorem generalizes the previous charac-
terization in Theorem 1.1. Theorem 1.2 follows from Theorem 1.3 and we
prove and deal with Theorem 1.2 as such again.
Generalized fractional integral operators on Morrey spaces 3
Theorem 1.2. Let 1 < p < q < ∞ and 0 ≤ λ < d. Assume that ρ satisfies
(1.1). Then the operator Iρ is bounded from Lp,λ (Rd ) to Lq,λ (Rd ) precisely
when one of the following equivalent conditions holds.
(a) ρ(r) ≤ C r(d−λ)(1/p−1/q) for all r > 0.
∫r
(b) ρ̃(r) = 0 ρ(s)
s ds ≤ C r
(d−λ)(1/p−1/q)
for all r > 0.
Now we shall state our main result in full generality. We state result for
generalized Morrey spaces. For a certain function ϕ : (0, ∞) → (0, ∞), we say
that a function f belongs to the generalized Morrey space Lp,ϕ = Lp,ϕ (Rd ),
where 1 ≤ p < ∞, if
[ ∫ ]1/p
1 1
∥f : Lp,ϕ ∥ := sup |f (x)| dx
p
< ∞.
a∈Rd , r>0 ϕ(r) |B(a, r)| B(a,r)
Note that if ϕ(r) := r(λ−d)/p for some 1 ≤ p < ∞ and 0 ≤ λ < d, then
Lp,ϕ (Rd ) = Lp,λ (Rd ). In [13, p.446] we justified that ϕ is nonincreasing func-
tion such that t 7→ ϕ(t)p td is a nondecreasing for Lp,ϕ (Rd ) ̸= {0}. We refer
to [12, 16] and [24, Section 1] for more information about these spaces.
In this paper, we shall assume that ϕ : (0, ∞) → (0, ∞) is almost de-
creasing [that is, if r ≤ s, then ϕ(r) ≥ C3 ϕ(s)], and that rd ϕp (r) is almost
increasing, [that is, if r ≤ s, then rd ϕ(r)p ≤ C3 sd ϕ(s)p ]. These two conditions
implies that ϕ also satisfies the doubling condition. Denote by Gp the set of
all functions ϕ : (0, ∞) → (0, ∞) such that ϕ is almost decreasing and that
r 7→ rd/p ϕ(r) is almost increasing. Now we present three different criteria for
∫r
the boundedness of Iρ . Recall that we defined ρ̃(r) = 0 ρ(t) t dt.
A geometric observation shows that B(x, R/2) ⊆ B(0, R). Hence, we have
∫ ∫ R/2
ρ(|x − y|) ρ(s)
Iρ χBR (x) ≥ dy = C ds.
B(x,R/2) |x − y| d
0 s
Note that we only use the spherical coordinates to obtain the last integral. □
Generalized fractional integral operators on Morrey spaces 5
Proof. We prove the right-hand inequality, the left-hand ∫ inequality being sim-
ilar. Writing Iρ gR (x) out in full, we obtain Iρ gR (x) = Rd \BR ϕ(|y|)ρ(|x−y|)
|x−y|d
dy.
Since ϕ satisfies (2.1), it follows that
∫ ∫
ρ(|x − y|) ρ(|y|)
Iρ gR (x) ≤ ϕ(|y|) dy ∼ ϕ(|y|) dy.
Rd \B(x,2R/3) |x − y| d
Rd \B2R/3 |y|d
∫∞
Hence Iρ gR (x) ≤ C 2R/3 ϕ(t)ρ(t)
t dt. It remains to write the most right-hand
side in terms of the spherical coordinates. □
The lemma below gives an estimate for the norm of χBR in Lp,ϕ (Rd ).
Lemma 2.3. Let 1 ≤ p < ∞ and ϕ ∈ Gp . There exists a constant C > 0 such
that C −1 ϕ(R)−1 ≤ ∥χBR : Lp,ϕ ∥ ≤ C ϕ(R)−1 for all R > 0.
Lemma 2.3 is proven in [13, Lemma 3.3] and see [5] as well.
Lemma 2.4. Let 1 ≤ p < ∞ and ϕ ∈ Gp . Assume that there exists a positive
constant C > 0 such that
∫ R
ϕ(t)td/p−1 dt ≤ Cϕ(R)Rd/p (R > 0). (2.2)
0
Proof. Since there exists a non-increasing function ϕ1 such that ϕ(r) ≤ ϕ1 (r)
and that Lp,ϕ (Rd ) and Lp,ϕ1 (Rd ) are isomorphic [13, p.446], we can assume
that ϕ itself is decreasing. In this case x 7→ ϕ(|x|) is radial decreasing, so that
[ ∫ ]1/p [ ∫ ]1/p
1 1
p
ϕ(|x|) dx ≤ p
ϕ(|x|) dx (a ∈ Rd ).
|B(a, r)| B(a,r) |Br | Br
∫ ∫r
We have |B1r | Br ϕ(|x|)p dx = C r1d 0 ϕ(t)p td−1 dt ≤ Cϕ(r)p , in view of [17,
Lemma 7.1]. Combining these observations, we prove the lemma. □
If we use (1.6), then we obtain |Iρ f2 (x)| ≤ Cψ(r). Thus, the estimate for f2
is valid as well. □
Remark 3.2. The proof of the sufficient part is similar to, but not the same as,
that in [7, 15]. In this paper, we do not assume that ρ satisfies the doubling
condition and that ϕ is surjective, as we did in [7].
3.2. Proof of necessity
[∫ ]1/q
Proof of Theorem 1.3. Note that ρ̃(R/2) ≤ C |I χ (x)|q dx
BR/2 ρ BR
by
Lemma 2.1. Notice also that ∥Iρ χBR : Lq,ϕp/q ∥ ≤ C∥χBR : Lp,ϕ ∥ since Iρ is
assumed bounded. If we invoke Lemma 2.1, and the doubling property of ϕ,
we have ρ̃(R/2) ≤ C ϕ(R/2)p/q ∥Iρ χBR : Lq,ϕp/q ∥ ≤ C ϕ(R/2)p/q−1 , for all
R > 0. This completes the proof. □
Proof of Theorem 1.4. If we integrate the conclusion of Lemma 2.1 over BR/2
and use the boundedness of Iρ is bounded from Lp,ϕ (Rd ) to Lq,ϕp/q (Rd ),
∫ r ρ(t)
0 t
dt ≤ Cϕ(r)p/q−1 for r > 0. By virtue of Lemma 2.2, we obtain
∫ ∞ ( ∫ )1/q
ϕ(t)ρ(t) 1
dt ∼ d
q
Iρ g(x) dx ≤ Cϕ(R)p/q ∥Iρ gR : Lq,ϕp/q ∥.
2R t R BR/3
∫∞
Since Iρ is bounded, we obtain 2R ϕ(t)ρ(t) dt ≤ Cϕ(R)p/q ∥gR : Lp,ϕ ∥. Now
∫ ∞ tϕ(t)ρ(t)
we invoke Lemma 2.4 to conclude 2R t dt ≤ Cϕ(R)p/q ≤ Cϕ(2R)p/q .
Thus, Theorem 1.4 is proven. □
Proof of Theorem 1.5. By Lemma 2.1 and ∥χBr : L1,ϕ ∥ ∼ ϕ(r)−1 , we obtain
∫ (r) ψ(r)
ρ̃(r) ∼ r−d Iρ χBr (x) dx ≤ ψ ∥Iρ χBr : L1,ψ ∥ ≤ C .
Br/2 2 ϕ(r)
∫∞ ∫
Meanwhile, by Lemma 2.2 and r ρ(t)ϕ(t) t dt ∼ r−d B2r/3 Iρ gr (x) dx, we have
∫ ∞ ( )
ρ(t)ϕ(t) 2r
dt ≤ Cψ ∥Iρ gr : L1,ψ ∥ ≤ Cψ(r)∥gr : L1,ϕ ∥ ≤ Cψ(r).
r t 3
Thus, Theorem 1.5 is proved. □
4. Examples
In this section, we show by examples that Theorems 1.3. 1.4 and 1.5 have
independent interest. Here and below we write
( )
1 −β1
log r (0 < r < e−1 ),
ℓβ1 ,β2 (r) := 1 (e−1 ≤ r ≤ e),
β2
(log r) (e < r).
This function is used to describe the “log”-growth and “log”-decay properties.
Also, we fix p and q so that 1 < p < q < ∞. As Proposition 4.1 below shows,
generalized Morrey spaces occur natuarally.
8 ERIDANI, H. GUNAWAN, E. NAKAI and Y. SAWANO
Proposition 4.1. [25, Theorem 5.1] Let 1 < p < ∞ and s ∈ (0, d/p). There
∫ r d ℓ−1,0 (r)
exists Cp,s > 0 such that Br |f (y)|dy ≤ Cp,s (1+r) s ∥(1−∆)s/2 f : Lp,d−ps ∥
holds for all r > 0 and f ∈ Lp,d−ps (Rd ) with (1 − ∆)s/2 f ∈ Lp,d−ps (Rd ).
We can improve Proposition 4.1 to p = 1 while we cannot delete ℓ−1,0
because it is necessary condition for this estimate. See Example 5 below. The
following example deals more deeply with Proposition 4.1.
( )
Example 1. Let µ1 , µ2 satisfy µ1 , µ2 ≥ 0. Set α = dp − dq and βi = pq − 1 µi
for i = 1, 2. Define ρ(r) = rα ℓβ1 ,β2 (r), ϕ(r) = r− p ℓµ1 ,µ2 (r) for r > 0. Then
d
this pair (ρ, ϕ) fulfills the assumption (1.2) and (1.3) in Theorem 1.3 but fails
(1.5) in Theorem 1.4. More precisely, since α > 0, we have ρ̃(r) ∼ ρ(r) and
∫ ∞
ϕ(t)ρ(t)
dt ∼ ϕ(r)ρ(r).
r t
Example 1 is an endpoint case of the next example.
( )
Example 2. Let λ satisfy 0 < pq − 1 λ < d and − dp < λ < 0. Take µ1 , µ2
( ) ( )
arbitrarily. Set α = pq − 1 λ and βi = pq − 1 µi for i = 1, 2. Define
ρ(r) = rα ℓβ1 ,β2 (r) and ϕ(r) = rλ ℓµ1 ,µ2 (r) for r > 0. Then this pair (ρ, ϕ)
fulfills the assumption (1.2)–(1.5) in Theorems 1.3 and 1.4. Indeed, ρ̃(r) ∼
∫ ∞ ϕ(t)ρ(t)
ρ(r), r t dt ∼ ϕ(r)ρ(r).
The next example concerns the case when the spaces are close to L∞ (Rd )
and the smoothing order of Iρ is “almost 0”.
( )
Example 3. Let µ1 , µ2 < 0. Set β1 = pq − 1 µ1 + 1 ∈ (1, ∞) and β2 =
( )
p
q − 1 µ2 − 1 ∈ (−1, ∞). Define ρ(r) = ℓβ1 ,β2 (r) and ϕ(r) = ℓµ1 ,µ2 (r)
for r > 0. Then this pair (ρ, ϕ) fulfills the assumptions (1.4) and (1.5) in
Theorem 1.4 but fails (1.2) in Theorem 1.3. More precisely, for all r > 0, we
∫∞
have ρ̃(r) ∼ ℓβ1 −1,β2 +1 (r), and r ϕ(t)ρ(t)
t dt ∼ ℓµ1 +β1 −1,µ2 +β2 +1 (r).
We consider a case when the target space is close to L∞ (Rd ).
Example 4. Let α, β1 , µ1 , µ2 satisfy 0 < α < dp , µ1 + β1 < 1, µ2 < 0. Set
( )
β2 = pq − 1 µ2 − 1 ∈ (−1, ∞). Define ρ(r) = min(1, rα )ℓβ1 ,β2 (r) and ϕ(r) =
max(1, r−α )ℓµ1 ,µ2 (r) for r > 0. Then this pair (ρ, ϕ) fulfills the assumptions
(1.4) and (1.5) in Theorem 1.4 but fails (1.2) in Theorem 1.3. More precisely,
∫∞
ϕ(r)ρ̃(r) ∼ ℓµ1 +β1 ,µ2 +β2 +1 (r) and r ϕ(t)ρ(t)
t dt ∼ ℓµ1 +β1 −1,µ2 +β2 +1 (r) for
r > 0.
Finally, we explain how we improve Proposition 4.1 from our results.
Example 5. Let 0 < s < d. Define ϕ(r) = r−s and ψ(r) = (1 + r)−s ℓ−1,0 (r)
for r > 0. Let ρ(r) = rd Gs (r), where Gs denotes the Bessel kernel, the
kernel of (1 − ∆)s/2 . Observe that ρ̃(r) ∼ min(rs , 1) and hence ϕ(r)ρ̃(r) ∼
Generalized fractional integral operators on Morrey spaces 9
{
∫∞ log(e/r) (r < 1),
min(1, r−s ). Note also that ϕ(t)ρ(t)
dt ∼ Then we
r t
r Gs (r) (r ≥ 1).
d−s
∫∞
have ϕ(r)ρ̃(r)+ r ϕ(t)ρ(t)
t dt ∼ ψ(r). Hence it follows from Theorem 1.5 that
∥Iρ f : L1,ψ ∥ ≤ C∥f : L1,ϕ ∥, extending Proposition 4.1. This triple (ρ, ϕ, ψ)
fulfills the assumptions (1.6) and (1.7) in Thoerem 1.5 but it fails (1.2) in
Theorem 1.3 and (1.4) in Theorem 1.4.
Acknowledgements. The research was initiated when the first and the second
authors visited Kyoto University under the GCOE 2011 Project.
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10 ERIDANI, H. GUNAWAN, E. NAKAI and Y. SAWANO
ERIDANI
Department of Mathematics, Airlangga University, Surabaya 60115, Indonesia.
e-mail: [email protected]
Hendra GUNAWAN
Department of Mathematics, Bandung Institute of Technology, Bandung 40132,
Indonesia.
e-mail: [email protected]
Eiichi NAKAI
Department of Mathematics, Ibaraki University, Mito, Ibaraki 310-8512, Japan
e-mail: [email protected]
Yoshihiro SAWANO
Department of Mathematics and Information Scinence, Tokyo Metropolitan Uni-
versity, 1-1 Minami-Ohsawa, Hachioji, 192-0397, Japan.
e-mail: [email protected]