Semantics and Pragmatics: Christopher Gauker
Semantics and Pragmatics: Christopher Gauker
Christopher Gauker
Semantics deals with the literal meaning of sentences. Pragmatics deals with what
speakers mean by their utterances of sentences over and above what those sentences
literally mean. However, it is not always clear where to draw the line. Natural languages
contain many expressions that may be thought of both as contributing to literal meaning
and as devices by which speakers signal what they mean. After characterizing the aims
of semantics and pragmatics, this chapter will set out the issues concerning such devices
and will propose a way of dividing the labor between semantics and pragmatics.
expressions of which we may say that their interpretation somehow depends on the
reference-shifting.
• The interpretation of a conditional sentence, such as “If you turn left at the next
corner, you will see a blue house at the end of the street”, depends on a
I will call devices such as these the in-between phenomena. Insofar as the truth values of
pragmatics.
Toward dividing the labor between semantics and pragmatics, I will urge that we
take care to distinguish between two questions. One question concerns the conditions
under which a sentence is true relative to a context. That question belongs to semantics.
The other question concerns which context pertains to a given act of speech. That
question belongs to pragmatics. So characterized, the issue concerns not just how to
define “semantics” and “pragmatics” but how the truth-conditions of sentences and the
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exchange.
1. SEMANTICS, BRIEFLY
A semantic theory for a language will specify the literal, conventional meaning of
expressions of the language. Typically, it is assumed that the core of such a specification
the thing named. The extension of a verb phrase might be a set of things that the verb
phrase describes. The extension of a whole sentence is a truth value. The extension of a
quantifier might be a function from sets (sets of sets) to truth values. In simple cases, the
components and its grammatical structure, and, where this is so, a semantic theory is
expected to specify the way in which this is determined. Thus, the truth value of
“Socrates is snub-nosed” will be truth if and only if the extension of “Socrates”, namely,
Socrates, is a member of the set of objects that is the extension of “is snub-nosed”,
intension and generates the value truth if and only if that intension is a function from
worlds to truth values that generates truth at some world. Propositions are often
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identified with the intensions of sentences and are thought of as being, or as determining,
linguistic devices within this basic framework. Other controversies have to do with the
basic concepts that I have employed in characterizing this framework. For instance, one
controversy concerns the use of the notion of possible worlds. Furthermore, one may
question the nature of the relation between expressions and their extensions, which we
may call the reference relation. What makes it the case that “Socrates” refers to
Socrates? What makes it the case that “is snub-nosed” describes the objects in the set of
present ideas about how to formulate a semantic theory without our needing a
model domain, possible world or world-and-time, or, as we will see, context. Various
notions of validity may be defined by picking out a set of these parameters and, while
holding the values of the other parameters fixed, saying that an argument (a set of
premises and a conclusion) is valid if and only if for each parameter in that set, if the
premises are all true relative to that parameter, then so is the conclusion. For instance,
we may define one very narrow kind of validity by taking the pertinent set to be the set of
all evaluations of all of the parameters (holding fixed only the interpretation of the logical
interpretation, model domain and world-time fixed and taking the pertinent set to be only
Even theorists who disagree about the basic framework for semantics might
nonetheless agree that a semantic theory has as one of its aims the characterization of
various kinds of validity. That this is so will be important in what follows, because I will
appeal to such logical properties in trying to decide between different approaches to the
in-between phenomena.
Suppose, for the moment, that declarative sentences always literally express complete
sentence may be more than that the proposition it expresses is true. A speaker may utter
the sentence, “There’s a gas station around the corner,” and if that sentence expresses in
context the proposition that there is a gas station around the corner from place d, where d
is the location at which the speaker is speaking, then one thing the speaker may mean by
uttering that sentence is that there is a gas station around the corner from d. But in
addition the speaker may mean that the gas station is open and has gas to sell. Pragmatics
may be conceived as, in part, the study of the way in which speakers manage to mean
more by uttering sentences than what the sentences they utter literally mean relative to
the context in which they are uttered. That, at least, is the conception of pragmatics that
speaker’s mind, this way of defining the subject matter of pragmatics assumes that it
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concerns the speaker’s state of mind. A different way of approaching pragmatics would
be to think of it as the study of the way in which hearers are able to draw conclusions on
the basis of their understanding of the literal meaning of a speaker’s words and their own
knowledge of the state of the environment in which the speaker’s utterance takes place
(Gauker 2001). A hearer who hears a speaker say, “There’s a gas station around the
corner”, may infer from the fact that there is a gas station around the corner and the fact
that he or she is standing at a busy intersection in the middle of the day that probably the
gas station is open and has gas to sell. The speaker may usually intend the hearer to draw
such inferences, but is not obvious that the hearer has to think about what the speaker had
Part of the challenge posed by the in-between phenomena is that they introduce logical
data that need to be accounted for. We find arguments that are valid in the sense that for
every context in which the premises are true, the conclusion is true, and other arguments
that are invalid in the sense that there is a single context in which the premise is true and
the conclusion is not. So our account of the truth conditions of sentences must explain
how the truth value of a sentence relative to a context depends on the content of the
context in such a way that in terms of that explanation we can explain why some
Imagine a store that sells nothing but unpainted wooden furniture. In conversing
with a customer, the salesman gestures toward the showroom and declares, “Everything
is made of wood”. In the context in which he speaks, we should regard what he says as
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true. We would not want to deem it not true, as it would be, for instance, if a plastic chair
were for sale. And yet, the telephone on his desk is not made of wood. The sentence
“The telephone is made of wood” is not true in that context (which is not to say that it is
false). So the argument from “Everything is made of wood” to “The telephone is made
of wood” does not preserve truth-in-a-context. But if there were any context in which
“The telephone is made of wood” were true, then in that context “Something is made of
For another example, in any context in which “Tipper is ready” is true, “Tipper is
ready for something” will surely be true. And yet, there might be a context in which
“Tipper is ready for something” is true, though “Tipper is ready” is not true. Tipper
might be ready to take her next breath but not be ready for the thing that matters in the
4.1. Minimalists
One approach to the in-between phenomena is just to say that, while their contribution to
the proposition that a sentence expresses is independent of the context of utterance, the
One kind of minimalism is that of Emma Borg (2004, 2007). Borg’s motivation
is the idea that a semantic theory should characterize those aspects of a speaker’s
knowledge of meaning that can be attributed to a cognitive module that deals with
cognitive module. Borg will explain the truth condition of a sentence such as “This is
(R) If a speaker utters a token of “This is red” and refers with the utterance of “this”
therein to an object x, then that utterance is true if and only if x is red.
Borg’s theory does not assign to the sentence “This is red” a proposition that it expresses,
but on her theory one can still say that an utterance of “This is red” expresses a
proposition, regarding the object referred to by the utterance of “this” therein, that it is
red. Borg is prepared to allow that in a sentence such as “Tipper is ready”, there is a
hidden argument place and a hidden quantification. So she says that “Tipper is ready”
has the same “underlying form” as “Tipper is ready for something” (2007: 350–351).
draw a line. Cappelen and Lepore allow that the proposition that a sentence expresses
may be relative to a context in some ways. A context may be called upon to provide an
words and inflections indicating tense, and a few others (2005: 1). But they expect that
beyond those on their list would prove too much, leaving us with no account of what we
understand in understanding the meanings of words. They hold that a speaker who utters
the sentence “There are no French girls” (their example, 2005: 41) might thereby state
that there are no French girls in room 401, but what the speaker’s utterance expresses is
precisely the proposition that there are no French girls. A speaker who utters “The
students are ready” might be interpretable as saying that the students are ready for the
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exam, but what the speaker’s utterance expresses is precisely the proposition that the
A problem for Borg’s theory is that it is not evident that her truth-conditions for
for a language. For example, the truth condition of “This is not red” ought to be a
consequence of (R) and a general fact about the truth conditions of negations. But what
is this general fact about the truth conditions of negations? We could try:
But this would be wrong for two reasons. First, (N) tells us the truth conditions of a
negation only on the condition that the sentence negated has been uttered, though it is not
in general true that if a negation is uttered then the sentence negated has been uttered.
And second, we cannot assume, as (N) does, that the demonstratives in the utterance of
the sentence negated refer to the same objects as the demonstratives in the utterance of
Further, neither variety of minimalism accounts for all of the logical facts that the
in-between phenomena point to. Neither theory identifies any sense in which the
argument from “Everything is made of wood” to “The telephone is made of wood” might
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fail to be valid. Borg’s theory will not explain in what sense “Tipper is ready for
something” fails to imply “Tipper is ready” because she holds that these two sentences
have precisely the same truth conditions. On Cappelen and Lepore’s theory, what we say
will depend on what we say about the proposition that Tipper is ready, but it seems that
for anything that we might say about that, we will end up either affirming that “Tipper is
ready for something” implies “Tipper is ready” or denying that “Tipper is ready” implies
4.2. Partialists
A second point of view on the in-between phenomena is that what they show is that
sentences frequently do not express complete propositions at all and that semantic theory
cannot aspire to anything more than ascribing to sentences a kind of gappy meaning that
a speaker can utilize to convey complete propositions to a hearer, the speaker’s meaning.
This is the sort of view advanced by Recanati (2001, 2004), Carston (1998, 2008) and
(2004: 39). Carston (2008) does not understand why Bach thinks that the interpretation
of indexicals, such “I” and “now”, belongs to semantics. And Recanati, in defining a
kind of minimal propositional meaning, sometimes takes into account the hearer’s point
of view (2004: 19); whereas Bach finds no place for such a conception of meaning.
Nonetheless, the partialists all agree in thinking that linguistic convention alone will
usually not get as far as determining for a sentence, or even for a sentence in a context, a
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Not only do the partialists not accommodate the special logic of the in-between
sentences do not express propositions, not even relative to contexts, we cannot define
expressed. Carston, for one, holds that only mental representations, not spoken
sentences, are the proper object of truth-conditional semantics and that they are free of
the in-between phenomena; but to say that is not yet to address the question of the logic
of natural language. One can think of various accounts that one might offer on the
partialists’ behalf. If sentences express some kind of gappy meaning, short of a full
proposition, then sentence truth could be relativized to ways of filling the gaps, and
logical relations could be defined in terms of truth relative to ways of filling the gaps.
But as far as I know, none of the partialists has actually addressed the issue in print.
4.3. Indexicalists
An influential model for the treatment of the in-between phenomena has been Kaplan’s
treatment of indexicals such as “I” and “now” (1989). According to Kaplan, the truth of
a sentence must be relativized to both a possible world and a context. A context, for
Kaplan, is an object that assigns to each indexical an appropriate referent. For example,
to “now” it assigns a time. Thus, to each expression we can assign a function from
series of papers by Stanley (e.g., 2002, 2005), is to treat all of them along the same lines
unspoken lexical items that appear in the deep grammatical structure of a sentence and
receive an interpretation from the context. For example, in Stanley and Szabó 2000,
domains of discourse for quantifiers are supposed to be sets that contexts assign to
variables associated in deep structure with nominal phrases. (I use the term “deep
such as “small”, could be handled by letting context assign to them a standard, such as an
average height (Kennedy 2007). King and Stanley even suggest that the way to handle
The indexicalist strategy suggests a clear division of labor between semantics and
pragmatics and also accommodates at least some of the logical facts at issue. A semantic
theory for a language will take the form of a recursively specified assignment of a
necessary). It will fall to pragmatics to explain what it takes for a given context to be the
one that pertains to a given utterance of a sentence, that is, to be the context such that we
should evaluate the utterance as true (simpliciter) if and only if the sentence uttered is
true relative to that context in the world in which the utterance occurs. The indexicalist
can even account for some of the special logical facts due to context-relativity, such as
the fact that the argument having “Everything is made of wood” as premise and “The
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pertinent kind of validity thus: An argument is valid if and only if for each context if the
premise are true in that context then the conclusion is true in that same context.
However, it is doubtful whether the indexicalist strategy can explain all of the
logical facts pertaining to the in-between phenomena. To see this, consider first a
There is nothing contradictory about this sentence, and if it seems odd on the printed
page, that is only because we cannot observe the gestures that would tell us what different
foodstuffs the two occurrences of “this” denote. To acknowledge that (1) expresses a
truth, we do not have to envision that the context somehow shifts between the evaluation
of the first conjunct and the evaluation of the second. Sentence (1) may be true in a
single context because the two occurrences of “this” may denote different objects in a
single context.
(4) Dumbo is small, and Mickey is large, and Dumbo is larger than Mickey.
There is an oddity in each of these sentences that our semantic theory should enable us to
pragmatic. We can perhaps imagine situations in which one of these sentences would be
uttered, but even then the situation is either one in which the speaker has spoken poorly
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though we can see what he or she has in mind or one in which the oddity is deliberately
exploited for special effect (for example, to pose a riddle). The contradictory character of
(2)–(4) is a problem for the indexicalist because, for the indexicalist, (2)–(4) will be
noncontradictory, just as (1) is, since the context-relative elements in these sentences
Incidentally, it has sometimes been supposed that pure indexicals, such as “I” and
“now” differ from demonstratives such as “this” in that the former but not the latter are
governed by strict rules such as that “now” always denotes the time of utterance, and
Kaplan himself may have presumed as much. In light of answering-machine cases and
post-it note cases (Predelli 2003), that doctrine has been thrown in doubt. Consequently,
it is now widely doubted that there is a special logic of indexicals that would ensure that
So far I have followed the common practice of using the term “context” equivocally. I
have treated contexts as parameters relative to which we define the truth of sentences of a
language, and I have spoken of contexts as contexts of utterance, which we may think of
as situations in which an utterance takes place. The first step toward dividing the labor
between semantics and pragmatics in accounting for the in-between phenomena will be to
strictly distinguish between contexts proper and situations. A context will be a certain
formal structure relative to which the truth of sentences will be defined. A situation will
Semantics will deal with the definition of truth for sentences relative to contexts.
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Pragmatics will deal with the conditions under which a given context is the one that
Although situations are endlessly complex arrangements of objects and events, contexts
are precisely definable structures. So we have the possibility of precisely defining the
whole set of contexts for a given language. And we have the possibility of defining in a
precise way the conditions under which an arbitrary sentence is true relative to an
arbitrary context. The logical phenomena pertaining to the in-between phenomena can
true in no context.
include a set of objects, the domain (Gauker 1997a). To accommodate the context-
relativity of gradable adjectives, we can let contexts include, for each gradable adjective,
a standard that an object must surpass in order for the adjective to apply. To
accommodate incomplete predicates, we may include a set of propositions and say that,
for example, “Tipper is ready” is true in a context if and only if there is some activity
such that a proposition to the effect that Tipper is ready for that activity belongs to the
proposition that Tipper is not ready for that activity belongs (Gauker 2010b). To
accommodate metonymy we can let contexts include a deferment function that might, for
example, take a ham sandwich as input and yield as output the patron who ordered a ham
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include (or even be) a set of prospects (themselves conceived as contexts), so that we can
say that an indicative conditional is true in a context if and only if for each prospect in (or
identical to) the context, if the antecedent is true in that prospect, then so is the
introduced by the in-between phenomena. We can say that the argument from
there is a context c such that every object in the domain of discourse for c is made of
wood but such that the telephone is not in that domain. The sense in which “Tipper is
ready for something” fails to imply “Tipper is ready” is that there is a context in which
ready for a certain activity, so that “Tipper is ready for something” is true in that context,
but also contains the proposition that Tipper is not ready for a certain other activity, so
To account for the contradictory aspect of (2) we may suppose that the context
specifies a global domain not assigned to any particular indexical. In (2), the truth of
“Every student is happy” in a context demands that the domain for the context include
only happy students, while the truth of “Some student is not happy” in context demands
that the domain include at least one student who is not happy. (More work has to be done
to accommodate the kind of sentences that motivate Stanley, such as “Every student
answered every question” and “Every sailor waved to every sailor”. See Gauker 2010a.)
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may find that the conditions under which “Tipper is not ready” is true relative to a
context are dual to the conditions under which “Tipper is ready” is true relative to a
context, so that (3) is true in no context. As for (4), a context may specify a single
standard relative to which both “small” and “big” are evaluated, so that if Dumbo is
larger than Mickey, then no matter our contextually-determined standard for smallness, if
Dumbo satisfies it, then Mickey will not satisfy our contextually-determined standard for
bigness.
(simpliciter) if and only if the sentence uttered is true relative to the context that pertains
to the utterance. In this light, the question for pragmatics becomes: What is it about the
situation in which an utterance takes place that determines that a particular context is the
Many authors writing about the in-between phenomena, including all of those
mentioned in section 4, assume that the shortfall between the semantic properties of the
sentence uttered and what a given utterance of that sentence expresses is made up by the
simply as filling the gaps left open by literal meaning, it may be hard to conceive of any
alternative. But once we conceive of the issue for pragmatics as that of identifying the
context that pertains to a given utterance, alternatives become conceivable. One could
still insist on the primacy of speakers’ intentions, by holding that nothing but the
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speaker’s intention picks out the context pertinent to a speaker’s utterance. But an
alternative that comes into view is that the pertinent context might be fixed by other
environment, the facts that are relevant to the interlocutors in light of their goals, what it
One problem facing the assumption that speaker intention fixes context is that it is
just not clear what the contents of the pertinent speaker intentions are supposed to be. In
the case of demonstratives, the answer may be clear enough: The intention that
determines that the pertinent context assigns object o to “that” is the intention to draw the
hearer’s attention to object o. But it is far less clear what the content of the intention
would be that determines the membership of the domain of discourse for the pertinent
context. It cannot be, for instance, the intention, for some set D, that the sentence uttered
be evaluated relative to a context for which the domain of discourse is D. That account
Another basic question for the assumption that speaker intention fixes context is
hearers have little access to what a person has in mind apart from an understanding of
what the person says. But, as the in-between phenomena indicate, hearers normally have
to identify the context pertinent to a speaker’s act of speech in order to figure out what
the speaker has said. So normally, hearers will have to have some means of identifying
the pertinent context without independent access to the speaker’s intention. The question
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then becomes whether speakers have sufficient independent access to the speaker’s
intention or whether the speaker’s intention can determine the pertinent context although
that hearers normally identify the pertinent context on some other basis.
Finally, one has to give some thought to the mental representations that are the
speaker’s underlying intentions. It is not plausible that every aspect of the meaning of an
utterance that is not written out explicitly in the sentence uttered is somehow written out
much as the meanings of spoken sentences do (Gauker 1997). So to assume that the
speaker’s intention is what determines the context pertinent to a speaker’s utterance just
puts off explaining how something other than speaker’s intention can determine the
There are many linguistic phenomena that challenge the core conception of semantics
described in section 1 although they do not appear to belong to the same family as the in-
between phenomena listed in the introduction. These include anaphoric pronouns, words
that indicate a rhetorical relation between what is being said and prior discourse (such as
“but” and “anyway”), and adjectives whose meanings seems to depend on the nouns they
modify (such “good” in “good actor”). The proposal of section 5.1 does not immediately
semantic theory. But perhaps it gives us reason to hesitate before giving up on the idea
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that that a compositional or recursive theory of suitable semantic values of some kind
RELATED TOPICS
1.4 Anaphora
1.7 Adjectives
REFERENCES
Bach, Kent (2005) “Context ex Machina,” in Z. Gendler Szabó (ed.) Semantics vs.
Gauker, Christopher (2008b) “Against Accommodation: Heim, van der Sandt, and the
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Gauker, Christopher (2008b) “Zero Tolerance for Pragmatics,” Synthese 165: 359–371.
Gauker, Christopher (2010a) “Global Domains vs. Hidden Variables,” The Journal of
Gauker, Christopher (2010b) “What Tipper is Ready for: A Semantics for Incomplete
Grice, Paul (1989) Studies in the Way of Words, Cambridge, MA: Harvard University
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Almog, J. Perry, and H. Wettstein (eds.) Themes from Kaplan, Oxford, Oxford
Kennedy, Christopher (2007) “Vagueness and Grammar: The Semantics of Relative and
King, Jeffrey C. and Jason Stanley (2005) “Semantics, Pragmatics, Semantic Content,” in
Predelli, Stefano (2003) Contexts: Meaning, Truth and the Use of Language, Oxford:
Stanley, Jason (2002) “Making it Articulated,” Mind and Language 17: 149–168.
Stanley, Jason, and Zoltán Szabó (2000) “On Quantifier Domain Restriction,” Mind and