Kant'S Argument For The Rationality of Moral Conduct : Thomas E. Hill, JR
Kant'S Argument For The Rationality of Moral Conduct : Thomas E. Hill, JR
THE RATIONALITY OF
MORAL CONDUCT*
BY
K,
I.ANT IS known as a champion of the idea that
moral conduct is demanded by reason; but, despite a remarkable revival of
interest in Kant’s ethics, surprisingly little attention has been paid to Kant’s
explicit argument for the idea.* This neglect is understandable but unfor
tunate. The misfortune is not that we have overlooked a sound and lucid
proof which could have effectively settled all contemporary controversies
about whether it is rational to be moral; it is rather that we have missed,
or misread, a text which is crucially important for understanding Kant’s
Grundlegung and which contains ideas worth considering in their own
right. The argument in question is what is summarized in the opening
paragraphs of the notorious third chapter of the Grundlegung. The usual
reading not only makes Kant appear careless and unbelievably confused; it
reinforces an interpretation which has Kant holding the outrageous view
that immoral acts are unfree and not even willed. Moreover, common
readings of the argument have Kant arguing from a forbidden empirical
premise (regarding a feeling of freedom), confusing natural laws and laws
of conduct, and committing an obvious non-sequitur by overlooking the
fact that he can only prove freedom “from a practical point of view.”
In what follows I will sketch a reconstruction of the main features of
Kant’s argument, a reconstruction which I believe avoids these gross dif
ficulties and yet remains (largely) faithful to the text. My discussion, how
ever, will concentrate more heavily on the earlier stages of the argument,
for two reasons. First, these early stages, in which Kant argues that ra
tional wills have autonomy, offer an intriguing proof that Humeans and
Hobbesians are mistaken about the nature of practical reason, and the proof
is quite independent of Kant’s belief that he has identified the supreme
moral principle. Second, though the earlier stages have drawn the heaviest
ridicule, I think they are both more crucial to the interpretation of the
Grundlegung and more promising than the later stages. Though focusing
upon the earlier parts of Kant’s argument, I will however comment briefly
on a step at the end where I believe Kant goes wrong.
requirements is left an open question. As Kant says, for all that has been
shown, morality may be a“a phantom of the brain”,^ that is, a set of con
straints falsely believed to be rational but actually having their source in
imagination rather than reason. In chapter two the various formulations of
the supreme moral principle are labeled “the Categorical Imperative”^, but
it is admitted that no proof has yet been given that they are categorical
imperatives or indeed that a categorical imperative is possible.^ That task
is left for chapter three.
If my reading is right, the argument of the third chapter is obviously
important; why, then, has it been so often overlooked or maligned? The
most obvious explanation lies in the fact that the argument is extremely
compact, unclearly stated, and deeply entangled with aspects of Kant’s
metaphysics that have little appeal today. A further obstacle is that Kant
himself suggests that he may have been reasoning in a circle,^ and though
he claims to have found a way out of the circle this turns on an introduction
of the “intelligible world” that is not obviously helpful.*^ One is discour
aged from trying to unravel all this by the fact that in the Critique of
Practical Reason Kant seems to abandon the project of establishing the
rationality of morals. There moral obligation is simply declared a “fact of
reason” and used to establish that rational wills are free (which is a crucial
premise in the argument of the Grundlegung)f^ Another obstacle is the
fact that Kant spends so much of the third chapter of the Grundlegung
stressing the compatibility of phenomenal determinism and noumenal free
dom that one is tempted to see the point of the chapter as a defense of
morality against determinism. Finally, I suspect that Kant’s argument has
been underrated because many sympathetic commentators believe that, on
Kant’s own principles, it is unnecessary and perhaps even morally corrupt
to ask seriously, “why be moral?” To read the third chapter of the Grun
dlegung as an attempt to answer this question, then, would be to see it as
misguided and bound to fail.
Although these considerations help to make the neglect of Kant’s argu
ment understandable, they are not, I think, adequate to justify it. One can
make some headway despite the obscurities and heavy metaphysics; the
reversal of premises and conclusion in the Critique of Practical Reason can
be explained by the different nature of its p ro je c t;a n d , despite Kant’s
dramatic rhetoric about circular reasoning, the argument of the third chapter
is not in fact a circular one.*"* The long discussion of the compatibility of
freedom and determinism (in chapter three) cannot be the main point;
because this was supposedly demonstrated earlier in the Critique of Pure
Reason and it would not answer the question so provocatively declared
open at the end of chapter two, namely, whether alleged duties are, as they
purport to be, genuine unconditional commands of reason. Again, while
Kant thought it a mistake to try to give reasons for being moral in terms
of desired ends contingently served by morality, this does not mean that
6 PACIFIC PHILOSOPHICAL QUARTERLY
Will is a kind of causality belonging to living beings so far as they are rational. Freedom
would then be the property this causality has of being able to work independently of deter
mination by alien causes. . . .
The above definition of freedom is negative and consequently unfruitful as a way of grasping
its essence; but there springs from it a more positive concept, which, as positive, is richer
and more fruitful. The concept of causality carries with it that of laws (Gesetze) in accordance
with which, because of something we call a cause, something else— namely, its effect— must
be posited (gesetz). Hence freedom of the will, although it is not the property of conforming
to laws of nature, is not for this reason lawless: it must rather be a causality conforming to
immutable laws, though of a special kind; for otherwise a free will would be self-contradic
tory. . . . What else then can freedom of the will be but autonomy— that is, the property
which the will has of being a law to itself? The proposition ‘Will is in all its actions a law to
itself’ expresses, however, only the principle of acting on no maxim other than one which
can have for its object itself as at the same time a universal law. This is precisely the formula
of the Categorical Imperative and the principle of morality Thus a free will and a will under
moral laws are one and the same.*^
Now I assert that every being who cannot act except under the Idea of freedom is by this
alone— from a practical point of view— really free; that is to say, for him all the laws in
separably bound up with freedom are valid just as much as if his will could be pronounced
free in itself on grounds valid for theoretical philosophy. And I maintain that to every rational
being possessed of a will we must also lend the Idea of freedom as the only one under which
he can act.*^
The main outline of the argument is clear enough. Reordering the parts,
we have (I) an argument that any rational will is free in at least a negative
sense, (II) an argument, turning on definitions of negative freedom and
autonomy, that any will free in the negative sense has the property auton
omy,^* (III) an assertion, relying on earlier arguments, that any rational
will with autonomy is committed to the principle ‘Act only on maxims you
can will as universal laws’, (IV) an assertion, again relying on earlier
arguments, this last principle is the supreme principle of m orality.F rom
all this it follows that any rational will is committed to the supreme principle
of morality. Thus we can conclude that any one who acts immorally is
KANT ON THE RATIONALITY OF MORAL CONDUCT
ibility, namely, conceiving the will as something apart from the spatio-
temporal order which we can “comprehend”; but that full price, I think, is
not essential to the main thrust of our argument.
The preceding remarks reflect the usual (though still vague) understand
ing of a will’s capacity “to work independently of determination by alien
causes”. But, importantly, there must be more than this to Kant’s conception
of negative freedom if the step from negative freedom to autonomy is at
all plausible. For even if we conceive a negatively free will as somehow
independent of causal determinism, we could still regard such wills as
(causally inexplicable) capacities to act for the sake of satisfying desires
and inclinations. In other words, though acting for reasons is not to be
understood as being causally determined by one’s given desires, neverthe
less one’s capacity to act for reasons might be limited, perhaps even by the
concept of reasons, to policies aimed at satisfaction of some of the desires
and inclinations one happens to have. We might speak of such a will as
incapable of motivation by anything but inclination and desire, where
“motivation” refers not to what causes the willing but rather to the range
of things the will can count as reasons or rational objectives of its policies.
Though again I must forego detailed textual argument, I think it is evident
once the distinction is made that Kant regarded a negatively free will as
also capable of acting independently of motivation by desires and incli
nations. There is a sense, perhaps unfortunate, in which Kant regarded
even the agent’s own desires as “alien”, and “determination” of the will,
even by “alien” factors, does not refer exclusively to having a place in a
deterministic nexus of causes. On the contrary, when Kant writes of a will
“determined” by reason, this is not to cite a prior event and a causal law
but rather to say that the guiding idea on which the agent acted was a
rational one; and, similarly, when a will is “determined” by inclination in
a standard case (not a knee jerk, reflexive scratching, etc.), this means the
agent’s policy or guiding idea was some hypothetical imperative concerning
the means to satisfy the inclination. In the latter case there is a (misleading)
sense in which “alien causes” determine the will; it is not that the agent’s
inclination deterministically causes the agent to will what he does, but
rather that the agent’s chosen policy makes a certain causal connection, or
strictly his belief in a certain causal connection, be a decisive (or “deter
mining”) factor for what he does. His full rationale (not a causal event) is:
T shall do whatever is necessary as a means to satisfy my inclination B; A
is a necessary means to satisfy B; hence I shall do A.’ The agent has let
the causal law, or strictly his idea of the causal law, between that sort of
means and end be the dominant, or “determining” factor in his choice; but
this does not mean that the willing itself was subject to causal explanation.
Notice that the interpretation I have pledged to avoid does not make this
distinction between being caused to act by one’s inclinations and choosing
to act on policies which make satisfaction of inclination the rationale for
KANT ON THE RATIONALITY OF MORAL CONDUCT 11
capacity for rational action in which the agent’s reason is not to achieve or
do something desired in this intermediate sense. Since Kant repeatedly
grants that any behavior may also be empirically explained (e.g., by desires,
by the feelings associated with “respect”, or by physical science), his point
is not to deny this but to say something about reasons: namely, that the
status of the rational agent’s end as a reason for the agent does not always
depend upon the agent having towards it an empirical disposition of the
sort rational agents might or might not have. The thesis that we are free
agents in this sense is controversial, of course, but not obviously absurd
(as on the wide conception of desire) or uninterestingly true (as on the
narrow conception of desire).
A second objection should be m entioned.F or all that has been said, is
it not possible that a will with autonomy has for its one and only rational
principle the pure Hypothetical Imperative? This is the principle that it is
rational to take the necessary and available means to one’s ends or else
abandon those ends. I call this “the Hypothetical Imperative” because it is
a version of the principle behind Kant’s particular hypothetical imperatives,
and I call it “pure” because it does not specify that the ends are willed
because desired, or for some other reason, or indeed for any reason. It
might seem that my characterization of autonomy leaves open that this is
the only non-desire-based rational principle.
One problem with this suggestion is that the principle in question (as the
name suggests) does not unequivocally prescribe any act even given full
information about the situation, one’s preferences, etc. It says only, “Take
the means or drop the end”, giving no standards for the rational assessment
of ends. Now conceivably this principle (in a more carefully stated version)
is the only necessary principle of rational agency; but then agents who
followed it, selecting their ends according to their inclinations or for no
reason at all, would never act for sufficient reasons, as (I believe) Kant
thought a rational free will could do. Admittedly, in a sense such a will
would not be “lawless”, for it would have the pure Hypothetical Imperative
as a necessary rational principle; but, unless we assume something further,
reason would at best prescribe an option rather than a course of action.
Though Kant does not raise the issue explicitly, I take it that he conceived
rational free wills as sometimes more definitely constrained than this.
If we could assume (as many do) that all preferences, or all preferences
that survive a process of informed reflection, have some weight as reasons,
then ends could be rationally assessed by the likelihood and costs of achiev
ing coherent sets of preferences. But this would presuppose a putative
principle of rationality beyond the pure Hypothetical Imperative, which is
the only principle of practical reason Kant recognizes as analytic. Since
that further principle assigning prima facie rational force to our empirically
given preferences (or informed preferences) is nonanalytic, unless it could
be given a “synthetic a priori” justification Kant would deny its status as
KANT ON THE RATIONALITY OF MORAL CONDUCT 15
(1) A rational will cannot act except under the Idea of freedom.
16 PACIFIC PHILOSOPHICAL QUARTERLY
(2) Any being that cannot act except under the Idea of freedom is
free from a practical point of view.
(3) Therefore, rational wills are free from a practical point of view.
The preceding steps leave us with the striking conclusion that any rational
agent is, as such, committed to at least some principle of conduct acknowl
edged as rational but not based on his desires and the imperative to take
the necessary means to them. The underlying idea is that practical reason,
like theoretical reason, enables us to reach conclusions on some basis other
than that they get us what we most want. The next step, of course, is to
identify the rational principles acknowledged by wills with autonomy as
moral principles, the supreme moral principle and (perhaps) its deriv
atives. Kant’s attempts to do this in the first and second chapters of the
Grundlegung by (a) arguing that the supreme moral principle is “Act only
on maxims which you can will as universal law” and (b) arguing through
successive reformulations of this principle that it is “the principle of auton
omy”, i.e. equivalent to saying, “follow the laws of a rational will with
autonomy.”
Though I believe these steps to be fundamentally flawed, I must postpone
the attempt to argue the point and to explore a more promising route to a
later formulation of the supreme moral principle. Nevertheless I will ven
ture one general comment on this final stage of the argument. The main
problem, I suspect, is that Kant switched illegitimately from two quite
different readings of his famous first formulation of the supreme moral
principle. The first reading is what naturally emerges from the argument
we have been considering. Ask what principle, if any, must a rational will
with autonomy accept, and an obvious, though rather unhelpful, answer
will be ‘Act in such a way that you conform to laws, or rational principles
of conduct, you (or any rational being) accept independently of desire.’
Assuming that all morally relevant acts can be construed in terms of their
maxims, this can also be expressed ‘Act so that your maxims can be willed
consistently with whatever rational constraints you (and others) are com
mitted to as wills with autonomy.’ Now in his transitions to the first formula
of the supreme moral principle, Kant seems to be assuming that this is just
what the formula says. What it declares, he says, is “conform to universal
law as such,” where ‘universal law” has been defined to exclude rational
considerations based on d e s i r e s . S o far, so good: that is, the formula is
readily seen as one that any rational will with autonomy must accept. But
now the trouble begins when Kant treats the same first formula as the
identical with, or as entailing, a principle that one must act only on maxims
which one can will as universal laws in the sense that it is (rationally)
acceptable that everyone act on the maxim. This moves from an undeniable
formal principle to a dubious substantive principle; and despite all the
brilliant aid Kant has received from sympathetic commentators, I fail to
see how this transition can be made legitimately.
I conclude, however, with a more modest point. If I am right that Kant’s
20 PACIFIC PHILOSOPHICAL QUARTERLY
NOTES
agent has some reason to be moral or immorality is always opposed to some prima facie
principle o f the agent. I will pass over this problem here, not only from lack of time, but also
because the problem concerns later stages of the argument which are not my main concern.
^^The idea here is that there are two routes to show the rationality of moral conduct. One
is to show that immorality conflicts with a commitment of the agent, whether or not that
commitment was independently demanded by reason. The other is to show that rational agents,
as such, necessarily are committed to a principle. I suspect that Kant intended both; for he
argues that all minimally rational agents have autonomy and so are committed to the supreme
moral principle, and he argues that necessarily, qua rational and free, they must accept the
supreme moral principle. It is worth noting, though, that if the argument failed for the second,
stronger claim, the first, weaker claim still would need to be considered. That strategy fits
with the often repeated point that immorality involves conflict of will.
^^This account is most evident in R. R Wolff’s The Autonomy of Reason (Harper and Row,
1973).
^'^The two views of will are discussed in John Silber’s introduction to Kant’s Religion Within
the Limits of Reason Alone (Harper edition). Silber thinks that Kant was ambivalent at least
in the Groundwork between the later view and the dualistic picture presented by Wolff. Beck’s
commentary on the second Critique also makes much of the Wille vs. Willkür distinction.
Rawls, I am told, distinguishes in lectures between the “Manichean” view and the “Augus-
tinian” view of will, finding Kant ambivalant in the Groundwork. My concern here is not so
much to deny the ambivalence, or confusion, as to see how the argument of the Groundwork
does not rest on the more simplistic picture.
114 [446].
80 [412], G 95 [427].
^^Strictly, the will is not even a hidden, unobservable event in time; to ascribe a will to a
person is not to refer to a mysterious event or thing but merely to say, without further
explanation, that the person has a capacity to make things happen in a way that makes appro
priate the explanation “His reason was. . “He was guided by the principle. . .”, etc.
^*See the section entitled “Of Liberty and Necessity” in David Hume’s A Treatise of Human
Nature, Book II, Part III (L.A. Selby-Bigge edition, pp. 39 9 -4 1 2 ).
^^Kant suggests that it is because the will is a kind of cause that it cannot be “lawless”, but
I take it that the point follows as well from the definition of will as acting in accord with the
idea of principles or laws. There is no doubt a play on different senses of lawful and lawless,
but the main point seems clear enough, namely, to attribute an event to a person, thing, or
prior happening as its cause (source, or author) we need some appropriate connection between
the event and the alleged source, something to warrant saying the event occurred in some
sense because of the source. Often the connection is an observable regularity between types
of events, and then the “because” is an empirical causal one; but in the case of human action,
on Kant’s view, the connection is between the event and a person’s beliefs and policy com
mitments, and then the “because” must be of a different type. This leaves much unexplained,
of course, but the minimal point is just that some connection must be made, this can be of
two kinds, and both involve “laws” in some sense or other.
^®See G 111-112 [443 - 444]. Note that we have heteronomy as (mistakenly) regarded the
“basis of morality”, as a characterization of a rule or (would be) law, or as “the result” if one
tries to make hypothetical imperatives the basis of morality (G 108 [441]), etc. It is significant
that Kant’s discussion of heteronomy concerns not the ordinary following of prudential max
ims and rules of skill but wrong-headed philosophical attempts to base morality in various
ways on hypothetical imperatives.
^‘G 108 [440].
^^I owe a thanks to Gregory Kavka for alerting me when, in an earlier version, I was
yielding to this temptation.
^^This objection comes from Stephen Darwall, who may still be dissatisfied with my sketchy
reply.
KANT ON THE RATIONALITY OF MORAL CONDUCT 23
^There is a sense, of course, in which even the non-conditional “Always pay your debts”
prescribes options, for one may pay in coins or in bills, in cash or by check, etc. I trust,
however, that patience could make clear how the relevant sense differs from this.
^^SeeG 116-121 [448-453].
^^Strictly speaking, I suppose, the claim that, from a practical perspective, rational wills
are free implies not only (a) that one should, for purposes of deliberation, accept all the
implications of assuming that one is oneself free but also (b) that one should, for purposes of
deliberation, accept the implications of assuming that others one takes to be rational are also
free. The latter would be of practical importance when trying to decide whether execution
for murder is justified. Unfortunately, the argument for (b) has to be more complicated and
raises special problems. So I shall ignore it here, (a) should suffice for most practical purposes,
e.g ., to dispel the doubts about one’s own rationality in being moral which are raised by either
determinism or the thesis that all rationality is means-end calculation to maximum desire
satisfaction.
^^This culminates at G 108 [440].
^®See G 6 9 - 7 0 [402] and G 88 [420-421].