The Five-Factor Model of Personality

Research that used the lexical approach showed that many of the personality
descriptors found in the dictionary do indeed overlap. In other words, many of the
words that we use to describe people are synonyms. Thus, if we want to know what a
person is like, we do not necessarily need to ask how sociable they are, how friendly
they are, and how gregarious they are. Instead, because sociable people tend to be
friendly and gregarious, we can summarize this personality dimension with a single
term. Someone who is sociable, friendly, and gregarious would typically be described as
an “Extravert.” Once we know she is an extravert, we can assume that she is sociable,
friendly, and gregarious.

Statistical methods (specifically, a technique called factor analysis) helped to

determine whether a small number of dimensions underlie the diversity of words that
people like Allport and Odbert identified. The most widely accepted system to emerge
from this approach was “The Big Five” or “Five-Factor Model” (Goldberg,
1990; McCrae & John, 1992; McCrae & Costa, 1987). The Big Five comprises five major
traits shown in the Figure 2 below. A way to remember these five is with the acronym
OCEAN (O is for Openness; C is for Conscientiousness; E is for Extraversion; A is
for Agreeableness; N is for Neuroticism). Figure 3 provides descriptions of people
who would score high and low on each of these traits.

Figure 2. Descriptions of the Big Five Personality Traits

Figure 3. Example behaviors for those scoring low and high for the big 5 traits
Scores on the Big Five traits are mostly independent. That means that a person’s
standing on one trait tells very little about their standing on the other traits of the Big
Five. For example, a person can be extremely high in Extraversion and be either high or
low on Neuroticism. Similarly, a person can be low in Agreeableness and be either high
or low in Conscientiousness. Thus, in the Five-Factor Model, you need five scores to
describe most of an individual’s personality.

In the Appendix to this module, we present a short scale to assess the Five-Factor
Model of personality (Donnellan, Oswald, Baird, & Lucas, 2006). You can take this test
to see where you stand in terms of your Big Five scores. John Johnson has also created
a helpful website that has personality scales that can be used and taken by the general
public:

http://www.personal.psu.edu/j5j/IPIP/ipipneo120.htm
After seeing your scores, you can judge for yourself whether you think such tests are
valid.

Traits are important and interesting because they describe stable patterns of behavior
that persist for long periods of time (Caspi, Roberts, & Shiner, 2005). Importantly,
these stable patterns can have broad-ranging consequences for many areas of our life
(Roberts, Kuncel, Shiner, Caspi, & Goldberg, 2007). For instance, think about the
factors that determine success in college. If you were asked to guess what factors
predict good grades in college, you might guess something like intelligence. This guess
would be correct, but we know much more about who is likely to do well. Specifically,
personality researchers have also found the personality traits like Conscientiousness
play an important role in college and beyond, probably because highly conscientious
individuals study hard, get their work done on time, and are less distracted by
nonessential activities that take time away from school work. In addition, highly
conscientious people are often healthier than people low in conscientiousness because
they are more likely to maintain healthy diets, to exercise, and to follow basic safety
procedures like wearing seat belts or bicycle helmets. Over the long term, this
consistent pattern of behaviors can add up to meaningful differences in health and
longevity. Thus, personality traits are not just a useful way to describe people you
know; they actually help psychologists predict how good a worker someone will be, how
long he or she will live, and the types of jobs and activities the person will enjoy. Thus,
there is growing interest in personality psychology among psychologists who work in
applied settings, such as health psychology or organizational psychology.

Facets of Traits (Subtraits)

So how does it feel to be told that your entire personality can be summarized with
scores on just five personality traits? Do you think these five scores capture the
complexity of your own and others’ characteristic patterns of thoughts, feelings, and
behaviors? Most people would probably say no, pointing to some exception in their
behavior that goes against the general pattern that others might see. For instance, you
may know people who are warm and friendly and find it easy to talk with strangers at a
party yet are terrified if they have to perform in front of others or speak to large groups
of people. The fact that there are different ways of being extraverted or conscientious
shows that there is value in considering lower-level units of personality that are more
specific than the Big Five traits. These more specific, lower-level units of personality are
often called facets.
 Figure 4. Facets of Traits
To give you a sense of what these narrow units are like, Figure 4 shows facets for each
of the Big Five traits. It is important to note that although personality researchers
generally agree about the value of the Big Five traits as a way to summarize one’s
personality, there is no widely accepted list of facets that should be studied. The list
seen here, based on work by researchers Paul Costa and Jeff McCrae, thus reflects just
one possible list among many. It should, however, give you an idea of some of the
facets making up each of the Five-Factor Model.

Facets can be useful because they provide more specific descriptions of what a person
is like. For instance, if we take our friend who loves parties but hates public speaking,
we might say that this person scores high on the “gregariousness” and “warmth” facets
of extraversion, while scoring lower on facets such as “assertiveness” or “excitement-
seeking.” This precise profile of facet scores not only provides a better description, it
might also allow us to better predict how this friend will do in a variety of different jobs
(for example, jobs that require public speaking versus jobs that involve one-on-one
interactions with customers; Paunonen & Ashton, 2001). Because different facets within
a broad, global trait like extraversion tend to go together (those who are gregarious are
often but not always assertive), the broad trait often provides a useful summary of
what a person is like. But when we really want to know a person, facet scores add to
our knowledge in important ways.

Other Traits Beyond the Five-Factor Model

Despite the popularity of the Five-Factor Model, it is certainly not the only model that
exists. Some suggest that there are more than five major traits, or perhaps even fewer.
For example, in one of the first comprehensive models to be proposed, Hans Eysenck
suggested that Extraversion and Neuroticism are most important. Eysenck believed that
by combining people’s standing on these two major traits, we could account for many
of the differences in personality that we see in people (Eysenck, 1981). So for instance,
a neurotic introvert would be shy and nervous, while a stable introvert might avoid
social situations and prefer solitary activities, but he may do so with a calm, steady
attitude and little anxiety or emotion. Interestingly, Eysenck attempted to link these two
major dimensions to underlying differences in people’s biology. For instance, he
suggested that introverts experienced too much sensory stimulation and arousal, which
made them want to seek out quiet settings and less stimulating environments. More
recently, Jeffrey Gray suggested that these two broad traits are related to fundamental
reward and avoidance systems in the brain—extraverts might be motivated to seek
reward and thus exhibit assertive, reward-seeking behavior, whereas people high in
neuroticism might be motivated to avoid punishment and thus may experience anxiety
as a result of their heightened awareness of the threats in the world around them
(Gray, 1981. This model has since been updated; see Gray & McNaughton, 2000).
These early theories have led to a burgeoning interest in identifying the physiological
underpinnings of the individual differences that we observe.
Another revision of the Big Five is the HEXACO model of traits (Ashton & Lee, 2007).
This model is similar to the Big Five, but it posits slightly different versions of some of
the traits, and its proponents argue that one important class of individual differences
was omitted from the Five-Factor Model. The HEXACO adds Honesty-Humility as a sixth
dimension of personality. People high in this trait are sincere, fair, and modest, whereas
those low in the trait are manipulative, narcissistic, and self-centered. Thus, trait
theorists are agreed that personality traits are important in understanding behavior, but
there are still debates on the exact number and composition of the traits that are most
important.

There are other important traits that are not included in comprehensive models like the
Big Five. Although the five factors capture much that is important about personality,
researchers have suggested other traits that capture interesting aspects of our
behavior. In Figure 5 below we present just a few, out of hundreds, of the other traits
that have been studied by personologists.
Figure 5. Other Traits Beyond Those Included in the Big Five
Not all of the above traits are currently popular with scientists, yet each of them has
experienced popularity in the past. Although the Five-Factor Model has been the target
of more rigorous research than some of the traits above, these additional personality
characteristics give a good idea of the wide range of behaviors and attitudes that traits
can cover.

The Person-Situation Debate and Alternatives to

the Trait Perspective
The way people behave is only in part a product of their natural personality. Situations also
influence how a person behaves. Are you for instance a “different person” as a student in a
classroom compared to when you’re a member of a close-knit social group? [Image: UO
Education, https://goo.gl/ylgV9T, CC BY-NC 2.0, https://goo.gl/VnKlK8]
The ideas described in this module should probably seem familiar, if not obvious to you.
When asked to think about what our friends, enemies, family members, and colleagues
are like, some of the first things that come to mind are their personality characteristics.
We might think about how warm and helpful our first teacher was, how irresponsible
and careless our brother is, or how demanding and insulting our first boss was. Each of
these descriptors reflects a personality trait, and most of us generally think that the
descriptions that we use for individuals accurately reflect their “characteristic pattern of
thoughts, feelings, and behaviors,” or in other words, their personality.

But what if this idea were wrong? What if our belief in personality traits were an illusion
and people are not consistent from one situation to the next? This was a possibility that
shook the foundation of personality psychology in the late 1960s when Walter Mischel
published a book called Personality and Assessment (1968). In this book, Mischel
suggested that if one looks closely at people’s behavior across many different
situations, the consistency is really not that impressive. In other words, children who
cheat on tests at school may steadfastly follow all rules when playing games and may
never tell a lie to their parents. In other words, he suggested, there may not be any
general trait of honesty that links these seemingly related behaviors. Furthermore,
Mischel suggested that observers may believe that broad personality traits like honesty
exist, when in fact, this belief is an illusion. The debate that followed the publication of
Mischel’s book was called the person-situation debatebecause it pitted the power of
personality against the power of situational factors as determinants of the behavior that
people exhibit.

Because of the findings that Mischel emphasized, many psychologists focused on an

alternative to the trait perspective. Instead of studying broad, context-free descriptions,
like the trait terms we’ve described so far, Mischel thought that psychologists should
focus on people’s distinctive reactions to specific situations. For instance, although there
may not be a broad and general trait of honesty, some children may be especially likely
to cheat on a test when the risk of being caught is low and the rewards for cheating are
high. Others might be motivated by the sense of risk involved in cheating and may do
so even when the rewards are not very high. Thus, the behavior itself results from the
child’s unique evaluation of the risks and rewards present at that moment, along with
her evaluation of her abilities and values. Because of this, the same child might act very
differently in different situations. Thus, Mischel thought that specific behaviors were
driven by the interaction between very specific, psychologically meaningful features of
the situation in which people found themselves, the person’s unique way of perceiving
that situation, and his or her abilities for dealing with it. Mischel and others argued that
it was these social-cognitive processes that underlie people’s reactions to specific
situations that provide some consistency when situational features are the same. If so,
then studying these broad traits might be more fruitful than cataloging and measuring
narrow, context-free traits like Extraversion or Neuroticism.