Accepted Manuscript: Medical Hypotheses
Accepted Manuscript: Medical Hypotheses
Accepted Manuscript: Medical Hypotheses
PII: S0306-9877(16)00009-8
DOI: http://dx.doi.org/10.1016/j.mehy.2015.12.026
Reference: YMEHY 8150
Please cite this article as: H. Ozaki, J.P. Loenneke, S.L. Buckner, T. Abe, Muscle growth across a variety of exercise
modalities and intensities: Contributions of mechanical and metabolic stimuli, Medical Hypotheses (2016), doi:
http://dx.doi.org/10.1016/j.mehy.2015.12.026
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Muscle growth across a variety of exercise modalities and intensities: Contributions of
Hayao Ozaki, Ph.D1, Jeremy P. Loenneke, Ph.D2, Samuel L. Buckner, Ph.D2, Takashi Abe, Ph.D3
1
School of Health and Sport Sciences, Juntendo University, Inzai, Chiba 270-1695, Japan
2
Department of Health, Exercise Science, & Recreation Management, KevserErmin Applied
38677, USA
3
National institute of Fitness and Sports in Kanoya, Kanoya, Kagoshima 891-2393, Japan
Hayao Ozaki, School of Health and Sports Science, Juntendo University, 1-1 Hirakagakuendai,
E-mail: [email protected]
Abstract
and mechanical stimuli to muscle growth in response to a variety of exercise modalities and
intensities. Recent research has demonstrated that low-load resistance training can elicit
until failure. The degree of metabolic fatigue would be greater for resistance training with
lower loads compared to higher loads at the point of muscle failure, which may compensate for
the lower mechanical stress.This may also explain why muscle hypertrophy occurs to varying
magnitudes when activities such as cycling and walking are performed. Furthermore, the
application of blood flow restriction to the working muscles during these activities induces
greater hypertrophy albeit at the same level of mechanical stress, which would suggest a
possible contribution from metabolic stress. Thus, it is plausible that both mechanical and
metabolic stimuliare primary mechanisms for muscle hypertrophy and the degree of
Skeletal muscle is important for carrying out activities of daily living and plays an
important role with metabolism. For example, skeletal muscle functions as the largest disposal
site for ingested glucose[1], plays a role in lipid oxidation and in immune responses[2,3], and
contributes to the resting metabolic rate[4]. Thus, strategies to increase or maintain this tissue
across the lifespan are important for overall health.Exercise training with a high external load
or high mechanical tension has been primarily recommended for maximizing muscle
hypertrophy[5]. Interestingly, recent research has demonstrated that, when each set is
performed until failure, low-load resistance training can elicit comparable hypertrophy to that
of high-load resistance training[6,7]. At the point of failure, the magnitude of metabolic fatigue
would be greater for resistance training with lower loads compared to higher loads, given that
one cannot continue lifting even with lighter weights. This greater metabolic fatigue may
compensate for the lower mechanical stress[8]and may also explain why activities such as
cycling and walking have also been shown to stimulate muscle growth to varying
magnitudes[9,10]. In addition, blood flow restriction (BFR) applied to the working muscles
during these activities induces greater hypertrophic effects albeit at the same level of
mechanical stress[11,12], which would suggest a possible contribution from metabolic stress.
Thus, both mechanical tension and metabolic stress appear to be primary mechanisms for
muscle hypertrophy[8]. Taken together, it is plausible that the degree of contributions of both
effect[8]. Thus, the purpose of this manuscript is to review the evidence for muscle growth
across a variety of exercise modalities/intensities and discuss the potential interaction between
response to resistance exercise until failure or typical aerobic exercise (Figure 1A), as well as
during resistance or aerobic exercise with BFR (Figure 1B). The exercise stimulus involves two
components: mechanical tension and metabolic fatigue, which are both illustrated using color
gradients, with darker shades representing more contribution from each respective mechanism.
To calculate the percentage of muscle hypertrophy per training session (%PTS) in Figure1,
(a) Resistance exercise: a study that trained until failure in each setand comparedthe
(50-90 %1RM) resistance training or (2) between high-load (50-90 %1RM)and loads near
1RM (90-100% 1RM) or (3) between low-load (< 50 %1RM) resistance training with and
without BFR
(b) Aerobicexercise: studiesincluded inthree review papers by Ozaki et al. (2013, 2015a,
2015b)[8-10]
(d) Measurement: a study evaluating muscle hypertrophic effect at the whole muscle level
High external loads have primarily been recommended to maximize muscle hypertrophy.
The American College of Sports Medicine (ACSM) recommends lifting with approximately 70%
of a person’s one repetition maximum (1RM) for increasing muscle mass[5]. However, the use
of high external loads does not necessarily translate to greater muscle hypertrophy. For
example, Schmidtbleicher and Buehrle(1987) showed greater increases for cross-sectional area
(CSA) of the triceps brachii muscle for a group that trained with 3 sets of 12 repetitions at 70%
1RM compared with a group that trained with 7 sets of 1-3 repetitions at 90-100%1RM[13].
Although differences in exercise volume may explain a portion of this difference, the decreased
metabolic fatigue resulting from too short of an exercise duration may also contribute to this
Interestingly, recent studies have shown that low-load resistance training induces
comparable hypertrophy to that of high-load resistance training when each set is performed
until failure. For example, Mitchell et al. (2012) compared muscle hypertrophic effects between
low- and high-load resistance training for the following 3 groups: 1 set or 3 sets × 80% 1RM to
failure, and 3 sets × 30% 1RM to failure[6]. After 10 weeks of training consisting of 3 sessions
per week, the muscle hypertrophic response was similar between the 3 sets × 30% 1RM and
the 3 sets × 80% 1RM groups andtended to be lowest following1 set × 80% 1RM (though not
significantly lower). Although greater repetitions are required with lower loads to reach failure,
failure within each set typically occurs within a minute and is likely attributable to the
compensate for the smaller mechanical stress, however, there is likely a point at which the load
may be too low to elicit marked muscle hypertrophy. For example, with external loads less than
20-30% of maximum strength, it may become difficult to maximize peripheral fatigue in a brief
effects between low-load (30-40% 1RM) and very low load (10-20% 1RM) resistance exercise,
Aerobic exercise such as cycling and walking have also been shown to stimulate muscle
result, muscle CSA of the quadriceps femoris significantly increased for thecycle training group
(2%) after a21 week training program (2 days per week), though the hypertrophic effect was
lower compared with thehigh-load resistance training group (6%). The previous studies have
demonstrated that peak muscular activation (normalized by EMG recorded during MVC
(%MVC)) duringcycling was about 50%MVC in vastus lateralis and medialis muscles[18],
studiesimply that cycle training is capable of inducing muscle hypertrophy, but at slower
may be due to the fact that the muscles are unlikely to be worked to, or near, failure during
continuous cycling at a moderate intensity. Thus, cycling at this intensity would fail to maximize
metabolic fatigue and suggests that perhaps cycle training performed to, or near, failure at
On the other hand, Kubo et al. found that muscle thickness increased significantly for the
knee flexors and dorsi flexors following 6 months of walk training (45.0 ± 15.6 min/day, 5.4 ±
Figure1A, %PTSappears to be lower in walking compared with cycling. This may be because
both mechanical tension and metabolic fatigue are lower during walking than during cycling:
peak muscular activation (%MVC) of the vastus lateralis and vastus medialis during walking is
less than one quarter of the during cycling [18] anda bout of walking, unlike cycling, failed to
present the acute increase in muscle size[21]. This acute change is considered an indirect
measure of muscle cell swelling, which is likely due to a fluid shift form the plasma into the
muscle cell although the possibility of the increased muscle size resulting from just a blood
pooling and/or an increase in interstitial fluid cannot be completely ruled out[22,23]. Muscle
cell swelling may be one of factors shifting the protein balance towards anabolism[23,24].
breakdown results in skeletal muscle hypertrophy [25]. Burd et al. (2010) compared muscle
protein synthesis induced by 4 sets of leg extension exercise between the following 3
conditions: 1) 90% 1RM until failure, 2) 30% 1RM with work output matched with that of 90%
1RM exercise, 3)30% 1RM until failure in each set.The rate of myofibrillar protein synthesis of
condition2 was approximately one half of that observed following condition 1, whereas it was
similar between condition 1 and 3[26].Greater metabolic fatigue with lower load resistance
exercise may compensate for the lower mechanical tension. The development of metabolic
stress may trigger the rate of muscle protein synthesis through activation of anabolic and/or
attenuationof catabolic signaling pathways[24].Although the muscle hypertrophic effects
seems to decreaseas exercise intensities near 1RM, it is unclear whether the rate of muscle
protein synthesis following resistance exercise at >90% 1RM is lower than that of resistance
protein synthesis[29]. However, the magnitude of these responses may be lower with aerobic
exercise than that observed with resistance exercise. For example, an elevated phosphorylation
of ribosomal protein S6 kinase was observed immediately after both cycle and resistance
exercise, but, after 4 h,remained elevated only in the resistance exercise group. Further, the
increase inmyofibrillar protein synthesis over the 4 hour post exercise period was only
stimulated following resistance exercise[27]. These findings may account for the lower
remarkable, but time consuming due toa greater work requirement. Similarly, aerobicexercise
is capable of inducing muscle growth, but at much slower rates, requiring a longer period
compared with resistance exercise. BFR accelerates the development of metabolic fatigue,
which enhances the hypertrophic effects and is considered an alternative method to combat
Rececntly, Farup et al. (2015) investigated the muscular adaptations of young adults
unilateral dumbbell curls to failure × 3 days/week × 6 weeks with one arm combined with BFR,
and the other without BFR[30]. After the program, arm flexor muscle volume increased for
both limbs by similar degrees. Importantly, BFR resulted in less repetitionsper set, hence the
lower total exercise volume and training time for the entire training period, presumably due to
a faster rate of metabolic fatigue. This implies that metabolic fatigue, rather than exercise
volume, is crucial for muscle hypertrophy.Meanwhile, the other previous studies have shown
that resistance training at even 15-20% of maximal strength significantly induces muscle
hypertrophy when combined with BFR[31], but these studies lack a comparison with high load
resistance exercise and/or performing each set to failure, which would maximize metabolic
stress even under BFR condition. Thus, future research is needed to determine the lowest
intensity inBFR resistance exercise until failure in each set required formaintainingcomparable
Given the advantage of BFR, it is plausible that the hypertrophic effect with
aerobicexercise can be enhanced, which would lead to shorter training period until significant
hypertrophy occurs. Ozaki et al. (2011) compared the effect of walking with and without BFR
on muscle size in older adults[11]. Subjects performed 20 minutes of walking at 45% heart rate
reserve, which was undertaken 4 days per week, for 10 weeks. The cross-sectional area (CSA)
of the thigh muscle significantly improved only in the group walking with BFR. Similarly, Abe et
al. (2010) compared the effects of an 8-week cycling program with and without BFR on muscle
size for young men and demonstrated that the CSA of thigh muscle increased only for
BFR-cycling[12]. Considering the findings of the walking and cycling studies without BFR, these
results clearly showed the potential of BFR in shortening the training period until significant
hypertrophy occurs. Given that aerobic exercise in combination with BFR is completed with a
low intensity, the muscle does not reach exhaustion and is thus unlikely to maximize the
metabolic fatigue induced by exercise. This lack of metabolic fatigue may explain why the
hypertrophic effect of aerobic exercise in combination with BFR is less than that observed with
flow restriction
of catabolic[33] signaling pathways. Recently, we have shown that even walking with BFR also
activates anabolic signaling pathways[34], though these responses appear to be greater for BFR
resistance exercise than for BFR walking. The phosphorylation of several selected proteins in
both mechanistic target of rapamycin and mitogen-activated protein kinase (MAPK) signaling
pathways increased 3h after a bout of low-load resistance exercise with BFR[32,35], whereas
BFR-walk stimulated the phosphorylation of only two selected proteins in MAPK signaling
pathway[34]. These findings appear to be consistent with the greater hypertrophic effect with
low-load BFR resistance exercise compared to that of BFR-walk. Because this notion resulted
from comparing previous studies published by different laboratories, future research should
This review providesevidence for the muscle hypertrophic response across a variety
and mechanical stimuli as mechanistic contributors to these adaptations. It is plausible that the
degree of contributions of both mechanical tension and metabolic fatigue determines the
that exercise training is not always performed solely to induce muscle hypertrophy. For
example, the same hypertrophic effect would be observed between high-load and low-load
resistance training to failure, but strength gain would favor high-load in certain circumstances
due to the principle of specificity. For example, the group consistently training at a higher
percentage of their 1RM will perform better in a 1RM test compared to a group consistently
training at a lower percentage of their 1RM. Thus, if lifting maximal loads in a particular
exercise is of importance, one would need to have some degree of practice at lifting near
maximal loads in that particular exercise. Aerobic training induces less muscle hypertrophy
compared with resistance training, while producing greater improvements in aerobic capacity.
Understanding the characteristic of each training method and the mechanisms responsible for
the training effects will help in assigning the most suitable training program based on an
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Figure Legend
Figure1A (traditional exercise) and Figure 1B (Blood Flow Restriction) illustrate the relationship
between muscle growth, exercise load, and the degree of contribution of mechanical tension
The green and orange color gradients demonstrate the relative contributions of mechanical
tension and metabolic fatigue for inducing muscle hypertrophy. The orange color gradient
shows potential metabolic fatigue for each exercise load. The black color gradients
demonstrate strength of evidence. The black line shows the potential hypertrophic effect for
each exercise load. These figures are drawn based on hypertrophic effect at the whole muscle
level in studies employing sedentary, or mild to moderately active adults for relatively short
HL: High-Load, LL: Low-Load, BFR: Blood Flow Restriction in working muscles, MVIC: Maximum
Voluntary Isometric Contraction, 1RM: One Repetition Maximum, %PTS: % per training session
Conflicts of Interest