Fact, Truth, and Text The Quest For A Firm Basis For Historical Knowledge Around 1900
Fact, Truth, and Text The Quest For A Firm Basis For Historical Knowledge Around 1900
Fact, Truth, and Text The Quest For A Firm Basis For Historical Knowledge Around 1900
ROLF TORSTENDAHL
ABSTRACT
The object of this essay is to discuss two problems and to present solutions to them, which
do not quite agree with what is generally said of them. The first problem concerns the his-
tory of methods for reaching firm historical knowledge. In three methodological manuals
for historians, written by J. G. Droysen, E. Bernheim, and C.-V. Langlois and C.
Seignobos and first published in the late nineteenth century, the task of the historian was
said to be how to obtain firm knowledge about history. The question is how this message
should be understood. The second problem concerns the differences between the three
manuals. If their common goal is firm historical knowledge, are there any major differ-
ences of opinion? The answer given in this article is yes, and the ground is sought in their
theories of truth.
I. INTRODUCTION
1. J. G. Droysen’s Grundriss der Historik was published three times during his lifetime, in 1868,
1875, and 1882 (Leipzig: Veit & Co.). It has been used here in E. Rothacker’s re-edition of the third
edition published under the title Grundriss der Historik (Halle-Saale: Max Niemeyer, 1925). Later
Droysen’s lecture manuscripts on the subject were edited by R. Hübner under the title Historik:
Vorlesungen über Enzyklopädie und Methodologie der Geschichte (Munich: R. Oldenbourg, 1937)
and by P. Leyh under the title Historik: Rekonstruktion der ersten vollständigen Fassung der
Vorlesungen (1857), Grundriss der Historik in der ersten handschriftlichen (1857/1858) und in der
letzten gedruckten Fassung (1882) (Stuttgart-Bad Cannstadt: Frommann-Holzboog, 1977). Ernst
Bernheim’s Lehrbuch der historischen Methode (first ed. 1889) was subject to constant major and
306 ROLF TORSTENDAHL
and in this respect this article elucidates a piece of the history of philosophy.
However, the advances of philosophy of history since the turn of the twentieth
century do not make a comparison with the ideas from a hundred years ago unin-
teresting. In many respects these three methodologists advance ideas which are
still put forward in the debate. I come back to the question of what is outdated
and what is still valid reasoning in the conclusion of this article. As all three aim
to show the possibility of firm historical knowledge it seems important to treat
them together, even though research has taken a different interest in them. Thus
the examination of Droysen has been much more elaborate in recent decades
than has the analysis of Bernheim and Langlois-Seignobos. In spite of the new
light shed on Droysen by Rüsen’s work, it is important to relate his taxonomic
methodology with its neo-Kantian overtones to Bernheim’s efforts to present a
solid Kantian philosophical basis through circumstantial argument and
Langlois’s and Seignobos’s critical approach to the Kantian heritage.
The generally professed idea from Antiquity onwards has been that history
should seek the truth about the past. That this was no easy task was generally rec-
ognized early on. Ancient historians and philosophers paid occasional attention
to the difficulties in reaching “truth” in history. Since Kant all theory of history
had to come to terms with the theories of knowledge advanced by him and his
followers. The idea that the perceptions of the senses belong to the perceiving
“subject” and are caused by something called “the thing in itself” lent itself read-
ily to historical application. Thus this idea gave rise to a lengthy struggle over the
possibility of attaining an ideal of “objectivity” and to clarify history as “the real
past” and not only as an “object” depending on the perceptions of the “subject.”
The investigating “subject” was assumed to set its mark on the result, and objec-
tivity came to be an ideal out of reach.
Other ideals and other conceptions appeared as to what historians ought to do
and what they could achieve. A positivist historian like H. T. Buckle tried to find
regularities in historical development, which could explain or help to explain the
development of civilization. His efforts won little applause among historians but
his books and ideas were widely debated and helped to form a general opinion—
mainly negative—about this type of historical investigation. Buckle was an
Englishman but his inspiration came from France, from Auguste Comte. Besides
Comte there were several Frenchmen who formed ideas (for example, Saint-
Simon and the utopians) more or less in the tradition of the moral sciences of the
late eighteenth century.
The idea that historians should try to reach objective historical knowledge has
been widespread and dominating for a long period during the twentieth century,
minor changes by the author. Here I have also used the editions from 1903 and 1908 (all editions pub-
lished by Duncker und Humblot in Leipzig). C.-V. Langlois and C. Seignobos, Introduction aux
études historiques (Paris: Librairie Hachette, 1898) was republished by the same firm in 1899. All
translations in the following of passages from these books are by RT.
FACT, TRUTH, AND TEXT 307
but it has never been beyond criticism and questioning. The most illuminating
study of the impact of the idea of objectivity is Peter Novick’s book on objectiv-
ity in the American academic community of historians.2 What Novick shows
above all is that historians could not conceive of their profession without relat-
ing it to objectivity, either as a goal within reach or as an ideal that could not be
attained but which was always worth striving for.
Historians mostly were more modest than philosophers up to the late nine-
teenth century. In the nineteenth century they preferred to discuss methods rather
than theory. There were, however, quite a number of historians who had already
expressed views on the theory of history during the eighteenth century. Most of
them gave only occasional methodological rules. Some of them went further and
tried to systematize their experiences in reflections on the craft of being a histo-
rian. One cannot discern in these manuals a consistent philosophy of history or a
full-grown historical epistemology.3 They mostly give advice about what to do
with certain types of material or in certain research situations. Ranke’s work on
historiography (especially Guicciardini), which is his main work in historical
method, was in line with the critical examinations of the Icelandic sagas and
Nestor’s chronicle. Such analyses of the sources for old medieval history had
been made by a number of professors who were based at the University of
Göttingen and who were regarded as the origin of “the German historical school”
by Herbert Butterfield.4 Ranke’s work was not at all like manuals or introductions
to historiography. Therefore its fame is easier to understand because of Ranke’s
later prominent position in the academic community than from the content of the
book. For Ranke the main problems in his other works (and in the book to which
his critical examination was an appendix) were related to the state, the state sys-
tem, and the morality of the world order. His originality in these respects was
great and has given him well-deserved fame as the historian who brought
Historismus into a state of full development.5 It is more difficult to see him as a
methodologist, even if Georg Iggers in several historiographical works has lent
his established authority to the notion of Ranke as the founder of “scientific his-
2. Peter Novick, That Noble Dream: The “Objectivity Question” and the American Historical
Profession (Cambridge, Eng.: Cambridge University Press, 1988).
3. Of those I know anything about I would especially mention those by Chladenius, Gatterer, and
Rühs, all of them German, but there may have been others developed by historians in other countries.
See Horst Walter Blanke, Historiographiegeschichte als Historik (Stuttgart-Bad Cannstadt:
Frommann-Holzboog, 1991). It seems that Blanke underestimates the originality in Rühs’s work. The
reason for this is that he uses Historismus as a yardstick. Rühs’s work was noted by Herbert
Butterfield, Man on His Past [1955] (Cambridge, Eng.: Cambridge University Press, 1969), 7, but he
makes little out of it.
4. Butterfield, Man on His Past, 32-61.
5. This is Meinecke’s position. It has been challenged and it is important that Historismus did not
remain unchanged (see, for example, Otto Gerhard Oexle, Geschichtswissenschaft im Zeichen des
Historismus [Göttingen: Vandenhoeck und Ruprecht, 1996]; Historismus am Ende des 20.
Jahrhunderts: Eine internationale Diskussion, ed. Gunter Scholtz (Berlin: Akademie Verlag, 1997),
with an important contribution by G. Iggers). The discussion on Historismus in recent years has led
to many revisions in earlier stereotyped views. See, for example, Irmline Veit-Brause, “Die Histor-
ismus-Debatte,” Neue politische Literatur 1 (1998), 36-66; “The Turnings of Historicism,” in Power,
Conscience, and Opposition, ed. A. Bonnell et al. (New York: Peter Lang, 1996), 405-430; and
“Historicism Revisited,” Storia della Storiografia 29 (1996), 99-125.
308 ROLF TORSTENDAHL
tory” (in the continental European sense). He implies that this has to do with
methodology, though it is substantiated rather by his reflections on history.6
In several respects a new turn in the development of historical professionalism
grew out of the developing Historismus. It was important that new methodolog-
ical manuals were published and widely accepted in the European community of
historians. J. G. Droysen had published his Grundriss der Historik in 1868
(revised ed. in 1875 and 1882), but in its methodological part it was more a skele-
ton of notes for lectures than a handbook, and these notes were combined with a
few essays on the principles of Historismus. His Grundriss was therefore super-
seded as a manual by Ernst Bernheim’s Lehrbuch der historischen Methode (first
edition in 1889) and Charles-Victor Langlois’s and Charles Seignobos’s
Introduction aux études historiques (1898). These books were in the first place
methodological (from the 1903 edition Bernheim explicitly included more phi-
losophy of history), though with an ambition to relate methodology to epistemo-
logical principles, and they had a very wide circulation.
There were some others (though not many) who wrote books of the same
genre. The interest in methodology is a testimony to the new direction that his-
torical studies had taken in universities. Gradually the notion became common
that it was necessary to provide students with some reading that could give them
an insight in the methods of history. Some books were written in the first half of
the century, for example, the little volume by Rühs (note 3), and introductions by
J. G. von Fessmaier, J. E. Fabri, and C. J. Kraus, all published in the first decade
of the nineteenth century and F. Rehm’s Lehrbuch from 1830. Even learned
introductory books to historical studies lacked convincing arguments on method-
ology and contained in the first place a systematic presentation of historical
material and where it could be found. Such works were classified in German as
Quellenkunde, a genre where W. Wattenbach, Deutschlands Geschichtsquellen
im Mittelalter bis zur Mitte des dreizehnten Jahrhunderts (first ed. 1858) and his
Das Schriftwesen im Mittelalter (1871) belonged, as did many of the publications
in relation to the French and German projects for the publication of medieval
writings on history. Emerging books on the history of historiography in respect
to certain objects of study—such as books by O. Lorenz,7 F. X. Wegele,8 and L.
Wachler,9 and one essay by Lord Acton on historical studies and another on
German schools of history, in which he presented continental historians and their
methods and conceptions10— also gave few substantial rules and still fewer
6. See, for example G. Iggers, “Introduction,” in International Handbook of Historical Studies, ed.
G. Iggers and H. T. Parker (Westport, Conn.: Greenwood Press, 1979), 1-14; G. Iggers, New
Directions in European Historiography, revised ed. (Middletown, Conn.: Wesleyan University Press,
1984), 18-21, 26. Iggers devotes very little attention to Bernheim or Langlois and Seignobos.
7. O. Lorenz, Die Geschichtswissenschaft in Hauptrichtungen und Ausgaben, vol. 1-2 (Berlin:
Hertz, 1886–1891).
8. Franz X. Wegele, Geschichte der deutschen Historiographie seit dem Auftreten des Humanismus
(Munich and Leipzig: R. Oldenbourg, 1885)
9. L. Wachler, Geschichte der historischen Forschung und Kunst seit der Wiederherstellung der
litterärischen Cultur in Europa (Göttingen: Röwer, 1812–1820).
10. J. E. E. D. Acton, A Lecture on the Study of History (London: Macmillan, 1896); “German Schools
of History” in Historical Essays and Studies (London: Macmillan 1907), 344-392. In the former booklet
Acton affirms that Ranke’s different historical works form “the best introduction from which we can learn
the technical process by which within living memory the study of modern history has been renewed” (52).
FACT, TRUTH, AND TEXT 309
arguments for a historical methodology. Only a few of these books dealt with
methods for the study of different types of material and still fewer presented any
reasons why these methods should prevail. The best-known of the books that will
not be treated here is the one by the English historian E. A. Freeman, The
Methods of Historical Study, from 1886, which is a series of essays rather than a
systematic treatment of methodology.
Thus, something new came with Droysen, Bernheim, and Langlois and
Seignobos. They wanted to teach how to find firm knowledge about history. This
is their common aim, but Droysen gave priority to philosophical matters. The
others devoted themselves to the methodology rather than to the philosophy of
history, where relativistic notions of uncertainty prevailed. The three books
found different philosophical bases for their standpoints but all of them turned
their backs on the general relativism of knowledge. Their differences seem to
have mattered less than their methodological aims, which appealed to historians.
These aims were similar and it seems that many historians read their books as
interchangeable manuals for the study of history, without observing any disturb-
ing differences. Students could use the books by Bernheim or Langlois and
Seignobos directly, if they paid attention primarily to the rules that were the core
of the method. These rules could be understood through the texts of Bernheim
and Langlois and Seignobos, while Droysen’s book gave much less reasoned
advice in these respects. That is probably the main reason why Droysen’s book
became less well known as a methodological manual after the turn of the centu-
ry than the other two, in spite of the fact that there were small differences in the
rules that they taught. On the other hand Droysen’s book soon superseded the
others in reputation for wisdom and depth of thought.
The years around the turn of the twentieth century witnessed a change in the
general approach to historical professionalism. The earlier emphasis had been on
the theory of the state or the theory of state systems or the theory of the (indi-
vidual) nation. Now the methodological element became central. Without a prop-
er knowledge of how to evaluate sources a historian was not accepted as a pro-
fessional. Several factors helped to make methodology a central element in the
professionalism of historians.11 One was the rise of national historical associa-
tions. This was a process that took place all over Europe (and also beyond
Europe) in the latter half of the nineteenth century. Philosophical and political
issues divided all such associations and, thus, only methodology was really a
common basis. Another factor was the spread of scholarly historical journals in
which critical reviews of recent historical literature spurred methodological
interest.12 This was even more true of the international organization of historians,
later known as the Comité international des sciences historiques, which can be
11. On historical professionalism and its development, see R. Torstendahl, “History, Profession-
alization of,” in International Encyclopedia of the Social and Behavioral Sciences (London: Elsevier,
2001), 6864-6869, and R. Torstendahl, “Assessing Professional Developments. Historiography in a
Comparative Perspective,” in An Assessment of Twentieth-Century Historiography, ed. R. Torstendahl
(Stockholm: Vitterhetsakademien, 2000), 9-30.
12. For journals, see Margaret Stieg, The Origin and Development of Scholarly Historical Journals
(Alabama: University of Alabama Press, 1986). Cf also Historische Zeitschriften im internationalen
Vergleich, ed. Matthias Middell (Leipzig: Akademische Verlagsanstalt, 1999).
310 ROLF TORSTENDAHL
traced back to 1898. In the early programs of its international congresses from
1900 and 1903 methodology played an important role and the object of discus-
sion was how established methods could be corroborated with philosophical
arguments rather than which implications philosophy might have for methodol-
ogy. However, after the congress of 1908 the French historian Simiand com-
plained in a review article that methods had not been sufficiently emphasized in
the congress contributions.13
Interest in historical methodology ran high. Even though K. D. Erdmann,
especially, has noted this in works on the historiography of the period, those who
have written on the history of historiography have seldom drawn attention to the
content of this methodology.14 They treat “philosophy of history” rather than
epistemology, but even this quite insufficiently.
In the German it is even more evident than in English translation that his pri-
mary methodological aim is that (relatively) firm knowledge is to be established
through a system of rules. This is not confined to “source criticism” in a limited
sense but has relevance for the whole process of the historian’s work. But, as
Droysen explains in his chapter on interpretation, the fundamental reality in his-
tory is decided by moral forces (sittliche Mächte), which lead and motivate the
animated spirits (die entflammten Geister) as thoughts of the time, people, indi-
vidual humans. “This thought or complex of thoughts, which is shown by the
interpretation in a set of events, is for us the truth of this set of events,” he con-
cludes. The set of events is a reality that creates a “complex of thoughts” (a moral
perception and reaction), which in its turn is the form in which this reality
appears to us. “In this perception” (of a moral situation) “we understand what has
happened and from it we understand this thought” (23-24). Thus, the system of
rules leads to a specific insight in an idealistic worldview where the moral forces
are central.22 For Droysen these moral forces were the fundamental objects of the
historian’s work and they could be evidenced by the historical system of rules.
In this way Droysen transformed historical methodology into a very wide and
forceful instrument. It became a key to the understanding of the world and of
human behavior. Many others—for example the moral philosophers of eigh-
teenth-century France and writers like Voltaire—had used history to elucidate
moral norms. Droysen goes the other way round. He says that there exists (or
should exist) a firm knowledge about history, established through a consistent
system of rules, which also makes it possible to draw firm conclusions about
morality in the sense of the moral driving forces of the actors in history. History,
in his philosophy, becomes a means to approach the fundamentals of human rela-
tions in a systematic and firm knowledge system.
From the first part of Droysen’s book—the methodological lectures—one may
get the impression that he was an early defender of scientific ideals in history that
became current around the turn of the century. This is, however, misleading. It is
a reasonable assumption that Droysen himself saw the danger of being misun-
derstood from his lecture notes. Therefore he tried to guard against this in the
second and third chapters, on nature and history and on art and method.
21. “Das Ergebnis der Kritik ist nicht ‘die eigentliche historische Tatsache,’ sondern, dass das
Material bereit gemacht ist, eine verhältnismaässig sichere und korrekte Auffassung zu ermöglichen.
Die Gewissenhaftigkeit, die über die Resultate der Kritik nicht hinausgehen will, irrt darin, dass sie
der Phantasie überlässt, mit ihnen weiter zu arbeiten, statt auch für die weitere Arbeit Regeln zu find-
en, die ihre Korrrektheit sichern.” Droysen, Historik 1925, 19.
22. Ethics deals with moral forces. “Ethik und Historik sind gleichsam Koordinaten. Denn die
Geschichte gibt die Genesis des ‘Postulats der praktischen Vernunft,’ das der ‘reinen Vernunft’ unfind-
bar blieb” (Droysen, Historik 1925, 35). As did many others in the nineteenth century Droysen used
arguments close to Kant’s but superimposed his moral philosophy over his theoretical philosophy.
314 ROLF TORSTENDAHL
Ernst Bernheim’s Lehrbuch der historischen Methode from 1889 was obviously
intended to be a very comprehensive overview of what a student (or professor)
might need to know about the writing of history. The 1894 edition comprised 624
pages. In 1903 he explicitly stated that the philosophy of history was included in
the scope of the book. This change incorporated philosophy of history in different
316 ROLF TORSTENDAHL
chapters, which meant that the book grew and epistemological aspects of the his-
torical method became prominent. These and other changes seem to have been
aimed at increasing the completeness in the perspectives already evident in the
first edition. The fifth and sixth editions, from 1908, were most widely circulated;
by then the book comprised 840 pages. These are the ones I will cite. Later edi-
tions seem not to have expanded the book further.
Bernheim was a highly respected professor and a specialist on early medieval
political thought. This means that his specialty was at the very center of the dis-
cipline, for it should be borne in mind that history was still regarded as consist-
ing of three main periods of approximately equal weight, Antiquity, the Middle
Ages, and Modern History. The last of these periods started around 1500. The
methods of medieval studies were those most frequently taught at the increas-
ingly common seminars on history at the universities in Europe. Occasional
examples from the sixteenth and seventeenth centuries were balanced by discus-
sions about the use of Roman authors for the first centuries of our era. Classical
studies had started their separation from history and historians were not profes-
sionally interested in trying to evaluate archaeological evidence. Such material is
not discussed in Bernheim’s book.
It must be said at once that Bernheim’s Lehrbuch has a wide view of its topic.
The 1908 editions, which constitute the main basis of the present analysis, con-
tain six main chapters. The first takes up the concept of scholarly history
(Geschichtswissenschaft) and its essential characteristics (Wesen). The second
chapter develops methodology and the third information on sources or heuristics.
The fourth chapter is devoted to “criticism,” which includes the analysis of
sources. The fifth chapter bears the heading “conceptions” (Auffassung), which
means that the inferences from different sources in their combination are treated
there. The sixth chapter is the shortest one and develops the historical account.
In fact Bernheim’s division of the subject matter of his study tallies well with
Droysen’s.
If Droysen presented methodology in all too short sentences, which seem to
require comments and explications, Bernheim’s exposition is comprehensive and
circumstantial. He devotes seventy pages to the general discussion of methodol-
ogy and 230 pages to the detailed presentation of “criticism” in all its varieties.
These two chapters attract our main attention here.
Bernheim discards the idea that a special methodology of history is unneces-
sary because of its close relation to common sense. This argument would mean
that everyone had to start from scratch, which would open the field to the self-
taught. Nor is it valid to criticize methodology in history for consisting of invari-
ant rules that cannot be used in always-shifting individual cases. Bernheim com-
pares history with medicine, where individual variations in illnesses do not
exclude systematic methods for diagnosis and treatment (179-184). In spite of
such comparisons a specific historical method exists. “The first main task of the
historical method, beside the collation of the material, is to establish related
events as facts” (die Tatsächlichkeit der überlieferten Begebenheiten
festzustellen), as Bernheim emphasizes in a sentence that is difficult to render
FACT, TRUTH, AND TEXT 317
appropriately in English. “That is,” he continues, “to make certain that they real-
ly have happened.” To do this we have to rely on the historian’s own observations
of the “remains” of the events, in the first place, and then on the observations of
witnesses whose credibility has been checked. Here he refers to the long chapter
on criticism. But it is important that he continues with the second main task of
methodology, namely knowledge about the connection between facts, that is,
what he calls Auffassung, which I translate here as “conceptions” (185). One of
the main chapters of the book deals exclusively with this part of methodology.
Thus, it is a misunderstanding or even a quite false statement to accuse
Bernheim (or “traditional methodology of history”) of not having observed that
the connection between individual “events” or “facts” is quite another thing, ask-
ing for quite another method, than the establishment of these “events” or
“facts.”23 Bernheim stresses that individual facts always have to be causally con-
nected to a “whole” of a “development.” This constant relation between the indi-
vidual event or fact with the whole and the general is what most specifically
characterizes the historical method, according to Bernheim (188).
One of the three parts of the chapter on methodology in general is devoted to
a subject called “Establishing (die Begründung) method against skepticism. (The
certainty of history).” In this chapter Bernheim recognizes two difficulties that
may give rise to doubt as to the possibility of reaching firm results in history. One
of these difficulties lies in the matter of history and it is thus of an objective char-
acter; the other lies in mankind’s faculties of knowledge and is subjective. This
is not enough, however. Against the contention that history cannot bring forward
firm certainty because its knowledge is neither logically nor experimentally evi-
denced, Bernheim objects that “truths” can be certain without being “evidenced.”
There is a “certainty,” which stems from immediate experience and observation,
and historical knowledge depends on this type of knowledge. This certainty is
quite as good as any other form of certainty (189-190).
Interestingly, nothing indicates that Bernheim had the idea that each individ-
ual observation in experimental sciences depends on the same type of certainty
that he ascribes to history. He seems to think that immediate observational cer-
tainty is something that is exclusive to history.
Bernheim registers two sorts of doubts that may be raised in regard to the
“subjective possibility of firm historical knowledge.” The first concerns the pos-
sibility of gaining real empathy with regard to the emotions and thoughts of other
people. He refutes this possible objection with traits that he ascribes to humani-
ty in general. Logic does not change and therefore thoughts must be analyzable,
nor do psychic processes change even if their manifestations change. The
processes of perception and conception are not the same but are analogous
among all humankind, according to Bernheim, and this is the presumption from
which history must work. The second type of doubt regarding the subjective pos-
23. In her important book, regrettably only in Danish, Historie: En videnskabshistorisk under-
søgelse, (Copenhagen: Museum Tusculanum, 1999), 42 , Inga Floto states that Seignobos came back
from Germany in the late 1880s and complained that he had found there only erudition and criticism
of the sources but not what he called “scholarly synthesis.” This should be noted especially because
of the criticism directed against Seignobos by L. Febvre for an exclusive interest in events. See below,
note 31.
318 ROLF TORSTENDAHL
sibility of reaching firm historical knowledge refers to the possibility that human
beings perceive differently even if they call things with the same names. This
possibility is also refuted by means of general assumptions of similarity in psy-
chic processes (190-197). Naturally, these assumptions of Bernheim’s have been
the target of criticism from later theorists.24 No other argument is brought for-
ward by Bernheim than the necessity of accepting these assumptions in order to
make firm historical knowledge possible. He seems never to have seriously con-
sidered any other possibility in spite of the obvious circularity of his reasoning.
He took for granted that the possibility of reaching firm historical knowledge is
plausible because of certain general assumptions about human psychic process-
es, and these assumptions are reasonable because they are required for the pos-
sibility of reaching firm historical knowledge.
Does there exist, then, an “objective possibility of firm historical knowledge”?
This is Bernheim’s next question and it refers to the historical material and the
methods to be used. Bernheim states that the material is full of gaps, that rela-
tions are tendentious and misleading, and that “remains [Überreste] certainly
offer immediate evidence” but that they can be misleading as regards “facticity”
(Tatsächlichkeit) as they are often mixed with tendentious relations. Mistakes in
regard to dates in the material, specifications that are unintelligible, and so on,
are undeniable. This is, Bernheim concedes, pertinent and undeniable, but it
should not lead to a dispirited skepticism, for such circumstances only show the
need for methods and control. Methods, as Bernheim has developed them in his
chapter on criticism, offer the means and ways “to reach the factual events” with-
out mistakes in spite of misleading information.
After this he states: “Certainly we cannot attain an unconditional security in
many single cases; even our methodical conclusions and statements on the cred-
ibility of the sources depend, as we will develop later, on general experiential
knowledge (Erfahrungssätzen), which in individual cases through individual
deviation may in exceptional cases be broken by chance.” And he continues:
“But also when we finally understand that we cannot in all circumstances reach
unconditional security will we not be enticed by generalized skepticism,” which
Volney and W. Vischer have expressed as “that there is no firm knowledge at all
in history. Or we must, for the same reason, say the same of other sciences
[Wissenschaften].” In history there is obviously, according to Bernheim, a com-
prehensive set of data that cannot be doubted. And he adds: “In view of this firm
basic data-set we can calmly see and concede that in history, as in all sciences
[Wissenschaften], we must not seldom be satisfied with probabilities and in many
cases also with possibilities” (197-200).
After this concession to the existence of a not quite firm knowledge in histo-
ry Bernheim tries to define “probability” and “possibility” in history. The “facts”
(!) that are supported by arguments that are more weighty than those which con-
tradict them are “probable,” while those “facts” (!) that are not supported by
direct or indirect evidence are just “possible” (201).
24. Explicitly by P. Renvall, Den moderna historieforskningens principer (Stockholm: Natur och
Kultur, 1965) (transl. from Finnish), 75.
FACT, TRUTH, AND TEXT 319
Time after time Bernheim assures the reader that the impossibility of reaching
firm knowledge in history does not refer to the whole body of historical knowl-
edge but only parts of it. The existence of probabilities and possibilities in histo-
ry gives no reason for a general skepticism in regard to the firm nature of histor-
ical knowledge. In the first place historians develop real knowledge and then, in
addition, some probable and possible knowledge. This is Bernheim’s credo.
For our purposes it is important to note that Bernheim sees no contradiction
between the general aim of providing firm historical knowledge through a gen-
erally recognized methodology and the concessions he makes towards the impos-
sibility of reaching security about certain things and the necessity of going into
probabilities. For him history consists of a body of historical knowledge that can-
not be doubted and a fringe of not quite certainly established facts and an even
more dimly certified area of possibilities. Therefore he concludes his section on
the objective possibility of firm historical knowledge with the statement that
skepticism is thus refuted from whatever direction it comes. This is “due to the
insight that conscious methodical procedures must be the firm basis for our sci-
ence [Wissenschaft].”
From these preliminary deliberations on methodology in general Bernheim
quite naturally presents the task of criticism as the establishment of the factuali-
ty of data, or to decide the degree of probability of their being accepted as facts.
Narrative sources have to be examined by “external” and “internal” criticism. As
they are regarded as witnesses, the critical principles are essentially of a psycho-
logical nature. In this respect the content of narratives and the combination of
data is important, and therefore it is impossible to distinguish between interpre-
tation and criticism. “It is quite right to say that history has only reached the sta-
tus of science (Wissenschaft) through methodical criticism, as only then a firm
certainty about the basic facts has become possible, or a firm dismissal of the
untrue and false” (324-326).
The following two hundred pages are devoted to examples of source criticism,
first what is called inferior or external criticism (330-464) then superior or inter-
nal criticism (464-549). In regard to external criticism Bernheim shows his eru-
dition, for almost all principles are discussed with examples, some of them well
known in the history of historiography but others of a more esoteric nature. The
discussion is kept on a very practical level: how one can argue for or against the
authenticity of a document, and how a series of manuscripts can be ordered into
a tree of dependence or chronology. Almost all of the examples are taken from
Bernheim’s own specialty, the European Middle Ages. A warning against “hyper-
criticism” is also thrown in, referring to arguments that on invalid grounds dis-
miss authentic documents as inauthentic.
If the discussion of “external” criticism is recognizable from many other man-
uals in the methodology of history, both earlier and later but primarily later, one
must say that few have argued so in detail and with so many examples for these
principles. Few, if any, manuals have taken another point of view in this respect,
though the selection of examples and the historical settings used for the illustra-
tion may be different.
320 ROLF TORSTENDAHL
26. Donald Davidson, “Interpretation: Hard in Theory, Easy in Practice,” in Meaning and
Interpretation, ed. D. Prawitz (Stockholm: Vitterhesakademien, 2002), 71-86; Willard V. Quine, The
Roots of Reference (La Salle, Ill.: Open Court, 1974).
FACT, TRUTH, AND TEXT 321
discusses, in principle, the possibility of establishing firm knowledge he distin-
guishes between firm knowledge, probabilities, and possibilities. All three
degrees of certainty relate to “facts.” What cannot be ascertained to be knowl-
edge must be discussed as probable. Despite his aim to establish firm knowledge,
Bernheim gives room—it would seem to be ample room—for probabilities and
possibilities in the historian’s practice.
Sources are only a means for obtaining firm knowledge, which is about histo-
ry itself. Bernheim is a historical realist, and his historical epistemology is direct-
ed towards history as an object. On the other hand he is a practicing historian,
and his discussion is never so detailed as when he discusses the examination of
the sources, how this is to proceed, and which consequences can be drawn from
the examination of one document in respect to others. Bernheim’s idea that “his-
tory” is about the object of history (his historical “objectivism”) is manifested in
different ways, for instance in his discussion on many occasions of the “gaps” in
the material. Behind this argument we discern the idea that there is (or was) a
“real” history, which is complete (without gaps) and is the point of reference.
However, it is noteworthy that Bernheim does not develop the theme of the
incompleteness of the historian’s knowledge in the way that has been done by
many other theorists. It has of course been used as a weapon against the possi-
bility of reaching “the Truth” about history (as we can know only a small part of
each event or development). Bernheim does not go into this argument in positive
or negative terms, in spite of the fact that he refers to the impossibility of bridg-
ing the “gaps” in the material about the past.
Another point of great interest is the way he treats narrative documents. There
he is interested primarily in the author. The author is also a part of the past and
may be treated as a historical object to be known by the historian. From such
knowledge about the author inferences are drawn regarding the text written by
the author in question. If the author is trustworthy, and the witnesses cited are
honest, the text is trustworthy.
Bernheim comes close to a suspicion that firm knowledge of history in this
sense is not to be had, is an illusion. But he refutes the idea on several occasions
in his book. He states repeatedly that there is a firm knowledge of history—but
the statement seems to be more a conjurer’s prayer than a real conviction.
Langlois and Seignobos are treated together here because of their manual
Introduction aux études historiques (1898). From other points of view they are
more or less different, but in their introduction to historical studies they wanted
to be a united pair of authors. In the preface they made a vague division of their
responsibilities for the first draft of the text, but they stressed that they had coop-
erated throughout the book and shared the responsibility for the final version.
Their comments in the preface on authorship has sometimes led to questions
about who was really the original author of parts of the book. In the introduction
to the first edition they gave a very vague indication (first half, second half) of
322 ROLF TORSTENDAHL
how each of them had drafted the text and they stressed that they shared respon-
sibility for the whole book.26 In the second edition they gave rather precise infor-
mation about the division of work between them and there they only point out
the first chapter of the second part and the fifth chapter of the third part plus the
conclusion as the outcome of united efforts. In spite of the clarification it is, how-
ever, clear that they wanted to bear shared responsibility for the text in its entire-
ty, and it must be stated that there is no break in the line of thought anywhere.
The “opérations analytiques” state two main rules which underline that state-
ments in the material are the basis for all their critical considerations, not types
of material or types of authors. These rules are: 1) the historian has to scrutinize
the credibility of each statement; 2) the critical scrutiny may not be done “en
bloc,” but a document has to be divided into its constituent parts to make possi-
ble a scrutiny of every single statement (134-135).
In the Preface of the Introduction the authors begin with stating that it has not
been their intention to write a summary of world history, nor have they wanted
to contribute to the abundant (!) literature on so-called philosophy of history.
Books of the latter type are written by people who most often are not historians
by profession but who have made history the subject of their contemplation.
Some look for “similarities” or “laws”; others think that they have discovered
“the laws which have dominated the development of mankind” and that they
have thus laid the foundations for “history as a positive science” (v-vi). The lat-
ter allusion was not directly aimed at Comte but at P. J. B. Buchez and his
Introduction à la science de l’histoire from 1842. Such abstract constructions of
a vast scope tend to create distrust in the writing of history not only with the gen-
eral public but also with learned specialists, they say, and Fustel de Coulanges is
mentioned as an example of a historian who detested systems of such “philoso-
phy of history.”
Contrary to this kind of philosophy of history, Langlois and Seignobos want to
“examine the conditions and procedures and show the character and the limits of
historical knowledge” (vi). Thus they obviously did not include this epistemolo-
gy of history in what they term “philosophy of history.” This term seems to refer
in their text mainly to general ideas on historical development. Explicating what
they mean to elucidate in regard to historical knowledge, they specify how his-
torical knowledge is obtained, how such knowledge is possible, and what it
means to have knowledge about the past. After a series of questions explicating
what they intend to deal with, they repeat that they have no intention of present-
ing a summary of facts or any system of ideas on universal history but “an essay
concerning the method of scholarly history [sciences historiques]” (vi-vii).
In an ensuing survey of the existing literature on historical methods Langlois
and Seignobos mention with special appreciation the books by Droysen and
Bernheim. However, they also mention several other authors, and say that E. A.
Freeman, A. Tardif, and U. Chevalier do not say anything that is not elementary
and predictable (xi-xii). But they also keep their distance from Droysen and
26. “La première moitié du livre a été rédigée par M. Langlois, la seconde par M. Seignobos; mais
les deux collaborateurs se sont constamment aidés, concertés et surveillés,” Langlois and Seignobos,
Introduction, xviii.
FACT, TRUTH, AND TEXT 323
Bernheim. The former is “heavy, pedantic and confusing” (xi) and the latter
“treats amply the metaphysical problems, which we regard as being without any
interest” and does not take up the “critical and practical viewpoints, which we
hold especially interesting” (xv).
Langlois and Seignobos thus have a clearly polemical tone in their presenta-
tion of how they view their own work in relation to the preceding literature on
the topic. When they discuss Bernheim they mention the comprehensive scope
of his work and they conclude that they have no ambition to write a Lehrbuch
der historischen Methode, but that their book is a concise sketch (xvi). (Their
book comprises 308 pages, of a smaller size than the pages in Bernheim’s book.)
What is called “connaissances préalables,” forming the first part of the
Introduction, is not any general epistemological theory, as might be thought, but
two chapters on how to find the material relevant for a historical investigation
(heuristics), and on auxiliary knowledge. The second part is introduced by eight
pages that deal with the “general conditions for historical knowledge.” Its first
sentence is: “We have already said that history is made up of documents and that
these documents are traces of past events [faits passés].” And further: “Events
can be empirically known in two ways, either directly by observation as they
happen, or indirectly by study of the traces they have left” (43).27
Past traces are (mostly) documents; historical methodology is concerned with
the reasoning that may lead from the observation of documents to knowledge
about facts of the past. The analytical argument must be able to present all links,
all intervening causes, between the event and the text that can be observed in the
written document. This means that historians are in an awkward position. They
cannot, like chemists, observe directly what is taking place. It is as if chemists
knew about a series of observations only through the reports of their laboratory
assistants. Therefore the historian needs an especially critical mind (44-50).
In comparison with Droysen and Bernheim it is notable that Langlois and
Seignobos do not refer to any comprehensive “history as such” even in this gen-
eral presentation. Their questions are not about “what happened” and proceeding
from a series of events known to us; rather they start out from the documents and
what inferences they could lead to. The difference between the authors of the
three books is not the degree of empirical evidence that they ask for, for all of
them declare that empirical evidence is the only valid basis. It is rather what
scholarly work is thought to be about and what historical inquiry is intended to
show. For Droysen and Bernheim “history” as “the past events themselves” is
well enough known to be the foundation of historical inquiry. For Langlois and
Seignobos an inquiry must start out from “the documents” (a category in which
they lump together all sorts of texts from/on the past put into different categories
by Droysen and Bernheim).
Analytical operations, as they are called by Langlois and Seignobos, are divid-
ed into two main categories, external and internal criticism. In this respect they
27. I translate “fait” sometimes by “event,” sometimes by “fact” depending on the context, which
is sometimes not quite clear and it may therefore be debatable if the one or the other translation should
be used. I am aware that this plays a role in my argument, but there is no way to evade the difficulty
as “fact” is a misleading translation in many cases and “data” is too modern in this sense.
324 ROLF TORSTENDAHL
come close to Bernheim. The external criticism in the Introduction deals with the
same kind of problems as in Bernheim’s Lehrbuch, a critical discussion of orig-
inal versions, analysis of how different documents are dependent on each other,
and a critical classification of materials. Devoting one chapter to a discussion of
the importance of this “learned” criticism, Langlois and Seignobos defend exten-
sive learned discussions of historical material, which may be developed into an
art of its own. The general public may think “synthetic operations” or the expo-
sition of historical development are more interesting. But insufficient critical
work will be denounced. “The works of the most famous historians of the nine-
teenth century, deceased only yesterday, Augustin Thierry, Ranke, Fustel de
Coulanges, Taine, etc., are they not already completely torn to pieces [rongés]
and perforated [percés à jour] by criticism? The deficiencies of their methods are
already seen, defined and condemned” (115). Here Ranke and some of the most
celebrated French historians are thus severely criticized for insufficient scholar-
ship and professionalism in their writing of history.
Internal criticism is treated in three chapters, which can be regarded as most
important in the work. The headings of these chapters are “criticism of interpre-
tation (hermeneutics),” “internal negative criticism of sincerity and exactitude,”
and “determination of individual facts.”
The aim of internal criticism is to find out what in a document can be accept-
ed as true. In order to do this the production of the document must be analyzed.
The historian must try to find out what the author has been able to observe and
to scrutinize his or her use of phrases and words (117-119). “It is necessary to
grasp the principle, which is evident but often forgotten, that the content of a doc-
ument only consists of the ideas of the person who has written it, and one must
accept as a rule to start with the understanding of the text in itself before one asks
what conclusions can be drawn from it for history” (120). Analyzing a document
means to discern and isolate all ideas expressed by the author. In order to do this
the use of individual words must be observed, for their meaning varies by con-
text. “By instinct one will treat the language as a fixed system of signs.” This is
true of scientific language. “But the ordinary language in which documents are
written is a floating language. Each word expresses a complex and badly defined
idea. It has multiple, relative, and varying senses . . .” (121-122). These compli-
cations, which are developed further, have to be met by a method relying on four
basic principles: 1) one has to observe that the language is continually develop-
ing and changing and with it words and their meanings; 2) the use of a language
may differ from one region to another; 3) every author has a personal way of
writing and the special sense that he or she bestows on words must be studied;
and 4) the meaning of an expression changes with the context and therefore the
context must always be studied (122-123). “These rules will constitute an exact
method for interpretation, if they are applied with rigor, and it will leave almost
no possibility to err but will cost an enormous investment of time” (125).
After applying the rules it is always necessary to go back to the author for
there may be a meaning hidden in the text by means of allegories or other implic-
it messages. Searching for such hidden meanings or messages is essential in the
FACT, TRUTH, AND TEXT 325
theory of hermeneutics, according to Langlois and Seignobos. They refer here to
August Boeckh and his Encyclopädie und Methodologie der philologischen
Wissenschaften, in its second edition from 1886 with the comment that Bernheim
has also referred to this book (127). They claim to explain the content in more
depth than Bernheim does. Finally it should be noted that Langlois and
Seignobos don’t warn against “hypercriticism” (as Bernheim had done) but
against what they call “hyperhermeneutics.” This term they explain by the use
neo-Platonists make of Plato and the Swedenborgians of the Bible, that is, by
interpreting any text as a series of allegorical tales (128).
The second chapter on internal criticism is devoted to the problem of the inten-
tions of the author. Interpretation does not say anything “about external facts”
(130). When the historian is confronted with contradictory statements in differ-
ent documents he or she must make a choice and decide which is erroneous or
even a lie. An instinctive feeling of confidence is very hard to overcome and it
has prevented the development of a regular method in respect to this type of crit-
icism. Historians and even theoreticians of method (“P. de Smedt, Tardif,
Droysen and even Bernheim” are examples of this) have stayed with general
notions and vague formulations, in contrast to the preciseness of the external crit-
icism. They are content with finding out if authors were in general contemporary
with the facts, if they were eyewitnesses themselves, if they were straightforward
and well-informed, if they knew the truth and were willing to tell it or, summa-
rizing all of it in one formula, if they are trustworthy (131). This type of superfi-
cial criticism is better than absence of criticism, but it is not enough, according
to Langlois and Seignobos. As in all science the point of departure ought to be
methodical doubt. Everything that is not proved should remain provisionally
doubted (131). It is not easy to state the rules for methodical doubt, but two gen-
eral rules are advanced: 1) a “scientific” truth cannot be established by a witness.
Special reasons are needed to believe that a statement is true. The rule should
therefore be to examine every statement. 2) The criticism of a document cannot
be made of it as a whole. The rule should be to analyze a document in its con-
stituent parts in order to lay bare all its specific statements and examine each of
them separately. This means that an enormous number of operations is involved
in this critical examination (133-135). The following part of the chapter is an
effort to systematize the types of analysis that may be required to make the analy-
sis. Hypothetical cases are examined through two series of questions, first to
determine if the statement is straightforward and second to examine if there is
reason to disbelieve the preciseness of the statement (139-150). Langlois and
Seignobos proceed with second-hand statements, asserting that direct observa-
tions are lacking in many cases. There criticism has to try to identify the original
statement and determine whether it rests on proper observation, but it must also
examine all intermediaries and their possibilities to give a proper rendering of the
piece of information.
Oral tradition and legends must be regarded with suspicion and are difficult to
examine in their constituent parts. They form wholes but they must be subjected
to the same type of intense critical analysis as other documentary sources.
326 ROLF TORSTENDAHL
The most naive process of analysis consists of rejecting the details that seem impossible,
miraculous, contradictory or absurd in the narrative of the legend, and keep as historical
the rest that seems sensible. This is how the rationalist Protestants have treated biblical
narratives in the eighteenth century. It would mean the same to cut away the marvelous
from a fairy tale, to suppress Puss in Boots in order to make a historical person of the
Marquis of Carabas. (155)28
After the passage about how legends, traditions, and tales must be shunned by
the historian, Langlois and Seignobos round off the second part of the manual
with an important statement. Single “positive” statements that something has
taken place can never be definitive. Critical examination aims at getting rid of illu-
sory information. “The only firm results of critical examination are negative
results,” they say (167).
One important question is not discussed properly by Langlois and Seignobos,
in spite of its importance for their argument, namely the ultimate criteria of truth.
It seems that they embraced the idea that a well-placed observer had a good
opportunity to formulate a true statement of what he or she had seen, if he or she
wrote it down immediately. This implies some sort of correspondence theory of
truth. Langlois and Seignobos are, however, very cautious not to say that any
statement of any first-hand observer is to be taken as true. Time after time they
refer vaguely to a wider historical context and to the present. Even though a cor-
respondence between observations and statements is a precondition for the pos-
sibility of truth, in the conception of Langlois and Seignobos they appealed on
different occasions to the coherence of a statement with other accepted state-
ments on the past and the present as a most important criterion for truth. This
would mean that only when a statement fit into a comprehensive view of the his-
tory of the period or region and fulfilled the criteria of the correspondence theo-
ry they accepted it. However they used neither “correspondence” nor “coher-
ence” as terms for their critical theory about historical truths.
30. For example, Henry I. Marrou, De la connaissance historique (Paris: Seuil, 1954), 46, 49, 56,
92, 122, 126; I. N. Danilevskii et al., Istochnikovedenie (Moscow: RGGU, 1998), 52-53.
31. P. Veyne, Comment on écrit l’histoire (Paris: Seuil, 1971).
32. L. Febvre, Combats pour l’histoire (Paris: Armand Colin, 1953), 70-74, 87-98. In his analysis
of the “Methodenstreit” in Germany Iggers makes a comparison with France and seems to accept
Febvre’s standpoint without mentioning Langlois and Seignobos. (“The “Methodenstreit” in
International Perspective…,” Storia della Storiografia 6 [1984], 21-30.)
33. M. Bentley, Modern Historiography: An introduction (London: Routledge, 1999), 104-106.
330 ROLF TORSTENDAHL
received texts in the material used by the historian. It is probable but not certain
that they assumed the existence of a “real” past at least as a “meaning” if not a
“reference.” They saw scholarly history as text production and they saw it as pro-
duced mainly from textual material. In spite of this fact they have received little
credit from recent “history as text” theorists. The reason seems to be that
Langlois and Seignobos were anti-relativistic, while current “history as text” phi-
losophy is most often extremely relativistic.34 However, the accusation that
Langlois and Seignobos had a naive belief in the possibility of the historian
reaching “truth” (or “the truth”) is not well-founded. In fact, they only contend-
ed that historians should try to present nothing but true statements, but they never
said that they believed that it was possible for the historian to avoid all false
statements. Far less did they contend that the historian would be able to present
all true statements on anything “historical,” though they did not discuss any
ambitions in that direction. It seems that they did not even contemplate the pos-
sibility that one might have such ambitions. It would have been contrary to their
view that “the past” not “documents” should be the starting point of historical
analysis. On the contrary they stressed the difficulty of keeping away from false
statements in spite of circumstantial and time-consuming critical precautions.
The turn of the twentieth century was enormously important for the historian’s
profession. This period witnessed not only different philosophical efforts to come
to grips with historical knowledge, where Windelband and Rickert on the one
hand and Dilthey on the other promoted their views about history, taking off from
a Kantian tradition. Their influence on theoretically minded historians should not
be underestimated, but they hardly formed the mainstream of the profession. The
realistic approach, represented by Ernst Bernheim and his very influential man-
ual on historical method, became a foundation for teaching in the departments of
history that began to be formed within universities and constituted a new step in
the formation of the profession of historians. As a manual only, the book by
Langlois and Seignobos matched Bernheim’s book, but it seems that few histo-
rians, even in the authors’ own times and certainly later, have followed their dif-
ferent approach. The methods advocated by Bernheim and Langlois and
Seignobos were in most respects identical, but the epistemological basis for these
methods was different. Langlois and Seignobos were interested in the historian’s
product as a text and its truth-value. This was decided through methods that indi-
cate that in their conception coherence between statements in the material was
one basis for truth. This coherence included a wide reference to different types
of material and a wide reference to other well-evidenced knowledge. In this man-
ner they referred to coherence beside, or even rather than, a correspondence
between statements and “past reality” (or between the “content” of statements
and “past reality”). While Bernheim was mainly uninterested in problems of
34. In his discussion of coherence and correspondence theories of truth Hayden White does not
indicate the possibility of a position like the one of Langlois and Seignobos (White, The Content of
the Form, 39-44). F. Ankersmit seems to take for granted that for history “close to art” is the only
alternative to a correspondence theory of truth, and he disregards Langlois and Seignobos (see esp.
“Historical Representation” in his History and Tropology [Berkeley: University of California Press,
1994], 97-124.)
FACT, TRUTH, AND TEXT 331
truth and saw trustworthy witnesses as a means for reaching historical reality or
“the real past,” Langlois and Seignobos were interested only in true statements.
They seem to have leaned towards a coherence theory of truth, possibly includ-
ing some combination with correspondence for the statements that refer partly to
the present and a fundamental relation between statements and observations.
The new phase of historical professionalism from around the turn of the cen-
tury was based on a belief in the possibility of reaching firm knowledge. The cor-
nerstones for this professionalism were the new manuals arguing for a methodol-
ogy of history from a historical epistemology. This methodology was elaborated
in a very conscious way. It may have been vulgarized by teachers at universities
and in reading material for students, but in itself it was by no means naive, even
though it may be regarded as simple. However, it was complicated enough to con-
tain two main directions. The one advocated by Bernheim seems to have been
much more successful in winning the ears of the historians than the sophisticated
coherence-based text approach that was advanced by Langlois and Seignobos.
Mälardalens Högskola
Västerås, Sweden
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