RC Thesis PDF
RC Thesis PDF
RC Thesis PDF
INTRODUCTION
The objective of this research is to quantify the relationship between axial force,
spindle speed, travel speed, and other process parameters for friction stir welding (FSW)
at high spindle speeds (1500-5000 RPM), and correlate the results with a two
dimensional fluid flow model capable of predicting the forces and torque during FSW.
In order to build an efficient control system for robotic FSW, a valid force
prediction model needs to be established, and many basic physical mechanics of this
process need to be understood. The 2-D model presented here represents the initial steps
Process Overview
Friction stir welding (FSW) was invented and patented by W. M Thomas et al. [1]
of the Welding Institute in Cambridge, UK. In FSW, a cylindrical, shouldered tool with a
profiled probe is rotated and slowly plunged into the joint line between two pieces of
sheet or plate material, which are butted together. The pieces are rigidly clamped onto a
backing plate in a manner that prevents the abutting joint faces from being forced apart.
Frictional heat is generated between the tool shoulder and the material of the work pieces.
This heat causes the latter to reach a visco-plastic state that allows traversing of the tool
along the weld line. The plasticized material is transferred from the leading edge of the
tool to the trailing edge of the tool probe and is forged by the intimate contact of the tool
shoulder and the pin profile. It leaves a solid phase bond between the two pieces.
Applications
The current industries which utilize FSW are the aerospace, railway, land transportation,
shipbuilding/marine, and the construction industries. These industries have seen a push
towards using lightweight yet strong metals such as aluminum. Many products of these
friction stir welding heavy-duty machine tool type equipment with traversing systems
performing friction stir welding for a number of reasons, including: lower costs, energy
efficiency, greater manufacturing flexibility, and most significantly, the ability to follow
three-dimensional contours.
2
Chapter II
will be presented. Also, previous FSW research will be reviewed in order to show how
this research contributes to the science of FSW. An emphasis is placed on work that
modeling.
Terminology
To understand the process of friction stir welding and the focus of this research, it
is worth while to define certain terminologies and their usage in this thesis.
In FSW, the tool typically consists of a cylindrical shoulder with a profiled probe,
also called the pin. The material or materials being welded can be called the work piece,
part, sample, or plate. The joint where the samples are abutted will be referred to as the
weld line. The part used to support and clamp the sample is called the backing plate,
The tool rotates at an angular velocity given in revolutions per minute (RPM),
which will be referred to as rotational speed (RS). The translational velocity at which the
tool travels along the weld line is called the feed rate or travel speed (TS), and will be
given in millimeter per second (mm/s) or inches per minute (ipm). The side of the weld
where the angular velocity and forward velocity of the pin tool are additive is called the
3
advancing or leading side. The other side where the angular velocity and translational
As shown in Figure 2, forces act in three dimensional spaces. The force along the
X-axis, Y-axis, and Z-axis will be referred to as the translational (Fx), transverse (Fy), and
axial force (Fz) respectively, and will be given in Newtons (N). The moment (Mz) about
the axis of rotation will be referred to as the torque and given in Newton-meters (N-m).
Fz (axial force)
Direction of travel
Fx (translational force)
Weld line
Mz
Fy (transverse (torque)
force)
Trailing edge of
rotating tool
Leading edge of
rotating tool
Advancing side of
weld
Shoulder
Pin
4
Power however will be given in Watts (N-m/s). Figure 2 shows a schematic of the
Welding Materials
thermoplastics, lead, zinc, aluminum alloys, copper, silver and gold. Materials with
higher melting points (in excess of 1100°C) such as ferrous metals and alloys can also be
joined. However they require probes of high grade temperature resisting materials such
as tungsten [1].
thickness. Using a double pass method, welds up to 4” thick have been made [2].
Copper up to 2” thick has been welded. Welds up to 0.5” thick have been successfully
made in steel using the double pass method, and 0.37” thick magnesium alloy AZ61A has
geometries. Butt welds, corner welds, T-sections, overlap welds, and fillet welds have all
been done [2]. Circumferential welds have also been performed in the aerospace industry
Welding Tools
material for a tool is dependent on the type of metal material to be welded, particularly
the melting temperature of the material. An additional consideration is the desired travel
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speed. Table 2.1 lists different tool material and the maximum operating temperatures
[4].
H-13 1000
Ferro-TiC SK 1100
MP-159 1100
Stellite 6B 1600
MAR-M-246 1900
Mo-TZM 2400
Rhenium 3600
Tungsten 3600
The tool has two basic parts; the shoulder and pin. The tool shoulder has two
general functions, create frictional heat at the tool/work piece interface and to cap the
The pin is a cylindrical pin projecting from the distal shoulder surface and has a
longitudinal axis co-extensive with the shoulder longitudinal axis. The pin must be large
enough to stay above the plastic stress level at operating temperatures. Current FSW
practice uses a pin having a surface profile consistent with the thread of a bolt, much like
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the end of a machine bolt [4]. The purpose of profiling the pin is to reduce traverse loads
Tool pin shapes have taken the form of frusto-conical, inverted frusto-conical,
spherical, and pear shape, to simple conical, truncated cones, to slightly tapered cylinders
[5, 6]. Cocks et al. [7] introduced a pin which has a combined right handed and left
handed thread pattern. This “enantionmorphic” pin is said to produce welds of improved
For this research, a tool made of H-13 tool steel heat treated to Rc 48-50 with a
0.5” diameter cylindrical shoulder and a threaded cylindrical pin will be used.
Weld Microstructures
The heat and deformation generated during FSW produce four micro-structurally
distinct regions across the weld. They are the heat affected zone (HAZ), thermo-
The HAZ is the outermost portion of the weld which is modified by the thermal
field of the welding process but does not experience any deformation. It is similar to the
heat affected zones observed in welds prepared by more conventional fusion welding
processes. Inward from the HAZ is located the TMAZ, where the material experienced
plastic deformation due to the stirring process in addition to the heat-induced micro-
structural changes. At the center of the weld, where the heat and deformation are the
region called the weld nugget or DXZ, which is approximately the size of the rotating pin
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of the tool. The unaffected, or parent-material, is material that is heated but not modified
Mechanical Properties
exhibit similar yielding and fracture behavior [9–12]. During these tests, the tensile
strain becomes localized in the HAZ on both sides of the weld nugget [13]. Fracture will
typically occur at this location and will usually be located on the retreating side of the
weld [12]. The localization of yield and fracture at the HAZ demonstrates the importance
of this region in controlling the mechanical behavior of friction stir welds. Despite this,
there have been few systematic examinations of the HAZ to determine the underlying
Some studies [9–11, 14–17] have demonstrated that precipitates are significantly
coarsened in the HAZ relative to those observed in the unaffected base plate or weld
nugget. Sato et al. [18] examined different locations in the HAZ and weld nugget of a
6063 Al FSW and observed that the precipitates experienced increasing dissolution
toward the weld center. Su et al. [19] recently reported on precipitate evolutions
occurring in a 7050 Al FSW. They observed a coarsening of precipitates from the base
plate into the TMAZ, with increasing dissolution and re-precipitation occurring from the
Kwon et al. [20] investigated the influence of the tool rotation speed on the
hardness and tensile strength of the friction stir welding aluminum 1050 and concluded
that the hardness within the weld was higher on the advancing side than on the retreating
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side. Also, that in the transition zone between the weld and the parent material the
variation in hardness was more drastic on the advancing side than on the retreating side
and that the hardness and tensile strength of the weld increased significantly with
Lee et al. [21] examined the microstructure and mechanical properties of FSW
6005 Al alloy with increasing welding speed and concluded that the tensile strength
reviewed. Since little is known about the physics involved during the FSW process, these
Thermo-mechanical Modeling
Ulysse et al. [22] attempted to model the friction stir-welding process using three-
dimensional visco-plastic modeling. The simulation was limited to one tool geometry
where the tool pin was 6.4 mm in diameter and its depth into the plate was 6.4 mm,
which is about 1/3 of the plate thickness. The pin was tilted by 3° from the vertical,
leaning away from the direction of welding. The tool shoulder was 19 mm in diameter.
the shallow concave area as shown in Figure 2.2. The tool above the work surface was
9
welding simulations were conducted using the commercial software FIDAP [24]. The
mesh used for the FSW simulations are shown in Figures 2.2 and 2.3; about 33,000 eight-
noded (brick) elements and 29,400 nodes were used in this study.
In addition, only butt joints 19.1 mm AA 7050-T7451 (2.3% Cu, 2.25% Mg, 6.2%
Zn) thick plates were considered in this work. The model of the work-piece region was
60 mm wide by 100 mm in length as shown in Figure 2.3. The support table, located
underneath the work-piece, is not included in the analysis in order to reduce the size of
the numerical model. Therefore, heat transfer to the support table is ignored in this work.
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Figure 2.3 – FE mesh of the welding model. [22]
processes by relating the deviatoric stress tensor to the strain-rate tensor. The TMAZ was
assumed to be a rigid-visco-plastic material where the flow stress depends on the strain-
1
1 n
Z Q
σ e = sinh −1 Z = ε& exp Eq. 2.1
α A RT
where α, Q, A, n are material constants, R the gas constant , T the absolute temperature
and Z the Zener-Hollomon parameter [42]. The material constants were determined
using standard compression tests. The mechanical model equations are complete after
11
Eq. 2.2)
where ρ is density, cp the specific heat, u the velocity vector, k the conductivity, θ the
temperature and Q. is the internal heat generation rate. About 90% of the plastic
dependent conductivity and specific heat coefficients for aluminum alloys were adopted.
The heat generation rate term can be expressed as the product of the effective stress and
effective strain-rate.
Figures 2.4-2.6. All temperatures are peak temperatures. The trend of the measured data
is also indicated for convenience in the figures. The following parameters were used in
the comparisons: (1.0 mm/s, 11.7 rev/s), (1.37 mm/s, 8.17 rev/s), (1.9 mm/s, 11.7 rev/s),
(2.593 mm/s, 11.7 rev/s), (3.54 mm/s, 8.17 rev/s), (1.9 mm/s, 11.7 rev/s), (2.593 mm/s,
measurements to validate the present force predictions are not available. Analytical
predictions of axial (Fz) and shear forces on the pin are shown in Figure 2.5 as a function
of translational speed. It can be observed that increasing the welding speed, regardless of
rotational speed, has the effect of increasing the axial force thrust and shear force on the
pin. In addition, for a fixed welding speed, increasing the rotational speed has the effect
of decreasing the forces. Quantification of this relation over a wide parametric range is
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Figure 2.4 – FSW temperatures as a function of tool rotational speed. [22]
Figure 2.5 - Axial (Fz) and shear forces on the pin shown as a function of
translational speed. [22]
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Figure 2.6 – Axial and shear forces on pin as function of tool
rotational speed. [22]
mechanics that modeled the solid state material transport during welding as a laminar
viscous flow of a non-Newtonian fluid past a cylinder. Only the tool pin was represented
in the simulation. The temperature and strain rate dependent viscosity of AA6061 was
based on the constitutive law of the flow stress of aluminum alloys using the Zener-
Hollomon parameter (Z) (Eq. 2.1). Also, temperature dependent thermal conductivity
and specific heat were used to calculate the heat transfer in the fluid.
Reynolds et al. [25] concluded that the force against the welding direction at the
constant TS. The power increases with increasing SS at constant RS and remains
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Colegrove [30] used an advanced analytical estimation of the heat generation for
tools with a threaded probe to estimate the heat generation distribution. The fraction of
heat generated by the probe is estimated to be as high as 20%, which leads to the
conclusion that the analytical estimated probe heat generation contribution is not
negligible.
In parallel with the analytical model, Colegrove and Shercliff et al. [30, 31]
developed a material flow model, which addresses the influence of threads on the
material flow. An advanced viscous material model is introduced and the influence of
Schidmt et al. sought to establish an analytical model for heat generation during
friction stir welding based on different assumptions of the contact condition between the
rotating tool surface and the weld piece. The material flow and heat generation are
characterized by the contact conditions at the interface and are described as sliding,
to be behind each contact condition. The analytical expression for the heat generation is
a modification of previous analytical models known from the literature [29, 30] and
analysis to study the thermal history and thermo-mechanical process in the butt-welding
of aluminum alloy 6061-T6. The model incorporates the mechanical reaction of the tool
and thermo-mechanical process of the welded material. The heat source incorporated in
the model involves the friction between the material and the pin and the shoulder. The
dynamics of the FSW thermo-mechanical process, the thermal history and the evolution
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of longitudinal, lateral, and through-thickness stress in the friction stirred weld are
simulated numerically. The X-ray diffraction (XRD) technique is used to measure the
Chen et al. [32] suggested that the maximum temperature gradients in longitudinal
and lateral directions are located just beyond the shoulder edge, and that the longitudinal
residual stress is greater than the lateral residual stress at the top surface of the weld. The
prediction shows that the high stress is located in the region extending down from the
crown to the mid-thickness of the weld. A higher traverse speed induces a larger high
longitudinal stress zone and a narrower lateral stress zone in the weld.
Nunes et al. [26] modeled the tool torque to be totally due to the shear flow stress
of the metal acting perpendicular to the direction of tool rotation and integrated over the
surface. The welding power is equal to the torque multiplied by the RS and is given by
P = ω 0M z
Rs Rp
M z = ∫
Rp
2π R p σ d R p + 2π R p2 t σ + ∫ 2π R p2 σ d R p ,
0
Eq. 6.3
where Mz is the welding torque, ωo is the tool rotational speed, Rp is the pin radius, Rs is
the shoulder radius, σ is the shear flow stress, and t is the pin depth. Figure 2.7 shows a
comparison of Mitchell et al. [27] experimental torques to torques computed from the
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600
500
400
Torque (in-lbs
Measured
300
Computed
200
100
0
350 525 700
Speed (RPM)
understanding the internal workings of the process and is critical to process modeling.
Nunes et al. [26] state that the flow field around a standard threaded tool or tools
with threadlike features is comprised of two parts. The primary flow of material is
around the tool in the direction of rotation. There is a plug of metal that rotates with the
pin, and the flow gradient goes from the velocity of the plug at the plug surface to zero
some distance away. Nunes et al. [26] states that the plug radius occurs at a point that
creates a minimum torque for a given shear flow stress. The plug hypothesis is supported
17
by computational fluid dynamics work done by Dong et al. [33], which predicted that a
plug of metal rotates with the tool. The plug model can be seen below in Figure 2-8.
Ulysse [22] was able to extract useful information along the path line of a material
particle traced in the welding region from the visco-plastic FSW model. The path line of
a material particle located just underneath the pin tip was traced back to its original
location in the shoulder recess. The temperature history of the particle along the path line
is shown in Fig. 2.9. As seen in the figure, the particle was traced back in time from t = 2
For about 0.5 s, the particle rotates around the top of the pin with a relatively
small downward or axial velocity Uz; and during this time, its temperature remains
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relatively uniform. After the initial 0.5 s, the particle follows the pin rotation and
Figure 2.9 - Temperature (in °C) history of a material particle near the pin. [22]
As the particle rotates, it crosses cold and hot regions located at the leading and
trailing edges of the pin, respectively, which explains the peaks in Fig. 2.9. The material
particle is also pushed downward, toward the tip of the pin, where temperatures are
Guerra et al. [28] investigated the flow of metal during FSW using a faying
surface tracer and a pin frozen in place during welding. It was shown that the material is
transported by a wiping of material from the advancing front side of the pin onto a zone
of material that rotates and advances with the pin. The material undergoes a helical
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motion within the rotational zone that rotates, advances, and descends in the wash of the
threads on the nib and rises on the outer part of the rotational zone. After one or more
rotations, this material is sloughed off in the wake of the pin, primarily on the advancing
side. The second process is an entrainment of material from the front retreating side of
the nib that fills in between the sloughed off pieces from the advancing side.
Colligan et al. [29] followed material flow in 6061 and 7075 aluminum by
imbedding small steel balls as tracers into grooves cut into the work-piece parallel to the
weld direction. Grooves were cut parallel to the weld direction but at various distances
from the weld centerline and at various depths. After welding, the distribution of the
steel balls was revealed by radiography in both the plan and the cross-sectional views.
Results
are displayed nicely in the original paper but, in general, the work showed that the
material striking the pin on the advancing side of the weld would be displaced from the
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CHAPTER III
EXPERIMENTAL PROCEDURE
Both experimental and analytical results [22, 23] show that the axial force (and
other forces) can be reduced by increasing the spindle speed. The full range over which
this apparent relationship can be expected to hold true is not known. A full quantification
of the relationships between spindle speed and other process parameters for friction stir
weld productivity with the friction stir welding process and are key to the widespread use
Machine fitted with a Kearney and Trecker Heavy Duty Vertical Head Attachment
modified to accommodate high spindle speeds. The weld sample, clamping fixture (or
backing plate), tool design, instrumentation, and machine modifications detailed below.
Sample Description
thick were friction stir welded. The samples were 3 inches wide by 18 inches long. The
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tool depth was set to 0.145”. To ensure precise setting of the tool depth, the tool was
positioned along the weld line aft of the samples leading edge. The sample is clamped
The clamping system allows for 30 inches of travel and samples with 3” or 5”
widths. Using the horizontal spindle, the maximum travel distance was 12 inches and
limited to 3” width samples. See Appendix A for a detailed schematic of the backing
plate.
Tool Design
For this experiment, the tool was made from H-13 tool steel heat treated to
Rockwell c hardness 48-50. The shank diameter was 1”. The tool shoulder was flat with
a 0.50” diameter. The pin was cylindrical with a 10-24 threads per inch left hand pattern.
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The pin length was 0.1425” and the diameter was 0.190”. Heat sinks were cut into the far
end of the tool shank near the shoulder to facilitate heat dissipation during welding. The
tool was rigidly mounted into the tool holder using a twist lock system. The tool lead
angle was set to 2º. Figure 3-2 shows a detailed schematic of the tool.
Figure 3-2: VU FSW tool with 0.5” shoulder and left hand 10-24 thread pattern.
Instrumentation
measuring forces and torque on the rotating tool. The dynamometer (Figure 3-3) consists
of a four component sensor fitted under high preload between a base plate and a top plate.
The four components are measured without displacement. The four component sensor is
dynamometer is rustproof and protected against penetration of splash water and cooling
agents. For each component a 2-range miniature charge amplifier is integrated in the
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dynamometer. The output voltages of the charge amplifiers are digitized and transmitted
by telemetry to the stator and then acquired by a PC. The stator is rigidly mounted
concentrically with the RCD with a 2 mm gap between them. A mount was fabricated
and bolted to the face of the vertical head. A detailed schematic of the stator mount can
be seen in Appendix A.
The Kistler data acquisition software DynoWare was used for data collection.
DynoWare records the three forces and torque during welding and allows the data points
to be exported to a tabularized text file. The data is then imported into MATLAB 7.0,
where it is run through a linear smoothing filter and is plotted. Please see Appendix C for
Telemetry
Pickup
KISTLER
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Machine Modifications
a Kearney and Trecker Heavy Duty Vertical Head Attachment modified to accommodate
high spindle speeds. The vertical head clamps the vertical sliding surface of the milling
machine. A Baldor VM2514, 20 HP, 3450 RPM, 3Phase 230 VAC motor is mounted to
the shoulder of the head and drives the vertical spindle via a Poly-V belt (Browning
380J16) and drive system. The motor is controlled by a Cutler Hammer SVX-9000 20HP
variable frequency drive. Please see Appendix A for a detailed schematic of the motor
mount.
To meet the operational speed requirements, a 1.33 pulley over drive ratio was
used. The large pulley’s (Browning 16J60P) diameter was 6” while the smaller pulley’s
(Browning 16J45P) diameter was 4.5”. The maximum speed using the above
configuration is 4800 rpm. The overdrive ratio was selected to prevent the possibility of
over-speeding the RCD, whose max operational speed is 5000 rpm. Over-speeding
would require the RCD to be recalibrated. Therefore the maximum rotational speed at
which data was collected for this experiment was 4500 rpm.
To reduce the inertial load of the vertical spindle, the gear train which coupled the
head to the milling machine drive was removed. The gearing system total weight was
approximately 50 lbs. This reduction of loading allows for more torque to be available
during welding.
operational speed of 1500 rpm. To suit the higher operational speeds for the experiment,
the lubricating grease was cleaned from the spindle’s tapered roller bearings. A Bijur
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Fluid Flex Pressurized Lubricating System was used to lubricate the tapered roller
bearings.
The Fluid Flex system dispenses a mixture of compressed air (125 psi maximum)
and oil (DTE Lite ISO VG 32). The compressed air is filtered through an air
filter/regulator (160 Psi maximum) with a ¼ NPT inlet. The air enters the Fluid Flex
system and is reduced to a desired level and passed through a solenoid valve which
synchronizes the system with the spindle. Low-pressure air enters the fluid reservoir and
forces fluid from the reservoir. Separate lines carry an atomized mixture of air and oil
through the distribution lines in the system to the Jet Tip assembly for discharge onto the
tapered roller bearings (Timken #455 and #749) of the spindle. Figure 3-4 shows the VU
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20 HP Motor
V-Belt and
Pulley System
Vertical Head
Air/Oil
Delivery Lines
Kistler Dynamometer
FSW Tool
Axial Position
Monitor
Weld Sample
Backing Plate
27
Using the procedure above, welds were made for the parameter set below.
1500 X X X X X X
2250 X* X X X X X
3000 X** X X X X X
3750 - X X X X X
4500 - - - X X X
The parameters for which welding was not conducted are those where the
rotational speed is too high for the travel speed and creates a weld with a deformed
surface as shown in Figure 3-5. The overheat phenomena occurred at the preceding
parameter set. For example, for the 3750 rpm and 37.2 ipm parameter set, the weld
experienced the overheat phenomena. Therefore a weld for 4500 rpm and 37.2 ipm was
not run because the surface deformation is assumed to only increase. Detailed
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suggested optimum weld pitch, the ratio of rotational speed to travel speed for a specified
Figure 3-5: Typical weld deformation for overheat phenomena experienced during
experimentation. (Parameter Set: 3750 rpm and 27.7 ipm.)
29
CHAPTER IV
In FSW, a cylindrical, shouldered tool with a profiled probe is rotated and slowly
plunged into the joint line between two pieces of sheet or plate material, which are butted
together. Following tool penetration, the friction stir welding operation depends on
continuous refurbishment of the visco-plastic layer surrounding the rotating tool. The
term 'third body' has been used to describe the region containing the visco-plastic
material produced during frictional welding and friction surfacing [34]. This terminology
for FSW will depend on how well the ‘third body’ region is handled, in particular how
the material properties in this region are determined. A logical first step in developing a
working 2-dimensional model. For this thesis, only the pin bottom and the sample are
considered. This allows a basic approach where the model is modularly developed. The
examined and understood. The key factors during FSW which were considered in this
mechanics approach. Experimental results have been shown to correlate with models
using either approach. Due to the moderately high temperatures associated with FSW (up
to 480 °C) (Sato et al. [18]), and the relatively low melting point of Al 6061-T6 (652°C);
30
it is clear the weld material in the third body region enters what is called a mushy zone
[35].
A mushy zone is a temperature region where the material is not a true solid or
liquid, though it has aspects of the behavior of both. Understanding and accurately
modeling the third body region will lead to an optimal 3-D model.
viscous flow domain under high shear stress and strain-rates at moderately high
For the fluid mechanical approach to FSW modeling, the determination of the
material viscosity is the logical first step to begin development of a 3-dimensional model
for friction stir welding. North et al. [36] experimentally correlated the material viscosity
during FSW with the viscosity of a fluid intermediate between two concentric cylinders
as first suggested by Couette in 1890 [45]. Figure 4-1 shows a schematic of the Couette
The inner cylinder has radius ro , and angular velocity ωo while the outer cylinder has r1
and ω1, respectively, and M is the torque per unit depth of the tool pin. Applying
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Equation 4.1 to FSW; take ro to be the radius of the tool pin, and set ωo equal the tool
rotational speed.
Ta
q0
r0
ω0
r1
ω1
Figure 4-1: Geometry and boundary conditions for the simple Couette flow model.
The outer cylinder radius r1 is taken to be the radius of the tool pin plus the width of the
third body region to a point in space where the material is solid and does not rotate,
giving ω1 = 0. M is the experimentally measured steady state welding torque for the
Couette flow will be unstable if it satisfies the Rayleigh criterion for Couette flow
instability [37]. The criterion states that Couette flow will be unstable if
d
ωo ro2 < 0 Eq. 4.2
dro
32
ω0r02 > ω1r12 Eq. 4.3
Equation 4.2 simplifies to ωo ro , which is always greater than zero for friction stir
welding. Since ω1 = 0 when applying Couette flow to FSW, Equation 4.3 simplifies to
ωor12 > 0, which is always true for FSW. There fore the flow is always stable for FSW.
The width of the third body region as shown in Figure 4-2, and is modeled as
[
Wr = α βφ 2 + R p φ + 1] −1 Eq. 4.4
where ω is the rotational speed of the tool pin, vf is the travel speed, and Rp is the radius
of the tool pin [ 38]. For notation purposes, from this page forward in this thesis, Rp will
Figure 4-2: Schematic for the approximation of the third body region. [38]
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The variables α, β, and φ are given by
where Rs is the radius of the shoulder, δ2 is the projected thread area, and λ (24 threads
per inch) is the number of threads per inch. Since the model presented here is two
Figure 4-3 shows the material viscosity for FSW using the Couette flow model.
1200000
1000000
V isco sity (P a-s)
11 ipm
800000 27 ipm
37.2 ipm
44.8 ipm
600000 53.3 ipm
63.3 ipm
400000
200000
0
1500 2250 3000 3750 4500
34
Mechanical Model: Part 2
σe
µ= Eq. 4.8
3ε&t
where σe is the flow stress and is found by Equation 2.1. The material constants for the
constitutive law (Equation 2.1) for Al 6061 are: α = 0.045 (Mpa)-1, Q = 145 kJmol-1, A =
8.8632E6 s-1, n = 3.55, and R = 8.314 mol-1K-1. The material constants were first
published by Sheppard and Jackson [42]. The time average mean strain rate (έt) is found
as a function of the geometry, extrusion zone width, and FSW processing parameters as
Eq. 4.9
Figure 4-4 shows the mean strain-rate for the parameter sets in Table 3-1.
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Strain-Rate vs. Rotational Speed
350
300
250
Strain-Rate (s^-1)
11.4 ipm
200 27 ipm
37.2 ipm
44.8 ipm
150 53.3 ipm
63.3 ipm
100
50
0
1500 2250 3000 3750 4500
Figure 4-4: Mean Average Strain-Rate vs. Rotational Speed for Constant Travel
Speeds.
The flow stress depends on the strain-rate and temperature and is represented by
an inverse sine-hyperbolic as shown in Equation 2.1. As shown in Figure 4-5, using the
time average mean strain-rate found above, the flow stress for temperatures ranging from
20ºC to 720ºC were found for each parameter set in Table 3-1.
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Visco-Plastic Approximation of Flow Stress vs Strain Rate
350
300
T=293
T=393
T=493
T=593
250
T=693
T=793
F lo w S tr e s s (M p a )
T=893
200
150
100
50
0
0 50 100 150 200 250 300 350 400
Figure 4-5: Flow Stress vs. Strain Rate using the Visco-Plastic model.
Then, applying Equation 4.8, the strain-rate/temperature dependent material viscosity was
Thermal Modeling
A very important factor during friction stir welding is the steady state welding
temperature. For this experiment the rotational speed was varied for the range of travel
speeds listed in Table 3-1. It was observed that the rotational speed is the primary factor
37
associated with heat generation. During the experiment, the rotational speed was
Various models exist which predict the heat generation during FSW. In the model
by Chao and Qi [39], the heat generation comes from the sliding friction, where
Coulomb’s law is used to estimate the shear or friction force at the interface. Russell and
Shercliff [40] based the heat generation on a constant friction stress at the interface, equal
to the shear yield stress at elevated temperature, which is set to 5% of the yield stress at
room temperature. The heat input is applied as a point source or line source as in the
normal version of Rosenthal’s equations, but the solution is modified to account for the
limited extent of the plate width. Schmidt et al. [41] estimated the heat generation based
joints. In this thesis, a sticking condition at the tool/material interface is assumed. The
heat generation model during FSW for a sticking interface [42] at the pin sides is
where σy is the yield stress of AL 6061-T6, Rp is the radius of the pin, h is the height of
the pin and ωo is the rotational speed. The incoming weld material temperature was set to
300 K. Applying Equation 4.9 for AL 6061 – T6 at 300 K, gives σy = 241 MPa.
Substituting this result into Eq. 4.10 gives the heat generation shown in Figure 4-6.
38
Rotational Speed Versus Heat Generation
for the Tool Pin Sides
10000
9000
8000
7000
H e a t G e n e r a t io n (W )
6000
5000 Series1
4000
3000
2000
1000
0
1500 2250 3000 3750 4500
Rotational Speed (rpm)
Figure 4-6: Heat Generation as a function of Rotational Speed for a sticking contact
surface.
Numerical Model
The computational fluid dynamics package FLUENT [43] was used to simulate
flow past a 2-dimensional pin for the weld parameters given in Table 3-1. The FLUENT
4) TGrid, an additional preprocessor that can generate volume meshes from existing
boundary meshes.
39
5) Filters(translators) for import of surface and volume meshes from CAD/CAE packages
The flow field around the pin is modeled in 2D with the Z-axis of the pin
perpendicular to the direction of flow. The pin is modeled as a circle and a square flow
domain is created around it. Velocity at the inlet of the flow domain is specified by the
The geometry and mesh (Figure 4.7) are created using Gambit and are exported to
FLUENT.
Figure 4-7: 2-D mesh of pin and sample with the origin shown at the tool
pin center.
40
The pin has a diameter of 0.190” and the sample dimensions are 6”x3”. Because the
area of most interest is near the pin, the mesh is densest near the pin and in the primary
flow path of the material which contacts the pin. A 10-row boundary layer is placed at
the pin wall. The flow domain is meshed using a quad map scheme using user specified
discretization values.
Process Model
The three dimensional friction stir welding process is represented here by only the
pin bottom and the sample. This 2-D model is the logical first step in developing a 3-D
conditions are ignored. The heat generation, as detailed earlier in this chapter, is assumed
to be mainly due to the contact condition from rotation of the tool pin, and the
Material Properties
The material properties used as input variables for FLUENT are detailed below.
Table 4-1 lists the constant properties for H-13 tool steel while Tables 4-2 and 4-3 list the
41
Table 4-1: FSW Tool Properties
Material Property Density (ρ) Thermal Conductivity (k) Specific Heat (Cp)
T (K) σy (MPa)
311 241
339 238
366 232
394 223
422 189
450 138
477 92
533 34
589 19
644 12
42
Table 4-3 Temperature Dependent Thermal Conductivity and
Specific Heat for AL 6061-T6
915 90 1170
973 91 1170
1073 92 1170
Boundary Conditions
The pin is assigned a constant rotational speed. The heat flux and heat generation
rate are determined by dividing Equation 4.10 by the pin surface area and volume
respectively. The wall thickness is set equal to the pin radius. The pin material is H-13
The lateral edges of the mesh are specified as a translational flow domain. This
feature specifies that the fluid translates between these boundaries with a user specified
43
velocity magnitude and direction. The magnitude is equal to travel speed during welding
The inlet velocity is set to the travel speed with the flow direction in the positive X
direction. The inlet temperature of the weld material is set to 300 K. The outlet pressure
The fluid is AL 6061 with temperature dependent properties from Table 4-2 and 4-3.
The viscosity is for each found using Equation 4.1 (Couette ) or 4.8 (Visco-Plastic). The
weld material is assumed to be fed towards the tool at the user specified travel speed and
temperature.
Solver
The solver controls for the simulations were set to 2-D, segregated, laminar, implicit,
and steady flow. Using a segregated solver, the governing equations are solved
sequentially (i.e., segregated from one another). Because the governing equations are
non-linear (and coupled), several iterations of the solution loop must be performed before
a convergent solution is obtained. The iteration process consists of the steps illustrated in
1. Fluid properties are updated, based on the current solution. (If the calculation has
just begun, the fluid properties will be updated based on the initialized solution.)
2. The u, v, and w momentum equations are each solved in turn using current values
for pressure and face mass fluxes, in order to update the velocity field.
3. Since the velocities obtained in Step 2 may not satisfy the continuity equation
locally, a ``Poisson-type'' equation for the pressure correction is derived from the
continuity equation and the linearized momentum equations. This pressure
correction equation is then solved to obtain the necessary corrections to the
44
pressure and velocity fields and the face mass fluxes such that continuity is
satisfied.
4. Where appropriate, equations for scalars such as turbulence, energy, species, and
radiation are solved using the previously updated values of the other variables.
Update Properties
Converged? Stop
These steps are continued until the convergence criteria are met.
45
Using the implicit solution method, for a given variable, the unknown value in
each cell is computed using a relation that includes both existing and unknown values
from neighboring cells. Therefore each unknown will appear in more than one equation
in the system, and these equations must be solved simultaneously to give the unknown
quantities.
Laminar flow of the weld material was assumed because of the large viscosity
values (on the order of 106 Pa-s) that were found using Equation 4.1 and 4.8, leading to
very small Reynolds numbers (approx. 10-5) close to the pin. Due to the low Reynolds
number, only viscous effects are important and inertial effects may be neglected. The
material is assumed to translate past the rotating tool pin as it does in the actual
experiments.
Governing Equations
FLUENT uses the solver configuration above to solve the conservation of mass,
∂u ∂v Eq. 4.11
+ = 0
∂x ∂y
46
∂u ∂u ∂p ∂ 2u ∂ 2u Eq. 4.12
ρu + ρv = − + µ 2 + 2
∂x ∂y ∂x ∂x ∂y
∂u ∂u ∂p ∂ 2v ∂ 2v Eq.4.13
ρu + ρv = − + µ 2 + 2
∂x ∂y ∂y ∂x ∂y
where ρ is the density, µ is the viscosity, and p is the static pressure. The stress tensor is
given by τ
∂u ∂v
τ = µ + Eq.4.14
∂y ∂x
Neglecting changes in potential energy and assuming that heat transfer obeys Fourier’s
∂ 2T ∂u ∂v ∂u ∂v
2 2 2
∂T ∂T ∂T ∂ 2T
ρCv + u + v = k 2 + v 2 + µ 2 + 2 + + Eq. 4.15
∂t ∂x ∂y ∂x ∂y ∂x ∂y ∂y ∂x
where Cv is the constant volume specific heat and k is the thermal conductivity. The
terms on the right hand side of Equation 4.13 represent energy transfer by conduction and
viscous dissipation.
47
CHAPTER V
The ratio of spindle speed to travel speed will be referred to as the weld pitch
(wp), and has units of revolutions per inch. The weld pitch can be increased in one of two
ways; 1) increasing the tool rotational speed, or 2) decreasing the travel speed. Likewise,
the weld pitch can be decreased by reducing tool rotational speed or increasing the travel
The contact condition at the tool pin can be described as sliding, sticking, or
partial sliding/sticking. The experimental results will be presented with respect to the
effects due to weld pitch variation. Table 5-1 lists the weld pitch for the parameter
FSW capable robots is the axial force requirement necessary when welding. In the
experimental results to be presented here, the translational force, transverse force, axial
force, and welding torque were measured for the parameter sets listed in Table 3-1. The
48
Table 5-1: VU FSW Experimental Parameter matrix Weld Pitch.
1500
132 56 40 33 28 24
Spindle Speed (RPM)
2250
175* 83 60 50 42 36
3000
219** 111 81 67 56 47
3750
- 139 101 84 70 59
4500
- - 100 84 71
*Actual Rotational Speed was 2000 RPM
** Actual Rotational Speed was 2500 RPM
The axial force was measured for the weld parameter sets shown in Table 5-1. The
raw data plots can be seen in Appendix B. The steady state axial force is presented in the
following figures as the average axial force during the weld. Each weld parameter set
was run a minimum of two times in order to verify the precision of the force data. The
steady state axial force was found by averaging the mean axial force of each run of a
weld parameter. Figures 5-1 and 5-2 show the steady state axial force for variable
rotational speed and travel speed, respectively. From Figure 5-1, it can be seen that the
49
Axial Force vs Rotational Speed at Constant Travel Speed
10500
9500
A x ia l F o r c e (N ) (k N )
11 ipm
27 ipm
8500 37.2 ipm
44.8 ipm
53.3 ipm
63.3 ipm
7500
6500
5500
1500 2000 2500 3000 3500 4000 4500
Figure 5-1: Axial Force vs. Rotational Speed for constant travel speeds.
Increasing the rotational speed and holding the travel speed constant leads to a
decrease in axial force. Increasing the travel speed and holding the rotational speed
constant leads to an increase in axial force. The decrease in axial force for increasing
50
Table 5-2: Percentage Decrease in Axial Force for Increasing Weld Pitch
by increasing Rotational Speed
Figure 5-2 shows the axial force for various travel speeds at constant rotational
speeds. Table 5-3 shows the percentage decrease in axial force for increasing weld pitch
10000
9000
A x ia l F o rc e (N )
8000
1500 RPM
7000
2250 RPM
3000 RPM
3750 RPM
6000 4500 RPM
5000
11.4 27 37.2 44.8 53.3 63.3
Figure 5-2: Axial Force vs. Travel Speed for constant rotational
speed.
51
Table 5-3: Percentage Decrease in Axial Force for Increasing Weld Pitch
by reducing Travel Speed
Welding Torque
The effect of weld pitch variation on the welding torque is key to understanding the
friction stir welding process and successfully implementing FSW capable robots. The
torque was measured for the weld parameter sets shown in Table 5-1. The raw data plots
The steady state torque is presented in Figures 5-3 and 5-4. The steady state welding
torque is found by averaging the mean torque each run of a weld parameter set. Figures
5-3 and 5-4 show the steady welding torque for variable rotational speed and travel speed
respectively. Tables 5-4 and 5-5 show the percentage decrease in torque from increasing
weld pitch.
52
Moment vs. Rotational Speed for Constant Travel Speed
53
48
TS = 11.4
TS = 27
43 TS = 37.2
TS = 44.8
M o m e n t (N m )
TS = 53.3
38
TS = 63.3
33
28
23
18
13
1500 2250 3000 3750 4500
Figure 5-3: Torque vs. Rotational Speed for constant travel speed.
53
Moment vs. Travel Speed for Constant Travel Speed
55
50
45
40
M o m e n t (N m )
1500 RPM
35 2250 RPM
3000 RPM
30 3750 RPM
4500 RPM
25
20
15
10
11.4 27 37.2 44.8 53.3 63.3
Figure 5-4: Torque vs. Travel Speed for constant rotational Speed.
Increasing the rotational speed while holding the travel speed constant leads to a
decrease in torque; while increasing the travel speed and holding the rotational speed
constant leads to an increase in torque. The decrease in torque for increasing weld pitch
54
Table 5-5: Percentage Decrease in Torque for Increasing Weld Pitch
by reducing Travel Speed
The welding power is shown in Figure 5-5 and appears to remain nearly constant for a
9000
8000
M o m e n t (N m )
7000
TS = 11.4
6000 TS = 27
TS = 37.2
TS = 44.8
TS = 53.3
5000 TS = 63.3 ipm
4000
1500 2250 3000 3750 4500
Rotational Speed (RPM)
Figure 5-5: Spindle Power vs. Rotational Speed for constant travel speed.
55
Translational and Transverse Force
The translational and transverse forces were measured for the weld parameter sets
shown in Table 5-1. The steady state translational and transverse forces are presented in
the following figures as the average force (Fx or Fy) during a weld. Each weld parameter
set was run a minimum of two times in order to verify the precision of the force data.
The steady state translational or transverse force is found by averaging the mean
translational or transverse force of each parameter set. Figures 5-7 and 5-8 show the
steady state translational and transverse force for variable rotational speed respectively.
From Figures 5-6 and 5-7, it is apparent that the translational and transverse forces
have the general trend of decreasing with increased weld pitch, but not with the linear
120
Translational Force (N)
100
TS = 11.4 ipm
80 TS = 27 ipm
TS = 37.2 ipm
TS = 44.8 ipm
60 TS = 53.3 ipm
TS = 63.3 ipm
40
20
0
1500 2250 3000 3750 4500
Figure 5-6: Translational Force vs. Rotational Speed for constant travel speed.
56
Transverse Force vs Rotational Speed for Constant
Travel Speeds
90
80
70
60
Translational Force (N)
50
TS = 11.4 ipm
40 TS = 27 ipm
TS = 37.2 ipm
TS = 44.8 ipm
30
TS = 53.3 ipm
TS = 63.3 ipm
20
10
0
1500 2250 3000 3750 4500
-10
-20
Figure 5-7: Transverse Force vs. Rotational Speed for constant travel speed.
The steady state plots of the translational and transverse forces follow the general
Viewing the raw data plots gives insight into the force behavior at higher rotational
speeds. Figures 5-8 and 5-9 show the raw data plots of the translational and transverse
force for various rotational speeds and 44 ipm travel speed. Increasing the rotational
speed for a constant travel speed creates a varying contact condition at the tool
pin/material interface.
57
Translational Force for Variable RS and Constant TS = 44.8ipm
200
1500 RPM
2250 RPM
180
3000 RPM
3750 RPM
160 4500 RPM
140
120
100
Fx (N)
80
60
40
20
-20
5 10 15 20 25
Time (s)
Figure 5-8: Raw data plot of Translational Force for various RS and TS = 44 ipm.
1500 RPM
2250 RPM
150 3000 RPM
3750 RPM
4500 RPM
100
50
Fy (N)
-50
-100
5 10 15 20 25
Time (s)
Figure 5-9: Raw data plot of Transverse Force for various RS and TS = 44 ipm.
58
In Figures 5-9 and 5-10, the translational and transverse forces are constant lines
of force for wp < 50.2 rpi and oscillates for wp > 50.2 rpi. The constant lines of force
indicate a constant pressure at the tool pin/material interface. The oscillation indicates
that the material at the tool pin/material interface does not apply constant pressure but
rather it sticks to the tool and drags along behind the tool as it rotates.
With the sticking contact condition, if the friction shear stress exceeds the yield
shear stress, the weld material at the tool/material interface will stick to the moving tool
surface segment. In this case, the matrix segment will accelerate along the tool surface
(finally receiving the tool velocity), until an equilibrium state is established between the
contact shear stress and the internal matrix shear stress. At this point, the stationary full
For the sliding condition, if the contact shear stress is smaller than the internal
matrix yield shear stress, the matrix segment volume shears slightly to a stationary elastic
deformation, where the shear stress equals the ‘dynamic’ contact shear stress. This state
The partial sliding/sticking contact condition is a mixed state of the two contact
conditions. In this case, the matrix segment accelerates to a velocity less than the tool
surface velocity, where it stabilizes. The equilibrium occurs when the ‘dynamic’ contact
shear stress equals the internal yield shear stress due to a quasi-stationary plastic
by increasing the rotational speed. Increasing the rotational speed causes a corresponding
59
occurred at certain welding parameter sets was always preceded by a sliding/sticking
contact condition for the lower weld pitch parametric set (rotational speed and travel
speed).
The raw data plots in Appendix B show that the contact condition is sliding for
wp < 50.2 rpi, and that the force is due to a pressure. For the for wp > 50.2, the contact
condition would appear to be sliding/sticking and the force on the pin is due to visco-
capable of predicting the forces and torques during FSW for various weld pitches and
tool geometries. Chapter 6 details the results of the two dimensional fluid flow model
60
CHAPTER VI
It will be useful now to identify the limiting factors for implementation of FSW
capable robots. The primary limiting factor is the large axial force required.
The axial force was found to decrease by either increasing rotational speed or
decreasing travel speed. An increase in rotational speed decreases the axial force by
increasing the heat input into the weld material, thus raising the temperature of the weld
material. Reducing the travel speed increases the number of revolutions per unit length
of the weld, which increases the heat input per unit length of the weld.
Table 3-3 shows that increasing the temperature of the weld material from 38ºC to
371ºC decreases the yield strength from 241 MPa to 12 MPa, a 95% decrease. Therefore
the optimum weld pitch for FSW will occur at high rotational speeds and low travel
speeds.
Another potential limiting factor is the welding torque. The welding torque is
largely governed by the weld pitch as well as the tool geometry. Increasing the size of
the tool pin and particularly the tool shoulder, causes a corresponding increase in welding
torque. Increasing the rotational speed increases the temperature of the weld material,
decreasing the yield strength, which decreases the torque required to displace the weld
material to facilitate forward travel of the tool. As stated earlier, reducing the travel
speed increases the heat input to the weld, and reduces the yield strength, which reduces
61
A significant goal of this research is to establish practical design guidelines for
developing FSW capable robots. Developing a 3-D model capable of predicting the
forces and torques associated with FSW would greatly aide the ability of scientists and
In this thesis, a two dimensional model was developed to predict the translational
force, welding torque, and temperature on the tool pin for parameter sets listed in Table
5-1. All simulations were run using the computational fluid dynamics package FLUENT.
Welding Torque
Friction stir welding is a three dimensional process. In this thesis, the initial
modeling efforts are represented in 2-D. Though a 2-D model cannot fully represent a 3-
D process, if implemented correctly, the 2-D model may suggest the general trends of the
3-D process.
As stated in Chapter 4, the tool is represented by a 2-D rotating pin. In order for
the torque experimental results to be compared with the numerical model, the
experimental results must be scaled to represent the contribution of the pin during
welding. The rotating plug model suggested by Nunes et al. [26] was used to determine
With the rotating plug model, the tool torque is taken to be totally due to the shear
flow stress of the metal acting perpendicular to the direction of tool rotation and
62
Rs Rp
M z = ∫ 2πR p σd R p + 2πR p2 tσ + ∫ 2πR p2σd R p , Eq. 6.1
Rp 0
where Rp is the pin radius, Rs is the shoulder radius, σ is the shear flow stress, and t is the
pin depth. The three terms in Equation 6.1 are the contributions to the torque from the
tool shoulder, pin sides, and pin bottom respectively. Applying Equation 6.1 to the
experimentally measured steady state welding torque, the shear stress was computed for
each parameter set in Table 5-1, and can be seen in Table 6-1.
Table 6-1: Computed Shear Stress using the rotating plug model.
63
From Equation 6.1, we see that the torque contribution from the pin side is
Now, substituting the shear stress from Table 6-1 into Equation 6.2, Mp is found for the
Dividing Mp /Mz for the corresponding parameter sets show that the pin torque
The simulations were run for the Couette Flow and Visco-Plastic Flow viscosity
models. The simulation determined the shear stress at the pin wall, which was then input
into Equation 6-2 to determine the moment (welding torque) of the pin. Figures 6-1
through 6-6 show a comparison of the predicted simulation results to the experimental
64
At low weld pitches, the Couette Flow model did not correlate very well with the
experimental results. As the weld pitch increases, the experimental results and the
Couette Flow model begin to converge. This implies that the Coutte Flow model is more
predictive for very high weld pitches. At high weld pitches, the high heat input greatly
improves the weld material’s ability to flow. In general, the torque decreases as weld
pitch is increased.
Overall, the Visco-Plastic flow model was more accurate than the Couette Flow
model over the range of weld pitches. The Visco-Plastic Flow model also converged
40
Experimental
35
Couette
Visco-Plastic
30
M o m e n t (N m )
25
20
15
10
0
1500 2250 3000
Figure 6-1: Comparison of Predicted and Experimental Pin Moment vs. Rotational
Speed for 11.4 ipm
65
In Figure 6-1, the Couette Flow model correlates very well for the 11.4 ipm travel
speed. The weld pitch at this travel speed was very high for all rotational speeds.
Lending further credibility to the theory that Couette Flow is more optimal for high weld
pitches.
60.0 Experimental
Couette
Visco-Plastic
50.0
M o m e n t (N m )
40.0
30.0
20.0
10.0
0.0
1500 2250 3000 3750
Figure 6-2: Comparison of Predicted and Experimental Pin Moment vs. Rotational
Speed for 27 ipm
are almost equal. The corresponding weld pitch is 202- 210 rpi. In Figures 6-2 through
6-6, the Couette torque is never less than the experimental torque, likewise, the weld
pitch is not higher than 200 rpi for the following plots
66
Pin Moment vs. Rotational Speed for TS = 37.2 ipm
80.0
70.0
60.0
50.0
M o m e n t (N m )
Experimental
40.0 Couette
Visco-Plastic
30.0
20.0
10.0
0.0
1500 2250 3000 3750
100.0
90.0
80.0 Experimental
Couette
70.0 Visco-Plastic
M om ent (N m )
60.0
50.0
40.0
30.0
20.0
10.0
0.0
1500 2250 3000 3750 4500
Rotational Speed (RPM)
67
Pin Moment vs. Rotational Speed for TS = 53.3 ipm
120.0
100.0
Experimental
Couette
80.0
Visco-Plastic
M om en t (N m )
60.0
40.0
20.0
0.0
1500 2250 3000 3750 4500
Rotational Speed (RPM)
140.0
120.0
Experimental
Couette
100.0 Visco-Plastic
M o m e n t (N m )
80.0
60.0
40.0
20.0
0.0
1500 2250 3000 3750 4500
68
Translational Force
Figures 6-7 through 6-12 show the comparison of the experimental translational
force to the predicted translational forces for the Couette Flow and the Visco-Plastic flow
model. In general the results follow the increased rotational speed/decreased force
relationship.
120
100
Experimental
Couette
80 Visco-Plastic
F x (N )
60
40
20
0
1500 2250 3000
69
Translational Force vs. Rotational Speed for TS = 27 ipm
300
250
200
Experimental
Couette
Fx (N)
150 Visco-Plastic
100
50
0
1500 2250 3000 3750
350
300 Experimental
Couette
Visco-Plastic
250
F x (N )
200
150
100
50
0
1500 2250 3000 3750
70
Translational Force vs. Rotational Speed for TS = 44.8 ipm
500
Experimental
450
Couette
Visco-Plastic
400
350
300
F x (N )
250
200
150
100
50
0
1500 2250 3000 3750 4500
700
600
Experimental
Couette
Visco-Plastic
500
400
Fx (N )
300
200
100
0
1500 2250 3000 3750 4500
Rotational Speed (RPM)
71
Translational Force vs. Rotational Speed for TS = 63.3 ipm
800
700
600
Experimental
500 Couette
Visco-Platic
F x (N )
400
300
200
100
0
1500 2250 3000 3750 4500
The trend for the translational force seems to match the weld torque where the
Coutte Flow model is more accurate for very high weld pitches and the Visco-Plastic
flow model was more precise than the Couette Flow model over the range of weld
pitches.
Temperature Predictions
Figures 6-13 show the predicted temperature of the weld material at the tool
pin/material interface. The difference in temperature for the Couette Flow Model and the
Visco-Plastic flow model were less than 1% for the various weld pitches. Figure 6-13
72
shows that the temperature increases as the tool rotational speed increases. This further
supports the observation that the axial force decreases with increased rotational speed
because the weld material temperature is higher and decreases the yield strength. The
maximum predicted temperature is shown to occur at the highest rotational speed (4500
rpm), while the lowest temperature occurs at the lowest rotational speed of 1500 rpm.
Figure 6-14 shows the effect of travel speed on the weld temperature. The
650
600
550
T e m p e ra tu re ( o C )
500
450
400 TS =11.4
TS = 27
TS = 37.2
350
TS = 44.8
TS = 53.3
300
TS = 63.3
250
200
1500 2250 3000 3750 4500
Figure 6-13: Predicted Temperature vs. Rotational Speed for Constant Travel Speed.
73
Predicted Temperature vs. Travel Speed
700
500
450
400
350
300
250
200
11.4 27 37.2 44.8 53.3 63.3
Travel Speed (ipm)
Figure 6-14: Predicted Temperature vs. Travel Speed for Constant Rotational Speed.
The predicted temperatures at 4500 rpm seem high. One possible reason is
because the contact condition at the tool pin material interface was assumed to be
sticking, while the experiments that the contact condition is partial sliding/sticking. More
generation model used in this simulation has provisions for different contact conditions at
the tool pin/material interface. Future research will involve modifying the contact
The steady state welding temperature was not measured during the experiment.
Therefore there is no way at this time to validate the predicted temperatures. However,
the results correlate well with the weld temperatures (up to 547 ºC) predicted by Song et
74
al. [44]. Similar temperatures were predicted by Sato et al. for Al 6063[18], which is
Figures 6-15, 6-16, and 6-17 show plots of the weld material temperature
gradients for 1500 rpm / 11.4 ipm, 2000 rpm / 11.4ipm, and 2500 rpm/11.4 ipm. As can
be seen in Figures 6-15 and 6-16, the contour plots of temperature profile are similar for
each parameter set. Therefore only the pin temperatures are presented here and can be
Figure 6-15: Temperature Contour Plot for 1500 RPM and 11.4 ipm.
75
Figure 6-16: Temperature Contour Plot for 2000 RPM and 11.4 ipm.
Figure 6-17: Temperature Contour Plot for 2500 RPM and 11.4 ipm.
76
The contour temperature plots show that as rotational speed is in creased, the preheating
Velocity Profile
The velocity profile can be used to understand material flow during FSW. As
rotational speed is increased, the velocity of the weld material is expected to increase.
On the advancing side, the velocities are additive, while on the retreating side, the
velocities are subtractive. Figures 6-18, 6-19, and 6-20 show the velocity magnitude
profiles for the tool pin for 1500 rpm/11.4 ipm, 2000 rpm/11.4ipm, and 2500 rpm/11.4
ipm.
Figure 6-18: Pin Velocity Profile for 1500 rpm/ 11.4 ipm.
77
Figure 6-19: Pin Velocity Profile for 2000 rpm/ 11.4 ipm.
Figure 6-20: Pin Velocity Profile for 2500 rpm/ 11.4 ipm.
78
In general, the velocity profile for 1500 rpm and a given travel speed are very
similar to Figure 6-18 for the Couette and Visco-Plastic flow mode. As rotational speed
is increased, the velocity profiles wee very similar to Figures 6-19 and 6-20.
The velocity profiles presented here resemble the shape of the third body region
proposed by Abregast et al. [38]. However, as rotational speed is increased, the profile
begins to balance and is not skewed toward to advancing side as shown in Figures 6-18.
It should be noted that the velocity profile for 1500 rpm/11.4 ipm does not resemble the
Couette Flow diagram in Figure 4-1. However, as the velocity profiles in Figures 6-19
and 6-20 become more concentric with the tool pin, as assumed by the Coutte Flow
79
CHAPTER VII
Experimental
The experimental data shows that the increased rotational speed/decreased force
relationship exists for rotational speeds ranging from 1500 rpm to 4500 rpm, and for
travel speeds from 11.4 ipm to 63.3 ipm. The percentage decreases in axial force for
increasing weld pitch can be seen in Tables 5-2 and 5-3. Reducing the travel speed was
observed to be a more effective method for reducing axial force. Increasing rotational
speed was observed to be a viable option for reducing axial force as well. However, the
present limitation to fully exploiting these relationships is the overheating of the weld
material observed at high weld pitches. Appendix C shows photos of welds which
possible methods for extracting heat away from the weld material will be necessary for
high weld pitch FSW to be achieved. Another possible solution would be the
The experimental data shows that the increased rotational speed/decreased torque
relationship exists for rotational speeds ranging from 1500 rpm to 4500 rpm, and for
travel speeds from 11.4 ipm to 63.3 ipm. The percentage decreases in torque for
increasing weld pitch can be seen in Tables 5-4 and 5-5. Increasing rotational speed was
observed to be a more effective method for reducing the welding torque. Reducing travel
speed was observed to be a viable option for reducing the welding torque as well.
80
The steady state plots of the translational and transverse forces follow the general
Increasing the rotational speed for a constant travel speed creates a varying
contact condition at the tool pin/material interface. As the rotational speed is increased,
the contact condition at the tool pin transitions from sticking to partial sliding/sticking.
The transition of the contact condition was observed to signal that the process parameters
were approaching a critical weld pitch. The critical weld pitch is the weld pitch at which
The welding power was observed to be nearly constant for a constant travel speed,
which correlates well with the rotating plug model suggested by Nunes et al. [25].
2-D Model
At low weld pitches, the Couette Flow model did not correlate very well with the
experimental results. As the weld pitch increases, the experimental results and the
Couette Flow model begin to converge. This implies that the Coutte Flow model is more
Overall, the Visco-Plastic flow model was more accurate than the Couette Flow
model over the range of weld pitches. The Visco-Plastic Flow model also converged
The steady state welding temperature was not measured during the
experiment. However, the results correlate well with the weld temperatures (up to 547
ºC) predicted by Song et al. [44]. Similar temperatures were predicted by Sato et al. for
81
Al 6063[45], which is similar to Al 6061 in chemical composition and physical properties
[44].
The velocity profiles presented here resemble the shape of the third body region
proposed by Abregast et al. [38]. However, as rotational speed is increased, the profile
begins to balance and is not skew towards to advancing side as shown in Figure 6-18. It
should be note that the velocity profile for 1500 rpm/11.4 ipm does not resemble the
Couette Flow diagram in Figure 4-1. However, as the velocity profiles in Figures 6-19
and 6-20 begin to resemble the Coutte Flow model (Figure 4-1), the Couette Flow
predictions improve.
82
APPENDIX A
8000
6000
Fz (N)
4000
2000
-2000
10 20 30 40 50 60
Time (s)
1500 RPM
60
2000 RPM
2500 RPM
50
40
M z (N -m )
30
20
10
10 20 30 40 50 60
Time (s)
83
Translational Force for Variable RS and Constnat TS = 11.4 ipm, z =0.145"
300
1500 RPM
2000 RPM
250 2500 RPM
200
150
100
Fx (N)
50
-50
-100
-150
0 10 20 30 40 50 60 70
Time (s)
1500 RPM
2000 RPM
2500 RPM
200
150
100
F y (N )
50
-50
0 10 20 30 40 50 60
Time (s)
84
Travel Speed = 27 ipm
1500 RPM
12000
2250 RPM
3000 RPM
3750 RPM
10000
8000
F z (N )
6000
4000
2000
5 10 15 20 25 30 35 40
Time (s)
1500 RPM
60
2250 RPM
3000 RPM
3750 RPM
50
40
M z (N -m )
30
20
10
5 10 15 20 25 30 35 40
Time (s)
85
Translational Force for Variable RS and Constant TS = 27 ipm
1500 RPM
2250 RPM
3000 RPM
250
3750 RPM
200
150
Fx (N)
100
50
-50
-100
5 10 15 20 25 30 35 40
Time (s)
1500 RPM
200 2250 RPM
3000 RPM
3750 RPM
150
100
50
F y (N )
-50
-100
5 10 15 20 25 30 35 40
Fx (N)
86
Travel Speed = 37 ipm
7000
6000
5000
Fz (N)
4000
3000
2000
1000
-1000
5 10 15 20 25 30
Time (s)
1500 RPM
60 2250 RPM
3000 RPM
3750 RPM
50
40
Mz (N-m)
30
20
10
-10
5 10 15 20 25 30
Time (s)
87
Translational Force for Variable RS and Constant TS = 37.2 ipm
250
1500 RPM
2250 RPM
3000 RPM
200 3750 RPM
150
100
Fy (N)
50
-50
-100
0 5 10 15 20 25 30
Time (s)
150
100
Fy (N)
50
-50
-100
0 5 10 15 20 25 30
Time (s)
88
Travel Speed = 44.8 ipm
1500 RPM
2250 RPM
3000 RPM
12000 3750 RPM
4500 RPM
10000
8000
Fz (N)
6000
4000
2000
0
5 10 15 20 25
Time (s)
50
40
Mz (N-m)
30
20
10
-10
5 10 15 20 25
Time (s)
89
Translational Force for Variable RS and Constant TS = 44.8ipm
200
1500 RPM
2250 RPM
180
3000 RPM
3750 RPM
160 4500 RPM
140
120
100
Fx (N)
80
60
40
20
-20
5 10 15 20 25
Time (s)
1500 RPM
2250 RPM
150 3000 RPM
3750 RPM
4500 RPM
100
50
Fy (N)
-50
-100
5 10 15 20 25
Time (s)
90
Travel Speed = 53.3 ipm
12000
10000
8000
F z (N )
6000
4000
1500 RPM
2000 2250 RPM
3000 RPM
3750 RPM
0 4500 RPM
2 4 6 8 10 12 14 16 18 20
Time (s)
50
40
30
Mz (N-m)
20
10
1500 RPM
2250 RPM
0
3000 RPM
3750 RPM
4500 RPM
-10
2 4 6 8 10 12 14 16 18 20
Time (s)
91
Translational Force for Variable RS and Constant TS = 53.3 ipm
100
1500 RPM
2250 RPM
80
3000 RPM
3750 RPM
60 4500 RPM
40
F x (N )
20
-20
-40
-60
2 4 6 8 10 12 14 16 18 20 22
Time (s)
60
40
20
0
Fy (N)
-20
-40
-60
-120
0 5 10 15 20 25
Time (s)
92
Travel Speed = 63.3 ipm
10000
F z (N )
5000
0
2 4 6 8 10 12 14 16 18
Time (s)
70 1500 RPM
2250 RPM
3000 RPM
60 3750 RPM
4500 RPM
50
40
M z (N -m )
30
20
10
-10
0 2 4 6 8 10 12 14 16 18
Time (s)
93
Translational Force vs. Rotational Speed for TS = 63.3 ipm
200
1500 RPM
2250 RPM
3000 RPM
150
3750 RPM
4500 RPM
100
50
Fx (N)
-50
-100
-150
-200
0 2 4 6 8 10 12 14 16 18
Time (s)
100
50
Fy (N)
-50
0 2 4 6 8 10 12 14 16 18
Time (s)
94
APPENDIX B
95
Deformed Weld for 3750 rpm and 37.2 ipm
96
Deformed Weld for 4500 rpm and 44.8 ipm
97
APPENDIX C
load F1.txt
tx = F1(:,1);
Fx1 = F1(:,2);
l = length(Fx1);
for i = 1:l
Fx1(i) = Fx1(i)/1;
end
n = input('Filter Scale: ');
for i = 1:n
sum = 0;
for j = 1:i
sum = sum + Fx1(j);
end
Fx1smth(i) = sum / i;
end
for i = (n+1):l
sum = 0;
for j = 0:(n-1)
sum = sum + Fx1(i-j);
end
Fx1smth(i) = sum / n;
end
98
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