120033-2003-Francisco Jr. v. House of Representatives
120033-2003-Francisco Jr. v. House of Representatives
120033-2003-Francisco Jr. v. House of Representatives
On June 2, 2003, former President Joseph E. Estrada led with the O ce of the
Secretary General of the House of Representatives, a veri ed impeachment complaint
against Chief Justice Hilario G. Davide, Jr. and seven (7) other Associate Justices of the
Court for violation of the Constitution, betrayal of public trust and, committing high
crimes. The House Committee on Justice subsequently dismissed said complaint on
October 22, 2003 for insufficiency of substance.
The next day, or on October 23, 2003, Representatives Gilberto C. Teodoro, Jr.,
First District, Tarlac and Felix William B. Fuentebella, Third District, Camarines Sur, led
another veri ed impeachment complaint with the O ce of the Secretary General of the
House against Chief Justice Hilario G. Davide, Jr., alleging underpayment of the COLA of
the members and personnel of the judiciary from the JDF and unlawful disbursement of
said fund for various infrastructure projects and acquisition of service vehicles and
other equipment. Attached to the second impeachment complaint was a Resolution of
Endorsement/Impeachment signed by at least one-third (1/3) of all the members of the
House of Representatives. The complaint was set to be transmitted to the Senate for
appropriate action.
Subsequently, several petitions were led with this Court by members of the bar,
members of the House of Representatives and private individuals, asserting their rights,
among others, as taxpayers, to stop the illegal spending of public funds for the
impeachment proceedings against the Chief Justice. Petitioners contended that the
ling of second impeachment complaint against the Chief Justice was barred under
Article XI, Sec. 3 (5) of the 1987 Constitution which states that "no impeachment
proceedings shall be initiated against the same o cial more than once within a period
of one year."
The Supreme Court held that the second impeachment complaint led against
Chief Justice Hilario G. Davide, Jr. was unconstitutional or barred under Article XI, Sec. 3
(5) of the 1987 Constitution. Petitioners, as taxpayers, had sufficient standing to file the
petitions to prevent disbursement of public funds amounting to millions of pesos for
an illegal act. The petitions were justiciable or ripe for adjudication because there was
an actual controversy involving rights that are legally demandable. Whether the issues
present a political question, the Supreme Court held that only questions that are truly
political questions are beyond judicial review. The Supreme Court has the exclusive
power to resolve with de nitiveness the issues of constitutionality. It is duty bound to
take cognizance of the petitions to exercise the power of judicial review as the guardian
of the Constitution.
SYLLABUS
DECISION
CARPIO MORALES , J : p
There can be no constitutional crisis arising from a con ict, no matter how
passionate and seemingly irreconcilable it may appear to be, over the determination by
the independent branches of government of the nature, scope and extent of their
respective constitutional powers where the Constitution itself provides for the means
and bases for its resolution.
Our nation's history is replete with vivid illustrations of the often frictional, at
times turbulent, dynamics of the relationship among these co-equal branches. This
Court is confronted with one such today involving the legislature and the judiciary which
has drawn legal luminaries to chart antipodal courses and not a few of our countrymen
to vent cacophonous sentiments thereon.
There may indeed be some legitimacy to the characterization that the present
controversy subject of the instant petitions — whether the ling of the second
impeachment complaint against Chief Justice Hilario G. Davide, Jr. with the House of
Representatives falls within the one year bar provided in the Constitution, and whether
the resolution thereof is a political question — has resulted in a political crisis. Perhaps
even more truth to the view that it was brought upon by a political crisis of conscience.
In any event, it is with the absolute certainty that our Constitution is su cient to
address all the issues which this controversy spawns that this Court unequivocally
pronounces, at the rst instance, that the feared resort to extra-constitutional methods
of resolving it is neither necessary nor legally permissible. Both its resolution and
protection of the public interest lie in adherence to, not departure from, the
Constitution.
In passing over the complex issues arising from the controversy, this Court is
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ever mindful of the essential truth that the inviolate doctrine of separation of powers
among the legislative, executive or judicial branches of government by no means
prescribes for absolute autonomy in the discharge by each of that part of the
governmental power assigned to it by the sovereign people.
At the same time, the corollary doctrine of checks and balances which has been
carefully calibrated by the Constitution to temper the official acts of each of these three
branches must be given effect without destroying their indispensable co-equality.
Taken together, these two fundamental doctrines of republican government,
intended as they are to insure that governmental power is wielded only for the good of
the people, mandate a relationship of interdependence and coordination among these
branches where the delicate functions of enacting, interpreting and enforcing laws are
harmonized to achieve a unity of governance, guided only by what is in the greater
interest and well-being of the people. Verily, salus populi est suprema lex.
Article XI of our present 1987 Constitution provides:
ARTICLE XI
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
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official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial, and punishment according to law.
RULE II RULE V
INITIATING IMPEACHMENT BAR AGAINST INITIATION
OF IMPEACHMENT
PROCEEDINGS AGAINST
THE SAME OFFICIAL
RULE V
BAR AGAINST IMPEACHMENT
The House Committee on Justice ruled on October 13, 2003 that the rst impeachment
complaint was "su cient in form," 9 but voted to dismiss the same on October 22,
2003 for being insufficient in substance. 1 0 To date, the Committee Report to this effect
has not yet been sent to the House in plenary in accordance with the said Section 3(2)
of Article XI of the Constitution.
Four months and three weeks since the ling on June 2, 2003 of the rst
complaint or on October 23, 2003, a day after the House Committee on Justice voted
to dismiss it, the second impeachment complaint 1 1 was led with the Secretary
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General of the House 1 2 by Representatives Gilberto C. Teodoro, Jr. (First District,
Tarlac) and Felix William B. Fuentebella (Third District, Camarines Sur) against Chief
Justice Hilario G. Davide, Jr., founded on the alleged results of the legislative inquiry
initiated by above-mentioned House Resolution. This second impeachment complaint
was accompanied by a "Resolution of Endorsement/Impeachment" signed by at least
one-third (1/3) of all the Members of the House of Representatives. 1 3
Thus arose the instant petitions against the House of Representatives, et al.,
most of which petitions contend that the ling of the second impeachment complaint
is unconstitutional as it violates the provision of Section 5 of Article XI of the
Constitution that "[n]o impeachment proceedings shall be initiated against the same
official more than once within a period of one year."
In G.R. No. 160261 , petitioner Atty. Ernesto B. Francisco, Jr., alleging that he has
a duty as a member of the Integrated Bar of the Philippines to use all available legal
remedies to stop an unconstitutional impeachment, that the issues raised in his petition
for Certiorari, Prohibition and Mandamus are of transcendental importance, and that he
"himself was a victim of the capricious and arbitrary changes in the Rules of Procedure
in Impeachment Proceedings introduced by the 12th Congress," 1 4 posits that his right
to bring an impeachment complaint against then Ombudsman Aniano Desierto had
been violated due to the capricious and arbitrary changes in the House Impeachment
Rules adopted and approved on November 28, 2001 by the House of Representatives
and prays that (1) Rule V, Sections 16 and 17 and Rule III, Sections 5, 6, 7, 8, and 9
thereof be declared unconstitutional; (2) this Court issue a writ of mandamus directing
respondents House of Representatives et al. to comply with Article IX, Section 3 (2), (3)
and (5) of the Constitution, to return the second impeachment complaint and/or strike
it off the records of the House of Representatives, and to promulgate rules which are
consistent with the Constitution; and (3) this Court permanently enjoin respondent
House of Representatives from proceeding with the second impeachment complaint.
I n G.R. No. 160262 , petitioners Sedfrey M. Candelaria, et al., as citizens and
taxpayers, alleging that the issues of the case are of transcendental importance, pray, in
their petition for Certiorari/Prohibition, the issuance of a writ "perpetually" prohibiting
respondent House of Representatives from ling any Articles of Impeachment against
the Chief Justice with the Senate; and for the issuance of a writ "perpetually" prohibiting
respondents Senate and Senate President Franklin Drilon from accepting any Articles of
Impeachment against the Chief Justice or, in the event that the Senate has accepted the
same, from proceeding with the impeachment trial.
In G.R. No. 160263 , petitioners Arturo M. de Castro and Soledad Cagampang, as
citizens, taxpayers, lawyers and members of the Integrated Bar of the Philippines,
alleging that their petition for Prohibition involves public interest as it involves the use
of public funds necessary to conduct the impeachment trial on the second
impeachment complaint, pray for the issuance of a writ of prohibition enjoining
Congress from conducting further proceedings on said second impeachment
complaint.
I n G.R. No. 160277 , petitioner Francisco I. Chavez, alleging that this Court has
recognized that he has locus standi to bring petitions of this nature in the cases of
Chavez v. PCGG 1 5 and Chavez v. PEA-Amari Coastal Bay Development Corporation, 1 6
prays in his petition for Injunction that the second impeachment complaint be declared
unconstitutional.
I n G.R. No. 160292 , petitioners Atty. Harry L. Roque, et al., as taxpayers and
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members of the legal profession, pray in their petition for Prohibition for an order
prohibiting respondent House of Representatives from drafting, adopting, approving
and transmitting to the Senate the second impeachment complaint, and respondents
De Venecia and Nazareno from transmitting the Articles of Impeachment to the Senate.
ESCTaA
In G.R. No. 160360 , petitioner-taxpayer Atty. Claro Flores prays in his petition for
Certiorari and Prohibition that the House Impeachment Rules be declared
unconstitutional.
I n G.R. No. 160365 , petitioners U.P. Law Alumni Cebu Foundation Inc., et al., in
their petition for Prohibition and Injunction which they claim is a class suit led in behalf
of all citizens, citing Oposa v. Factoran 1 7 which was led in behalf of succeeding
generations of Filipinos, pray for the issuance of a writ prohibiting respondents House
of Representatives and the Senate from conducting further proceedings on the second
impeachment complaint and that this Court declare as unconstitutional the second
impeachment complaint and the acts of respondent House of Representatives in
interfering with the fiscal matters of the Judiciary.
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In G.R. No. 160370 , petitioner-taxpayer Father Ranhilio Callangan Aquino, alleging
that the issues in his petition for Prohibition are of national and transcendental
signi cance and that as an o cial of the Philippine Judicial Academy, he has a direct
and substantial interest in the unhampered operation of the Supreme Court and its
o cials in discharging their duties in accordance with the Constitution, prays for the
issuance of a writ prohibiting the House of Representatives from transmitting the
Articles of Impeachment to the Senate and the Senate from receiving the same or
giving the impeachment complaint due course.
I n G.R. No. 160376 , petitioner Nilo A. Malanyaon, as a taxpayer, alleges in his
petition for Prohibition that respondents Fuentebella and Teodoro at the time they led
the second impeachment complaint, were "absolutely without any legal power to do so,
as they acted without jurisdiction as far as the Articles of Impeachment assail the
alleged abuse of powers of the Chief Justice to disburse the (JDF)."
I n G.R. No. 160392 , petitioners Attorneys Venicio S. Flores and Hector L.
Ho leña, alleging that as professors of law they have an abiding interest in the subject
matter of their petition for Certiorari and Prohibition as it pertains to a constitutional
issue "which they are trying to inculcate in the minds of their students," pray that the
House of Representatives be enjoined from endorsing and the Senate from trying the
Articles of Impeachment and that the second impeachment complaint be declared null
and void.
I n G.R. No. 160397 , petitioner Atty. Dioscoro Vallejos, Jr., without alleging his
locus standi, but alleging that the second impeachment complaint is founded on the
issue of whether or not the Judicial Development Fund (JDF) was spent in accordance
with law and that the House of Representatives does not have exclusive jurisdiction in
the examination and audit thereof, prays in his petition "To Declare Complaint Null and
Void for Lack of Cause of Action and Jurisdiction" that the second impeachment
complaint be declared null and void.
In G.R. No. 160403 , petitioner Philippine Bar Association, alleging that the issues
raised in the ling of the second impeachment complaint involve matters of
transcendental importance, prays in its petition for Certiorari/Prohibition that (1) the
second impeachment complaint and all proceedings arising therefrom be declared null
and void; (2) respondent House of Representatives be prohibited from transmitting the
Articles of Impeachment to the Senate; and (3) respondent Senate be prohibited from
accepting the Articles of Impeachment and from conducting any proceedings thereon.
I n G.R. No. 160405 , petitioners Democrit C. Barcenas, et al., as citizens and
taxpayers, pray in their petition for Certiorari/Prohibition that (1) the second
impeachment complaint as well as the resolution of endorsement and impeachment by
the respondent House of Representatives be declared null and void and (2)
respondents Senate and Senate President Franklin Drilon be prohibited from accepting
any Articles of Impeachment against the Chief Justice or, in the event that they have
accepted the same, that they be prohibited from proceeding with the impeachment
trial.
Petitions bearing docket numbers G.R. Nos. 160261, 160262 and 160263, the
rst three of the eighteen which were led before this Court, 1 8 prayed for the issuance
of a Temporary Restraining Order and/or preliminary injunction to prevent the House of
Representatives from transmitting the Articles of Impeachment arising from the
second impeachment complaint to the Senate. Petition bearing docket number G.R. No.
160261 likewise prayed for the declaration of the November 28, 2001 House
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Impeachment Rules as null and void for being unconstitutional.
Petitions bearing docket numbers G.R. Nos. 160277, 160292 and 160295, which
were led on October 28, 2003, sought similar relief. In addition, petition bearing
docket number G.R. No. 160292 alleged that House Resolution No. 260 (calling for a
legislative inquiry into the administration by the Chief Justice of the JDF) infringes on
the constitutional doctrine of separation of powers and is a direct violation of the
constitutional principle of fiscal autonomy of the judiciary.
On October 28, 2003, during the plenary session of the House of
Representatives, a motion was put forth that the second impeachment complaint be
formally transmitted to the Senate, but it was not carried because the House of
Representatives adjourned for lack of quorum, 1 9 and as re ected above, to date, the
Articles of Impeachment have yet to be forwarded to the Senate. TEHDIA
Before acting on the petitions with prayers for temporary restraining order
and/or writ of preliminary injunction which were led on or before October 28, 2003,
Justices Puno and Vitug offered to recuse themselves, but the Court rejected their
offer. Justice Panganiban inhibited himself, but the Court directed him to participate.
Without necessarily giving the petitions due course, this Court in its Resolution of
October 28, 2003, resolved to (a) consolidate the petitions; (b) require respondent
House of Representatives and the Senate, as well as the Solicitor General, to comment
on the petitions not later than 4:30 p.m. of November 3, 2003; (c) set the petitions for
oral arguments on November 5, 2003, at 10:00 a.m.; and (d) appointed distinguished
legal experts as amici curiae. 2 0 In addition, this Court called on petitioners and
respondents to maintain the status quo, enjoining all the parties and others acting for
and in their behalf to refrain from committing acts that would render the petitions
moot.
Also on October 28, 2003, when respondent House of Representatives through
Speaker Jose C. De Venecia, Jr. and/or its co-respondents, by way of special
appearance, submitted a Manifestation asserting that this Court has no jurisdiction to
hear, much less prohibit or enjoin the House of Representatives, which is an
independent and co-equal branch of government under the Constitution, from the
performance of its constitutionally mandated duty to initiate impeachment cases. On
even date, Senator Aquilino Q. Pimentel, Jr., in his own behalf, led a Motion to Intervene
(Ex Abudante Cautela) 2 1 and Comment, praying that "the consolidated petitions be
dismissed for lack of jurisdiction of the Court over the issues affecting the
impeachment proceedings and that the sole power, authority and jurisdiction of the
Senate as the impeachment court to try and decide impeachment cases, including the
one where the Chief Justice is the respondent, be recognized and upheld pursuant to
the provisions of Article XI of the Constitution." 2 2
Acting on the other petitions which were subsequently led, this Court resolved
to (a) consolidate them with the earlier consolidated petitions; (b) require respondents
to le their comment not later than 4:30 p.m. of November 3, 2003; and (c) include
them for oral arguments on November 5, 2003.
On October 29, 2003, the Senate of the Philippines, through Senate President
Franklin M. Drilon, led a Manifestation stating that insofar as it is concerned, the
petitions are plainly premature and have no basis in law or in fact, adding that as of the
time of the ling of the petitions, no justiciable issue was presented before it since (1)
its constitutional duty to constitute itself as an impeachment court commences only
upon its receipt of the Articles of Impeachment, which it had not, and (2) the principal
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issues raised by the petitions pertain exclusively to the proceedings in the House of
Representatives.
On October 30, 2003, Atty. Jaime Soriano led a "Petition for Leave to Intervene"
in G.R. Nos. 160261, 160262, 160263, 160277, 160292, and 160295, questioning the
status quo Resolution issued by this Court on October 28, 2003 on the ground that it
would unnecessarily put Congress and this Court in a "constitutional deadlock" and
praying for the dismissal of all the petitions as the matter in question is not yet ripe for
judicial determination.
On November 3, 2003, Attorneys Romulo B. Macalintal and Pete Quirino Quadra
led in G.R. No. 160262 a "Motion for Leave of Court to Intervene and to Admit the
Herein Incorporated Petition in Intervention."
On November 4, 2003, Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc. led a Motion for Intervention in G.R. No. 160261. On
November 5, 2003, World War II Veterans Legionnaires of the Philippines, Inc. also led
a "Petition-in-Intervention with Leave to Intervene" in G.R. Nos. 160261, 160262,
160263, 160277, 160292, 160295, and 160310.
The motions for intervention were granted and both Senator Pimentel's
Comment and Attorneys Macalintal and Quadra's Petition in Intervention were
admitted.
On November 5-6, 2003, this Court heard the views of the amici curiae and the
arguments of petitioners, intervenors Senator Pimentel and Attorney Makalintal, and
Solicitor General Alfredo Benipayo on the principal issues outlined in an Advisory issued
by this Court on November 3, 2003, to wit:
Whether the certiorari jurisdiction of the Supreme Court may be invoked;
who can invoke it; on what issues and at what time; and whether it should be
exercised by this Court at this time.
In our own jurisdiction, as early as 1902, decades before its express grant in the
1935 Constitution, the power of judicial review was exercised by our courts to
invalidate constitutionally in rm acts. 2 9 And as pointed out by noted political law
professor and former Supreme Court Justice Vicente V. Mendoza, 3 0 the executive and
legislative branches of our government in fact effectively acknowledged this power of
judicial review in Article 7 of the Civil Code, to wit:
Article 7.Laws are repealed only by subsequent ones, and their violation or
non-observance shall not be excused by disuse, or custom or practice to the
contrary.
When the courts declare a law to be inconsistent with the Constitution, the
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former shall be void and the latter shall govern.
Administrative or executive acts, orders and regulations shall be valid only
when they are not contrary to the laws or the Constitution. (Emphasis supplied)
As indicated in Angara v. Electoral Commission, 3 1 judicial review is indeed an
integral component of the delicate system of checks and balances which, together with
the corollary principle of separation of powers, forms the bedrock of our republican
form of government and insures that its vast powers are utilized only for the bene t of
the people for which it serves.
The separation of powers is a fundamental principle in our system of
government. It obtains not through express provision but by actual division in our
Constitution. Each department of the government has exclusive cognizance of
matters within its jurisdiction, and is supreme within its own sphere. But it does
not follow from the fact that the three powers are to be kept separate and distinct
that the Constitution intended them to be absolutely unrestrained and
independent of each other. The Constitution has provided for an elaborate system
of checks and balances to secure coordination in the workings of the various
departments of the government. . . . And the judiciary in turn, with the Supreme
Court as the nal arbiter, effectively checks the other departments in the exercise
of its power to determine the law, and hence to declare executive and legislative
acts void if violative of the Constitution. 3 2 (Emphasis and italics supplied) THaAEC
The first section starts with a sentence copied from former Constitutions. It
says:
The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.
I suppose nobody can question it.
The next provision is new in our constitutional law. I will read it rst and
explain.
Judicial power includes the duty of courts of justice to settle actual
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controversies involving rights which are legally demandable and
enforceable and to determine whether or not there has been a grave abuse
of discretion amounting to lack or excess of jurisdiction on the part or
instrumentality of the government.
Fellow Members of this Commission, this is actually a product of our
experience during martial law. As a matter of fact, it has some antecedents in the
past, but the role of the judiciary during the deposed regime was marred
considerably by the circumstance that in a number of cases against the
government, which then had no legal defense at all, the solicitor general set up the
defense of political questions and got away with it. As a consequence, certain
principles concerning particularly the writ of habeas corpus, that is, the authority
of courts to order the release of political detainees, and other matters related to
the operation and effect of martial law failed because the government set up the
defense of political question. And the Supreme Court said: "Well, since it is
political, we have no authority to pass upon it." The Committee on the Judiciary
feels that this was not a proper solution of the questions involved. It did not
merely request an encroachment upon the rights of the people, but it, in effect,
encouraged further violations thereof during the martial law regime. . . .
xxx xxx xxx
Brie y stated, courts of justice determine the limits of power of the
agencies and o ces of the government as well as those of its o cers . In other
words, the judiciary is the nal arbiter on the question whether or not a branch of
government or any of its o cials has acted without jurisdiction or in excess of
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction or lack of jurisdiction. This is not only a judicial power
but a duty to pass judgment on matters of this nature.
This is the background of paragraph 2 of Section 1, which means that the
courts cannot hereafter evade the duty to settle matters of this nature, by claiming
that such matters constitute a political question. 3 5 (Italics in the original;
emphasis and italics supplied)
To determine the merits of the issues raised in the instant petitions, this Court
must necessarily turn to the Constitution itself which employs the well-settled
principles of constitutional construction.
First, verba legis, that is, wherever possible, the words used in the Constitution
must be given their ordinary meaning except where technical terms are employed. Thus,
in J.M. Tuason & Co ., Inc. v. Land Tenure Administration , 3 6 this Court, speaking through
Chief Justice Enrique Fernando, declared:
We look to the language of the document itself in our search for its
meaning. We do not of course stop there, but that is where we begin. It is to be
assumed that the words in which constitutional provisions are couched express
the objective sought to be attained. They are to be given their ordinary meaning
except where technical terms are employed in which case the signi cance thus
attached to them prevails. As the Constitution is not primarily a lawyer's
document, it being essential for the rule of law to obtain that it should ever be
present in the people's consciousness, its language as much as possible should
be understood in the sense they have in common use. What it says according to
the text of the provision to be construed compels acceptance and negates the
power of the courts to alter it, based on the postulate that the framers and the
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people mean what they say. Thus these are the cases where the need for
construction is reduced to a minimum. 3 7 (Emphasis and italics supplied)
Second, where there is ambiguity, ratio legis est anima. The words of the
Constitution should be interpreted in accordance with the intent of its framers. And so
did this Court apply this principle in Civil Liberties Union v. Executive Secretary 3 8 in this
wise: SHTaID
Likewise, still in Civil Liberties Union v. Executive Secretary, 4 4 this Court affirmed that:
If, however, the plain meaning of the word is not found to be clear, resort to other
aids is available. In still the same case of Civil Liberties Union v. Executive Secretary,
this Court expounded:
While it is permissible in this jurisdiction to consult the debates and
proceedings of the constitutional convention in order to arrive at the reason and
purpose of the resulting Constitution, resort thereto may be had only when other
guides fail as said proceedings are powerless to vary the terms of the
Constitution when the meaning is clear. Debates in the constitutional convention
"are of value as showing the views of the individual members, and as indicating
the reasons for their votes, but they give us no light as to the views of the large
majority who did not talk, much less of the mass of our fellow citizens whose
votes at the polls gave that instrument the force of fundamental law. We think it
safer to construe the constitution from what appears upon its face." The proper
interpretation therefore depends more on how it was understood by the people
adopting it than in the framers's understanding thereof . 4 6 (Emphasis and italics
supplied)
The major difference between the judicial power of the Philippine Supreme Court
and that of the U.S. Supreme Court is that while the power of judicial review is only
impliedly granted to the U.S. Supreme Court and is discretionary in nature, that granted
to the Philippine Supreme Court and lower courts, as expressly provided for in the
Constitution, is not just a power but also a duty, and it was given an expanded de nition
to include the power to correct any grave abuse of discretion on the part of any
government branch or instrumentality.
There are also glaring distinctions between the U.S. Constitution and the
Philippine Constitution with respect to the power of the House of Representatives over
impeachment proceedings. While the U.S. Constitution bestows sole power of
impeachment to the House of Representatives without limitation, 5 4 our Constitution,
though vesting in the House of Representatives the exclusive power to initiate
impeachment cases, 5 5 provides for several limitations to the exercise of such power
as embodied in Section 3(2), (3), (4) and (5), Article XI thereof. These limitations include
the manner of ling, required vote to impeach, and the one year bar on the
impeachment of one and the same official.
Respondents are also of the view that judicial review of impeachments
undermines their nality and may also lead to con icts between Congress and the
judiciary. Thus, they call upon this Court to exercise judicial statesmanship on the
principle that "whenever possible, the Court should defer to the judgment of the people
expressed legislatively, recognizing full well the perils of judicial willfulness and pride."
56
But did not the people also express their will when they instituted the above-
mentioned safeguards in the Constitution? This shows that the Constitution did not
intend to leave the matter of impeachment to the sole discretion of Congress. Instead,
it provided for certain well-de ned limits, or in the language of Baker v. Carr, 5 7
"judicially discoverable standards" for determining the validity of the exercise of such
discretion, through the power of judicial review.
The cases of Romulo v. Yniguez 5 8 a n d Alejandrino v. Quezon, 5 9 cited by
respondents in support of the argument that the impeachment power is beyond the
scope of judicial review, are not in point. These cases concern the denial of petitions for
writs of mandamus to compel the legislature to perform non-ministerial acts, and do
not concern the exercise of the power of judicial review.
There is indeed a plethora of cases in which this Court exercised the power of
judicial review over congressional action. Thus, in Santiago v. Guingona, Jr., 6 0 this Court
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ruled that it is well within the power and jurisdiction of the Court to inquire whether the
Senate or its o cials committed a violation of the Constitution or grave abuse of
discretion in the exercise of their functions and prerogatives. In Tañada v . Angara, 6 1 in
seeking to nullify an act of the Philippine Senate on the ground that it contravened the
Constitution, it held that the petition raises a justiciable controversy and that when an
action of the legislative branch is seriously alleged to have infringed the Constitution, it
becomes not only the right but in fact the duty of the judiciary to settle the dispute. In
Bondoc v. Pineda, 6 2 this Court declared null and void a resolution of the House of
Representatives withdrawing the nomination, and rescinding the election, of a
congressman as a member of the House Electoral Tribunal for being violative of
Section 17, Article VI of the Constitution. In Coseteng v. Mitra, 6 3 it held that the
resolution of whether the House representation in the Commission on Appointments
was based on proportional representation of the political parties as provided in Section
18, Article VI of the Constitution is subject to judicial review. In Daza v. Singson, 6 4 it
held that the act of the House of Representatives in removing the petitioner from the
Commission on Appointments is subject to judicial review. In Tañada v . Cuenco, 6 5 it
held that although under the Constitution, the legislative power is vested exclusively in
Congress, this does not detract from the power of the courts to pass upon the
constitutionality of acts of Congress. In Angara v. Electoral Commission, 6 6 it ruled that
con rmation by the National Assembly of the election of any member, irrespective of
whether his election is contested, is not essential before such member-elect may
discharge the duties and enjoy the privileges of a member of the National Assembly.
Finally, there exists no constitutional basis for the contention that the exercise of
judicial review over impeachment proceedings would upset the system of checks and
balances. Verily, the Constitution is to be interpreted as a whole and "one section is not
to be allowed to defeat another." 6 7 Both are integral components of the calibrated
system of independence and interdependence that insures that no branch of
government act beyond the powers assigned to it by the Constitution. ATHCDa
Standing
Locus standi or legal standing or has been de ned as a personal and substantial
interest in the case such that the party has sustained or will sustain direct injury as a
result of the governmental act that is being challenged. The gist of the question of
standing is whether a party alleges such personal stake in the outcome of the
controversy as to assure that concrete adverseness which sharpens the presentation
of issues upon which the court depends for illumination of di cult constitutional
questions. 6 9
Intervenor Soriano, in praying for the dismissal of the petitions, contends that
petitioners do not have standing since only the Chief Justice has sustained and will
sustain direct personal injury. Amicus curiae former Justice Minister and Solicitor
General Estelito Mendoza similarly contends.
Upon the other hand, the Solicitor General asserts that petitioners have standing
since this Court had, in the past, accorded standing to taxpayers, voters, concerned
citizens, legislators in cases involving paramount public interest 7 0 and transcendental
importance, 7 1 and that procedural matters are subordinate to the need to determine
whether or not the other branches of the government have kept themselves within the
limits of the Constitution and the laws and that they have not abused the discretion
given to them. 7 2 Amicus curiae Dean Raul Pangalangan of the U.P. College of Law is of
the same opinion, citing transcendental importance and the well-entrenched rule
exception that, when the real party in interest is unable to vindicate his rights by seeking
the same remedies, as in the case of the Chief Justice who, for ethical reasons, cannot
himself invoke the jurisdiction of this Court, the courts will grant petitioners standing.
There is, however, a difference between the rule on real-party-in-interest and the
rule on standing, for the former is a concept of civil procedure 7 3 while the latter has
constitutional underpinnings. 7 4 In view of the arguments set forth regarding standing,
it behooves the Court to reiterate the ruling in Kilosbayan, Inc.v. Morato 7 5 to clarify
what is meant by locus standi and to distinguish it from real party-in-interest.
The difference between the rule on standing and real party in interest has
been noted by authorities thus: "It is important to note . . . that standing because
of its constitutional and public policy underpinnings, is very different from
questions relating to whether a particular plaintiff is the real party in interest or
has capacity to sue. Although all three requirements are directed towards
ensuring that only certain parties can maintain an action, standing restrictions
require a partial consideration of the merits, as well as broader policy concerns
relating to the proper role of the judiciary in certain areas.
Standing is a special concern in constitutional law because in some cases
suits are brought not by parties who have been personally injured by the operation
of a law or by o cial action taken, but by concerned citizens, taxpayers or voters
who actually sue in the public interest. Hence the question in standing is whether
such parties have "alleged such a personal stake in the outcome of the
controversy as to assure that concrete adverseness which sharpens the
presentation of issues upon which the court so largely depends for illumination of
difficult constitutional questions."
DTAcIa
While rights personal to the Chief Justice may have been injured by the alleged
unconstitutional acts of the House of Representatives, none of the petitioners asserts a
violation of the personal rights of the Chief Justice. On the contrary, they invariably
invoke the vindication of their own rights — as taxpayers; members of Congress;
citizens, individually or in a class suit; and members of the bar and of the legal
profession — which were supposedly violated by the alleged unconstitutional acts of
the House of Representatives.
In a long line of cases, however, concerned citizens, taxpayers and legislators
when specific requirements have been met have been given standing by this Court.
When suing as a citizen, the interest of the petitioner assailing the
constitutionality of a statute must be direct and personal. He must be able to show, not
only that the law or any government act is invalid, but also that he sustained or is in
imminent danger of sustaining some direct injury as a result of its enforcement, and not
merely that he suffers thereby in some inde nite way. It must appear that the person
complaining has been or is about to be denied some right or privilege to which he is
lawfully entitled or that he is about to be subjected to some burdens or penalties by
reason of the statute or act complained of. 7 7 In ne, when the proceeding involves the
assertion of a public right, 7 8 the mere fact that he is a citizen satis es the requirement
of personal interest.
In the case of a taxpayer, he is allowed to sue where there is a claim that public
funds are illegally disbursed, or that public money is being de ected to any improper
purpose, or that there is a wastage of public funds through the enforcement of an
invalid or unconstitutional law. 7 9 Before he can invoke the power of judicial review,
however, he must speci cally prove that he has su cient interest in preventing the
illegal expenditure of money raised by taxation and that he would sustain a direct injury
as a result of the enforcement of the questioned statute or contract. It is not su cient
that he has merely a general interest common to all members of the public. 8 0
At all events, courts are vested with discretion as to whether or not a taxpayer's
suit should be entertained. 8 1 This Court opted to grant standing to most of the
petitioners, given their allegation that any impending transmittal to the Senate of the
Articles of Impeachment and the ensuing trial of the Chief Justice will necessarily
involve the expenditure of public funds.
As for a legislator, he is allowed to sue to question the validity of any o cial
action which he claims infringes his prerogatives as a legislator. 8 2 Indeed, a member of
the House of Representatives has standing to maintain inviolate the prerogatives,
powers and privileges vested by the Constitution in his office. 8 3
While an associationhas legal personality to represent its members, 8 4 especially
when it is composed of substantial taxpayers and the outcome will affect their vital
interests, 8 5 the mere invocation by the Integrated Bar of the Philippines or any member
of the legal profession of the duty to preserve the rule of law and nothing more,
although undoubtedly true, does not su ce to clothe it with standing. Its interest is too
general. It is shared by other groups and the whole citizenry. However, a reading of the
petition shows that it has advanced constitutional issues which deserve the attention
of this Court in view of their seriousness, novelty and weight as precedents. 8 6 It,
therefore, behooves this Court to relax the rules on standing and to resolve the issues
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presented by it.
In the same vein, when dealing with class suits led in behalf of all citizens,
persons intervening must be su ciently numerous to fully protect the interests of all
concerned 8 7 to enable the court to deal properly with all interests involved in the suit,
8 8 for a judgment in a class suit, whether favorable or unfavorable to the class, is, under
the res judicata principle, binding on all members of the class whether or not they were
before the court. 8 9 Where it clearly appears that not all interests can be su ciently
represented as shown by the divergent issues raised in the numerous petitions before
this Court, G.R. No. 160365 as a class suit ought to fail. Since petitioners additionally
allege standing as citizens and taxpayers, however, their petition will stand.
The Philippine Bar Association, in G.R. No. 160403, invokes the sole ground of
transcendental importance, while Atty. Dioscoro U. Vallejos, in G.R. No. 160397, is mum
on his standing.
There being no doctrinal de nition of transcendental importance, the following
determinants formulated by former Supreme Court Justice Florentino P. Feliciano are
instructive: (1) the character of the funds or other assets involved in the case; (2) the
presence of a clear case of disregard of a constitutional or statutory prohibition by the
public respondent agency or instrumentality of the government; and (3) the lack of any
other party with a more direct and speci c interest in raising the questions being
raised. 9 0 Applying these determinants, this Court is satis ed that the issues raised
herein are indeed of transcendental importance.
In not a few cases, this Court has in fact adopted a liberal attitude on the locus
standi of a petitioner where the petitioner is able to craft an issue of transcendental
signi cance to the people, as when the issues raised are of paramount importance to
the public. 9 1 Such liberality does not, however, mean that the requirement that a party
should have an interest in the matter is totally eliminated. A party must, at the very least,
still plead the existence of such interest, it not being one of which courts can take
judicial notice. In petitioner Vallejos' case, he failed to allege any interest in the case. He
does not thus have standing.
With respect to the motions for intervention, Rule 19, Section 2 of the Rules of
Court requires an intervenor to possess a legal interest in the matter in litigation, or in
the success of either of the parties, or an interest against both, or is so situated as to
be adversely affected by a distribution or other disposition of property in the custody
of the court or of an o cer thereof. While intervention is not a matter of right, it may be
permitted by the courts when the applicant shows facts which satisfy the requirements
of the law authorizing intervention. 9 2
In Intervenors Attorneys Romulo Macalintal and Pete Quirino Quadra’s case, they
seek to join petitioners Candelaria, et al. in G.R. No. 160262. Since, save for one
additional issue, they raise the same issues and the same standing, and no objection on
the part of petitioners Candelaria, et al. has been interposed, this Court as earlier stated,
granted their Motion for Leave of Court to Intervene and Petition-in-Intervention.
Nagmamalasakit na mga Manananggol ng mga Manggagawang Pilipino, Inc., et
al. sought to join petitioner Francisco in G.R. No. 160261. Invoking their right as citizens
to intervene, alleging that "they will suffer if this insidious scheme of the minority
members of the House of Representatives is successful," this Court found the
requisites for intervention had been complied with.
Alleging that the issues raised in the petitions in G.R. Nos. 160261, 160262,
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160263, 160277, 160292, 160295, and 160310 are of transcendental importance,
World War II Veterans Legionnaires of the Philippines, Inc. led a "Petition-in-
Intervention with Leave to Intervene" to raise the additional issue of whether or not the
second impeachment complaint against the Chief Justice is valid and based on any of
the grounds prescribed by the Constitution.
Finding that Nagmamalasakit na mga Manananggol ng mga Manggagawang
Pilipino, Inc., et al. and World War II Veterans Legionnaires of the Philippines, Inc.
possess a legal interest in the matter in litigation the respective motions to intervene
were granted.
Senator Aquilino Pimentel, on the other hand, sought to intervene for the limited
purpose of making of record and arguing a point of view that differs with Senate
President Drilon's. He alleges that submitting to this Court's jurisdiction as the Senate
President does will undermine the independence of the Senate which will sit as an
impeachment court once the Articles of Impeachment are transmitted to it from the
House of Representatives. Clearly, Senator Pimentel possesses a legal interest in the
matter in litigation, he being a member of Congress against which the herein petitions
are directed. For this reason, and to fully ventilate all substantial issues relating to the
matter at hand, his Motion to Intervene was granted and he was, as earlier stated,
allowed to argue. IEcDCa
Lastly, as to Jaime N. Soriano's motion to intervene, the same must be denied for,
while he asserts an interest as a taxpayer, he failed to meet the standing requirement
for bringing taxpayer's suits as set forth in Dumlao v. COMELEC, 9 3 to wit:
. . . While, concededly, the elections to be held involve the expenditure of
public moneys, nowhere in their Petition do said petitioners allege that their tax
money is "being extracted and spent in violation of speci c constitutional
protection against abuses of legislative power," or that there is a misapplication
of such funds by respondent COMELEC, or that public money is being deflected to
any improper purpose. Neither do petitioners seek to restrain respondent from
wasting public funds through the enforcement of an invalid or unconstitutional
law. 9 4 (Citations omitted)
In praying for the dismissal of the petitions, Soriano failed even to allege that the act of
petitioners will result in illegal disbursement of public funds or in public money being
de ected to any improper purpose. Additionally, his mere interest as a member of the
Bar does not suffice to clothe him with standing.
In Tan v. Macapagal, 9 5 this Court, through Chief Justice Fernando, held that for a
case to be considered ripe for adjudication, "it is a prerequisite that something had by
then been accomplished or performed by either branch before a court may come into
the picture." 9 6 Only then may the courts pass on the validity of what was done, if and
when the matter is challenged in an appropriate legal proceeding.
The instant petitions raise in the main the issue of the validity of the ling of the
second impeachment complaint against the Chief Justice in accordance with the
House Impeachment Rules adopted by the 12th Congress, the constitutionality of
which is questioned. The questioned acts having been carried out, i.e., the second
impeachment complaint had been led with the House of Representatives and the
2001 Rules have already been already promulgated and enforced, the prerequisite that
the alleged unconstitutional act should be accomplished and performed before suit, as
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Tan v. Macapagal holds, has been complied with.
Related to the issue of ripeness is the question of whether the instant petitions
are premature. Amicus curiae former Senate President Jovito R. Salonga opines that
there may be no urgent need for this Court to render a decision at this time, it being the
nal arbiter on questions of constitutionality anyway. He thus recommends that all
remedies in the House and Senate should first be exhausted.
Taking a similar stand is Dean Raul Pangalangan of the U.P. College of Law who
suggests to this Court to take judicial notice of on-going attempts to encourage
signatories to the second impeachment complaint to withdraw their signatures and
opines that the House Impeachment Rules provide for an opportunity for members to
raise constitutional questions themselves when the Articles of Impeachment are
presented on a motion to transmit to the same to the Senate. The dean maintains that
even assuming that the Articles are transmitted to the Senate, the Chief Justice can
raise the issue of their constitutional infirmity by way of a motion to dismiss.
The dean's position does not persuade. First, the withdrawal by the
Representatives of their signatures would not, by itself, cure the House Impeachment
Rules of their constitutional in rmity. Neither would such a withdrawal, by itself,
obliterate the questioned second impeachment complaint since it would only place it
under the ambit of Sections 3(2) and (3) of Article XI of the Constitution 9 7 and,
therefore, petitioners would continue to suffer their injuries.
Second and most importantly, the futility of seeking remedies from either or both
Houses of Congress before coming to this Court is shown by the fact that, as
previously discussed, neither the House of Representatives nor the Senate is clothed
with the power to rule with de nitiveness on the issue of constitutionality, whether
concerning impeachment proceedings or otherwise, as said power is exclusively vested
in the judiciary by the earlier quoted Section I, Article VIII of the Constitution. Remedy
cannot be sought from a body which is bereft of power to grant it.
Justiciability
Prior to the 1973 Constitution, without consistency and seemingly without any
rhyme or reason, this Court vacillated on its stance of taking cognizance of cases which
involved political questions. In some cases, this Court hid behind the cover of the
political question doctrine and refused to exercise its power of judicial review. 1 0 0 In
other cases, however, despite the seeming political nature of the therein issues
involved, this Court assumed jurisdiction whenever it found constitutionally imposed
limits on powers or functions conferred upon political bodies. 1 0 1 Even in the landmark
case of Javellana v. Executive Secretary 1 0 2 which raised the issue of whether the 1973
Constitution was rati ed, hence, in force, this Court shunted the political question
doctrine and took cognizance thereof. Rati cation by the people of a Constitution is a
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political question, it being a question decided by the people in their sovereign capacity.
The frequency with which this Court invoked the political question doctrine to
refuse to take jurisdiction over certain cases during the Marcos regime motivated Chief
Justice Concepcion, when he became a Constitutional Commissioner, to clarify this
Court's power of judicial review and its application on issues involving political
questions, viz:
MR. CONCEPCION. Thank you, Mr. Presiding Officer.
I will speak on the judiciary. Practically, everybody has made, I suppose,
the usual comment that the judiciary is the weakest among the three major
branches of the service. Since the legislature holds the purse and the executive
the sword, the judiciary has nothing with which to enforce its decisions or
commands except the power of reason and appeal to conscience which, after all,
re ects the will of God, and is the most powerful of all other powers without
exception. . . . And so, with the body’s indulgence, I will proceed to read the
provisions drafted by the Committee on the Judiciary.
The rst section starts with a sentence copied from former Constitutions. It
says:
The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.
I suppose nobody can question it.
The next provision is new in our constitutional law. I will read it rst and
explain.
And in Daza v. Singson, 109 speaking through Justice Isagani Cruz, this Court
ruled:
In the case now before us, the jurisdictional objection becomes even less
tenable and decisive. The reason is that, even if we were to assume that the issue
presented before us was political in nature, we would still not be precluded from
resolving it under the expanded jurisdiction conferred upon us that now covers, in
proper cases, even the political question. 1 1 0 . . . (Emphasis and italics supplied.)
Section 1, Article VIII, of the Court does not de ne what are justiciable political
questions and non-justiciable political questions, however. Identi cation of these two
species of political questions may be problematic. There has been no clear standard.
The American case of Baker v. Carr 1 1 1 attempts to provide some:
. . . Prominent on the surface of any case held to involve a political
question is found a textually demonstrable constitutional commitment of the
issue to a coordinate political department; or a lack of judicially discoverable and
manageable standards for resolving it; or the impossibility of deciding without an
initial policy determination of a kind clearly for non-judicial discretion; or the
impossibility of a court’s undertaking independent resolution without expressing
lack of the respect due coordinate branches of government; or an unusual need
for questioning adherence to a political decision already made; or the potentiality
of embarrassment from multifarious pronouncements by various departments on
one question. 1 1 2 (emphasis supplied)
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Of these standards, the more reliable have been the rst three: (1) a textually
demonstrable constitutional commitment of the issue to a coordinate political
department; (2) the lack of judicially discoverable and manageable standards for
resolving it; and (3) the impossibility of deciding without an initial policy determination
of a kind clearly for non-judicial discretion. These standards are not separate and
distinct concepts but are interrelated to each in that the presence of one strengthens
the conclusion that the others are also present.
The problem in applying the foregoing standards is that the American concept of
judicial review is radically different from our current concept, for Section 1, Article VIII
of the Constitution provides our courts with far less discretion in determining whether
they should pass upon a constitutional issue.
In our jurisdiction, the determination of a truly political question from a non-
justiciable political question lies in the answer to the question of whether there are
constitutionally imposed limits on powers or functions conferred upon political bodies.
If there are, then our courts are duty-bound to examine whether the branch or
instrumentality of the government properly acted within such limits. This Court shall
thus now apply this standard to the present controversy.
These petitions raise five substantial issues:
I.Whether the offenses alleged in the Second impeachment complaint constitute
valid impeachable offenses under the Constitution.
II.Whether the second impeachment complaint was led in accordance with
Section 3(4), Article XI of the Constitution.
III.Whether the legislative inquiry by the House Committee on Justice into the
Judicial Development Fund is an unconstitutional infringement of the
constitutionally mandated fiscal autonomy of the judiciary.
IV.Whether Sections 15 and 16 of Rule V of the Rules on Impeachment adopted
by the 12th Congress are unconstitutional for violating the provisions of
Section 3, Article XI of the Constitution.
V.Whether the second impeachment complaint is barred under Section 3(5) of
Article XI of the Constitution.
The rst issue goes into the merits of the second impeachment complaint over
which this Court has no jurisdiction. More importantly, any discussion of this issue
would require this Court to make a determination of what constitutes an impeachable
offense. Such a determination is a purely political question which the Constitution has
left to the sound discretion of the legislation. Such an intent is clear from the
deliberations of the Constitutional Commission. 1 1 3
Although Section 2 of Article XI of the Constitution enumerates six grounds for
impeachment, two of these, namely, other high crimes and betrayal of public trust,
elude a precise de nition. In fact, an examination of the records of the 1986
Constitutional Commission shows that the framers could nd no better way to
approximate the boundaries of betrayal of public trust and other high crimes than by
alluding to both positive and negative examples of both, without arriving at their clear
cut de nition or even a standard therefor. 1 1 4 Clearly, the issue calls upon this court to
decide a non-justiciable political question which is beyond the scope of its judicial
power under Section 1, Article VIII.
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Lis Mota
It has been established that this Court will assume jurisdiction over a
constitutional question only if it is shown that the essential requisites of a judicial
inquiry into such a question are rst satis ed . Thus, there must be an actual case
or controversy involving a con ict of legal rights susceptible of judicial
determination, the constitutional question must have been opportunely raised by
the proper party, and the resolution of the question is unavoidably necessary to
the decision of the case itself . 1 1 8 [Emphasis supplied]
Succinctly put, courts will not touch the issue of constitutionality unless it is truly
unavoidable and is the very lis mota or crux of the controversy.
As noted earlier, the instant consolidated petitions, while all seeking the invalidity
of the second impeachment complaint, collectively raise several constitutional issues
upon which the outcome of this controversy could possibly be made to rest. In
determining whether one, some or all of the remaining substantial issues should be
passed upon, this Court is guided by the related canon of adjudication that "the court
should not form a rule of constitutional law broader than is required by the precise
facts to which it is applied." 1 1 9
In G.R. No. 160310 , petitioners Leonilo R. Alfonso, et al. argue that, among other
reasons, the second impeachment complaint is invalid since it directly resulted from a
Resolution 1 2 0 calling for a legislative inquiry into the JDF, which Resolution and
legislative inquiry petitioners claim to likewise be unconstitutional for being: (a) a
violation of the rules and jurisprudence on investigations in aid of legislation; (b) an
open breach of the doctrine of separation of powers; (c) a violation of the
constitutionally mandated scal autonomy of the judiciary; and (d) an assault on the
independence of the judiciary. 1 2 1
Without going into the merits of petitioners Alfonso, et al.'s claims, it is the
studied opinion of this Court that the issue of the constitutionality of the said
Resolution and resulting legislative inquiry is too far removed from the issue of the
validity of the second impeachment complaint. Moreover, the resolution of said issue
would, in the Court's opinion, require it to form a rule of constitutional law touching on
the separate and distinct matter of legislative inquiries in general, which would thus be
broader than is required by the facts of these consolidated cases. This opinion is
further strengthened by the fact that said petitioners have raised other grounds in
support of their petition which would not be adversely affected by the Court's ruling.
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En passant, this Court notes that a standard for the conduct of legislative
inquiries has already been enunciated by this Court in Bengzon, Jr. v. Senate Blue
Ribbon Committee, 1 2 2 viz:
The 1987 Constitution expressly recognizes the power of both houses of
Congress to conduct inquiries in aid of legislation. Thus, Section 21, Article VI
thereof provides:
The Senate or the House of Representatives or any of its respective
committees may conduct inquiries in aid of legislation in accordance with
its duly published rules of procedure. The rights of persons appearing in or
affected by such inquiries shall be respected.
The power of both houses of Congress to conduct inquiries in aid of
legislation is not, therefore absolute or unlimited. Its exercise is circumscribed by
the afore-quoted provision of the Constitution. Thus, as provided therein, the
investigation must be "in aid of legislation in accordance with its duly published
rules of procedure" and that "the rights of persons appearing in or affected by
such inquiries shall be respected." It follows then that the rights of persons under
the Bill of Rights must be respected, including the right to due process and the
right not be compelled to testify against one's self. 1 2 3
I n G.R. No. 160262 , intervenors Romulo B. Macalintal and Pete Quirino Quadra,
while joining the original petition of petitioners Candelaria, et al., introduce the new
argument that since the second impeachment complaint was veri ed and led only by
Representatives Gilberto Teodoro, Jr. and Felix William Fuentebella, the same does not
fall under the provision of Section 3 (4), Article XI of the Constitution which reads:
Section 3(4) In case the veri ed complaint or resolution of impeachment is
led by at least one-third of all the Members of the House, the same shall
constitute the Articles of Impeachment, and trial by the Senate shall forthwith
proceed.
Intervenors Macalintal and Quadra further claim that what the Constitution
requires in order for said second impeachment complaint to automatically become the
Articles of Impeachment and for trial in the Senate to begin "forthwith," is that the
verified complaint be "filed," not merely endorsed, by at least one-third of the Members
of the House of Representatives. Not having complied with this requirement, they
concede that the second impeachment complaint should have been calendared and
referred to the House Committee on Justice under Section 3(2), Article XI of the
Constitution, viz:
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Section 3(2) A veri ed complaint for impeachment may be led by any
Member of the House of Representatives or by any citizen upon a resolution of
endorsement by any Member thereof, which shall be included in the Order of
Business within ten session days, and referred to the proper Committee within
three session days thereafter. The Committee, after hearing, and by a majority
vote of all its Members, shall submit its report to the House within sixty session
days from such referral, together with the corresponding resolution. The
resolution shall be calendared for consideration by the House within ten session
days from receipt thereof.
Senator Pimentel urges this Court to exercise judicial restraint on the ground that
the Senate, sitting as an impeachment court, has the sole power to try and decide all
cases of impeachment. Again, this Court reiterates that the power of judicial review
includes the power of review over justiciable issues in impeachment proceedings.
On the other hand, respondents Speaker De Venecia et al. argue that "[t]here is a
moral compulsion for the Court to not assume jurisdiction over the impeachment
because all the Members thereof are subject to impeachment." 1 2 5 But this argument is
very much like saying the Legislature has a moral compulsion not to pass laws with
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penalty clauses because Members of the House of Representatives are subject to
them.
The exercise of judicial restraint over justiciable issues is not an option before
this Court. Adjudication may not be declined, because this Court is not legally
disquali ed. Nor can jurisdiction be renounced as there is no other tribunal to which the
controversy may be referred." 1 2 6 Otherwise, this Court would be shirking from its duty
vested under Art. VIII, Sec. 1(2) of the Constitution. More than being clothed with
authority thus, this Court is duty-bound to take cognizance of the instant petitions. 1 2 7
In the august words of amicus curiae Father Bernas, "jurisdiction is not just a power; it
is a solemn duty which may not be renounced. To renounce it, even if it is vexatious,
would be a dereliction of duty."
Even in cases where it is an interested party, the Court under our system of
government cannot inhibit itself and must rule upon the challenge because no other
o ce has the authority to do so. 1 2 8 On the occasion that this Court had been an
interested party to the controversy before it, it has acted upon the matter "not with
o ciousness but in the discharge of an unavoidable duty and, as always, with
detachment and fairness." 1 2 9 After all, "by [his] appointment to the o ce, the public
has laid on [a member of the judiciary] their con dence that [he] is mentally and morally
t to pass upon the merits of their varied contentions. For this reason, they expect [him]
to be fearless in [his] pursuit to render justice, to be unafraid to displease any person,
interest or power and to be equipped with a moral ber strong enough to resist the
temptations lurking in [his] office." 1 3 0
The duty to exercise the power of adjudication regardless of interest had already
been settled in the case of Abbas v. Senate Electoral Tribunal . 1 3 1 In that case, the
petitioners led with the respondent Senate Electoral Tribunal a Motion for
Disquali cation or Inhibition of the Senators-Members thereof from the hearing and
resolution of SET Case No. 002-87 on the ground that all of them were interested
parties to said case as respondents therein. This would have reduced the Tribunal's
membership to only its three Justices-Members whose disquali cation was not
sought, leaving them to decide the matter. This Court held:
Where, as here, a situation is created which precludes the substitution of
any Senator sitting in the Tribunal by any of his other colleagues in the Senate
without inviting the same objections to the substitute's competence, the proposed
mass disquali cation, if sanctioned and ordered, would leave the Tribunal no
alternative but to abandon a duty that no other court or body can perform, but
which it cannot lawfully discharge if shorn of the participation of its entire
membership of Senators.
To our mind, this is the overriding consideration — that the Tribunal be not
prevented from discharging a duty which it alone has the power to perform, the
performance of which is in the highest public interest as evidenced by its being
expressly imposed by no less than the fundamental law.
It is aptly noted in the rst of the questioned Resolutions that the framers
of the Constitution could not have been unaware of the possibility of an election
contest that would involve all Senators — elect, six of whom would inevitably
have to sit in judgment thereon. Indeed, such possibility might surface again in
the wake of the 1992 elections when once more, but for the last time, all 24 seats
in the Senate will be at stake. Yet the Constitution provides no scheme or mode
for settling such unusual situations or for the substitution of Senators designated
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to the Tribunal whose disquali cation may be sought. Litigants in such situations
must simply place their trust and hopes of vindication in the fairness and sense
of justice of the Members of the Tribunal. Justices and Senators, singly and
collectively.
Let us not be misunderstood as saying that no Senator-Member of the
Senate Electoral Tribunal may inhibit or disqualify himself from sitting in
judgment on any case before said Tribunal. Every Member of the Tribunal may,
as his conscience dictates, refrain from participating in the resolution of a case
where he sincerely feels that his personal interests or biases would stand in the
way of an objective and impartial judgment. What we are merely saying is that in
the light of the Constitution, the Senate Electoral Tribunal cannot legally function
as such, absent its entire membership of Senators and that no amendment of its
Rules can confer on the three Justices-Members alone the power of valid
adjudication of a senatorial election contest.
Besides, there are speci c safeguards already laid down by the Court when it
exercises its power of judicial review.
I n Demetria v. Alba, 1 3 4 this Court, through Justice Marcelo Fernan cited the
"seven pillars" of limitations of the power of judicial review, enunciated by US Supreme
Court Justice Brandeis in Ashwander v. TVA 1 3 5 as follows:
1.The Court will not pass upon the constitutionality of legislation in a friendly,
non-adversary proceeding, declining because to decide such questions 'is
legitimate only in the last resort, and as a necessity in the determination of
real, earnest and vital controversy between individuals. It never was the
thought that, by means of a friendly suit, a party beaten in the legislature
could transfer to the courts an inquiry as to the constitutionality of the
legislative act.'
2.The Court will not 'anticipate a question of constitutional law in advance of the
necessity of deciding it.' . . . 'It is not the habit of the Court to decide
questions of a constitutional nature unless absolutely necessary to a
decision of the case.'
3.The Court will not 'formulate a rule of constitutional law broader than is required
by the precise facts to which it is to be applied.'
4.The Court will not pass upon a constitutional question although properly
presented by the record, if there is also present some other ground upon
which the case may be disposed of. This rule has found most varied
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application. Thus, if a case can be decided on either of two grounds, one
involving a constitutional question, the other a question of statutory
construction or general law, the Court will decide only the latter. Appeals
from the highest court of a state challenging its decision of a question
under the Federal Constitution are frequently dismissed because the
judgment can be sustained on an independent state ground.
5.The Court will not pass upon the validity of a statute upon complaint of one
who fails to show that he is injured by its operation. Among the many
applications of this rule, none is more striking than the denial of the right
of challenge to one who lacks a personal or property right. Thus, the
challenge by a public o cial interested only in the performance of his
o cial duty will not be entertained . . . In Fairchild v. Hughes, the Court
a rmed the dismissal of a suit brought by a citizen who sought to have
the Nineteenth Amendment declared unconstitutional. In Massachusetts v.
Mellon, the challenge of the federal Maternity Act was not entertained
although made by the Commonwealth on behalf of all its citizens.
6.The Court will not pass upon the constitutionality of a statute at the instance of
one who has availed himself of its benefits.
7.When the validity of an act of the Congress is drawn in question, and even if a
serious doubt of constitutionality is raised, it is a cardinal principle that this
Court will rst ascertain whether a construction of the statute is fairly
possible by which the question may be avoided (citations omitted).
4.that there be actual injury sustained by the party by reason of the operation of
the statute
5.that the parties are not in estoppel
6.that the Court upholds the presumption of constitutionality.
As stated previously, parallel guidelines have been adopted by this Court in the
exercise of judicial review:
1.actual case or controversy calling for the exercise of judicial power
2.the person challenging the act must have "standing" to challenge; he must have
a personal and substantial interest in the case such that he has sustained,
or will sustain, direct injury as a result of its enforcement
Thus, in Javellana v. Executive Secretary 1 3 9 where this Court was split and "in the
end there were not enough votes either to grant the petitions, or to sustain
respondent's claims," 1 4 0 the pre-existing constitutional order was disrupted which
paved the way for the establishment of the martial law regime.
Such an argument by respondents and intervenor also presumes that the
coordinate branches of the government would behave in a lawless manner and not do
their duty under the law to uphold the Constitution and obey the laws of the land. Yet
there is no reason to believe that any of the branches of government will behave in a
precipitate manner and risk social upheaval, violence, chaos and anarchy by
encouraging disrespect for the fundamental law of the land.
Substituting the word public o cers for judges, this Court is well guided by the
doctrine in People v. Veneracion, to wit: 1 4 1
Obedience to the rule of law forms the bedrock of our system of justice. If
[public o cers], under the guise of religious or political beliefs were allowed to
roam unrestricted beyond boundaries within which they are required by law to
exercise the duties of their o ce, then law becomes meaningless. A government
of laws, not of men excludes the exercise of broad discretionary powers by those
acting under its authority. Under this system, [public o cers] are guided by the
Rule of Law, and ought "to protect and enforce it without fear or favor," resist
encroachments by governments, political parties, or even the interference of their
own personal beliefs. 1 4 2
As stated earlier, one of the means of interpreting the Constitution is looking into
the intent of the law. Fortunately, the intent of the framers of the 1987 Constitution can
be pried from its records:
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MR. MAAMBONG. With reference to Section 3, regarding the procedure and
the substantive provisions on impeachment, I understand there have been many
proposals and, I think, these would need some time for Committee action.
However, I would just like to indicate that I submitted to the Committee a
resolution on impeachment proceedings, copies of which have been furnished the
Members of this body. This is borne out of my experience as a member of the
Committee on Justice, Human Rights and Good Government which took charge
of the last impeachment resolution led before the First Batasang Pambansa. For
the information of the Committee, the resolution covers several steps in the
impeachment proceedings starting with initiation, action of the Speaker
committee action, calendaring of report, voting on the report, transmittal referral
to the Senate, trial and judgment by the Senate.
xxx xxx xxx
MR. MAAMBONG. Mr. Presiding O cer, I am not moving for a
reconsideration of the approval of the amendment submitted by Commissioner
Regalado, but I will just make of record my thinking that we do not really initiate
the ling of the Articles of Impeachment on the oor. The procedure, as I have
pointed out earlier, was that the initiation starts with the ling of the complaint .
And what is actually done on the oor is that the committee resolution containing
the Articles of Impeachment is the one approved by the body.
As the phraseology now runs, which may be corrected by the Committee on
Style, it appears that the initiation starts on the oor. If we only have time, I could
cite examples in the case of the impeachment proceedings of President Richard
Nixon wherein the Committee on the Judiciary submitted the recommendation,
the resolution, and the Articles of Impeachment to the body, and it was the body
who approved the resolution. It is not the body which initiates it. It only approves
or disapproves the resolution. So, on that score, probably the Committee on Style
could help in rearranging these words because we have to be very technical about
this. I have been bringing with me The Rules of the House of Representatives of
the U.S. Congress. The Senate Rules are with me. The proceedings on the case of
Richard Nixon are with me. I have submitted my proposal, but the Committee has
already decided. Nevertheless, I just want to indicate this on record.
xxx xxx xxx
MR. MAAMBONG. I would just like to move for a reconsideration of the
approval of Section 3 (3). My reconsideration will not at all affect the substance,
but it is only in keeping with the exact formulation of the Rules of the House of
Representatives of the United States regarding impeachment.
I am proposing, Madam President, without doing damage to any of this
provision, that on page 2, Section 3 (3), from lines 17 to 18, we delete the words
which read: "to initiate impeachment proceedings" and the comma (,) and insert
on line 19 after the word "resolution" the phrase WITH THE ARTICLES, and then
capitalize the letter "i" in "impeachment" and replace the word "by" with OF, so that
the whole section will now read: "A vote of at least one-third of all the Members of
the House shall be necessary either to a rm a resolution WITH THE ARTICLES of
Impeachment OF the Committee or to override its contrary resolution. The vote of
each Member shall be recorded."
I already mentioned earlier yesterday that the initiation, as far as the House
of Representatives of the United States is concerned, really starts from the ling
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of the veri ed complaint and every resolution to impeach always carries with it
the Articles of Impeachment. As a matter of fact, the words "Articles of
Impeachment" are mentioned on line 25 in the case of the direct filing of a verified
complaint of one-third of all the Members of the House. I will mention again,
Madam President, that my amendment will not vary the substance in any way. It
is only in keeping with the uniform procedure of the House of Representatives of
the United States Congress. Thank you, Madam President. 1 4 3 (Italics in the
original; emphasis and italics supplied)
Father Bernas explains that in these two provisions, the common verb is "to
initiate." The object in the rst sentence is "impeachment case." The object in the
second sentence is "impeachment proceeding." Following the principle of reddendo
singuala sinuilis, the term "cases" must be distinguished from the term "proceedings."
An impeachment case is the legal controversy that must be decided by the Senate.
Above-quoted rst provision provides that the House, by a vote of one-third of all its
members, can bring a case to the Senate. It is in that sense that the House has
"exclusive power" to initiate all cases of impeachment. No other body can do it.
However, before a decision is made to initiate a case in the Senate, a "proceeding" must
be followed to arrive at a conclusion. A proceeding must be "initiated." To initiate, which
comes from the Latin word initium, means to begin. On the other hand, proceeding is a
progressive noun. It has a beginning, a middle, and an end. It takes place not in the
Senate but in the House and consists of several steps: (1) there is the ling of a veri ed
complaint either by a Member of the House of Representatives or by a private citizen
endorsed by a Member of the House of the Representatives; (2) there is the processing
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of this complaint by the proper Committee which may either reject the complaint or
uphold it; (3) whether the resolution of the Committee rejects or upholds the complaint,
the resolution must be forwarded to the House for further processing; and (4) there is
the processing of the same complaint by the House of Representatives which either
a rms a favorable resolution of the Committee or overrides a contrary resolution by a
vote of one-third of all the members. If at least one third of all the Members upholds the
complaint, Articles of Impeachment are prepared and transmitted to the Senate. It is at
this point that the House "initiates an impeachment case." It is at this point that an
impeachable public o cial is successfully impeached. That is, he or she is successfully
charged with an impeachment "case" before the Senate as impeachment court.
Father Bernas further explains: The "impeachment proceeding" is not initiated
when the complaint is transmitted to the Senate for trial because that is the end of the
House proceeding and the beginning of another proceeding, namely the trial. Neither is
the "impeachment proceeding" initiated when the House deliberates on the resolution
passed on to it by the Committee, because something prior to that has already been
done. The action of the House is already a further step in the proceeding, not its
initiation or beginning. Rather, the proceeding is initiated or begins, when a veri ed
complaint is led and referred to the Committee on Justice for action . This is the
initiating step which triggers the series of steps that follow.
The framers of the Constitution also understood initiation in its ordinary
meaning. Thus when a proposal reached the oor proposing that "A vote of at least
one-third of all the Members of the House shall be necessary . . . to initiate
impeachment proceedings," this was met by a proposal to delete the line on the ground
that the vote of the House does not initiate impeachment proceeding but rather the
ling of a complaint does. 1 4 6 Thus the line was deleted and is not found in the present
Constitution.
Father Bernas concludes that when Section 3 (5) says, "No impeachment
proceeding shall be initiated against the same official more than once within a period of
one year," it means that no second veri ed complaint may be accepted and referred to
the Committee on Justice for action. By his explanation, this interpretation is founded
on the common understanding of the meaning of "to initiate" which means to begin. He
reminds that the Constitution is rati ed by the people, both ordinary and sophisticated,
as they understand it; and that ordinary people read ordinary meaning into ordinary
words and not abstruse meaning, they ratify words as they understand it and not as
sophisticated lawyers confuse it.
To the argument that only the House of Representatives as a body can initiate
impeachment proceedings because Section 3 (1) says "The House of Representatives
shall have the exclusive power to initiate all cases of impeachment," this is a misreading
of said provision and is contrary to the principle of reddendo singula singulis by
equating "impeachment cases" with "impeachment proceeding."
From the records of the Constitutional Commission, to the amicus curiae briefs
of two former Constitutional Commissioners, it is without a doubt that the term "to
initiate" refers to the ling of the impeachment complaint coupled with Congress'
taking initial action of said complaint.
Having concluded that the initiation takes place by the act of ling and referral or
endorsement of the impeachment complaint to the House Committee on Justice or, by
the ling by at least one-third of the members of the House of Representatives with the
Secretary General of the House, the meaning of Section 3 (5) of Article XI becomes
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clear. Once an impeachment complaint has been initiated, another impeachment
complaint may not be filed against the same official within a one year period.
Under Sections 16 and 17 of Rule V of the House Impeachment Rules,
impeachment proceedings are deemed initiated (1) if there is a nding by the House
Committee on Justice that the veri ed complaint and/or resolution is su cient in
substance, or (2) once the House itself a rms or overturns the nding of the
Committee on Justice that the veri ed complaint and/or resolution is not su cient in
substance or (3) by the ling or endorsement before the Secretary-General of the
House of Representatives of a veri ed complaint or a resolution of impeachment by at
least 1/3 of the members of the House. These rules clearly contravene Section 3 (5) of
Article XI since the rules give the term "initiate" a meaning different meaning from ling
and referral.
In his amicus curiaebrief, Justice Hugo Gutierrez posits that this Court could not
use contemporaneous construction as an aid in the interpretation of Sec. 3 (5) of
Article XI, citing Vera v. Avelino 1 4 7 wherein this Court stated that "their personal
opinions (referring to Justices who were delegates to the Constitution Convention) on
the matter at issue expressed during this Court's our deliberations stand on a different
footing from the properly recorded utterances of debates and proceedings." Further
citing said case, he states that this Court likened the former members of the
Constitutional Convention to actors who are so absorbed in their emotional roles that
intelligent spectators may know more about the real meaning because of the latter's
balanced perspectives and disinterestedness. 1 4 8
Justice Gutierrez's statements have no application in the present petitions. There
are at present only two members of this Court who participated in the 1986
Constitutional Commission — Chief Justice Davide and Justice Adolf Azcuna. Chief
Justice Davide has not taken part in these proceedings for obvious reasons. Moreover,
this Court has not simply relied on the personal opinions now given by members of the
Constitutional Commission, but has examined the records of the deliberations and
proceedings thereof.
Respondent House of Representatives counters that under Section 3 (8) of
Article XI, it is clear and unequivocal that it and only it has the power to make and
interpret its rules governing impeachment. Its argument is premised on the assumption
that Congress has absolute power to promulgate its rules. This assumption, however,
is misplaced.
Section 3 (8) of Article XI provides that "The Congress shall promulgate its rules
on impeachment to effectively carry out the purpose of this section." Clearly, its power
to promulgate its rules on impeachment is limited by the phrase "to effectively carry out
the purpose of this section." Hence, these rules cannot contravene the very purpose of
the Constitution which said rules were intended to effectively carry out. Moreover,
Section 3 of Article XI clearly provides for other speci c limitations on its power to
make rules, viz:
Section 3.(1). . .
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
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referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary to either a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
It is basic that all rules must not contravene the Constitution which is the
fundamental law. If as alleged Congress had absolute rule making power, then it would
by necessary implication have the power to alter or amend the meaning of the
Constitution without need of referendum.
In Osmeña v. Pendatun, 1 4 9 this Court held that it is within the province of either
House of Congress to interpret its rules and that it was the best judge of what
constituted "disorderly behavior" of its members. However, in Paceta v. Secretary of the
Commission on Appointments, 1 5 0 Justice (later Chief Justice) Enrique Fernando,
speaking for this Court and quoting Justice Brandeis in United States v. Smith, 1 5 1
declared that where the construction to be given to a rule affects persons other than
members of the Legislature, the question becomes judicial in nature. In Arroyo v. De
Venecia, 1 5 2 quoting United States v. Ballin, Joseph & Co., 1 5 3 Justice Vicente Mendoza,
speaking for this Court, held that while the Constitution empowers each house to
determine its rules of proceedings, it may not by its rules ignore constitutional
restraints or violate fundamental rights, and further that there should be a reasonable
relation between the mode or method of proceeding established by the rule and the
result which is sought to be attained. It is only within these limitations that all matters
of method are open to the determination of the Legislature. In the same case of Arroyo
v. De Venecia, Justice Reynato S. Puno, in his Concurring and Dissenting Opinion, was
even more emphatic as he stressed that in the Philippine setting there is even more
reason for courts to inquire into the validity of the Rules of Congress, viz:
With due respect, I do not agree that the issues posed by the petitioner are
non-justiciable. Nor do I agree that we will trivialize the principle of separation of
power if we assume jurisdiction over the case at bar. Even in the United States,
the principle of separation of power is no longer an impregnable impediment
against the interposition of judicial power on cases involving breach of rules of
procedure by legislators.
Rightly, the ponencia uses the 1891 case of US v. Ballin (144 US 1) as a
window to view the issues before the Court. It is in Ballin where the US Supreme
Court rst de ned the boundaries of the power of the judiciary to review
congressional rules. It held:
"xxx xxx xxx
"The Constitution, in the same section, provides, that each house
may determine the rules of its proceedings." It appears that in pursuance of
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this authority the House had, prior to that day, passed this as one of its
rules:
Rule XV
3.On the demand of any member, or at the suggestion of the
Speaker, the names of members su cient to make a quorum in the hall of
the House who do not vote shall be noted by the clerk and recorded in the
journal, and reported to the Speaker with the names of the members voting,
and be counted and announced in determining the presence of a quorum
to do business. (House Journal, 230, Feb. 14, 1890)
The action taken was in direct compliance with this rule. The
question, therefore, is as to the validity of this rule, and not what methods
the Speaker may of his own motion resort to for determining the presence
of a quorum, nor what matters the Speaker or clerk may of their own
volition place upon the journal. Neither do the advantages or
disadvantages, the wisdom or folly, of such a rule present any matters for
judicial consideration. With the courts the question is only one of power.
The Constitution empowers each house to determine its rules of
proceedings. It may not by its rules ignore constitutional restraints or
violate fundamental rights, and there should be a reasonable relation
between the mode or method of proceedings established by the rule and
the result which is sought to be attained. But within these limitations all
matters of method are open to the determination of the House, and it is no
impeachment of the rule to say that some other way would be better, more
accurate, or even more just. It is no objection to the validity of a rule that a
different one has been prescribed and in force for a length of time. The
power to make rules is not one which once exercised is exhausted. It is a
continuous power, always subject to be exercised by the House, and within
the limitations suggested, absolute and beyond the challenge of any other
body or tribunal."
Ballin, clearly con rmed the jurisdiction of courts to pass upon the validity
of congressional rules, i.e., whether they are constitutional. Rule XV was examined
by the Court and it was found to satisfy the test: (1) that it did not ignore any
constitutional restraint; (2) it did not violate any fundamental right; and (3) its
method had a reasonable relationship with the result sought to be attained. By
examining Rule XV, the Court did not allow its jurisdiction to be defeated by the
mere invocation of the principle of separation of powers. 1 5 4
xxx xxx xxx
In the Philippine setting, there is a more compelling reason for courts to
categorically reject the political question defense when its interposition will cover
up abuse of power. For section 1, Article VIII of our Constitution was intentionally
cobbled to empower courts ". . . to determine whether or not there has been a
grave abuse of discretion amounting to lack or excess of jurisdiction on the part
of any branch or instrumentality of the government." This power is new and was
not granted to our courts in the 1935 and 1972 Constitutions. It was not also
xeroxed from the US Constitution or any foreign state constitution. The CONCOM
granted this enormous power to our courts in view of our experience under martial
law where abusive exercises of state power were shielded from judicial scrutiny
by the misuse of the political question doctrine. Led by the eminent former Chief
Justice Roberto Concepcion, the CONCOM expanded and sharpened the checking
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powers of the judiciary vis-Ã -vis the Executive and the Legislative departments of
government. 1 5 5
xxx xxx xxx
The Constitution cannot be any clearer. What it granted to this Court is not
a mere power which it can decline to exercise. Precisely to deter this
disinclination, the Constitution imposed it as a duty of this Court to strike down
any act of a branch or instrumentality of government or any of its o cials done
with grave abuse of discretion amounting to lack or excess of jurisdiction. Rightly
or wrongly, the Constitution has elongated the checking powers of this Court
against the other branches of government despite their more democratic
character, the President and the legislators being elected by the people. 1 5 6
xxx xxx xxx
The provision de ning judicial power as including the 'duty of the courts of
justice . . . to determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government' constitutes the capstone of the efforts of the
Constitutional Commission to upgrade the powers of this court vis-Ã -vis the other
branches of government. This provision was dictated by our experience under
martial law which taught us that a stronger and more independent judiciary is
needed to abort abuses in government. . . .
xxx xxx xxx
In sum, I submit that in imposing to this Court the duty to annul acts of
government committed with grave abuse of discretion, the new Constitution
transformed this Court from passivity to activism. This transformation, dictated
by our distinct experience as nation, is not merely evolutionary but revolutionary.
Under the 1935 and the 1973 Constitutions, this Court approached constitutional
violations by initially determining what it cannot do; under the 1987 Constitution,
there is a shift in stress — this Court is mandated to approach constitutional
violations not by nding out what it should not do but what it must do . The Court
must discharge this solemn duty by not resuscitating a past that petri es the
present.
I urge my brethren in the Court to give due and serious consideration to this
new constitutional provision as the case at bar once more calls us to de ne the
parameters of our power to review violations of the rules of the House. We will not
be true to our trust as the last bulwark against government abuses if we refuse to
exercise this new power or if we wield it with timidity. To be sure, it is this
exceeding timidity to unsheathe the judicial sword that has increasingly
emboldened other branches of government to denigrate, if not defy, orders of our
courts. In Tolentino, I endorsed the view of former Senator Salonga that this novel
provision stretching the latitude of judicial power is distinctly Filipino and its
interpretation should not be depreciated by undue reliance on inapplicable foreign
jurisprudence. In resolving the case at bar, the lessons of our own history should
provide us the light and not the experience of foreigners. 1 5 7 (Italics in the original;
emphasis and italics supplied)
Thus, the ruling in Osmeña v. Pendatun is not applicable to the instant petitions.
Here, the third parties alleging the violation of private rights and the Constitution are
involved.
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Neither may respondent House of Representatives' rely on Nixon v. US 1 5 8 as
basis for arguing that this Court may not decide on the constitutionality of Sections 16
and 17 of the House Impeachment Rules. As already observed, the U.S. Federal
Constitution simply provides that "the House of Representatives shall have the sole
power of impeachment." It adds nothing more. It gives no clue whatsoever as to how
this "sole power" is to be exercised. No limitation whatsoever is given. Thus, the US
Supreme Court concluded that there was a textually demonstrable constitutional
commitment of a constitutional power to the House of Representatives. This reasoning
does not hold with regard to impeachment power of the Philippine House of
Representatives since our Constitution, as earlier enumerated, furnishes several
provisions articulating how that "exclusive power" is to be exercised.
The provisions of Sections 16 and 17 of Rule V of the House Impeachment Rules
which state that impeachment proceedings are deemed initiated (1) if there is a nding
by the House Committee on Justice that the veri ed complaint and/or resolution is
su cient in substance, or (2) once the House itself a rms or overturns the nding of
the Committee on Justice that the veri ed complaint and/or resolution is not su cient
in substance or (3) by the ling or endorsement before the Secretary-General of the
House of Representatives of a veri ed complaint or a resolution of impeachment by at
least 1/3 of the members of the House thus clearly contravene Section 3 (5) of Article
XI as they give the term "initiate" a meaning different from "filing."
Validity of the Second Impeachment Complaint
Having concluded that the initiation takes place by the act of ling of the
impeachment complaint and referral to the House Committee on Justice, the initial
action taken thereon, the meaning of Section 3 (5) of Article XI becomes clear. Once an
impeachment complaint has been initiated in the foregoing manner, another may not be
led against the same o cial within a one year period following Article XI, Section 3 (5)
of the Constitution.
In ne, considering that the rst impeachment complaint, was led by former
President Estrada against Chief Justice Hilario G. Davide, Jr., along with seven
associate justices of this Court, on June 2, 2003 and referred to the House Committee
on Justice on August 5, 2003, the second impeachment complaint led by
Representatives Gilberto C. Teodoro, Jr. and Felix William Fuentebella against the Chief
Justice on October 23, 2003 violates the constitutional prohibition against the initiation
of impeachment proceedings against the same impeachable o cer within a one-year
period.
Conclusion
Separate Opinions
BELLOSILLO , J .:
A pall of gloom hovers ominously in the horizon. Looming in its midst is the
specter of con ict the thunderous echoes of which we listened to intently for the past
few days; two great departments of government locked in a virtual impasse, sending
them closer to the precipice of constitutional confrontation. Emerging from the
shadows of unrest is the national inquest on the conduct of no less than the Chief
Justice of this Court. Impeachment, described by Alexis Tocqueville as "the most
formidable weapon that has ever been placed in the grasp of the majority," has taken
center stage in the national consciousness in view of its far-reaching implications on
the life of our nation. Unless the issues involved in the controversial cases are dealt with
exceptional sensitivity and sobriety, the tempest of anarchy may fulminate and tear
apart the very foundations of our political existence. It will be an unfortunate throwback
to the dark days of savagery and brutishness where the hungry mob screaming for
blood and a pound of flesh must be fed to be pacified and satiated.
On 2 June 2003 former President Joseph Estrada through counsel led a veri ed
impeachment complaint before the House of Representatives charging Chief Justice
Hilario G. Davide, Jr. and seven (7) Associate Justices of this Court with culpable
violation of the Constitution, betrayal of public trust and other high crimes. The
complaint was endorsed by Reps. Rolex T. Suplico of Iloilo, Ronaldo B. Zamora of San
Juan and Didagen P. Dilangalen of Maguindanao and Cotabato City.
On 13 October 2003, the House Committee on Justice included the
impeachment complaint in its Order of Business and ruled that the complaint was
"su cient in form." Subsequently however, on 22 October 2003, the House Committee
on Justice recommended the dismissal of the complaint for being "insu cient in
substance."
On 23 October 2003, four (4) months after the ling of the rst impeachment
complaint, a second veri ed impeachment complaint was led by Reps. Gilberto C.
Teodoro of Tarlac and William Felix D. Fuentebella of Camarines Sur, this time against
Chief Justice Hilario G. Davide, Jr. alone. The complaint accused the Chief Justice
mainly of misusing the Judiciary Development Fund (JDF). Thereafter, more than eighty
(80) members of the Lower House, constituting more than 1/3 of its total membership,
signed the resolution endorsing the second impeachment complaint.
Several petitions for certiorari and prohibition questioning the constitutionality of
the second impeachment complaint were led before this Court. Oral arguments were
set for hearing on 5 November 2003 which had to be extended to 6 November 2003 to
accommodate the parties and their respective counsel. During the hearings, eight (8)
amici curiae appeared to expound their views on the contentious issues relevant to the
impeachment.
This Court must hearken to the dictates of judicial restraint and reasoned
hesitance. I nd no urgency for judicial intervention at this time. I am conscious of the
transcendental implications and importance of the issues that confront us, not in the
instant cases alone but on future ones as well; but to me, this is not the proper hour nor
the appropriate circumstance to perform our duty. True, this Court is vested with the
power to annul the acts of the legislature when tainted with grave abuse of discretion.
Even so, this power is not lightly assumed or readily exercised. The doctrine of
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separation of powers imposes upon the courts proper restraint born of the nature of
their functions and of their respect for the other departments, in striking down the acts
of the legislature as unconstitutional. Verily, the policy is a harmonious blend of
courtesy and caution. 1
All avenues of redress in the instant cases must perforce be conscientiously
explored and exhausted, not within the hallowed domain of this Court, but within the
august con nes of the Legislature, particularly the Senate. As Alexander Hamilton,
delegate to the 1787 American Constitutional Convention, once wrote: "The Senate is
the most t depositary of this important trust." 2 We must choose not to rule upon the
merits of these petitions at this time simply because, I believe, this is the prudent
course of action to take under the circumstances; and, it should certainly not to be
equated with a total abdication of our bounden duty to uphold the Constitution.
For considerations of law and judicial comity, we should refrain from adjudicating
the issues one way or the other, except to express our views as we see proper and
appropriate.
First. The matter of impeachment is a political question that must rightfully be
addressed to a political branch of government, which is the Congress of the
Philippines. As enunciated in Integrated Bar of the Philippines v. Zamora, 3 we do not
automatically assume jurisdiction over actual constitutional cases brought before us
even in instances that are ripe for resolution —
One class of cases wherein the Court hesitates to rule on are "political
questions." The reason is that political questions are concerned with issues
dependent upon the wisdom, not the legality, of a particular act or measure being
assailed. Moreover, the political question being the function of the separation of
powers, the courts will not normally interfere with the workings of another co-
equal branch unless the case shows a clear need for the courts to step in to
uphold the law and the Constitution.
Over a century ago, Lord Bryce described the power of impeachment as the
"heaviest piece of artillery in the congressional arsenal." Alexander Hamilton warned
that any impeachment proceeding "will seldom fail to agitate the passions of the whole
community." His word is prophetic for today we are in the edge of a crisis because of
the alleged unconstitutional exercise of the power of impeachment by the House of
Representatives.
Before the Court are separate petitions for certiorari, prohibition and mandamus
led by different groups seeking to prevent the House of Representatives from
transmitting to the Senate the Articles of Impeachment against Chief Justice Hilario G.
Davide, Jr., alleging improper use of the Judiciary Development Fund (JDF), and to
enjoin the Senate from trying and deciding the case.
Let us rst leapfrog the facts. On October 23, 2003, Representatives Gilberto C.
Teodoro, Jr., First District, Tarlac, and Felix William B. Fuentebella, Third District,
Camarines Sur, led with the House of Representatives a Complaint for Impeachment
against Chief Justice Hilario G. Davide, Jr. The complaint alleged the underpayment of
the cost of living allowance of the members and personnel of the judiciary from the
JDF, and unlawful disbursement of said fund for various infrastructure projects and
acquisition of service vehicles and other equipment. The complaint was endorsed by
one-third (1/3) of all the members of the House of Representatives. It is set to be
transmitted to the Senate for appropriate action.
In the succeeding days, several petitions were led with this Court by members
of the bar, members of the House of Representatives, as well as private individuals, all
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asserting their rights, among others, as taxpayers to stop the illegal spending of public
funds for the impeachment proceedings against the Chief Justice. The petitioners
contend that the ling of the present impeachment complaint against the Chief Justice
is barred under Article XI, Section 3 (5) of the 1987 Constitution which states that "(n)o
impeachment proceedings shall be initiated against the same o cial more than once
within a period of one year." They cite the prior Impeachment Complaint led by Former
President Joseph Ejercito Estrada against the Chief Justice and seven associate
justices of this Court on June 2, 2003 for allegedly conspiring to deprive him of his
mandate as President, swearing in then Vice President Gloria Macapagal-Arroyo to the
Presidency, and declaring him permanently disabled to hold o ce. Said complaint was
dismissed by the Committee on Justice of the House of Representatives on October
23, 2003 for being insu cient in substance. The recommendation has still to be
approved or disapproved by the House of Representatives in plenary session.
On October 28, 2003, this Court issued a resolution requiring the respondents
and the Solicitor General to comment on the petitions and setting the cases for oral
argument on November 5, 2003. The Court also appointed the following as amici
curiae: Former Senate President Jovito R. Salonga, former Constitutional Commissioner
Joaquin G. Bernas, retired Justice Hugo E. Gutierrez, Jr. of the Supreme Court, retired
Justice Florenz D. Regalado of the Supreme Court, former Minister of Justice and
Solicitor General Estelito P. Mendoza, former Constitutional Commissioner and now
Associate Justice of the Court of Appeals, Regalado E. Maambong, Dean Raul C.
Pangalangan and former Dean Paci co A. Agabin of the UP College of Law. The Court
further called on the petitioners and the respondents to maintain the status quo and
enjoined them to refrain from committing acts that would render the petitions moot.
Both the Senate and the House of Representatives took the position that this
Court lacks jurisdiction to entertain the petitions at bar. The Senate, thru its President,
the Honorable Franklin Drilon further manifested that the petitions are premature for
the Articles of Impeachment have not been transmitted to them. In its Special
Appearance, the House alleged that the petitions pose political questions which are
non-justiciable.
We then look at the pro les of the problems. On November 5 and 6, 2003, the
Court heard the petitions on oral argument. It received arguments on the following
issues:
Whether the certiorari jurisdiction of the Supreme Court may be invoked;
who can invoke it; on what issues and at what time; and whether it should be
exercised by this Court at this time.
a)locus standi of petitioners;
The records show that Edmund Randolph of the State of Virginia presented to
the Convention what came to be known as the Virginia Plan of structure of government.
It was largely the handiwork of James Madison, Father of the American Constitution. It
called for a strong national government composed of an executive, a bicameral
legislature and a judiciary. 2 3 The Virginia Plan vested jurisdiction in the judiciary over
impeachment of national o cers. 2 4 Charles Pinkney of South Carolina offered a
different plan. He lodged the power of impeachment in the lower house of the
legislature but the right to try was given to the federal judiciary. 2 5 Much of the
impeachment debates, however, centered on the accountability of the President and
how he should be impeached. A Committee called Committee on Detail 2 6
recommended that the House of Representatives be given the sole power of
impeachment. It also suggested that the Supreme Court should be granted original
jurisdiction to try cases of impeachment. The matter was further referred to a
Committee of Eleven chaired by David Brearley of New Hampshire. 2 7 It suggested that
the Senate should have the power to try all impeachments, with a 2/3 vote to convict.
The Vice President was to be ex-o cio President of the Senate, except when the
President was tried, in which event the Chief Justice was to preside. 2 8 Gouverneur
Morris explained that "a conclusive reason for making the Senate instead of the
Supreme Court the Judge of impeachments, was that the latter was to try the President
after the trial of the impeachment." 2 9 James Madison insisted on the Supreme Court
and not the Senate as the impeachment court for it would make the President
"improperly dependent. 3 0 Madison's stand was decisively rejected . 3 1 The draft on the
impeachment provisions was submitted to a Committee on Style which nalized them
without effecting substantive changes. 3 2
Prof. Gerhardt points out that there are eight differences between the
impeachment power provided in the US Constitution and the British practice: 3 3
First, the Founders limited impeachment only to "[t]he President, Vice
President and all civil O cers of the United States." Whereas at the time of the
founding of the Republic, anyone (except for a member of the royal family) could
be impeached in England. Second, the delegates to the Constitutional Convention
narrowed the range of impeachable offenses for public o ceholders to "Treason,
Bribery, or other high Crimes and Misdemeanors," although the English Parliament
always had refused to constrain its jurisdiction over impeachments by
restrictively de ning impeachable offenses. Third, whereas the English House of
Lords could convict upon a bare majority, the delegates to the Constitutional
Convention agreed that in an impeachment trial held in the Senate, "no Person
shall be convicted [and removed from o ce] without the concurrence of two
thirds of the Members present." Fourth, the House of Lords could order any
punishment upon conviction, but the delegates limited the punishments in the
federal impeachment process "to removal from O ce, and disquali cation to
hold and enjoy any O ce of Honor, Trust, or Pro t under the United States." Fifth,
the King could pardon any person after an impeachment conviction, but the
delegates expressly prohibited the President from exercising such power in the
Constitution. Sixth, the Founders provided that the President could be impeached,
whereas the King of England could not be impeached. Seventh, impeachment
proceedings in England were considered to be criminal, but the Constitution
separates criminal and impeachment proceedings. Lastly, the British provided for
the removal of their judges by several means, whereas the Constitution provides
impeachment as the sole political means of judicial removal.
A painstaking study of state court decisions in the United States will reveal that
almost invariably state courts have declined to review decisions of the legislature
involving impeachment cases consistent with their character as political. 3 6 In the
federal level, no less than the US Supreme Court, thru Chief Justice Rehnquist, held in
the 1993 case of Nixon v. United States 3 7 that the claim that the US Senate rule which
allows a mere committee of senators to hear evidence of the impeached person
violates the Constitution is non-justiciable. I quote the ruling in extenso:
xxx xxx xxx
The history and contemporary understanding of the impeachment
provisions support our reading of the constitutional language. The parties do not
offer evidence of a single word in the history of the Constitutional Convention or
in contemporary commentary that even alludes to the possibility of judicial review
in the context of the impeachment powers. See 290 US App DC, at 424, 938 F2d,
at 243; R. Berger, Impeachment: The Constitutional Problems 116 (1973). This
silence is quite meaningful in light of the several explicit references to the
availability of judicial review as a check on the Legislature's power with respect to
bills of attainder, ex post facto laws, and statutes. See the Federalist No. 78 p 524
(J. Cooke ed 1961) ("Limitations . . . can be preserved in practice no other way
than through the medium of the courts of justice").
The Framers labored over the question of where the impeachment power
should lie. Signi cantly, in at least two considered scenarios the power was
placed with the Federal Judiciary. See 1 Farrand 21-22 (Virginia Plan); id., at 244
(New Jersey Plan). Indeed, Madison and the Committee of Detail proposed that
the Supreme Court should have the power to determine impeachments. See 2 id.,
at 551 (Madison); id., at 178-179, 186 (Committee of Detail). Despite these
proposals, the Convention ultimately decided that the Senate would have "the sole
Power to Try all Impeachments." Art I, § 3, cl 6. According to Alexander Hamilton,
the Senate was the "most t depositary of this important trust" because its
members are representatives of the people. See The Federalist No. 65, p. 440 (J.
Cooke ed 1961). The Supreme Court was not the proper body because the
Framers "doubted whether the members of that tribunal would, at all times, be
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endowed with so eminent a portion of fortitude as would be called for in the
execution of so di cult a task" or whether the Court "would possess the degree of
credit and authority" to carry out its judgment if it con icted with the accusation
brought by the Legislature — the people's representative. See id., at 441. In
addition, the Framers believed the Court was too small in number: "The lawful
discretion, which a court of impeachments must necessarily have, to doom to
honor or to infamy the most con dential and the most distinguished characters
of the community, forbids the commitment of the trust to a small number of
persons." Id., at 441-442.
There are two additional reasons why the Judiciary, and the Supreme Court
in particular, were not chosen to have any role in impeachments. First, the
Framers recognized that most likely there would be two sets of proceedings for
individuals who commit impeachable offenses — the impeachment trial and a
separate criminal trial. In fact, the Constitution explicitly provides for two separate
proceedings. See Art I, § 3, cl 7. The Framers deliberately separated the two
forums to avoid raising the specter of bias and to ensure independent judgments:
Would it be proper that the persons, who had disposed of his fame
and his most valuable rights as a citizen in one trial, should in another trial,
for the same offense, be also the disposers of his life and his fortune?
Would there not be the greatest reason to apprehend, that error in the rst
sentence would be the parent of error in the second sentence? That the
strong bias of one decision would be apt to overrule the in uence of any
new lights, which might be brought to vary the complexion of another
decision? The Federalist No. 65, p 442 (J. Cooke ed 1961)
Certainly judicial review of the Senate's "trial" would introduce the same
risk of bias as would participation in the trial itself.
Second, judicial review would be inconsistent with the Framers' insistence
that our system be one of checks and balances. In our constitutional system,
impeachment was designed to be the only check on the Judicial Branch by the
Legislature. On the topic of judicial accountability, Hamilton wrote:
The precautions for their responsibility are comprised in the article
respecting impeachments. They are liable to be impeached for mal-
conduct by the house of representatives, and tried by the senate, and if
convicted, may be dismissed from o ce and disquali ed for holding any
other. This is the only provision on the point, which is consistent with the
necessary independence of the judicial character, and is the only one
which we nd in our own constitution in respect to our own judges . Id., No.
79, pp. 532-533 (emphasis added)
Judicial involvement in impeachment proceedings, even if only for
purposes of judicial review, is counterintuitive because it would eviscerate the
"important constitutional check" placed on the Judiciary by the Framers. See id.,
No. 81, p 545.
The political question problem raises the issue of justiciability of the petitions at
bar. Parenthetically, the issue of justiciability is different from the issue of jurisdiction.
Justiciability refers to the suitability of a dispute for judicial resolution. 4 2 Mr. Justice
Frankfurter considers political question un t for adjudication for it compels courts to
intrude into the "political thicket." In contrast, jurisdiction refers to the power of a court
to entertain, try and decide a case.
C.1. The issues at bar are justiciable
Prescinding from these premises, I shall now grapple with the threshold issue of
whether the petitions at bar pose political questions which are non-justiciable or
whether they present legal and constitutional issues over which this Court has
jurisdiction. The resolution of the issue demands a study that goes beyond the depth of
the epidermis. We give the impeachment provisions of our Constitution a historical,
textual, legal and philosophical lookover.
The historiography of our impeachment provisions will show that they were
liberally lifted from the US Constitution. Following an originalist interpretation, there is
much to commend to the thought that they are political in nature and character. The
political character of impeachment hardly changed in our 1935, 1973 and 1987
Constitutions. Thus, among the grounds of impeachment are "other high crimes or
betrayal of public trust." 4 3 They hardly have any judicially ascertainable content. The
power of impeachment is textually committed to Congress, a political branch of
government. The right to accuse is exclusively given to the House of Representatives.
4 4 The right to try and decide is given solely to the Senate 4 5 and not to the Supreme
Court. The Chief Justice has a limited part in the process — to preside but without the
right to vote when the President is under impeachment. 4 6 Likewise, the President
cannot exercise his pardoning power in cases of impeachment. 4 7 All these provisions
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confirm the inherent nature of impeachment as political.
Be that as it may, the purity of the political nature of impeachment has been lost .
Some legal scholars characterize impeachment proceedings as akin to criminal
proceedings. Thus, they point to some of the grounds of impeachment like treason,
bribery, graft and corruption as well de ned criminal offenses. 4 8 They stress that the
impeached o cial undergoes trial in the Senate sitting as an impeachment court. 4 9 If
found guilty, the impeached o cial suffers a penalty "which shall not be further than
removal from o ce and disquali cation to hold any o ce under the Republic of the
Philippines." 5 0
I therefore respectfully submit that there is now a commixture of political and
judicial components in our reengineered concept of impeachment. It is for this reason
and more that impeachment proceedings are classi ed as sui generis. To be sure, our
impeachment proceedings are indigenous, a kind of its own. They have been shaped by
our distinct political experience especially in the last fty years. EDSA People Power I
resulted in the radical rearrangement of the powers of government in the 1987
Constitution. Among others, the powers of the President were diminished. Substantive
and procedural restrictions were placed in the President's most potent power — his
power as Commander-in-Chief. Thus, he can suspend the privilege of the writ of habeas
corpus or place the Philippines or any part thereof under martial law but only for a
period not exceeding sixty days. 5 1 Within forty-eight hours from such suspension or
proclamation, he is required to submit a report to Congress. 5 2 The su ciency of the
factual basis of the suspension of habeas corpus or the proclamation of martial law
may be reviewed by the Supreme Court. 5 3 Similarly, the powers of the legislature were
pruned down. 5 4 Its power of impeachment was recon gured to prevent abuses in its
exercise. Even while Article XI of the Constitution lodged the exercise of the power of
impeachment solely with Congress, nonetheless it de ned how the procedure shall be
conducted from the first to the last step. Among the new features of the proceedings is
Section 3 (5) which explicitly provides that "no impeachment proceedings shall be
initiated against the same o cial more than once within a period of one year." In
contrast, the 1987 Constitution gave the Judiciary more powers. Among others, it
expanded the reach and range of judicial power by de ning it as including ". . . the duty
of the courts of justice to settle actual controversies involving rights which are legally
demandable and enforceable, and to determine whether or not there has been a grave
abuse of discretion amounting to lack or excess of jurisdiction on the part of any
branch or instrumentality of the government." 5 5 Likewise, it expanded the rule making
power of the Court. It was given the power to promulgate rules concerning the
protection and enforcement of constitutional rights. 5 6
In light of our 1987 constitutional canvass, the question is whether this Court can
assume jurisdiction over the petitions at bar. As aforediscussed, the power of
impeachment has both political and non-political aspects. I respectfully submit that the
petitions at bar concern its non-political aspect, the issue of whether the impeachment
complaint against Chief Justice Davide involving the JDF is already barred by the 1-year
rule under Article XI, Section 3(5) of the Constitution. By any standard, this is a
justiciable issue. As held in Casibang v. Aquino, 5 7 a justiciable question implies a given
right, legally demandable, and enforceable, an act or omission violative of such right,
and a remedy granted and sanctioned by law, for said breach of right." The petitions at
bar involve the right of the Chief Justice against the initiation of a second impeachment
within one year after a rst impeachment complaint. The right is guaranteed by no less
than the Constitution. It is demandable. It is a right that can be vindicated in our courts.
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The contention that Congress, acting in its constitutional capacity as an
impeachment body, has jurisdiction over the issues posed by the petitions at bar has
no merit in light of our long standing jurisprudence. The petitions at bar call on the
Court to de ne the powers that divide the jurisdiction of this Court as the highest court
of the land and Congress as an impeachment court. In the seminal case of Angara v.
Electoral Commission, 5 8 we held that ". . . the only constitutional organ which can be
called upon to determine the proper allocation of powers between the several
departments and among the integral or constituents thereof is the judicial department."
So ruled Mr. Justice Laurel as ponente:
xxx xxx xxx
But in the main, the Constitution has blocked out with deft strokes and in
bold lines, allotment of power to the executive, the legislative and the judicial
departments of the government. The overlapping and interlacing of functions and
duties between the several departments, however, sometimes makes it hard to
say just where the one leaves off and the other begins. In times of social
disquietude or political excitement, the great landmarks of the Constitution are
apt to be forgotten or marred, if not entirely obliterated. In cases of con ict, the
judicial department is the only constitutional organ which can be called upon to
determine the proper allocation of powers between the several departments and
among the integral or constituent units thereof.
xxx xxx xxx
The Constitution is a de nition of the powers of government. Who is to
determine the nature, scope and extent of such powers? The Constitution itself
has provided for the instrumentality of the judiciary as the rational way. And when
the judiciary mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments; it does not in reality nullify or invalidate an
act of the legislature, but only asserts the solemn and sacred obligation assigned
to it by the Constitution to determine con icting claims of authority under the
Constitution and to establish for the parties in an actual controversy the rights
which that instrument secures and guarantees to them. This is in truth all that is
involved in what is termed "judiciary supremacy" which properly is the power of
judicial review under the Constitution.
To be sure, the force to impugn the jurisdiction of this Court becomes more feeble in
light of the new Constitution which expanded the de nition of judicial power as
including "the duty of the courts of justice to settle actual controversies involving rights
which are legally demandable and enforceable, and to determine whether or not there
has been a grave abuse of discretion amounting to lack or excess of jurisdiction on the
part of any branch or instrumentality of the Government." As well observed by retired
Justice Isagani Cruz, this expanded de nition of judicial power considerably
constricted the scope of political question. 5 9 He opined that the language luminously
suggests that this duty (and power) is available even against the executive and
legislative departments including the President and the Congress, in the exercise of
their discretionary powers. 6 0
Few will dispute that former Senate President Salonga has the power of a piercing
insight.
CONCLUSION
In summary, I vote as follows:
1.grant the locus standi of the petitioners considering the transcendental
constitutional issues presented;
2.hold that it is within the power of this Court to de ne the division of
powers of the branches of government;
3.hold that the alleged violation of Article XI, Section 3 (5) of the
Constitution which provides that "no impeachment proceedings shall
be initiated against the same o cial more than once within a period
of one year" is a justiciable issue and hence within the competence of
this Court to decide; and
4.hold that the coordinacy theory of constitutional interpretation and
prudential considerations demand that this Court defer the exercise
of its certiorari jurisdiction on the issue of alleged violation of Article
XI, Section 3 (5) of the Constitution until after the remedies against
impeachment still available in both the House of Representatives and
the Senate shall have been exhausted.
In light of the above, I vote to dismiss the petitions at bar.
VITUG , J .:
While the American impeachment procedure was shaped in no small part by the English
experience, 1 1 records of the US Constitutional Convention would reveal that the
Framers took pains to distinguish American impeachment from British practice. 1 2
Some notable differences included the fact that in the United States, the proceedings
might be directed against civil o cials such as the chief of state, members of the
cabinet and those in the judiciary. In England, it could be applied against private
citizens, or commoners, for treason and other high crimes and misdemeanors; and to
peers, for any crime. 1 3 While the British parliament had always refused to contain its
jurisdiction by restrictively de ning impeachable offenses, the US Constitution
narrowed impeachable offenses to treason, bribery, or other high crimes and
misdemeanors. English impeachments partook the nature of a criminal proceeding;
while the US Constitution treated impeachment rather differently. 1 4 Variations of the
process could be found in other jurisdictions. In Belgium, France, India, Italy, and in
some states in the United States, it had been the courts, which conducted trial. 1 5 In
Republic of China (Taiwan) and Cuba, it would be an executive body which could initiate
impeachment proceedings against erring civil officials. 1 6
The 1987 Constitution provides, under its Sections 2 and 3, Article XI, the skeletal
constitutional framework of the impeachment process in the Philippines —
Section 2.The President, the Vice-President, the Members of the Supreme
Court, the Members of the Constitutional Commissions, and the Ombudsman
may be removed from o ce, on impeachment for, and conviction of, culpable
violation of the Constitution, treason, bribery, graft and corruption, other high
crimes, or betrayal of public trust. All other public o cers and employees may be
removed from office as provided by law, but not by impeachment.
Section 3.(1)The House of Representatives shall have the exclusive power
to initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
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at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial and punishment according to law.
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section.
In his separate opinion, Justice Souter also considered the legal possibility of judicial
interference if the Senate trial were to ignore fundamental principles of fairness so as
to put to grave doubt the integrity of the trial itself 4 0 —
"If the Senate were to act in a manner seriously threatening the integrity of
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its results, convicting, say, upon a coin toss or upon a summary determination
that an o cer of the United States was simply "a bad guy" judicial interference
might well be appropriate. In such circumstances, the Senate's action might be so
far beyond the scope of its constitutional authority and the consequent impact on
the Republic so great, as to merit a judicial response despite the prudential
concerns that would ordinarily counsel silence."
In the earlier case of Powell vs. McCormick, 4 1 the US Supreme Court has ruled
that while Congress possesses the power to exclude and expel its members, judicial
review would be proper to determine whether Congress has followed the proper
procedure for making the political decision committed to it by the Constitution. Powell
has clari ed that while the Court cannot interfere with the decision of the House to
exclude its members, it nonetheless is within its powers to ensure that Congress
follows the constitutional standards for expulsion. 4 2 Powell demonstrates, rst, that
whether a matter is a political question depends on the t between the actual legal
procedure chosen by Congress and the circumstances to which Congress attempts to
apply the procedure and, second, that the choice and application of a procedure by
Congress are reviewable by the federal courts to ensure that Congress has done no
more than the Constitution allows. 4 3
Summing up, a Constitutional expert, Jonathan Turley observes that there may be
judicial review of static constitutional provisions on impeachment while leaving actual
decisions of either house unreviewable, 4 4 and any departure from the constitutionally
mandated process would be subject to corrective ruling by the courts. 4 5
Petitioners contend that respondents committed grave abuse of discretion when
they considered the second complaint for impeachment in de ance of the
constitutional prohibition against initiating more than one complaint for impeachment
against the same o cial within a single year. Indeed, Article XI, Section 3 (5) of the
1987 Constitution is explicit. "No impeachment proceedings shall be initiated against
the same o cial more than once within a period of one year ." But respondents, citing
House Rules of Procedure in Impeachment Proceedings, argue that a complaint is
deemed initiated only in three instances: 1) when there is a nding by the Committee on
Justice that the veri ed complaint or resolution is su cient in substance, 2) when the
House votes to overturn or a rm the nding of the said Committee, and 3), upon ling
of the veri ed complaint or resolution of impeachment with the Secretary general after
a verified complaint or resolution of impeachment is filed or endorsed by at least 1/3 of
the members of the House. 4 6 Thus, respondents assert that the rst complaint against
the Chief Justice could not qualify as an "initiated complaint" as to effectively bar the
second complaint. Petitioners, however, insist that "initiation," as so used in the
Constitution, should be understood in its simple sense, that is, when the complaint for
impeachment is filed before the House and the latter starts to act thereon.
I would second the view 4 7 that the term "initiate" should be construed as the
physical act of ling the complaint, coupled with an action by the House taking
cognizance of it, i.e., referring the complaint to the proper Committee. Evidently, the
House of Representatives had taken cognizance of the rst complaint and acted on it —
1) The complaint was led on 02 June 2003 by former President Joseph Estrada along
with the resolutions of endorsement signed by three members of the House of
Representatives; 2) on 01 August 2003, the Speaker of the House directed the
chairman of the House Committee on Rules, to include in the Order of Business the
complaint; 3) on 13 October 2003, the House Committee on Justice included the
complaint in its Order of Business and ruled that the complaint was su cient in form;
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and 4) on 22 October 2003, the House Committee on Justice dismissed the complaint
for impeachment against the eight justices, including Chief Justice Hilario Davide, Jr., of
the Supreme Court, for being insu cient in substance. The following day, on 23
October 2003, the second impeachment complaint was led by two members of the
House of Representatives, accompanied by an endorsement signed by at least one-
third of its membership, against the Chief Justice.
Some nal thoughts. The provisions expressed in the Constitution are
mandatory. The highly political nature of the power to impeach can make the
proceeding easily fraught with grave danger. Hamilton uncannily foresaw in the
impeachment process a potential cause of great divide — "In many cases, it will
connect itself with the pre-existing factions, and will enlist all their animosities,
partialities, in uence, and interest on one side or on the other; and in such cases, there
will be the greatest danger that the decision will be regulated more by the comparative
strength of the parties than by the real demonstrations of innocence or guilt." 4 8 This
forewarning should emphasize that impeachment is a remedy and a tool for justice and
public good and never intended to be used for personal or party gain.
Despite having conceded the locus standi of petitioners and the jurisdiction of
the Court, some would call for judicial restraint. I entertain no doubt that the advice is
well-meant and understandable. But the social unrest and division that the controversy
has generated and the possibility of a worsening political and constitutional crisis,
when there should be none, do not appear to sustain that idea; indeed, the
circumstances could well be compelling reasons for the Court to put a lid on an
impending simmering foment before it erupts. In my view, the Court must do its task
now if it is to maintain its credibility, its dependability, and its independence . It may be
weak, but it need not be a weakling. The keeper of the fundamental law cannot afford to
be a bystander, passively watching from the sidelines, lest events overtake it, make it
impotent, and seriously endanger the Constitution and what it stands for. In the words
of US Chief Justice Marshall —
"It is most true that this Court will not take jurisdiction if it should not; but it
is equally true, that it must take jurisdiction if it should. The judiciary cannot, as
the legislature may, avoid a measure because it approaches the con nes of the
constitution. We cannot pass it by because it is doubtful. With whatever doubts,
with whatever di culties, a case may be attended, we must decide it, if it be
brought before us. We have no more right to decline the exercise of a jurisdiction
which is given, than to usurp that which is not given. The one or the other would
be treason to the Constitution." 4 9
The issues have polarized the nation, the Court’s action will be viewed with criticism,
whichever way it goes, but to remain stoic in the face of extant necessity is a greater
risk. The Supreme Court is the chosen guardian of the Constitution. Circumspection
and good judgment dictate that the holder of the lamp must quickly protect it from the
gusts of wind so that the flame can continue to burn.
I vote to grant the petitions on the foregoing basic issue hereinbefore expressed.
Austria-Martinez, J ., concurs.
PANGANIBAN , J ., concurring:
I agree with the incisive ponencia of Mme. Justice Conchita Carpio Morales that
the Court has jurisdiction over the Petitions, and that the second Impeachment
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Complaint is unconstitutional. However, I write to explain a few matters, some of which
are uniquely relevant to my participation and vote in these consolidated cases.
Reasons for My Initial Inhibition
It will be recalled that when these consolidated Petitions were rst taken up by
this Court on October 28, 2003, I immediately inhibited myself, because one of herein
petitioners, 1 Dean Antonio H. Abad Jr., was one of my partners when I was still
practicing law. In all past litigations before the Court in which he was a party or a
counsel, I had always inhibited myself.
Furthermore, one of our eight invited amici curiae was former Senate President
Jovito R. Salonga. I had always recused myself from all the cases before the Court in
which he was involved. For instance, I did not take part in Bayan v. Zamora 2 because of
my "close personal and former professional relations with a petitioner, Sen. J.R.
Salonga." In Love God Serve Man, — a book I wrote in 1994, prior to my appointment to
the Supreme Court — I explained my deeply rooted personal and professional
relationship with Senator Salonga, which for brevity I will just quote in a footnote below.
3
There is also the lingering thought that the judgment I may make in these
consolidated cases may present a con ict of interest because of the following
considerations:
1.It may personally bene t me, considering that I am one of the eight justices
who were charged by former President Joseph Ejercito Estrada in the rst
Impeachment Complaint; thus, a ruling barring the initiation of the second
Impeachment Complaint within one year from that of the rst would also proscribe any
future indictment against me within the same period.
2.As a member of the Court, I used some facilities purchased or constructed
with the Judiciary Development Fund (JDF).
3.I voted in favor of several unanimous en banc Resolutions of the Court
affirming JDF expenditures recommended by some of its committees. 4
Despite my desired inhibition, however, the Court, in its Resolution dated October
28, 2003, "directed [me] to participate" in these cases. My colleagues believed that
these Petitions presented novel and transcendental constitutional questions that
necessitated the participation of all justices. Indeed, if the divergent views of several
amici curiae, including retired SC members, had been sought, why not relax the
stringent requirements of recusation and require the participation of all incumbent
associate justices?
And so, by reason of that Resolution, I had joined my colleagues in interacting
with the "friends of the Court," the parties and their counsel in the lengthy but
enlightening Oral Argument — which lasted from morning to evening on November 5
and 6, 2003 — and in the deliberations with my colleagues every day since then,
including November 8 (Saturday) and November 9 (Sunday), 2003. Of course, I also
meticulously pored over the written submissions of the parties and carefully referred to
relevant laws and jurisprudence.
I will no longer argue for or against the thought-provoking historical,
philosophical, jurisprudential and prudential reasonings excellently put forward in the
ponencia of Justice Conchita Carpio Morales and in the various Separate Opinions of
my colleagues. I will just point out a few items that I believe are markedly relevant to my
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situation.
Consolations vis-Ã -vis My Desired Inhibition
First, although I have been given no choice by the Court except to participate, I
still constantly kept in mind the grounds I had initially raised in regard to my recusation.
Now, I take the consolation that although Dean Abad is a petitioner here, he however
does not have a personal or direct interest in the controversy. Hence, any ruling I make
or any vote I cast will not adversely affect him or redound to his direct or pecuniary
bene t. On the other hand, Senator Salonga participated in this case neither as a party
nor as a counsel, but as an amicus curiae. Thus, he is someone who was invited by the
Court to present views to enlighten it in resolving the di cult issues in these cases, and
not necessarily to advocate the cause of either petitioners or respondents. In fact, as
will be shown later, I am taking a position not identical to his.
During the Oral Argument on November 5, 2003, Amicus Joaquin G. Bernas shed
some light on my question regarding the con ict of interest problem I have herein
referred to earlier. He explained that in Perfecto v. Meer, 5 the Court had issued a
judgment that, like in the present case, bene ted its members because, inter alia,
"jurisdiction may not be declined"; and the issue "involved the right of other
constitutional officers . . . equally protected by the Constitution."
In addition, Atty. Jose Bernas, counsel for Petitioners Baterina et al., 6 also cited
Nitafan v. Commissioner of Internal Revenue, 7 in which the Court — in upholding the
intent behind Article VIII, Section 10 of the Constitution — had in fact ruled in a manner
adverse to the interest of its members. This fact shows that in taking action over
matters affecting them, justices are capable of ruling against their own interest when
impelled by law and jurisprudence.
Furthermore, in Abbas v. Senate Electoral Tribunal 8 (SET), the petitioners therein
had sought to disqualify the senators who were members thereof from an election
contest before the SET, on the ground that they were interested parties. The Court held
that "the proposed mass disquali cation, if sanctioned and ordered, would leave the
Tribunal no alternative but to abandon a duty that no other court or body can perform,
but which it cannot lawfully discharge if shorn of the participation of its entire
membership of Senators." The Court further explained: 9
"To our mind, this is the overriding consideration — that the Tribunal be not
prevented from discharging a duty which it alone has the power to perform, the
performance of which is in the highest public interest as evidenced by its being
expressly imposed by no less than the fundamental law."
Moreover, the Court had the occasion to hold recently in Estrada v. Desierto 1 0
that "to disqualify any of the members of the Court, particularly a majority of them, is
nothing short of pro tanto depriving the Court itself of its jurisdiction as established by
the fundamental law. . . . It affects the very heart of judicial independence."
Indeed, in the instant cases, the judgment will affect not just Supreme Court
justices but also other high o cials like the President, the Vice President and the
members of the various constitutional commissions. Besides, the Petitions are asking
for the resolution of transcendental questions, a duty which the Constitution mandates
the Court to do. And if the six 1 1 other justices — who, like me, were named respondents
in the rst Impeachment Complaint — were also to inhibit themselves due to possible
con ict of interest, the Court would be left without a majority (only seven would
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remain), and thus deprived of its jurisdiction. In a similar vein, the Court had opined in
Perfecto that "judges would indeed be hapless guardians of the Constitution if they did
not perceive and block encroachments upon their prerogatives in whatever form." 1 2
The Court's Assumption of Jurisdiction Mandated by the 1987 Constitution
Second, in regard to the merits of the Petitions, unlike the 1973 and the 1935
Constitutions, the 1987 Constitution 1 3 — in Article VIII, Section 1 thereof — imposes
upon the Supreme Court the d u t y to strike down the acts of "a n y branch or
instrumentality of the government" whenever these are performed "with grave abuse of
discretion amounting to lack or excess of jurisdiction."
During the Oral Argument on November 5, 2003 when the Court interacted with
Justice Florenz D. Regalado, an amicus curiae, I pointed out that this unique provision of
our 1987 Constitution differentiated the Philippine concept of judicial review from that
held in the United States (US). Unlike the US Constitution, Article VIII, Section 1 of our
present Constitution, is very speci c as to what our courts must do: not only to settle
actual controversies involving legally demandable and enforceable rights, but also to
determine whether there has been grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the government."
Article VIII, Section 1, was crafted, precisely to remedy the judicial cop-outs that
characterized the Martial Law era, during which the Court had invariably found its hands
tied (or had conveniently avoided involvement) when faced with questions that were
allegedly political in nature. 1 4 As a result, the Court at the time was unable to check all
the constitutional excesses of the executive and the legislative branches of
government.
Thus, during the crafting of the 1987 Constitution, one of the eminent members
of the Constitutional Commission, former Chief Justice Roberto Concepcion, actively
sought to expand the scope of judicial review in de nitive terms. The former Chief
Justice, who authored Article VIII, Section 1, explained that the Supreme Court may not
under any circumstance evade its duty to settle disputes involving grave abuse of
discretion: 1 5
". . . [T]he powers of government are generally considered divided into three
branches: the Legislative, the Executive and the Judiciary. Each one is supreme
within its own sphere and independent of the others. Because of that supremacy[,
the] power to determine whether a given law is valid or not is vested in courts of
justice.
"Brie y stated, courts of justice determine the limits of power of the
agencies and o ces of the government as well as those of its o cers. In other
words, the judiciary is the nal arbiter on the question whether or not a branch of
government or any of its o cials has acted without jurisdiction or in excess of
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction or lack of jurisdiction. This is not only a judicial power
but a duty to pass judgment on matters of this nature.
"This is the background of paragraph 2 of Section 1 [of Article VIII of the
1987 Constitution], which means that the courts cannot hereafter evade the duty
to settle matters of this nature, by claiming that such matters constitute a political
question." (Emphasis supplied.)
In effect, even if the question posed before the Court appears to be political in
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nature — meaning, one that involves a subject over which the Constitution grants
exclusive and/or sole authority either to the executive or to the legislative branch of the
government — the Court may still resolve the question if it entails a determination of
grave abuse of discretion or unconstitutionality. The question becomes justiciable
when the Constitution provides conditions, limitations or restrictions in the exercise of
a power vested upon a speci c branch or instrumentality . When the Court resolves the
question, it is not judging the wisdom of an act of a coequal department, but is merely
ensuring that the Constitution is upheld.
The US Constitution does not impose upon its judiciary a similar duty to strike
down grave abuse of discretion on the part of any government agency. It thus gives its
magistrates the luxury of choosing between being passivists or activists when
confronted with "political questions." As I explained during my discourse with Amicus
Paci co Agabin during the Oral Argument on November 6, 2003, many legal scholars
characterize the US Supreme Court under Chief Justice Earl Warren as activist, and its
present Court under Chief Justice William Rehnquist as generally conservative or
passivist.
Further explaining, I said that the Warren Court is widely known for having actively
intervened in political, social and economic matters. It issued decisions favoring the
poor and the underprivileged; and overhauled jurisprudence on the Bill of Rights to
protect ethnic minorities, eliminate racial segregations, and uphold the civil liberties of
the people. In contrast, the Rehnquist Court has taken mostly a hands-off stance on
these issues and largely deferred to the discretion of the political branches of
government in most political issues brought before it. 1 6
On the other hand, our Constitution has not given the same luxury of choice to
jurists as that given in the US. By imposing upon our judges a duty to intervene and to
settle issues of grave abuse of discretion, our Constitution has thereby mandated them
to be activists. A duty cannot be evaded. The Supreme Court must uphold the
Constitution at all times. Otherwise, it will be guilty of dereliction, of abandonment, of
its solemn duty. Otherwise, it will repeat the judicial cop-outs that our 1987
Constitution abhors.
Thus, in Tañada v . Angara, 1 7 the Court clearly and unequivocally ruled that "
[w]here an action of the legislative branch is seriously alleged to have infringed the
Constitution, it becomes not only the right but in fact the duty of the judiciary to settle
the dispute. The question thus posed is judicial rather than political. The duty (to
adjudicate) remains, to assure that the supremacy of the Constitution is upheld. Once a
controversy as to the application or the interpretation of a constitutional provision is
raised before the Court, it becomes a legal issue which the Court is bound by
constitutional mandate to decide."
The Court's Duty to Intervene in Impeachment Cases That Infringe the Constitution
Third, Sen. Aquilino Pimentel Jr., an intervenor, argues that Article XI of the
Constitution grants the House of Representatives the "exclusive" power to initiate all
cases of impeachment; and the Senate, the "sole" prerogative to try and decide them.
He thus concludes that the Supreme Court has no jurisdiction whatsoever to intervene
in such proceedings. With due respect, I disagree for the following reasons:
1.The Constitution imposes on the Supreme Court the duty to rule on
unconstitutional acts of "any" branch or instrumentality of government. Such duty is
plenary, extensive and admits of no exceptions. While the Court is not authorized to
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pass upon the wisdom of an impeachment, it is nonetheless obligated to determine
whether any incident of the impeachment proceedings violates any constitutional
prohibition, condition or limitation imposed on its exercise. Thus, normally, the Court
may not inquire into how and why the House initiates an impeachment complaint. But if
in initiating one, it violates a constitutional prohibition, condition or limitation on the
exercise thereof, then the Court as the protector and interpreter of the Constitution is
duty-bound to intervene and "to settle" the issue. This point was clearly explained by
Chief Justice Concepcion in Javellana v. Executive Secretary 1 8 as follows:
"Accordingly, when the grant of power is quali ed, conditional or subject to
limitations, the issue on whether or not the prescribed quali cations or conditions
have been met, or the limitations respected, it justiciable or non-political, the crux
of the problem being one of legality or validity of the contested act, not its
wisdom. Otherwise, said quali cations, conditions or limitations — particularly
those prescribed or imposed by the Constitution — would be set at naught. What
is more, the judicial inquiry into such issue and the settlement thereof are the
main functions of courts of justice under the Presidential form of government
adopted in our 1935 Constitution, and the system of checks and balances, one of
its basic predicates. As a consequence, We have neither the authority nor the
discretion to decline passing upon said issue, but are under the ineluctable
obligation — made particularly more exacting and peremptory by our oath, as
members of the highest Court of the land, to support and defend the Constitution
— to settle it." (Emphasis supplied.)
In the present cases, the main issue is whether, in initiating the second
Impeachment Complaint, the House of Representatives violated Article XI, Section 3(5),
which provides that "[n]o impeachment proceedings shall be initiated against the same
o cial more than once within a period of one year." The interpretation of this
constitutional prohibition or condition as it applies to the second Impeachment
Complaint clearly involves the "legality, not the wisdom" of the acts of the House of
Representatives. Thus, the Court must "settle it."
Observance of Due Process During the Initiation of Impeachment
Fourth, during the Oral Argument, Senator Salonga and Petitioner Francisco
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Chavez denounced the second Impeachment Complaint as violative of due process.
They argued that by virtue merely of the endorsement of more than one third of the
members of the House of Representatives, the Chief Justice was immediately
impeached without being afforded the twin requirements of notice and hearing. The
proceedings were therefore null and void ab initio. I must agree.
The due process clause, 2 4 enshrined in our fundamental law, is a conditio sine
qua non that cannot be ignored in any proceeding — administrative, judicial or
otherwise. 2 5 It is deemed written into every law, rule or contract, even though not
expressly stated therein. Hence, the House rules on impeachment, insofar as they do
not provide the charged o cial with (1) notice and (2) opportunity to be heard prior to
being impeached, are also unconstitutional.
Constitutional Supremacy — the Bedrock of the Rule of Law
Fifth, I shall no longer belabor the other legal arguments (especially the meaning
of the word "initiate") on why the second Impeachment Complaint is null and void for
being violative of the one-year bar. Su ce it to say that I concur with Justice Morales.
Let me just stress that in taking jurisdiction over this case and in exercising its power of
judicial review, the Court is not pretending to be superior to Congress or to the
President. It is merely upholding the supremacy of the Constitution and the rule of law.
26
To stress this important point, I now quote from Justice Jose P. Laurel in the
landmark case Angara v. Electoral Commission, 2 7 which was decided in 1936:
"The Constitution is a de nition of the powers of government. Who is to
determine the nature, scope and extent of such powers? The Constitution itself
has provided for the instrumentality of the judiciary as the rational way. And when
the judiciary mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments; it does not in reality nullify or invalidate an
act of the legislature, but only asserts the solemn and sacred obligation assigned
to it by the Constitution to determine con icting claims of authority under the
Constitution and to establish for the parties in an actual controversy the rights
which that instrument secures and guarantees to them. This is in truth all that is
involved in what is termed 'judicial supremacy' which properly is the power of
judicial review under the Constitution." (Italics supplied.)
Epilogue
Having rmed up the foregoing position, I must admit that I was initially tempted
to adopt the view of Amici Jovito R. Salonga and Raul C. Pangalangan. They maintain
that although the Court had jurisdiction over the subject matter and although the
second Impeachment Complaint was unconstitutional, the Court should nonetheless
"use its power with care and only as a last resort" and allow the House to correct its
constitutional errors; or, failing in that, give the Senate the opportunity to invalidate the
second Complaint.
This Salonga-Pangalangan thesis, which is being espoused by some of my
colleagues in their Separate Opinions, has some advantages. While it preserves the
availability of judicial review as a "last resort" to prevent or cure constitutional abuse, it
observes, at the same time, interdepartmental courtesy by allowing the seamless
exercise of the congressional power of impeachment. In this sense, it also enriches the
doctrine of primary jurisdiction by enabling Congress to exercise fully its "exclusive"
authority to initiate, try and decide impeachment cases. In short, it gives Congress the
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primary jurisdiction; and the Court, "appellate" certiorari power, over the case.
Furthermore, the proponents of this deferential position add that the Senate may
eventually rule that the second Impeachment Complaint is unconstitutional, and that the
matter may thus be settled de nitively. Indeed, the parties may be satis ed with the
judgment of the Senate and, thus, obviate the need for this Court to rule on the matter.
In this way, the latter would not need to grapple with the con ict of interest problem I
have referred to earlier.
With due respect, I believe that this stance of "passing the buck" — even if made
under the guise of deference to a coequal department — is not consistent with the
activist duty imposed by the Constitution upon this Court.
In normal times, the Salonga-Pangalangan formula would, perhaps, be ideal.
However, the present situation is not ideal. Far from it. The past several weeks have
seen the deep polarization of our country. Our national leaders — from the President,
the Senate President and the Speaker of the House — down to the last judicial
employee have been preoccupied with this problem. There have been reported
rumblings of military destabilization and civil unrest, capped by an aborted siege of the
control tower of the Ninoy Aquino International Airport on November 8, 2003.
Furthermore, any delay in the resolution of the dispute would adversely affect the
economy as well as the socio-political life of the nation. A transmittal of the second
Impeachment Complaint to the Senate would disrupt that chamber's normal legislative
work. The focus would shift to an unsettling impeachment trial that may precipitously
divide the nation, as happened during the impeachment of former President Joseph
Ejercito Estrada.
A needless trial in the Senate would not only dislocate that chamber's legislative
calendar and divide the nation's focus; but also unnecessarily bring anxiety, loss of time
and irreparable injury on the part of the Chief Justice, who would not be able to attend
to his normal judicial duties. The transmittal of the second Impeachment Complaint to
the Senate would unfairly brand him as the rst Supreme Court justice to be
impeached!
Moreover, President Gloria Macapagal Arroyo and Senate President Franklin M.
Drilon have issued public statements 2 8 that they will abide by the decision of the Court
as the ultimate arbiter and interpreter of the Constitution. Now, therefore, is the ripe
time for the Court to decide, and to decide forthrightly and rmly. Merely deferring its
decision to a later time is not an assurance of better times for our country and people.
To be sure, the matters raised in the second Impeachment Complaint can be
expeditiously taken up by the House of Representatives through an investigation in aid
of legislation. The House can then dispassionately look into alleged irregular
expenditures of JDF funds, without the rigors, di culties, tensions and disruptive
consequences of an impeachment trial in the Senate. The ultimate aim of discovering
how the JDF was used and of crafting legislation to allocate more bene ts to judicial
employees may be achieved in a more judicious, peaceful and cordial manner.
I close this Opinion with the truism that the judiciary is the "weakest" branch of
government. Nonetheless, when ranged against the more powerful branches, it should
never cower in silence. Indeed, if the Supreme Court cannot take courage and wade into
"grave abuse" disputes involving the purse-disbursing legislative department, how much
more deferential will it be when faced with constitutional abuses perpetrated by the
even more powerful, sword-wielding executive department?
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I respectfully submit that the very same weakness of the Court becomes its
strength when it dares speak through decisions that rightfully uphold the supremacy of
the Constitution and the rule of law. The strength of the judiciary lies not in its lack of
brute power, but in its moral courage to perform its constitutional duty at all times
against all odds. Its might is in its being right.
WHEREFORE, I vote to declare the second Impeachment Complaint to be
unconstitutional and time-barred by Article XI, Section 3, paragraph 5 of the
Constitution.
Never before in the 102-year existence of the Supreme Court has there been an
issue as transcendental as the one before us. For the rst time, a Chief Justice is
subjected to an impeachment proceeding. The controversy caused people, for and
against him, to organize and join rallies and demonstrations in various parts of the
country. Indeed, the nation is divided which led Justice Jose C. Vitug to declare during
the oral arguments in these cases, "God save our country!"
The common thread that draws together the several petitions before this Court
is the issue of whether the second impeachment complaint against Chief Justice
Hilario G. Davide, Jr. contravenes Section 3 (5), Article XI of the 1987 Constitution,
providing that "no impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year."
The antecedents are simple. On June 2, 2003, deposed President Joseph E.
Estrada led with the House of Representatives an impeachment complaint against
Chief Justice Davide and seven (7) other Justices of this Court, alleging inter alia that
they conspired to deprive him of his mandate as President. On October 22, 2003, the
House Committee on Justice dismissed the complaint for insu ciency of substance.
Pursuant to the Constitution, the House of Representatives in plenary session has still
to approve or disapprove the Committee's action.
The next day, on October 23, 2003, Congressmen Gilberto C. Teodoro, Jr. and
Felix William B. Fuentebella led another impeachment complaint, this time against
Chief Justice Davide alone, charging him with violations of the Anti-Graft and Corrupt
Practices Act and betrayal of public trust with regard to the disposition of the Judicial
Development Fund (JDF). At least one-third (1/3) of all the members of the House
signed a Resolution endorsing this second impeachment complaint.
Subsequently, the instant petitions were led with this Court alleging that the
ling of the second impeachment complaint against Chief Justice Davide violates
Section 3(5), Article XI of the Constitution which provides:
"No impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year."
Both the Senate and the House of Representatives claimed that this Court lacks
jurisdiction over the petitions. Senate President Franklin Drilon manifested that the
petitions are premature since the Articles of Impeachment have not been transmitted
to the Senate. Moreover, the petitions pose political questions which are non-
justiciable.
On November 5 and 6, 2003, this Court heard the petitions on oral argument:
Present were the amici curiae appointed by this Court earlier, namely: Former Senate
President Jovito R. Salonga, former Constitutional Commissioner Joaquin G. Bernas,
Justice Hugo E. Gutierrez, Jr., former member of this Court, former Minister of Justice
and Solicitor General Estelito P. Mendoza, Court of Appeals Justice Regalado E.
Maambong, former Constitutional Commissioner, Dean Raul C. Pangalangan, and
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former Dean Pacifico A. Agabin of the UP College of Law.
Crucial to the determination of the constitutionality of the second impeachment
complaint against Chief Justice Davide are three (3) fundamental issues indicated and
discussed below:
I — Whether this Court has jurisdiction over the petitions.
One cornerstone of judicial supremacy is the two-century old case of Marbury vs.
Madison. 1 There, Chief Justice John Marshall effectively carried the task of justifying
the judiciary's power of judicial review. Cast in eloquent language, he stressed that it is
"the province and duty of the judicial department to say what the law is." In applying the
rule to particular cases, the judiciary "must of necessity expound and interpret that rule."
If two laws con ict with each other, "the courts must decide on the operation of each."
It further stressed that "if a law be in opposition to the Constitution, if both the law and
the Constitution apply to a particular case, the court must decide the case conformably
to the Constitution disregarding the law. This is of the very essence of judicial duty."
In our shore, the 1987 Constitution is explicit in de ning the scope of judicial
power. Section 1, Article VIII provides:
"Section 1.The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.
"Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of
Government."
Petitioners contend that the ling of the second impeachment complaint against
Chief Justice Davide contravenes the above provision because it was initiated within
one (1) year from the ling of the rst impeachment complaint against him and seven
(7) Associate Justices. Several of the amici curiae support petitioners' contention.
However, the others argue otherwise, saying that the rst impeachment complaint
cannot be considered as having been "initiated" because it failed to obtain the
endorsement of at least one-third (1/3) of all the Members of the House. This brings us
to the vital question, when are impeachment proceedings considered initiated?
The House Rules of Procedure in Impeachment Proceedings provide the
instances when impeachment proceedings are deemed initiated, thus:
"BAR AGAINST INITIATION OF IMPEACHMENT PROCEEDINGS AGAINST
THE SAME OFFICIAL
"SEC. 16.Impeachment Proceedings Deemed Initiated. — In cases where a
Member of the House les a veri ed complaint of impeachment or a citizen les
a veri ed complaint that is endorsed by a Member of the House through a
resolution of endorsement against an impeachable o cer, impeachment
proceedings against such o cial are deemed initiated on the day the Committee
on Justice nds that the veri ed complaint and/or resolution against such
o cial, as the case may be, is su cient in substance or on the date the House
votes to overturn or a rm the nding of the said Committee that the veri ed
complaint and/or resolution, as the case may be, is not sufficient in substance.
"In cases where a veri ed complaint or a resolution of impeachment is
led or endorsed, as the case may be, by at least one-third (1/3) of the Member of
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the House, impeachment proceedings are deemed initiated at the time of the filing
of such veri ed complaint or resolution of impeachment with the Secretary
General.
"SEC. 17.Bar against Initiation of Impeachment Proceedings. — Within a
period of one (1) year from the date impeachment proceedings are deemed
initiated as provided in Section 16 hereof, no impeachment proceedings, as such,
can be initiated against the same official."
Under the above Rules, when the veri ed impeachment complaint is led by a
Member of the House or by a citizen (through a resolution of endorsement by a
Member of the House), impeachment proceedings are deemed initiated either (a) on
the day the Committee on Justice nds that the veri ed complaint and/or resolution is
su cient in substance; or (b) on the date the House, through a vote of one-third (1/3),
1 3 overturns or a rms the nding of the Committee on Justice that the veri ed
complaint and/or resolution is not su cient in substance. However, when the veri ed
impeachment complaint or resolution is led or endorsed by at least one-third (1/3) of
all the Members of the House, impeachment proceedings are deemed initiated at the
time of the filing of the verified complaint or resolution with the Secretary General.
The House Rules deviate from the clear language of the Constitution and the
intent of its Framers. The Rules infuse upon the term "initiate" a meaning more than
what it actually connotes.
The ascertainment of the meaning of the provision of the Constitution begins
with the language of the document itself . 1 4 The words of the Constitution should as
much as possible be understood in the sense they have in common use and given their
ordinary meaning. 1 5 In other words, the plain, clear and unambiguous language of the
Constitution should be understood in the sense it has in common use. 1 6 The reason for
this is because the Constitution is not primarily a lawyer's document but essentially that
of the people, in whose consciousness it should ever be present as an important
condition for the rule of law to prevail. 1 7 Black's Law Dictionary de nes "initiate" as
"commence," "start," "originate" or "introduce," 1 8 while Webster's Dictionary 1 9 de nes it
as "to do the rst act;" "to perform the rst rite;" "beginning;" or "commence." It came
from the Latin word "initium," meaning "a beginning." Using these de nitions, I am
convinced that the ling of the veri ed complaint and its referral to the Committee on
Justice constitute the initial step. It is the rst act that starts the impeachment
proceeding. Fr. Joaquin G. Bernas, S.J., an amicus curiae, explains convincingly that the
term "proceeding," which is the object of the term "initiated" in Section 3 (5), Article XI,
is a progressive noun that has a beginning, a middle, and an end, thus:
"It [proceeding] consists of several steps.
"First, there is the ling of a veri ed complaint either by a Member of the
House or by a private citizen endorsed by a Member of the House.
"Second, there is the processing of this complaint by the proper Committee.
In this step, the Committee either rejects the complaint or upholds it.
"Third, whether the resolution of the Committee rejects or upholds the
complaint, the resolution must be forwarded to the House for further processing.
"Fourth, there is the processing of the same complaint by the House of
Representatives. The House either a rms a favorable resolution of the
Committee or overrides a contrary resolution by a vote of one third of all the
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members.
MR. MAAMBONG. As amended, the whole Section 3 (3) will read: 'A vote of
at least one-third of all the Members of the House shall be necessary either to
affirm a resolution WITH THE ARTICLES OF Impeachment OF the Committee or to
override its contrary resolution. The vote of each member shall be recorded.'
THE PRESIDENT. Is there any objection to this proposed amendment?
(Silence) The Chair hear none, the amendment is approved. " 2 1 (Emphasis
supplied)
The clear intent of the Framers of our Constitution should be given weight. The
primary task in constitutional construction is to ascertain and thereafter assure the
realization of the purpose of the Framers and of the people in the adoption of the
Constitution. It may be safely assumed that the people, in ratifying the Constitution,
were guided mainly by the explanation offered by the Framers. 2 2 In Gold Creek Mining
Corp. vs. Rodriguez, 2 3 the Court, speaking through Mr. Justice (later, Chief Justice)
Jose Abad Santos ruled:
"The fundamental principle of constitutional construction is to give effect
to the intent of the framers of the organic law and of the people adopting it. The
intention to which force is to be given is that which is embodied and expressed in
the constitutional provisions themselves."
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The Court thus construes the applicable constitutional provisions, not in
accordance with how the executive or the legislative department may want them
construed, but in accordance with what they say and provide.
It has also been said that a provision of the Constitution should be construed in
light of the objectives it sought to achieve. Section 3 (5), Article XI, also referred as the
"anti-harassment clause," was enshrined in the Constitution for the dual objectives of
allowing the legislative body to concentrate on its function which is lawmaking and
protecting public officials from harassment, thus:
"MR. VILLACORTA. Madam President, I would just like to ask the
Committee three questions.
"On Section 3, page 2, lines 12 to 14, the last paragraph reads as follows:
'No impeachment proceedings shall be initiated against the same o cial more
than once within a period of one year.' Does this mean that even if an evidence is
discovered to support another charge or ground for impeachment, a second or
subsequent proceeding cannot be initiated against the same o cial within a
period of one year? In other words, one year has to elapse before a second or
subsequent charge or proceeding can be initiated. The intention may be to protect
the public o cial from undue harassment . On the other hand, is this not undue
limitation on the accountability of public o cers? Anyway, when a person
accepts a public trust, does he not consider taking the risk of accounting for his
acts or misfeasance in office?
"MR. ROMULO. Yes, the intention here really is to limit. This is not only to
protect public o cials who, in this case, are of the highest category from
harassment but also to allow the legislative body to do its work which is
lawmaking. Impeachment proceedings take a lot of time. And if we allow multiple
impeachment charges on the same individual to take place, the legislature will do
nothing else but that."
For one, if we construe the term "initiate" as referring to the obtention of one-third
(1/3) votes of all the Members of the House or to the date when the Committee on
Justice rules that the complaint is su cient in substance, are we not losing sight of the
fact that much time has already been wasted by the House? The getting hold of the
one-third (1/3) vote is almost the last step necessary for the accused o cer to be
considered successfully impeached. The process is almost complete insofar as the
House is concerned. The same is true with respect to the proceedings in the
Committee on Justice. The hearing, voting and reporting of its resolution to the House
de nitely take away much of the Members' precious time. Now, if impeachment
complaints are only deemed "initiated" during those phases, then the object of allowing
the legislature to concentrate on its functions cannot really be achieved. Obviously,
impeachment is a long process. To be sure, instead of acting as a legislative body, the
House will be spending more time as a prosecutorial body.
For another, to let the accused o cial go through the above phases is to subject
him to additional harassment. As the process progresses, the greater is the
harassment caused to the o cial. One glaring illustration is the present case. It may be
recalled that the rst impeachment complaint against Chief Justice Davide was
referred to the Committee on Justice. On October 22, 2003, the Committee dismissed
the complaint for being insu cient in form and substance. The very next day and while
the Committee was yet to make a report to the House, Congressmen Teodoro and
Fuentebella immediately led the second impeachment complaint against the Chief
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Justice. In short, while the rst impeachment complaint was not yet fully disposed of,
the Chief Justice was being charged again in another complaint. This is the very
situation proscribed by the Constitution. Verily, it in icts undue strain and harassment
upon officials who are saddled with other pressing responsibilities.
Another constitutional objection to the second impeachment complaint raised by
petitioners is the fact that only Congressmen Teodoro and Fuentebella signed it.
According to them, this violates Section 3 (4), Article XI of the Constitution which
provides:
"(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third (1/3) of all the Members of the House, the same shall constitute
the Articles of Impeachment, and trial by the Senate shall forthwith proceed."
Following the above provision, what should have been led by at least one-third
(1/3) of all the Members of the House is a veri ed complaint or resolution of
impeachment. Even Section 15 of the House Rules reechoes the above Constitutional
mandate, thus:
"SEC. 15.Endorsement of the Complaint/Resolution to the Senate. — A
veri ed complaint or a resolution of impeachment signed by at least one-third
(1/3) of all the Members of the House shall constitute the Articles of
Impeachment and shall be led with the Secretary General. The
complaint/resolution must, at the time of ling, be veri ed and sworn to before
the Secretary General by each of the Members who constitute at least one-third
(1/3) of all the Members of the House. The contents of the veri cation shall be as
follows:
"We, after being sworn in accordance with law, depose and state : That we
are the complainants/signatories in the above-entitled complaint/resolution of
impeachment; that we have caused the said complaint/resolution to be prepared
and have read the contents thereof; and that the allegations therein are true of our
own knowledge and belief on the basis of our reading and appreciation of
documents and other records pertinent thereto."
Clearly, the requirement is that the complaint or resolution must at the time of
ling be veri ed and sworn to before the Secretary General of the House by each of the
members who constitute at least one-third (1/3) of all the Members of the House.
A reading of the second impeachment complaint shows that of the eighty-one
(81) Congressmen, only two, Teodoro and Fuentebella, actually signed and veri ed it.
What the rest veri ed is the Resolution of Endorsement. The veri cation signed by the
majority of the Congressmen states: "We are the proponents/sponsors of the
Resolution of Endorsement of the abovementioned Complaint of Representatives
Gilberto C. Teodoro, Jr. and Felix William B. Fuentebella . . ." 2 4 However, this defect is
not for this Court to correct considering that it is an incident of the impeachment
process solely cognizable by the legislature.
IV — Whether petitioners have locus standi to bring the present suits.
This Court has adopted a liberal stance on the locus standi of a petitioner where
he is able to craft an issue of transcendental signi cance to the people. In Tatad vs .
Secretary of the Department of Energy, 3 2 Justice Reynato S. Puno aptly emphasized:
". . . Respondents further aver that petitioners have no locus standi as they
did not sustain nor will they sustain direct injury as a result of the implementation
of R.A. No. 8180.
xxx xxx xxx
The effort of respondents to question the locus standi of petitioners must
also fall on barren ground. In language too lucid to be misunderstood, this Court
has brightlined its liberal stance on a petitioner's locus standi where the petitioner
is able to craft an issue of transcendental signi cance to the people. In Kapatiran
ng mga Naglilingkod sa Pamahalaan ng Pilipinas, Inc. vs. Tan (163 SCRA 371
[1988]), we stressed:
CORONA , J.:
On July 4, 1946, the ag of the United States uttered for the last time in our
skies. That day ushered in a new period for the Philippine judiciary because, for the rst
time since 1521, judicial decisions in our country became entirely our own, free finally of
the heavy in uence of a colonial master and relieved of the "preferable" use of
precedents set by US courts. Nevertheless, the vestiges of 50 years of American rule
were not about to disappear so soon, nor so easily. The 1935 Constitution then in force
carried many provisions lifted from the US Constitution. Today we face the prospects
of a constitutional crisis at whose vortex lies the interpretation of certain provisions of
that American-influenced Constitution.
A de ning moment in history is upon us. The Court has to speak in response to
that moment and in defense of the Constitution.
I humbly contribute this separate opinion as a chronicle of my thoughts during
our deliberations on the petitions before us. Let it be a living testament, in the immortal
words of the great Jesuit historian Horacio de la Costa, that in this particular quest for
truth and justice, we in this Court "not only played in tune but managed here and there a
brief but brilliant phrase."
The Extraordinary Remedy of Impeachment
is Intended to be Only a Final Option
Incorporated in the 1987 Constitution are devices meant to prevent abuse by the
three branches of government. One is the House of Representatives' exclusive power of
impeachment for the removal of impeachable o cers 1 from their positions for
violating the mandate that public office is a public trust.
Impeachment under the Philippine Constitution, as a remedy for serious political
offenses against the people, runs parallel to that of the U.S. Constitution whose framers
regarded it as a political weapon against executive tyranny. It was meant "to fend
against the incapacity, negligence or per dy of the Chief Magistrate." 2 Even if an
impeachable o cial enjoys immunity, he can still be removed in extreme cases to
protect the public. 3 Because of its peculiar structure and purpose, impeachment
proceedings are neither civil nor criminal:
James Wilson described impeachment as "con ned to political characters,
to political crimes and misdemeanors, and to political punishment." According to
Justice Joseph Story, in his Commentaries on the Constitution, in 1833,
impeachment applied to offenses of a political character:
A great deal of prudence should therefore be exercised not only to initiate but
also to proceed with impeachment. Otherwise, the time intended for legislative work
(the reason why the Senators and the Congressmen have been elected to the
legislature in the rst place) is shifted to the impeachment effort. Furthermore, since
the impeachable o cer accused is among the highest o cials of the land, it is not only
his reputation which is at stake but also the e cient performance of his governmental
functions. There is no denying that the economy suffered a serious blow during the
impeachment trial of former Joseph Estrada in 2001. Impeachment must therefore be
gravely re ected upon on account of its potentially destructive impact and
repercussions on the life of the nation.
Jurisdiction and Justiciability vs.
The Political Question Doctrine
The Court is vested power by the Constitution to rule on the constitutionality or
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legality of an act, even of a co-equal branch.
Article VIII, Section 4(2) of the Constitution states:
(2)All cases involving the constitutionality of a treaty, international or executive
agreement, or law, which shall be heard by the Supreme Court en banc, and
all other cases which under the Rules of Court are required to be heard en
banc, including those involving the constitutionality, application, or
operation of presidential decrees, proclamations, orders, instructions,
ordinances, and other regulations, shall be decided with the concurrence of
a majority of the Members who actually took part in the deliberations on
the issues in the case and voted thereon.
The Constitution is the basic and paramount law to which all laws, rules and
regulations must conform and to which all persons, including the highest officials of the
land, must defer. Any act con icting with the Constitution must be stricken down as all
must bow to the mandate of this law. Expediency is not allowed to sap its strength nor
greed for power permitted to debase its rectitude. Right or wrong, the Constitution
must be upheld as long as it has not been changed by the sovereign people lest its
disregard result in the usurpation of the majesty of law by the pretenders to illegitimate
power. 7
While it is the judiciary which sees to it that the constitutional distribution of
powers among the three departments of the government is respected and observed, by
no means does this mean that it is superior to the other departments. The correct view
is that, when the Court mediates to allocate constitutional boundaries or invalidates the
acts of a coordinate body, what it is upholding is not its own supremacy but the
supremacy of the Constitution. 8
The concept of the Constitution as the fundamental law, setting forth the
criterion for the validity of any public act, whether of the highest o cial or the lowest
functionary, is a cornerstone of our democratic system. This is the rule of law. The three
departments of government, each discharging the speci c functions with which it has
been entrusted, have no choice but to comply completely with it. Whatever limitations
are imposed must be observed to the letter. Congress, whether the enactment of
statutes or its internal rules of procedure, is not exempt from the restrictions on its
authority. And the Court should be ready — not to overpower or subdue — but simply to
remind the legislative or even the executive branch about what it can or cannot do under
the Constitution. The power of judicial review is a logical corollary of the supremacy of
the Constitution. It overrides any government measure that fails to live up to its
mandate. Thereby there is a recognition of its being the supreme law. 9
Article VIII, Section 1 of the Constitution provides:
The judicial power shall be vested in one Supreme Court and in such lower
courts as may be established by law. DcSTaC
Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
government.
Both the 1935 and the 1973 Constitutions did not have a similar provision with
this unique character and magnitude of application. This expanded provision was
introduced by Chief Justice Roberto C. Concepcion in the 1986 Constitutional
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Commission to preclude the Court from using the political question doctrine as a
means to avoid having to make decisions simply because they may be too
controversial, displeasing to the President or Congress, or inordinately unpopular. The
framers of the 1987 Constitution believed that the unrestricted use of the political
question doctrine allowed the Court during the Marcos years to conveniently steer clear
of issues involving con icts of governmental power or even cases where it could have
been forced to examine and strike down the exercise of authoritarian control.
Accordingly, with the needed amendment, the Court is now enjoined by its
mandate from refusing to invalidate an unauthorized assumption of power by invoking
the political question doctrine. Judicial inquiry today covers matters which the Court,
under previous Constitutions, would have normally left to the political departments to
decide. In the case of Bondoc vs. Pineda, 1 0 the Court stressed:
But where the political departments exceed the parameters of their
authority, then the Judiciary cannot simply bury its head ostrich-like in the sands
of political question doctrine.
In fact, even political questions do not prohibit the exercise of the power of
judicial review for we have already ruled that our responsibility to interpret the
Constitution takes primacy over the political question doctrine. In this connection, we
held in Coseteng vs. Mitra 1 1 that:
Even if the question were political in nature, it would still come within our
powers of review under the expanded jurisdiction conferred upon us by Article VIII,
Section 1, of the Constitution, which includes the authority to determine whether
grave abuse of discretion amounting to excess or lack of jurisdiction has been
committed by any branch or instrumentality of the government.
The Court is never concerned with policy matters which, without doubt, are within
the exclusive province of the political arms of government. The Court settles no policy
issues and declares only what the law is and not what the law ought to be. Under our
system of government, policy belongs to the domain of the political branches of
government and of the people themselves as the repository of all state power. 1 2
In the landmark case of Marbury vs. Madison, 1 3 penned by Chief Justice John
Marshall, the U.S. Supreme Court explained the concept of judicial power and justiciable
issues:
So if a law be in opposition to the Constitution; if both the law and the
Constitution apply to a particular case, so that the Court must either decide the
case conformably to the law, disregarding the Constitution; or conformably to the
Constitution, disregarding the law; the court must determine which of these
conflicting rules governs the case. This is of the very essence of judicial duty.
And on the importance of our duty to interpret the Constitution, Marbury was
emphatic:
Those, then, who controvert the principle that the constitution is to be
considered, in court, as a paramount law, are reduced to the necessity of
maintaining that the court must close their eyes on the constitution, and see only
the law. This doctrine would subvert the very foundation of all written
constitutions. It would declare that an act which, according to the principles and
theory of our government, is entirely void, is yet, in practice, completely obligatory.
It would declare that if the legislature shall do what is expressly forbidden, such
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act, notwithstanding the express prohibition, is in reality effectual. It would be
giving to the legislature a practical and real omnipotence, with the same breath
which professes to restrict their powers within narrow limits. It is prescribing limits
and declaring that those limits may be passed at pleasure. 1 4
The Court has the obligation to decide on the issues before us to preserve the
hierarchy of laws and to maintain the supremacy of the rule of the Constitution over the
rule of men. DHcSIT
Under the new de nition of judicial power embodied in Article VIII, Section 1,
courts of justice have not only the authority but also the duty to "settle actual
controversies involving rights which are legally demandable and enforceable" and "to
determine whether or not there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of the
government."
The Court can therefore, in certain situations provided in the Constitution itself,
inquire into the acts of Congress and the President, though with great hesitation and
prudence owing to mutual respect and comity. Among these situations, in so far as the
pending petitions are concerned, are (1) issues involving constitutionality and (2) grave
abuse of discretion amounting to lack of or excess of jurisdiction on the part of any
branch of the government. These are the strongest reasons for the Court to exercise its
jurisdiction over the pending cases before us.
Judicial Restraint or
Dereliction of Duty?
A side issue that has arisen with respect to this duty to resolve constitutional
issues is the propriety of assuming jurisdiction because "one of our own is involved."
Some quarters have opined that this Court ought to exercise judicial restraint for a host
of reasons, delicadeza included. According to them, since the Court's own Chief Justice
is involved, the Associate Justices should inhibit themselves to avoid any questions
regarding their impartiality and neutrality.
I disagree. The Court should not evade its duty to decide the pending petitions
because of its sworn responsibility as the guardian of the Constitution. To refuse
cognizance of the present petitions merely because they indirectly concern the Chief
Justice of this Court is to skirt the duty of dispensing fair and impartial justice.
Furthermore, refusing to assume jurisdiction under these circumstances will run afoul
of the great traditions of our democratic way of life and the very reason why this Court
exists in the first place.
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This is actually not the rst time the Court will decide an issue involving itself. In
the 1993 case of Philippine Judges Association vs. Prado, 1 6 we decided the
constitutionality of Section 35 of RA 7354 which withdrew the franking privilege of the
Supreme Court, the Court of Appeals, the Regional Trial Courts, the Metropolitan Trial
Courts, the Municipal Trial Courts and the Land Registration Commission and its
Registers of Deeds, along with certain other government o ces. The Court ruled on the
issue and found that the withdrawal was unconstitutional because it violated the equal
protection clause. The Court said:
The Supreme Court is itself affected by these measures and is thus an
interested party that should ordinarily not also be a judge at the same time. Under
our system of government, however, it cannot inhibit itself and must rule upon the
challenge, because no other o ce has the authority to do so . We shall therefore
act upon this matter not with o ciousness but in the discharge of an
unavoidable duty and, as always, with detachment and fairness.
xxx xxx xxx
We arrive at these conclusions with a full awareness of the criticism it is
certain to provoke. While ruling against the discrimination in this case, we may
ourselves be accused of similar discrimination through the exercise of our
ultimate power in our own favor. This is inevitable. Criticism of judicial conduct,
however undeserved, is a fact of life in the political system that we are prepared
to accept. As judges, we cannot even debate with our detractors. We can only
decide the cases before us as the law imposes on us the duty to be fair and our
own conscience gives us the light to be right (emphasis ours).
This Court has also ruled on the constitutionality of taxing the income of the
Supreme Court Justices. 1 7 The Court recognized that it was faced by a "vexing
challenge" since the issue affected all the members of the Court, including those who
were sitting there at that time. Yet it still decided the issue, reasoning that "adjudication
may not be declined because (a) [we] are not legally disquali ed; (b) jurisdiction may
not be renounced." Also, this Court had the occasion to rule on the constitutionality of
the presidential veto involving certain provisions of the General Appropriations Act of
1992 on the payment of adjusted pension of retired Supreme Court justices. 1 8
Thus, vexing or not, as long as the issues involved are constitutional, the Court
must resolve them for it to remain faithful to its role as the staunch champion and
vanguard of the Constitution. At the center stage in the present petitions is the
constitutionality of Rule V, Sections 16 and 17 of the Rules on Impeachment
Proceedings of the House of Representatives and, by implication, the second
impeachment complaint against Chief Justice Hilario G. Davide Jr. We have the legal
and moral obligation to resolve these constitutional issues, regardless of who is
involved. As pointed out by the eminent constitutionalist, Joaquin Bernas, S.J.,
jurisdiction is not mere power; it is a duty which, though vexatious, may not be
renounced. DEICHc
On the other hand, Article XI, Section 3(5) of the Constitution states:
No impeachment proceedings should be initiated against the same o cial
more than once within a period of one year.
The foregoing provision was provided for in the Constitution in the light of the
exclusive power of the House of Representatives to initiate all cases of impeachment
pursuant to Article XI, Section 3(1) of the said Constitution. But this exclusive power
pertaining to the House of Representatives is subject to the limitations that no
impeachment proceedings shall be initiated against the same o cial more than once
within a period of one year under Section 3(5) of the same Article XI.
In the light of these provisions, were there two impeachment complaints 2 0
lodged against the Chief Justice within a period of one year? Considering the House of
Representatives' own interpretation of Article XI, Section 3(5) of the Constitution and
the diametrically opposite stand of petitioners thereon, it becomes imperative for us to
interpret these constitutional provisions, even to the extent of declaring the legislative
act as invalid if it contravenes the fundamental law.
Article XI, Section 3(5) is explicit that no impeachment proceedings shall be
initiated against the same o cial more than once within a period of one year. The
question is: when are impeachment proceedings deemed initiated? TEacSA
In Gold Greek Mining Corporation vs. Rodriguez 2 1 , the Court ruled that the intent
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of the framers of the organic law and the people adopting it is a basic premise. Intent is
the vital part, the heart, the soul and essence of the law and the guiding star in the
interpretation thereof. 2 2 What it says, according to the text of the provision to be
construed, compels acceptance and negates the power of the Court to alter it, based
on the postulate that the framers and the people mean what they say. 2 3
The initial proposal in the 1986 Constitutional Commission read:
A vote of at least one-third of all the Members of the House shall be
necessary either to initiate impeachment proceedings, or to a rm a resolution of
impeachment proceedings, or to a rm a resolution of impeachment by the
committee or override its contrary resolution. The vote of each Member shall be
recorded.
It is argued that because the Constitution uses the word "exclusive," such power
of Congress is beyond the scope of judicial inquiry. Impeachment proceedings are
supposedly matters particularly and undividedly assigned to a co-equal and coordinate
branch of government.
It must be recalled, however, that the President of the Republic of the Philippines
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under Article VII, Section 18 of the Constitution has the sole and exclusive power to
declare martial law. Yet such power is still subject to judicial review:
The President shall be the Commander-in-Chief of all armed forces of the
Philippines and whenever it becomes necessary, he may call out such armed
forces to prevent or suppress lawless violence, invasion or rebellion. In case of
invasion or rebellion, when the public safety requires it, he may, for a period not
exceeding sixty days, suspend the privilege of the writ of habeas corpus or place
the Philippines or any part thereof under martial law. Within forty-eight hours from
the proclamation of martial law or the suspension of the privilege of the writ of
habeas corpus, the President shall submit a report in person or in writing to the
Congress. The Congress, voting jointly, by a vote of at least a majority of all its
Members in regular or special session, may revoke such proclamation or
suspension, which revocation shall not be set aside by the President. Upon the
initiative of the President, the Congress may, in the same manner, extend such
proclamation or suspension for a period to be determined by the Congress, if the
invasion or rebellion shall persist and public safety requires it.
IEAacS
Thus, in the words of author Bernas, the words "exclusive" or "sole" in the
Constitution should not be interpreted as "driving away the Supreme Court," that is,
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prohibiting it from exercising its power of judicial review when necessary.
The House of Representatives may thus have the "exclusive" power to initiate
impeachment cases but it has no exclusive power to expand the scope and meaning of
the law in contravention of the Constitution.
While this Court cannot substitute its judgment for that of the House of
Representatives, it may look into the question of whether such exercise has been made
with grave abuse of discretion. A showing that plenary power is granted either
department of government may not be an obstacle to judicial inquiry for the
improvident exercise or abuse thereof may give rise to a justiciable controversy. 2 6
The judiciary is deemed by most legal scholars as the weakest of the three
departments of government. It is its power of judicial review that restores the
equilibrium. In other words, while the executive and the legislative departments may
have been wittingly or unwittingly made more powerful than the judiciary, the latter has,
however, been given the power to check or rein in the unauthorized exercise of power
by the other two.
Congress' Impeachment Power and
Power of the Purse vis-Ã -vis the
Powers of the Commission on Audit (COA)
and the Judiciary's Fiscal Autonomy
One of the issues against the Chief Justice in the second impeachment
complaint is the wisdom and legality of the allocation and utilization of the Judiciary
Development Fund (JDF). We take judicial notice of the deluge of public discussions on
this matter.
The second impeachment complaint charges the Chief Justice with alleged
unlawful underpayment of the cost of living allowances of members and personnel of
the judiciary and the unlawful disbursement of the JDF for certain infrastructure
projects and acquisition of motor vehicles. DCSTAH
The JDF was established by PD 1949 in 1984. As stated in its preliminary clause,
it was enacted to maintain the independence of the judiciary, review and upgrade the
economic conditions of the members and personnel thereof, preserve and enhance its
independence at all times and safeguard the integrity of its members, and authorize it,
in the discharge of its functions and duties, to generate its own funds and resources to
help augment its budgetary requirements and ensure the uplift of its members and
personnel.
It is of public record that, while the judiciary is one of the three co-equal branches
of government, it has consistently received less than 1% of the total annual
appropriation of the entire bureaucracy.
As authorized by PD 1949, the judiciary augments its budgetary requirements
through the JDF, which is in turn derived from, among others, the marginal increases in
legal fees since 1984.
Section 1 of PD 1949 imposes the following percentage limits on the use of the
JDF:
"That at least eighty percent (80%) of the Fund shall be used for cost of
living allowances, and not more than twenty percent (20%) of the said Fund shall
be used for o ce equipment and facilities of the Courts located where the legal
fees are collected; Provided, further, That said allowances of the members and
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personnel of the Judiciary shall be distributed in proportion of their basic salaries;
and, Provided, nally, That bigger allowances may be granted to those receiving a
basic salary of less than P1,000.00 a month.
Section 2 thereof grants to the Chief Justice the sole and exclusive power to
authorize disbursements and expenditures of the JDF:
SECTION 2.The Chief Justice of the Supreme Court shall administer and
allocate the Fund and shall have the sole exclusive power and duty to approve
and authorize disbursements and expenditures of the Fund in accordance with
the guidelines set in this Decree and its implementing rules and regulations.
(Emphasis supplied).
Section 3 of the same law empowers the Commission on Audit (COA) to make a
quarterly audit of the JDF:
SECTION 3.The amounts accruing to the Fund shall be deposited by the
Chief Justice or his duly authorized representative in an authorized government
depository bank or private bank owned or controlled by the Government, and the
income or interest earned shall likewise form part of the Fund. The Commission
on Audit through the Auditor of the Supreme Court or his duly authorized
representative shall quarterly audit the receipts, revenues, uses, disbursements
and expenditures of the Fund, and shall submit the appropriate report in writing to
the Chairman of the Commission on Audit and to the Chief Justice of the
Supreme Court, copy furnished the Presiding Appellate Justice of the Intermediate
Appellate Court and all Executive Judges. (Emphasis supplied).
It is clear from PD 1949 that it is the COA, not Congress, that has the power to
audit the disbursements of the JDF and determine if the same comply with the 80-20
ratio set by the law.
In the course of the House Committee on Justice's investigation on the rst
impeachment complaint, the COA submitted to the said body a copy of its audit report,
together with pertinent supporting documents, that the JDF was used and allocated
strictly in accordance with PD 1949.
Because some congressmen disagreed with the COA report clearing the Chief
Justice of any illegality or irregularity in the use and disbursement of the JDF, a second
impeachment complaint was filed charging him with alleged "misuse of the JDF." At this
point, the question foremost in my mind is: what would be the basis of such charges if
the COA itself already cleared the Chief Justice?
Aside from its statutory power under PD 1949 to audit the JDF, the COA alone
has the constitutional power to audit and investigate all nancial accounts of the
government, including the JDF. aTHASC
Article IX (D), Section 2 (1) and (2) of the Constitution empowers and obligates
the COA as follows:
Sec. 2.(1) The Commission on Audit shall have the power, authority, and
duty to examine, audit, and settle all accounts pertaining to the revenue and
receipts of, and expenditures or uses of funds and property, owned or held in trust
by, or pertaining to, the Government , or any of its subdivisions, agencies, or
instrumentalities, including government-owned and controlled corporations with
original charters, and on a post-audit basis: (a) constitutional bodies,
commissions and o ces that have been granted scal autonomy under this
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Constitution; (b) autonomous state colleges and universities; (c) other
government-owned or controlled corporations and their subsidiaries; and (d) such
non-governmental entities receiving subsidy or equity, directly or indirectly, from
or through the Government, which are required by law or the granting institution to
submit such audit as a condition of subsidy or equity. However, where the internal
control system of the audited agencies is inadequate, the Commission may adopt
such measures, including temporary or special pre-audit, as are necessary and
appropriate to correct the de ciencies. Preserve the vouchers and other
supporting papers pertaining thereto.
(2)The Commission shall have exclusive authority, subject to the
limitations in this Article to de ne the scope of its audit examination, establish
the techniques and methods required therefore, and promulgate accounting and
auditing rules and regulations, including those for the prevention and
disallowance of irregular, unnecessary, excessive, extravagant, or unconscionable
expenditures, or uses of government funds and properties.
Under the foregoing provisions, the COA alone has broad powers to examine and
audit all forms of government revenues, examine and audit all forms of government
expenditures, settle government accounts, de ne the scope and techniques for its own
auditing procedures, promulgate accounting and auditing rules "including those for the
prevention and disallowance of irregular, unnecessary, excessive, extravagant, or
unconscionable expenditures," decide administrative cases involving expenditure of
public funds, and to conduct post-audit authority over "constitutional bodies,
commissions and o ces that have been granted scal autonomy under this
Constitution." The provision on post-audit recognizes that there are certain government
institutions whose operations might be hampered by pre-audit requirements.
Admittedly, Congress is vested with the tremendous power of the purse,
traditionally recognized in the constitutional provision that "no money shall be paid out
of the Treasury except in pursuance of an appropriation made by law." 2 7 It
comprehends both the power to generate money by taxation (the power to tax) and the
power to spend it (the power to appropriate). The power to appropriate carries with it
the power to specify the amount that may be spent and the purpose for which it may be
spent. 2 8
Congress' power of the purse, however, can neither traverse on nor diminish the
constitutional power of the COA to audit government revenues and expenditures.
Notably, even the expenditures of Congress itself are subject to review by the
COA under Article VI, Section 20 of the Constitution:
Sec. 20.The records and books of accounts of the Congress shall be
preserved and be open to the public in accordance with law, and such books shall
be audited by the Commission on Audit which shall publish annually an itemized
list of amounts paid to and expense incurred for each member. (Emphasis
supplied).
The COA's exclusive and comprehensive audit power cannot be impaired even by
legislation because of the constitutional provision that no law shall be passed
exempting any entity of the government or its subsidiary or any investment of public
funds from COA jurisdiction. 2 9
Neither can Congress dictate on the audit procedures to be followed by the COA
under Article IX (D), Section 2 (2).
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In sum, after Congress exercises its power to raise revenues and appropriate
funds, the power to determine whether the money has been spent for the purpose for
which it is allocated now belongs to the COA. Stated otherwise, it is only through the
COA that the people can verify whether their money has been properly spent or not. 3 0
As it is a basic postulate that no one is above the law, Congress, despite its
tremendous power of the purse, should respect and uphold the judiciary's scal
autonomy and the COA's exclusive power to audit it under the Constitution. DcHSEa
Not only is Congress precluded from usurping the COA's power to audit the JDF,
Congress is also bound to respect the wisdom of the judiciary in disbursing it. It is for
this precise reason that, to strengthen the doctrine of separation of powers and judicial
independence, Article VIII, Section 3 of the Constitution accords scal autonomy to the
judiciary:
Sec. 3.The Judiciary shall enjoy scal autonomy. Appropriations for the
Judiciary may not be reduced by the legislature below the amount appropriated
for the previous year and, after approval, shall be automatically and regularly
released.
In essence, scal autonomy entails freedom from outside control and limitations,
other than those provided by law. It is the freedom to allocate and utilize funds granted
by law, in accordance with law and pursuant to the wisdom and dispatch its needs may
require from time to time.
Wherefore, I vote to grant the petitions (1) for this Court to exercise its
jurisdiction and power of judicial review immediately; (2) to declare Rule V, Sections 16
and 17 of the Rules on Impeachment Proceedings of the House of Representatives
unconstitutional and (3) to declare the second impeachment complaint led pursuant
to such rules to be likewise unconstitutional.
CALLEJO, SR. , J .:
I concur with modi cations with the encompassing ponencia of Justice Conchita
Carpio-Morales. However, I nd it imperative to submit this separate opinion to set
forth some postulates on some of the cogent issues.
Briefly, the factual antecedents are as follows:
On June 2, 2003, a veri ed impeachment complaint was led with the O ce of
the Secretary General of the House of Representatives by former President Joseph E.
Estrada against Chief Justice Hilario G. Davide, Jr. and seven (7) other associate
justices of the Court for violation of the Constitution, betrayal of public trust and
committing high crimes. The complaint was referred to the Speaker of the House, who
had the same included in the Order of Business. Thereafter, the complaint was referred
to the Committee on Justice and Human Rights.
On October 13, 2003, the House Committee on Justice included the rst
impeachment complaint in its order of business. The Committee voted that the
complaint was su cient in form. However, on October 22, 2003, the said House
Committee dismissed the rst impeachment complaint for insu ciency of substance.
The same Committee has not yet transmitted its report to the plenary.
The following day, or on October 23, 2003, a veri ed impeachment complaint
was led with the O ce of the Secretary General of the House by the complainants,
Representatives Gilberto C. Teodoro, First District, Tarlac, and Felix William D.
Fuentebella, Third District, Camarines Sur, against Chief Justice Hilario G. Davide, Jr., for
graft and corruption, betrayal of public trust, culpable violation of the Constitution and
failure to maintain good behavior while in o ce. Attached to the second impeachment
complaint was a Resolution of Endorsement/Impeachment signed by at least one-third
(1/3) of all the members of the House of Representatives.
On October 24, 2003, the Majority and Minority Leaders of the House of
Representatives transmitted to the Executive Director, Plenary Affairs Division of the
House of Representatives, the aforesaid Veri ed Impeachment Complaint and
Resolution of Endorsement for its inclusion in the Order of Business, and for the
endorsement of the House to the Senate within three days from its inclusion pursuant
to Section 15, Rule IV of the 2001 Rules of Procedure on Impeachment Proceedings.
The Impeachment Complaint and Resolution of Endorsement were included in the
business of the House of Representatives at 2:00 p.m. of October 28, 2003. However,
the matter of the transmittal of the Complaint of Impeachment was not resolved
because the session was adjourned, to resume at 4:00 p.m. on November 10, 2003.
On October 27, 2003, Ernesto B. Francisco, Jr. led his petition for certiorari and
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prohibition for the nulli cation of the October 23, 2003 Impeachment Complaint with a
plea for injunctive relief. The Integrated Bar of the Philippines led a similar petition for
the nulli cation of Sections 16 and 17 of Rule V of the 2001 House Rules of Procedure
in Impeachment Proceedings. The petitioners Congressmen in G.R. No. 160295 also
manifested to the Court and prayed during the hearing on November 6, 2003 that Rule V
of the 2001 Rules of Procedure on Impeachment Proceedings be declared
unconstitutional. Similar petitions were also filed with the Court by other parties against
the same Respondents with the Court.
In their Manifestation, Respondents Speaker of the House, et al., urged the Court
to dismiss the petitions on the ground that the Court has no jurisdiction over the
subject matter of the petition and the issues raised therein. They assert that the Court
cannot prohibit or enjoin the House of Representatives, an independent and co-equal
branch of the government, from performing its constitutionally mandated duty to
initiate impeachment cases. They submit that the impeachment proceedings in the
House is "nonjusticiable," falling within the category of "political questions," and,
therefore, beyond the reach of this Court to rule upon. They counter that the October 23,
2003 Complaint was the rst complaint for Impeachment led against Chief Justice
Hilario G. Davide, Jr., the complaint for Impeachment led by former President Joseph
Ejercito Estrada having been deemed uninitiated. In its Manifestation to the Court, the
respondent Senate of the Philippines asserts that: (a) the petitions are premature
because the Articles of Impeachment have yet to be transmitted to the Senate by the
House of Representatives; and (b) the issues raised in the petition pertain exclusively to
the proceedings in the House of Representatives.
In his Comment on the petitions, Respondent-Intervenor Senator Aquilino Q.
Pimentel, Jr. contends that the Court has no jurisdiction to resolve the legality of the
October 23, 2003 Complaint/Articles of Impeachment, as the said issue involves a
political question, the resolution of which is beyond the jurisdiction of the Court. It is the
Senate, sitting as an Impeachment Court, that is competent to resolve the issue of
whether the Complaint of Impeachment led on October 23, 2003 was led within the
one year time-bar. The Senate, sitting as an impeachment tribunal as sole power to try
and decide an impeachment case, is according to the Senator, beyond the reach of the
Court to decide.
The threshold issues raised by the parties may be synthesized, thus: (a) whether
the Petitioners have locus standi; (b) whether the Court has jurisdiction over the subject
matter of the petitions and of the issues; (c) if in the a rmative, whether the petitions
are premature; (d) whether judicial restraint should be exercised by the Court; (e)
whether Sections 16 and 17 of Rule V of the House Rules of Procedure in Impeachment
Cases are unconstitutional; and (f) whether the October 23, 2003 Complaint of
Impeachment against the Chief Justice is time-barred.
On the Issue of Locus Standi of the Petitioners
The issue of whether or not this Court has jurisdiction over the issues has
reference to the question of whether the issues are justiciable, more speci cally
whether the issues involve political questions. The resolution of the issues involves the
construction of the word "initiate." This, in turn, involves an interpretation of Section
3(5), Article XI of the Constitution, in relation to Sections 3(1) and 3(2) thereof, which
read:
Sec. 3.(1)The House of Representatives shall have the exclusive power to
initiate all cases of impeachment.
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(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing and by a majority vote of all its Members,
shall submit its report to the House within sixty session days from such referral,
together with the corresponding resolution. The resolution shall be calendared for
consideration by the House within ten session days from receipt thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
There is no doubt that the petitions at bar were seasonably led against the
respondents Speaker Jose de Venecia and his co-respondents. In Aquilino Pimentel Jr.
v. Aguirre, 1 3 this Court ruled that upon the mere enactment of the questioned law or the
approval of the challenged action, the dispute is said to have ripened into a judicial
controversy even without any other overt act. Indeed, even a singular violation of the
Constitution and/or the law is enough to awaken judicial duty. In this case, the
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respondents had approved and implemented Sections 16 and 17, Rule V of the 2001 of
the Rules of Procedure, etc. and had taken cognizance of and acted on the October 23,
2003 complaint of impeachment; the respondents are bent on transmitting the same to
the respondent Senate. Inscrutably, therefore, the petitions at bar were seasonably led
against said respondents. However, I agree with the respondent Senate that the
petitions were premature, the issues before the Court being those that relate solely to
the proceedings in the House of Representatives before the complaint of impeachment
is transmitted by the House of Representatives to the Senate.
On the issue of judicial self-restraint, Amici Curiae Dean Raul Pangalangan and
Dean Paci co Agabin presented two variant aspects: Dean Raul Pangalangan suggests
that the Court orders a suspension of the proceedings in this Court and allow the
complainants to withdraw their complaints and the House of Representatives to rectify
Rule V of the 2001 House Rules of Procedure. Dean Paci co Agabin suggests that the
Court deny due course and dismiss the petitions to enable the Senate to resolve the
issues in the instant cases. Their proposals prescind from the duty of the Court under
Section 1, Article VIII of the Constitution to resolve the issues in these cases. The
suggestions of the amici curiae relate to the principles of exhaustion of administrative
remedies and the doctrine of primary jurisdiction.
I find the suggestions of the amici curiae unacceptable.
First. The complainants and the endorsers of their complaint and even the House
of Representatives through the Respondent Speaker Jose de Venecia are bent on
transmitting the impeachment complaint to the Senate without delay.
Second. The courts should take cognizance of and resolve an action involving
issues within the competence of a tribunal of special competence without the need of
the latter having to resolve such issue where, as in this case, Respondent Speaker Jose
de Venecia and his co-respondents acted with grave abuse of discretion, arbitrariness
and capriciousness is manifest. 1 4
Third. The issue of whether or not the October 23, 2003 complaint of
impeachment is time-barred is not the only issue raised in the petitions at bar. As
important, if not more important than the said issue, is the constitutionality of Sections
16 and 17, Rule V of the 2001 House Rules of Procedure. In fact, the resolution of the
question of whether or not the October 23, 2003 complaint for impeachment is time-
barred is anchored on and is inextricably interrelated to the resolution of this issue.
Furthermore, the construction by the Court of the word "initiate" in Sections 3(1) and (5)
in relation to Section 3(3), Article XI of the Constitution is decisive of both issues.
Fourth. The Senate has no jurisdiction to resolve the issue of the constitutionality
of Sections 16 and 17, Rule V of the 2001 House Rules of Procedure, in the same
manner that the House of Representatives has no jurisdiction to rule on the
constitutionality of the Impeachment Rules of the Senate. The Senate and the House of
Representatives are co-equal. I share the view of Justice Isagani Cruz in his concurring
opinion in Fernandez v. Torres 1 5 that an unconstitutional measure should be slain on
sight. An illegal act should not be reprieved by procedural impediments to delay its
inevitable annulment. If the Court resolves the constitutionality of Rule V of the 2001
Rules of Procedure, and leaves the issue of whether the October 23, 2003 Complaint of
Impeachment to be resolved by the Senate, this will promote multiplicity of suits and
may give rise to the possibility that the Court and the Senate would reach con icting
decisions. Besides, in Daza v. Singson 1 6 this Court held that the transcendental
importance to the public, strong reasons of public policy, as well as the character of the
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situation that confronts the nation and polarizes the people are exceptional
circumstances demanding the prompt and de nite resolution of the issues raised
before the Court.
Fifth. The doctrine of primary jurisdiction comes into play in the Senate only upon
the transmittal of the impeachment complaint to it.
Sixth. The resolution of whether the October 23, 2003 Complaint of
Impeachment is time-barred does not require the application of a special skill or
technical expertise on the part of the Senate.
Sections 16 and 17, Rule V of the 2001 Rules of Procedure, etc. is unconstitutional
The petitioners contend that Sections 16 and 17, Rule V of the 2001 House Rules
of Procedure construing Section 3(5), Article XI is unconstitutional. Respondent
Speaker Jose G. de Venecia and his co-respondents contend that the June 2, 2003
Complaint for Impeachment led by former President Joseph E. Estrada against Chief
Justice Hilario Davide, Jr., and seven other Justices of the Supreme Court "did not reach
rst base and was never initiated by the House of Representatives, and, in fact, the
committee report has yet to be led and acted upon by the House of Representatives."
The respondents further assert that the only complaint for impeachment o cially
initiated by the House of Representatives is the October 23, 2003 Complaint led by
Congressmen Gilberto Teodoro and Felix William Fuentebella. The respondents nally
contend that their interpretation of Rule V of the 2001 Rules of Procedure in relation to
Sections 3(4) and 3(5), Article XI of the Constitution is the only rational and reasonable
interpretation that can be given, otherwise, the extraordinary remedy of impeachment
will never be effectively carried out because impeachable o cials can conveniently
allow or manipulate the ling of bogus complaints against them every year to foreclose
this remedy. The respondents cite the commentary of Fr. Joaquin Bernas, one of the
amici curiae of the Court in his book, "The 1987 Constitution of the Republic of the
Philippines, A Commentary, 1996 ed., p. 1989."
The submissions of the respondents do not hold water.
Section 3, Article XI of the Constitution reads:
SECTION 3.(1)The House of Representatives shall have the exclusive
power to initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
The House of Representatives distorted and ignored the plain words of Section
3(1), Article XI of the Constitution when it provided in Section 16, Rule V that a
complaint of impeachment is "deemed initiated" in the House of Representatives "on
the day the committee of justice nds that the said veri ed complaint and/or resolution
against such o cial, as the case may be, is su cient in substance or on the date the
House votes to overturn or a rm the nding of the said committee that the veri ed
complaint and/or resolution, as the case may, be is not su cient in substance."
Consequently, it also distorted the computation of the one year period time bar under
Section 3(5), Article XI of the Constitution to begin only "on the day this committee on
justice nds that the veri ed complaint and/or resolution against such o cial is
su cient in substance or on the date the house votes to overturn or a rm the nding
of the said committee that the veri ed complaint and/or resolution, as the case may be,
is not su cient in substance." Since Rule V of the 2001 Rules of Procedure is contrary
to the Constitution, the said rule is void. Resultantly, the complaint for impeachment
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against seven Justices of this Court led by former President Joseph Ejercito Estrada
with the o ce of the Secretary General of the House of Representatives was initiated
within the context of Section 3(5), Article XI of the Constitution. The complaint was filed
on June 2, 2003 and referred to the House Committee on Justice and Human Rights
shortly thereafter. However, Congressmen Gilberto Teodoro and Felix William
Fuentebella initiated impeachment proceedings against Chief Justice Hilario G. Davide,
Jr., with the Resolution of Endorsement of the Complaint for Impeachment by more
than one-third of the members of the House of Representatives on October 23, 2003
well within one year from the initiation of the June 2, 2003 of former President Joseph
E. Estrada. Irrefragably then, the October 23, 2003 complaint for impeachment led by
Congressmen Gilberto C. Teodoro, Jr. and Felix William D. Fuentebella is a second
complaint for impeachment, which, under Section 3(5), Article XI of the Constitution, is
proscribed.
IN THE LIGHT OF ALL THE FOREGOING, I vote to DENY DUE COURSE and to
DISMISS all the petitions against the respondent Senate of the Philippines; and to DENY
DUE COURSE and DISMISS the petition in G.R. No. 160397; and to give due course and
grant the rest of the petitions against the respondent Speaker Jose G. de Venecia and
his co-respondents.
Accordingly, Rule V of the 2001 House Rules of Procedure in Impeachment
Proceedings which was approved by the respondent House of Representatives on
November 28, 2001 is UNCONSTITUTIONAL. The complaint of impeachment led by
the respondents Representatives Gilberto C. Teodoro, Jr. and Felix William G.
Fuentebella on October 22, 2003 is barred under Article XI, Section 3(5) of the
Constitution.
AZCUNA , J .:
It is clear, therefore, that unlike the Constitutions of other countries, that of the
Philippines, our Constitution, has opted textually to commit the sole power and the
exclusive power to this and to that Department or branch of government, but in doing
so it has further provided speci c procedures and equally textually identi able limits to
the exercise of those powers. Thus, the ling of the complaint for impeachment is
provided for in detail as to who may le and as to what shall be done to the complaint
after it is led, the referral to the proper Committee, its hearing, its voting, its report to
the House, and the action of the House thereon, and the timeframes for every step
(Subsection 2).
Similarly, the required number of votes to a rm or override a favorable or
contrary resolution is stated (Subsection 3).
So, also, what is needed for a complaint or resolution of impeachment to
constitute the Articles of Impeachment, so that trial by the Senate shall forthwith
proceed, is speci cally laid down, i.e., a veri ed complaint or resolution of
impeachment led by at least one-third of all the Members of the House (Subsection
4).
It is my view that when the Constitution not only gives or allocates the power to
one Department or branch of government, be it solely or exclusively, but also, at the
same time, or together with the grant or allocation, speci cally provides certain limits
to its exercise, then this Court, belonging to the Department called upon under the
Constitution to interpret its provisions, has the jurisdiction to do so.
And, in fact, this jurisdiction of the Court is not so much a power as a duty, as
clearly set forth in Article VIII, Section 1 of the Constitution:
Section 1.The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.
This function of the Court is a necessary element not only of the system of
checks and balances, but also of a workable and living Constitution. For absent an
agency or organ that can rule, with nality, as to what the terms of the Constitution
mean, there will be uncertainty if not chaos in governance, i.e., no governance at all. This
is what the noted writer on legal systems, Prof. H.L.A. Hart, calls the need for a Rule of
Recognition in any legal system, without which that system cannot survive and dies
(HART, THE CONCEPT OF LAW, 92, 118).
From as far back as Angara v. Electoral Commission, 63 Phil. 139 (1936), it has
been recognized that this is not the supremacy of the Court. It is the supremacy of the
Constitution and of the sovereign Filipino people who ordained and promulgated it.
Proceeding, then, to do our duty of construing the Constitution in a matter of
profound necessity, we are called upon to rule whether the second complaint of
impeachment is in accord with Article XI, Sec. 3(5) of the Constitution, which states:
No impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year.
I say it is not.
The purpose of this provision is two-fold: to prevent undue or too frequent
harassment; and (2) to allow the legislature to do its principal task, legislation.
As aptly put by the Association of Retired Justices of the Supreme Court:
"The debate as to the sense of the provision starts with the 1986
Constitutional Commission. Commissioner Villacorta, Commissioner of the 1986
Constitutional Commission, posited this query:
MR. VILLACORTA. Madam President, I would just like to ask the
Committee three questions:
On Section 3, page 2, lines 12 to 14, the last paragraph reads as
follows: 'No impeachment proceedings shall be initiated against the same
o cial more than once within a period of one year.' Does this mean that
even if an evidence is discovered to support another charge or ground for
impeachment, a second or subsequent proceeding cannot be initiated
against the same o cial within a period of one year? In other words, one
year has to elapse before a second or subsequent charge or proceeding
can be initiated. The intention may be to protect the public o cial from
undue harassment. On the other hand, is this not undue limitation on the
accountability of public o cers? Anyway, when a person accepts a public
trust, does he not consider taking the risk of accounting for his acts or
misfeasance in office?
"May you live in interesting times," say the Chinese. Whether as a curse or a
blessing, the Filipinos' lot, it seems, is to live in "interesting" times. In our recent past, we
saw the imposition of martial law, 1 the rati cation of a new Constitution, 2 the
installation of a revolutionary government, 3 the promulgation of a provisional
Constitution 4 the rati cation of the present one, 5 as well as attempted power-grabs by
military elements resulting in the arrest of the then Defense Minister. 6 We saw the fall
from grace of a once popular president, and the ascension to o ce of a new president.
7
To all these profound events, the Court bore witness — not silent but, possibly,
muted. In all these profound events, the Court took part — mostly passive and,
sometimes, so it is said, active — by upholding or revoking State action.
Today, the Court is again asked to bear witness and take part in another
unparalleled event in Philippine history: the impeachment of the Chief Justice. Perhaps
not since Javellana and the martial law cases has the Supreme Court, even the entire
judiciary, come under greater scrutiny.
The consequences of this latest episode in our colorful saga are palpable. The
economy has plunged to unprecedented depths. The nation, divided and still reeling
from the last impeachment trial, has again been exposed to a similar spectacle. Threats
of "military adventurists" seizing power have surfaced.
Punctuating the great impact of the controversy on the polity is the astounding
fast clip by which the factual milieu has evolved into the current conundrum of far-
reaching proportions. Departing from the tradition of restraint of the House of
Representatives, if not acute hesitancy in the exercise of its impeachment powers, we
saw more than one-third of the House membership exed their muscles in the past
fortnight with no less than the Chief Justice as the target.
On June 2, 2003, former President Estrada led a complaint for impeachment
before the House of Representatives against six incumbent members of the Supreme
Court who participated in authorizing the administration of the oath to President
Macapagal-Arroyo and declaring the former president resigned in Estrada v. Desierto. 8
Chief among the respondents is Chief Justice Hilario G. Davide, Jr. 9 himself, the same
person who co-presided the impeachment trial of Estrada and personally swore in
Macapagal-Arroyo as President. Also impleaded in the complaint are two other justices
1 0 for their alleged role, prior to their appointment to this Court, in the events that led to
the oath-taking. Nothing substantial happened until the House Committee on Justice
included the complaint in its Order of Business on October 13, 2003, and ruled that the
same was "su cient in form." However, the Committee dismissed the complaint on
October 22, 2003 for being insu cient in substance. But the Committee deferred the
preparation of the formal Committee Report that had to be led with the Rules
Committee. As it turned out, there was a purpose behind the delay. The next day, on
October 23, 2003, another complaint was led by respondent Representatives Gilberto
Teodoro, Jr. and Felix William Fuentebella against the Chief Justice alone, alleging
irregularities in the administration of the Judiciary Development Fund.
Several petitions, eighteen in all, were led before this Court, most of them
assailing speci c provisions of the House of Representatives' Rules on Impeachment,
as well as the second impeachment complaint against the Chief Justice, for being
contrary to Section 3 (5), Article XI of the Constitution on Accountability of Public
Officers. Sections 2 and 3 of said Article read in full:
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SEC. 2.The President, the Vice-President, the Members of the Supreme
Court, the Members of the Constitutional Commissions, and the Ombudsman
may be removed from o ce, on impeachment for, and conviction of, culpable
violation of the Constitution, treason, bribery, graft and corruption, other high
crimes, or betrayal of public trust. All other public o cers and employees may be
removed from office as provided by law, but not by impeachment.
SEC. 3.(1)The House of Representatives shall have the exclusive power to
initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial and punishment according to law.
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section. [Emphasis supplied.]
Article VIII, Section 1 is a rule of jurisdiction, 2 2 one that expands the Supreme
Court's authority to take cognizance of and decide cases. No longer was the exercise of
judicial review a matter of discretion on the part of the courts bound by perceived
notions of wisdom. No longer could this Court shirk from the "irksome task of inquiring
into the constitutionality and legality of legislative or executive action when a justiciable
controversy is brought before the courts by someone who has been aggrieved or
prejudiced by such action." 2 3 An eminent member of the present Court, Justice Puno,
described the scope of judicial power in this wise:
In the Philippine setting, there is a more compelling reason for courts to
categorically reject the political question defense when its interposition will cover
up abuse of power. For section 1, Article VIII of our Constitution was intentionally
cobbled to empower courts ". . . to determine whether or not there has been a
grave abuse of discretion amounting to lack or excess of jurisdiction on the part
of any branch or instrumentality of the government." This power is new and was
not granted to our courts in the 1935 and 1972 Constitutions. It was not also
Xeroxed from the US Constitution or any foreign state constitution. The CONCOM
granted this enormous power to our courts in view of our experience under martial
law where abusive exercises of state power were shielded from judicial scrutiny
by the misuse of the political question doctrine. Led by the eminent former Chief
Justice Roberto Concepcion, the CONCOM expanded and sharpened the checking
powers of the judiciary vis-a-vis the Executive and the Legislative departments of
government. In cases involving the proclamation of martial law and suspension
of the privilege of habeas corpus, it is now beyond dubiety that the government
can no longer invoke the political question defense.
In Tolentino v. Secretary of Finance, I posited the following postulates:
xxx xxx xxx
Section 1.The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.
Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government.
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Former Chief Justice Roberto R. Concepcion, the sponsor of this provision
in the Constitutional Commission explained the sense and the reach of judicial
power as follows:
xxx xxx xxx
. . . In other words, the judiciary is the nal arbiter on the question of
whether or not a branch of government or any of its o cials has acted without
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction. This is not only a judicial power but a duty to pass
judgment on matters of this nature.
This is the background of paragraph 2 of Section 1, which means that the
courts cannot hereafter evade the duty to settle matters of this nature, by claiming
that such matters constitute political question.
The Constitution cannot be any clearer. What it granted to this Court is not
a mere power which it can decline to exercise. Precisely to deter this
disinclination, the Constitution imposed it as a duty of this Court to strike down
any act of a branch or instrumentality of government or any of its o cials done
with grave abuse of discretion amounting to lack or excess of jurisdiction. Rightly
or wrongly, the Constitution has elongated the checking powers of this Court
against the other branches of government despite their more democratic
character, the President and the legislators being elected by the people. 2 4
Thus, in the case of the House and Senate Electoral Tribunals, this Court has
assumed jurisdiction to review the acts of these tribunals, notwithstanding the
Constitutional mandate that they shall act as "sole judges" of all contests relating to the
election, returns, and quali cations of the members of Congress. The Court asserted
this authority as far back as 1936, in the landmark case of Angara v. Electoral
Commission. 2 5 More recently, this Court, speaking through Justice Puno, expounded
on the history of the Court's jurisdiction over these tribunals:
In sum, our constitutional history clearly demonstrates that it has been our
consistent ruling that this Court has certiorari jurisdiction to review decisions and
orders of Electoral Tribunals on a showing of grave abuse of discretion. We made
this ruling although the Jones Law described the Senate and the House of
Representatives as the 'sole judges' of the election, returns, and quali cations of
their elective members. It cannot be overstressed that the 1935 Constitution also
provided that the Electoral Tribunals of the Senate and the House shall be the
'sole judge' of all contests relating to the election, returns, and quali cations of
their respective Members. Similarly, the 1973 Constitution transferred to the
COMELEC the power be the 'sole judge' of all contests relating to the election,
returns, and quali cations of all members of the Batasang Pambansa. We can
not lose sight of the signi cance of the fact that the certiorari jurisdiction of this
Court has not been altered in our 1935, 1973 and 1987 Constitutions.
Forty-six years ago, this Court in Tañada v . Cuenco 3 5 was confronted with the
question of whether the procedure laid down in the 1935 Constitution for the selection
of members of the Electoral Tribunals was mandatory. After ruling that it was not a
political question, the Court proceeded to a rm the mandatory character of the
procedure in these words:
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The procedure prescribed in Section 11 of Article VI of the Constitution for
the selection of members of the Electoral Tribunals is vital to the role they are
called upon to play. It constitutes the essence of said Tribunals. Hence,
compliance with said procedure is mandatory and acts performed in violation
thereof are null and void. 3 6
Ten years later, the Court in Gonzales v. Commission on Elections 3 7 resolved the
issue of whether a resolution of Congress proposing amendments to the Constitution
is a political question. It held that it is not and is therefore subject to judicial review.
Indeed, the power to amend the Constitution or to propose amendments
thereto is not included in the general grant of legislative powers to Congress. It is
part of the inherent powers of the people — as the repository of sovereignty in a
republican state, such as ours — to make, and, hence, to amend their own
Fundamental Law. Congress may propose amendments to the Constitution
merely because the same explicitly grants such power. Hence, when exercising
the same, it is said that Senators and Members of the House of Representatives
act, not as members of Congress, but as component elements of a constituent
assembly. When acting as such, the members of Congress derive their authority
from the Constitution, unlike the people, when performing the same function for
their authority does not emanate from the Constitution — they are the very source
of all powers of government, including the Constitution itself .
Political questions are neatly associated with the wisdom, not the legality
of a particular act. Where the vortex of the controversy refers to the legality or
validity of the contested act, that matter is de nitely justiciable or non-political.
What is in the heels of the Court is not the wisdom of the act of the incumbent
President in proposing amendments to the Constitution, but his constitutional
authority to perform such act or to assume the power of a constituent assembly.
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Whether the amending process confers on the President that power to propose
amendments is therefore a downright justiciable question. Should the contrary be
found, the actuation of the President would merely be a brutum fulmen. If the
Constitution provides how it may be amended, the judiciary as the interpreter of
that Constitution, can declare whether the procedure followed or the authority
assumed was valid or not.
We cannot accept the view of the Solicitor General, in pursuing his theory
of non-justiciability, that the question of the President's authority to propose
amendments and the regularity of the procedure adopted for submission of the
proposals to the people ultimately lie in the judgment of the latter. A clear
Descartes fallacy of vicious circle. Is it not that the people themselves, by their
sovereign act, provided for the authority and procedure for the amending act,
provided for the authority and procedure for the amending process when they
rati ed the present Constitution in 1973? Whether, therefore, that constitutional
provision has been followed or not is indisputably a proper subject of inquiry, not
by the people themselves — of course — who exercise no power of judicial review,
but by the Supreme Court in whom the people themselves vested that power, a
power which includes the competence to determine whether the constitutional
norms for amendments have been observed or not. And, this inquiry must be done
a priori n ot a posteriori, i.e., before the submission to and rati cation by the
people. 4 0
The doctrine that may be drawn from the cited decisions is clear. The
determination of compliance with a rule, requirement or limitation prescribed by the
Constitution on the exercise of a power delegated by the Constitution itself on a body
or official is invariably a justiciable controversy.
Contrary to what respondent Speaker Jose G. De Venecia and intervenor Senator
Aquilino Pimentel have posited, the ruling in Nixon v. United States 4 1 is not applicable
to the present petitions. There, the U.S. Supreme Court held that the constitutional
challenge to the hearing of the impeachment case by a committee created by the
Senate is nonjusticiable. As pointed out earlier, the provisions of the 1987 Constitution
on impeachment at the House level explicitly lay out the procedure, requirements and
limitations. In contrast, the provision for the Senate level, like in the U.S. Constitution, is
quite sparse. So, if at all, Nixon would be persuasive only with respect to the Senate
proceedings. Besides, Nixon leaves open the question of whether all challenges to
impeachment are nonjusticiable. 4 2
The term "judicial supremacy" was previously used in relation to the Supreme
Court's power of judicial review, 4 3 yet the phrase wrongly connotes the bugaboo of a
judiciary supreme to all other branches of the government. When the Supreme Court
mediates to allocate constitutional boundaries or invalidates the acts of a coordinate
body, what it is upholding is not its own supremacy, but the supremacy of the
Constitution. 4 4 When this supremacy is invoked, it compels the errant branches of
government to obey not the Supreme Court, but the Constitution.
There are other requisites for justiciability of a constitutional question which we
have traditionally recognized — namely: the presence of an actual case or controversy;
the matter of standing, or when the question is raised by a proper party; the
constitutional question must be raised at the earliest possible opportunity; and that the
decision on the constitutional question must be necessary to the determination of the
case itself. 4 5 Justice Carpio-Morales, in her scholarly opinion, has addressed these
issues as applied to this case de nitively. I just would like to add a few thoughts on the
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questions of standing and ripeness.
It is argued that this Court cannot take cognizance of the petitions because
petitioners do not have the standing to bring the cases before us. Indeed, the numerous
petitioners have brought their cases under multifarious capacities, but not one of them
is the subject of the impeachment complaint. However, there is a wealth of
jurisprudence that would allow us to grant the petitioners the requisite standing in this
case, and any lengthy disquisition on this matter would no longer be remarkable. But
worthy of note is that the petitioners in G.R. No. 160295 4 6 are suing in their capacities
as members of the House of Representatives. Considering that they are seeking to
invalidate acts made by the House of Representatives, their standing to sue deserves a
brief remark.
The injury that petitioners-congressmen can assert in this case is arguably more
demonstrable than that of the other petitioners. Relevant in this regard is our ruling in
Philippine Constitution Association v. Enriquez, 4 7 wherein taxpayers and Senators
sought to declare unconstitutional portions of the General Appropriations Act of 1994.
We upheld the standing of the legislators to bring suit to question the validity of any
o cial action which they claim infringes their prerogatives as legislators, more
particularly, the validity of a condition imposed on an item in an appropriation bill. Citing
American jurisprudence, we held:
[T]o the extent to the powers of Congress are impaired, so is the power of
each member thereof, since his o ce confers arrive to participate in the exercise
of the powers of that institution (Coleman v. Miller, 307 U.S. 433 [1939]; Holtzman
v. Schlesinger, 484 F. 2d 1307 [1973]).
An act of the Executive which injuries the institution of Congress causes a
derivative but nonetheless substantial injury, which can be questioned by a
member of Congress (Kennedy v. Jones, 412 F. Supp. 353 [1976]). In such a case,
any member of Congress can have a resort to the courts. 4 8
While inter-chamber courtesy is not a principle which has attained the level of a
statutory command, it enjoys a high degree of obeisance among the members of the
legislature, ensuring as it does the smooth ow of the legislative process. Thus, inter-
chamber courtesy was invoked by the House in urging the Senate to terminate all
proceedings in relation to the jueteng controversy at the onset on the call for the
impeachment of President Estrada, given the reality that the power of impeachment
solely lodged in the House could be infringed by hearings then ongoing in the upper
chamber. 5 5 On another occasion, Senator Joker Arroyo invoked inter-chamber courtesy
in refusing to compel the attendance of two congressmen as witnesses at an
investigation before the Senate Blue Ribbon Committee. 5 6
More telling would be the Senate's disposition as a Court of Impeachment of the
Motion to Quash led by the lawyers of President Estrada during the latter's
impeachment trial. The Motion to Quash was premised on purported defects in the
impeachment complaint which originated from the House of Representatives. Had the
Senate granted the Motion to Quash, it would have, by implication, ruled on whether the
House of Representatives had properly exercised its prerogative in impeaching the
President. The Senate refused to grant the Motion to Quash, a rming the validity of the
procedure adopted by the House of Representatives and expressing its conformity to
the House Rules of Procedure on Impeachment Proceedings. 5 7
It is my belief that any attempt on the part of the Senate to invalidate the House
Rules of Impeachment is obnoxious to inter-chamber courtesy. If the Senate were to
render these House Rules unconstitutional, it would set an unfortunate precedent that
might engender a wrong-headed assertion that one chamber of Congress may
invalidate the rules and regulations promulgated by the other chamber. Verily, the duty
to pass upon the validity of the House Rules of Impeachment is imposed by the
Constitution not upon the Senate but upon this Court.
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On the question of whether it is proper for this Court to decide the petitions, it
would be useless for us to pretend that the o cial being impeached is not a member
of this Court, much less the primus inter pares. Simplistic notions of rectitude will
cause a furor over the decision of this Court, even if it is the right decision. Yet we must
decide this case because the Constitution dictates that we do so. The most fatal
charge that can be levied against this Court is that it did not obey the Constitution. The
Supreme Court cannot afford, as it did in the Javellana case, to abdicate its duty and
refuse to address a constitutional violation of a co-equal branch of government just
because it feared the political repercussions.
And it is comforting that this Court need not rest merely on rhetoric in deciding
that it is proper for it to decide the petitions, despite the fact that the fate of the Chief
Justice rests in the balance. Jurisprudence is replete with instances when this Court
was called upon to exercise judicial duty, notwithstanding the fact that the application
of the same could benefit one or all members of the Court.
In Perfecto vs. Meer, 5 8 the Court passed upon the claim for a tax refund posed
by Justice Gregorio Perfecto. It was noted therein that:
. . . [a]s the outcome indirectly affects all the members of the Court,
consideration of the matter is not without its vexing feature. Yet adjudication may
not be declined, because (a) we are not legally disquali ed; (b) jurisdiction may
not be renounced, as it is the defendant who appeals to this Court, and there is no
other tribunal to which the controversy may be referred; (c) supreme courts in the
United States have decided similar disputes relating to themselves; (d) the
question touches all the members of the judiciary from top to bottom; and (e) the
issue involves the right of other constitutional o cers whose compensation is
equally protected by the Constitution, for instance, the President, the Auditor-
General and the members of the Commission on Elections. Anyway the subject
has been thoroughly discussed in many American lawsuits and opinions, and we
shall hardly do nothing more than to borrow therefrom and to compare their
conclusions to local conditions. There shall be little occasion to formulate new
propositions, for the situation is not unprecedented. 5 9
Again, in Endencia v. David, 6 0 the Court was called upon to resolve a claim for an
income tax refund made by a justice of this Court. This time, the Court had the duty to
rule upon the constitutionality of a law that subjected the income of Supreme Court
Justices to taxation. The Court did not hesitate to tackle the matter. It held:
Under our system of constitutional government, the Legislative department
is assigned the power to make and enact laws. The Executive department is
charged with the execution or carrying out of the provisions of said laws. But the
interpretation and application of said laws belong exclusively to the Judicial
department. And this authority to interpret and apply the laws extends to the
Constitution. Before the courts can determine whether a law is constitutional or
not, it will have to interpret and ascertain the meaning not only of said law, but
also of the pertinent portion of the Constitution in order to decide whether there is
a con ict between the two, because if there is, then the law will have to give way
and has to be declared invalid and unconstitutional. 6 1
Thus, in the cited cases the Court deviated from its self-imposed policy of
prudence and restraint, expressed in pronouncements of its distaste of cases which
apparently cater to the ostensibly self-serving concerns of the Court or its individual
members, and proceeded to resolve issues involving the interpretation of the
Constitution and the independence of the judiciary. We can do no less in the present
petitions. As was declared in Sanidad, 6 4 this Court in view of the paramount interests
at stake and the need for immediate resolution of the controversy has to act a priori,
not a posteriori, as it does now.
Having established the jurisdiction of this Court to decide the petitions, the
justiciability of the issues raised, and the propriety of Court action on the petition, I
proceed now to discuss the constitutionality of the House Rules on Impeachment.
It is suggested that the term "initiate" in Sections 3 (1) and 3 (5), Article XI is
used in the same sense, that is, the ling of the Articles of Impeachment by the House
of Representatives to the Senate:
SEC. 3.(1)The House of Representatives shall have the exclusive power to
initiate all cases of impeachment.
xxx xxx xxx
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year. [Emphasis supplied.]
A review of the history of Section 3 (1) shows that this is not so.
The Constitution of the United States, after which the 1935 and subsequent
Constitutions, as well as our system of government, were patterned, simply states:
5.The House of Representatives shall choose their speaker and other
officers; and shall have the sole power of impeachment. [Sec. 3, Art. I.]
Note that the phrase "power to initiate all cases of impeachment" does not
appear in the above provision. Rather, it uses the shorter clause "power of
impeachment." Webster's Third New International Dictionary de nes "impeach" as, "to
bring an accusation (as of wrongdoing or impropriety) against" or to "charge with a
crime or misdemeanor." Speci cally, it means, to "charge (a public o cial) before a
competent tribunal with misbehavior in o ce" or to "arraign or cite for o cial
misconduct." "Initiate," on the other hand, is de ned primarily as, "to begin or set going,"
or to "make a beginning of," or to "perform or facilitate the rst actions, steps, or stages
of."
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Contrast this with the merely slight difference between Section 3 (6), Article XI of
the 1987 Philippine Constitution ("The Senate shall have the sole power to try and
decide all cases of impeachment.") and Section 3.6, Article I of the U.S. Constitution
("The Senate shall have the sole power to try all impeachments."), the former adding
only the word "decide."
The original 1935 Constitution contemplated a unicameral legislature called
National Assembly but, nevertheless, employed a two-tiered impeachment process.
The "sole power of impeachment" was reposed on the Commission on Impeachment of
the National Assembly, composed of twenty-one members of the Assembly, 6 5 and the
"sole power to try all impeachments," on the National Assembly as a body, less those
who belong to the Commission on Impeachment. The pertinent provisions of Article IX
(Impeachment) of the original 1935 Constitution read:
SEC. 2.The Commission on Impeachment of the National Assembly, by a
vote of two-thirds of its Members, shall have the sole power of impeachment.
SEC. 3.The National Assembly shall have the sole power to try all
impeachments. When sitting for that purpose the Members shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside. No person shall be convicted without the
concurrence of three-fourths of all the Members who do not belong to the
Commission on Impeachment.
Unfortunately, it seems that the 1987 Constitution has retained the same term,
"initiate," used in the 1973 Constitution. The use of the term is improper and
unnecessary. It is the source of the present confusion. Nevertheless, the intent is clear
to vest the power to "impeach" in the House of Representatives. This is a much broader
power that necessarily and inherently includes not only the power to "initiate"
impeachment cases before the Senate, but to investigate complaints led by any
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Member or any citizen, endorsed by any Member, against an impeachable o cial. The
term "initiate" in Section 3 (1), Article XI should, therefore, be read as "impeach" and the
manner in which it is used therein should be distinguished from its usage in Section
3(5) of the same Article.
This conclusion is supported by the object to which the term relates in the
different paragraphs of the same Section 3. Thus, Section 3 (1) speaks of initiating
"cases of impeachment" while Section 3 (5) pertains to the initiation of "impeachment
proceedings." "Cases," no doubt, refers to those led before the Senate. Its use and its
sense are consistent throughout Section 3. Thus, Section 3 (6) states, "The Senate shall
have the sole power to decide all cases [not "proceedings"] of impeachment." Section
3(7) provides, "Judgment in cases [not "proceedings"] of impeachment shall not extend
further than removal from office and disqualification to hold any office . . ."
It may be argued, albeit unsuccessfully, that Sections 16 and 17, Rule V of the
House of Representatives Rules on Impeachment constitute its interpretation of the
Constitution and is, therefore, entitled to great weight. A comparison of these Rules,
which, incidentally were promulgated only recently by the Twelfth Congress, with the
p r evio us Rules adopted by the Eighth, Ninth, Tenth and Eleventh Congress
demonstrates how little regard should be given to this most recent "interpretation." The
old Rules simply reproduced Section 3 (5), Article XI of the Constitution, which is to say,
that they employed a literal interpretation of the same provision, thus:
RULE V
SEC. 14.Scope of Bar. — No impeachment proceedings shall be initiated
against the same official more than once within the period of one year.
It is true that each Congress is not bound by the interpretation of the previous
Congress, that it has the power to disregard the Rules of its predecessor and to adopt
its own Rules to conform to what it may deem as the proper interpretation of the
Constitution. Thus, in Osmeña v. Pendatun, 6 6 the Court held that "the rules adopted by
deliberative bodies are subject to revocation[,] modi cation or waiver at the pleasure of
the body adopting them." The Court concedes the congressional power to interpret the
Constitution in the promulgation of its Rules, but certainly not, as stated earlier, the
congressional interpretation, which, in this case, is so dreadfully contrary, not only to
the language of the provision, but also to the intent of the framers of the Constitution
and to the provision's very philosophy.
are the impeachment proceedings deemed initiated. Until then, the right of the
impeachable o cial against harassment does not attach and is exposed to
harassment by subsequent complaints. Until then, the House would be swamped with
the task of resolving these complaints. Clearly, the Rules do not "effectively carry out
the purpose of" Section 3, Article XI and, in fact, quite creatively killed not only the
language but the spirit behind the constitutional proscription. Clearly, Sections 16 and
17, Rule V of the House Rules on Impeachment contravene Section 3(5), Article XI of
the Constitution. They must be struck down. Consequently, the second impeachment
complaint is barred pursuant to Section 3(4), Article XI of the Constitution.
It is noteworthy that the above conclusion has been reached simply by taking
into account the ordinary meaning of the words used in the constitutional provisions in
point, as well as their rationale. Resort to the rule that the impeachment provisions
should be given a narrow interpretation in relation to the goal of an independent
judiciary need not be made even. 6 8
Nevertheless, this does not mean that the second impeachment complaint is
forever barred; only that it should be dismissed without prejudice to its re- ling after
one year from the ling of the rst impeachment complaint. Indeed, this Court cannot
deprive the House of the exclusive power of impeachment lodged in the House by the
Constitution.
In taking cognizance of this case, the Court does not do so out of empathy or
loyalty for one of our Brethren. Nor does it do so out of enmity or loathing toward the
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Members of a co-equal branch, whom I still call and regard as my Brethren. The Court,
in assuming jurisdiction over this case, to repeat, does so only out of duty, a duty
reposed no less by the fundamental law.
Fears that the Court's conclusion today would yield a constitutional crisis, that
the present controversy would shake the judicial institution to its very foundations, I am
con dent, would not come to pass. Through one seemingly endless martial rule, two
bloodless uprisings, three Constitutions and countless mini-revolts, no constitutional
crisis erupted; the foundations of the Court did not shake. This is not because, in the
clashes between the great, perhaps greater, Branches of Government, the Court is
"Supreme" for it holds neither sword nor purse, and wields only a pen. Had the other
Branches failed to do the Court's bidding, the Court would have been powerless to
enforce it. The Court stands rm only because its foundations are grounded on law and
logic and its moorings on justice and equity. It is a testament to the Filipino's respect
for the rule of law that in the face of these "clashes," this Court's pronouncements have
been heeded, however grudgingly at times. Should there be more "interesting" times
ahead for the Filipino, I pray that they prove to be more of a blessing than a curse.
ACCORDINGLY, concurring in the comprehensive and well-reasoned opinion of
Justice Carpio-Morales, I vote to GRANT the petitions insofar as they seek the
declaration of the unconstitutionality of the challenged provisions of the House Rules
on Impeachment and the pronouncement that the second impeachment complaint is
time-barred on the basis of Section 3(5), Article XI of the Constitution. aATH
ES
Footnotes
1.Rollo, G.R. No. 160261 at 180-182; Annex “H.
2.Per Special Appearance with Manifestation of House Speaker Jose C. De Venecia, Jr. ( Rollo,
G.R. No. 160261 at 325-363) the pertinent House Resolution is HR No. 260, but no copy
of the same was submitted before this Court.
3.Id. at 329. Created through PD No. 1949 (July 18, 1984), the JDF was established “to help
ensure and guarantee the independence of the Judiciary as mandated by the
Constitution and public policy and required by the impartial administration of justice by
creating a special fund to augment the allowances of the members and personnel of the
Judiciary and to nance the acquisition, maintenance and repair of o ce equipment
and facilities.
4.Rollo, G.R. No. 160261 at 120-139; Annex “E.
5.The initial complaint impleaded only Justices Artemio V. Panganiban, Josue N. Bellosillo,
Reynato S. Puno, Antonio T. Carpio and Renato C. Corona, and was later amended to
include Justices Jose C. Vitug, and Leonardo A. Quisumbing.
6.Supra note 4 at 123-124.
7.Rollo, G.R. No. 160403 at 48-53; Annex "A."
8.http://www.congress.gov.ph/search/bills/hist_show.php?bill_no=RPT9999.
9.Rollo, G.R. No. 160262 at 8.
10.Rollo, G.R. No. 160295 at 11.
11.Rollo, G.R. No. 160262 at 43-84; Annex “B.
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12.Supra note 2.
13.A perusal of the attachments submitted by the various petitioners reveals the following
signatories to the second impeachment complaint and the accompanying
Resolution/Endorsement. 1. Gilbert Teodoro, Jr., NPC, Tarlac (principal complainant) 2.
Felix Fuentebella, NPC, Camarines Sur (second principal complainant) 3. Julio Ledesma,
IV, NPC, Negros Occidental 4. Henry Lanot, NPC, Lone District of Pasig City 5. Kim
Bernardo-Lokin, Party List-CIBAC 6. Marcelino Libanan, NPC, Lone District of Eastern
Samar, (Chairman, House Committee on Justice) 7. Emmylou Talino-Santos,
Independent, 1st District, North Cotobato 8. Douglas RA. Cagas, NPC, 1st District, Davao
del Sur 9. Sherwin Gatchalian, NPC, 1st District, Valenzuela City 10. Luis Bersamin, Jr.,
PDSP-PPC, Lone District of Abra 11. Nerissa Soon-Ruiz Alayon, 6th District, Cebu 12.
Ernesto Nieva, Lakas, 1st District, Manila 13. Edgar R. Erice, Lakas, 2nd District,
Kalookan City 14. Ismael Mathay III, Independent, 2nd District, Quezon City 15. Samuel
Dangwa, Reporma, Lone District of Benguet 16. Alfredo Marañon, Jr., NPC, 2nd District,
Negros Occidental 17. Cecilia Jalosjos-Carreon, Reporma, 1st District, Zamboanga del
Norte 18. Agapito A. Aquino, LDP, 2nd District, Makati City 19. Fausto L. Seachon, Jr.,
NPC, 3rd District, Masbate 20. Georgilu Yumul-Hermida, Pwersa ng Masa, 4th District,
Quezon 21. Jose Carlos Lacson, Lakas, 3rd District, Negros Occidental 22. Manuel C.
Ortega, NPC, 1st District, La Union 23. Uliran Joaquin, NPC, 1st District, Laguna 24.
Soraya C. Jaafar, Lakas, Lone District of Tawi-Tawi 25. Wilhelmino Sy-Alvarado, Lakas,
1st District, Bulacan 26. Claude P. Bautista, NPC, 2nd District, Davao Del Sur 27. Del De
Guzman, Lakas, Lone District of Marikina City 28. Zeneida Cruz-Ducut, NPC, 2nd District,
Pampanga 29. Augusto Baculio, Independent-LDP, 2nd District, Misamis Oriental 30.
Faustino Dy III, NPC-Lakas, 3rd District, Isabela 31. Agusto Boboy Syjuco, Lakas, 2nd
District, Iloilo 32. Rozzano Ru no B. Biazon, LDP, Lone District of Muntinlupa City 33.
Leovigildo B. Banaag, NPC-Lakas, 1st District, Agusan del Norte 34. Eric Singson, LP, 2nd
District, Ilocos Sur 35. Jacinto Paras, Lakas, 1st District, Negros Oriental 36. Jose Solis,
Independent, 2nd District, Sorsogon 37. Renato B. Magtubo, Party List-Partido ng
Manggagawa 38. Herminio G. Teves, Lakas, 3rd District, Negros Oriental 39. Amado T.
Espino, Jr., Lakas, 2nd District, Pangasinan 40. Emilio Macias, NPC, 2nd District, Negros
Oriental 41. Arthur Y. Pingoy, Jr., NPC, 2nd District, South Cotobato 42. Francis
Nepomuceno, NPC, 1st District, Pampanga 43. Conrado M. Estrella III, NPC, 6th District,
Pangasinan 44. Elias Bulut, Jr., NPC, Lone District of Apayao 45. Jurdin Jesus M.
Romualdo, NPC, Lone District of Camiguin 46. Juan Pablo Bondoc, NPC, 4th District,
Pampanga 47. Generoso DC. Tulagan, NPC, 3rd District, Pangasinan 48. Perpetuo
Ylagan, Lakas, Lone District of Romblon 49. Michael Duavit, NPC, 1st District, Rizal 50.
Joseph Ace H. Durano, NPC, 5th District, Cebu 51. Jesli Lapus, NPC, 3rd District, Tarlac
52. Carlos Q. Cojuangco, NPC, 4th District, Negros Occidental 53. Georgidi B. Aggabao,
NPC, 4th District, Santiago, Isabela 54. Francis Escudero, NPC, 1st District, Sorsogon 55.
Rene M. Velarde, Party List-Buhay 56. Celso L. Lobregat, LDP, Lone District of
Zamboanga City 57. Alipio Cirilo V. Badelles, NPC, 1st District, Lanao del Norte 58.
Didagen P. Dilangalen, Pwersa ng Masa, Lone District of Maguindanao 59. Abraham B.
Mitra, LDP, 2nd District, Palawan 60. Joseph Santiago, NPC, Lone District of
Catanduanes 61. Darlene Antonino-Custodio, NPC, 1st District of South Cotobato &
General Santos City 62. Aleta C. Suarez, LP, 3rd District, Quezon 63. Rodolfo G. Plaza,
NPC, Lone District of Agusan del Sur 64. JV Bautista, Party List-Sanlakas 65. Gregorio
Ipong, NPC, 2nd District, North Cotabato 66. Gilbert C. Remulla, LDP, 2nd District, Cavite
67. Rolex T. Suplico, LDP, 5th District, Iloilo 68. Celia Layus, NPC, Cagayan 69. Juan
Miguel Zubiri, Lakas, 3rd District, Bukidnon 70. Benasing Macarambon Jr,. NPC, 2nd
District, Lanao del Sur 71. Jose na Joson, NPC, Lone District of Nueva Ecija 72. Mark
Cojuangco, NPC, 5th District, Pangasinan 73. Mauricio Domogan, Lakas, Lone District of
Baguio City 74. Ronaldo B. Zamora, Pwersa ng Masa, Lone District of San Juan 75.
Angelo O. Montilla, NPC, Lone District of Sultan Kudarat 76. Roseller L. Barinaga, NPC,
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2nd District, Zamboanga del Norte 77. Jesnar R. Falcon, NPC, 2nd District, Surigao del
Sur 78. Ruy Elias Lopez, NPC, 3rd District, Davao City.
14.Rollo, G.R. No. 160261 at 5. Petitioner had previously led two separate impeachment
complaints before the House of Representatives against Ombudsman Aniano Desierto.
15.299 SCRA 744 (1998). In Chavez v. PCGG, petitioner Chavez argued that as a taxpayer and a
citizen, he had the legal personality to le a petition demanding that the PCGG make
public any and all negotiations and agreements pertaining to the PCGG's task of
recovering the Marcoses' ill-gotten wealth. Petitioner Chavez further argued that the
matter of recovering the ill-gotten wealth of the Marcoses is an issue of transcendental
importance to the public. The Supreme Court, citing Tañada v . Tuvera , 136 SCRA 27
(1985), Legaspi v. Civil Service Commission, 150 SCRA 530 (1987) and Albano v. Reyes,
175 SCRA 264 (1989) ruled that petitioner had standing. The Court, however, went on to
elaborate that in any event, the question on the standing of petitioner Chavez was
rendered moot by the intervention of the Jopsons who are among the legitimate
claimants to the Marcos wealth.
16.384 SCRA 152 (2002). In Chavez v. PEA-Amari Coastal Bay Development Corporation,
wherein the petition sought to compel the Public Estates Authority (PEA) to disclose all
facts on its then on-going negotiations with Amari Coastal Development Corporation to
reclaim portions of Manila Bay, the Supreme Court said that petitioner Chavez had the
standing to bring a taxpayer’s suit because the petition sought to compel PEA to comply
with its constitutional duties.
17.224 SCRA 792 (1993).
18.Subsequent petitions were led before this Court seeking similar relief. Other than the
petitions, this Court also received Motions for Intervention from among others, Sen.
Aquilino Pimentel, Jr., and Special Appearances by House Speaker Jose C. de Venecia,
Jr., and Senate President Franklin Drilon.
19.Supra note 2 at 10.
20.Justice Florenz D. Regalado, Former Constitutional Commissioners Justice Regalado E.
Maambong and Father Joaquin G. Bernas, SJ, Justice Hugo E. Gutierrez, Jr., Former
Minister of Justice and Solicitor General Estelito P. Mendoza, Deans Paci co Agabin
and Raul C. Pangalangan, and Former Senate President Jovito R. Salonga.
21.Rollo, G.R. No. 160261 at 275-292.
22.Id. at 292.
43.Id. at 775.
44.Supra note 38.
45.Id. at 330-331.
46.Id. at 337-338 citing 16 CJS 2.31; Commonwealth v. Ralph, 111 Pa. 365, 3 Atl. 220 and
Household Finance Corporation v. Shaffner, 203, SW 2d, 734, 356 Mo. 808.
47.Supra note 2.
48.Citing Section 3 (6), Article VIII of the Constitution provides:
(6)The Senate shall have the sole power to try and decide all cases of impeachment. When
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sitting for that purpose, the Senators shall be on oath or a rmation. When the President
of the Philippines is on trial, the Chief Justice of the Supreme Court shall preside, but
shall not vote. No person shall be convicted without the concurrence of two-thirds of all
the Members of the Senate.
49.Supra note 21.
50.506 U.S. 224 (1993).
51.Supra note 2 at 349-350 citing Gerhardt, Michael J. The Federal Impeachment Process: A
Constitutional and Historical Analysis, 1996, p. 119.
52.227 SCRA 100 (1993).
53.Id. at 112.
54.US Constitution. Section 2. . . . The House of Representatives shall have the sole Power of
Impeachment.
55.1987 Constitution, Article XI, Section 3 (1). The House of Representatives shall have the
exclusive power to initiate all cases of impeachment.
56.Supra note 2 at 355 citing AGRESTO, THE SUPREME COURT AND CONSTITUTIONAL
DEMOCRACY, 1984, pp. 112-113.
57.369 U.S. 186 (1962).
58.141 SCRA 263 (1986).
59.Supra note 25.
60.298 SCRA 756 (1998).
61.272 SCRA 18 (1997).
62.201 SCRA 792 (1991).
63.187 SCRA 377 (1990).
64.180 SCRA 496 (1989).
65.Supra note 25.
66.Supra note 23.
67.Civil Liberties Union v. Executive Secretary, supra note 38 at 330-331.
68.Id. at 158-159.
69.IBP v. Zamora, 338 SCRA 81 (2000) citing Joya v. PCGG, 225 SCRA 568 (1993); House
International Building Tenants Association, Inc . v. Intermediate Appellate Court, 151
SCRA 703 (1987); Baker v. Carr, supra note 57.
70.Citing Kilosbayan, Inc. v. Morato, 250 SCRA 130 (1995).
71.Citing Tatad v. Secretary of the Department of Energy , 281 SCRA 330 (1997).
72.Citing Kapatiran ng mga Naglilingkod sa Pamahalaan ng Pilipinas, 163 SCRA 371, 378
(1988).
73.Rule 3, Section 2. Parties in interest. — A real party in interest is the party who stands to be
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bene ted or injured by the judgment in the suit, or the party entitled to the avails of the
suit. Unless otherwise authorized by law or these Rules, every action must be prosecuted
or defended in the name of the real party in interest.
74.JG Summit Holdings, Inc. v. Court of Appeals, 345 SCRA 143, 152 (2000).
75.246 SCRA 540 (1995).
76.Id. at 562-564.
77.Agan v. PIATCO, G.R. No. 155001, May 5, 2003 citing BAYAN v. Zamora, 342 SCRA 449, 562-
563 (2000) and Baker v. Carr, supra note 57; Vide Gonzales v. Narvasa, 337 SCRA 733
(2000); TELEBAP v. COMELEC, 289 SCRA 337 (1998).
78.Chavez v. PCGG, supra note 15.
79.Del Mar v. PAGCOR, 346 SCRA 485, 501 (2000) citing Kilosbayan, Inc., et al. v. Morato, supra
note 70; Dumlao v. COMELEC, 95 SCRA 392 (1980); Sanidad v. Comelec, 73 SCRA 333
(1976); Philconsa v. Mathay , 18 SCRA 300 (1966); Pascual v. Secretary of Public Works,
110 Phil 331 (1960); Vide Gonzales v. Narvasa, supra note 77; Pelaez v. Auditor General,
15 SCRA 569 (1965); Philconsa v. Gimenez, 15 SCRA 479 (1965); Iloilo Palay & Corn
Planters Association v. Feliciano, 13 SCRA 377 (1965).
80.BAYAN v . Zamora, supra note 77 citing Bugnay v. Laron, 176 SCRA 240, 251-252 (1989);
Vide Del Mar v. PAGCOR, supra note 79; Gonzales v. Narvasa, supra note 77; TELEBAP v.
COMELEC, supra note 77; Kilosbayan, Inc. v. Morato, supra note 70; Joya v. PCGG, supra
note 69; Dumlao v. COMELEC, supra note 79; Sanidad v. COMELEC, supra note 79;
Philconsa v. Mathay, supra note 79; Pelaez v. Auditor General, supra note 79; Philconsa
v. Gimenez, supra note 79; Iloilo Palay & Corn Planters Association v. Feliciano, supra
note 79; Pascual v. Sec. of Public Works, supra note 79.
81.Gonzales v. Narvasa, supra note 77 citing Dumlao v. COMELEC, supra note 79; Sanidad v.
COMELEC, supra note 79; Tan v. Macapagal, 43 SCRA 677 (1972).
82.Tatad v. Garcia, Jr., 243 SCRA 436 (1995); Kilosbayan, Inc. v. Morato, supra note 70 at 140-
141 citing Philconsa v. Enriquez, 235 SCRA 506 (1994); Guingona v. PCGG, 207 SCRA
659 (1992); Gonzales v. Macaraig, 191 SCRA 452 (1990); Tolentino v . COMELEC, 41
SCRA 702 (1971).
83.Del Mar v. PAGCOR, supra note 79 at 502-503 citing Philconsa v. Mathay, supra note 79.
84.Chinese Flour Importers Association v. Price Stabilization Board, 89 Phil 439, 461 (1951)
citing Gallego et al.vs. Kapisanan Timbulan ng mga Manggagawa, 46 Off. Gaz, 4245.
85.Philippine Constitution Association v. Gimenez, supra note 79 citing Gonzales v. Hechanova,
118 Phil. 1065 (1963); Pascual v. Secretary, supra note 79.
86.Integrated Bar of the Philippines v. Zamora, 338 SCRA 81 (2000).
87.MVRS Publications, Inc. v. Islamic Da'wah Council of the Philippines , G.R. No. 135306,
January 28, 2003, citing Industrial Generating Co. v. Jenkins 410 SW 2d 658; Los
Angeles County Winans, 109 P 640; Weberpals v. Jenny, 133 NE 62.
88.Mathay v. Consolidated Bank and Trust Company , 58 SCRA 559, 570-571 (1974), citing
Moore's Federal Practice 2d ed., Vol. III, pages 3423-3424; 4 Federal Rules Service, pages
454-455; Johnson, et al. vs. Riverland Levee Dist., et al., 117 2d 711, 715; Borlasa v.
Polistico, 47 Phil. 345, 348 (1925).
110.Id. at 501.
111.Supra note 57.
112.Id. at 217.
113.2 RECORD OF THE CONSTITUTIONAL COMMISSION at 286.
114.Id. at 278, 316, 272, 283-284, 286.
115.76 Phil 516 (1946).
116.Id. at 522.
117.Supra note 37.
118.Id. at 58 citing Association of Small Landowners in the Philippines, Inc. v. Secretary of
Agrarian Reform, 175 SCRA 343 (1989).
119.Vide concurring opinion of Justice Vicente Mendoza in Estrada v. Desierto, 353 SCRA 452,
550 (2001); Demetria v. Alba, 148 SCRA 208, 210-211 (1987) citing Ashwander v. TVA ,
297 U.S. 288 (1936).
120.As adverted to earlier, neither a copy the Resolution nor a record of the hearings conducted
by the House Committee on Justice pursuant to said Resolution was submitted to the
Court by any of the parties.
121.Rollo, G.R. No. 160310 at 38.
122.Supra note 107.
123.Id. at 777 (citations omitted).
124.Rollo, G.R. No. 160262 at 73.
125.Supra note 2 at 342.
126.Perfecto v. Meer, 85 Phil 552, 553 (1950).
127.Estrada v. Desierto, 356 SCRA 108, 155-156 (2001); Vide Abbas v. Senate Electoral
Tribunal, 166 SCRA 651 (1988); Vargas v. Rilloraza, et al., 80 Phil. 297, 315-316 (1948);
Planas v. COMELEC, 49 SCRA 105 (1973), concurring opinion of J. Concepcion.
128.Philippine Judges Association v. Prado, 227 SCRA 703, 705 (1993).
129.Ibid.
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130.Ramirez v. Corpuz-Macandog, 144 SCRA 462, 477 (1986).
131.Supra note 127.
132.Estrada v. Desierto, supra note 127.
133.Id. at 155-156 citing Abbas, et al. v. Senate Electoral Tribunal , supra note 127; Vargas v.
Rilloraza, et al., supra note 127.
134.Supra note 119 at 210-211.
135.Supra note 119.
136.Board of Optometry v. Colet, 260 SCRA 88, 103 (1996); Joya v. PCGG, supra note 69 at 575;
Macasiano v. National Housing Authority, 224 SCRA 236, 242 (1993); Santos III v.
Northwestern Airlines, 210 SCRA 256, 261-262 (1992), National Economic Protectionism
Association v. Ongpin, 171 SCRA 657, 665 (1989).
137.Supra note 2 at 353.
138.Supra note 33 at 32.
139.Supra note 102.
140.Supra note 33.
141.249 SCRA 244, 251 (1995).
142.Id. at 251.
143.2 RECORDS OF THE CONSTITUTIONAL COMMISSION at 342-416.
144.Id. at 416.
145.Commissioner Maambong's Amicus Curiae Brief at 15.
146.2 RECORD OF THE CONSTITUTIONAL COMMISSION at 375-376, 416.
147.77 Phil. 192 (1946).
148.Justice Hugo Gutierrez's Amicus Curiae Brief at 7.
149.109 Phil. 863 (1960).
150.40 SCRA 58, 68 (1971).
151.286 U.S. 6, 33 (1932).
152.277 SCRA 268, 286 (1997).
153.144 U.S. 1 (1862).
154.Supra note 152 at 304-306.
155.Id. at 311.
156.Id. at 313.
157.Supra note 152 at 314-315.
158.Supra note 50.
2.Ibid.
3.Schlesinger, Reflections on Impeachment, 67 Geo Wash L Rev. No. 3 (March 1999), p. 693.
4.Turley, Congress as Grand Jury: The Role of the House of Representatives in the
Impeachment of an American President, 67 Geo Wash L. Rev. No. 3 (March 1999) p. 763.
5.Ibid.
6.Perrick, op cit., p. 5.
7.Ibid.
8.Ibid.
9.Ibid.
10.Turley, op cit., pp. 763-764.
11.Gerhardt, The Lessons of Impeachment History, 67 Geo Wash L Rev. 67, No. 3 (March 1999),
p. 11. Mc Dowell, "High Crimes and Misdemeanors." Recovering the Intentions of the
Founders, 67 Geo Wash L. Rev. 67, No. 3 (March 1999), p. 636-638; Bergeir,
Impeachment, The Constitutional Problems, 61 (1973).
12.Feerick, op cit., pp. 12-14.
13.Ibid.
14.Ibid.
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15.Ibid.
16.Ibid.
17.Ibid.
18.Ibid.
19.Ibid.
20.Feerick, op cit., pp. 14-15.
21.Ibid.
22.Ibid.
23.Ibid. at pp. 15-16.
24.Ibid.
25.Ibid.
26.Ibid., p. 20.
27.Ibid., p. 21.
28.Ibid., p. 22.
29.Ibid., p. 22.
30.Ibid. pp. 22-23, Delegates Pinkney and Williamson were against the Senate while Delegates
Sherman and Morris objected to the Supreme Court.
31.Ibid.
32.Ibid.
33.Gerhardt, op cit., pp. 605-606.
34.Gerhardt, op cit., p. 609.
35.McDowell, op. cit. p. 635.
36.See e.g., People ex. Rel. Robin v. Hayes, 82 Misc. 165, 143 N.Y.S. 325 (Sup. Ct. 1913) aff'd
163 App. Div. 725, 149 N.Y.S. 250, appeal dismissed 212 N.Y.S. 603, 106 N.E. 1041
(1914); State ex rel Trapp v. Chambers, 96 Okla. 78, 220 P. 8310 (1923); Ritter v. US, 84
Ct. Cl. 293 (1936, cert. denied 300 US 668 (1937).
37.38 506 US 224 (1993), 122 L ed. 1, 113 S Ct. 732.
"Typical of his intellectual balance and prudence, Senator Salonga did not resent my leaving
his political community at this most crucial stage in his public career — just a year
before he sought the presidency of the Republic in May 1992. If at all, I feel he respected
and fully understood my decision not to work for any particular candidate or political
party but to help only in assuring the peaceful and orderly transfer of power in our then
still fragile democracy through the holding of free, honest and credible elections at a
critical moment in our country's history."
4.To my recollection, the Court's action has been sought only in certain items chargeable to the
20% portion of the JDF relating to facilities and equipment; furthermore, to my
recollection also, no approval has been sought or given with regard to the 80% portion
reserved for the cost of living allowances (COLA) of judicial employees.
5.85 Phil. 553, February 27, 1950, per Bengzon , J .
6.In GR No. 160295.
7.152 SCRA 284, July 23, 1987, per Melencio-Herrera, J .
8.166 SCRA 651, Oct. 27, 1988, per Gancayco, J .
9.Ibid, p. 655.
10.356 SCRA 108, April 3, 2001, per Puno, J .
11.Excluding the Chief Justice who took no part in the instant case.
12.Supra.
13.Art. VIII, Section 1 of the 1987 Constitution, states:
"SECTION 1.The judicial power shall be vested in one Supreme Court and in such lower courts
as may be established by law.
"Judicial power includes the duty of the courts of justice to settle actual controversies involving
rights which are legally demandable and enforceable, and to determine whether or not
there has been a grave abuse of discretion amounting to lack or excess of jurisdiction on
the part of any branch or instrumentality of the government."
14.Aquino Jr. v. Enrile, 59 SCRA 183, September 17, 1974; Dela Llana v. Comelec, 80 SCRA 525,
December 9, 1977.
15.I Record of the Constitutional Commission 436.
16.In a stunning surprise to its critics, the Rehnquist Court uncharacteristically became activist
i n Bush v. Gore (No. 00-949, December 12, 2000) by intervening in the 2000 US
presidential election.
17.338 Phil. 546, May 2, 1997, per Panganiban, J. See also Tatad v . Secretary of Energy , 281
SCRA 338, November 5, 1997; Guingona v. Gonzales, 219 SCRA 326, March 1, 1993.
18.151-A Phil. 35, 134, March 31, 1973.
19.Lazatin v. House Electoral Tribunal , 168 SCRA 391, December 8, 1988; Robles v. HRET , 181
SCRA 780, February 5, 1990; Co v. Electoral Tribunal , 199 SCRA 692, July 30, 1991;
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Bondoc v. Pineda, 201 SCRA 792, September 26, 1991.
20.83 Phil. 17, March 4, 1949.
21.359 Phil. 276, November 18, 1998, per Panganiban, J .
22.180 SCRA 496, December 21, 1989, per Cruz, J .
25.Bernas, The Constitution of the Republic of the Philippines: A Commentary, Vol. I, 1987 ed.,
p. 47. See also Banco Español v. Palanca, 37 Phil. 921, March 26, 1918; Ang Tibay v.
Court of Industrial Relations, 69 Phil. 635, February 27, 1940; Tañada v. Tuvera, 230 Phil.
528, December 29, 1986.
26.Santiago v. Guingona, supra.
27.63 Phil. 139, 158, July 15, 1936, per Laurel, J .
28."Palace to obey SC ruling on impeachment issue," The Sunday Times, November 9, 2003;
"Barbers: Majority in House favors Gloria's covenant," Malaya, November 9, 2003, p. 3;
"Moral suasion for anti-Davide solons," Manila Standard, November 9, 2003.
YNARES-SANTIAGO, J., concurring and dissenting:
1.Avelino v. Cuenco, 83 Phil 17 (1949); Araneta v. Dinglasan, 84 Phil. 368 (1949); Basco v.
PAGCOR, 197 SCRA 52, May 14, 1991; Kapatiran ng Mga Naglilingkod sa Pamahalaan
ng Pilipinas, Inc. v. Tan , 163 SCRA 371, June 30, 1988; Tatad v . Secretary of the
Department of Energy, 281 SCRA 330, 349 (1997) citing Garcia v. Executive Secretary,
211 SCRA 219 (1992); Osmeña v. COMELEC, 199 SCRA 750 (1991); Chavez v.
Presidential Commission on Good Government, 299 SCRA 744 (1998); Chavez v. PEA-
Amari Coastal Bay Development Corporation, G.R. No. 133250, 9 July 2002.
2.Chavez v. Presidential Commission on Good Government, G.R. No. 130716, December 9,
1998.
3.Lopez, et al. v. Philippine International Air Terminals, Co ., Inc., et al., G.R. No. 155661, May 5,
2003 citing Association of Small Landowners in the Philippines, Inc. vs. Secretary of
Agrarian Reform, G.R. No. 78742, July 14, 1989; 175 SCRA 343, 364-365 [1989], see also
Integrated Bar of the Philippines v. Zamora, et al., G.R. No. 141284, August 15, 2000.
4.Estrada v. Arroyo, G.R. No. 146738, 2 March 2001.
5.Concurring opinion of Justice Vitug in the case of Arroyo v. De Venecia, G.R. No. 127255, 14
August 1997.
6.Angara v. Electoral Commission, 63 Phil 139, 158 (1936).
7.Filoteo, Jr. v. Sandiganbayan, G.R. No. 79543, 16 October 1996, 263 SCRA 222, 268.
8.Cebu Stevedoring Co., Inc. v. Regional Director/Minster of Labor, G.R. No. L-54285, 8
December 1988, 168 SCRA 315, at 321.
9.Constitution, Art. III, Sec. 1.
"The rules of public deliberative bodies, whether codi ed in the form of a 'manual' end formally
adopted by the body, or whether consisting of a body of unwritten customs or usages,
preserved in memory and by tradition, are matters of which the judicial courts, as a
general rule, take no cognizance. It is a principle of the common law of England that the
judicial courts have no cognizance of what is termed the lex et consuetude parliamenti . .
. And, although this doctrine is not acceded to, in this country, to the extent to which it
has gone in England, where the judicial courts have held that they possess no
jurisdiction to judge of the powers of the House of Parliament, yet no authority is cited to
us, and we do not believe that respectable judicial authority exists, for the proposition
that the judicial courts have power to compel legislative, or quasi-legislative bodies to
proceed in the conduct of their deliberations, or in the exercise of their powers, in
accordance with their own rules. If the Congress of the United States disregards the
constitution of the United States, or, if the legislature of one of the states disregards the
constitution of the state, or of the United States, the power resides in the judicial courts
to declare its enactments void. If an inferior quasi legislative body, such as the council
of a municipal corporation, disregards its own organic law, that is, the charter of the
corporations, the judicial courts, for equal, if not for stronger reasons, possess the same
power of annulling its ordinances. But we are not aware of any judicial authority, or of
any legal principle, which will authorize the judicial courts to annul an act of the
legislature, or an ordinance of a municipal council, merely because the one or the other
was enacted in disregard of the rules which the legislature, or the municipal council, or
either house thereof, had prescribed for its own government."
7.Supra.
8.G.R. No. 152295, July 9, 2002, 384 SCRA 269.
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9.G.R. No. 127255, August 14, 1997, 277 SCRA 268.
10.Angara vs. Electoral Commission, 63 Phil. 139 (1936).
11.Santiago vs. Guingona, Jr., supra.
12.Javellana vs. The Executive Secretary , G.R. No. L-36142, March 31, 1973, 50 SCRA 30.
13.Section 7 of the House Rules of Procedure in Impeachment Proceedings.
14.J.M. Tuazon & Co., Inc. vs. Land Tenure Administration, G.R. No. L-21064, February 18, 1970,
31 SCRA 413.
15.Ordillo vs. Commission on Elections, G.R. No. 93054, December 4, 1990, 192 SCRA 100.
16.Occeña vs. Commission on Elections, G.R. No. L-52265, January 28, 1980, 95 SCRA 755.
17.Agpalo, Statutory Construction, 1995 Ed. at 344.
18.At 784.
19.At 943.
20.Section 3(3), Article XI now reads:
"SEC. 3.(1)The House of Representatives shall have the exclusive power to initiate all cases of
impeachment.
xxx xxx xxx
3)A vote of at least one-third of all the Members of the House shall be necessary either to
a rm a favorable resolution with the Articles of Impeachment of the Committee, or
override its contrary resolution. The vote of each Members shall be recorded."
21.Records of the Constitutional Commission, July 28, 1986 and July 29, 1986.
22.Nitafan vs. Commissioner of Internal Revenue, G.R. No. L-78780, July 23, 1987, 152 SCRA
284.
23.66 Phil. 259 (1938).
24.G.R. No. 160262, Annex "B".
25.Petition in G.R. No. 160295 at 6-7.
26.Id., citing Bugnay Construction vs. Honorable Crispin C. Laron, G.R. No. 79983, August 10,
1989, 176 SCRA 240; Kilosbayan, Inc. vs. Morato, G.R. No. 118910, November 16, 1995,
250 SCRA 130; Joya vs. PCGG, G.R. No. 96541, August 24, 1993, 225 SCRA 568.
27.G.R. No. 133250, July 9, 2002, 384 SCRA 152.
28.G.R. No. 130716, December 9, 1998, 299 SCRA 744.
29.G.R. No. L-63915, April 24, 1985, 136 SCRA 27.
30.G.R. No. L-72119, May 29, 1987, 150 SCRA 530.
31.G.R. No. 83551, July 11, 1989, 175 SCRA 264.
32.G.R. Nos. 124360 & 127867, November 5, 1997, 281 SCRA 330.
CORONA, J.:
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1.According to Section 2, Article XI of the 1987 Constitution, the impeachable o cers are the
President, the Vice-President, the Members of the Supreme Court, the Members of the
Constitutional Commissions and the Ombudsman.
2.Antonio Tupas and Edcel Tupas, FUNDAMENTALS ON IMPEACHMENT, 2001 ed., Quezon
City, p. 6 [2001].
3.Joaquin Bernas, COMMENTARIES ON THE 1987 CONSTITUTION OF THE PHILIPPINES,
Quezon City, p. pp. 1109—1110 [2003].
4.Supra, Note 2, p. 7.
5.Ibid., p. 12.
6.Supra, Note 3, p. 1113.
7.Cruz, PHILIPPINE POLITICAL LAW, 1996 ed., p. 12.
8.Angara vs. Electoral Commission, 63 Phil. 139 [1936].
9.Evardone vs. Comelec, 204 SCRA, 464 [1991].
10.201 SCRA 792 [1991].
11.Coseteng vs. Mitra, 187 SCRA 377, 378 [1990].
12.Valmonte vs. Belmonte, Jr., 170 SCRA 256 [1989].
13.1 Cranch 137 [1803].
14.WILLIAM H. REHNQUIST, The Supreme Court, New York, p. 34 [2001], quoting Marbury vs.
Madison.
15.208 SCRA 254 [1992], citing Endencia and Jugo vs. David, 93 Phil. 699.
16.227 SCRA 703 [1993].
17.Perfecto vs. Meer, 85 Phil. 552 [1950].
18.Bengzon vs. Drilon, 208 SCRA 133 [1992].
19.Article XI, Section 3, 1987 Philippine Constitution.
20.Dated June 2, 2003 and October 23, 2003.
21.66 Phil. 259 [11938].
22.50 Am Jur. 200.
23.Luz vs. Secretary of the Department of Agrarian Reform, 192 SCRA 51 [1990].
16.Sec. 3, Art. XII, 1973 Constitution. "The Batasang Pambansa shall have the exclusive power
to initiate, try, and decide all cases of impeachment. Upon the ling of a veri ed
complaint, the Batasang Pambansa may initiate impeachment by a vote of at least one-
fth of all its Members. No o cial shall be convicted without the concurrence of at least
two-thirds of all the Members thereof. When the Batasang Pambansa sits in
impeachment cases, its Members shall be on oath or affirmation."
17.See Sec. 3 (1), Article XI, 1987 Constitution.
18.See Sec. 3 (2), Article XI, 1987 Constitution.
19.See Sec. 3 (2), Article XI, 1987 Constitution.
20.See Sec. 3 (5), Article XI, 1987 Constitution.
21.See Romulo v. Yñiguez, 225 Phil. 221 (1986).
22.Daza v. Singson, G.R. No. 86344, December 21, 1989, 180 SCRA 496.
23.Bondoc v. Pineda, G.R. No. 97710, September 26, 1991, 201 SCRA 792, 795-796.
24.Arroyo v. De Venecia, August 14, 1997, 277 SCRA 311.
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25.63 Phil. 139 (1936).
26.Arroyo v. House of Representatives Electoral Tribunal , 316 Phil. 464 at 508-510 (1995), J.
Puno, concurring.
27."A controversy in which a present and xed claim of right is asserted against one who has
an interest in contesting it; rights must be declared upon existing state of facts and not
upon state of facts that may or may not arise in future." See Black's Law Dictionary, 865.
28.Daza v. Singson, supra note 33. See also Tañada v . Cuenco, 100 Phil. 101 (1975). "A
question is political, and not judicial, is that it is a matter which is to be exercised by the
people in their primary political capacity, or that it has been speci cally delegated to
some other department or particular o cer of the government, with discretionary power
to act."
29.IBP v. Zamora, G.R. No. 141284, August 15, 2003, 338 SCRA 81.
48.Id. at 520.
49.346 U.S. 249 (1953).
50.This case and rationale was cited by amicus curiae Dean Raul C. Pangalangan during the
hearing on these petitions to support his belief that the petitioners had standing to bring
suit in this case.
51.In reference to the famed pronouncement of Justice Holmes that the great ordinances of the
Constitution do not establish and divide elds of "black and white" but also because
"even the more speci c of them are found to terminate in a penumbra shading gradually
from one extreme to the other." Springer v. Government, 277 U. S., 189 (1928). Since the
power of the legislature to impeach and try impeachment cases is not inherent, the
Holmesian dictum will nd no application in this case, because such authority is of
limited constitutional grant, and cannot be presumed to expand beyond what is laid
down in the Constitution.
52.Section 3 (6), Article XI.
53.Abbot v. Mapayo, G.R. No. 134102, 6 July 2000, 335 SCRA 265, 270.
54.Mason's Manual of Legislative Procedure by Paul Mason, 1953 Edition p. 113 citing
Jefferson, Sec. XXXV; Reed, Sec. 224; Cushing's Legislative Assemblies, Sec. 739. Op.
Cit. 536-537 citing Jefferson, Sec. XVII, Hughes, Sec. 694.
55."Impeachment Trial or Resignation? Where do we stand? What must we do?" (An updated
Position Paper of Kilosbayan, Bantay Katarungan and Bantayog ng mga Bayani
Foundations). http://www.mydestiny.net/~livewire/kilosbayan/paper6.htm.
56."GMA Won't Lift A Finger To Bail Out Nani." See
http://www.newsflash.org/2002/11/pe/pe002423.htm.
57.Resolution of the Senate dated November 29, 2000.
58.85 Phil. 552 (1950).
59.Id. at 553.
60.93 Phil 696 (1953).
61.Id. at 700.
62.86 Phil. 429 (1950).
63.Id. at 437-438.
64.Supra note 38.
65.See Sec. 7, Art. VI thereof.