120033-2003-Francisco Jr. v. House of Representatives

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EN BANC

[G.R. No. 160261. November 10, 2003.]

ERNESTO B. FRANCISCO, JR. , petitioner, NAGMAMALASAKIT NA MGA


MANANANGGOL NG MGA MANGGAGAWANG PILIPINO, INC., ITS
OFFICERS AND MEMBERS , petitioner-in-intervention, WORLD WAR II
VETERANS LEGIONARIES OF THE PHILIPPINES, INC. , petitioner-in-
intervention, vs . THE HOUSE OF REPRESENTATIVES, REPRESENTED
BY SPEAKER JOSE G. DE VENECIA, THE SENATE, REPRESENTED BY
SENATE PRESIDENT FRANKLIN M. DRILON, REPRESENTATIVE
GILBERTO C. TEODORO, JR. AND REPRESENTATIVE FELIX WILLIAM
B. FUENTEBELLA , respondents, 1 JAIME N. SORIANO , respondent-in-
intervention, SENATOR AQUILINO Q. PIMENTEL , respondent-in-intervention.

[G.R. No. 160262. November 10, 2003.]

SEDFREY M. CANDELARIA, CARLOS P. MEDINA, JR. AND HENEDINA


RAZON-ABAD , petitioners, ATTYS. ROMULO B. MACALINTAL AND
PETE QUIRINO QUADRA , petitioners-in-intervention, WORLD WAR II
VETERANS LEGIONARIES OF THE PHILIPPINES, INC. , petitioner-in-
intervention, vs. THE HOUSE OF REPRESENTATIVES, THROUGH THE
SPEAKER OR ACTING SPEAKER OR PRESIDING OFFICER, SPEAKER
JOSE G. DE VENECIA, REPRESENTATIVE GILBERTO G. TEODORO,
JR., REPRESENTATIVE FELIX WILLIAM B. FUENTEBELLA, THE
SENATE OF THE PHILIPPINES, THROUGH ITS PRESIDENT, SENATE
PRESIDENT FRANKLIN M. DRILON , respondents, JAIME N. SORIANO ,
respondent-in-intervention, SENATOR AQUILINO Q. PIMENTEL ,
respondent-in-intervention.

[G.R. No. 160263. November 10, 2003.]

ARTURO M. DE CASTRO AND SOLEDAD M. CAGAMPANG , petitioners,


WORLD WAR II VETERANS LEGIONARIES OF THE PHILIPPINES, INC. ,
petitioner-in-intervention, vs. FRANKLIN M. DRILON, IN HIS CAPACITY
AS SENATE PRESIDENT, AND JOSE G. DE VENECIA, JR., IN HIS
CAPACITY AS SPEAKER OF THE HOUSE OF REPRESENTATIVES ,
respondents, JAIME N. SORIANO , respondent-in-intervention, SENATOR
AQUILINO Q. PIMENTEL , respondent-in-intervention.

[G.R. No. 160277. November 10, 2003.]

FRANCISCO I. CHAVEZ , petitioner, WORLD WAR II VETERANS


LEGIONARIES OF THE PHILIPPINES, INC. , petitioner-in-intervention, vs.
JOSE G. DE VENECIA, IN HIS CAPACITY AS SPEAKER OF THE
HOUSE OF REPRESENTATIVES, FRANKLIN M. DRILON, IN HIS
CAPACITY AS PRESIDENT OF THE SENATE OF THE REPUBLIC OF
THE PHILIPPINES, GILBERT TEODORO, JR., FELIX WILLIAM
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FUENTEBELLA, JULIO LEDESMA IV, HENRY LANOT, KIM BERNARDO-
LOKIN, MARCELINO LIBANAN, EMMYLOU TALIÑO-SANTOS,
DOUGLAS CAGAS, SHERWIN GATCHALIAN, LUIS BERSAMIN, JR.,
NERISSA SOON-RUIZ, ERNESTO NIEVA, EDGAR ERICE, ISMAEL
MATHAY, SAMUEL DANGWA, ALFREDO MARAÑON, JR., CECILIA
CARREON-JALOSJOS, AGAPITO AQUINO, FAUSTO SEACHON, JR.,
GEORGILU YUMUL-HERMIDA, JOSE CARLOS LACSON, MANUEL
ORTEGA, ULIRAN JUAQUIN, SORAYA JAAFAR, WILHELMINO SY-
ALVARADO, CLAUDE BAUTISTA, DEL DE GUZMAN, ZENAIDA CRUZ-
DUCUT, AUGUSTO BACULIO, FAUSTINO DY III, AUGUSTO SYJUCO,
ROZZANO RUFINO BIAZON, LEOVIGILDO BANAAG, ERIC SINGSON,
JACINTO PARAS, JOSE SOLIS, RENATO MATUBO, HERMINO TEVES,
AMADO ESPINO, JR., EMILIO MACIAS, ARTHUR PINGOY, JR.,
FRANCIS NEPOMUCENO, CONRADO ESTRELLA III, ELIAS BULUT, JR.,
JURDIN ROMUALDO, JUAN PABLO BONDOC, GENEROSO TULAGAN,
PERPETUO YLAGAN, MICHAEL DUAVIT, JOSEPH DURANO, JESLI
LAPUS, CARLOS COJUANGCO, GIORGIDI AGGABAO, FRANCIS
ESCUDERRO, RENE VELARDE, CELSO LOBREGAT, ALIPIO BADELLES,
DIDAGEN DILANGALEN, ABRAHAM MITRA, JOSEPH SANTIAGO,
DARLENE ANTONIO-CUSTODIO, ALETA SUAREZ, RODOLFO PLAZA,
JV BAUTISTA, GREGORIO IPONG, GILBERT REMULLA, ROLEX
SUPLICO, CELIA LAYUS, JUAN MIGUEL ZUBIRI, BENASING
MACARAMBON, JR., JOSEFINA JOSON, MARK COJUANGCO,
MAURICIO DOMOGAN, RONALDO ZAMORA, ANGELO MONTILLA,
ROSELLER BARINAGA, JESNAR FALCON, REYLINA NICOLAS,
RODOLFO ALBANO, JOAQUIN CHIPECO, JR., AND RUY ELIAS LOPEZ ,
respondents, JAIME N. SORIANO , respondent-in-intervention, SENATOR
AQUILINO Q. PIMENTEL , respondent-in-intervention.

[G.R. No. 160292. November 10, 2003.]

HERMINIO HARRY L. ROQUE, JR., JOEL RUIZ BUTUYAN, MA. CECILIA


PAPA, NAPOLEON C. REYES, ANTONIO H. ABAD, JR., ALFREDO C.
LIGON, JOAN P. SERRANO AND GARY S. MALLARI , petitioners,
WORLD WAR II VETERANS LEGIONARIES OF THE PHILIPPINES, INC. ,
petitioner-in-intervention, vs . HON. SPEAKER JOSE G. DE VENECIA, JR.
AND ROBERTO P. NAZARENO, IN HIS CAPACITY AS SECRETARY
GENERAL OF THE HOUSE OF REPRESENTATIVES, AND THE HOUSE
OF REPRESENTATIVES , respondents, JAIME N. SORIANO , respondent-
in-intervention, SENATOR AQUILINO Q. PIMENTEL , respondent-in-
intervention.

[G.R. No. 160295. November 10, 2003.]

SALACNIB F. BATERINA AND DEPUTY SPEAKER RAUL M.


GONZALES , petitioners, WORLD WAR II VETERANS LEGIONARIES OF
THE PHILIPPINES, INC. , petitioner-in-intervention, v s . THE HOUSE OF
REPRESENTATIVES, THROUGH THE SPEAKER OR ACTING SPEAKER
OR PRESIDING OFFICER, SPEAKER JOSE G. DE VENECIA,
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REPRESENTATIVE GILBERTO G. TEODORO, JR., REPRESENTATIVE
FELIX WILLIAM B. FUENTEBELLA, THE SENATE OF THE
PHILIPPINES, THROUGH ITS PRESIDENT, SENATE PRESIDENT
FRANKLIN M. DRILON , respondents, JAIME N. SORIANO , respondent-in-
intervention, SENATOR AQUILINO Q. PIMENTEL , respondent-in-
intervention.

[G.R. No. 160310. November 10, 2003.]

LEONILO R. ALFONSO, PETER ALVAREZ, SAMUEL DOCTOR, MELVIN


MATIBAG, RAMON MIQUIBAS, RODOLFO MAGSINO, EDUARDO
MALASAGA, EDUARDO SARMIENTO, EDGARDO NAOE, LEONARDO
GARCIA, EDGARD SMITH, EMETERIO MENDIOLA, MARIO TOREJA,
GUILLERMO CASTASUS, NELSON A. LOYOLA, WILFREDO BELLO, JR.,
RONNIE TOQUILLO, KATE ANN VITAL, ANGELITA Q. GUZMAN,
MONICO PABLES, JR., JAIME BOAQUINA, LITA A. AQUINO, MILA P.
GABITO, JANETTE ARROYO, RIZALDY EMPIG, ERNA LAHUZ, HOMER
CALIBAG, DR. BING ARCE, SIMEON ARCE, JR., EL DELLE ARCE,
WILLIE RIVERO, DANTE DIAZ, ALBERTO BUENAVISTA, FAUSTO
BUENAVISTA, EMILY SENERIS, ANNA CLARISSA LOYOLA,
SALVACION LOYOLA, RAINIER QUIROLGICO, JOSEPH LEANDRO
LOYOLA, ANTONIO LIBREA, FILEMON SIBULO, MANUEL D. COMIA,
JULITO U. SOON, VIRGILIO LUSTRE, AND NOEL ISORENA, MAU
RESTRIVERA, MAX VILLAESTER, AND EDILBERTO GALLOR ,
petitioners, WORLD WAR II VETERANS LEGIONARIES OF THE
PHILIPPINES, INC. , petitioner-in-intervention, vs. THE HOUSE OF
REPRESENTATIVES, REPRESENTED BY HON. SPEAKER JOSE C. DE
VENECIA, JR., THE SENATE, REPRESENTED BY HON. SENATE
PRESIDENT FRANKLIN DRILON, HON. FELIX FUENTEBELLA, ET AL. ,
respondents.

[G.R. No. 160318. November 10, 2003.]

PUBLIC INTEREST CENTER, INC., CRISPIN T. REYES , petitioners, vs.


HON. SPEAKER JOSE G. DE VENECIA, ALL MEMBERS, HOUSE OF
REPRESENTATIVES, HON. SENATE PRESIDENT FRANKLIN M.
DRILON, AND ALL MEMBERS, PHILIPPINE SENATE , respondents.

[G.R. No. 160342. November 10, 2003.]

ATTY. FERNANDO P.R. PERITO, IN HIS CAPACITY AS A MEMBER OF


THE INTEGRATED BAR OF THE PHILIPPINES, MANILA III, AND
ENGR. MAXIMO N. MENEZ JR., IN HIS CAPACITY AS A TAXPAYER
AND MEMBER OF THE ENGINEERING PROFESSION , petitioners, vs .
THE HOUSE OF REPRESENTATIVES REPRESENTED BY THE 83
HONORABLE MEMBERS OF THE HOUSE LED BY HON.
REPRESENTATIVE WILLIAM FUENTEBELLA , respondents.

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[G.R. No. 160343. November 10, 2003.]

INTEGRATED BAR OF THE PHILIPPINES , petitioner, vs. THE HOUSE


OF REPRESENTATIVES, THROUGH THE SPEAKER OR ACTING
SPEAKER OR PRESIDING OFFICER, SPEAKER JOSE G. DE VENECIA,
REPRESENTATIVE GILBERTO G. TEODORO, JR., REPRESENTATIVE
FELIX WILLIAM B. FUENTEBELLA, THE SENATE OF THE
PHILIPPINES THROUGH ITS PRESIDENT, SENATE PRESIDENT
FRANKLIN M. DRILON , respondents.

[G.R. No. 160360. November 10, 2003.]

CLARO B. FLORES , petitioner, vs . THE HOUSE OF REPRESENTATIVES


THROUGH THE SPEAKER, AND THE SENATE OF THE PHILIPPINES,
THROUGH THE SENATE PRESIDENT , respondents.

[G.R. No. 160365. November 10, 2003.]

U.P. LAW ALUMNI CEBU FOUNDATION, INC., GOERING G.C.


PADERANGA, DANILO V. ORTIZ, GLORIA C. ESTENZO-RAMOS, LIZA
D. CORRO, LUIS V. DIORES, SR., BENJAMIN S. RALLON, ROLANDO P.
NONATO, DANTE T. RAMOS, ELSA R. DIVINAGRACIA, KAREN B.
CAPARROS-ARQUILLANO, SYLVA G. AGUIRRE-PADERANGA, FOR
THEMSELVES AND IN BEHALF OF OTHER CITIZENS OF THE
REPUBLIC OF THE PHILIPPINES , petitioners, vs. THE HOUSE OF
REPRESENTATIVES, SPEAKER JOSE G. DE VENECIA, THE SENATE
OF THE PHILIPPINES, SENATE PRESIDENT FRANKLIN DRILON,
HOUSE REPRESENTATIVES FELIX FUENTEBELLA AND GILBERTO
TEODORO, BY THEMSELVES AND AS REPRESENTATIVES OF THE
GROUP OF MORE THAN 80 HOUSE REPRESENTATIVES WHO
SIGNED AND FILED THE IMPEACHMENT COMPLAINT AGAINST
SUPREME COURT CHIEF JUSTICE HILARIO G. DAVIDE, JR. ,
respondents.

[G.R. No. 160370. November 10, 2003.]

FR. RANHILIO CALLANGAN AQUINO , petitioner, vs. THE HONORABLE


PRESIDENT OF THE SENATE, THE HONORABLE SPEAKER OF THE
HOUSE OF REPRESENTATIVES , respondents.

[G.R. No. 160376. November 10, 2003.]

NILO A. MALANYAON , petitioner, vs. HON. FELIX WILLIAM


FUENTEBELLA AND GILBERT TEODORO, IN REPRESENTATION OF
THE 86 SIGNATORIES OF THE ARTICLES OF IMPEACHMENT
AGAINST CHIEF JUSTICE HILARIO G. DAVIDE, JR. AND THE HOUSE
OF REPRESENTATIVES, CONGRESS OF THE PHILIPPINES,
REPRESENTED BY ITS SPEAKER, HON. JOSE G. DE VENECIA ,
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respondents.

[G.R. No. 160392. November 10, 2003.]

VENICIO S. FLORES AND HECTOR L. HOFILEÑA , petitioners, vs. THE


HOUSE OF REPRESENTATIVES, THROUGH SPEAKER JOSE G. DE
VENECIA, AND THE SENATE OF THE PHILIPPINES, THROUGH
SENATE PRESIDENT FRANKLIN DRILON , respondents.

[G.R. No. 160397. November 10, 2003.]

IN THE MATTER OF THE IMPEACHMENT COMPLAINT AGAINST


CHIEF JUSTICE HILARIO G. DAVIDE, JR., ATTY. DIOSCORO U.
VALLEJOS, JR. , petitioner.

[G.R. No. 160403. November 10, 2003.]

PHILIPPINE BAR ASSOCIATION , petitioner, vs. THE HOUSE OF


REPRESENTATIVES, THROUGH THE SPEAKER OR PRESIDING
OFFICER, HON. JOSE G. DE VENECIA, REPRESENTATIVE GILBERTO
G. TEODORO, JR., REPRESENTATIVE FELIX WILLIAM B.
FUENTEBELLA, THE SENATE OF THE PHILIPPINES, THROUGH
SENATE PRESIDENT, HON. FRANKLIN DRILON , respondents.

[G.R. No. 160405. November 10, 2003.]

DEMOCRITO C. BARCENAS, PRESIDENT OF IBP, CEBU CITY


CHAPTER, MANUEL M. MONZON, PRESIDING OF IBP, CEBU
PROVINCE, VICTOR A. MAAMBONG, PROVINCIAL BOARD MEMBER,
ADELINO B. SITOY, DEAN OF THE COLLEGE OF LAW, UNIVERSITY
OF CEBU, YOUNG LAWYERS ASSOCIATION OF CEBU, INC. [YLAC],
REPRESENTED BY ATTY. MANUEL LEGASPI, CONFEDERATION OF
ACCREDITED MEDIATORS OF THE PHILIPPINES, INC. [CAMP, INC.],
REPRESENTED BY RODERIC R. POCA, MANDAUE LAWYERS
ASSOCIATION, [MANLAW], REPRESENTED BY FELIPE VELASQUEZ,
FEDERACION INTERNACIONAL DE ABOGADAS [FIDA],
REPRESENTED BY THELMA L. JORDAN, CARLOS G. CO, PRESIDENT
OF CEBU CHAMBER OF COMMERCE AND INDUSTRY AND CEBU
LADY LAWYERS ASSOCIATION, INC. [CELLA, INC.], MARIBELLE
NAVARRO AND BERNARDITO FLORIDO, PAST PRESIDENT CEBU
CHAMBER OF COMMERCE AND INTEGRATED BAR OF THE
PHILIPPINES, CEBU CHAPTER , petitioners, v s . THE HOUSE OF
REPRESENTATIVES, REPRESENTED BY REP. JOSE G. DE VENECIA,
AS HOUSE SPEAKER AND THE SENATE, REPRESENTED BY
SENATOR FRANKLIN DRILON, AS SENATE PRESIDENT , respondents.

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SYNOPSIS

On June 2, 2003, former President Joseph E. Estrada led with the O ce of the
Secretary General of the House of Representatives, a veri ed impeachment complaint
against Chief Justice Hilario G. Davide, Jr. and seven (7) other Associate Justices of the
Court for violation of the Constitution, betrayal of public trust and, committing high
crimes. The House Committee on Justice subsequently dismissed said complaint on
October 22, 2003 for insufficiency of substance.
The next day, or on October 23, 2003, Representatives Gilberto C. Teodoro, Jr.,
First District, Tarlac and Felix William B. Fuentebella, Third District, Camarines Sur, led
another veri ed impeachment complaint with the O ce of the Secretary General of the
House against Chief Justice Hilario G. Davide, Jr., alleging underpayment of the COLA of
the members and personnel of the judiciary from the JDF and unlawful disbursement of
said fund for various infrastructure projects and acquisition of service vehicles and
other equipment. Attached to the second impeachment complaint was a Resolution of
Endorsement/Impeachment signed by at least one-third (1/3) of all the members of the
House of Representatives. The complaint was set to be transmitted to the Senate for
appropriate action.
Subsequently, several petitions were led with this Court by members of the bar,
members of the House of Representatives and private individuals, asserting their rights,
among others, as taxpayers, to stop the illegal spending of public funds for the
impeachment proceedings against the Chief Justice. Petitioners contended that the
ling of second impeachment complaint against the Chief Justice was barred under
Article XI, Sec. 3 (5) of the 1987 Constitution which states that "no impeachment
proceedings shall be initiated against the same o cial more than once within a period
of one year."
The Supreme Court held that the second impeachment complaint led against
Chief Justice Hilario G. Davide, Jr. was unconstitutional or barred under Article XI, Sec. 3
(5) of the 1987 Constitution. Petitioners, as taxpayers, had sufficient standing to file the
petitions to prevent disbursement of public funds amounting to millions of pesos for
an illegal act. The petitions were justiciable or ripe for adjudication because there was
an actual controversy involving rights that are legally demandable. Whether the issues
present a political question, the Supreme Court held that only questions that are truly
political questions are beyond judicial review. The Supreme Court has the exclusive
power to resolve with de nitiveness the issues of constitutionality. It is duty bound to
take cognizance of the petitions to exercise the power of judicial review as the guardian
of the Constitution.

SYLLABUS

1.POLITICAL LAW; POWER OF JUDICIAL REVIEW; INCLUDES THE DUTY TO CURB


GRAVE ABUSE OF DISCRETION BY "ANY BRANCH OR INSTRUMENTALITY OF
GOVERNMENT." — This Court's power of judicial review is conferred on the judicial
branch of the government in Section 1, Article VIII of our present 1987 Constitution. . .
As pointed out by Justice Laurel, this "moderating power" to "determine the proper
allocation of powers" of the different branches of government and "to direct the course
of government along constitutional channels" is inherent in all courts as a necessary
consequence of the judicial power itself, which is "the power of the court to settle
actual controversies involving rights which are legally demandable and enforceable.". .
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In the scholarly estimation of former Supreme Court Justice Florentino Feliciano, ". . .
judicial review is essential for the maintenance and enforcement of the separation of
powers and the balancing of powers among the three great departments of
government through the de nition and maintenance of the boundaries of authority and
control between them." To him,"[j]udicial review is the chief, indeed the only, medium of
participation — or instrument of intervention — of the judiciary in that balancing
operation." To ensure the potency of the power of judicial review to curb grave abuse of
discretion by "any branch or instrumentalities of government." the afore-quoted Section
1, Article VIII of the Constitution engraves, for the rst time into its history, into block
letter law the so-called "expanded certiorari jurisdiction" of this court.
2.ID.; ID.; ID.; AMERICAN JURISPRUDENCE AND AUTHORITIES CONFERRING
UPON THE LEGISLATURE THE DETERMINATION OF ALL ISSUES PERTAINING TO
IMPEACHMENT TO THE TOTAL EXCLUSION OF THE POWER OF JUDICIAL REVIEW ARE
OF DUBIOUS APPLICATION WITHIN OUR JURISDICTION; CASE AT BAR. —
Respondents' and intervenors' reliance upon American jurisprudence, the American
Constitution and American authorities cannot be credited to support the proposition
that the Senate's "sole power to try and decide impeachment cases," as provided for
under Art. XI, Sec. 3(6) of the Constitution, is a textually demonstrable constitutional
commitment of all issues pertaining to impeachment to the legislature, to the total
exclusion of the power of judicial review to check and restrain any grave abuse of the
impeachment process. Nor can it reasonably support the interpretation that it
necessarily confers upon the Senate the inherently judicial power to determine
constitutional questions incident to impeachment proceedings. Said American
jurisprudence and authorities, much less the American Constitution, are of dubious
application for these are no longer controlling within our jurisdiction and have only
limited persuasive merit insofar as Philippine constitutional law is concerned. As held in
the case of Garcia vs. COMELEC, "[i]n resolving constitutional disputes, [this Court]
should not be beguiled by foreign jurisprudence some of which are hardly applicable
because they have been dictated by different constitutional settings and needs."
Indeed, although the Philippine Constitution can trace its origins to that of the United
States, their paths of development have long since diverged. In the colorful words of
amicius curiae Father Bernas, "[w]e have cut the umbilical cord."
3.ID.; ID.; ID.; DIFFERENCE BETWEEN THE JUDICIAL POWER OF THE PHILIPPINE
SUPREME COURT AND THAT OF THE U.S. SUPREME COURT AND DISTINCTIONS
BETWEEN THE PHILIPPINE AND U.S. CONSTITUTIONS. — The major difference
between the judicial power of the Philippine Supreme Court and that of the U.S.
Supreme Court is that while the power of judicial review is only impliedly granted to the
U.S. Supreme Court and is discretionary in nature, that granted to the Philippine
Supreme Court and lower courts, as expressly provided for in the Constitution, is not
just a power but also a duty, and it was given an expanded de nition to include the
power to correct any grave abuse of discretion on the part of any government branch or
instrumentality. There are also glaring distinctions between the U.S. Constitution and
the Philippine Constitution with respect to the power of the House of Representatives
over impeachment proceedings. While the U.S. Constitution bestows sole power of
impeachment to the House of Representatives without limitation, our Constitution,
though vesting in the House of Representatives the exclusive power to initiate
impeachment cases, provides for several limitations to the exercise of such power as
embodied in Section 3(2), (3). (4) and (5), Article XI thereof. These limitations include
the manner of ling, required vote to impeach, and the one year bar on the
impeachment of one and the same official.
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4.ID.; ID.; POWER EXCLUSIVELY VESTED IN THE JUDICIARY; CONGRESS HAS NO
POWER TO RULE ON THE ISSUE OF CONSTITUTIONALITY. — The futility of seeking
remedies from either or both Houses of Congress before coming to this Court is
shown by the fact that, as previously discussed, neither the House of Representatives
nor the Senate is clothed with the power to rule with de nitiveness on the issue of
constitutionality, whether concerning impeachment proceedings or otherwise, as said
power is exclusively vested in the judiciary by the earlier quoted Section 1, Article VIII of
the Constitution. Remedy cannot be sought from a body which is bereft of power to
grant it.
5.ID.; ID.; JUDICIAL POWER IS NOT ONLY A POWER BUT ALSO A DUTY; ONLY
"TRULY POLITICAL QUESTIONS" ARE BEYOND JUDICIAL REVIEW. — From the foregoing
record of the proceedings of the 1986 Constitutional Commission, it is clear that
judicial power is not only a power; it is also a duty, a duty which cannot be abdicated by
the mere specter of this creature called the political question doctrine. Chief Justice
Concepcion hastened to clarify, however, that Section 1, Article VIII was not intended to
do away with "truly political questions." From this clari cation it is gathered that there
are two species of political questions: (1) "truly political questions" and (2) those which
"are not truly political questions." Truly political questions are thus beyond judicial
review, the reason being that respect for the doctrine of separation of powers must be
maintained. On the other hand. by virtue of Section 1, Article VIII of the Constitution,
courts can review questions which are not truly political in nature.
6.ID.; ID.; EXERCISE OF JUDICIAL RESTRAINT OVER JUSTICIABLE ISSUES IS NOT
AN OPTION; COURT IS DUTY BOUND TO TAKE COGNIZANCE OF PETITIONS IN CASE
AT BAR. — The exercise of judicial restraint over justiciable issues is not an option
before this Court. Adjudication may not be declined, because this Court is not legally
disquali ed. Nor can jurisdiction be renounced as there is no other tribunal to which the
controversy may be referred."Otherwise, this Court would be shirking from its duty
vested under Art. VIII, Sec. 1(2) of the Constitution. More than being clothed with
authority thus, this Court is duty-bound to take cognizance of the instant petitions. In
the august words of amicus curiae Father Bernas "jurisdiction is not just a power; it is a
solemn duty which may not be renounced. To renounce it, even if it is vexatious, would
be a dereliction of duty." Even in cases where it is an interested party, the Court under
our system of government cannot inhibit itself and must rule upon the challenge
because no other office has the authority to do so. On the occasion when this Court had
been an interested party to the controversy before it, it had acted upon the matter "not
with o ciousness but in the discharge of an unavoidable duty and, as always, with
detachment and fairness." After all, "by [his] appointment to the o ce, the public has
laid on [a member of the judiciary] their con dence that [he] is mentally and morally t
to pass upon the merits of their varied contentions. For this reason, they expect [him] to
be fearless in [his] pursuit to render justice, toi be unafraid to displease any person,
interest or power and to equipped with a moral ber strong enough to resist the
temptation lurking in [his] office."
7.POLITICAL LAW; LEGISLATIVE DEPARTMENT; IMPEACHMENT POWER; ONE-
YEAR BAN PROHIBITING THE INITIATION OF IMPEACHMENT PROCEEDINGS AGAINST
THE SAME OFFICIALS UNDER SECTION 3(5) OF THE CONSTITUTION; MEANING OF TIE
TERM "INITIATE"; CASE AT BAR. — From the records of the Constitutional Commission,
to the amicus curiae briefs of two former Constitutional Commissioners, it is without a
doubt that the term "to initiate" refers to the ling of the impeachment complaint
coupled with Congress' taking initial action on said complaint. Having concluded that
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the initiation takes place by the act of ling and referral or endorsement of the
impeachment complaint to the House Committee on Justice or, by the ling by at least
one-third of the members of the House of Representatives with the Secretary General
of the House, the meaning of Section 3(5) of Article XI becomes clear. Once an
impeachment complaint has been initiated, another impeachment complaint may not
be filed against the same official within a one year period.
8.ID.; ID.; ID.; POWER OF CONGRESS TO MAKE AND INTERPRET ITS RULES ON
IMPEACHMENT IS NOT ABSOLUTE; IMPEACHMENT RULES MUST EFFECTIVELY
CARRY OUT THE PURPOSE OF THE CONSTITUTION. — Respondent House of
Representatives counters that under Section 3 (8) of Article XI, it is clear and
unequivocal that it and only it has the power to make and interpret its rules governing
impeachment. Its argument is premised on the assumption that Congress has absolute
power to promulgate its rules. This assumption, however, is misplaced. Section 3(8) of
Article XI provides that "The Congress shall promulgate its rules on impeachment to
effectively carry out the purpose of this section." Clearly, its power to promulgate its
rules on impeachment is limited by the phrase "to effectively carry out the purpose of
this section." Hence, these rules cannot contravene the very purpose of the Constitution
which said rules were intended to effectively carry out. Moreover, Section 3 of Article XI
clearly provides for other specific limitations on its power to make rules.
VITUG, J., separate opinion:

1.POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW; NOT


FORECLOSED BY THE ISSUE OF "POLITICAL QUESTION" ON AN ASSAILED ACT OF A
BRANCH OF GOVERNMENT WHERE DISCRETION HAS NOT, IN FACT BEEN VESTED,
YET ASSUMED AND EXERCISED. — The Court should not consider the issue of "political
question" as foreclosing judicial review on an assailed act of a branch of government in
instances where discretion has not, in fact, been vested, yet assumed and exercised.
Where, upon the other hand, such discretion is given, the "political question doctrine"
may be ignored only if the Court sees such review as necessary to void an action
committed with grave abuse of discretion amounting to lack or excess of jurisdiction.
In the latter case, the constitutional grant of the power of judicial review vested by the
Philippine Constitution on the Supreme Court is rather clear and positive, certainly and
textually broader and more potent than where it has been borrowed.
2.ID.; ID.; SCOPE OF POWER UNDER THE 1987 CONSTITUTION, EXPANDED;
VIOLATIONS OF CONSTITUTIONAL MANDATES ARE SUBJECT TO JUDICIAL INQUIRY;
SUPREME COURT AS THE ULTIMATE ARBITER ON, AND THE ADJUDGED SENTINEL OF
THE CONSTITUTION. — The 1987 Constitution has, in good measure, "narrowed the
reach of the `political question doctrine' by expanding the power of judicial review of
the Supreme Court not only to settle actual controversies involving rights which are
legally demandable and enforceable but also to determine whether or not grave abuse
of discretion has attended an act of any branch or instrumentality of government. When
constitutional limits or proscriptions are expressed, discretion is effectively withheld.
Thus, issues pertaining to who are impeachable o cers, the number of votes
necessary to impeach and the prohibition against initiation of impeachment proceeding
twice against the same o cial in a single year, provided for in Sections 2, 3, and 4, and
5 of Article XI of the Constitution, verily are subject to judicial inquiry, and any violation
or disregard of these explicit Constitutional mandates can be struck down by the Court
in the exercise of judicial power. In so doing, the Court does not thereby arrogate unto
itself, let alone assume superiority over, nor undue interference into the domain of, a co-
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equal branch of government, but merely ful lls its constitutional duty to uphold the
supremacy of the Constitution. The judiciary may be the weakest among the three
branches of government but it concededly and rightly occupies the post of being the
ultimate arbiter on, and the adjudged sentinel of, the Constitution.
3.ID.; LEGISLATIVE DEPARTMENT; IMPEACHMENT PROCEEDINGS; ONE-YEAR
BAN PROHIBITING THE INITIATION OF A SECOND IMPEACHMENT COMPLAINT
AGAINST THE SAME OFFICIALS UNDER SECTION 3(5) OF THE CONSTITUTION;
MEANING OF THE TERM, "INITIATE"; CASE AT BAR. — I would second the view that the
term "initiate" should be construed as the physical act of ling the complaint, coupled
with an action by the House taking cognizance of it, i.e., referring the complaint to the
proper Committee. Evidently, the House of Representatives had taken cognizance of
the rst complaint and acted on it — 1) The complaint was led on 02 June 2003 by
former President Joseph Estrada along with the resolutions of endorsement signed by
three members of the House of Representatives; 2) on 01 August 2003, the Speaker of
the House directed the chairman of the House Committee on Rules, to include in the
Order of Business the complaint; 3) on 13 October 2003, the House Committee on
Justice included the complaint in its Order of Business and ruled that the complaint
was su cient in form; and 4) on 22 October 2003, the House Committee on Justice
dismissed the complaint for impeachment against the eight justices, including Chief
Justice Hilario Davide, Jr., of the Supreme Court, for being insu cient in substance. The
following day, on 23 October 2003, the second impeachment complaint was led by
two members of the House of Representatives, accompanied by an endorsement
signed by at least one-third of its membership, against the Chief Justice.
PANGANIBAN, J. separate concurring opinion:

POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW; HAS THE


DUTY TO DETERMINE WHETHER ANY INCIDENT OF THE IMPEACHMENT PROCEEDING
VIOLATES ANY CONSTITUTIONAL PROHIBITION; CASE AT BAR. — The constitution
imposes on the Supreme court the duty to rule on unconstitutional acts of "any" branch
or instrumentality of government. Such duty is plenary, extensive and admits of no
exceptions. While the Court is not authorized to pass upon the wisdom of an
impeachment, it is nonetheless obligated to determine whether any incident of the
impeachment proceedings violates any constitutional prohibition, condition or
limitation imposed on its exercise. Thus, normally, the Court may not inquire into how
and why the house initiates an impeachment complaint. But if in initiating one, it violates
a constitutional prohibition, condition or limitation on the exercise thereof, then the
Court as the protector and interpreter of the Constitution is duty-bound to intervene
and "to settle" the issue. . . In the present cases, the main issue is whether, in initiating
the second Impeachment Complaint, the House of Representatives violated Article XI,
Section 3(5), which provides that "[n]o impeachment proceedings shall be initiated
against the same o cial more than once within a period of one year." The interpretation
of this constitutional prohibition or condition as it applies to the second Impeachment
Complaint clearly involves the "legality, not the wisdom" of the acts of the House of
Representatives. Thus, the Court must "settle it."
SANDOVAL-GUTIERREZ, J., separate concurring opinion:

1.POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW; COURT


SHOULD DO ITS DUTY TO INTERPRET THE LAW EVEN IF THERE IS A DANGER OF
EXPOSING THE COURT'S INABILITY IN GIVING EFFICACY TO ITS JUDGMENT. —
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Confronted with an issue involving constitutional infringement, should this Court
shackle its hands under the principle of judicial self restraint? The polarized opinions of
the amici curiae is that by asserting its power of judicial review, this Court can maintain
the supremacy of the Constitution but at the same time invites a disastrous
confrontation with the House of Representatives. A question repeated almost to satiety
is — what if the House holds its ground and refuses to respect the Decision of this
Court? It is argued that there will be a Constitutional crisis. Nonetheless, despite such
impending scenario, I believe this Court should do its duty mandated by the
Constitution, seeing to it that it acts within the bounds of its authority. The 1987
Constitution speaks of judicial prerogative not only in terms of power but also of duty.
As the last guardian of the Constitution, the Court's duty is to uphold and defend it at all
times and for all persons. It is a duty this Court cannot abdicate. It is a mandatory and
inescapable obligation — made particularly more exacting and peremptory by the oath
of each member of this Court. Judicial reluctance on the face of a clear constitutional
transgression may bring about the death of the rule of law in this country. Yes, there is
indeed a danger of exposing the Court's inability in giving e cacy to its judgment. But
is it not the way in our present system of government? The Legislature enacts the law,
the Judiciary interprets it and the Executive implements it. It is not for the Court to
withhold its judgment just because it would be a futile exercise of authority. It should
do its duty to interpret the law.
2.ID.; ID.; ID.; IMPEACHMENT PROCEEDINGS; SUPREME COURT HAS POWER TO
DECLARE HOUSE RULES OR ACT UNCONSTITUTIONAL IF FORBIDDEN BY THE
CONSTITUTION. — While the power to initiate all cases of impeachment is regarded as
a matter of "exclusive" concern only of the House of Representatives, over which the
other departments may not exercise jurisdiction by virtue of the separation of powers
established by the fundamental law, it does not follow that the House of
Representatives may not overstep its own powers de ned and limited by the
Constitution. Indeed, it cannot, under the guise of implementing its Rules, transgress
the Constitution, for when it does, its act immediately ceases to be a mere internal
concern. Surely, by imposing limitations on speci c powers of the House of
Representatives, a fortiori, the Constitution has prescribed a diminution of its "exclusive
power." I am sure that the honorable Members of the House who took part in the
promulgation and adoption of its internal rules on impeachment did not intend to
disregard or disobey the clear mandate of the Constitution — the law of the people. And
I con dently believe that they recognize, as fully as this Court does, that the
Constitution is the supreme law of the land, equally binding upon every branch or
department of the government and upon every citizen, high or low. It need not be
stressed that under our present form of government, the executive, legislative and
judicial departments are coequal and co-important. But it does not follow that this
Court, whose Constitutional primary duty is to interpret the supreme law of the land,
has not the power to declare the House Rules unconstitutional. Of course, this Court will
not attempt to require the House of Representatives to adopt a particular action, but it
is authorized and empowered to pronounce an action null and void if found to be
contrary to the provisions of the Constitution.
3.ID.; ID.; ID.; IMPEACHMENT CASES; PETITIONERS, AS TAXPAYERS, HAVE
LOCUS STANDI TO QUESTION VALIDITY OF THE SECOND IMPEACHMENT
COMPLAINT AGAINST THE CHIEF JUSTICE. — Indeed, the present suits involve matters
of rst impression and of immense importance to the public considering that, as
previously stated, this is the rst time a Chief Justice of the Supreme Court is being
subjected to an impeachment proceeding which, according to petitioners, is prohibited
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by the Constitution. Obviously, if such proceeding is not prevented and nulli ed, public
funds amounting to millions of pesos will be disbursed for an illegal act. Undoubtedly,
this is a grave national concern involving paramount public interest. The petitions are
properly instituted to avert such a situation.
CORONA, J., separate opinion:

1.POLITICAL LAW; LEGISLATIVE DEPARTMENT; IMPEACHMENT; PURPOSE;


INTENDED TO BE AN INSTRUMENT OF LAST RESORT. — Impeachment has been
described as sui generis and an "exceptional method of removing exceptional public
o cials (that must be) exercised by the Congress with exceptional caution." Thus, it is
directed only at an exclusive list of o cials, providing for complex procedures,
exclusive grounds and every stringent limitations. The implied constitutional caveat on
impeachment is that Congress should use that awesome power only for protecting the
welfare of the state and the people, and not merely the personal interests of a few.
There exists no doubt in my mind that the framers of the Constitution intended
impeachment to be an instrument of last resort, a draconian measure to be exercised
only when there are no other alternatives available. It was never meant to be a
bargaining chip, much less a weapon for political leverage. Unsubstantiated allegations,
mere suspicions of wrongdoing and other less than serious grounds, needless to state,
preclude its invocation or exercise.
2.POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW; SUPREME
COURT HAS THE DUTY TO DECIDE PENDING PETITIONS TO MAINTAIN THE
SUPREMACY OF THE CONSTITUTION IN CASE AT BAR. — The Court has the obligation
to decide on the issues before us to preserve the hierarchy of laws and to maintain the
supremacy of the rule of the Constitution over the rule of men, . . .The Court should not
evade its duty to decide the pending petitions because of its sworn responsibility as
the guardian of the Constitution. To refuse cognizance of the present petitions merely
because they indirectly concern the Chief Justice of this Court is to skirt the duty of
dispensing fair and impartial justice. Furthermore, refusing to assume jurisdiction under
these circumstances will run afoul of the great traditions of our democratic way of life
and the very reason why this Court exists in the first place.
3.ID.; ID.; ID.; ID.; SCOPE OF POWER UNDER THE 1987 CONSTITUTION
EXPANDED. — Under the new de nition of judicial power embodied in Article VIII,
Section 1, courts of justice have not only the authority but also the duty to "settle actual
controversies involving rights which are legally demandable and enforceable" and "to
determine whether or not there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of the
government." The Court can therefore, in certain situations provided in the Constitution
itself, inquire into the acts of Congress and the President, though with great hesitation
and prudence owing to mutual respect and comity. Among these situations, in so far as
the pending petitions are concerned, are (1) issues involving constitutionality and (2)
grave abuse of discretion amounting to lack of or excess of jurisdiction on the part of
any branch of the government. These are the strongest reasons for the Court to
exercise its jurisdiction over the pending cases before us.
CALLEJO, SR., J., separate opinion:

POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW;


IMPEACHMENT CASES; SUPREME COURT HAS THE DUTY TO CONSIDER WHETHER
THE PROCEEDINGS IN CONGRESS ARE IN CONFORMITY WITH THE CONSTITUTION. —
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Under Section 1, Article VIII of the Constitution, "judicial power is vested in the Supreme
Court and in such lower courts as may be established by law. The judicial power of the
Court includes the power to settle controversies involving rights which are legally
demandable and enforceable, and to determine whether or not there has been a grave
abuse of discretion amounting to lack or excess of jurisdiction on the part of the
branch or instrumentality of the Government." In Estrada v. Desierto, this Court held that
with the new provision in the Constitution, courts are given a greater prerogative to
determine what it can do to prevent grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of government. The
constitution is the supreme law on all governmental agencies, including the House of
Representatives and the Senate. Under Section 4(2), Article VIII of the Constitution, the
Supreme Court is vested with jurisdiction over cases involving the constitutionality,
application and operation of government rules and regulations, including the
constitutionality, application and operation of rules of the House of Representatives, as
well as the Senate. It is competent and proper for the Court to consider whether the
proceedings in Congress are in conformity with the Constitution and the law because
living under the Constitution, no branch or department of the government is supreme;
and it is the duty of the judiciary to determine cases regularly brought before them,
whether the powers of any branch of the government and even those of the legislative
enactment of laws and rules have been exercised in conformity with the Constitution;
and if they have not, to treat their acts as null and void. Under Section 5, Article VIII of
the Constitution, the Court has exclusive jurisdiction over petitions for certiorari and
prohibition. The House of Representatives may have the sole power to initiate
impeachment cases, and the Senate the sole power to try and decide the said cases,
but the exercise of such powers must be in conformity with and not in derogation of the
Constitution.
AZCUNA, J., separate opinion:

1.POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW;


PETITIONERS, AS TAXPAYERS, HAVE LOCUS STANDI TO QUESTION VALIDITY OF THE
SECOND IMPEACHMENT COMPLAINT AGAINST THE CHIEF JUSTICE; JUSTICIABILITY
OF PETITIONS IN CASE AT BAR. — There can be no serious challenge as to petitioners'
locus standi. Eight are Members of the House of Representatives, with direct interest in
the integrity of its proceedings. Furthermore, petitioners as taxpayers have su cient
standing, in view of the transcendental importance of the issue at hand. It goes beyond
the fate of Chief Justice Davide, as it shakes the very foundations of our system of
government and poses a question as to our survival as a democratic polity. There is,
moreover, an actual controversy involving rights that are legally demandable, thereby
leaving no doubt as to the justiciability of the petitions.
2.ID.; ID.; ID.; IMPEACHMENT CASES; SUPREME COURT HAS THE DUTY TO
CONSIDER WHETHER THE PROCEEDINGS THEREIN CONFORM WITH THE
CONSTITUTION. — Unlike the Constitutions of other countries, that of the Philippines,
our Constitution, has opted textually to commit the sole power and the exclusive power
to this and to that Department or branch of government, but in doing so it has further
provided speci c procedures and equally textually identi able limits to the exercise of
those powers. Thus, the filing of the complaint for impeachment is provided for in detail
as to who may le and as to what shall be done to the complaint after it is led, the
referral to the proper Committee, its hearing, its voting, its report to the House, and the
action of the House thereon, and the timeframes for every step (Subsection 2).
Similarly, the required number of votes to a rm or override a favorable or contrary
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resolution is stated (Subsection 3). So, also, what is needed for a complaint or
resolution of impeachment to constitute the Articles of Impeachment, so that trial by
the Senate shall forthwith proceed, is speci cally laid down, i.e., a veri ed complaint or
resolution of impeachment led by at least one-third of all the Members of the House
(Subsection 4). It is my view that when the Constitution not only gives or allocates the
power to one Department or branch of government, be it solely or exclusively, but also,
at the same time, or together with the grant or allocation, speci cally provides certain
limits to its exercise, then this Court, belonging to the Department called upon under the
Constitution to interpret its provisions, has the jurisdiction to do so. And, in fact, this
jurisdiction of the Court is not so much a power as a duty, as clearly set forth in Article
VIII, Section 1 of the Constitution.
3.ID.; LEGISLATION DEPARTMENT; IMPEACHMENT; ONE-YEAR BAN
PROHIBITING THE INITIATION THEREOF AGAINST THE SAME OFFICIALS UNDER
ARTICLE XI, SECTION 3(5) OF THE CONSTITUTION; MEANING OF THE TERM
"INITIATE." — It is also contended that the provision of Article XI, Sec. 3 (5) refers to
impeachment proceedings in the Senate, not in the House of Representatives. This is
premised on the wording of Article XI, Sec. 3 (1) which states that "The House of
Representatives shall have the exclusive power to initiate all cases of impeachment."
Thus, it is argued, cases of impeachment are initiated only by the ling thereof by the
House of Representatives with the Senate, so that impeachment proceedings are those
that follow said ling . This interpretation does violence to the carefully allocated
division of power found in Article XI, Sec. 3. Precisely, the rst part of the power is
lodged with the House, that of initiating impeachment, so that a respondent hailed by
the House before the Senate is a fact and in law already impeached. What the House
initiates in the Senate is an impeachment CASE, not PROCEEDINGS. The proceedings
for impeachment preceded that and took place exclusively in the House (in fact, non-
members of the House cannot initiate it and there is a need for a House member to
endorse the complaint). And what takes place in the Senate is the trial and the decision.
For this reason, Subsections (1) to (5) of Article XI, Section 3 apply to the House
whereas Subsections (6) and (7) apply to the Senate, and Subsection (8) applies to
both, or to "Congress." There is therefore a sequence or order in these subsections, and
the contrary view disregards the same.
TINGA, J., separate opinion:

1.POLITICAL LAW; LEGISLATIVE DEPARTMENT; IMPEACHMENT, NATURE OF. —


On the question of whether it is proper for this Court to decide the petitions, it would be
useless for us to pretend that the o cial being impeached is not a member of this
Court, much less the primus inter pares. Simplistic notions of rectitude will cause a
furor over the decision of this Court, even if it is the right decision. Yet we must decide
this case because the Constitution dictates that we do so. The most fatal charge that
can be levied against this Court is that it did not obey the Constitution. The Supreme
Court cannot afford, as it did in the Javellana case, to abdicate its duty and refuse to
address a constitutional violation of a co-equal branch of government just because it
feared the political repercussions. And it is comforting that this Court need not rest
merely on rhetoric in deciding that it is proper for it to decide the petitions, despite the
fact that the fate of the Chief Justice rests in the balance. Jurisprudence is replete with
instances when this Court was called upon to exercise judicial duty, notwithstanding the
fact that the application of the same could bene t one or all members of the Court.
Nevertheless, this does not mean that the second impeachment complaint is forever
barred; only that it should be dismissed without prejudice to its re- ling after one year
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from the ling of the rst impeachment complaint. Indeed, this Court cannot deprive
the House of the exclusive power of impeachment lodged in the House by the
Constitution. In taking cognizance of this case, the Court does not do so out of
empathy or loyalty for one of our Brethren. Nor does it do so out of enmity or loathing
toward the Members of a co-equal branch, whom I still call and regard as my Brethren.
The Court, in assuming jurisdiction over this case, to repeat, does so only out of duty, a
duty reposed no less by the fundamental law.
2.ID.; ID.; ID.; SENATE HAS NO AUTHORITY TO PASS UPON THE HOUSE RULES
ON IMPEACHMENT. — Despite suggestions to the contrary, I maintain that the Senate
does not have the jurisdiction to determine whether or not the House Rules of
Impeachment violate the Constitution. As I earlier stated, impeachment is not an
inherent legislative function, although it is traditionally conferred on the legislature. It
requires the mandate of a constitutional provision before the legislature can assume
impeachment functions. The grant of power should be explicit in the Constitution. It
cannot be readily carved out of the shade of a presumed penumbra. In this case, there
is a looming prospect that an invalid impeachment complaint emanating from an
unconstitutional set of House rules would be presented to the Senate for action. The
proper recourse would be to dismiss the complaint on constitutional grounds. Yet,
from the Constitutional and practical perspectives, only this Court may grant that relief.
The Senate cannot be expected to declare void the Articles of Impeachment, as well as
the offending Rules of the House based on which the House completed the
impeachment process. The Senate cannot look beyond the Articles of Impeachment.
Under the Constitution, the Senate's mandate is solely to try and decide the
impeachment complaint. While the Senate acts as an impeachment court for the
purpose of trying and deciding impeachment cases, such "transformation" does not
vest unto the Senate any of the powers inherent in the Judiciary, because impeachment
powers are not residual with the Senate. Whatever powers the Senate may acquire as
an impeachment court are limited to what the Constitution provides, if any, and they
cannot extend to judicial-like review of the acts of co-equal components of government,
including those of the House. Pursuing the concept of the Senate as an impeachment
court, its jurisdiction, like that of the regular courts,' has to be conferred by law and it
cannot be presumed. This is the principle that binds and guides all courts of the land,
and it should likewise govern the impeachment court, limited as its functions may be.
There must be an express grant of authority in the Constitution empowering the Senate
to pass upon the House Rules on Impeachment.
3.ID.; ID.; INTER-CHAMBER COURTESY; ANY ATTEMPT OF THE SENATE TO
INVALIDATE THE HOUSE RULES OF IMPEACHMENT IS OBNOXIOUS TO INTER-
CHAMBER COURTESY. — Ought to be recognized too is the tradition of comity
observed by members of Congress commonly referred to as "inter-chamber courtesy."
It is simply the mutual deference accorded by the chambers of Congress to each other.
Thus, "the opinion of each House should be independent and not in uenced by the
proceedings of the other." While inter-chamber courtesy is not a principle which has
attained the level of a statutory command, it enjoys a high degree of obeisance among
the members of the legislature, ensuring as it does the smooth ow of the legislative
process. It is my belief that any attempt on the part of the Senate to invalidate the
House Rules of Impeachment is obnoxious to inter-chamber courtesy. If the Senate
were to render these House Rules unconstitutional, it would set an unfortunate
precedent that might engender a wrong-headed assertion that one chamber of
Congress may invalidate the rules and regulations promulgated by the other chamber.
Verily, the duty to pass upon the validity of the House Rules of Impeachment is
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imposed by the Constitution not upon the Senate but upon this Court.
4.ID.; SUPREME COURT; POWER OF JUDICIAL REVIEW; SUPREME COURT HAS
THE DUTY TO ADDRESS CONSTITUTIONAL VIOLATION OF A CO-EQUAL BRANCH OF
GOVERNMENT, EVEN IF IT WOULD REDOUND TO THE BENEFIT OF ONE, SOME OR
EVEN ALL MEMBERS OF THE COURT. — On the question of whether it is proper for this
Court to decide the petitions, it would be useless for us to pretend that the o cial
being impeached is not a member of this Court, much less the primus inter pares.
Simplistic notions of rectitude will cause a furor over the decision of this Court, even if
it is the right decision. Yet we must decide this case because the Constitution dictates
that we do so. The most fatal charge that can be levied against this Court is that it did
not obey the Constitution. The Supreme Court cannot afford, as it did in the Javellana
case, to abdicate its duty and refuse to address a constitutional violation of a co-equal
branch of government just because it feared the political repercussions. And it is
comforting that this Court need not rest merely on rhetoric in deciding that it is proper
for it to decide the petitions, despite the fact that the fate of the Chief Justice rests in
the balance. Jurisprudence is replete with instances when this Court responded to the
call of judicial duty, notwithstanding the fact that the performance of the duty would
ultimately redound to the bene t of one, some or even all members of the Court. . .
Indeed, this Court cannot deprive the House of the exclusive power of impeachment
lodged in the House by the Constitution. In taking cognizance of this case, the Court
does not do so out of empathy or loyalty for one of our Brethren. Nor does it do so out
of enmity or loathing toward the Members of a coequal branch, whom I still call and
regard as my Brethren. The Court, in assuming jurisdiction over this case, to repeat,
does so only out of duty, a duty reposed no less by the fundamental law.
PUNO, J., concurring and dissenting:

1.POLITICAL LAW; IMPEACHMENT PROCEEDINGS; HISTORIOGRAPHY OF OUR


IMPEACHMENT PROVISIONS SHOW INHERENT NATURE OF IMPEACHMENT AS
POLITICAL. — The historiography of our impeachment provisions will show that they
were liberally lifted from the US Constitution. Following an originalist interpretation,
there is much to commend to the thought that they are political in nature and character.
The political character of impeachment hardly changed in our 1935, 1973 and 1987
Constitutions. Thus, among the grounds of impeachment are "other high crimes or
betrayal of public trust." They hardly have any judicially ascertainable content. The
power of impeachment is textually committed to Congress, a political branch of
government. The right to accuse is exclusively given to the House of Representatives.
The right to try and decide is given solely to the Senate and not to the Supreme Court.
The Chief Justice has a limited part in the process . . . to preside but without the right to
vote when the President is under impeachment. Likewise, the President cannot exercise
his pardoning power in cases of impeachment. All these provisions con rm the
inherent nature of impeachment as political.
2.ID.; ID.; ID.; REENGINEERED CONCEPT OF OUR IMPEACHMENT IS NOW A
COMMIXTURE OF POLITICAL AND JUDICIAL COMPONENTS; RIGHT OF CHIEF JUSTICE
AGAINST THE INITIATION OF A SECOND IMPEACHMENT WITHIN ONE YEAR IS A
JUSTICIABLE ISSUE. — Be that as it may, the purity of the political nature of
impeachment has been lost. Some legal scholars characterize impeachment
proceedings as akin to criminal proceedings. Thus, they point to some of the grounds
of impeachment like treason, bribery, graft and corruption as well de ned criminal
offenses. They stress that the impeached o cial undergoes trial in the Senate sitting
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as an impeachment court. If found guilty, the impeached o cial suffers a penalty
"which shall not be further than removal from o ce and disquali cation to hold any
o ce under the Republic of the Philippines." I therefore respectfully submit that there is
now a commixture of political and judicial components in our reengineered concept of
impeachment. It is for this reason and more that impeachment proceedings A
classi ed as sui generis. To be sure, our impeachment proceedings are indigenous, a
kind of its own. They have been shaped by our distinct political experience especially in
the last fty years. EDSA People Power I resulted in the radical rearrangement of the
powers of government in the 1987 Constitution.
3.ID.; ID.; INITIATION THEREOF AND ITS DECISION ARE INITIALLY BEST LEFT TO
CONGRESS; COORDINACY THEORY OF CONSTITUTIONAL INTERPRETATION AND
PRUDENTIAL CONSIDERATIONS DEMAND DEFERMENT OF COURT'S EXERCISE OF
JURISDICTION OVER PETITIONS; CASE AT BAR. — I most respectfully submit, that the
1987 Constitution adopted neither judicial restraint nor judicial activism as a political
philosophy to the exclusion of each other. The expanded de nition of judicial power
gives the Court enough elbow room to be more activist in dealing with political
questions but did not necessarily junk restraint in resolving them. Political questions
are not undifferentiated questions. They are of different variety. The antagonism
between judicial restraint and judicial activism is avoided by the coordinacy theory of
constitutional interpretation. This coordinacy theory gives room for judicial restraint
without allowing the judiciary to abdicate its constitutionally mandated duty to interpret
the constitution. Coordinacy theory rests on the premise that within the constitutional
system, each branch of government has an independent obligation to interpret the
Constitution. This obligation is rooted on the system of separation of powers. The oath
to "support this Constitution" — which the constitution mandates judges, legislators
and executives to take — proves this independent obligation. Thus, the coordinacy
theory accommodates judicial restraint because it recognizes that the President and
Congress also have an obligation to interpret the constitution. In ne, the Court, under
the coordinacy theory, considers the preceding constitutional judgments made by other
branches of government. By no means however, does it signify complete judicial
deference. Coordinacy means courts listen to the voice of the President and Congress
but their voice does not silence the judiciary. The doctrine in Marbury v. Madison that
courts are not bound by the constitutional interpretation of other branches of
government still rings true. As well stated, "the coordinacy thesis is quite compatible
with a judicial deference that accommodates the views of other branches, while not
amounting to an abdication of judicial review." With due respect, I cannot take the
extreme position of judicial restraint that always defers on the one hand, or judicial
activism that never defers on the other. I prefer to take the contextual approach of the
coordinacy theory which considers the constitution's allocation of decision-making
authority, the constitution's judgments as to the relative risks of action and inaction by
each branch of government, and the fears and aspirations embodies in the different
provisions of the constitution. The contextual approach better attends to the speci c
character of particular constitutional provisions and calibrates deference or restraint
accordingly on a case to case basis. In doing so, it allows the legislature adequate
leeway to carry out their constitutional duties while at the same time ensuring that any
abuse does not undermine important constitutional principles. . . Their correct
calibration will compel the conclusion that this Court should defer the exercise of its
ultimate jurisdiction over the petitions at bar out of prudence and respect to the initial
exercise by the legislature of its jurisdiction over impeachment proceedings.
YNARES-SANTIAGO, J., concurring and dissenting:
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1.POLITICAL LAW; SUPREME COURT; POWER OF JUDICIAL REVIEW ;
IMPEACHMENT PROCEEDINGS; SUPREME COURT HAS THE DUTY TO REVIEW THE
CONSTITUTIONALITY OF THE ACTS OF CONGRESS. — I also concur with the ponente
that the Court has the power of judicial review: This power of the Court has been
expanded by the Constitution not only to settle actual controversies involving rights
which are legally demandable and enforceable but also to determine whether or not
there has been a grave abuse of discretion amounting to lack or excess of jurisdiction
on the part of an branch or instrumentality of government. The court is under mandate
to assume jurisdiction over, and to undertake judicial inquiry into, what may even be
deemed to be political questions provided, however, that grave abuse of discretion —
the sole test of justiciability on purely political issues — is shown to have attended the
contested act. The Court checks the exercise of power of the other branches of
government through judicial review. It is the nal arbiter of the disputes involving the
proper allocation and exercise of the different powers under the Constitution. When the
Supreme Court reviews the Constitutionality of the acts of Congress, it does not
thereby assert its superiority over a co-equal branch of government. It merely asserts
its solemn and sacred obligation under the Constitution and a rms constitutional
supremacy. Indeed, in the resolution of the principal issue in these petitions, a
distinction has to be drawn between the power of the members of the House of
Representatives to initiate impeachment proceedings, on the one hand, and the manner
in which they have exercised that power. While it is clear that the House has the
exclusive power to initiate impeachment cases, and the Senate has the sole power to
try and decide these cases, the Court, upon a proper nding that either chamber
committed, grave abuse of discretion or violated any constitutional provision, may
invoke its corrective power of judicial review.
2.ID.; LEGISLATIVE DEPARTMENT; IMPEACHMENT PROCEEDINGS; ONE-YEAR
BAN PROHIBITING THE INITIATION OF IMPEACHMENT CASE AGAINST THE SAME —
OFFICIALS UNDER SECTION 3(5) OF THE CONSTITUTION; MEANING OF THE TERM
"INITIATE. — The meaning of the word "initiate" in relation to impeachment is at the
center of much debate. The confusion as to the meaning of this term was aggravated
by the amendment of the House of Representatives' Rules of Procedure in
Impeachment Proceedings. The rst set of Rules adopted on May 31, 1988, speci cally
Rule V, Section 14 and Rule 11, Section 2 thereof, provides that impeachment shall be
initiated when a veri ed complaint for impeachment is led by any Member of the
House of Representatives or by any citizen upon a resolution of endorsement by any
Member thereof, or when a veri ed complaint or resolution of impeachment is led by
at least one-third (1/3) of all the Members of the House. This provision was later
amended on November 28, 2001: Rule V, Section 16 of the amendatory Rules states
that impeachment proceedings under any of the three methods above-stated are
deemed initiated on the day that the Committee on Justice nds that the veri ed
complaint and/or resolution against such o cial is su cient in substance or on the
date the House votes to overturn or a rm the nding of the said Committee that the
veri ed complaint and/or resolution is not su cient in substance. The adoption of the
2001 Rules, at least insofar as initiation of impeachment proceedings is concerned,
unduly expanded the power of the House by restricting the constitutional time-bar only
to complaints that have been "approved" by the House Committee on Justice. As stated
above, the one-year bar is a limitation set by the Constitution which Congress cannot
overstep. Indeed, the Records of the Constitutional Commission clearly show that, as
de ned in Article XI, Section 3 (5), impeachment proceedings begin not on the oor of
the House but with the ling of the complaint by any member of the House of any
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citizen upon a resolution of endorsement by any Member thereof. This is the plain
sense in which the word "Initiate" must be understood, i.e., to begin or commence the
action.
3.ID.; ID.; ID.; HOW COMPLAINT FOR IMPEACHMENT IS "FILED"; CASE AT BAR. —
Moreover, the second impeachment complaint was led by only two complainants,
namely Representatives Gilberto G. Teodoro, Jr. and Felix William B. Fuentebella. The
rest of the members of the House whose names appear on the attachments thereto
merely signed endorsements to the Complaint. Article XI, Section 3 (3) of the
Constitution is explicit: In case the veri ed complaint or resolution of impeachment is
filed by at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed. (Emphasis
provided.) The mere endorsement of the members of the House, albeit embodied in a
veri ed resolution, did not su ce for it did not constitute ling of the impeachment
complaint, as this term is plainly understood. In order that the veri ed complaint may
be said to have been led by at least 1/3 of the Members, all of them must be named
as complainants therein. All of them must sign the main complaint. This was not done
in the case of the assailed second impeachment complaint against the Chief Justice.
The complaint was not led by at least one-third of the Members of the House, and
therefore did not constitute the Article of Impeachment. I am constrained to disagree
with the majority decision to discard the above issue for being unnecessary for the
determination of the instant cases. On the contrary, the foregoing defect in the
complaint is a vital issue in the determination of whether or not the House should
transmit the complaint to the Senate, and if it does, whether the Senate should entertain
it. The Constitution is clear that the complaint for impeachment shall constitute the
Articles of Impeachment, without need of referral to the Committee on Justice, when
the complaint is led by at least one-third of all the Members of the House. Being the
exception to the general procedure outlined in the Constitution, its formal requisites
must be strictly construed.
4.ID.; ID.; ID.; SIGNING OF IMPEACHMENT COMPLAINT DONE WITHOUT DUE
PROCESS IN CASE AT BAR. — The impeachment complaint suffers from yet another
serious aw. As one of the amici curiae, former Senate President Jovito Salonga,
pointed out, the signing of the impeachment complaint by the purported 1/3 of the
Congressmen was done without due process. The Chief Justice, against whom the
complaint was brought, was not served notice of the proceedings against him. No rule
is better established under the due process clause of the constitution, than that which
requires notice and opportunity to be heard before any person can be lawfully deprived
of his rights. Indeed, when the Constitution says that no person shall be deprived of life,
liberty or property without due process of law, it means that every person shall be
afforded the essential element of notice in any proceeding. Any act committed in
violation of due process may be declared null and void.
5.ID.; ID.; ID.; JUDICIAL SELF-RESTRAINT SHOULD BE EXERCISED IN
IMPEACHMENT PROCEEDINGS. — Notwithstanding the constitutional and procedural
defects in the impeachment complaint, I dissent from the majority when it decided to
resolve the issues at this premature stage. I submit that the process of impeachment
should rst be allowed to run its course. The power of this Court as the nal arbiter of
all justiciable questions should come into play only when the procedure as outlined in
the Constitution has been exhausted. The complaint should be referred back to the
House Committee on Justice, where its constitutionality may be threshed out.
Thereafter, if the Committee so decides, the complaint will have to be deliberated by
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the House on plenary session, preparatory to its possible transmittal to the Senate. The
questions on the su ciency of the complaint in form may again be brought to the
Senate by way of proper motion, and the Senate may deny the motion or dismiss the
complaint depending on the merits of the grounds raised. After the Senate shall have
acted in due course, its disposition of the case may be elevated to this Court pursuant
to its judicial power of review. . . The Court should recognize the extent and practical
limitations of its judicial prerogatives, and identify those areas where it should carefully
tread instead of rush in and act accordingly. Considering that power of impeachment
was intended to be the legislature's lone check on the judiciary, exercising our power of
judicial review over impeachment would place the nal reviewing authority with respect
to impeachments in the hands of the same body that the impeachment process is
meant to regulate. In fact, judicial involvement in impeachment proceedings, even if only
for purposes of judicial review is counter-intuitive because it eviscerates the improper
constitutional check to the judiciary. A becoming sense of propriety and justice
dictates that judicial self-restraint should be exercised; that the impeachment power
should remain at all times and under all circumstances with the legislature, where the
Constitution has placed it. The common-law principle of judicial restraint serves the
public interest by allowing the political processes to operate without undue
interference.

DECISION

CARPIO MORALES , J : p

There can be no constitutional crisis arising from a con ict, no matter how
passionate and seemingly irreconcilable it may appear to be, over the determination by
the independent branches of government of the nature, scope and extent of their
respective constitutional powers where the Constitution itself provides for the means
and bases for its resolution.
Our nation's history is replete with vivid illustrations of the often frictional, at
times turbulent, dynamics of the relationship among these co-equal branches. This
Court is confronted with one such today involving the legislature and the judiciary which
has drawn legal luminaries to chart antipodal courses and not a few of our countrymen
to vent cacophonous sentiments thereon.
There may indeed be some legitimacy to the characterization that the present
controversy subject of the instant petitions — whether the ling of the second
impeachment complaint against Chief Justice Hilario G. Davide, Jr. with the House of
Representatives falls within the one year bar provided in the Constitution, and whether
the resolution thereof is a political question — has resulted in a political crisis. Perhaps
even more truth to the view that it was brought upon by a political crisis of conscience.
In any event, it is with the absolute certainty that our Constitution is su cient to
address all the issues which this controversy spawns that this Court unequivocally
pronounces, at the rst instance, that the feared resort to extra-constitutional methods
of resolving it is neither necessary nor legally permissible. Both its resolution and
protection of the public interest lie in adherence to, not departure from, the
Constitution.
In passing over the complex issues arising from the controversy, this Court is
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ever mindful of the essential truth that the inviolate doctrine of separation of powers
among the legislative, executive or judicial branches of government by no means
prescribes for absolute autonomy in the discharge by each of that part of the
governmental power assigned to it by the sovereign people.
At the same time, the corollary doctrine of checks and balances which has been
carefully calibrated by the Constitution to temper the official acts of each of these three
branches must be given effect without destroying their indispensable co-equality.
Taken together, these two fundamental doctrines of republican government,
intended as they are to insure that governmental power is wielded only for the good of
the people, mandate a relationship of interdependence and coordination among these
branches where the delicate functions of enacting, interpreting and enforcing laws are
harmonized to achieve a unity of governance, guided only by what is in the greater
interest and well-being of the people. Verily, salus populi est suprema lex.
Article XI of our present 1987 Constitution provides:
ARTICLE XI

Accountability of Public Officers

SECTION 1. Public o ce is a public trust. Public o cers and employees


must at all times be accountable to the people, serve them with utmost
responsibility, integrity, loyalty, and e ciency, act with patriotism and justice, and
lead modest lives.

SECTION 2. The President, the Vice-President, the Members of the Supreme


Court, the Members of the Constitutional Commissions, and the Ombudsman
may be removed from o ce, on impeachment for, and conviction of, culpable
violation of the Constitution, treason, bribery, graft and corruption, other high
crimes, or betrayal of public trust. All other public o cers and employees may be
removed from office as provided by law, but not by impeachment. cEDIAa

SECTION 3.(1)The House of Representatives shall have the exclusive


power to initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.

(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
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official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial, and punishment according to law.

(8)The Congress shall promulgate its rules on impeachment to effectively


carry out the purpose of this section. (Emphasis and italics supplied)
Following the above-quoted Section 8 of Article XI of the Constitution, the 12th
Congress of the House of Representatives adopted and approved the Rules of
Procedure in Impeachment Proceedings (House Impeachment Rules) on November 28,
2001, superseding the previous House Impeachment Rules 1 approved by the 11th
Congress. The r ele vant distinctions between these two Congresses' House
Impeachment Rules are shown in the following tabulation:
11TH CONGRESS RULES 12TH CONGRESS NEW RULES

RULE II RULE V
INITIATING IMPEACHMENT BAR AGAINST INITIATION
OF IMPEACHMENT
PROCEEDINGS AGAINST
THE SAME OFFICIAL

Section 2. Mode of Initiating Section 16. Impeachment Proceedings


Impeachment. — Impeachment Deemed Initiated. — In cases where a
shall be initiated only by a verified Member of the House files a verified
complaint for impeachment filed by complaint of impeachment or a citizen
any Member of the House of files a verified complaint that is endorsed
Representatives or by any citizen upon by a Member of the House through a
a resolution of endorsement by any resolution of endorsement against an
Member thereof or by a verified impeachable officer, impeachment
complaint or resolution of impeachment proceedings against such official are
filed by at least one-third (1/3) of all deemed initiated on the day the
the Members of the House. Committee on Justice finds that the
verified complaint and/or resolution
against such official, as the case may
be, is sufficient in substance, or on the
date the House votes to overturn or
affirm the finding of the said
Committee that the verified complaint
and/or resolution, as the case may
be, is not sufficient in substance.

In cases where a verified complaint or a


resolution of impeachment is filed or
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endorsed, as the case may be, by at least
one-
third (1/3) of the Members of the House,
impeachment proceedings are deemed
initiated at the time of the filing of such
verified complaint or resolution of
impeachment with the Secretary General.

RULE V
BAR AGAINST IMPEACHMENT

Section 14. Scope of Bar. — No Section 17. Bar Against Initiation Of


impeachment proceedings shall be Impeachment Proceedings. — Within a
initiated against the same official more period of one (1) year from the date
than once within the period of one impeachment proceedings are deemed
(1) year. initiated as provided in Section 16 hereof,
no impeachment proceedings, as such,
can be initiated against the same official.
(Italics in the original; emphasis and
italics supplied)
On July 22, 2002, the House of Representatives adopted a Resolution, 2
sponsored by Representative Felix William D. Fuentebella, which directed the
Committee on Justice "to conduct an investigation, in aid of legislation, on the manner
of disbursements and expenditures by the Chief Justice of the Supreme Court of the
Judiciary Development Fund (JDF)." 3
On June 2, 2003, former President Joseph E. Estrada led an impeachment
complaint 4 ( rst impeachment complaint) against Chief Justice Hilario G. Davide Jr.
and seven Associate Justices 5 of this Court for "culpable violation of the Constitution,
betrayal of the public trust and other high crimes." 6 The complaint was endorsed by
Representatives Rolex T. Suplico, Ronaldo B. Zamora and Didagen Piang Dilangalen, 7
and was referred to the House Committee on Justice on August 5, 2003 8 in
accordance with Section 3(2) of Article XI of the Constitution which reads: HSTCcD

Section 3(2) A veri ed complaint for impeachment may be led by any


Member of the House of Representatives or by any citizen upon a resolution of
endorsement by any Member thereof, which shall be included in the Order of
Business within ten session days, and referred to the proper Committee within
three session days thereafter. The Committee, after hearing, and by a majority
vote of all its Members, shall submit its report to the House within sixty session
days from such referral, together with the corresponding resolution. The
resolution shall be calendared for consideration by the House within ten session
days from receipt thereof.

The House Committee on Justice ruled on October 13, 2003 that the rst impeachment
complaint was "su cient in form," 9 but voted to dismiss the same on October 22,
2003 for being insufficient in substance. 1 0 To date, the Committee Report to this effect
has not yet been sent to the House in plenary in accordance with the said Section 3(2)
of Article XI of the Constitution.
Four months and three weeks since the ling on June 2, 2003 of the rst
complaint or on October 23, 2003, a day after the House Committee on Justice voted
to dismiss it, the second impeachment complaint 1 1 was led with the Secretary
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General of the House 1 2 by Representatives Gilberto C. Teodoro, Jr. (First District,
Tarlac) and Felix William B. Fuentebella (Third District, Camarines Sur) against Chief
Justice Hilario G. Davide, Jr., founded on the alleged results of the legislative inquiry
initiated by above-mentioned House Resolution. This second impeachment complaint
was accompanied by a "Resolution of Endorsement/Impeachment" signed by at least
one-third (1/3) of all the Members of the House of Representatives. 1 3
Thus arose the instant petitions against the House of Representatives, et al.,
most of which petitions contend that the ling of the second impeachment complaint
is unconstitutional as it violates the provision of Section 5 of Article XI of the
Constitution that "[n]o impeachment proceedings shall be initiated against the same
official more than once within a period of one year."
In G.R. No. 160261 , petitioner Atty. Ernesto B. Francisco, Jr., alleging that he has
a duty as a member of the Integrated Bar of the Philippines to use all available legal
remedies to stop an unconstitutional impeachment, that the issues raised in his petition
for Certiorari, Prohibition and Mandamus are of transcendental importance, and that he
"himself was a victim of the capricious and arbitrary changes in the Rules of Procedure
in Impeachment Proceedings introduced by the 12th Congress," 1 4 posits that his right
to bring an impeachment complaint against then Ombudsman Aniano Desierto had
been violated due to the capricious and arbitrary changes in the House Impeachment
Rules adopted and approved on November 28, 2001 by the House of Representatives
and prays that (1) Rule V, Sections 16 and 17 and Rule III, Sections 5, 6, 7, 8, and 9
thereof be declared unconstitutional; (2) this Court issue a writ of mandamus directing
respondents House of Representatives et al. to comply with Article IX, Section 3 (2), (3)
and (5) of the Constitution, to return the second impeachment complaint and/or strike
it off the records of the House of Representatives, and to promulgate rules which are
consistent with the Constitution; and (3) this Court permanently enjoin respondent
House of Representatives from proceeding with the second impeachment complaint.
I n G.R. No. 160262 , petitioners Sedfrey M. Candelaria, et al., as citizens and
taxpayers, alleging that the issues of the case are of transcendental importance, pray, in
their petition for Certiorari/Prohibition, the issuance of a writ "perpetually" prohibiting
respondent House of Representatives from ling any Articles of Impeachment against
the Chief Justice with the Senate; and for the issuance of a writ "perpetually" prohibiting
respondents Senate and Senate President Franklin Drilon from accepting any Articles of
Impeachment against the Chief Justice or, in the event that the Senate has accepted the
same, from proceeding with the impeachment trial.
In G.R. No. 160263 , petitioners Arturo M. de Castro and Soledad Cagampang, as
citizens, taxpayers, lawyers and members of the Integrated Bar of the Philippines,
alleging that their petition for Prohibition involves public interest as it involves the use
of public funds necessary to conduct the impeachment trial on the second
impeachment complaint, pray for the issuance of a writ of prohibition enjoining
Congress from conducting further proceedings on said second impeachment
complaint.
I n G.R. No. 160277 , petitioner Francisco I. Chavez, alleging that this Court has
recognized that he has locus standi to bring petitions of this nature in the cases of
Chavez v. PCGG 1 5 and Chavez v. PEA-Amari Coastal Bay Development Corporation, 1 6
prays in his petition for Injunction that the second impeachment complaint be declared
unconstitutional.
I n G.R. No. 160292 , petitioners Atty. Harry L. Roque, et al., as taxpayers and
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members of the legal profession, pray in their petition for Prohibition for an order
prohibiting respondent House of Representatives from drafting, adopting, approving
and transmitting to the Senate the second impeachment complaint, and respondents
De Venecia and Nazareno from transmitting the Articles of Impeachment to the Senate.
ESCTaA

In G.R. No. 160295 , petitioners Representatives Salacnib F. Baterina and Deputy


Speaker Raul M. Gonzalez, alleging that, as members of the House of Representatives,
they have a legal interest in ensuring that only constitutional impeachment proceedings
are initiated, pray in their petition for Certiorari/Prohibition that the second
impeachment complaint and any act proceeding therefrom be declared null and void.
In G.R. No. 160310 , petitioners Leonilo R. Alfonso, et al., claiming that they have a
right to be protected against all forms of senseless spending of taxpayers’ money and
that they have an obligation to protect the Supreme Court, the Chief Justice, and the
integrity of the Judiciary, allege in their petition for Certiorari and Prohibition that it is
instituted as "a class suit" and pray that (1) the House Resolution endorsing the second
impeachment complaint as well as all issuances emanating therefrom be declared null
and void; and (2) this Court enjoin the Senate and the Senate President from taking
cognizance of, hearing, trying and deciding the second impeachment complaint, and
issue a writ of prohibition commanding the Senate, its prosecutors and agents to
desist from conducting any proceedings or to act on the impeachment complaint.
I n G.R. No. 160318 , petitioner Public Interest Center, Inc., whose members are
citizens and taxpayers, and its co-petitioner Crispin T. Reyes, a citizen, taxpayer and a
member of the Philippine Bar, both allege in their petition, which does not state what its
nature is, that the ling of the second impeachment complaint involves paramount
public interest and pray that Sections 16 and 17 of the House Impeachment Rules and
the second impeachment complaint/Articles of Impeachment be declared null and
void.
I n G.R. No. 160342 , petitioner Atty. Fernando P. R. Perito, as a citizen and a
member of the Philippine Bar Association and of the Integrated Bar of the Philippines,
and petitioner Engr. Maximo N. Menez, Jr., as a taxpayer, pray in their petition for the
issuance of a Temporary Restraining Order and Permanent Injunction to enjoin the
House of Representatives from proceeding with the second impeachment complaint.
In G.R. No. 160343 , petitioner Integrated Bar of the Philippines, alleging that it is
mandated by the Code of Professional Responsibility to uphold the Constitution, prays
in its petition for Certiorari and Prohibition that Sections 16 and 17 of Rule V and
Sections 5, 6, 7, 8, 9 of Rule III of the House Impeachment Rules be declared
unconstitutional and that the House of Representatives be permanently enjoined from
proceeding with the second impeachment complaint. CTAIHc

In G.R. No. 160360 , petitioner-taxpayer Atty. Claro Flores prays in his petition for
Certiorari and Prohibition that the House Impeachment Rules be declared
unconstitutional.
I n G.R. No. 160365 , petitioners U.P. Law Alumni Cebu Foundation Inc., et al., in
their petition for Prohibition and Injunction which they claim is a class suit led in behalf
of all citizens, citing Oposa v. Factoran 1 7 which was led in behalf of succeeding
generations of Filipinos, pray for the issuance of a writ prohibiting respondents House
of Representatives and the Senate from conducting further proceedings on the second
impeachment complaint and that this Court declare as unconstitutional the second
impeachment complaint and the acts of respondent House of Representatives in
interfering with the fiscal matters of the Judiciary.
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In G.R. No. 160370 , petitioner-taxpayer Father Ranhilio Callangan Aquino, alleging
that the issues in his petition for Prohibition are of national and transcendental
signi cance and that as an o cial of the Philippine Judicial Academy, he has a direct
and substantial interest in the unhampered operation of the Supreme Court and its
o cials in discharging their duties in accordance with the Constitution, prays for the
issuance of a writ prohibiting the House of Representatives from transmitting the
Articles of Impeachment to the Senate and the Senate from receiving the same or
giving the impeachment complaint due course.
I n G.R. No. 160376 , petitioner Nilo A. Malanyaon, as a taxpayer, alleges in his
petition for Prohibition that respondents Fuentebella and Teodoro at the time they led
the second impeachment complaint, were "absolutely without any legal power to do so,
as they acted without jurisdiction as far as the Articles of Impeachment assail the
alleged abuse of powers of the Chief Justice to disburse the (JDF)."
I n G.R. No. 160392 , petitioners Attorneys Venicio S. Flores and Hector L.
Ho leña, alleging that as professors of law they have an abiding interest in the subject
matter of their petition for Certiorari and Prohibition as it pertains to a constitutional
issue "which they are trying to inculcate in the minds of their students," pray that the
House of Representatives be enjoined from endorsing and the Senate from trying the
Articles of Impeachment and that the second impeachment complaint be declared null
and void.
I n G.R. No. 160397 , petitioner Atty. Dioscoro Vallejos, Jr., without alleging his
locus standi, but alleging that the second impeachment complaint is founded on the
issue of whether or not the Judicial Development Fund (JDF) was spent in accordance
with law and that the House of Representatives does not have exclusive jurisdiction in
the examination and audit thereof, prays in his petition "To Declare Complaint Null and
Void for Lack of Cause of Action and Jurisdiction" that the second impeachment
complaint be declared null and void.
In G.R. No. 160403 , petitioner Philippine Bar Association, alleging that the issues
raised in the ling of the second impeachment complaint involve matters of
transcendental importance, prays in its petition for Certiorari/Prohibition that (1) the
second impeachment complaint and all proceedings arising therefrom be declared null
and void; (2) respondent House of Representatives be prohibited from transmitting the
Articles of Impeachment to the Senate; and (3) respondent Senate be prohibited from
accepting the Articles of Impeachment and from conducting any proceedings thereon.
I n G.R. No. 160405 , petitioners Democrit C. Barcenas, et al., as citizens and
taxpayers, pray in their petition for Certiorari/Prohibition that (1) the second
impeachment complaint as well as the resolution of endorsement and impeachment by
the respondent House of Representatives be declared null and void and (2)
respondents Senate and Senate President Franklin Drilon be prohibited from accepting
any Articles of Impeachment against the Chief Justice or, in the event that they have
accepted the same, that they be prohibited from proceeding with the impeachment
trial.
Petitions bearing docket numbers G.R. Nos. 160261, 160262 and 160263, the
rst three of the eighteen which were led before this Court, 1 8 prayed for the issuance
of a Temporary Restraining Order and/or preliminary injunction to prevent the House of
Representatives from transmitting the Articles of Impeachment arising from the
second impeachment complaint to the Senate. Petition bearing docket number G.R. No.
160261 likewise prayed for the declaration of the November 28, 2001 House
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Impeachment Rules as null and void for being unconstitutional.
Petitions bearing docket numbers G.R. Nos. 160277, 160292 and 160295, which
were led on October 28, 2003, sought similar relief. In addition, petition bearing
docket number G.R. No. 160292 alleged that House Resolution No. 260 (calling for a
legislative inquiry into the administration by the Chief Justice of the JDF) infringes on
the constitutional doctrine of separation of powers and is a direct violation of the
constitutional principle of fiscal autonomy of the judiciary.
On October 28, 2003, during the plenary session of the House of
Representatives, a motion was put forth that the second impeachment complaint be
formally transmitted to the Senate, but it was not carried because the House of
Representatives adjourned for lack of quorum, 1 9 and as re ected above, to date, the
Articles of Impeachment have yet to be forwarded to the Senate. TEHDIA

Before acting on the petitions with prayers for temporary restraining order
and/or writ of preliminary injunction which were led on or before October 28, 2003,
Justices Puno and Vitug offered to recuse themselves, but the Court rejected their
offer. Justice Panganiban inhibited himself, but the Court directed him to participate.
Without necessarily giving the petitions due course, this Court in its Resolution of
October 28, 2003, resolved to (a) consolidate the petitions; (b) require respondent
House of Representatives and the Senate, as well as the Solicitor General, to comment
on the petitions not later than 4:30 p.m. of November 3, 2003; (c) set the petitions for
oral arguments on November 5, 2003, at 10:00 a.m.; and (d) appointed distinguished
legal experts as amici curiae. 2 0 In addition, this Court called on petitioners and
respondents to maintain the status quo, enjoining all the parties and others acting for
and in their behalf to refrain from committing acts that would render the petitions
moot.
Also on October 28, 2003, when respondent House of Representatives through
Speaker Jose C. De Venecia, Jr. and/or its co-respondents, by way of special
appearance, submitted a Manifestation asserting that this Court has no jurisdiction to
hear, much less prohibit or enjoin the House of Representatives, which is an
independent and co-equal branch of government under the Constitution, from the
performance of its constitutionally mandated duty to initiate impeachment cases. On
even date, Senator Aquilino Q. Pimentel, Jr., in his own behalf, led a Motion to Intervene
(Ex Abudante Cautela) 2 1 and Comment, praying that "the consolidated petitions be
dismissed for lack of jurisdiction of the Court over the issues affecting the
impeachment proceedings and that the sole power, authority and jurisdiction of the
Senate as the impeachment court to try and decide impeachment cases, including the
one where the Chief Justice is the respondent, be recognized and upheld pursuant to
the provisions of Article XI of the Constitution." 2 2
Acting on the other petitions which were subsequently led, this Court resolved
to (a) consolidate them with the earlier consolidated petitions; (b) require respondents
to le their comment not later than 4:30 p.m. of November 3, 2003; and (c) include
them for oral arguments on November 5, 2003.
On October 29, 2003, the Senate of the Philippines, through Senate President
Franklin M. Drilon, led a Manifestation stating that insofar as it is concerned, the
petitions are plainly premature and have no basis in law or in fact, adding that as of the
time of the ling of the petitions, no justiciable issue was presented before it since (1)
its constitutional duty to constitute itself as an impeachment court commences only
upon its receipt of the Articles of Impeachment, which it had not, and (2) the principal
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issues raised by the petitions pertain exclusively to the proceedings in the House of
Representatives.
On October 30, 2003, Atty. Jaime Soriano led a "Petition for Leave to Intervene"
in G.R. Nos. 160261, 160262, 160263, 160277, 160292, and 160295, questioning the
status quo Resolution issued by this Court on October 28, 2003 on the ground that it
would unnecessarily put Congress and this Court in a "constitutional deadlock" and
praying for the dismissal of all the petitions as the matter in question is not yet ripe for
judicial determination.
On November 3, 2003, Attorneys Romulo B. Macalintal and Pete Quirino Quadra
led in G.R. No. 160262 a "Motion for Leave of Court to Intervene and to Admit the
Herein Incorporated Petition in Intervention."
On November 4, 2003, Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc. led a Motion for Intervention in G.R. No. 160261. On
November 5, 2003, World War II Veterans Legionnaires of the Philippines, Inc. also led
a "Petition-in-Intervention with Leave to Intervene" in G.R. Nos. 160261, 160262,
160263, 160277, 160292, 160295, and 160310.
The motions for intervention were granted and both Senator Pimentel's
Comment and Attorneys Macalintal and Quadra's Petition in Intervention were
admitted.
On November 5-6, 2003, this Court heard the views of the amici curiae and the
arguments of petitioners, intervenors Senator Pimentel and Attorney Makalintal, and
Solicitor General Alfredo Benipayo on the principal issues outlined in an Advisory issued
by this Court on November 3, 2003, to wit:
Whether the certiorari jurisdiction of the Supreme Court may be invoked;
who can invoke it; on what issues and at what time; and whether it should be
exercised by this Court at this time.

In discussing these issues, the following may be taken up:


a)locus standi of petitioners;
b)ripeness (prematurity; mootness);
c)political question/justiciability;

d)House's "exclusive" power to initiate all cases of impeachment;


e)Senate's "sole" power to try and decide all cases of impeachment; aTADCE

f)constitutionality of the House Rules on Impeachment vis-a-vis Section


3(5) of Article XI of the Constitution; and

g)judicial restraint (Italics in the original)

In resolving the intricate con ux of preliminary and substantive issues arising


from the instant petitions as well as the myriad arguments and opinions presented for
and against the grant of the reliefs prayed for, this Court has sifted and determined
them to be as follows: (1) the threshold and novel issue of whether or not the power of
judicial review extends to those arising from impeachment proceedings; (2) whether or
not the essential pre-requisites for the exercise of the power of judicial review have
been ful lled; and (3) the substantive issues yet remaining. These matters shall now be
discussed in seriatim.
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Judicial Review
As re ected above, petitioners plead for this Court to exercise the power of
judicial review to determine the validity of the second impeachment complaint.
This Court's power of judicial review is conferred on the judicial branch of the
government in Section 1, Article VIII of our present 1987 Constitution:
SECTION 1. The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.
Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
government. (Emphasis supplied)
Such power of judicial review was early on exhaustively expounded upon by
Justice Jose P. Laurel in the de nitive 1936 case of Angara v. Electoral Commission 2 3
after the effectivity of the 1935 Constitution whose provisions, unlike the present
Constitution, did not contain the present provision in Article VIII, Section 1, par. 2 on
what judicial power includes. Thus, Justice Laurel discoursed:
. . . In times of social disquietude or political excitement, the great
landmarks of the Constitution are apt to be forgotten or marred, if not entirely
obliterated. In cases of con ict, the judicial department is the only constitutional
organ which can be called upon to determine the proper allocation of powers
between the several departments and among the integral or constituent units
thereof .
As any human production, our Constitution is of course lacking perfection
and perfectibility, but as much as it was within the power of our people, acting
through their delegates to so provide, that instrument which is the expression of
their sovereignty however limited, has established a republican government
intended to operate and function as a harmonious whole, under a system of
checks and balances, and subject to speci c limitations and restrictions provided
in the said instrument. The Constitution sets forth in no uncertain language the
restrictions and limitations upon governmental powers and agencies. If these
restrictions and limitations are transcended it would be inconceivable if the
Constitution had not provided for a mechanism by which to direct the course of
government along constitutional channels, for then the distribution of powers
would be mere verbiage, the bill of rights mere expressions of sentiment, and the
principles of good government mere political apothegms. Certainly, the limitations
and restrictions embodied in our Constitution are real as they should be in any
living constitution. In the United States where no express constitutional grant is
found in their constitution, the possession of this moderating power of the courts,
not to speak of its historical origin and development there, has been set at rest by
popular acquiescence for a period of more than one and a half centuries. In our
case, this moderating power is granted, if not expressly, by clear implication from
section 2 of article VIII of our Constitution.
IAETDc

The Constitution is a de nition of the powers of government. Who is to


determine the nature, scope and extent of such powers? The Constitution itself
has provided for the instrumentality of the judiciary as the rational way. And when
the judiciary mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments; it does not in reality nullify or invalidate an
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act of the legislature, but only asserts the solemn and sacred obligation assigned
to it by the Constitution to determine con icting claims of authority under the
Constitution and to establish for the parties in an actual controversy the rights
which that instrument secures and guarantees to them. This is in truth all that is
involved in what is termed "judicial supremacy" which properly is the power of
judicial review under the Constitution. Even then, this power of judicial review is
limited to actual cases and controversies to be exercised after full opportunity of
argument by the parties, and limited further to the constitutional question raised
or the very lis mota presented. Any attempt at abstraction could only lead to
dialectics and barren legal questions and to sterile conclusions unrelated to
actualities. Narrowed as its function is in this manner, the judiciary does not pass
upon questions of wisdom, justice or expediency of legislation. More than that,
courts accord the presumption of constitutionality to legislative enactments, not
only because the legislature is presumed to abide by the Constitution but also
because the judiciary in the determination of actual cases and controversies must
re ect the wisdom and justice of the people as expressed through their
representatives in the executive and legislative departments of the government. 2 4
(Italics in the original; emphasis and italics supplied)

As pointed out by Justice Laurel, this "moderating power" to "determine the


proper allocation of powers" of the different branches of government and "to direct the
course of government along constitutional channels" is inherent in all courts 2 5 as a
necessary consequence of the judicial power itself, which is "the power of the court to
settle actual controversies involving rights which are legally demandable and
enforceable." 2 6
Thus, even in the United States where the power of judicial review is not explicitly
conferred upon the courts by its Constitution, such power has "been set at rest by
popular acquiescence for a period of more than one and a half centuries." To be sure, it
was in the 1803 leading case of Marbury v. Madison 2 7 that the power of judicial review
was first articulated by Chief Justice Marshall, to wit:
It is also not entirely unworthy of observation, that in declaring what shall
be the supreme law of the land, the constitution itself is rst mentioned; and not
the laws of the United States generally, but those only which shall be made in
pursuance of the constitution, have that rank.
Thus, the particular phraseology of the constitution of the United States
con rms and strengthens the principle, supposed to be essential to all written
constitutions, that a law repugnant to the constitution is void; and that courts, as
well as other departments, are bound by that instrument. 2 8 (Italics in the original;
emphasis supplied)

In our own jurisdiction, as early as 1902, decades before its express grant in the
1935 Constitution, the power of judicial review was exercised by our courts to
invalidate constitutionally in rm acts. 2 9 And as pointed out by noted political law
professor and former Supreme Court Justice Vicente V. Mendoza, 3 0 the executive and
legislative branches of our government in fact effectively acknowledged this power of
judicial review in Article 7 of the Civil Code, to wit:
Article 7.Laws are repealed only by subsequent ones, and their violation or
non-observance shall not be excused by disuse, or custom or practice to the
contrary.
When the courts declare a law to be inconsistent with the Constitution, the
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former shall be void and the latter shall govern.
Administrative or executive acts, orders and regulations shall be valid only
when they are not contrary to the laws or the Constitution. (Emphasis supplied)
As indicated in Angara v. Electoral Commission, 3 1 judicial review is indeed an
integral component of the delicate system of checks and balances which, together with
the corollary principle of separation of powers, forms the bedrock of our republican
form of government and insures that its vast powers are utilized only for the bene t of
the people for which it serves.
The separation of powers is a fundamental principle in our system of
government. It obtains not through express provision but by actual division in our
Constitution. Each department of the government has exclusive cognizance of
matters within its jurisdiction, and is supreme within its own sphere. But it does
not follow from the fact that the three powers are to be kept separate and distinct
that the Constitution intended them to be absolutely unrestrained and
independent of each other. The Constitution has provided for an elaborate system
of checks and balances to secure coordination in the workings of the various
departments of the government. . . . And the judiciary in turn, with the Supreme
Court as the nal arbiter, effectively checks the other departments in the exercise
of its power to determine the law, and hence to declare executive and legislative
acts void if violative of the Constitution. 3 2 (Emphasis and italics supplied) THaAEC

In the scholarly estimation of former Supreme Court Justice Florentino Feliciano,


". . . judicial review is essential for the maintenance and enforcement of the separation
of powers and the balancing of powers among the three great departments of
government through the de nition and maintenance of the boundaries of authority and
control between them." 3 3 To him, "[j]udicial review is the chief, indeed the only, medium
of participation — or instrument of intervention — of the judiciary in that balancing
operation." 3 4
To ensure the potency of the power of judicial review to curb grave abuse of
discretion by "any branch or instrumentalities of government," the afore-quoted Section
1, Article VIII of the Constitution engraves, for the rst time into its history, into block
letter law the so-called "expanded certiorari jurisdiction" of this Court, the nature of and
rationale for which are mirrored in the following excerpt from the sponsorship speech
of its proponent, former Chief Justice Constitutional Commissioner Roberto
Concepcion:
xxx xxx xxx

The first section starts with a sentence copied from former Constitutions. It
says:

The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.
I suppose nobody can question it.

The next provision is new in our constitutional law. I will read it rst and
explain.
Judicial power includes the duty of courts of justice to settle actual
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controversies involving rights which are legally demandable and
enforceable and to determine whether or not there has been a grave abuse
of discretion amounting to lack or excess of jurisdiction on the part or
instrumentality of the government.
Fellow Members of this Commission, this is actually a product of our
experience during martial law. As a matter of fact, it has some antecedents in the
past, but the role of the judiciary during the deposed regime was marred
considerably by the circumstance that in a number of cases against the
government, which then had no legal defense at all, the solicitor general set up the
defense of political questions and got away with it. As a consequence, certain
principles concerning particularly the writ of habeas corpus, that is, the authority
of courts to order the release of political detainees, and other matters related to
the operation and effect of martial law failed because the government set up the
defense of political question. And the Supreme Court said: "Well, since it is
political, we have no authority to pass upon it." The Committee on the Judiciary
feels that this was not a proper solution of the questions involved. It did not
merely request an encroachment upon the rights of the people, but it, in effect,
encouraged further violations thereof during the martial law regime. . . .
xxx xxx xxx
Brie y stated, courts of justice determine the limits of power of the
agencies and o ces of the government as well as those of its o cers . In other
words, the judiciary is the nal arbiter on the question whether or not a branch of
government or any of its o cials has acted without jurisdiction or in excess of
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction or lack of jurisdiction. This is not only a judicial power
but a duty to pass judgment on matters of this nature.
This is the background of paragraph 2 of Section 1, which means that the
courts cannot hereafter evade the duty to settle matters of this nature, by claiming
that such matters constitute a political question. 3 5 (Italics in the original;
emphasis and italics supplied)

To determine the merits of the issues raised in the instant petitions, this Court
must necessarily turn to the Constitution itself which employs the well-settled
principles of constitutional construction.
First, verba legis, that is, wherever possible, the words used in the Constitution
must be given their ordinary meaning except where technical terms are employed. Thus,
in J.M. Tuason & Co ., Inc. v. Land Tenure Administration , 3 6 this Court, speaking through
Chief Justice Enrique Fernando, declared:
We look to the language of the document itself in our search for its
meaning. We do not of course stop there, but that is where we begin. It is to be
assumed that the words in which constitutional provisions are couched express
the objective sought to be attained. They are to be given their ordinary meaning
except where technical terms are employed in which case the signi cance thus
attached to them prevails. As the Constitution is not primarily a lawyer's
document, it being essential for the rule of law to obtain that it should ever be
present in the people's consciousness, its language as much as possible should
be understood in the sense they have in common use. What it says according to
the text of the provision to be construed compels acceptance and negates the
power of the courts to alter it, based on the postulate that the framers and the
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people mean what they say. Thus these are the cases where the need for
construction is reduced to a minimum. 3 7 (Emphasis and italics supplied)

Second, where there is ambiguity, ratio legis est anima. The words of the
Constitution should be interpreted in accordance with the intent of its framers. And so
did this Court apply this principle in Civil Liberties Union v. Executive Secretary 3 8 in this
wise: SHTaID

A foolproof yardstick in constitutional construction is the intention


underlying the provision under consideration. Thus, it has been held that the Court
in construing a Constitution should bear in mind the object sought to be
accomplished by its adoption, and the evils, if any, sought to be prevented or
remedied. A doubtful provision will be examined in the light of the history of the
times, and the condition and circumstances under which the Constitution was
framed. The object is to ascertain the reason which induced the framers of the
Constitution to enact the particular provision and the purpose sought to be
accomplished thereby, in order to construe the whole as to make the words
consonant to that reason and calculated to effect that purpose. 3 9 (Emphasis and
italics supplied)

As it did in Nitafan v. Commissioner of Internal Revenue 4 0 where, speaking through


Madame Justice Amuerfina A. Melencio-Herrera, it declared:

. . . The ascertainment of that intent is but in keeping with the fundamental


principle of constitutional construction that the intent of the framers of the
organic law and of the people adopting it should be given effect. The primary task
in constitutional construction is to ascertain and thereafter assure the realization
of the purpose of the framers and of the people in the adoption of the
Constitution. It may also be safely assumed that the people in ratifying the
Constitution were guided mainly by the explanation offered by the framers. 4 1
(Emphasis and italics supplied)

Finally, ut magis valeat quam pereat. The Constitution is to be interpreted as a


whole. Thus, in Chiongbian v. De Leon, 4 2 this Court, through Chief Justice Manuel Moran
declared:
. . . [T]he members of the Constitutional Convention could not have
dedicated a provision of our Constitution merely for the bene t of one person
without considering that it could also affect others. When they adopted
subsection 2, they permitted, if not willed, that said provision should function to
the full extent of its substance and its terms, not by itself alone, but in conjunction
with all other provisions of that great document. 4 3 (Emphasis and italics
supplied)

Likewise, still in Civil Liberties Union v. Executive Secretary, 4 4 this Court affirmed that:

It is a well-established rule in constitutional construction that no one


provision of the Constitution is to be separated from all the others, to be
considered alone, but that all the provisions bearing upon a particular subject are
to be brought into view and to be so interpreted as to effectuate the great
purposes of the instrument. Sections bearing on a particular subject should be
considered and interpreted together as to effectuate the whole purpose of the
Constitution and one section is not to be allowed to defeat another, if by any
reasonable construction, the two can be made to stand together.

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In other words, the court must harmonize them, if practicable, and must
lean in favor of a construction which will render every word operative, rather than
one which may make the words idle and nugatory. 4 5 (Emphasis supplied)

If, however, the plain meaning of the word is not found to be clear, resort to other
aids is available. In still the same case of Civil Liberties Union v. Executive Secretary,
this Court expounded:
While it is permissible in this jurisdiction to consult the debates and
proceedings of the constitutional convention in order to arrive at the reason and
purpose of the resulting Constitution, resort thereto may be had only when other
guides fail as said proceedings are powerless to vary the terms of the
Constitution when the meaning is clear. Debates in the constitutional convention
"are of value as showing the views of the individual members, and as indicating
the reasons for their votes, but they give us no light as to the views of the large
majority who did not talk, much less of the mass of our fellow citizens whose
votes at the polls gave that instrument the force of fundamental law. We think it
safer to construe the constitution from what appears upon its face." The proper
interpretation therefore depends more on how it was understood by the people
adopting it than in the framers's understanding thereof . 4 6 (Emphasis and italics
supplied)

It is in the context of the foregoing backdrop of constitutional re nement and


jurisprudential application of the power of judicial review that respondents Speaker De
Venecia, et al. and intervenor Senator Pimentel raise the novel argument that the
Constitution has excluded impeachment proceedings from the coverage of judicial
review.
Brie y stated, it is the position of respondents Speaker De Venecia, et al. that
impeachment is a political action which cannot assume a judicial character. Hence, any
question, issue or incident arising at any stage of the impeachment proceeding is
beyond the reach of judicial review. 4 7
For his part, intervenor Senator Pimentel contends that the Senate's "sole power
to try" impeachment cases 4 8 (1) entirely excludes the application of judicial review
over it; and (2) necessarily includes the Senate’s power to determine constitutional
questions relative to impeachment proceedings. 4 9
In furthering their arguments on the proposition that impeachment proceedings
are outside the scope of judicial review, respondents Speaker De Venecia, et al. and
intervenor Senator Pimentel rely heavily on American authorities, principally the majority
opinion in the case of Nixon v. United States. 5 0 Thus, they contend that the exercise of
judicial review over impeachment proceedings is inappropriate since it runs counter to
the framers' decision to allocate to different fora the powers to try impeachments and
to try crimes; it disturbs the system of checks and balances, under which impeachment
is the only legislative check on the judiciary; and it would create a lack of nality and
di culty in fashioning relief. 5 1 Respondents likewise point to deliberations on the US
Constitution to show the intent to isolate judicial power of review in cases of
impeachment.
Respondents' and intervenors' reliance upon American jurisprudence, the
American Constitution and American authorities cannot be credited to support the
proposition that the Senate's "sole power to try and decide impeachment cases," as
provided for under Art. XI, Sec. 3(6) of the Constitution, is a textually demonstrable
constitutional commitment of all issues pertaining to impeachment to the legislature,
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to the total exclusion of the power of judicial review to check and restrain any grave
abuse of the impeachment process. Nor can it reasonably support the interpretation
that it necessarily confers upon the Senate the inherently judicial power to determine
constitutional questions incident to impeachment proceedings. TEcAHI

Said American jurisprudence and authorities, much less the American


Constitution, are of dubious application for these are no longer controlling within our
jurisdiction and have only limited persuasive merit insofar as Philippine constitutional
law is concerned. As held in the case of Garcia vs. COMELEC , 5 2 "[i]n resolving
constitutional disputes, [this Court] should not be beguiled by foreign jurisprudence
some of which are hardly applicable because they have been dictated by different
constitutional settings and needs." 5 3 Indeed, although the Philippine Constitution can
trace its origins to that of the United States, their paths of development have long since
diverged. In the colorful words of Father Bernas, "[w]e have cut the umbilical cord." DHacTC

The major difference between the judicial power of the Philippine Supreme Court
and that of the U.S. Supreme Court is that while the power of judicial review is only
impliedly granted to the U.S. Supreme Court and is discretionary in nature, that granted
to the Philippine Supreme Court and lower courts, as expressly provided for in the
Constitution, is not just a power but also a duty, and it was given an expanded de nition
to include the power to correct any grave abuse of discretion on the part of any
government branch or instrumentality.
There are also glaring distinctions between the U.S. Constitution and the
Philippine Constitution with respect to the power of the House of Representatives over
impeachment proceedings. While the U.S. Constitution bestows sole power of
impeachment to the House of Representatives without limitation, 5 4 our Constitution,
though vesting in the House of Representatives the exclusive power to initiate
impeachment cases, 5 5 provides for several limitations to the exercise of such power
as embodied in Section 3(2), (3), (4) and (5), Article XI thereof. These limitations include
the manner of ling, required vote to impeach, and the one year bar on the
impeachment of one and the same official.
Respondents are also of the view that judicial review of impeachments
undermines their nality and may also lead to con icts between Congress and the
judiciary. Thus, they call upon this Court to exercise judicial statesmanship on the
principle that "whenever possible, the Court should defer to the judgment of the people
expressed legislatively, recognizing full well the perils of judicial willfulness and pride."
56

But did not the people also express their will when they instituted the above-
mentioned safeguards in the Constitution? This shows that the Constitution did not
intend to leave the matter of impeachment to the sole discretion of Congress. Instead,
it provided for certain well-de ned limits, or in the language of Baker v. Carr, 5 7
"judicially discoverable standards" for determining the validity of the exercise of such
discretion, through the power of judicial review.
The cases of Romulo v. Yniguez 5 8 a n d Alejandrino v. Quezon, 5 9 cited by
respondents in support of the argument that the impeachment power is beyond the
scope of judicial review, are not in point. These cases concern the denial of petitions for
writs of mandamus to compel the legislature to perform non-ministerial acts, and do
not concern the exercise of the power of judicial review.
There is indeed a plethora of cases in which this Court exercised the power of
judicial review over congressional action. Thus, in Santiago v. Guingona, Jr., 6 0 this Court
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ruled that it is well within the power and jurisdiction of the Court to inquire whether the
Senate or its o cials committed a violation of the Constitution or grave abuse of
discretion in the exercise of their functions and prerogatives. In Tañada v . Angara, 6 1 in
seeking to nullify an act of the Philippine Senate on the ground that it contravened the
Constitution, it held that the petition raises a justiciable controversy and that when an
action of the legislative branch is seriously alleged to have infringed the Constitution, it
becomes not only the right but in fact the duty of the judiciary to settle the dispute. In
Bondoc v. Pineda, 6 2 this Court declared null and void a resolution of the House of
Representatives withdrawing the nomination, and rescinding the election, of a
congressman as a member of the House Electoral Tribunal for being violative of
Section 17, Article VI of the Constitution. In Coseteng v. Mitra, 6 3 it held that the
resolution of whether the House representation in the Commission on Appointments
was based on proportional representation of the political parties as provided in Section
18, Article VI of the Constitution is subject to judicial review. In Daza v. Singson, 6 4 it
held that the act of the House of Representatives in removing the petitioner from the
Commission on Appointments is subject to judicial review. In Tañada v . Cuenco, 6 5 it
held that although under the Constitution, the legislative power is vested exclusively in
Congress, this does not detract from the power of the courts to pass upon the
constitutionality of acts of Congress. In Angara v. Electoral Commission, 6 6 it ruled that
con rmation by the National Assembly of the election of any member, irrespective of
whether his election is contested, is not essential before such member-elect may
discharge the duties and enjoy the privileges of a member of the National Assembly.
Finally, there exists no constitutional basis for the contention that the exercise of
judicial review over impeachment proceedings would upset the system of checks and
balances. Verily, the Constitution is to be interpreted as a whole and "one section is not
to be allowed to defeat another." 6 7 Both are integral components of the calibrated
system of independence and interdependence that insures that no branch of
government act beyond the powers assigned to it by the Constitution. ATHCDa

Essential Requisites for Judicial Review


As clearly stated in Angara v. Electoral Commission, the courts' power of judicial
review, like almost all powers conferred by the Constitution, is subject to several
limitations, namely: (1) an actual case or controversy calling for the exercise of judicial
power; (2) the person challenging the act must have "standing" to challenge; he must
have a personal and substantial interest in the case such that he has sustained, or will
sustain, direct injury as a result of its enforcement; (3) the question of constitutionality
must be raised at the earliest possible opportunity; and (4) the issue of
constitutionality must be the very lis mota of the case.
. . . Even then, this power of judicial review is limited to actual cases and
controversies to be exercised after full opportunity of argument by the parties, and
limited further to the constitutional question raised or the very lis mota presented.
Any attempt at abstraction could only lead to dialectics and barren legal
questions and to sterile conclusions unrelated to actualities. Narrowed as its
function is in this manner, the judiciary does not pass upon questions of wisdom,
justice or expediency of legislation. More than that, courts accord the
presumption of constitutionality to legislative enactments, not only because the
legislature is presumed to abide by the Constitution but also because the judiciary
in the determination of actual cases and controversies must re ect the wisdom
and justice of the people as expressed through their representatives in the
executive and legislative departments of the government. 6 8 (Italics in the
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original)

Standing

Locus standi or legal standing or has been de ned as a personal and substantial
interest in the case such that the party has sustained or will sustain direct injury as a
result of the governmental act that is being challenged. The gist of the question of
standing is whether a party alleges such personal stake in the outcome of the
controversy as to assure that concrete adverseness which sharpens the presentation
of issues upon which the court depends for illumination of di cult constitutional
questions. 6 9
Intervenor Soriano, in praying for the dismissal of the petitions, contends that
petitioners do not have standing since only the Chief Justice has sustained and will
sustain direct personal injury. Amicus curiae former Justice Minister and Solicitor
General Estelito Mendoza similarly contends.
Upon the other hand, the Solicitor General asserts that petitioners have standing
since this Court had, in the past, accorded standing to taxpayers, voters, concerned
citizens, legislators in cases involving paramount public interest 7 0 and transcendental
importance, 7 1 and that procedural matters are subordinate to the need to determine
whether or not the other branches of the government have kept themselves within the
limits of the Constitution and the laws and that they have not abused the discretion
given to them. 7 2 Amicus curiae Dean Raul Pangalangan of the U.P. College of Law is of
the same opinion, citing transcendental importance and the well-entrenched rule
exception that, when the real party in interest is unable to vindicate his rights by seeking
the same remedies, as in the case of the Chief Justice who, for ethical reasons, cannot
himself invoke the jurisdiction of this Court, the courts will grant petitioners standing.
There is, however, a difference between the rule on real-party-in-interest and the
rule on standing, for the former is a concept of civil procedure 7 3 while the latter has
constitutional underpinnings. 7 4 In view of the arguments set forth regarding standing,
it behooves the Court to reiterate the ruling in Kilosbayan, Inc.v. Morato 7 5 to clarify
what is meant by locus standi and to distinguish it from real party-in-interest.
The difference between the rule on standing and real party in interest has
been noted by authorities thus: "It is important to note . . . that standing because
of its constitutional and public policy underpinnings, is very different from
questions relating to whether a particular plaintiff is the real party in interest or
has capacity to sue. Although all three requirements are directed towards
ensuring that only certain parties can maintain an action, standing restrictions
require a partial consideration of the merits, as well as broader policy concerns
relating to the proper role of the judiciary in certain areas.
Standing is a special concern in constitutional law because in some cases
suits are brought not by parties who have been personally injured by the operation
of a law or by o cial action taken, but by concerned citizens, taxpayers or voters
who actually sue in the public interest. Hence the question in standing is whether
such parties have "alleged such a personal stake in the outcome of the
controversy as to assure that concrete adverseness which sharpens the
presentation of issues upon which the court so largely depends for illumination of
difficult constitutional questions."
DTAcIa

xxx xxx xxx

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On the other hand, the question as to "real party in interest" is whether he is
"the party who would be bene ted or injured by the judgment, or the 'party entitled
to the avails of the suit.'" 7 6 (Citations omitted)

While rights personal to the Chief Justice may have been injured by the alleged
unconstitutional acts of the House of Representatives, none of the petitioners asserts a
violation of the personal rights of the Chief Justice. On the contrary, they invariably
invoke the vindication of their own rights — as taxpayers; members of Congress;
citizens, individually or in a class suit; and members of the bar and of the legal
profession — which were supposedly violated by the alleged unconstitutional acts of
the House of Representatives.
In a long line of cases, however, concerned citizens, taxpayers and legislators
when specific requirements have been met have been given standing by this Court.
When suing as a citizen, the interest of the petitioner assailing the
constitutionality of a statute must be direct and personal. He must be able to show, not
only that the law or any government act is invalid, but also that he sustained or is in
imminent danger of sustaining some direct injury as a result of its enforcement, and not
merely that he suffers thereby in some inde nite way. It must appear that the person
complaining has been or is about to be denied some right or privilege to which he is
lawfully entitled or that he is about to be subjected to some burdens or penalties by
reason of the statute or act complained of. 7 7 In ne, when the proceeding involves the
assertion of a public right, 7 8 the mere fact that he is a citizen satis es the requirement
of personal interest.
In the case of a taxpayer, he is allowed to sue where there is a claim that public
funds are illegally disbursed, or that public money is being de ected to any improper
purpose, or that there is a wastage of public funds through the enforcement of an
invalid or unconstitutional law. 7 9 Before he can invoke the power of judicial review,
however, he must speci cally prove that he has su cient interest in preventing the
illegal expenditure of money raised by taxation and that he would sustain a direct injury
as a result of the enforcement of the questioned statute or contract. It is not su cient
that he has merely a general interest common to all members of the public. 8 0
At all events, courts are vested with discretion as to whether or not a taxpayer's
suit should be entertained. 8 1 This Court opted to grant standing to most of the
petitioners, given their allegation that any impending transmittal to the Senate of the
Articles of Impeachment and the ensuing trial of the Chief Justice will necessarily
involve the expenditure of public funds.
As for a legislator, he is allowed to sue to question the validity of any o cial
action which he claims infringes his prerogatives as a legislator. 8 2 Indeed, a member of
the House of Representatives has standing to maintain inviolate the prerogatives,
powers and privileges vested by the Constitution in his office. 8 3
While an associationhas legal personality to represent its members, 8 4 especially
when it is composed of substantial taxpayers and the outcome will affect their vital
interests, 8 5 the mere invocation by the Integrated Bar of the Philippines or any member
of the legal profession of the duty to preserve the rule of law and nothing more,
although undoubtedly true, does not su ce to clothe it with standing. Its interest is too
general. It is shared by other groups and the whole citizenry. However, a reading of the
petition shows that it has advanced constitutional issues which deserve the attention
of this Court in view of their seriousness, novelty and weight as precedents. 8 6 It,
therefore, behooves this Court to relax the rules on standing and to resolve the issues
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presented by it.
In the same vein, when dealing with class suits led in behalf of all citizens,
persons intervening must be su ciently numerous to fully protect the interests of all
concerned 8 7 to enable the court to deal properly with all interests involved in the suit,
8 8 for a judgment in a class suit, whether favorable or unfavorable to the class, is, under
the res judicata principle, binding on all members of the class whether or not they were
before the court. 8 9 Where it clearly appears that not all interests can be su ciently
represented as shown by the divergent issues raised in the numerous petitions before
this Court, G.R. No. 160365 as a class suit ought to fail. Since petitioners additionally
allege standing as citizens and taxpayers, however, their petition will stand.
The Philippine Bar Association, in G.R. No. 160403, invokes the sole ground of
transcendental importance, while Atty. Dioscoro U. Vallejos, in G.R. No. 160397, is mum
on his standing.
There being no doctrinal de nition of transcendental importance, the following
determinants formulated by former Supreme Court Justice Florentino P. Feliciano are
instructive: (1) the character of the funds or other assets involved in the case; (2) the
presence of a clear case of disregard of a constitutional or statutory prohibition by the
public respondent agency or instrumentality of the government; and (3) the lack of any
other party with a more direct and speci c interest in raising the questions being
raised. 9 0 Applying these determinants, this Court is satis ed that the issues raised
herein are indeed of transcendental importance.
In not a few cases, this Court has in fact adopted a liberal attitude on the locus
standi of a petitioner where the petitioner is able to craft an issue of transcendental
signi cance to the people, as when the issues raised are of paramount importance to
the public. 9 1 Such liberality does not, however, mean that the requirement that a party
should have an interest in the matter is totally eliminated. A party must, at the very least,
still plead the existence of such interest, it not being one of which courts can take
judicial notice. In petitioner Vallejos' case, he failed to allege any interest in the case. He
does not thus have standing.
With respect to the motions for intervention, Rule 19, Section 2 of the Rules of
Court requires an intervenor to possess a legal interest in the matter in litigation, or in
the success of either of the parties, or an interest against both, or is so situated as to
be adversely affected by a distribution or other disposition of property in the custody
of the court or of an o cer thereof. While intervention is not a matter of right, it may be
permitted by the courts when the applicant shows facts which satisfy the requirements
of the law authorizing intervention. 9 2
In Intervenors Attorneys Romulo Macalintal and Pete Quirino Quadra’s case, they
seek to join petitioners Candelaria, et al. in G.R. No. 160262. Since, save for one
additional issue, they raise the same issues and the same standing, and no objection on
the part of petitioners Candelaria, et al. has been interposed, this Court as earlier stated,
granted their Motion for Leave of Court to Intervene and Petition-in-Intervention.
Nagmamalasakit na mga Manananggol ng mga Manggagawang Pilipino, Inc., et
al. sought to join petitioner Francisco in G.R. No. 160261. Invoking their right as citizens
to intervene, alleging that "they will suffer if this insidious scheme of the minority
members of the House of Representatives is successful," this Court found the
requisites for intervention had been complied with.
Alleging that the issues raised in the petitions in G.R. Nos. 160261, 160262,
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160263, 160277, 160292, 160295, and 160310 are of transcendental importance,
World War II Veterans Legionnaires of the Philippines, Inc. led a "Petition-in-
Intervention with Leave to Intervene" to raise the additional issue of whether or not the
second impeachment complaint against the Chief Justice is valid and based on any of
the grounds prescribed by the Constitution.
Finding that Nagmamalasakit na mga Manananggol ng mga Manggagawang
Pilipino, Inc., et al. and World War II Veterans Legionnaires of the Philippines, Inc.
possess a legal interest in the matter in litigation the respective motions to intervene
were granted.
Senator Aquilino Pimentel, on the other hand, sought to intervene for the limited
purpose of making of record and arguing a point of view that differs with Senate
President Drilon's. He alleges that submitting to this Court's jurisdiction as the Senate
President does will undermine the independence of the Senate which will sit as an
impeachment court once the Articles of Impeachment are transmitted to it from the
House of Representatives. Clearly, Senator Pimentel possesses a legal interest in the
matter in litigation, he being a member of Congress against which the herein petitions
are directed. For this reason, and to fully ventilate all substantial issues relating to the
matter at hand, his Motion to Intervene was granted and he was, as earlier stated,
allowed to argue. IEcDCa

Lastly, as to Jaime N. Soriano's motion to intervene, the same must be denied for,
while he asserts an interest as a taxpayer, he failed to meet the standing requirement
for bringing taxpayer's suits as set forth in Dumlao v. COMELEC, 9 3 to wit:
. . . While, concededly, the elections to be held involve the expenditure of
public moneys, nowhere in their Petition do said petitioners allege that their tax
money is "being extracted and spent in violation of speci c constitutional
protection against abuses of legislative power," or that there is a misapplication
of such funds by respondent COMELEC, or that public money is being deflected to
any improper purpose. Neither do petitioners seek to restrain respondent from
wasting public funds through the enforcement of an invalid or unconstitutional
law. 9 4 (Citations omitted)

In praying for the dismissal of the petitions, Soriano failed even to allege that the act of
petitioners will result in illegal disbursement of public funds or in public money being
de ected to any improper purpose. Additionally, his mere interest as a member of the
Bar does not suffice to clothe him with standing.

Ripeness and Prematurity

In Tan v. Macapagal, 9 5 this Court, through Chief Justice Fernando, held that for a
case to be considered ripe for adjudication, "it is a prerequisite that something had by
then been accomplished or performed by either branch before a court may come into
the picture." 9 6 Only then may the courts pass on the validity of what was done, if and
when the matter is challenged in an appropriate legal proceeding.
The instant petitions raise in the main the issue of the validity of the ling of the
second impeachment complaint against the Chief Justice in accordance with the
House Impeachment Rules adopted by the 12th Congress, the constitutionality of
which is questioned. The questioned acts having been carried out, i.e., the second
impeachment complaint had been led with the House of Representatives and the
2001 Rules have already been already promulgated and enforced, the prerequisite that
the alleged unconstitutional act should be accomplished and performed before suit, as
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Tan v. Macapagal holds, has been complied with.
Related to the issue of ripeness is the question of whether the instant petitions
are premature. Amicus curiae former Senate President Jovito R. Salonga opines that
there may be no urgent need for this Court to render a decision at this time, it being the
nal arbiter on questions of constitutionality anyway. He thus recommends that all
remedies in the House and Senate should first be exhausted.
Taking a similar stand is Dean Raul Pangalangan of the U.P. College of Law who
suggests to this Court to take judicial notice of on-going attempts to encourage
signatories to the second impeachment complaint to withdraw their signatures and
opines that the House Impeachment Rules provide for an opportunity for members to
raise constitutional questions themselves when the Articles of Impeachment are
presented on a motion to transmit to the same to the Senate. The dean maintains that
even assuming that the Articles are transmitted to the Senate, the Chief Justice can
raise the issue of their constitutional infirmity by way of a motion to dismiss.
The dean's position does not persuade. First, the withdrawal by the
Representatives of their signatures would not, by itself, cure the House Impeachment
Rules of their constitutional in rmity. Neither would such a withdrawal, by itself,
obliterate the questioned second impeachment complaint since it would only place it
under the ambit of Sections 3(2) and (3) of Article XI of the Constitution 9 7 and,
therefore, petitioners would continue to suffer their injuries.
Second and most importantly, the futility of seeking remedies from either or both
Houses of Congress before coming to this Court is shown by the fact that, as
previously discussed, neither the House of Representatives nor the Senate is clothed
with the power to rule with de nitiveness on the issue of constitutionality, whether
concerning impeachment proceedings or otherwise, as said power is exclusively vested
in the judiciary by the earlier quoted Section I, Article VIII of the Constitution. Remedy
cannot be sought from a body which is bereft of power to grant it.
Justiciability

In the leading case of Tañada v . Cuenco, 98 Chief Justice Roberto Concepcion


defined the term "political question," viz:
[T]he term "political question" connotes, in legal parlance, what it means in
ordinary parlance, namely, a question of policy. In other words, in the language of
Corpus Juris Secundum, it refers to "those questions which, under the
Constitution, are to be decided by the people in their sovereign capacity, or in
regard to which full discretionary authority has been delegated to the Legislature
or executive branch of the Government." It is concerned with issues dependent
upon the wisdom, not legality, of a particular measure. 9 9 (Italics in the original)

Prior to the 1973 Constitution, without consistency and seemingly without any
rhyme or reason, this Court vacillated on its stance of taking cognizance of cases which
involved political questions. In some cases, this Court hid behind the cover of the
political question doctrine and refused to exercise its power of judicial review. 1 0 0 In
other cases, however, despite the seeming political nature of the therein issues
involved, this Court assumed jurisdiction whenever it found constitutionally imposed
limits on powers or functions conferred upon political bodies. 1 0 1 Even in the landmark
case of Javellana v. Executive Secretary 1 0 2 which raised the issue of whether the 1973
Constitution was rati ed, hence, in force, this Court shunted the political question
doctrine and took cognizance thereof. Rati cation by the people of a Constitution is a
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political question, it being a question decided by the people in their sovereign capacity.
The frequency with which this Court invoked the political question doctrine to
refuse to take jurisdiction over certain cases during the Marcos regime motivated Chief
Justice Concepcion, when he became a Constitutional Commissioner, to clarify this
Court's power of judicial review and its application on issues involving political
questions, viz:
MR. CONCEPCION. Thank you, Mr. Presiding Officer.
I will speak on the judiciary. Practically, everybody has made, I suppose,
the usual comment that the judiciary is the weakest among the three major
branches of the service. Since the legislature holds the purse and the executive
the sword, the judiciary has nothing with which to enforce its decisions or
commands except the power of reason and appeal to conscience which, after all,
re ects the will of God, and is the most powerful of all other powers without
exception. . . . And so, with the body’s indulgence, I will proceed to read the
provisions drafted by the Committee on the Judiciary.

The rst section starts with a sentence copied from former Constitutions. It
says:
The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.
I suppose nobody can question it.

The next provision is new in our constitutional law. I will read it rst and
explain.

Judicial power includes the duty of courts of justice to settle actual


controversies involving rights which are legally demandable and
enforceable and to determine whether or not there has been a grave abuse
of discretion amounting to lack or excess of jurisdiction on the part or
instrumentality of the government.
Fellow Members of this Commission, this is actually a product of our
experience during martial law. As a matter of fact, it has some antecedents in the
past, but the role of the judiciary during the deposed regime was marred
considerably by the circumstance that in a number of cases against the
government, which then had no legal defense at all, the solicitor general set up the
defense of political questions and got away with it. As a consequence, certain
principles concerning particularly the writ of habeas corpus, that is, the authority
of courts to order the release of political detainees, and other matters related to
the operation and effect of martial law failed because the government set up the
defense of political question. And the Supreme Court said: "Well, since it is
political, we have no authority to pass upon it." The Committee on the Judiciary
feels that this was not a proper solution of the questions involved. It did not
merely request an encroachment upon the rights of the people, but it, in effect,
encouraged further violations thereof during the martial law regime. I am sure the
members of the Bar are familiar with this situation. But for the bene t of the
Members of the Commission who are not lawyers, allow me to explain. I will start
with a decision of the Supreme Court in 1973 on the case of Javellana vs. the
Secretary of Justice, if I am not mistaken. Martial law was announced on
September 22, although the proclamation was dated September 21. The obvious
reason for the delay in its publication was that the administration had
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apprehended and detained prominent newsmen on September 21. So that when
martial law was announced on September 22, the media hardly published
anything about it. In fact, the media could not publish any story not only because
our main writers were already incarcerated, but also because those who
succeeded them in their jobs were under mortal threat of being the object of wrath
of the ruling party. The 1971 Constitutional Convention had begun on June 1,
1971 and by September 21 or 22 had not nished the Constitution; it had barely
agreed in the fundamentals of the Constitution. I forgot to say that upon the
proclamation of martial law, some delegates to that 1971 Constitutional
Convention, dozens of them, were picked up. One of them was our very own
colleague, Commissioner Calderon. So, the un nished draft of the Constitution
was taken over by representatives of Malacañang. In 17 days, they nished what
the delegates to the 1971 Constitutional Convention had been unable to
accomplish for about 14 months. The draft of the 1973 Constitution was
presented to the President around December 1, 1972, whereupon the President
issued a decree calling a plebiscite which suspended the operation of some
provisions in the martial law decree which prohibited discussions, much less
public discussions of certain matters of public concern. The purpose was
presumably to allow a free discussion on the draft of the Constitution on which a
plebiscite was to be held sometime in January 1973. If I may use a word famous
by our colleague, Commissioner Ople, during the interregnum, however, the draft
of the Constitution was analyzed and criticized with such a telling effect that
Malacañang felt the danger of its approval. So, the President suspended
inde nitely the holding of the plebiscite and announced that he would consult the
people in a referendum to be held from January 10 to January 15. But the
questions to be submitted in the referendum were not announced until the eve of
its scheduled beginning, under the supposed supervision not of the Commission
on Elections, but of what was then designated as "citizens assemblies or
barangays." Thus the barangays came into existence. The questions to be
propounded were released with proposed answers thereto, suggesting that it was
unnecessary to hold a plebiscite because the answers given in the referendum
should be regarded as the votes cast in the plebiscite. Thereupon, a motion was
led with the Supreme Court praying that the holding of the referendum be
suspended. When the motion was being heard before the Supreme Court, the
Minister of Justice delivered to the Court a proclamation of the President
declaring that the new Constitution was already in force because the
overwhelming majority of the votes cast in the referendum favored the
Constitution. Immediately after the departure of the Minister of Justice, I
proceeded to the session room where the case was being heard. I then informed
the Court and the parties the presidential proclamation declaring that the 1973
Constitution had been ratified by the people and is now in force.
A number of other cases were led to declare the presidential proclamation
null and void. The main defense put up by the government was that the issue was
a political question and that the court had no jurisdiction to entertain the case.
xxx xxx xxx
The government said that in a referendum held from January 10 to
January 15, the vast majority rati ed the draft of the Constitution. Note that all
members of the Supreme Court were residents of Manila, but none of them had
been noti ed of any referendum in their respective places of residence, much less
did they participate in the alleged referendum. None of them saw any referendum
proceeding.
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In the Philippines, even local gossips spread like wild re. So, a majority of
the members of the Court felt that there had been no referendum.
Second, a referendum cannot substitute for a plebiscite. There is a big
difference between a referendum and a plebiscite. But another group of justices
upheld the defense that the issue was a political question. Whereupon, they
dismissed the case. This is not the only major case in which the plea of "political
question" was set up. There have been a number of other cases in the past.
. . . The defense of the political question was rejected because the issue
was clearly justiciable.
xxx xxx xxx
. . . When your Committee on the Judiciary began to perform its functions,
it faced the following questions: What is judicial power? What is a political
question?
The Supreme Court, like all other courts, has one main function: to settle
actual controversies involving con icts of rights which are demandable and
enforceable. There are rights which are guaranteed by law but cannot be enforced
by a judiciary party. In a decided case, a husband complained that his wife was
unwilling to perform her duties as a wife. The Court said: "We can tell your wife
what her duties as such are and that she is bound to comply with them, but we
cannot force her physically to discharge her main marital duty to her husband.
There are some rights guaranteed by law, but they are so personal that to enforce
them by actual compulsion would be highly derogatory to human dignity."
This is why the rst part of the second paragraph of Section I provides
that:
Judicial power includes the duty of courts to settle actual
controversies involving rights which are legally demandable or enforceable
...
The courts, therefore, cannot entertain, much less decide, hypothetical
questions. In a presidential system of government, the Supreme Court has, also
another important function. The powers of government are generally considered
divided into three branches: the Legislative, the Executive and the Judiciary. Each
one is supreme within its own sphere and independent of the others. Because of
that supremacy power to determine whether a given law is valid or not is vested in
courts of justice.
Brie y stated, courts of justice determine the limits of power of the
agencies and o ces of the government as well as those of its o cers . In other
words, the judiciary is the nal arbiter on the question whether or not a branch of
government or any of its o cials has acted without jurisdiction or in excess of
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction or lack of jurisdiction. This is not only a judicial power
but a duty to pass judgment on matters of this nature.
This is the background of paragraph 2 of Section 1, which means that the
courts cannot hereafter evade the duty to settle matters of this nature, by claiming
that such matters constitute a political question.
I have made these extended remarks to the end that the Commissioners
may have an initial food for thought on the subject of the judiciary. 1 0 3 (Italics in
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the original; emphasis supplied)

During the deliberations of the Constitutional Commission, Chief Justice


Concepcion further clarified the concept of judicial power, thus:
MR. NOLLEDO. The Gentleman used the term "judicial power" but judicial
power is not vested in the Supreme Court alone but also in other lower courts as
may be created by law.
MR. CONCEPCION. Yes.

MR. NOLLEDO. And so, is this only an example?


MR. CONCEPCION. No, I know this is not. The Gentleman seems to identify
political questions with jurisdictional questions. But there is a difference.
MR. NOLLEDO. Because of the expression "judicial power"?

MR. CONCEPCION. No. Judicial power, as I said, refers to ordinary cases


but where there is a question as to whether the government had authority or had
abused its authority to the extent of lacking jurisdiction or excess of jurisdiction,
that is not a political question. Therefore, the court has the duty to decide.
xxx xxx xxx
FR. BERNAS. Ultimately, therefore, it will always have to be decided by the
Supreme Court according to the new numerical need for votes.
On another point, is it the intention of Section 1 to do away with the
political question doctrine?
MR. CONCEPCION. No.

FR. BERNAS. It is not.


MR. CONCEPCION. No, because whenever there is an abuse of discretion,
amounting to a lack of jurisdiction . . .
FR. BERNAS. So, I am satis ed with the answer that it is not intended to do
away with the political question doctrine.
MR. CONCEPCION. No, certainly not.
When this provision was originally drafted, it sought to de ne what is
judicial power. But the Gentleman will notice it says, "judicial power includes" and
the reason being that the de nition that we might make may not cover all
possible areas.
FR. BERNAS. So, this is not an attempt to solve the problems arising from
the political question doctrine.
MR. CONCEPCION. It de nitely does not eliminate the fact that truly
political questions are beyond the pale of judicial power. 1 0 4 (Emphasis supplied)
From the foregoing record of the proceedings of the 1986 Constitutional
Commission, it is clear that judicial power is not only a power; it is also a duty, a duty
which cannot be abdicated by the mere specter of this creature called the political
question doctrine. Chief Justice Concepcion hastened to clarify, however, that Section
1, Article VIII was not intended to do away with "truly political questions." From this
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clari cation it is gathered that there are two species of political questions: (1) "truly
political questions" and (2) those which "are not truly political questions."
Truly political questions are thus beyond judicial review, the reason being that
respect for the doctrine of separation of powers must be maintained. On the other
hand, by virtue of Section 1, Article VIII of the Constitution, courts can review questions
which are not truly political in nature.
As pointed out by amicus curiae former dean Paci co Agabin of the UP College
of Law, this Court has in fact in a number of cases taken jurisdiction over questions
which are not truly political following the effectivity of the present Constitution.
In Marcos v. Manglapus, 1 0 5 this Court, speaking through Madame Justice Irene
Cortes, held:
The present Constitution limits resort to the political question doctrine and
broadens the scope of judicial inquiry into areas which the Court, under previous
constitutions, would have normally left to the political departments to decide. 1 0 6 .
..

I n Bengzon v. Senate Blue Ribbon Committee, 107 through Justice Teodoro


Padilla, this Court declared:
The "allocation of constitutional boundaries" is a task that this Court must
perform under the Constitution. Moreover, as held in a recent case, " (t)he political
question doctrine neither interposes an obstacle to judicial determination of the
rival claims. The jurisdiction to delimit constitutional boundaries has been given
to this Court. It cannot abdicate that obligation mandated by the 1987
Constitution, although said provision by no means does away with the
applicability of the principle in appropriate cases. " 1 0 8 (Emphasis and italics
supplied)

And in Daza v. Singson, 109 speaking through Justice Isagani Cruz, this Court
ruled:
In the case now before us, the jurisdictional objection becomes even less
tenable and decisive. The reason is that, even if we were to assume that the issue
presented before us was political in nature, we would still not be precluded from
resolving it under the expanded jurisdiction conferred upon us that now covers, in
proper cases, even the political question. 1 1 0 . . . (Emphasis and italics supplied.)
Section 1, Article VIII, of the Court does not de ne what are justiciable political
questions and non-justiciable political questions, however. Identi cation of these two
species of political questions may be problematic. There has been no clear standard.
The American case of Baker v. Carr 1 1 1 attempts to provide some:
. . . Prominent on the surface of any case held to involve a political
question is found a textually demonstrable constitutional commitment of the
issue to a coordinate political department; or a lack of judicially discoverable and
manageable standards for resolving it; or the impossibility of deciding without an
initial policy determination of a kind clearly for non-judicial discretion; or the
impossibility of a court’s undertaking independent resolution without expressing
lack of the respect due coordinate branches of government; or an unusual need
for questioning adherence to a political decision already made; or the potentiality
of embarrassment from multifarious pronouncements by various departments on
one question. 1 1 2 (emphasis supplied)
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Of these standards, the more reliable have been the rst three: (1) a textually
demonstrable constitutional commitment of the issue to a coordinate political
department; (2) the lack of judicially discoverable and manageable standards for
resolving it; and (3) the impossibility of deciding without an initial policy determination
of a kind clearly for non-judicial discretion. These standards are not separate and
distinct concepts but are interrelated to each in that the presence of one strengthens
the conclusion that the others are also present.

The problem in applying the foregoing standards is that the American concept of
judicial review is radically different from our current concept, for Section 1, Article VIII
of the Constitution provides our courts with far less discretion in determining whether
they should pass upon a constitutional issue.
In our jurisdiction, the determination of a truly political question from a non-
justiciable political question lies in the answer to the question of whether there are
constitutionally imposed limits on powers or functions conferred upon political bodies.
If there are, then our courts are duty-bound to examine whether the branch or
instrumentality of the government properly acted within such limits. This Court shall
thus now apply this standard to the present controversy.
These petitions raise five substantial issues:
I.Whether the offenses alleged in the Second impeachment complaint constitute
valid impeachable offenses under the Constitution.
II.Whether the second impeachment complaint was led in accordance with
Section 3(4), Article XI of the Constitution.
III.Whether the legislative inquiry by the House Committee on Justice into the
Judicial Development Fund is an unconstitutional infringement of the
constitutionally mandated fiscal autonomy of the judiciary.
IV.Whether Sections 15 and 16 of Rule V of the Rules on Impeachment adopted
by the 12th Congress are unconstitutional for violating the provisions of
Section 3, Article XI of the Constitution.
V.Whether the second impeachment complaint is barred under Section 3(5) of
Article XI of the Constitution.

The rst issue goes into the merits of the second impeachment complaint over
which this Court has no jurisdiction. More importantly, any discussion of this issue
would require this Court to make a determination of what constitutes an impeachable
offense. Such a determination is a purely political question which the Constitution has
left to the sound discretion of the legislation. Such an intent is clear from the
deliberations of the Constitutional Commission. 1 1 3
Although Section 2 of Article XI of the Constitution enumerates six grounds for
impeachment, two of these, namely, other high crimes and betrayal of public trust,
elude a precise de nition. In fact, an examination of the records of the 1986
Constitutional Commission shows that the framers could nd no better way to
approximate the boundaries of betrayal of public trust and other high crimes than by
alluding to both positive and negative examples of both, without arriving at their clear
cut de nition or even a standard therefor. 1 1 4 Clearly, the issue calls upon this court to
decide a non-justiciable political question which is beyond the scope of its judicial
power under Section 1, Article VIII.
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Lis Mota

It is a well-settled maxim of adjudication that an issue assailing the


constitutionality of a governmental act should be avoided whenever possible. Thus, in
the case of Sotto v. Commission on Elections, 1 1 5 this Court held:
. . . It is a well-established rule that a court should not pass upon a
constitutional question and decide a law to be unconstitutional or invalid, unless
such question is raised by the parties and that when it is raised, if the record also
presents some other ground upon which the court may rest its judgment, that
course will be adopted and the constitutional question will be left for
consideration until a case arises in which a decision upon such question will be
unavoidable. 1 1 6 [Emphasis and italics supplied]
The same principle was applied in Luz Farms v. Secretary of Agrarian Reform, 1 1 7 where
this Court invalidated Sections 13 and 32 of Republic Act No. 6657 for being
confiscatory and violative of due process, to wit:

It has been established that this Court will assume jurisdiction over a
constitutional question only if it is shown that the essential requisites of a judicial
inquiry into such a question are rst satis ed . Thus, there must be an actual case
or controversy involving a con ict of legal rights susceptible of judicial
determination, the constitutional question must have been opportunely raised by
the proper party, and the resolution of the question is unavoidably necessary to
the decision of the case itself . 1 1 8 [Emphasis supplied]
Succinctly put, courts will not touch the issue of constitutionality unless it is truly
unavoidable and is the very lis mota or crux of the controversy.
As noted earlier, the instant consolidated petitions, while all seeking the invalidity
of the second impeachment complaint, collectively raise several constitutional issues
upon which the outcome of this controversy could possibly be made to rest. In
determining whether one, some or all of the remaining substantial issues should be
passed upon, this Court is guided by the related canon of adjudication that "the court
should not form a rule of constitutional law broader than is required by the precise
facts to which it is applied." 1 1 9
In G.R. No. 160310 , petitioners Leonilo R. Alfonso, et al. argue that, among other
reasons, the second impeachment complaint is invalid since it directly resulted from a
Resolution 1 2 0 calling for a legislative inquiry into the JDF, which Resolution and
legislative inquiry petitioners claim to likewise be unconstitutional for being: (a) a
violation of the rules and jurisprudence on investigations in aid of legislation; (b) an
open breach of the doctrine of separation of powers; (c) a violation of the
constitutionally mandated scal autonomy of the judiciary; and (d) an assault on the
independence of the judiciary. 1 2 1
Without going into the merits of petitioners Alfonso, et al.'s claims, it is the
studied opinion of this Court that the issue of the constitutionality of the said
Resolution and resulting legislative inquiry is too far removed from the issue of the
validity of the second impeachment complaint. Moreover, the resolution of said issue
would, in the Court's opinion, require it to form a rule of constitutional law touching on
the separate and distinct matter of legislative inquiries in general, which would thus be
broader than is required by the facts of these consolidated cases. This opinion is
further strengthened by the fact that said petitioners have raised other grounds in
support of their petition which would not be adversely affected by the Court's ruling.
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En passant, this Court notes that a standard for the conduct of legislative
inquiries has already been enunciated by this Court in Bengzon, Jr. v. Senate Blue
Ribbon Committee, 1 2 2 viz:
The 1987 Constitution expressly recognizes the power of both houses of
Congress to conduct inquiries in aid of legislation. Thus, Section 21, Article VI
thereof provides:
The Senate or the House of Representatives or any of its respective
committees may conduct inquiries in aid of legislation in accordance with
its duly published rules of procedure. The rights of persons appearing in or
affected by such inquiries shall be respected.
The power of both houses of Congress to conduct inquiries in aid of
legislation is not, therefore absolute or unlimited. Its exercise is circumscribed by
the afore-quoted provision of the Constitution. Thus, as provided therein, the
investigation must be "in aid of legislation in accordance with its duly published
rules of procedure" and that "the rights of persons appearing in or affected by
such inquiries shall be respected." It follows then that the rights of persons under
the Bill of Rights must be respected, including the right to due process and the
right not be compelled to testify against one's self. 1 2 3

I n G.R. No. 160262 , intervenors Romulo B. Macalintal and Pete Quirino Quadra,
while joining the original petition of petitioners Candelaria, et al., introduce the new
argument that since the second impeachment complaint was veri ed and led only by
Representatives Gilberto Teodoro, Jr. and Felix William Fuentebella, the same does not
fall under the provision of Section 3 (4), Article XI of the Constitution which reads:
Section 3(4) In case the veri ed complaint or resolution of impeachment is
led by at least one-third of all the Members of the House, the same shall
constitute the Articles of Impeachment, and trial by the Senate shall forthwith
proceed.

They assert that while at least 81 members of the House of Representatives


signed a Resolution of Endorsement/Impeachment, the same did not satisfy the
requisites for the application of the afore-mentioned section in that the "veri ed
complaint or resolution of impeachment" was not led "by at least one-third of all the
Members of the House." With the exception of Representatives Teodoro and
Fuentebella, the signatories to said Resolution are alleged to have veri ed the same
merely as a "Resolution of Endorsement." Intervenors point to the "Veri cation" of the
Resolution of Endorsement which states that:
"We are the proponents/sponsors of the Resolution of Endorsement of the
abovementioned Complaint of Representatives Gilberto Teodoro and Felix
William B. Fuentebella . . .​ 1 2 4

Intervenors Macalintal and Quadra further claim that what the Constitution
requires in order for said second impeachment complaint to automatically become the
Articles of Impeachment and for trial in the Senate to begin "forthwith," is that the
verified complaint be "filed," not merely endorsed, by at least one-third of the Members
of the House of Representatives. Not having complied with this requirement, they
concede that the second impeachment complaint should have been calendared and
referred to the House Committee on Justice under Section 3(2), Article XI of the
Constitution, viz:
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Section 3(2) A veri ed complaint for impeachment may be led by any
Member of the House of Representatives or by any citizen upon a resolution of
endorsement by any Member thereof, which shall be included in the Order of
Business within ten session days, and referred to the proper Committee within
three session days thereafter. The Committee, after hearing, and by a majority
vote of all its Members, shall submit its report to the House within sixty session
days from such referral, together with the corresponding resolution. The
resolution shall be calendared for consideration by the House within ten session
days from receipt thereof.

Intervenors' foregoing position is echoed by Justice Maambong who opined that


for Section 3 (4), Article XI of the Constitution to apply, there should be 76 or more
representatives who signed and veri ed the second impeachment complaint as
complainants, signed and veri ed the signatories to a resolution of impeachment.
Justice Maambong likewise asserted that the Resolution of
Endorsement/Impeachment signed by at least one-third of the members of the House
of Representatives as endorsers is not the resolution of impeachment contemplated by
the Constitution, such resolution of endorsement being necessary only from at least
one Member whenever a citizen files a verified impeachment complaint.
While the foregoing issue, as argued by intervenors Macalintal and Quadra, does
indeed limit the scope of the constitutional issues to the provisions on impeachment,
more compelling considerations militate against its adoption as the lis mota or crux of
the present controversy. Chief among this is the fact that only Attorneys Macalintal and
Quadra, intervenors in G.R. No. 160262, have raised this issue as a ground for
invalidating the second impeachment complaint. Thus, to adopt this additional ground
as the basis for deciding the instant consolidated petitions would not only render for
naught the efforts of the original petitioners in G.R. No. 160262, but the efforts
presented by the other petitioners as well.
Again, the decision to discard the resolution of this issue as unnecessary for the
determination of the instant cases is made easier by the fact that said intervenors
Macalintal and Quadra have joined in the petition of Candelaria, et al., adopting the
latter's arguments and issues as their own. Consequently, they are not unduly
prejudiced by this Court's decision.
In sum, this Court holds that the two remaining issues, inextricably linked as they
are, constitute the very lis mota of the instant controversy: (1) whether Sections 15 and
16 of Rule V of the House Impeachment Rules adopted by the 12th Congress are
unconstitutional for violating the provisions of Section 3, Article XI of the Constitution;
and (2) whether, as a result thereof, the second impeachment complaint is barred under
Section 3(5) of Article XI of the Constitution.
Judicial Restraint

Senator Pimentel urges this Court to exercise judicial restraint on the ground that
the Senate, sitting as an impeachment court, has the sole power to try and decide all
cases of impeachment. Again, this Court reiterates that the power of judicial review
includes the power of review over justiciable issues in impeachment proceedings.
On the other hand, respondents Speaker De Venecia et al. argue that "[t]here is a
moral compulsion for the Court to not assume jurisdiction over the impeachment
because all the Members thereof are subject to impeachment." 1 2 5 But this argument is
very much like saying the Legislature has a moral compulsion not to pass laws with
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penalty clauses because Members of the House of Representatives are subject to
them.
The exercise of judicial restraint over justiciable issues is not an option before
this Court. Adjudication may not be declined, because this Court is not legally
disquali ed. Nor can jurisdiction be renounced as there is no other tribunal to which the
controversy may be referred." 1 2 6 Otherwise, this Court would be shirking from its duty
vested under Art. VIII, Sec. 1(2) of the Constitution. More than being clothed with
authority thus, this Court is duty-bound to take cognizance of the instant petitions. 1 2 7
In the august words of amicus curiae Father Bernas, "jurisdiction is not just a power; it
is a solemn duty which may not be renounced. To renounce it, even if it is vexatious,
would be a dereliction of duty."
Even in cases where it is an interested party, the Court under our system of
government cannot inhibit itself and must rule upon the challenge because no other
o ce has the authority to do so. 1 2 8 On the occasion that this Court had been an
interested party to the controversy before it, it has acted upon the matter "not with
o ciousness but in the discharge of an unavoidable duty and, as always, with
detachment and fairness." 1 2 9 After all, "by [his] appointment to the o ce, the public
has laid on [a member of the judiciary] their con dence that [he] is mentally and morally
t to pass upon the merits of their varied contentions. For this reason, they expect [him]
to be fearless in [his] pursuit to render justice, to be unafraid to displease any person,
interest or power and to be equipped with a moral ber strong enough to resist the
temptations lurking in [his] office." 1 3 0
The duty to exercise the power of adjudication regardless of interest had already
been settled in the case of Abbas v. Senate Electoral Tribunal . 1 3 1 In that case, the
petitioners led with the respondent Senate Electoral Tribunal a Motion for
Disquali cation or Inhibition of the Senators-Members thereof from the hearing and
resolution of SET Case No. 002-87 on the ground that all of them were interested
parties to said case as respondents therein. This would have reduced the Tribunal's
membership to only its three Justices-Members whose disquali cation was not
sought, leaving them to decide the matter. This Court held:
Where, as here, a situation is created which precludes the substitution of
any Senator sitting in the Tribunal by any of his other colleagues in the Senate
without inviting the same objections to the substitute's competence, the proposed
mass disquali cation, if sanctioned and ordered, would leave the Tribunal no
alternative but to abandon a duty that no other court or body can perform, but
which it cannot lawfully discharge if shorn of the participation of its entire
membership of Senators.

To our mind, this is the overriding consideration — that the Tribunal be not
prevented from discharging a duty which it alone has the power to perform, the
performance of which is in the highest public interest as evidenced by its being
expressly imposed by no less than the fundamental law.
It is aptly noted in the rst of the questioned Resolutions that the framers
of the Constitution could not have been unaware of the possibility of an election
contest that would involve all Senators — elect, six of whom would inevitably
have to sit in judgment thereon. Indeed, such possibility might surface again in
the wake of the 1992 elections when once more, but for the last time, all 24 seats
in the Senate will be at stake. Yet the Constitution provides no scheme or mode
for settling such unusual situations or for the substitution of Senators designated
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to the Tribunal whose disquali cation may be sought. Litigants in such situations
must simply place their trust and hopes of vindication in the fairness and sense
of justice of the Members of the Tribunal. Justices and Senators, singly and
collectively.
Let us not be misunderstood as saying that no Senator-Member of the
Senate Electoral Tribunal may inhibit or disqualify himself from sitting in
judgment on any case before said Tribunal. Every Member of the Tribunal may,
as his conscience dictates, refrain from participating in the resolution of a case
where he sincerely feels that his personal interests or biases would stand in the
way of an objective and impartial judgment. What we are merely saying is that in
the light of the Constitution, the Senate Electoral Tribunal cannot legally function
as such, absent its entire membership of Senators and that no amendment of its
Rules can confer on the three Justices-Members alone the power of valid
adjudication of a senatorial election contest.

More recently in the case of Estrada v. Desierto, 1 3 2 it was held that:


Moreover, to disqualify any of the members of the Court, particularly a
majority of them, is nothing short of pro tanto depriving the Court itself of its
jurisdiction as established by the fundamental law. Disquali cation of a judge is
a deprivation of his judicial power. And if that judge is the one designated by the
Constitution to exercise the jurisdiction of his court, as is the case with the
Justices of this Court, the deprivation of his or their judicial power is equivalent to
the deprivation of the judicial power of the court itself. It affects the very heart of
judicial independence. The proposed mass disquali cation, if sanctioned and
ordered, would leave the Court no alternative but to abandon a duty which it
cannot lawfully discharge if shorn of the participation of its entire membership of
Justices. 1 3 3 (Italics in the original; emphasis supplied)

Besides, there are speci c safeguards already laid down by the Court when it
exercises its power of judicial review.
I n Demetria v. Alba, 1 3 4 this Court, through Justice Marcelo Fernan cited the
"seven pillars" of limitations of the power of judicial review, enunciated by US Supreme
Court Justice Brandeis in Ashwander v. TVA 1 3 5 as follows:
1.The Court will not pass upon the constitutionality of legislation in a friendly,
non-adversary proceeding, declining because to decide such questions 'is
legitimate only in the last resort, and as a necessity in the determination of
real, earnest and vital controversy between individuals. It never was the
thought that, by means of a friendly suit, a party beaten in the legislature
could transfer to the courts an inquiry as to the constitutionality of the
legislative act.'
2.The Court will not 'anticipate a question of constitutional law in advance of the
necessity of deciding it.' . . . 'It is not the habit of the Court to decide
questions of a constitutional nature unless absolutely necessary to a
decision of the case.'
3.The Court will not 'formulate a rule of constitutional law broader than is required
by the precise facts to which it is to be applied.'
4.The Court will not pass upon a constitutional question although properly
presented by the record, if there is also present some other ground upon
which the case may be disposed of. This rule has found most varied
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application. Thus, if a case can be decided on either of two grounds, one
involving a constitutional question, the other a question of statutory
construction or general law, the Court will decide only the latter. Appeals
from the highest court of a state challenging its decision of a question
under the Federal Constitution are frequently dismissed because the
judgment can be sustained on an independent state ground.

5.The Court will not pass upon the validity of a statute upon complaint of one
who fails to show that he is injured by its operation. Among the many
applications of this rule, none is more striking than the denial of the right
of challenge to one who lacks a personal or property right. Thus, the
challenge by a public o cial interested only in the performance of his
o cial duty will not be entertained . . . In Fairchild v. Hughes, the Court
a rmed the dismissal of a suit brought by a citizen who sought to have
the Nineteenth Amendment declared unconstitutional. In Massachusetts v.
Mellon, the challenge of the federal Maternity Act was not entertained
although made by the Commonwealth on behalf of all its citizens.
6.The Court will not pass upon the constitutionality of a statute at the instance of
one who has availed himself of its benefits.

7.When the validity of an act of the Congress is drawn in question, and even if a
serious doubt of constitutionality is raised, it is a cardinal principle that this
Court will rst ascertain whether a construction of the statute is fairly
possible by which the question may be avoided (citations omitted).

The foregoing "pillars" of limitation of judicial review, summarized in Ashwander


v. TVA from different decisions of the United States Supreme Court, can be
encapsulated into the following categories:
1.that there be absolute necessity of deciding a case
2.that rules of constitutional law shall be formulated only as required by the facts
of the case
3.that judgment may not be sustained on some other ground

4.that there be actual injury sustained by the party by reason of the operation of
the statute
5.that the parties are not in estoppel
6.that the Court upholds the presumption of constitutionality.

As stated previously, parallel guidelines have been adopted by this Court in the
exercise of judicial review:
1.actual case or controversy calling for the exercise of judicial power
2.the person challenging the act must have "standing" to challenge; he must have
a personal and substantial interest in the case such that he has sustained,
or will sustain, direct injury as a result of its enforcement

3.the question of constitutionality must be raised at the earliest possible


opportunity
4.the issue of constitutionality must be the very lis mota of the case. 1 3 6

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Respondents Speaker de Venecia, et al. raise another argument for judicial
restraint the possibility that "judicial review of impeachments might also lead to
embarrassing con icts between the Congress and the [J]udiciary." They stress the
need to avoid the appearance of impropriety or con icts of interest in judicial hearings,
and the scenario that it would be confusing and humiliating and risk serious political
instability at home and abroad if the judiciary countermanded the vote of Congress to
remove an impeachable o cial. 1 3 7 Intervenor Soriano echoes this argument by
alleging that failure of this Court to enforce its Resolution against Congress would
result in the diminution of its judicial authority and erode public con dence and faith in
the judiciary.
Such an argument, however, is specious, to say the least. As correctly stated by
the Solicitor General, the possibility of the occurrence of a constitutional crisis is not a
reason for this Court to refrain from upholding the Constitution in all impeachment
cases. Justices cannot abandon their constitutional duties just because their action
may start, if not precipitate, a crisis.
Justice Feliciano warned against the dangers when this Court refuses to act.
. . . Frequently, the ght over a controversial legislative or executive act is
not regarded as settled until the Supreme Court has passed upon the
constitutionality of the act involved, the judgment has not only juridical effects
but also political consequences. Those political consequences may follow even
where the Court fails to grant the petitioner's prayer to nullify an act for lack of the
necessary number of votes. Frequently, failure to act explicitly, one way or the
other, itself constitutes a decision for the respondent and validation, or at least
quasi-validation, follows." 1 3 8

Thus, in Javellana v. Executive Secretary 1 3 9 where this Court was split and "in the
end there were not enough votes either to grant the petitions, or to sustain
respondent's claims," 1 4 0 the pre-existing constitutional order was disrupted which
paved the way for the establishment of the martial law regime.
Such an argument by respondents and intervenor also presumes that the
coordinate branches of the government would behave in a lawless manner and not do
their duty under the law to uphold the Constitution and obey the laws of the land. Yet
there is no reason to believe that any of the branches of government will behave in a
precipitate manner and risk social upheaval, violence, chaos and anarchy by
encouraging disrespect for the fundamental law of the land.
Substituting the word public o cers for judges, this Court is well guided by the
doctrine in People v. Veneracion, to wit: 1 4 1
Obedience to the rule of law forms the bedrock of our system of justice. If
[public o cers], under the guise of religious or political beliefs were allowed to
roam unrestricted beyond boundaries within which they are required by law to
exercise the duties of their o ce, then law becomes meaningless. A government
of laws, not of men excludes the exercise of broad discretionary powers by those
acting under its authority. Under this system, [public o cers] are guided by the
Rule of Law, and ought "to protect and enforce it without fear or favor," resist
encroachments by governments, political parties, or even the interference of their
own personal beliefs. 1 4 2

Constitutionality of the Rules of Procedure for Impeachment Proceedings adopted by


the 12th Congress
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Respondent House of Representatives, through Speaker De Venecia, argues that
Sections 16 and 17 of Rule V of the House Impeachment Rules do not violate Section 3
(5) of Article XI of our present Constitution, contending that the term "initiate" does not
mean "to le;" that Section 3 (1) is clear in that it is the House of Representatives, as a
collective body, which has the exclusive power to initiate all cases of impeachment; that
initiate could not possibly mean "to le" because ling can, as Section 3 (2), Article XI of
the Constitution provides, only be accomplished in 3 ways, to wit: (1) by a veri ed
complaint for impeachment by any member of the House of Representatives; or (2) by
any citizen upon a resolution of endorsement by any member; or (3) by at least 1/3 of
all the members of the House. Respondent House of Representatives concludes that
the one year bar prohibiting the initiation of impeachment proceedings against the
same o cials could not have been violated as the impeachment complaint against
Chief Justice Davide and seven Associate Justices had not been initiated as the House
of Representatives, acting as the collective body, has yet to act on it.
The resolution of this issue thus hinges on the interpretation of the term "initiate."
Resort to statutory construction is, therefore, in order.
That the sponsor of the provision of Section 3(5) of the Constitution,
Commissioner Florenz Regalado, who eventually became an Associate Justice of this
Court, agreed on the meaning of "initiate" as "to le," as proffered and explained by
Constitutional Commissioner Maambong during the Constitutional Commission
proceedings, which he (Commissioner Regalado) as amicus curiae a rmed during the
oral arguments on the instant petitions held on November 5, 2003 at which he added
that the act of "initiating" included the act of taking initial action on the complaint,
dissipates any doubt that indeed the word "initiate" as it twice appears in Article XI (3)
and (5) of the Constitution means to file the complaint and take initial action on it.
"Initiate" of course is understood by ordinary men to mean, as dictionaries do, to
begin, to commence, or set going. As Webster's Third New International Dictionary of
the English Language concisely puts it, it means "to perform or facilitate the rst
action," which jibes with Justice Regalado's position, and that of Father Bernas, who
elucidated during the oral arguments of the instant petitions on November 5, 2003 in
this wise:
Brie y then, an impeachment proceeding is not a single act. It is a
complexus of acts consisting of a beginning, a middle and an end. The end is the
transmittal of the articles of impeachment to the Senate. The middle consists of
those deliberative moments leading to the formulation of the articles of
impeachment. The beginning or the initiation is the ling of the complaint and its
referral to the Committee on Justice.
Finally, it should be noted that the House Rule relied upon by
Representatives Cojuangco and Fuentebella says that impeachment is "deemed
initiated" when the Justice Committee votes in favor of impeachment or when the
House reverses a contrary vote of the Committee. Note that the Rule does not say
"impeachment proceedings" are initiated but rather are "deemed initiated. The
language is recognition that initiation happened earlier, but by legal ction there
is an attempt to postpone it to a time after actual initiation. (Emphasis and italics
supplied)

As stated earlier, one of the means of interpreting the Constitution is looking into
the intent of the law. Fortunately, the intent of the framers of the 1987 Constitution can
be pried from its records:
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MR. MAAMBONG. With reference to Section 3, regarding the procedure and
the substantive provisions on impeachment, I understand there have been many
proposals and, I think, these would need some time for Committee action.
However, I would just like to indicate that I submitted to the Committee a
resolution on impeachment proceedings, copies of which have been furnished the
Members of this body. This is borne out of my experience as a member of the
Committee on Justice, Human Rights and Good Government which took charge
of the last impeachment resolution led before the First Batasang Pambansa. For
the information of the Committee, the resolution covers several steps in the
impeachment proceedings starting with initiation, action of the Speaker
committee action, calendaring of report, voting on the report, transmittal referral
to the Senate, trial and judgment by the Senate.
xxx xxx xxx
MR. MAAMBONG. Mr. Presiding O cer, I am not moving for a
reconsideration of the approval of the amendment submitted by Commissioner
Regalado, but I will just make of record my thinking that we do not really initiate
the ling of the Articles of Impeachment on the oor. The procedure, as I have
pointed out earlier, was that the initiation starts with the ling of the complaint .
And what is actually done on the oor is that the committee resolution containing
the Articles of Impeachment is the one approved by the body.
As the phraseology now runs, which may be corrected by the Committee on
Style, it appears that the initiation starts on the oor. If we only have time, I could
cite examples in the case of the impeachment proceedings of President Richard
Nixon wherein the Committee on the Judiciary submitted the recommendation,
the resolution, and the Articles of Impeachment to the body, and it was the body
who approved the resolution. It is not the body which initiates it. It only approves
or disapproves the resolution. So, on that score, probably the Committee on Style
could help in rearranging these words because we have to be very technical about
this. I have been bringing with me The Rules of the House of Representatives of
the U.S. Congress. The Senate Rules are with me. The proceedings on the case of
Richard Nixon are with me. I have submitted my proposal, but the Committee has
already decided. Nevertheless, I just want to indicate this on record.
xxx xxx xxx
MR. MAAMBONG. I would just like to move for a reconsideration of the
approval of Section 3 (3). My reconsideration will not at all affect the substance,
but it is only in keeping with the exact formulation of the Rules of the House of
Representatives of the United States regarding impeachment.
I am proposing, Madam President, without doing damage to any of this
provision, that on page 2, Section 3 (3), from lines 17 to 18, we delete the words
which read: "to initiate impeachment proceedings" and the comma (,) and insert
on line 19 after the word "resolution" the phrase WITH THE ARTICLES, and then
capitalize the letter "i" in "impeachment" and replace the word "by" with OF, so that
the whole section will now read: "A vote of at least one-third of all the Members of
the House shall be necessary either to a rm a resolution WITH THE ARTICLES of
Impeachment OF the Committee or to override its contrary resolution. The vote of
each Member shall be recorded."
I already mentioned earlier yesterday that the initiation, as far as the House
of Representatives of the United States is concerned, really starts from the ling
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of the veri ed complaint and every resolution to impeach always carries with it
the Articles of Impeachment. As a matter of fact, the words "Articles of
Impeachment" are mentioned on line 25 in the case of the direct filing of a verified
complaint of one-third of all the Members of the House. I will mention again,
Madam President, that my amendment will not vary the substance in any way. It
is only in keeping with the uniform procedure of the House of Representatives of
the United States Congress. Thank you, Madam President. 1 4 3 (Italics in the
original; emphasis and italics supplied)

This amendment proposed by Commissioner Maambong was clari ed and


accepted by the Committee on the Accountability of Public Officers. 1 4 4
It is thus clear that the framers intended "initiation" to start with the ling of the
complaint. In his amicus curiae brief, Commissioner Maambong explained that "the
obvious reason in deleting the phrase "to initiate impeachment proceedings" as
contained in the text of the provision of Section 3 (3) was to settle and make it
understood once and for all that the initiation of impeachment proceedings starts with
the ling of the complaint , and the vote of one-third of the House in a resolution of
impeachment does not initiate the impeachment proceedings which was already
initiated by the ling of a veri ed complaint under Section 3, paragraph (2), Article XI of
the Constitution." 1 4 5
Amicus curiae Constitutional Commissioner Regalado is of the same view as is
Father Bernas, who was also a member of the 1986 Constitutional Commission, that
the word "initiate" as used in Article XI, Section 3(5) means to le, both adding, however,
that the filing must be accompanied by an action to set the complaint moving.
During the oral arguments before this Court, Father Bernas clari ed that the word
"initiate," appearing in the constitutional provision on impeachment, viz:
Section 3 (1).The House of Representatives shall have the exclusive power
to initiate all cases of impeachment.
xxx xxx xxx

(5) No impeachment proceedings shall be initiated against the same


official more than once within a period of one year, (Emphasis supplied)

refers to two objects, "impeachment case" and "impeachment proceeding."

Father Bernas explains that in these two provisions, the common verb is "to
initiate." The object in the rst sentence is "impeachment case." The object in the
second sentence is "impeachment proceeding." Following the principle of reddendo
singuala sinuilis, the term "cases" must be distinguished from the term "proceedings."
An impeachment case is the legal controversy that must be decided by the Senate.
Above-quoted rst provision provides that the House, by a vote of one-third of all its
members, can bring a case to the Senate. It is in that sense that the House has
"exclusive power" to initiate all cases of impeachment. No other body can do it.
However, before a decision is made to initiate a case in the Senate, a "proceeding" must
be followed to arrive at a conclusion. A proceeding must be "initiated." To initiate, which
comes from the Latin word initium, means to begin. On the other hand, proceeding is a
progressive noun. It has a beginning, a middle, and an end. It takes place not in the
Senate but in the House and consists of several steps: (1) there is the ling of a veri ed
complaint either by a Member of the House of Representatives or by a private citizen
endorsed by a Member of the House of the Representatives; (2) there is the processing
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of this complaint by the proper Committee which may either reject the complaint or
uphold it; (3) whether the resolution of the Committee rejects or upholds the complaint,
the resolution must be forwarded to the House for further processing; and (4) there is
the processing of the same complaint by the House of Representatives which either
a rms a favorable resolution of the Committee or overrides a contrary resolution by a
vote of one-third of all the members. If at least one third of all the Members upholds the
complaint, Articles of Impeachment are prepared and transmitted to the Senate. It is at
this point that the House "initiates an impeachment case." It is at this point that an
impeachable public o cial is successfully impeached. That is, he or she is successfully
charged with an impeachment "case" before the Senate as impeachment court.
Father Bernas further explains: The "impeachment proceeding" is not initiated
when the complaint is transmitted to the Senate for trial because that is the end of the
House proceeding and the beginning of another proceeding, namely the trial. Neither is
the "impeachment proceeding" initiated when the House deliberates on the resolution
passed on to it by the Committee, because something prior to that has already been
done. The action of the House is already a further step in the proceeding, not its
initiation or beginning. Rather, the proceeding is initiated or begins, when a veri ed
complaint is led and referred to the Committee on Justice for action . This is the
initiating step which triggers the series of steps that follow.
The framers of the Constitution also understood initiation in its ordinary
meaning. Thus when a proposal reached the oor proposing that "A vote of at least
one-third of all the Members of the House shall be necessary . . . to initiate
impeachment proceedings," this was met by a proposal to delete the line on the ground
that the vote of the House does not initiate impeachment proceeding but rather the
ling of a complaint does. 1 4 6 Thus the line was deleted and is not found in the present
Constitution.
Father Bernas concludes that when Section 3 (5) says, "No impeachment
proceeding shall be initiated against the same official more than once within a period of
one year," it means that no second veri ed complaint may be accepted and referred to
the Committee on Justice for action. By his explanation, this interpretation is founded
on the common understanding of the meaning of "to initiate" which means to begin. He
reminds that the Constitution is rati ed by the people, both ordinary and sophisticated,
as they understand it; and that ordinary people read ordinary meaning into ordinary
words and not abstruse meaning, they ratify words as they understand it and not as
sophisticated lawyers confuse it.
To the argument that only the House of Representatives as a body can initiate
impeachment proceedings because Section 3 (1) says "The House of Representatives
shall have the exclusive power to initiate all cases of impeachment," this is a misreading
of said provision and is contrary to the principle of reddendo singula singulis by
equating "impeachment cases" with "impeachment proceeding."
From the records of the Constitutional Commission, to the amicus curiae briefs
of two former Constitutional Commissioners, it is without a doubt that the term "to
initiate" refers to the ling of the impeachment complaint coupled with Congress'
taking initial action of said complaint.
Having concluded that the initiation takes place by the act of ling and referral or
endorsement of the impeachment complaint to the House Committee on Justice or, by
the ling by at least one-third of the members of the House of Representatives with the
Secretary General of the House, the meaning of Section 3 (5) of Article XI becomes
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clear. Once an impeachment complaint has been initiated, another impeachment
complaint may not be filed against the same official within a one year period.
Under Sections 16 and 17 of Rule V of the House Impeachment Rules,
impeachment proceedings are deemed initiated (1) if there is a nding by the House
Committee on Justice that the veri ed complaint and/or resolution is su cient in
substance, or (2) once the House itself a rms or overturns the nding of the
Committee on Justice that the veri ed complaint and/or resolution is not su cient in
substance or (3) by the ling or endorsement before the Secretary-General of the
House of Representatives of a veri ed complaint or a resolution of impeachment by at
least 1/3 of the members of the House. These rules clearly contravene Section 3 (5) of
Article XI since the rules give the term "initiate" a meaning different meaning from ling
and referral.
In his amicus curiaebrief, Justice Hugo Gutierrez posits that this Court could not
use contemporaneous construction as an aid in the interpretation of Sec. 3 (5) of
Article XI, citing Vera v. Avelino 1 4 7 wherein this Court stated that "their personal
opinions (referring to Justices who were delegates to the Constitution Convention) on
the matter at issue expressed during this Court's our deliberations stand on a different
footing from the properly recorded utterances of debates and proceedings." Further
citing said case, he states that this Court likened the former members of the
Constitutional Convention to actors who are so absorbed in their emotional roles that
intelligent spectators may know more about the real meaning because of the latter's
balanced perspectives and disinterestedness. 1 4 8
Justice Gutierrez's statements have no application in the present petitions. There
are at present only two members of this Court who participated in the 1986
Constitutional Commission — Chief Justice Davide and Justice Adolf Azcuna. Chief
Justice Davide has not taken part in these proceedings for obvious reasons. Moreover,
this Court has not simply relied on the personal opinions now given by members of the
Constitutional Commission, but has examined the records of the deliberations and
proceedings thereof.
Respondent House of Representatives counters that under Section 3 (8) of
Article XI, it is clear and unequivocal that it and only it has the power to make and
interpret its rules governing impeachment. Its argument is premised on the assumption
that Congress has absolute power to promulgate its rules. This assumption, however,
is misplaced.
Section 3 (8) of Article XI provides that "The Congress shall promulgate its rules
on impeachment to effectively carry out the purpose of this section." Clearly, its power
to promulgate its rules on impeachment is limited by the phrase "to effectively carry out
the purpose of this section." Hence, these rules cannot contravene the very purpose of
the Constitution which said rules were intended to effectively carry out. Moreover,
Section 3 of Article XI clearly provides for other speci c limitations on its power to
make rules, viz:
Section 3.(1). . .
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
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referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary to either a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.

It is basic that all rules must not contravene the Constitution which is the
fundamental law. If as alleged Congress had absolute rule making power, then it would
by necessary implication have the power to alter or amend the meaning of the
Constitution without need of referendum.
In Osmeña v. Pendatun, 1 4 9 this Court held that it is within the province of either
House of Congress to interpret its rules and that it was the best judge of what
constituted "disorderly behavior" of its members. However, in Paceta v. Secretary of the
Commission on Appointments, 1 5 0 Justice (later Chief Justice) Enrique Fernando,
speaking for this Court and quoting Justice Brandeis in United States v. Smith, 1 5 1
declared that where the construction to be given to a rule affects persons other than
members of the Legislature, the question becomes judicial in nature. In Arroyo v. De
Venecia, 1 5 2 quoting United States v. Ballin, Joseph & Co., 1 5 3 Justice Vicente Mendoza,
speaking for this Court, held that while the Constitution empowers each house to
determine its rules of proceedings, it may not by its rules ignore constitutional
restraints or violate fundamental rights, and further that there should be a reasonable
relation between the mode or method of proceeding established by the rule and the
result which is sought to be attained. It is only within these limitations that all matters
of method are open to the determination of the Legislature. In the same case of Arroyo
v. De Venecia, Justice Reynato S. Puno, in his Concurring and Dissenting Opinion, was
even more emphatic as he stressed that in the Philippine setting there is even more
reason for courts to inquire into the validity of the Rules of Congress, viz:
With due respect, I do not agree that the issues posed by the petitioner are
non-justiciable. Nor do I agree that we will trivialize the principle of separation of
power if we assume jurisdiction over the case at bar. Even in the United States,
the principle of separation of power is no longer an impregnable impediment
against the interposition of judicial power on cases involving breach of rules of
procedure by legislators.
Rightly, the ponencia uses the 1891 case of US v. Ballin (144 US 1) as a
window to view the issues before the Court. It is in Ballin where the US Supreme
Court rst de ned the boundaries of the power of the judiciary to review
congressional rules. It held:
"xxx xxx xxx
"The Constitution, in the same section, provides, that each house
may determine the rules of its proceedings." It appears that in pursuance of
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this authority the House had, prior to that day, passed this as one of its
rules:

Rule XV
3.On the demand of any member, or at the suggestion of the
Speaker, the names of members su cient to make a quorum in the hall of
the House who do not vote shall be noted by the clerk and recorded in the
journal, and reported to the Speaker with the names of the members voting,
and be counted and announced in determining the presence of a quorum
to do business. (House Journal, 230, Feb. 14, 1890)
The action taken was in direct compliance with this rule. The
question, therefore, is as to the validity of this rule, and not what methods
the Speaker may of his own motion resort to for determining the presence
of a quorum, nor what matters the Speaker or clerk may of their own
volition place upon the journal. Neither do the advantages or
disadvantages, the wisdom or folly, of such a rule present any matters for
judicial consideration. With the courts the question is only one of power.
The Constitution empowers each house to determine its rules of
proceedings. It may not by its rules ignore constitutional restraints or
violate fundamental rights, and there should be a reasonable relation
between the mode or method of proceedings established by the rule and
the result which is sought to be attained. But within these limitations all
matters of method are open to the determination of the House, and it is no
impeachment of the rule to say that some other way would be better, more
accurate, or even more just. It is no objection to the validity of a rule that a
different one has been prescribed and in force for a length of time. The
power to make rules is not one which once exercised is exhausted. It is a
continuous power, always subject to be exercised by the House, and within
the limitations suggested, absolute and beyond the challenge of any other
body or tribunal."
Ballin, clearly con rmed the jurisdiction of courts to pass upon the validity
of congressional rules, i.e., whether they are constitutional. Rule XV was examined
by the Court and it was found to satisfy the test: (1) that it did not ignore any
constitutional restraint; (2) it did not violate any fundamental right; and (3) its
method had a reasonable relationship with the result sought to be attained. By
examining Rule XV, the Court did not allow its jurisdiction to be defeated by the
mere invocation of the principle of separation of powers. 1 5 4
xxx xxx xxx
In the Philippine setting, there is a more compelling reason for courts to
categorically reject the political question defense when its interposition will cover
up abuse of power. For section 1, Article VIII of our Constitution was intentionally
cobbled to empower courts ". . . to determine whether or not there has been a
grave abuse of discretion amounting to lack or excess of jurisdiction on the part
of any branch or instrumentality of the government." This power is new and was
not granted to our courts in the 1935 and 1972 Constitutions. It was not also
xeroxed from the US Constitution or any foreign state constitution. The CONCOM
granted this enormous power to our courts in view of our experience under martial
law where abusive exercises of state power were shielded from judicial scrutiny
by the misuse of the political question doctrine. Led by the eminent former Chief
Justice Roberto Concepcion, the CONCOM expanded and sharpened the checking
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powers of the judiciary vis-Ã -vis the Executive and the Legislative departments of
government. 1 5 5
xxx xxx xxx
The Constitution cannot be any clearer. What it granted to this Court is not
a mere power which it can decline to exercise. Precisely to deter this
disinclination, the Constitution imposed it as a duty of this Court to strike down
any act of a branch or instrumentality of government or any of its o cials done
with grave abuse of discretion amounting to lack or excess of jurisdiction. Rightly
or wrongly, the Constitution has elongated the checking powers of this Court
against the other branches of government despite their more democratic
character, the President and the legislators being elected by the people. 1 5 6
xxx xxx xxx
The provision de ning judicial power as including the 'duty of the courts of
justice . . . to determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government' constitutes the capstone of the efforts of the
Constitutional Commission to upgrade the powers of this court vis-Ã -vis the other
branches of government. This provision was dictated by our experience under
martial law which taught us that a stronger and more independent judiciary is
needed to abort abuses in government. . . .
xxx xxx xxx
In sum, I submit that in imposing to this Court the duty to annul acts of
government committed with grave abuse of discretion, the new Constitution
transformed this Court from passivity to activism. This transformation, dictated
by our distinct experience as nation, is not merely evolutionary but revolutionary.
Under the 1935 and the 1973 Constitutions, this Court approached constitutional
violations by initially determining what it cannot do; under the 1987 Constitution,
there is a shift in stress — this Court is mandated to approach constitutional
violations not by nding out what it should not do but what it must do . The Court
must discharge this solemn duty by not resuscitating a past that petri es the
present.
I urge my brethren in the Court to give due and serious consideration to this
new constitutional provision as the case at bar once more calls us to de ne the
parameters of our power to review violations of the rules of the House. We will not
be true to our trust as the last bulwark against government abuses if we refuse to
exercise this new power or if we wield it with timidity. To be sure, it is this
exceeding timidity to unsheathe the judicial sword that has increasingly
emboldened other branches of government to denigrate, if not defy, orders of our
courts. In Tolentino, I endorsed the view of former Senator Salonga that this novel
provision stretching the latitude of judicial power is distinctly Filipino and its
interpretation should not be depreciated by undue reliance on inapplicable foreign
jurisprudence. In resolving the case at bar, the lessons of our own history should
provide us the light and not the experience of foreigners. 1 5 7 (Italics in the original;
emphasis and italics supplied)

Thus, the ruling in Osmeña v. Pendatun is not applicable to the instant petitions.
Here, the third parties alleging the violation of private rights and the Constitution are
involved.
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Neither may respondent House of Representatives' rely on Nixon v. US 1 5 8 as
basis for arguing that this Court may not decide on the constitutionality of Sections 16
and 17 of the House Impeachment Rules. As already observed, the U.S. Federal
Constitution simply provides that "the House of Representatives shall have the sole
power of impeachment." It adds nothing more. It gives no clue whatsoever as to how
this "sole power" is to be exercised. No limitation whatsoever is given. Thus, the US
Supreme Court concluded that there was a textually demonstrable constitutional
commitment of a constitutional power to the House of Representatives. This reasoning
does not hold with regard to impeachment power of the Philippine House of
Representatives since our Constitution, as earlier enumerated, furnishes several
provisions articulating how that "exclusive power" is to be exercised.
The provisions of Sections 16 and 17 of Rule V of the House Impeachment Rules
which state that impeachment proceedings are deemed initiated (1) if there is a nding
by the House Committee on Justice that the veri ed complaint and/or resolution is
su cient in substance, or (2) once the House itself a rms or overturns the nding of
the Committee on Justice that the veri ed complaint and/or resolution is not su cient
in substance or (3) by the ling or endorsement before the Secretary-General of the
House of Representatives of a veri ed complaint or a resolution of impeachment by at
least 1/3 of the members of the House thus clearly contravene Section 3 (5) of Article
XI as they give the term "initiate" a meaning different from "filing."
Validity of the Second Impeachment Complaint

Having concluded that the initiation takes place by the act of ling of the
impeachment complaint and referral to the House Committee on Justice, the initial
action taken thereon, the meaning of Section 3 (5) of Article XI becomes clear. Once an
impeachment complaint has been initiated in the foregoing manner, another may not be
led against the same o cial within a one year period following Article XI, Section 3 (5)
of the Constitution.
In ne, considering that the rst impeachment complaint, was led by former
President Estrada against Chief Justice Hilario G. Davide, Jr., along with seven
associate justices of this Court, on June 2, 2003 and referred to the House Committee
on Justice on August 5, 2003, the second impeachment complaint led by
Representatives Gilberto C. Teodoro, Jr. and Felix William Fuentebella against the Chief
Justice on October 23, 2003 violates the constitutional prohibition against the initiation
of impeachment proceedings against the same impeachable o cer within a one-year
period.
Conclusion

If there is anything constant about this country, it is that there is always a


phenomenon that takes the center stage of our individual and collective consciousness
as a people with our characteristic air for human drama, con ict or tragedy. Of course
this is not to demean the seriousness of the controversy over the Davide impeachment.
For many of us, the past two weeks have proven to be an exasperating, mentally and
emotionally exhausting experience. Both sides have fought bitterly a dialectical struggle
to articulate what they respectively believe to be the correct position or view on the
issues involved. Passions had ran high as demonstrators, whether for or against the
impeachment of the Chief Justice, took to the streets armed with their familiar slogans
and chants to air their voice on the matter. Various sectors of society — from the
business, retired military, to the academe and denominations of faith — offered
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suggestions for a return to a state of normalcy in the o cial relations of the
governmental branches affected to obviate any perceived resulting instability upon
areas of national life.
Through all these and as early as the time when the Articles of Impeachment had
been constituted, this Court was speci cally asked, told, urged and argued to take no
action of any kind and form with respect to the prosecution by the House of
Representatives of the impeachment complaint against the subject respondent public
o cial. When the present petitions were knocking so to speak at the doorsteps of this
Court, the same clamor for non-interference was made through what are now the
arguments of "lack of jurisdiction," "non-justiciability," and "judicial self-restraint" aimed
at halting the Court from any move that may have a bearing on the impeachment
proceedings.
This Court did not heed the call to adopt a hands-off stance as far as the
question of the constitutionality of initiating the impeachment complaint against Chief
Justice Davide is concerned. To reiterate what has been already explained, the Court
found the existence in full of all the requisite conditions for its exercise of its
constitutionally vested power and duty of judicial review over an issue whose resolution
precisely called for the construction or interpretation of a provision of the fundamental
law of the land. What lies in here is an issue of a genuine constitutional material which
only this Court can properly and competently address and adjudicate in accordance
with the clear-cut allocation of powers under our system of government. Face-to-face
thus with a matter or problem that squarely falls under the Court's jurisdiction, no other
course of action can be had but for it to pass upon that problem head on.
The claim, therefore, that this Court by judicially entangling itself with the process
of impeachment has effectively set up a regime of judicial supremacy, is patently
without basis in fact and in law.
This Court in the present petitions subjected to judicial scrutiny and resolved on
the merits only the main issue of whether the impeachment proceedings initiated
against the Chief Justice transgressed the constitutionally imposed one-year time bar
rule. Beyond this, it did not go about assuming jurisdiction where it had none, nor
indiscriminately turn justiciable issues out of decidedly political questions. Because it is
not at all the business of this Court to assert judicial dominance over the other two
great branches of the government. Rather, the raison d'etre of the judiciary is to
complement the discharge by the executive and legislative of their own powers to bring
about ultimately the bene cent effects of having founded and ordered our society upon
the rule of law.
It is suggested that by our taking cognizance of the issue of constitutionality of
the impeachment proceedings against the Chief Justice, the members of this Court
have actually closed ranks to protect one of their brethren. That the members' interests
in ruling on said issue is as much at stake as is that of the Chief Justice. Nothing could
be farther from the truth.
The institution that is the Supreme Court together with all other courts has long
held and been entrusted with the judicial power to resolve con icting legal rights
regardless of the personalities involved in the suits or actions. This Court has
dispensed justice over the course of time, unaffected by whomsoever stood to bene t
or suffer therefrom, unafraid by whatever imputations or speculations could be made
to it, so long as it rendered judgment according to the law and the facts. Why can it not
now be trusted to wield judicial power in these petitions just because it is the highest
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ranking magistrate who is involved when it is an incontrovertible fact that the
fundamental issue is not him but the validity of a government branch's o cial act as
tested by the limits set by the Constitution? Of course, there are rules on the inhibition
of any member of the judiciary from taking part in a case in speci ed instances. But to
disqualify this entire institution now from the suits at bar is to regard the Supreme
Court as likely incapable of impartiality when one of its members is a party to a case,
which is simply a non sequitur.
No one is above the law or the Constitution. This is a basic precept in any legal
system which recognizes equality of all men before the law as essential to the law's
moral authority and that of its agents to secure respect for and obedience to its
commands. Perhaps, there is no other government branch or instrumentality that is
most zealous in protecting that principle of legal equality other than the Supreme Court
which has discerned its real meaning and rami cations through its application to
numerous cases especially of the high-pro le kind in the annals of jurisprudence. The
Chief Justice is not above the law and neither is any other member of this Court. But
just because he is the Chief Justice does not imply that he gets to have less in law than
anybody else. The law is solicitous of every individual's rights irrespective of his station
in life.
The Filipino nation and its democratic institutions have no doubt been put to test
once again by this impeachment case against Chief Justice Hilario Davide. Accordingly,
this Court has resorted to no other than the Constitution in search for a solution to what
many feared would ripen to a crisis in government. But though it is indeed immensely a
blessing for this Court to have found answers in our bedrock of legal principles, it is
equally important that it went through this crucible of a democratic process, if only to
discover that it can resolve differences without the use of force and aggression upon
each other.
WHEREFORE, Sections 16 and 17 of Rule V of the Rules of Procedure in
Impeachment Proceedings which were approved by the House of Representatives on
November 28, 2001 are unconstitutional. Consequently, the second impeachment
complaint against Chief Justice Hilario G. Davide, Jr. which was filed by Representatives
Gilberto C. Teodoro, Jr. and Felix William B. Fuentebella with the O ce of the Secretary
General of the House of Representatives on October 23, 2003 is barred under
paragraph 5, section 3 of Article XI of the Constitution.
SO ORDERED.
Carpio, J ., concurs.
Davide, Jr., C .J ., took no part.
Quisumbing, J ., concurring separate opinion received.
Austria-Martinez, J ., I concur in the majority opinion and in the separate opinion
of J. Vitug.
Corona, J ., I will write a separate concurring opinion.

Separate Opinions
BELLOSILLO , J .:

. . . In times of social disquietude or political excitement, the great


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landmarks of the Constitution are apt to be forgotten or marred, if not entirely
obliterated.

— Justice Jose P. Laurel

A pall of gloom hovers ominously in the horizon. Looming in its midst is the
specter of con ict the thunderous echoes of which we listened to intently for the past
few days; two great departments of government locked in a virtual impasse, sending
them closer to the precipice of constitutional confrontation. Emerging from the
shadows of unrest is the national inquest on the conduct of no less than the Chief
Justice of this Court. Impeachment, described by Alexis Tocqueville as "the most
formidable weapon that has ever been placed in the grasp of the majority," has taken
center stage in the national consciousness in view of its far-reaching implications on
the life of our nation. Unless the issues involved in the controversial cases are dealt with
exceptional sensitivity and sobriety, the tempest of anarchy may fulminate and tear
apart the very foundations of our political existence. It will be an unfortunate throwback
to the dark days of savagery and brutishness where the hungry mob screaming for
blood and a pound of flesh must be fed to be pacified and satiated.
On 2 June 2003 former President Joseph Estrada through counsel led a veri ed
impeachment complaint before the House of Representatives charging Chief Justice
Hilario G. Davide, Jr. and seven (7) Associate Justices of this Court with culpable
violation of the Constitution, betrayal of public trust and other high crimes. The
complaint was endorsed by Reps. Rolex T. Suplico of Iloilo, Ronaldo B. Zamora of San
Juan and Didagen P. Dilangalen of Maguindanao and Cotabato City.
On 13 October 2003, the House Committee on Justice included the
impeachment complaint in its Order of Business and ruled that the complaint was
"su cient in form." Subsequently however, on 22 October 2003, the House Committee
on Justice recommended the dismissal of the complaint for being "insu cient in
substance."
On 23 October 2003, four (4) months after the ling of the rst impeachment
complaint, a second veri ed impeachment complaint was led by Reps. Gilberto C.
Teodoro of Tarlac and William Felix D. Fuentebella of Camarines Sur, this time against
Chief Justice Hilario G. Davide, Jr. alone. The complaint accused the Chief Justice
mainly of misusing the Judiciary Development Fund (JDF). Thereafter, more than eighty
(80) members of the Lower House, constituting more than 1/3 of its total membership,
signed the resolution endorsing the second impeachment complaint.
Several petitions for certiorari and prohibition questioning the constitutionality of
the second impeachment complaint were led before this Court. Oral arguments were
set for hearing on 5 November 2003 which had to be extended to 6 November 2003 to
accommodate the parties and their respective counsel. During the hearings, eight (8)
amici curiae appeared to expound their views on the contentious issues relevant to the
impeachment.
This Court must hearken to the dictates of judicial restraint and reasoned
hesitance. I nd no urgency for judicial intervention at this time. I am conscious of the
transcendental implications and importance of the issues that confront us, not in the
instant cases alone but on future ones as well; but to me, this is not the proper hour nor
the appropriate circumstance to perform our duty. True, this Court is vested with the
power to annul the acts of the legislature when tainted with grave abuse of discretion.
Even so, this power is not lightly assumed or readily exercised. The doctrine of
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separation of powers imposes upon the courts proper restraint born of the nature of
their functions and of their respect for the other departments, in striking down the acts
of the legislature as unconstitutional. Verily, the policy is a harmonious blend of
courtesy and caution. 1
All avenues of redress in the instant cases must perforce be conscientiously
explored and exhausted, not within the hallowed domain of this Court, but within the
august con nes of the Legislature, particularly the Senate. As Alexander Hamilton,
delegate to the 1787 American Constitutional Convention, once wrote: "The Senate is
the most t depositary of this important trust." 2 We must choose not to rule upon the
merits of these petitions at this time simply because, I believe, this is the prudent
course of action to take under the circumstances; and, it should certainly not to be
equated with a total abdication of our bounden duty to uphold the Constitution.
For considerations of law and judicial comity, we should refrain from adjudicating
the issues one way or the other, except to express our views as we see proper and
appropriate.
First. The matter of impeachment is a political question that must rightfully be
addressed to a political branch of government, which is the Congress of the
Philippines. As enunciated in Integrated Bar of the Philippines v. Zamora, 3 we do not
automatically assume jurisdiction over actual constitutional cases brought before us
even in instances that are ripe for resolution —
One class of cases wherein the Court hesitates to rule on are "political
questions." The reason is that political questions are concerned with issues
dependent upon the wisdom, not the legality, of a particular act or measure being
assailed. Moreover, the political question being the function of the separation of
powers, the courts will not normally interfere with the workings of another co-
equal branch unless the case shows a clear need for the courts to step in to
uphold the law and the Constitution.

Clearly, the constitutional power of impeachment rightfully belongs to Congress


in a two-fold character: (a) The power to initiate impeachment cases against
impeachable o cers is lodged in the House of Representatives; and, (b) The power to
try and decide impeachment cases belongs solely to the Senate.
I n Baker v. Carr 4 repeatedly mentioned during the oral arguments, the United
States Supreme Court held that political questions chie y relate to separation of
powers issues, the Judiciary being a co-equal branch of government together with the
Legislature and the Executive branch, thus calling for judicial deference. A controversy
is non-justiciable where there is a "textually demonstrable constitutional commitment
of the issue to a coordinate political department, or a lack of judicially discoverable and
manageable standards for resolving it." 5
But perhaps it is Nixon v. United States 6 which provides the authority on the
"political question" doctrine as applied in impeachment cases. In that case the U.S.
Supreme Court applied the Baker ruling to reinforce the "political question" doctrine in
impeachment cases. Unless it can therefore be shown that the exercise of such
discretion was gravely abused, the Congressional exercise of judgment must be
recognized by this Court. The burden to show that the House or the Senate gravely
abused its discretion in impeaching a public o cer belongs exclusively to the
impeachable officer concerned.
Second. At all times, the three (3) departments of government must accord
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mutual respect to each other under the principle of separation of powers. As a co-
equal, coordinate and co-extensive branch, the Judiciary must defer to the wisdom of
the Congress in the exercise of the latter's power under the Impeachment Clause of the
Constitution as a measure of judicial comity on issues properly within the sphere of the
Legislature.
Third. It is incumbent upon the Court to exercise judicial restraint in rendering a
ruling in this particular case to preserve the principle of separation of powers and
restore faith and stability in our system of government. Dred Scott v. Sandford 7 is a
grim illustration of how catastrophic improvident judicial incursions into the legislative
domain could be. It is one of the most denounced cases in the history of U.S. Supreme
Court decision-making. Penned by Chief Justice Taney, the U.S. Supreme Court, by a
vote of 7-2, denied that a Negro was a citizen of the United States even though he
happened to live in a "free" state. The U.S. High Court likewise declared unconstitutional
the law forbidding slavery in certain federal territories. Dred Scott undermined the
integrity of the U.S. High Court at a moment in history when it should have been a
powerful stabilizing force. More signi cantly, it in amed the passions of the Northern
and Southern states over the slavery issue thus precipitating the American Civil War.
This we do not wish to happen in the Philippines!
It must be clari ed, lest I be misconstrued, this is not to say that this Court is
absolutely precluded from inquiring into the constitutionality of the impeachment
process. The present Constitution, speci cally under Art. VIII, Sec. 1, introduced the
expanded concept of the power of judicial review that now explicitly allows the
determination of whether there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of the government.
This is evidently in response to the unedifying experience of the past in frequently
resorting to the "political question" doctrine that in no mean measure has emasculated
the Court's authority to strike down abuses of power by the government or any of its
instrumentalities.
While the impeachment mechanism is by constitutional design a sui generis
political process, it is not impervious to judicial interference in case of arbitrary or
capricious exercise of the power to impeach by Congress. It becomes the duty of the
Court to step in, not for the purpose of questioning the wisdom or motive behind the
legislative exercise of impeachment powers, but merely to check against infringement
of constitutional standards. In such circumstance, legislative actions "might be so far
beyond the scope of its constitutional authority, and the consequent impact on the
Republic so great, as to merit a judicial response despite prudential concerns that
would ordinarily counsel silence." 8 I must, of course, hasten to add by way of a nale
the nature of the power of judicial review as elucidated in Angara v.Electoral
Commission 9 —
The Constitution is a de nition of the powers of government. Who is to
determine the nature, scope and extent of such powers? The Constitution itself
has provided for the instrumentality of the judiciary as the rational way. And when
the judiciary mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments; it does not in reality nullify or invalidate an
act of the legislature, but only asserts the solemn and sacred obligation assigned
to it by the Constitution to determine con icting claims of authority under the
Constitution and to establish for the parties in an actual controversy the rights
which that instrument secures and guarantees to them. This is in truth all that is
involved in what is termed "judicial supremacy" which properly is the power of
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judicial review under the Constitution (emphasis supplied).

By way of obiter dictum, I nd the second impeachment complaint led against


the Chief Justice on 23 October 2003 to be constitutionally in rm. Precisely, Art. 11,
Sec. 3, par. (5), of the 1987 Constitution explicitly ordains that "no impeachment
proceedings shall be initiated against the same o cial more than once within a period
of one year." The fundamental contention that the rst impeachment complaint is not
an "initiated" complaint, hence should not be counted, since the House Committee on
Justice found it to be insu cient in substance, is specious, to say the least. It seems
plain to me that the term initiation must be understood in its ordinary legal acceptation,
which means inception or commencement; hence, an impeachment is initiated upon the
filing of a veri ed complaint, similar to an ordinary action which is initiated by the ling
of the complaint in the proper tribunal. This conclusion nds support in the
deliberations of the Constitutional Commission, which was quoted extensively in the
hearings of 5 and 6 November 2003 —
THE PRESIDING OFFICER (Mr. Trenas). Commissioner Maambong is
recognized.
MR. MAAMBONG. Mr. Presiding O cer, I am not moving for a
reconsideration of the approval of the amendment submitted by Commissioner
Regalado, but I will just make of record my thinking that we do not really initiate
the ling of the Articles of Impeachment on the oor. The procedure, as I have
pointed out earlier, was that the initiation starts with the ling of the complaint .
And what is actually done on the oor is that the committee resolution containing
the Articles of Impeachment is the one approved by the body.
As the phraseology now runs, which may be corrected by the Committee on
Style, it appears that the initiation starts on the oor. If we only have time, I could
cite examples in the case of the impeachment proceedings of President Richard
Nixon wherein the Committee on the Judiciary submitted the recommendation,
the resolution and the Articles of Impeachment to the body, and it was the body
that approved the resolution. It is not the body which initiates it. It only approves
or disapproves the resolution. So, on that score, probably the Committee on Style
could help in rearranging these words because we have to be very technical about
this. I have been bringing with me The Rules of the House of Representatives of
the U.S. Congress. The Senate Rules are with me. The proceedings of the case of
Richard Nixon are with me. I have submitted my proposal, but the Committee has
already decided. Nevertheless, I just want to indicate this on record . . . (italics
supplied for emphasis). 1 0

As aptly observed by Fr. Joaquin C. Bernas, S.J., "an impeachment proceeding is


not a single act; it is a complexus of acts consisting of a beginning, a middle and an
end. The end is the transmittal of the articles of impeachment to the Senate. The middle
consists of those deliberative moments leading to the formulation of the articles of
impeachment. The beginning or the initiation is the ling of the complaint and its
referral to the Committee on Justice." 1 1
To recapitulate: (a) Impeachment is a political question that is rightfully within
the sphere of Congressional prerogatives; (b) As co-equal, coordinate and co-extensive
branches of the government, the Legislature and the Judiciary must respect the
doctrine of separation of powers at all times; (c) Judicial restraint must be exercised by
this Court in the instant cases, as a matter of judicial courtesy; and, (d) While
impeachment is essentially a political exercise, judicial interference is allowed in case
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of arbitrary or capricious exercise of that power as to amount to grave abuse of
discretion.
It is lamentable indeed that the life of our nation has been marked by turbulent
periods of pain, anxieties and doubt. The instant cases come at a time when scandals
of corruption, obscene pro igacy and venality in public o ce appear to be stalking the
entire system of government. It is a period of stress with visible signs of creeping
hopelessness, and public disenchantment continues to sap the vim and vitality of our
institutions. The challenge at present is how to preserve the majesty of the Constitution
and protect the ideals of our republican government by averting a complete meltdown
of governmental civility and respect for the separation of powers. It is my abiding
conviction that the Senate will wield its powers in a fair and objective fashion and in
faithful obeisance to their sacred trust to achieve this end.
"The highest proof of virtue," intoned Lord Macaulay, "is to possess boundless
power without abusing it." And so it must be that we yield to the authority of the House
of Representatives and the Senate on the matter of the impeachment of one of our
Brethren, and unless the exercise of that authority is tainted with grave abuse of
discretion amounting to lack or excess of jurisdiction we should refrain from interfering
with the prerogatives of Congress. That, I believe, is judicial statesmanship of the
highest order which will preserve the harmony among the three separate but co-equal
branches of government under our constitutional democracy.
IN VIEW OF THE FOREGOING, I maintain that in disposing of this case we should
exercise judicial restraint and leave the matter to the Senate unless such exercise is
fraught with grave abuse of discretion. Hence, I nd no legal obstacle to dismissing the
instant petitions.

PUNO , J ., concurring and dissenting :

Over a century ago, Lord Bryce described the power of impeachment as the
"heaviest piece of artillery in the congressional arsenal." Alexander Hamilton warned
that any impeachment proceeding "will seldom fail to agitate the passions of the whole
community." His word is prophetic for today we are in the edge of a crisis because of
the alleged unconstitutional exercise of the power of impeachment by the House of
Representatives.
Before the Court are separate petitions for certiorari, prohibition and mandamus
led by different groups seeking to prevent the House of Representatives from
transmitting to the Senate the Articles of Impeachment against Chief Justice Hilario G.
Davide, Jr., alleging improper use of the Judiciary Development Fund (JDF), and to
enjoin the Senate from trying and deciding the case.
Let us rst leapfrog the facts. On October 23, 2003, Representatives Gilberto C.
Teodoro, Jr., First District, Tarlac, and Felix William B. Fuentebella, Third District,
Camarines Sur, led with the House of Representatives a Complaint for Impeachment
against Chief Justice Hilario G. Davide, Jr. The complaint alleged the underpayment of
the cost of living allowance of the members and personnel of the judiciary from the
JDF, and unlawful disbursement of said fund for various infrastructure projects and
acquisition of service vehicles and other equipment. The complaint was endorsed by
one-third (1/3) of all the members of the House of Representatives. It is set to be
transmitted to the Senate for appropriate action.
In the succeeding days, several petitions were led with this Court by members
of the bar, members of the House of Representatives, as well as private individuals, all
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asserting their rights, among others, as taxpayers to stop the illegal spending of public
funds for the impeachment proceedings against the Chief Justice. The petitioners
contend that the ling of the present impeachment complaint against the Chief Justice
is barred under Article XI, Section 3 (5) of the 1987 Constitution which states that "(n)o
impeachment proceedings shall be initiated against the same o cial more than once
within a period of one year." They cite the prior Impeachment Complaint led by Former
President Joseph Ejercito Estrada against the Chief Justice and seven associate
justices of this Court on June 2, 2003 for allegedly conspiring to deprive him of his
mandate as President, swearing in then Vice President Gloria Macapagal-Arroyo to the
Presidency, and declaring him permanently disabled to hold o ce. Said complaint was
dismissed by the Committee on Justice of the House of Representatives on October
23, 2003 for being insu cient in substance. The recommendation has still to be
approved or disapproved by the House of Representatives in plenary session.
On October 28, 2003, this Court issued a resolution requiring the respondents
and the Solicitor General to comment on the petitions and setting the cases for oral
argument on November 5, 2003. The Court also appointed the following as amici
curiae: Former Senate President Jovito R. Salonga, former Constitutional Commissioner
Joaquin G. Bernas, retired Justice Hugo E. Gutierrez, Jr. of the Supreme Court, retired
Justice Florenz D. Regalado of the Supreme Court, former Minister of Justice and
Solicitor General Estelito P. Mendoza, former Constitutional Commissioner and now
Associate Justice of the Court of Appeals, Regalado E. Maambong, Dean Raul C.
Pangalangan and former Dean Paci co A. Agabin of the UP College of Law. The Court
further called on the petitioners and the respondents to maintain the status quo and
enjoined them to refrain from committing acts that would render the petitions moot.
Both the Senate and the House of Representatives took the position that this
Court lacks jurisdiction to entertain the petitions at bar. The Senate, thru its President,
the Honorable Franklin Drilon further manifested that the petitions are premature for
the Articles of Impeachment have not been transmitted to them. In its Special
Appearance, the House alleged that the petitions pose political questions which are
non-justiciable.
We then look at the pro les of the problems. On November 5 and 6, 2003, the
Court heard the petitions on oral argument. It received arguments on the following
issues:
Whether the certiorari jurisdiction of the Supreme Court may be invoked;
who can invoke it; on what issues and at what time; and whether it should be
exercised by this Court at this time.
a)locus standi of petitioners;

b)ripeness (prematurity; mootness);


c)political question/justiciability;
d)House's "exclusive" power to initiate all cases of impeachment;
e)Senate's "sole" power to try and decide all cases of impeachment;
f)constitutionality of the House Rules on Impeachment vis a vis Section 3 (5) of
Article XI of the Constitution; and
g)judicial restraint.

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Due to the constraints of time, I shall limit my Opinion to the hot-button issues of
justiciability, jurisdiction and judicial restraint. For a start, let us look to the history of
thought on impeachment for its comprehensive understanding.
A. The Origin and Nature of Impeachment:
The British Legacy
The historical roots of impeachment appear to have been lost in the mist of time.
Some trace them to the Athenian Constitution. 1 It is written that Athenian public
o cials were hailed to law courts known as "heliaea" upon leaving o ce. The citizens
were then given the right to charge the said o cials before they were allowed to bow
out of office. 2
Undoubtedly, however, the modern concept of impeachment is part of the British
legal legacy to the world, especially to the United States. 3 It was originally conceived as
a checking mechanism on executive excuses. 4 It was then the only way to hold royal
o cials accountable. 5 The records reveal that the rst English impeachments took
place in the reign of Edward III (1327-1377). 6 It was during his kingship that the two
houses of Lords and Commons acquired some legislative powers. 7 But it was during
the reign of Henry IV (1399-1413) that the procedure was rmly established whereby
the House of Commons initiated impeachment proceedings while the House of Lords
tried the impeachment cases. 8 Impeachment in England covered not only public
o cials but private individuals as well. There was hardly any limitation in the imposable
punishment. 9
Impeachment in England skyrocketed during periods of institutional strifes and
was most intense prior to the Protestant Revolution. Its use declined when political
reforms were instituted. 1 0 Legal scholars are united in the view that English
impeachment partakes of a political proceeding and impeachable offenses are political
crimes. 1 1
B. Impeachment in the United States:
Its political character
The history of impeachment in colonial America is scant and hardly instructive. In
the royal colonies, governors were appointed by the Crown while in the proprietary
colonies, they were named by the proprietor. 1 2 Their tenure was uncertain. They were
dismissed for disobedience or ine ciency or political patronage. 1 3 Judges were either
commissioned in England or in some instances appointed by the governor. They
enjoyed no security of office. 1 4
The rst state constitutions relied heavily on common law traditions and the
experience of colonial government. 1 5 In each state, the Constitution provided for a
Chief Executive, a legislature and a judiciary. 1 6 Almost all of the Constitutions provided
for impeachment. 1 7 There were differences in the impeachment process in the various
states. 1 8 Even the grounds for impeachment and their penalties were dissimilar. In
most states, the lower house of the legislature was empowered to initiate the
impeachment proceedings. 1 9 In some states, the trial of impeachment cases was
given to the upper house of the legislature; in others, it was entrusted to a combination
of these fora. 2 0 At the national level, the 1781 Articles of Confederation did not contain
any provision on impeachment. 2 1
Then came the Philadelphia Constitutional Convention of 1787 . In crafting the
provisions on impeachment, the delegates were again guided by their colonial heritage,
the early state constitutions, and common law traditions, especially the British legacy.
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22

The records show that Edmund Randolph of the State of Virginia presented to
the Convention what came to be known as the Virginia Plan of structure of government.
It was largely the handiwork of James Madison, Father of the American Constitution. It
called for a strong national government composed of an executive, a bicameral
legislature and a judiciary. 2 3 The Virginia Plan vested jurisdiction in the judiciary over
impeachment of national o cers. 2 4 Charles Pinkney of South Carolina offered a
different plan. He lodged the power of impeachment in the lower house of the
legislature but the right to try was given to the federal judiciary. 2 5 Much of the
impeachment debates, however, centered on the accountability of the President and
how he should be impeached. A Committee called Committee on Detail 2 6
recommended that the House of Representatives be given the sole power of
impeachment. It also suggested that the Supreme Court should be granted original
jurisdiction to try cases of impeachment. The matter was further referred to a
Committee of Eleven chaired by David Brearley of New Hampshire. 2 7 It suggested that
the Senate should have the power to try all impeachments, with a 2/3 vote to convict.
The Vice President was to be ex-o cio President of the Senate, except when the
President was tried, in which event the Chief Justice was to preside. 2 8 Gouverneur
Morris explained that "a conclusive reason for making the Senate instead of the
Supreme Court the Judge of impeachments, was that the latter was to try the President
after the trial of the impeachment." 2 9 James Madison insisted on the Supreme Court
and not the Senate as the impeachment court for it would make the President
"improperly dependent.​ 3 0 Madison's stand was decisively rejected . 3 1 The draft on the
impeachment provisions was submitted to a Committee on Style which nalized them
without effecting substantive changes. 3 2
Prof. Gerhardt points out that there are eight differences between the
impeachment power provided in the US Constitution and the British practice: 3 3
First, the Founders limited impeachment only to "[t]he President, Vice
President and all civil O cers of the United States." Whereas at the time of the
founding of the Republic, anyone (except for a member of the royal family) could
be impeached in England. Second, the delegates to the Constitutional Convention
narrowed the range of impeachable offenses for public o ceholders to "Treason,
Bribery, or other high Crimes and Misdemeanors," although the English Parliament
always had refused to constrain its jurisdiction over impeachments by
restrictively de ning impeachable offenses. Third, whereas the English House of
Lords could convict upon a bare majority, the delegates to the Constitutional
Convention agreed that in an impeachment trial held in the Senate, "no Person
shall be convicted [and removed from o ce] without the concurrence of two
thirds of the Members present." Fourth, the House of Lords could order any
punishment upon conviction, but the delegates limited the punishments in the
federal impeachment process "to removal from O ce, and disquali cation to
hold and enjoy any O ce of Honor, Trust, or Pro t under the United States." Fifth,
the King could pardon any person after an impeachment conviction, but the
delegates expressly prohibited the President from exercising such power in the
Constitution. Sixth, the Founders provided that the President could be impeached,
whereas the King of England could not be impeached. Seventh, impeachment
proceedings in England were considered to be criminal, but the Constitution
separates criminal and impeachment proceedings. Lastly, the British provided for
the removal of their judges by several means, whereas the Constitution provides
impeachment as the sole political means of judicial removal.

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It is beyond doubt that the metamorphosis which the British concept of impeachment
underwent in the Philadelphia Constitutional Convention of 1789 did not change its
political nature. In the Federalist No. 65, Alexander Hamilton observed:
The subject of the Senate jurisdiction [in an impeachment trial] are those
offenses which proceed from the misconduct of public man or in other words,
from the abuse or violation of some public trust. They are of a political nature
which may with peculiar propriety be denominated political, as they relate chie y
to injuries done immediately to the society itself .
Justice James Wilson characterized impeachments as proceedings of a political nature
"con ned to political characters, to political crimes and misdemeanors, and to political
punishments." 3 4 Another constitutionalist, McDowell emphasized: "To underscore the
inherently political nature of impeachment, the Founders went further and provided that
the right to a jury trial was to be secured for 'all crimes except in cases of
impeachment.' When it came to the President, unlike his powers to interfere with
ordinary crimes, the Founders sought to limit his power to interfere with
impeachments. His power to grant reprieves and pardons for offenses against the
United States was granted broadly 'except in cases of impeachment.'" 3 5

A painstaking study of state court decisions in the United States will reveal that
almost invariably state courts have declined to review decisions of the legislature
involving impeachment cases consistent with their character as political. 3 6 In the
federal level, no less than the US Supreme Court, thru Chief Justice Rehnquist, held in
the 1993 case of Nixon v. United States 3 7 that the claim that the US Senate rule which
allows a mere committee of senators to hear evidence of the impeached person
violates the Constitution is non-justiciable. I quote the ruling in extenso:
xxx xxx xxx
The history and contemporary understanding of the impeachment
provisions support our reading of the constitutional language. The parties do not
offer evidence of a single word in the history of the Constitutional Convention or
in contemporary commentary that even alludes to the possibility of judicial review
in the context of the impeachment powers. See 290 US App DC, at 424, 938 F2d,
at 243; R. Berger, Impeachment: The Constitutional Problems 116 (1973). This
silence is quite meaningful in light of the several explicit references to the
availability of judicial review as a check on the Legislature's power with respect to
bills of attainder, ex post facto laws, and statutes. See the Federalist No. 78 p 524
(J. Cooke ed 1961) ("Limitations . . . can be preserved in practice no other way
than through the medium of the courts of justice").
The Framers labored over the question of where the impeachment power
should lie. Signi cantly, in at least two considered scenarios the power was
placed with the Federal Judiciary. See 1 Farrand 21-22 (Virginia Plan); id., at 244
(New Jersey Plan). Indeed, Madison and the Committee of Detail proposed that
the Supreme Court should have the power to determine impeachments. See 2 id.,
at 551 (Madison); id., at 178-179, 186 (Committee of Detail). Despite these
proposals, the Convention ultimately decided that the Senate would have "the sole
Power to Try all Impeachments." Art I, § 3, cl 6. According to Alexander Hamilton,
the Senate was the "most t depositary of this important trust" because its
members are representatives of the people. See The Federalist No. 65, p. 440 (J.
Cooke ed 1961). The Supreme Court was not the proper body because the
Framers "doubted whether the members of that tribunal would, at all times, be
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endowed with so eminent a portion of fortitude as would be called for in the
execution of so di cult a task" or whether the Court "would possess the degree of
credit and authority" to carry out its judgment if it con icted with the accusation
brought by the Legislature — the people's representative. See id., at 441. In
addition, the Framers believed the Court was too small in number: "The lawful
discretion, which a court of impeachments must necessarily have, to doom to
honor or to infamy the most con dential and the most distinguished characters
of the community, forbids the commitment of the trust to a small number of
persons." Id., at 441-442.
There are two additional reasons why the Judiciary, and the Supreme Court
in particular, were not chosen to have any role in impeachments. First, the
Framers recognized that most likely there would be two sets of proceedings for
individuals who commit impeachable offenses — the impeachment trial and a
separate criminal trial. In fact, the Constitution explicitly provides for two separate
proceedings. See Art I, § 3, cl 7. The Framers deliberately separated the two
forums to avoid raising the specter of bias and to ensure independent judgments:
Would it be proper that the persons, who had disposed of his fame
and his most valuable rights as a citizen in one trial, should in another trial,
for the same offense, be also the disposers of his life and his fortune?
Would there not be the greatest reason to apprehend, that error in the rst
sentence would be the parent of error in the second sentence? That the
strong bias of one decision would be apt to overrule the in uence of any
new lights, which might be brought to vary the complexion of another
decision? The Federalist No. 65, p 442 (J. Cooke ed 1961)

Certainly judicial review of the Senate's "trial" would introduce the same
risk of bias as would participation in the trial itself.
Second, judicial review would be inconsistent with the Framers' insistence
that our system be one of checks and balances. In our constitutional system,
impeachment was designed to be the only check on the Judicial Branch by the
Legislature. On the topic of judicial accountability, Hamilton wrote:
The precautions for their responsibility are comprised in the article
respecting impeachments. They are liable to be impeached for mal-
conduct by the house of representatives, and tried by the senate, and if
convicted, may be dismissed from o ce and disquali ed for holding any
other. This is the only provision on the point, which is consistent with the
necessary independence of the judicial character, and is the only one
which we nd in our own constitution in respect to our own judges . Id., No.
79, pp. 532-533 (emphasis added)
Judicial involvement in impeachment proceedings, even if only for
purposes of judicial review, is counterintuitive because it would eviscerate the
"important constitutional check" placed on the Judiciary by the Framers. See id.,
No. 81, p 545.

In ne, impeachment is dominantly political in character both in England and in the


United States.

C. The Nature of Impeachment in the Philippine Setting


Given its history, let us now consider the nature of impeachment in the Philippine
setting, i.e., whether it is likewise political in nature. A revisit of the political question
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doctrine will not shock us with the unfamiliar. In Tañada v . Cuenco, 3 8 we held that the
term political question connotes what it means in ordinary parlance, namely, a question
of policy. It refers to "those questions which under the Constitution, are to be decided
by the people in their sovereign capacity; or in regard to which full discretionary
authority has been delegated to the legislative or executive branch of government. It is
concerned with issues dependent upon the wisdom, not legality of a particular
measure." In Sanidad v. COMELEC, 3 9 we further held that "political questions are not
the legality of a particular act. Where the vortex of the controversy refers to the legality
or validity of the contested act, the matter is definitely justiciable or non-political."
Over the years, the core concept of political question and its contours underwent
further re nement both here and abroad. In the 1962 landmark case of Baker v. Carr, 4 0
Mr. Justice Brennan, a leading light in the Warren Court known for its judicial activism,
4 1 delineated the shadowy umbras and penumbras of a political question. He held:

. . . Prominent on the surface of any case held to involve a political


question is found a textually demonstrable constitutional commitment of the
issue to a coordinate political department; or a lack of judicially discoverable and
manageable standards for resolving it; or the impossibility of deciding without an
initial policy determination of a kind clearly for non-judicial discretion; or the
impossibility of a court's undertaking independent resolution without expressing
lack of the respect due coordinate branches of government; or an unusual need
for unquestioning adherence to a political decision already made; or the
potentiality of embarrassment from multifarious pronouncements by various
departments on one question.

The political question problem raises the issue of justiciability of the petitions at
bar. Parenthetically, the issue of justiciability is different from the issue of jurisdiction.
Justiciability refers to the suitability of a dispute for judicial resolution. 4 2 Mr. Justice
Frankfurter considers political question un t for adjudication for it compels courts to
intrude into the "political thicket." In contrast, jurisdiction refers to the power of a court
to entertain, try and decide a case.
C.1. The issues at bar are justiciable
Prescinding from these premises, I shall now grapple with the threshold issue of
whether the petitions at bar pose political questions which are non-justiciable or
whether they present legal and constitutional issues over which this Court has
jurisdiction. The resolution of the issue demands a study that goes beyond the depth of
the epidermis. We give the impeachment provisions of our Constitution a historical,
textual, legal and philosophical lookover.
The historiography of our impeachment provisions will show that they were
liberally lifted from the US Constitution. Following an originalist interpretation, there is
much to commend to the thought that they are political in nature and character. The
political character of impeachment hardly changed in our 1935, 1973 and 1987
Constitutions. Thus, among the grounds of impeachment are "other high crimes or
betrayal of public trust." 4 3 They hardly have any judicially ascertainable content. The
power of impeachment is textually committed to Congress, a political branch of
government. The right to accuse is exclusively given to the House of Representatives.
4 4 The right to try and decide is given solely to the Senate 4 5 and not to the Supreme
Court. The Chief Justice has a limited part in the process — to preside but without the
right to vote when the President is under impeachment. 4 6 Likewise, the President
cannot exercise his pardoning power in cases of impeachment. 4 7 All these provisions
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confirm the inherent nature of impeachment as political.
Be that as it may, the purity of the political nature of impeachment has been lost .
Some legal scholars characterize impeachment proceedings as akin to criminal
proceedings. Thus, they point to some of the grounds of impeachment like treason,
bribery, graft and corruption as well de ned criminal offenses. 4 8 They stress that the
impeached o cial undergoes trial in the Senate sitting as an impeachment court. 4 9 If
found guilty, the impeached o cial suffers a penalty "which shall not be further than
removal from o ce and disquali cation to hold any o ce under the Republic of the
Philippines." 5 0
I therefore respectfully submit that there is now a commixture of political and
judicial components in our reengineered concept of impeachment. It is for this reason
and more that impeachment proceedings are classi ed as sui generis. To be sure, our
impeachment proceedings are indigenous, a kind of its own. They have been shaped by
our distinct political experience especially in the last fty years. EDSA People Power I
resulted in the radical rearrangement of the powers of government in the 1987
Constitution. Among others, the powers of the President were diminished. Substantive
and procedural restrictions were placed in the President's most potent power — his
power as Commander-in-Chief. Thus, he can suspend the privilege of the writ of habeas
corpus or place the Philippines or any part thereof under martial law but only for a
period not exceeding sixty days. 5 1 Within forty-eight hours from such suspension or
proclamation, he is required to submit a report to Congress. 5 2 The su ciency of the
factual basis of the suspension of habeas corpus or the proclamation of martial law
may be reviewed by the Supreme Court. 5 3 Similarly, the powers of the legislature were
pruned down. 5 4 Its power of impeachment was recon gured to prevent abuses in its
exercise. Even while Article XI of the Constitution lodged the exercise of the power of
impeachment solely with Congress, nonetheless it de ned how the procedure shall be
conducted from the first to the last step. Among the new features of the proceedings is
Section 3 (5) which explicitly provides that "no impeachment proceedings shall be
initiated against the same o cial more than once within a period of one year." In
contrast, the 1987 Constitution gave the Judiciary more powers. Among others, it
expanded the reach and range of judicial power by de ning it as including ". . . the duty
of the courts of justice to settle actual controversies involving rights which are legally
demandable and enforceable, and to determine whether or not there has been a grave
abuse of discretion amounting to lack or excess of jurisdiction on the part of any
branch or instrumentality of the government." 5 5 Likewise, it expanded the rule making
power of the Court. It was given the power to promulgate rules concerning the
protection and enforcement of constitutional rights. 5 6
In light of our 1987 constitutional canvass, the question is whether this Court can
assume jurisdiction over the petitions at bar. As aforediscussed, the power of
impeachment has both political and non-political aspects. I respectfully submit that the
petitions at bar concern its non-political aspect, the issue of whether the impeachment
complaint against Chief Justice Davide involving the JDF is already barred by the 1-year
rule under Article XI, Section 3(5) of the Constitution. By any standard, this is a
justiciable issue. As held in Casibang v. Aquino, 5 7 a justiciable question implies a given
right, legally demandable, and enforceable, an act or omission violative of such right,
and a remedy granted and sanctioned by law, for said breach of right." The petitions at
bar involve the right of the Chief Justice against the initiation of a second impeachment
within one year after a rst impeachment complaint. The right is guaranteed by no less
than the Constitution. It is demandable. It is a right that can be vindicated in our courts.
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The contention that Congress, acting in its constitutional capacity as an
impeachment body, has jurisdiction over the issues posed by the petitions at bar has
no merit in light of our long standing jurisprudence. The petitions at bar call on the
Court to de ne the powers that divide the jurisdiction of this Court as the highest court
of the land and Congress as an impeachment court. In the seminal case of Angara v.
Electoral Commission, 5 8 we held that ". . . the only constitutional organ which can be
called upon to determine the proper allocation of powers between the several
departments and among the integral or constituents thereof is the judicial department."
So ruled Mr. Justice Laurel as ponente:
xxx xxx xxx
But in the main, the Constitution has blocked out with deft strokes and in
bold lines, allotment of power to the executive, the legislative and the judicial
departments of the government. The overlapping and interlacing of functions and
duties between the several departments, however, sometimes makes it hard to
say just where the one leaves off and the other begins. In times of social
disquietude or political excitement, the great landmarks of the Constitution are
apt to be forgotten or marred, if not entirely obliterated. In cases of con ict, the
judicial department is the only constitutional organ which can be called upon to
determine the proper allocation of powers between the several departments and
among the integral or constituent units thereof.
xxx xxx xxx
The Constitution is a de nition of the powers of government. Who is to
determine the nature, scope and extent of such powers? The Constitution itself
has provided for the instrumentality of the judiciary as the rational way. And when
the judiciary mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments; it does not in reality nullify or invalidate an
act of the legislature, but only asserts the solemn and sacred obligation assigned
to it by the Constitution to determine con icting claims of authority under the
Constitution and to establish for the parties in an actual controversy the rights
which that instrument secures and guarantees to them. This is in truth all that is
involved in what is termed "judiciary supremacy" which properly is the power of
judicial review under the Constitution.

To be sure, the force to impugn the jurisdiction of this Court becomes more feeble in
light of the new Constitution which expanded the de nition of judicial power as
including "the duty of the courts of justice to settle actual controversies involving rights
which are legally demandable and enforceable, and to determine whether or not there
has been a grave abuse of discretion amounting to lack or excess of jurisdiction on the
part of any branch or instrumentality of the Government." As well observed by retired
Justice Isagani Cruz, this expanded de nition of judicial power considerably
constricted the scope of political question. 5 9 He opined that the language luminously
suggests that this duty (and power) is available even against the executive and
legislative departments including the President and the Congress, in the exercise of
their discretionary powers. 6 0

We shall not be breaking grounds in striking down an act of a co-equal branch of


government or an act of an independent agency of government done in grave abuse of
discretion. Article VI, Section 17 of the 1987 Constitution provides, inter alia, that the
House of Representatives Electoral Tribunal (HRET) shall be the " sole judge" of all
contests relating to the election, returns, and quali cations of the members of the
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House. In Bondoc v. Pineda, et al. 6 1 this Court declared null and void the Resolution of
the House of Representatives withdrawing the nomination, and rescinding the election
of Congressman Camasura as a member of the HRET. His expulsion from the HRET by
the House of Representatives was held not to be for a lawful and valid cause, but to
unjustly interfere with the tribunal's disposition of the Bondoc case and deprive Bondoc
of the fruits of the HRET's decision in his favor. This Court found that the House of
Representatives acted with grave abuse of discretion in removing Congressman
Camasura. Its action was adjudged to be violative of the constitutional mandate which
created the HRET to be the "sole judge" of the election contest between Bondoc and
Pineda. We held that a showing that plenary power is granted either department of
government is not an obstacle to judicial inquiry, for the improvident exercise or the
abuse thereof may give rise to a justiciable controversy. Since "a constitutional grant of
authority is not unusually unrestricted, limitations being provided for as to what may be
done and how it is to be accomplished, necessarily then, it becomes the responsibility
of the courts to ascertain whether the two coordinate branches have adhered to the
mandate of the fundamental law. The question thus posed is judicial rather than
political."
We further explained that the power and duty of courts to nullify, in appropriate
cases, the actions of the executive and legislative branches does not mean that the
courts are superior to the President and the Legislature. It does mean though that the
judiciary may not shirk "the irksome task" of inquiring into the constitutionality and
legality of legislative or executive action when a justiciable controversy is brought
before the courts by someone who has been aggrieved or prejudiced by such action. It
is "a plain exercise of judicial power, the power vested in courts to enable them to
administer justice according to law. . . . It is simply a necessary concomitant of the
power to hear and dispose of a case or controversy properly before the court, to the
determination of which must be brought the test and measure of the law." 6 2
I n Angara v. Electoral Commission, 6 3 we also ruled that the Electoral
Commission, a constitutional organ created for the speci c purpose of determining
contests relating to election returns and quali cations of members of the National
Assembly may not be interfered with by the judiciary when and while acting within the
limits of authority, but this Court has jurisdiction over the Electoral Commission for the
purpose of determining the character, scope and extent of the constitutional grant to
the commission as sole judge of all contests relating to the election and quali cations
of the members of the National Assembly.
Similarly, in Arroyo v. House of Representatives Electoral Tribunal (HRET) and
Augusto Syjuco, 6 4 we nulli ed the HRET's decision declaring private respondent Syjuco
as the duly elected Congressman of Makati for having been rendered in persistent and
deliberate violation of the Tribunal's own governing rules and the rules of evidence.
To be sure, this Court has reviewed not just acts of the HRET but also of the
House of Representatives itself . We passed upon the issue of whether the procedure
for passing a law provided by the Constitution was followed by the House of
Representatives and the Senate in Tolentino v . Secretary of Finance, et al. 6 5 involving
R.A. No. 7716 or the VAT law. We ruled that the VAT law satis ed the constitutional
provision requiring that all appropriation, revenue and tariff bills originate from the
House of Representatives under Article VI, Section 24 of the 1987 Constitution. We also
interpreted the constitutional provision requiring the reading of a bill on three separate
days "except when the President certi es to the necessity of its immediate enactment,
etc." and held that this requirement was satis ed when the bill which became R.A. No.
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7716 underwent three readings on the same day as the President certi ed the bill as
urgent. Finally, we interpreted the Rules of the Senate and the House of Representatives
and held that there was nothing irregular about the conference committee including in
its report an entirely new provision not found either in the House bill or in the Senate bill
as this was in accordance with the said Rules.
The recent case of Macalintal v. COMELEC 6 6 on absentee voting a rmed the
jurisdiction of this Court to review the acts of the legislature. In said case, the Court
settled the question of propriety of the petition which appeared to be visited by the vice
of prematurity as there were no ongoing proceedings in any tribunal, board or before a
government o cial exercising judicial, quasi-judicial or ministerial functions as required
by Rule 65 of the Rules of Court. The Court considered the importance of the
constitutional issues raised by the petitioner, and quoted Tañada v . Angara 6 7 stating
that "where an action of the legislative branch is seriously alleged to have infringed the
Constitution, it becomes not only the right but in fact the duty of the judiciary to settle
the dispute."
I therefore concur with the majority that the issues posed by the petitions at bar
are justiciable and this Court has jurisdiction over them.
D. The Exercise of Jurisdiction: Theory and Limits of Judicial Restraint, Judicial Activism
and the Coordinacy Theory of Constitutional Interpretation
The next crucial question is whether the Court should now exercise its
jurisdiction. Former Senate President Salonga says not yet and counsels restraint. So
do Deans Agabin and Pangalangan of the UP College of Law. To be sure, there is much
to commend in judicial restraint. Judicial restraint in constitutional litigation is not
merely a practical approach to decision-making. With humility, I wish to discuss its
philosophical underpinnings. As a judicial stance, it is anchored on a heightened regard
for democracy. It accords intrinsic value to democracy based on the belief that
democracy is an extension of liberty into the realm of social decision-making. 6 8
Deference to the majority rule constitutes the agship argument of judicial restraint 6 9
which emphasizes that in democratic governance, majority rule is a necessary principle.
70

Judicial restraint assumes a setting of a government that is democratic and


republican in character. Within this democratic and republican framework, both the
apostles of judicial restraint and the disciples of judicial activism agree that
government cannot act beyond the outer limits demarcated by constitutional
boundaries without becoming subject to judicial intervention. The issue that splits them
is the location of those limits. They are divided in delineating the territory within which
government can function free of judicial intervention. Cases raising the question of
whether an act by Congress falls within the permissible parameters of its discretion
provide the litmus test on the correctness of judicial restraint as a school of thought.
The democratic value assists the judicial restraintist in arriving at an answer. It nudges
the judge who considers democracy as an intrinsic and fundamental value to grant that
the discretion of the legislature is large and that he cannot correct any act or enactment
that comes before the court solely because it is believed to be unwise. The judge will
give to the legislature the leeway to develop social policy and apart from what the
Constitution proscribes, concede that the legislature has a "right to be wrong" and will
be answerable alone to the people for the exercise of that unique privilege. It is better
for the majority to make a mistaken policy decision, within broad limits, than for a judge
to make a correct one. 7 1 As an unelected o cial, bereft of a constituency and without
any political accountability, the judge considers that respect for majoritarian
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government compels him to be circumspect in invalidating, on constitutional grounds,
the considered judgments of legislative or executive o cials, whose decisions are
more likely to reflect popular sentiments. 7 2
Judicial restraint thus gives due deference to the judiciary's co-equal political
branches of government comprised of democratically elected o cials and lawmakers,
and encourages separation of powers. 7 3 It is consistent and congruent with the
concept of balance of power among the three independent branches of government. It
does not only recognize the equality of the other two branches with the judiciary, but
fosters that equality by minimizing inter-branch interference by the judiciary. It may also
be called judicial respect, that is, respect by the judiciary for other co-equal branches. In
one of the earliest scholarly treatments of judicial review, "The Origin and Scope of the
American Doctrine of Constitutional Law", published in 1893, Prof. James Bradley
Thayer of Harvard established strong support for the rule that courts should invalidate
legislative acts only when their unconstitutionality is established with great certainty. 7 4
Many commentators agree that early notions of judicial review adhered to a "clear-
error" rule that courts should not strike down legislation if its constitutionality were
merely subject to doubt. 7 5 For Thayer, full and free play must be allowed to "that wide
margin of considerations which address themselves only to the practical judgment of a
legislative body." Thayer's thesis of judicial deference had a signi cant in uence on
Justices Holmes, Brandeis, and Frankfurter. 7 6 Justice Frankfurter is the philosopher of
the school of thought trumpeting judicial restraint. As he observed "if judges want to be
preachers, they should dedicate themselves to the pulpit; if judges want to be primary
shapers of policy the legislature is their place. 7 7 He opined that there is more need for
justices of the Supreme Court to learn the virtue of restraint for the cases they consider
"leave more scope for insight, imagination and prophetic responsibility." 7 8
Adherents of judicial restraint warn that under certain circumstances, the active
use of judicial review has a detrimental effect on the capacity of the democratic system
to function effectively. Restraintists hold that large-scale reliance upon the courts for
resolution of public problems could lead in the long run to atrophy of popular
government and collapse of the "broad-based political coalitions and popular
accountability that are the lifeblood of the democratic system." 7 9 They allege that
aggressive judicial review saps the vitality from constitutional debate in the legislature.
8 0 It leads to democratic debilitation where the legislature and the people lose the
ability to engage in informed discourse about constitutional norms. 8 1
Judicial restraint, however, is not without criticisms. Its unbelievers insist that the
concept of democracy must include recognition of those rights that make it possible
for minorities to become majorities. They charge that restraintists forget that minority
rights are just as important a component of the democratic equation as majority rule is.
They submit that if the Court uses its power of judicial review to guarantee rights
fundamental to the democratic process — freedoms of speech, press, assembly,
association and the right to suffrage — so that citizens can form political coalitions and
in uence the making of public policy, then the Court would be just as "democratic" as
Congress.
Critics of judicial restraint further stress that under this theory, the minority has
little in uence, if at all it can participate, in the political process. Laws will re ect the
beliefs and preferences of the majority, i.e., the mainstream or median groups. 8 2 The
restraintist's position that abridgments of free speech, press, and association and
other basic constitutional rights should be given the same deference as is accorded
legislation affecting property rights, will perpetuate suppression of political grievances.
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Judicial restraint fails to recognize that in the very act of adopting and accepting a
constitution and the limits it speci es, the majority imposes upon itself a self-denying
ordinance. It promises not to do what it otherwise could do: to ride roughshod over the
dissenting minorities. 8 3 Thus, judicial activists hold that the Court's indispensable role
in a system of government founded on doctrines of separation of powers and checks
and balances is a legitimator of political claims and a catalyst for the aggrieved to
coalesce and assert themselves in the democratic process. 8 4
I most respectfully submit, however, that the 1987 Constitution adopted neither
judicial restraint nor judicial activism as a political philosophy to the exclusion of each
other. The expanded de nition of judicial power gives the Court enough elbow room to
be more activist in dealing with political questions but did not necessarily junk restraint
in resolving them. Political questions are not undifferentiated questions. They are of
different variety.
The antagonism between judicial restraint and judicial activism is avoided by the
coordinacy theory of constitutional interpretation. This coordinacy theory gives room
for judicial restraint without allowing the judiciary to abdicate its constitutionally
mandated duty to interpret the constitution. Coordinacy theory rests on the premise
that within the constitutional system, each branch of government has an independent
obligation to interpret the Constitution. This obligation is rooted on the system of
separation of powers. 8 5 The oath to "support this Constitution," — which the
constitution mandates judges, legislators and executives to take — proves this
independent obligation. Thus, the coordinacy theory accommodates judicial restraint
because it recognizes that the President and Congress also have an obligation to
interpret the constitution. In ne, the Court, under the coordinacy theory, considers the
preceding constitutional judgments made by other branches of government. By no
means however, does it signify complete judicial deference. Coordinacy means courts
listen to the voice of the President and Congress but their voice does not silence the
judiciary. The doctrine in Marbury v. Madison 8 6 that courts are not bound by the
constitutional interpretation of other branches of government still rings true. As well
stated, "the coordinacy thesis is quite compatible with a judicial deference that
accommodates the views of other branches, while not amounting to an abdication of
judicial review." 8 7
With due respect, I cannot take the extreme position of judicial restraint that
always defers on the one hand, or judicial activism that never defers on the other. I
prefer to take the contextual approach of the coordinacy theory which considers the
constitution's allocation of decision-making authority, the constitution's judgments as
to the relative risks of action and inaction by each branch of government, and the fears
and aspirations embodied in the different provisions of the constitution. The contextual
approach better attends to the speci c character of particular constitutional provisions
and calibrates deference or restraint accordingly on a case to case basis. In doing so, it
allows the legislature adequate leeway to carry out their constitutional duties while at
the same time ensuring that any abuse does not undermine important constitutional
principles. 8 8
I shall now proceed to balance these constitutional values. Their correct
calibration will compel the conclusion that this Court should defer the exercise of its
ultimate jurisdiction over the petitions at bar out of prudence and respect to the initial
exercise by the legislature of its jurisdiction over impeachment proceedings. First,
judicial deferment of judgment gives due recognition to the unalterable fact that the
Constitution expressly grants to the House of Representatives the "exclusive" power to
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initiate impeachment proceedings and gives to the Senate the "sole" power to try and
decide said cases. The grant of this power — the right to accuse on the part of the
House and the right to try on the part of the Senate — to Congress is not a
happenstance. At its core, impeachment is political in nature and hence its initiation and
decision are best left, at least initially, to Congress, a political organ of government. The
political components of impeachment are dominant and their appreciation are not t
for judicial resolution. Indeed, they are beyond the loop of judicial review. Second,
judicial deferment will, at the very least, stop our descent to a constitutional crisis. Only
those with the armor of invincible ignorance will cling to the fantasy that a stand-off
between this Court and Congress at this time will not tear asunder our tenuous unity.
There can be no debate on the proposition that impeachment is designed to protect
the principles of separation of powers and checks and balances, the glue that holds
together our government. If we weaken the glue, we shall be irting with the ame of
disaster. An approach that will bring this Court to an irreversible collision with
Congress, a collision where there will be no victors but victims alone, is indefensible.
The 1924 case of Alejandrino v. Quezon 8 9 teaches us that the system of checks and
balances should not disturb or harm the harmony in government. This theme resonates
in the 1936 case of Angara v. Electoral Commission, where Justice Laurel brightlined
the desideratum that the principle of checks and balances is meant "to secure
coordination in the workings of the various departments of the government." Our
government has three branches but it has but one purpose — to preserve our
democratic republican form of government — and I refuse to adopt an approach that
refuses to reconcile the powers of government. Third, the Court should strive to work
out a constitutional equilibrium where each branch of government cannot dominate
each other, an equilibrium where each branch in the exercise of its distinct power
should be left alone yet bereft of a license to abuse. It is our hands that will cobble the
components of this delicate constitutional equilibrium. In the discharge of this duty,
Justice Frankfurter requires judges to exhibit that "rare disinterestedness of mind and
purpose, a freedom from intellectual and social parochialism." The call for that quality
of "rare disinterestedness" should counsel us to resist the temptation of unduly
in ating judicial power and de ating the executive and legislative powers. The 1987
Constitution expanded the parameters of judicial power, but that by no means is a
justification for the errant thought that the Constitution created an imperial judiciary. An
imperial judiciary composed of the unelected, whose sole constituency is the
blindfolded lady without the right to vote, is counter-majoritarian, hence, inherently
inimical to the central ideal of democracy. We cannot pretend to be an imperial judiciary
for in a government whose cornerstone rests on the doctrine of separation of powers,
we cannot be the repository of all remedies. It is true that this Court has been called the
conscience of the Constitution and the last bulwark of constitutional government. 9 0
But that does not diminish the role of the legislature as co-guardian of the Constitution.
In the words of Justice Cardozo, the "legislatures are ultimate guardians of the liberties
and welfare of the people in quite as great a degree as courts." 9 1 Indeed, judges take
an oath to preserve and protect the Constitution but so do our legislators. Fourth, we
have the jurisdiction to strike down impermissible violations of constitutional
standards and procedure in the exercise of the power of impeachment by Congress but
the timing when the Court must wield its corrective certiorari power rests on prudential
considerations. I agree that judicial review is no longer a matter of power for if it were
power alone we can refuse to exercise it and yet be right. As well put by Justice
Brandeis, "the most important thing we decide is what not to decide." Indeed, judicial
review is now a matter of duty, and it is now wrong to abdicate its exercise. Be that as it
may, the timing of its exercise depends on the sense of the situation by the Court and
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its sense depends on the exigencies created by the motion and movement of the
impeachment proceedings and its impact on the interest of our people. We are right in
ruling we have jurisdiction but the wrong timing of the exercise of our jurisdiction can
negate the existence of our very jurisdiction and with catastrophic consequence. The
words of former Senate President Jovito Salonga, an amicus curiae, ought to bridle our
rush to judgment — this Court will eventually have jurisdiction but not yet. I quote his
disquisition, viz:
Assuming the question of propriety can be surmounted, should the
Supreme Court render a decision at this time?
This brings us back to the realities of the 2nd Impeachment Complaint and
the question of propriety posed earlier.
1.There are moves going on to get enough members of Congress to withdraw
their signatures down to 75 or less, even before the resumption of the
sessions on November 10, 2003, so as to render this whole controversy
moot and academic. Malacañang is also pushing for a Covenant which
may or may not succeed in ending the controversy.
2.Assuming the desired number of withdrawals is not achieved and the Covenant
does not gain enough support among the NPC congressmen, there are still
a number of steps to be taken in the House in connection with the First
Impeachment Complaint — before the Second Impeachment Complaint
can be transmitted to the Senate. Moreover, if it is true that the House
Committee on Justice has not yet nished its inquiry into the
administration of the Judicial Development Fund, the Committee may be
persuaded to call the o cials of the Commission on Audit to explain the
COA Special Audit Report of September 5, 2003 and help the Committee
Chair and members to carry out and complete their work, so the Committee
can submit its Report to the entire House for its information and approval.
I understand a number of congressmen may also raise the question of
compliance with the due process clause in handling the Impeachment
Complaint against Chief Justice Davide, particularly the twin requirements
of notice and hearing. It may be too early to predict whether the House
session on November 10, 2003 (and perhaps in the succeeding days), will
be smooth and easy or rough and protracted. Much will depend on
developments after this hearing in this Court (on November 5). In politics, it
has been said, one day — especially in Congress — can be a long, long
time.
3.Whatever happens in the House, a lot of things can happen outside — in the
streets, in the stock market, in media, in Government and in public
assemblies throughout the country. All these will have a great bearing on
what happens in the House and in the Senate.
4.If the 2nd Impeachment Complaint nally reaches the Senate, a number of
things can be done before the Senate is convened as an Impeachment
Court. For example, the Senate, which has the primary jurisdiction over the
case, can decide the question of whether the one-year ban has been
violated or not. Likewise, the Senate can decide whether the Complaint, on
its face, has any legal basis. Considering, among other things, that only
two congressmen led the 2nd Impeachment Complaint — the other
congressmen were mere endorsers — the Complaint cannot qualify for
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Senate Impeachment trial as pointed out by Attys. Macalintal and Quadra.
Dismissal of the 2nd Impeachment Complaint can be done by the Senate
motu proprio or through a Motion to Quash led on behalf of Chief Justice
Davide. If the Senate decides that the one-year ban has been violated or
that the Complaint on its face has no leg to stand on, this could be the end
of the whole controversy.
My point is that there may be no urgent need for this august tribunal to
render a decision at this point. The Supreme Court, which has nal jurisdiction on
questions of constitutionality, should be the nal arbiter; it should be the
authoritative court of last resort in our system of democratic governance. In my
view, all the remedies in the House and in the Senate should be exhausted rst.
Only when this case is ripe for judicial determination can the Supreme Court
speak with great moral authority and command the respect and loyalty of our
people.

Few will dispute that former Senate President Salonga has the power of a piercing
insight.

CONCLUSION
In summary, I vote as follows:
1.grant the locus standi of the petitioners considering the transcendental
constitutional issues presented;
2.hold that it is within the power of this Court to de ne the division of
powers of the branches of government;
3.hold that the alleged violation of Article XI, Section 3 (5) of the
Constitution which provides that "no impeachment proceedings shall
be initiated against the same o cial more than once within a period
of one year" is a justiciable issue and hence within the competence of
this Court to decide; and
4.hold that the coordinacy theory of constitutional interpretation and
prudential considerations demand that this Court defer the exercise
of its certiorari jurisdiction on the issue of alleged violation of Article
XI, Section 3 (5) of the Constitution until after the remedies against
impeachment still available in both the House of Representatives and
the Senate shall have been exhausted.
In light of the above, I vote to dismiss the petitions at bar.

VITUG , J .:

"THE PHILIPPINES IS A DEMOCRATIC AND REPUBLICAN STATE.


SOVEREIGNTY RESIDES IN THE PEOPLE AND ALL GOVERNMENT AUTHORITY
EMANATES FROM THEM." 1

A Republican form of government rests on the conviction that sovereignty should


reside in the people and that all government authority must emanate from them. It
abhors the concentration of power on one or a few, cognizant that power, when
absolute, can lead to abuse, but it also shuns a direct and unbridled rule by the people, a
veritable kindling to the passionate res of anarchy. Our people have accepted this
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notion and decided to delegate the basic state authority to principally three branches of
government — the Executive, the Legislative, and the Judiciary — each branch being
supreme in its own sphere but with constitutional limits and a rm tripod of checks and
balances. The Constitution is the written manifestation of the sovereign will of the
people. It is the yardstick upon which every act of governance is tested and measured.
Today, regrettably, a looming threat of an overreaching arm of a "co-equal"
branch of government would appear to be perceived by many. On 02 June 2003, a
complaint for impeachment was led before the House of Representatives against the
Chief Justice of the Philippines and seven associate justices of the Supreme Court. On
23 October 2003, a second complaint for impeachment was led by two members of
the House, endorsed by at least one-third of its membership, but this time, only against
the Chief Justice.
People took to the streets; media reported what it termed to be an inevitable
constitutional crisis; the business sector became restive; and various other sectors
expressed alarm. The Court itself was swarmed with petitions asking the declaration by
it of the total nullity of the second impeachment complaint against the Chief Justice for
being violative of the constitutional proscription against the ling of more than one
impeachment complaint against the same impeachable officer within a single year.
Thus, once again, yet perhaps one of the toughest test in its more than one
hundred years of existence, the Court, has been called upon to act. Involved are no
longer just hypothetical principles best left as fodder for academic debate; this time,
the core values of separation of powers among the co-equal branches of the
government, the principle of checks and balances, and explicit constitutional mandates
and concepts come into sharp focus and serious scrutiny.
Must the Supreme Court come into grips and face the matter squarely? Or must
it tarry from its duty to act swiftly and decisively under the umbrella of judicial restraint?
The circumstances might demand that the Court must act dispassionately and
seasonably.
Nothing in our history suggests that impeachment was existent in the Philippines
prior to the 1935 Constitution. Section 21 of the Jones Law only mentions of an
executive o cer whose o cial title shall be "the Governor General of the Philippine
Islands" and provides that he holds o ce at the pleasure of the President and until his
successor is chosen and quali ed. 2 The impeachment provision, which appeared for
the rst time in the 1935 Constitution was obviously a transplant, among many, of an
American precept into the Philippine landscape.
The earliest system of impeachment existed in ancient Greece, in a process
called eisangelia. 3 In its modern form, the proceeding rst made its appearance in 14th
century England in an attempt by the edgling parliament to gain authority over the
advisers, ministers and judges of the monarch who was then considered incapable of
any wrongdoing. 4 The rst recorded case was in 1376, when Lords Latimer and Neville,
together with four commoners, were charged with crimes, i.e., for removing the staple
from Calais, for lending the King's money at usurious interest, and for buying Crown
debts for small sums and paying themselves in full out of the Treasury. 5 Since the
accession of James I in 1603, the process was heavily utilized, 6 its application only
declining and eventually becoming lost to obsolescence during the 19th century when,
with the rise of the doctrine of ministerial responsibility, the parliament, by mere vote of
censure or "no con dence", could expeditiously remove an erring o cial. 7 It was last
used in England in 1806, in an unsuccessful attempt to remove Lord Melville. 8
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While the procedure was dying out in England, the framers of the United States
Constitution embraced it as a "method of national inquest into the conduct of public
men." 9 The provision in the American Federal Constitution on impeachment simply read

"The President, Vice-President, and all civil O cers of the United States,
shall be removed from O ce on Impeachment for, and Conviction of, Treason,
Bribery, or other High Crimes and Misdemeanors." 1 0

While the American impeachment procedure was shaped in no small part by the English
experience, 1 1 records of the US Constitutional Convention would reveal that the
Framers took pains to distinguish American impeachment from British practice. 1 2
Some notable differences included the fact that in the United States, the proceedings
might be directed against civil o cials such as the chief of state, members of the
cabinet and those in the judiciary. In England, it could be applied against private
citizens, or commoners, for treason and other high crimes and misdemeanors; and to
peers, for any crime. 1 3 While the British parliament had always refused to contain its
jurisdiction by restrictively de ning impeachable offenses, the US Constitution
narrowed impeachable offenses to treason, bribery, or other high crimes and
misdemeanors. English impeachments partook the nature of a criminal proceeding;
while the US Constitution treated impeachment rather differently. 1 4 Variations of the
process could be found in other jurisdictions. In Belgium, France, India, Italy, and in
some states in the United States, it had been the courts, which conducted trial. 1 5 In
Republic of China (Taiwan) and Cuba, it would be an executive body which could initiate
impeachment proceedings against erring civil officials. 1 6

The 1987 Constitution provides, under its Sections 2 and 3, Article XI, the skeletal
constitutional framework of the impeachment process in the Philippines —
Section 2.The President, the Vice-President, the Members of the Supreme
Court, the Members of the Constitutional Commissions, and the Ombudsman
may be removed from o ce, on impeachment for, and conviction of, culpable
violation of the Constitution, treason, bribery, graft and corruption, other high
crimes, or betrayal of public trust. All other public o cers and employees may be
removed from office as provided by law, but not by impeachment.
Section 3.(1)The House of Representatives shall have the exclusive power
to initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.

(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
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at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial and punishment according to law.
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section.

As a proceeding, impeachment might be so described thusly — First, it is legal


and political in nature and, second, it is sui generis neither a criminal or administrative
proceeding, but partaking a hybrid characteristic of both and retaining the requirement
of due process basic to all proceedings. 1 7 Its political nature is apparent from its
function as being a constitutional measure designed to protect the State from o cial
delinquencies and malfeasance, the punishment of the offender being merely incidental.
1 8 Although impeachment is intended to be non-partisan, the power to impeach is
nevertheless lodged in the House of Representatives, whose members are highly
responsive to political and partisan in uences. The trial by the Senate is thought to
reduce the likelihood of an impeachment case being decided solely along political lines.
With its character of being part criminal and part administrative, carrying the punitive
sanction not only of removal and disquali cation from o ce but likewise the
stigmatization of the offender, 1 9 an impeachment proceeding does not exactly do
away with basic evidentiary rules and rudimentary due process requirements of notice
and hearing.
The House of Representatives is the repository of the power to indict; it has the
"exclusive power to initiate all cases of impeachment." But, unlike the American rule 2 0
from which ours has been patterned, this power is subject to explicit Constitutional
guidelines and proscriptions. Its political discretion extends, albeit within constitutional
parameters, to the formulation of its rules of impeachment and the determination of
what could constitute impeachable offenses. The impeachable offenses of "bribery,"
"graft and corruption" and "treason" are clearly de ned in criminal statute books. The
terms "high crimes", "betrayal of public trust", and "culpable violation of the
Constitution," however, elude exact de nition, and by their nature, cannot be decided
simply by reliance on parsing criminal law books 2 1 but, although nebulous, all three
obviously pertain to ' tness for public o ce,' the determination of which allows the
exercise of discretion. Excluding any de nite checklist of impeachable offenses in the
Constitution is a wise measure meant to ensure that the House is not unduly impeded
by unwise restrictive measures, which may be rendered obsolete with a changed milieu;
2 2 otherwise, it would have made more sense to give the power to the judiciary, which is
the designated arbiter of cases under traditionally determinate or readily determinable
rules. 2 3 A broad grant of powers, nonetheless, can lead to apprehensions that
Congress may extend impeachment to any kind of misuse of o ce that it may nd
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intolerable. 2 4 At one point, Gerald Ford has commented that "an impeachable offense
is whatever the House of Representatives considers it to be at a given moment." 2 5
The discretion, broad enough to be sure, should still be held bound by the
dictates of the Constitution that bestowed it. Thus, not all offenses, statutory or
perceived, are impeachable offenses. While some particular misconduct might reveal a
shortcoming in the integrity of the o cial, the same may not necessarily interfere with
the performance of his o cial duties or constitute an unacceptable risk to the public
so as to constitute an impeachable offense. Other experts suggest the rule of ejusdem
generis, i.e., that "other high crimes," "culpable violation of the constitution" and
"betrayal of public trust" should be construed to be on the same level and of the same
quality as treason or bribery. George Mason has dubbed them to be "great crimes,"
"great and dangerous offenses," and "great attempts to subvert the Constitution," 2 6
which must, according to Alexander Hamilton, be also offenses that proceed from
abuse or violation of some public trust, and must "relate chie y to injuries done
immediately to society itself." 2 7 These political offenses should be of a nature, which,
with peculiar propriety, would cause harm to the social structure. 2 8 Otherwise, opines
James Madison, any unbridled power to de ne may make impeachment too easy and
would effectively make an o cial's term subject to the pleasure of Congress, thereby
greatly undermining the separation of powers. Thus, where the House of
Representatives, through its conduct or through the rules it promulgates, transgresses,
in any way, the detailed procedure prescribed in the Constitution, the issue is far
removed from the sphere of a "political question," which arises with the exercise of a
conferred discretion, and transformed into a constitutional issue falling squarely within
the jurisdictional ambit of the Supreme Court as being the interpreter of the
fundamental law.
The issue of "political question" is traditionally seen as an effective bar against
the exercise of judicial review. The term connotes what it means, a question of policy,
i.e., those issues which, under the Constitution, are to be decided by the people in their
sovereign capacity in regard to which full discretionary authority has been delegated to
either the Legislature or Executive branch of the government. It is concerned with the
wisdom, not with the legality, of a particular act or measure. 2 9
The Court should not consider the issue of "political question" as foreclosing
judicial review on an assailed act of a branch of government in instances where
discretion has not, in fact, been vested, yet assumed and exercised. Where, upon the
other hand, such discretion is given, the "political question doctrine" may be ignored
only if the Court sees such review as necessary to void an action committed with grave
abuse of discretion amounting to lack or excess of jurisdiction. In the latter case, the
constitutional grant of the power of judicial review vested by the Philippine Constitution
on the Supreme Court is rather clear and positive, certainly and textually broader and
more potent than where it has been borrowed. The Philippine Constitution states 3 0 —
"Judicial power shall be vested in one Supreme Court and in such lower
courts as may be established by law.
"Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government." 3 1
Even before it emerged in the 1987 Constitution, early jurisprudence, more than
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once, supported the principle. In Avelino vs. Cuenco, 3 2 the Court passed upon the
internal rules of the Senate to determine whether the election of Senator Cuenco to the
Senate Presidency was attended by a quorum. In Macias vs. COMELEC, 3 3 the Court
rejected American precedents and held the apportionment of representative districts
as not being a political question. In Tañada vs . Macapagal, 3 4 the Supreme Court took
cognizance of the dispute involving the formation of the Senate Electoral Tribunal. In
Cunanan vs. Tan , 3 5 the Court pronounced judgment on whether the Court had formed
the Commission on Appointments in accordance with the directive of the Constitution.
In Lansing vs. Garcia 3 6 , the Court held that the suspension of the privilege of the writ
of habeas corpus was not a political question because the Constitution had set limits
to executive discretion.
To be sure, the 1987 Constitution has, in good measure, "narrowed the reach of
the 'political question doctrine' by expanding the power of judicial review of the
Supreme Court not only to settle actual controversies involving rights which are legally
demandable and enforceable but also to determine whether or not grave abuse of
discretion has attended an act of any branch or instrumentality of government. 3 7
When constitutional limits or proscriptions are expressed, discretion is
effectively withheld. Thus, issues pertaining to who are impeachable o cers, the
number of votes necessary to impeach and the prohibition against initiation of
impeachment proceeding twice against the same o cial in a single year, provided for
in Sections 2, 3, 4, and 5 of Article XI of the Constitution, verily are subject to judicial
inquiry, and any violation or disregard of these explicit Constitutional mandates can be
struck down by the Court in the exercise of judicial power. In so doing, the Court does
not thereby arrogate unto itself, let alone assume superiority over, nor undue
interference into the domain of, a co-equal branch of government, but merely ful lls its
constitutional duty to uphold the supremacy of the Constitution. 3 8 The Judiciary may
be the weakest among the three branches of government but it concededly and rightly
occupies the post of being the ultimate arbiter on, and the adjudged sentinel of, the
Constitution.
Recent developments in American jurisprudence, steeped only in cautious
traditions, would allow recourse to the judiciary in areas primarily seen as being left to
the domain of the discretionary powers of the other two branches of government. In
Nixon vs. United States 3 9 , Walter L. Nixon, Jr., an impeached federal court judge,
assailed the impeachment procedure of the Senate before the Supreme Court.
Speaking for the Court, Chief Justice Rehnquist acknowledged that courts defer to the
Senate as to the conduct of trial but he, nevertheless, held —
"In the case before us, there is no separate provision of the Constitution
which could be defeated by allowing the Senate nal authority to determine the
meaning of the word "try" in the Impeachment Trial Clause. We agree with Nixon
that courts possess power to review either legislative or executive action that
transgresses identi able textual limits. As we have made clear, "whether the
action (of either Legislative or Executive Branch) exceeds whatever authority has
been committed, is itself a delicate exercise in constitutional interpretation, and is
the responsibility of this Court as the ultimate interpreter of the Constitution."

In his separate opinion, Justice Souter also considered the legal possibility of judicial
interference if the Senate trial were to ignore fundamental principles of fairness so as
to put to grave doubt the integrity of the trial itself 4 0 —

"If the Senate were to act in a manner seriously threatening the integrity of
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its results, convicting, say, upon a coin toss or upon a summary determination
that an o cer of the United States was simply "a bad guy" judicial interference
might well be appropriate. In such circumstances, the Senate's action might be so
far beyond the scope of its constitutional authority and the consequent impact on
the Republic so great, as to merit a judicial response despite the prudential
concerns that would ordinarily counsel silence."

In the earlier case of Powell vs. McCormick, 4 1 the US Supreme Court has ruled
that while Congress possesses the power to exclude and expel its members, judicial
review would be proper to determine whether Congress has followed the proper
procedure for making the political decision committed to it by the Constitution. Powell
has clari ed that while the Court cannot interfere with the decision of the House to
exclude its members, it nonetheless is within its powers to ensure that Congress
follows the constitutional standards for expulsion. 4 2 Powell demonstrates, rst, that
whether a matter is a political question depends on the t between the actual legal
procedure chosen by Congress and the circumstances to which Congress attempts to
apply the procedure and, second, that the choice and application of a procedure by
Congress are reviewable by the federal courts to ensure that Congress has done no
more than the Constitution allows. 4 3
Summing up, a Constitutional expert, Jonathan Turley observes that there may be
judicial review of static constitutional provisions on impeachment while leaving actual
decisions of either house unreviewable, 4 4 and any departure from the constitutionally
mandated process would be subject to corrective ruling by the courts. 4 5
Petitioners contend that respondents committed grave abuse of discretion when
they considered the second complaint for impeachment in de ance of the
constitutional prohibition against initiating more than one complaint for impeachment
against the same o cial within a single year. Indeed, Article XI, Section 3 (5) of the
1987 Constitution is explicit. "No impeachment proceedings shall be initiated against
the same o cial more than once within a period of one year ." But respondents, citing
House Rules of Procedure in Impeachment Proceedings, argue that a complaint is
deemed initiated only in three instances: 1) when there is a nding by the Committee on
Justice that the veri ed complaint or resolution is su cient in substance, 2) when the
House votes to overturn or a rm the nding of the said Committee, and 3), upon ling
of the veri ed complaint or resolution of impeachment with the Secretary general after
a verified complaint or resolution of impeachment is filed or endorsed by at least 1/3 of
the members of the House. 4 6 Thus, respondents assert that the rst complaint against
the Chief Justice could not qualify as an "initiated complaint" as to effectively bar the
second complaint. Petitioners, however, insist that "initiation," as so used in the
Constitution, should be understood in its simple sense, that is, when the complaint for
impeachment is filed before the House and the latter starts to act thereon.
I would second the view 4 7 that the term "initiate" should be construed as the
physical act of ling the complaint, coupled with an action by the House taking
cognizance of it, i.e., referring the complaint to the proper Committee. Evidently, the
House of Representatives had taken cognizance of the rst complaint and acted on it —
1) The complaint was led on 02 June 2003 by former President Joseph Estrada along
with the resolutions of endorsement signed by three members of the House of
Representatives; 2) on 01 August 2003, the Speaker of the House directed the
chairman of the House Committee on Rules, to include in the Order of Business the
complaint; 3) on 13 October 2003, the House Committee on Justice included the
complaint in its Order of Business and ruled that the complaint was su cient in form;
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and 4) on 22 October 2003, the House Committee on Justice dismissed the complaint
for impeachment against the eight justices, including Chief Justice Hilario Davide, Jr., of
the Supreme Court, for being insu cient in substance. The following day, on 23
October 2003, the second impeachment complaint was led by two members of the
House of Representatives, accompanied by an endorsement signed by at least one-
third of its membership, against the Chief Justice.
Some nal thoughts. The provisions expressed in the Constitution are
mandatory. The highly political nature of the power to impeach can make the
proceeding easily fraught with grave danger. Hamilton uncannily foresaw in the
impeachment process a potential cause of great divide — "In many cases, it will
connect itself with the pre-existing factions, and will enlist all their animosities,
partialities, in uence, and interest on one side or on the other; and in such cases, there
will be the greatest danger that the decision will be regulated more by the comparative
strength of the parties than by the real demonstrations of innocence or guilt." 4 8 This
forewarning should emphasize that impeachment is a remedy and a tool for justice and
public good and never intended to be used for personal or party gain.
Despite having conceded the locus standi of petitioners and the jurisdiction of
the Court, some would call for judicial restraint. I entertain no doubt that the advice is
well-meant and understandable. But the social unrest and division that the controversy
has generated and the possibility of a worsening political and constitutional crisis,
when there should be none, do not appear to sustain that idea; indeed, the
circumstances could well be compelling reasons for the Court to put a lid on an
impending simmering foment before it erupts. In my view, the Court must do its task
now if it is to maintain its credibility, its dependability, and its independence . It may be
weak, but it need not be a weakling. The keeper of the fundamental law cannot afford to
be a bystander, passively watching from the sidelines, lest events overtake it, make it
impotent, and seriously endanger the Constitution and what it stands for. In the words
of US Chief Justice Marshall —
"It is most true that this Court will not take jurisdiction if it should not; but it
is equally true, that it must take jurisdiction if it should. The judiciary cannot, as
the legislature may, avoid a measure because it approaches the con nes of the
constitution. We cannot pass it by because it is doubtful. With whatever doubts,
with whatever di culties, a case may be attended, we must decide it, if it be
brought before us. We have no more right to decline the exercise of a jurisdiction
which is given, than to usurp that which is not given. The one or the other would
be treason to the Constitution." 4 9
The issues have polarized the nation, the Court’s action will be viewed with criticism,
whichever way it goes, but to remain stoic in the face of extant necessity is a greater
risk. The Supreme Court is the chosen guardian of the Constitution. Circumspection
and good judgment dictate that the holder of the lamp must quickly protect it from the
gusts of wind so that the flame can continue to burn.

I vote to grant the petitions on the foregoing basic issue hereinbefore expressed.
Austria-Martinez, J ., concurs.

PANGANIBAN , J ., concurring:

I agree with the incisive ponencia of Mme. Justice Conchita Carpio Morales that
the Court has jurisdiction over the Petitions, and that the second Impeachment
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Complaint is unconstitutional. However, I write to explain a few matters, some of which
are uniquely relevant to my participation and vote in these consolidated cases.
Reasons for My Initial Inhibition

It will be recalled that when these consolidated Petitions were rst taken up by
this Court on October 28, 2003, I immediately inhibited myself, because one of herein
petitioners, 1 Dean Antonio H. Abad Jr., was one of my partners when I was still
practicing law. In all past litigations before the Court in which he was a party or a
counsel, I had always inhibited myself.
Furthermore, one of our eight invited amici curiae was former Senate President
Jovito R. Salonga. I had always recused myself from all the cases before the Court in
which he was involved. For instance, I did not take part in Bayan v. Zamora 2 because of
my "close personal and former professional relations with a petitioner, Sen. J.R.
Salonga." In Love God Serve Man, — a book I wrote in 1994, prior to my appointment to
the Supreme Court — I explained my deeply rooted personal and professional
relationship with Senator Salonga, which for brevity I will just quote in a footnote below.
3

There is also the lingering thought that the judgment I may make in these
consolidated cases may present a con ict of interest because of the following
considerations:
1.It may personally bene t me, considering that I am one of the eight justices
who were charged by former President Joseph Ejercito Estrada in the rst
Impeachment Complaint; thus, a ruling barring the initiation of the second
Impeachment Complaint within one year from that of the rst would also proscribe any
future indictment against me within the same period.
2.As a member of the Court, I used some facilities purchased or constructed
with the Judiciary Development Fund (JDF).
3.I voted in favor of several unanimous en banc Resolutions of the Court
affirming JDF expenditures recommended by some of its committees. 4
Despite my desired inhibition, however, the Court, in its Resolution dated October
28, 2003, "directed [me] to participate" in these cases. My colleagues believed that
these Petitions presented novel and transcendental constitutional questions that
necessitated the participation of all justices. Indeed, if the divergent views of several
amici curiae, including retired SC members, had been sought, why not relax the
stringent requirements of recusation and require the participation of all incumbent
associate justices?
And so, by reason of that Resolution, I had joined my colleagues in interacting
with the "friends of the Court," the parties and their counsel in the lengthy but
enlightening Oral Argument — which lasted from morning to evening on November 5
and 6, 2003 — and in the deliberations with my colleagues every day since then,
including November 8 (Saturday) and November 9 (Sunday), 2003. Of course, I also
meticulously pored over the written submissions of the parties and carefully referred to
relevant laws and jurisprudence.
I will no longer argue for or against the thought-provoking historical,
philosophical, jurisprudential and prudential reasonings excellently put forward in the
ponencia of Justice Conchita Carpio Morales and in the various Separate Opinions of
my colleagues. I will just point out a few items that I believe are markedly relevant to my
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situation.
Consolations vis-Ã -vis My Desired Inhibition

First, although I have been given no choice by the Court except to participate, I
still constantly kept in mind the grounds I had initially raised in regard to my recusation.
Now, I take the consolation that although Dean Abad is a petitioner here, he however
does not have a personal or direct interest in the controversy. Hence, any ruling I make
or any vote I cast will not adversely affect him or redound to his direct or pecuniary
bene t. On the other hand, Senator Salonga participated in this case neither as a party
nor as a counsel, but as an amicus curiae. Thus, he is someone who was invited by the
Court to present views to enlighten it in resolving the di cult issues in these cases, and
not necessarily to advocate the cause of either petitioners or respondents. In fact, as
will be shown later, I am taking a position not identical to his.
During the Oral Argument on November 5, 2003, Amicus Joaquin G. Bernas shed
some light on my question regarding the con ict of interest problem I have herein
referred to earlier. He explained that in Perfecto v. Meer, 5 the Court had issued a
judgment that, like in the present case, bene ted its members because, inter alia,
"jurisdiction may not be declined"; and the issue "involved the right of other
constitutional officers . . . equally protected by the Constitution."
In addition, Atty. Jose Bernas, counsel for Petitioners Baterina et al., 6 also cited
Nitafan v. Commissioner of Internal Revenue, 7 in which the Court — in upholding the
intent behind Article VIII, Section 10 of the Constitution — had in fact ruled in a manner
adverse to the interest of its members. This fact shows that in taking action over
matters affecting them, justices are capable of ruling against their own interest when
impelled by law and jurisprudence.
Furthermore, in Abbas v. Senate Electoral Tribunal 8 (SET), the petitioners therein
had sought to disqualify the senators who were members thereof from an election
contest before the SET, on the ground that they were interested parties. The Court held
that "the proposed mass disquali cation, if sanctioned and ordered, would leave the
Tribunal no alternative but to abandon a duty that no other court or body can perform,
but which it cannot lawfully discharge if shorn of the participation of its entire
membership of Senators." The Court further explained: 9
"To our mind, this is the overriding consideration — that the Tribunal be not
prevented from discharging a duty which it alone has the power to perform, the
performance of which is in the highest public interest as evidenced by its being
expressly imposed by no less than the fundamental law."

Moreover, the Court had the occasion to hold recently in Estrada v. Desierto 1 0
that "to disqualify any of the members of the Court, particularly a majority of them, is
nothing short of pro tanto depriving the Court itself of its jurisdiction as established by
the fundamental law. . . . It affects the very heart of judicial independence."
Indeed, in the instant cases, the judgment will affect not just Supreme Court
justices but also other high o cials like the President, the Vice President and the
members of the various constitutional commissions. Besides, the Petitions are asking
for the resolution of transcendental questions, a duty which the Constitution mandates
the Court to do. And if the six 1 1 other justices — who, like me, were named respondents
in the rst Impeachment Complaint — were also to inhibit themselves due to possible
con ict of interest, the Court would be left without a majority (only seven would
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remain), and thus deprived of its jurisdiction. In a similar vein, the Court had opined in
Perfecto that "judges would indeed be hapless guardians of the Constitution if they did
not perceive and block encroachments upon their prerogatives in whatever form." 1 2
The Court's Assumption of Jurisdiction Mandated by the 1987 Constitution

Second, in regard to the merits of the Petitions, unlike the 1973 and the 1935
Constitutions, the 1987 Constitution 1 3 — in Article VIII, Section 1 thereof — imposes
upon the Supreme Court the d u t y to strike down the acts of "a n y branch or
instrumentality of the government" whenever these are performed "with grave abuse of
discretion amounting to lack or excess of jurisdiction."
During the Oral Argument on November 5, 2003 when the Court interacted with
Justice Florenz D. Regalado, an amicus curiae, I pointed out that this unique provision of
our 1987 Constitution differentiated the Philippine concept of judicial review from that
held in the United States (US). Unlike the US Constitution, Article VIII, Section 1 of our
present Constitution, is very speci c as to what our courts must do: not only to settle
actual controversies involving legally demandable and enforceable rights, but also to
determine whether there has been grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the government."
Article VIII, Section 1, was crafted, precisely to remedy the judicial cop-outs that
characterized the Martial Law era, during which the Court had invariably found its hands
tied (or had conveniently avoided involvement) when faced with questions that were
allegedly political in nature. 1 4 As a result, the Court at the time was unable to check all
the constitutional excesses of the executive and the legislative branches of
government.
Thus, during the crafting of the 1987 Constitution, one of the eminent members
of the Constitutional Commission, former Chief Justice Roberto Concepcion, actively
sought to expand the scope of judicial review in de nitive terms. The former Chief
Justice, who authored Article VIII, Section 1, explained that the Supreme Court may not
under any circumstance evade its duty to settle disputes involving grave abuse of
discretion: 1 5
". . . [T]he powers of government are generally considered divided into three
branches: the Legislative, the Executive and the Judiciary. Each one is supreme
within its own sphere and independent of the others. Because of that supremacy[,
the] power to determine whether a given law is valid or not is vested in courts of
justice.
"Brie y stated, courts of justice determine the limits of power of the
agencies and o ces of the government as well as those of its o cers. In other
words, the judiciary is the nal arbiter on the question whether or not a branch of
government or any of its o cials has acted without jurisdiction or in excess of
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction or lack of jurisdiction. This is not only a judicial power
but a duty to pass judgment on matters of this nature.
"This is the background of paragraph 2 of Section 1 [of Article VIII of the
1987 Constitution], which means that the courts cannot hereafter evade the duty
to settle matters of this nature, by claiming that such matters constitute a political
question." (Emphasis supplied.)
In effect, even if the question posed before the Court appears to be political in
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nature — meaning, one that involves a subject over which the Constitution grants
exclusive and/or sole authority either to the executive or to the legislative branch of the
government — the Court may still resolve the question if it entails a determination of
grave abuse of discretion or unconstitutionality. The question becomes justiciable
when the Constitution provides conditions, limitations or restrictions in the exercise of
a power vested upon a speci c branch or instrumentality . When the Court resolves the
question, it is not judging the wisdom of an act of a coequal department, but is merely
ensuring that the Constitution is upheld.
The US Constitution does not impose upon its judiciary a similar duty to strike
down grave abuse of discretion on the part of any government agency. It thus gives its
magistrates the luxury of choosing between being passivists or activists when
confronted with "political questions." As I explained during my discourse with Amicus
Paci co Agabin during the Oral Argument on November 6, 2003, many legal scholars
characterize the US Supreme Court under Chief Justice Earl Warren as activist, and its
present Court under Chief Justice William Rehnquist as generally conservative or
passivist.
Further explaining, I said that the Warren Court is widely known for having actively
intervened in political, social and economic matters. It issued decisions favoring the
poor and the underprivileged; and overhauled jurisprudence on the Bill of Rights to
protect ethnic minorities, eliminate racial segregations, and uphold the civil liberties of
the people. In contrast, the Rehnquist Court has taken mostly a hands-off stance on
these issues and largely deferred to the discretion of the political branches of
government in most political issues brought before it. 1 6
On the other hand, our Constitution has not given the same luxury of choice to
jurists as that given in the US. By imposing upon our judges a duty to intervene and to
settle issues of grave abuse of discretion, our Constitution has thereby mandated them
to be activists. A duty cannot be evaded. The Supreme Court must uphold the
Constitution at all times. Otherwise, it will be guilty of dereliction, of abandonment, of
its solemn duty. Otherwise, it will repeat the judicial cop-outs that our 1987
Constitution abhors.
Thus, in Tañada v . Angara, 1 7 the Court clearly and unequivocally ruled that "
[w]here an action of the legislative branch is seriously alleged to have infringed the
Constitution, it becomes not only the right but in fact the duty of the judiciary to settle
the dispute. The question thus posed is judicial rather than political. The duty (to
adjudicate) remains, to assure that the supremacy of the Constitution is upheld. Once a
controversy as to the application or the interpretation of a constitutional provision is
raised before the Court, it becomes a legal issue which the Court is bound by
constitutional mandate to decide."
The Court's Duty to Intervene in Impeachment Cases That Infringe the Constitution

Third, Sen. Aquilino Pimentel Jr., an intervenor, argues that Article XI of the
Constitution grants the House of Representatives the "exclusive" power to initiate all
cases of impeachment; and the Senate, the "sole" prerogative to try and decide them.
He thus concludes that the Supreme Court has no jurisdiction whatsoever to intervene
in such proceedings. With due respect, I disagree for the following reasons:
1.The Constitution imposes on the Supreme Court the duty to rule on
unconstitutional acts of "any" branch or instrumentality of government. Such duty is
plenary, extensive and admits of no exceptions. While the Court is not authorized to
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pass upon the wisdom of an impeachment, it is nonetheless obligated to determine
whether any incident of the impeachment proceedings violates any constitutional
prohibition, condition or limitation imposed on its exercise. Thus, normally, the Court
may not inquire into how and why the House initiates an impeachment complaint. But if
in initiating one, it violates a constitutional prohibition, condition or limitation on the
exercise thereof, then the Court as the protector and interpreter of the Constitution is
duty-bound to intervene and "to settle" the issue. This point was clearly explained by
Chief Justice Concepcion in Javellana v. Executive Secretary 1 8 as follows:
"Accordingly, when the grant of power is quali ed, conditional or subject to
limitations, the issue on whether or not the prescribed quali cations or conditions
have been met, or the limitations respected, it justiciable or non-political, the crux
of the problem being one of legality or validity of the contested act, not its
wisdom. Otherwise, said quali cations, conditions or limitations — particularly
those prescribed or imposed by the Constitution — would be set at naught. What
is more, the judicial inquiry into such issue and the settlement thereof are the
main functions of courts of justice under the Presidential form of government
adopted in our 1935 Constitution, and the system of checks and balances, one of
its basic predicates. As a consequence, We have neither the authority nor the
discretion to decline passing upon said issue, but are under the ineluctable
obligation — made particularly more exacting and peremptory by our oath, as
members of the highest Court of the land, to support and defend the Constitution
— to settle it." (Emphasis supplied.)

2.The Constitution likewise grants the electoral tribunals of both Houses of


Congress the authority to be the "sole" judges of all contests relating to the election, the
returns and the quali cations of their respective members. Still, the Supreme Court
reviews the decisions of these tribunals on certiorari. 1 9 Its certiorari power, so
exercised, has never been seriously questioned.
3.The Constitution has granted many powers and prerogatives exclusively to
Congress. However, when these are exercised in violation of the Constitution or with
grave abuse of discretion, the jurisdiction of the Court has been invoked; and its
decisions thereon, respected by the legislative branch. Thus, in Avelino v. Cuenco, 2 0 the
Court ruled on the issue of who was the duly elected President of the Senate, a question
normally left to the sole discretion of that chamber; in Santiago v. Guingona, 2 1 on who
was the minority oor leader of the Senate; in Daza v. Singson 2 2 and Coseteng v. Mitra
Jr., 2 3 on who were the duly designated members of the Commission on Appointments
representing the House of Representatives. It was held in the latter two cases that the
Court could intervene because the question involved was "the legality, not the wisdom,
of the manner of lling the Commission on Appointment as prescribed by the
Constitution." DEScaT

In the present cases, the main issue is whether, in initiating the second
Impeachment Complaint, the House of Representatives violated Article XI, Section 3(5),
which provides that "[n]o impeachment proceedings shall be initiated against the same
o cial more than once within a period of one year." The interpretation of this
constitutional prohibition or condition as it applies to the second Impeachment
Complaint clearly involves the "legality, not the wisdom" of the acts of the House of
Representatives. Thus, the Court must "settle it."
Observance of Due Process During the Initiation of Impeachment

Fourth, during the Oral Argument, Senator Salonga and Petitioner Francisco
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Chavez denounced the second Impeachment Complaint as violative of due process.
They argued that by virtue merely of the endorsement of more than one third of the
members of the House of Representatives, the Chief Justice was immediately
impeached without being afforded the twin requirements of notice and hearing. The
proceedings were therefore null and void ab initio. I must agree.
The due process clause, 2 4 enshrined in our fundamental law, is a conditio sine
qua non that cannot be ignored in any proceeding — administrative, judicial or
otherwise. 2 5 It is deemed written into every law, rule or contract, even though not
expressly stated therein. Hence, the House rules on impeachment, insofar as they do
not provide the charged o cial with (1) notice and (2) opportunity to be heard prior to
being impeached, are also unconstitutional.
Constitutional Supremacy — the Bedrock of the Rule of Law

Fifth, I shall no longer belabor the other legal arguments (especially the meaning
of the word "initiate") on why the second Impeachment Complaint is null and void for
being violative of the one-year bar. Su ce it to say that I concur with Justice Morales.
Let me just stress that in taking jurisdiction over this case and in exercising its power of
judicial review, the Court is not pretending to be superior to Congress or to the
President. It is merely upholding the supremacy of the Constitution and the rule of law.
26

To stress this important point, I now quote from Justice Jose P. Laurel in the
landmark case Angara v. Electoral Commission, 2 7 which was decided in 1936:
"The Constitution is a de nition of the powers of government. Who is to
determine the nature, scope and extent of such powers? The Constitution itself
has provided for the instrumentality of the judiciary as the rational way. And when
the judiciary mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments; it does not in reality nullify or invalidate an
act of the legislature, but only asserts the solemn and sacred obligation assigned
to it by the Constitution to determine con icting claims of authority under the
Constitution and to establish for the parties in an actual controversy the rights
which that instrument secures and guarantees to them. This is in truth all that is
involved in what is termed 'judicial supremacy' which properly is the power of
judicial review under the Constitution." (Italics supplied.)

Epilogue
Having rmed up the foregoing position, I must admit that I was initially tempted
to adopt the view of Amici Jovito R. Salonga and Raul C. Pangalangan. They maintain
that although the Court had jurisdiction over the subject matter and although the
second Impeachment Complaint was unconstitutional, the Court should nonetheless
"use its power with care and only as a last resort" and allow the House to correct its
constitutional errors; or, failing in that, give the Senate the opportunity to invalidate the
second Complaint.
This Salonga-Pangalangan thesis, which is being espoused by some of my
colleagues in their Separate Opinions, has some advantages. While it preserves the
availability of judicial review as a "last resort" to prevent or cure constitutional abuse, it
observes, at the same time, interdepartmental courtesy by allowing the seamless
exercise of the congressional power of impeachment. In this sense, it also enriches the
doctrine of primary jurisdiction by enabling Congress to exercise fully its "exclusive"
authority to initiate, try and decide impeachment cases. In short, it gives Congress the
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primary jurisdiction; and the Court, "appellate" certiorari power, over the case.
Furthermore, the proponents of this deferential position add that the Senate may
eventually rule that the second Impeachment Complaint is unconstitutional, and that the
matter may thus be settled de nitively. Indeed, the parties may be satis ed with the
judgment of the Senate and, thus, obviate the need for this Court to rule on the matter.
In this way, the latter would not need to grapple with the con ict of interest problem I
have referred to earlier.
With due respect, I believe that this stance of "passing the buck" — even if made
under the guise of deference to a coequal department — is not consistent with the
activist duty imposed by the Constitution upon this Court.
In normal times, the Salonga-Pangalangan formula would, perhaps, be ideal.
However, the present situation is not ideal. Far from it. The past several weeks have
seen the deep polarization of our country. Our national leaders — from the President,
the Senate President and the Speaker of the House — down to the last judicial
employee have been preoccupied with this problem. There have been reported
rumblings of military destabilization and civil unrest, capped by an aborted siege of the
control tower of the Ninoy Aquino International Airport on November 8, 2003.
Furthermore, any delay in the resolution of the dispute would adversely affect the
economy as well as the socio-political life of the nation. A transmittal of the second
Impeachment Complaint to the Senate would disrupt that chamber's normal legislative
work. The focus would shift to an unsettling impeachment trial that may precipitously
divide the nation, as happened during the impeachment of former President Joseph
Ejercito Estrada.
A needless trial in the Senate would not only dislocate that chamber's legislative
calendar and divide the nation's focus; but also unnecessarily bring anxiety, loss of time
and irreparable injury on the part of the Chief Justice, who would not be able to attend
to his normal judicial duties. The transmittal of the second Impeachment Complaint to
the Senate would unfairly brand him as the rst Supreme Court justice to be
impeached!
Moreover, President Gloria Macapagal Arroyo and Senate President Franklin M.
Drilon have issued public statements 2 8 that they will abide by the decision of the Court
as the ultimate arbiter and interpreter of the Constitution. Now, therefore, is the ripe
time for the Court to decide, and to decide forthrightly and rmly. Merely deferring its
decision to a later time is not an assurance of better times for our country and people.
To be sure, the matters raised in the second Impeachment Complaint can be
expeditiously taken up by the House of Representatives through an investigation in aid
of legislation. The House can then dispassionately look into alleged irregular
expenditures of JDF funds, without the rigors, di culties, tensions and disruptive
consequences of an impeachment trial in the Senate. The ultimate aim of discovering
how the JDF was used and of crafting legislation to allocate more bene ts to judicial
employees may be achieved in a more judicious, peaceful and cordial manner.
I close this Opinion with the truism that the judiciary is the "weakest" branch of
government. Nonetheless, when ranged against the more powerful branches, it should
never cower in silence. Indeed, if the Supreme Court cannot take courage and wade into
"grave abuse" disputes involving the purse-disbursing legislative department, how much
more deferential will it be when faced with constitutional abuses perpetrated by the
even more powerful, sword-wielding executive department?
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I respectfully submit that the very same weakness of the Court becomes its
strength when it dares speak through decisions that rightfully uphold the supremacy of
the Constitution and the rule of law. The strength of the judiciary lies not in its lack of
brute power, but in its moral courage to perform its constitutional duty at all times
against all odds. Its might is in its being right.
WHEREFORE, I vote to declare the second Impeachment Complaint to be
unconstitutional and time-barred by Article XI, Section 3, paragraph 5 of the
Constitution.

YNARES-SANTIAGO , J ., concurring and dissenting:

The power of impeachment is essentially lodged by the Constitution in Congress.


It is the process by which o cials of the Government, not removable by other means,
may be made to answer for certain offenses. These offenses are speci cally
enumerated as: culpable violation of the Constitution, treason, bribery, graft and
corruption, other high crimes, and betrayal of public trust. In the exercise of this power,
Congress must observe the minimum requirements set by the Constitution. However, in
the event that Congress oversteps these limitations, who can review its acts? Can the
Supreme Court, under its power of judicial review enshrined in the Constitution, review
the acts of a co-equal body? These are the novel issues raised in these petitions.
The petitions before this Court assail the constitutionality of the impeachment
complaint against Chief Justice Hilario G. Davide, Jr., contending that, being a second
complaint, the same is expressly prohibited under Article XI, Section 3 (5) of the 1987
Constitution, which provides:
No impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year.

Respondents House of Representative and the Senate led separate


Manifestations both stating that they are not submitting to the jurisdiction of the Court.
The House of Representatives invoked its territorial integrity which this Court, as a co-
equal body, cannot encroach upon. For its part, the Senate pointed out that the petition
as against it was premature inasmuch as it has not received any articles of
impeachment.
The Court set the petitions for oral arguments and invited the following as amici
curiae:
1.Florenz D. Regalado, retired Justice of this Court;
2.Regalado E. Maambong, Justice of the Court of Appeals,
3.Fr. Joaquin C. Bernas, Dean of the Ateneo School of Law;
4.Hugo E. Gutierrez, Jr., retired Justice of this Court;
5.Estelito P. Mendoza, former Minister of Justice and Solicitor General;
6.Paci co A. Agabin, former Dean of the University of the Philippines College
of Law;
7.Raul C. Pangalangan, Dean of the University of the Philippines College of
Law; and

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8.Jovito R. Salonga, former Senate President.
During the oral arguments, the principal issue and sub-issues involved in the
several petitions were defined by the Court as follows:
Whether the certiorari jurisdiction of the Supreme Court may be invoked;
who can invoke it; on what issues and at what time; and whether it should be
exercised by this Court at this time.
a)Locus standi of petitioners;
b)Ripeness (prematurity; mootness)
c)Political question/justiciability;
d)House's exclusive power to initiate all cases of impeachment;
e)Senate's sole power to try and decide all cases of impeachment;
f)Constitutionality of the House Rules of Impeachment vis-Ã -vis Section 3 (5) of
Article XI of the Constitution; and
g)Judicial restraint.

In the appreciation of legal standing, 1 a developing trend appears to be towards


a narrow and exacting approach, requiring that a logical nexus be shown between the
status asserted and the claim sought to be adjudicated in order to ensure that one is
the proper and appropriate party to invoke judicial power. 2 Nevertheless, it is still within
the wide discretion of the Court to waive the requirement and remove the impediment
to its addressing and resolving serious constitutional questions raised. 3
In the case at bar, petitioners allege that they dutifully pay their taxes for the
support of the government and to nance its operations, including the payment of
salaries and other emoluments of the respondents. They assert their right to be
protected against all forms of needless spending of taxpayers' money including the
commission of an unconstitutional act, i.e., the ling of two impeachment cases within
a period of one year against the Chief Justice of this Court, one of the three
independent branches of the government. Considering these serious legal questions
which affect public interest, I concur with the ponente that the petitioners, except Atty.
Dioscoro U. Vallejos, Jr. in G.R. No. 160397, have satisfactorily established locus standi
to file the instant petitions.
I also concur with the ponente that the Court has the power of judicial review.
This power of the Court has been expanded by the Constitution not only to settle actual
controversies involving rights which are legally demandable and enforceable but also to
determine whether or not there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of government. 4
The Court is under mandate to assume jurisdiction over, and to undertake judicial
inquiry into, what may even be deemed to be political questions provided, however, that
grave abuse of discretion — the sole test of justiciability on purely political issues — is
shown to have attended the contested act. 5
The Court checks the exercise of power of the other branches of government
through judicial review. It is the nal arbiter of the disputes involving the proper
allocation and exercise of the different powers under the Constitution. When the
Supreme Court reviews the constitutionality of the acts of Congress, it does not
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thereby assert its superiority over a co-equal branch of government. It merely asserts
its solemn and sacred obligation under the Constitution and a rms constitutional
supremacy. 6
Indeed, in the resolution of the principal issue in these petitions, a distinction has
to be drawn between the power of the members of the House of Representatives to
initiate impeachment proceedings, on the one hand, and the manner in which they have
exercised that power. While it is clear that the House has the exclusive power to initiate
impeachment cases, and the Senate has the sole power to try and decide these cases,
the Court, upon a proper nding that either chamber committed grave abuse of
discretion or violated any constitutional provision, may invoke its corrective power of
judicial review.
The meaning of the word "initiate" in relation to impeachment is at the center of
much debate. The confusion as to the meaning of this term was aggravated by the
amendment of the House of Representatives' Rules of Procedure in Impeachment
Proceedings. The rst set of Rules adopted on May 31, 1988, speci cally Rule V,
Section 14 and Rule II, Section 2 thereof, provides that impeachment shall be initiated
when a veri ed complaint for impeachment is led by any Member of the House of
Representatives or by any citizen upon a resolution of endorsement by any Member
thereof, or when a veri ed complaint or resolution of impeachment is led by at least
one-third (1/3) of all the Members of the House. This provision was later amended on
November 28, 2001. Rule V, Section 16 of the amendatory Rules states that
impeachment proceedings under any of the three methods above-stated are deemed
initiated on the day that the Committee on Justice nds that the veri ed complaint
and/or resolution against such o cial is su cient in substance or on the date the
House votes to overturn or a rm the nding of the said Committee that the veri ed
complaint and/or resolution is not sufficient in substance.
The adoption of the 2001 Rules, at least insofar as initiation of impeachment
proceedings is concerned, unduly expanded the power of the House by restricting the
constitutional time-bar only to complaints that have been "approved" by the House
Committee on Justice. As stated above, the one-year bar is a limitation set by the
Constitution which Congress cannot overstep. Indeed, the Records of the
Constitutional Commission clearly show that, as de ned in Article XI, Section 3 (5),
impeachment proceedings begin not on the oor of the House but with the ling of the
complaint by any member of the House of any citizen upon a resolution of endorsement
by any Member thereof. This is the plain sense in which the word "initiate" must be
understood, i.e., to begin or commence the action.
Moreover, the second impeachment complaint was led by only two
complainants, namely Representatives Gilberto G. Teodoro, Jr. and Felix William B.
Fuentebella. The rest of the members of the House whose names appear on the
attachments thereto merely signed endorsements to the Complaint.
Article XI, Section 3 (3) of the Constitution is explicit:
In case the veri ed complaint or resolution of impeachment is led by at
least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(Emphasis provided.)

The mere endorsement of the members of the House, albeit embodied in a


veri ed resolution, did not su ce for it did not constitute ling of the impeachment
complaint, as this term is plainly understood. In order that the veri ed complaint may
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be said to have been led by at least 1/3 of the Members, all of them must be named
as complainants therein. All of them must sign the main complaint. This was not done
in the case of the assailed second impeachment complaint against the Chief Justice.
The complaint was not led by at least one-third of the Members of the House, and
therefore did not constitute the Article of Impeachment.
I am constrained to disagree with the majority decision to discard the above
issue for being unnecessary for the determination of the instant cases. On the contrary,
the foregoing defect in the complaint is a vital issue in the determination of whether or
not the House should transmit the complaint to the Senate, and if it does, whether the
Senate should entertain it. The Constitution is clear that the complaint for impeachment
shall constitute the Articles of Impeachment, without need of referral to the Committee
on Justice, when the complaint is led by at least one-third of all the Members of the
House. Being the exception to the general procedure outlined in the Constitution, its
formal requisites must be strictly construed.
Furthermore, the mere fact that this issue was raised by intervenors Romulo
Macalintal and Pete Quirino-Quadra, and not by the petitioners in G.R. No. 160262, is of
no moment. The Court is empowered to decide issues even though they are not raised
in the pleadings. 7 In the case at bar, the question is already before this Court and may
therefore be resolved.
The impeachment complaint suffers from yet another serious aw. As one of the
amici curiae, former Senate President Jovito Salonga, pointed out, the signing of the
impeachment complaint by the purported 1/3 of the Congressmen was done without
due process. The Chief Justice, against whom the complaint was brought, was not
served notice of the proceedings against him.
No rule is better established, under the due process clause of the constitution,
than that which requires notice and opportunity to be heard before any person can be
lawfully deprived of his rights. 8 Indeed, when the Constitution says that no person shall
be deprived of life, liberty, or property without due process of law, 9 it means that every
person shall be afforded the essential element of notice in any proceeding. Any act
committed in violation of due process may be declared null and void. 1 0
However, notwithstanding the constitutional and procedural defects in the
impeachment complaint, I dissent from the majority when it decided to resolve the
issues at this premature stage. I submit that the process of impeachment should rst
be allowed to run its course. The power of this Court as the nal arbiter of all justiciable
questions should come into play only when the procedure as outlined in the
Constitution has been exhausted. The complaint should be referred back to the House
Committee on Justice, where its constitutionality may be threshed out. Thereafter, if the
Committee so decides, the complaint will have to be deliberated by the House on
plenary session, preparatory to its possible transmittal to the Senate. The questions on
the su ciency of the complaint in form may again be brought to the Senate by way of
proper motion, and the Senate may deny the motion or dismiss the complaint
depending on the merits of the grounds raised. After the Senate shall have acted in due
course, its disposition of the case may be elevated to this Court pursuant to its judicial
power of review.
In addition, there are several other remedies that may be availed of or events that
may occur that may render the present petitions moot and, in the process, effectively
avert this controversy. Dean Raul Pangalangan of the University of the Philippines
College of Law, one of the amici curiae, stressed that among the internal measures that
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the members of Congress could make to address the situation are: (1) attempts to
encourage the signatories of the impeachment complaint to withdraw their signatures;
(2) the raising by the members of Congress themselves of the Constitutional questions
when the Articles of Impeachment are presented in plenary session on a motion to
transmit them to the Senate, as required by Section 15, paragraph 2 of the House Rules;
and (3) assuming the Articles of Impeachment are transmitted to the Senate, Chief
Justice Davide could conceivably raise the same Constitutional issues by way of a
motion to dismiss or motion to quash. 1 1
Clearly, the un nished business and loose ends at the House of Representatives
and in the Senate, as well as the simmering forces outside of the halls of government
could all preempt any decision of this Court at the present time. Senate President
Salonga said it best when he commented that the Supreme Court, which has nal
jurisdiction on questions of constitutionality, should be the nal arbiter; it should be the
authoritative court of last resort in our system of democratic governance; but all
remedies in the House of Representatives and in the Senate should be exhausted rst.
He goes on to say that only when this case is ripe for judicial determination can this
Court speak with great moral authority and command the respect and loyalty of our
people. 1 2
With these considerations in mind, the Court should recognize the extent and
practical limitations of its judicial prerogatives, and identify those areas where it should
carefully tread instead of rush in and act accordingly. Considering that power of
impeachment was intended to be the legislature's lone check on the judiciary,
exercising our power of judicial review over impeachment would place the nal
reviewing authority with respect to impeachments in the hands of the same body that
the impeachment process is meant to regulate. 1 3 In fact, judicial involvement in
impeachment proceedings, even if only for purposes of judicial review is counter-
intuitive because it eviscerates the important constitutional check on the judiciary. 1 4
A becoming sense of propriety and justice dictates that judicial self-restraint
should be exercised; that the impeachment power should remain at all times and under
all circumstances with the legislature, where the Constitution has placed it. The
common-law principle of judicial restraint serves the public interest by allowing the
political processes to operate without undue interference. 1 5
The doctrine of separation of powers calls for each branch of government to be
left alone to discharge its duties as it sees t. Being one such branch, the judiciary will
neither direct nor restrain executive or legislative action. 1 6 The legislative and the
executive branches are not allowed to seek its advice on what to do or not to do; thus,
judicial inquiry has to be postponed in the meantime. Before a court may enter the
picture, a prerequisite is that something has been accomplished or performed by either
branch. Then it may pass on the validity of what has been done but, then again, only
when properly challenged in an appropriate legal proceeding. 1 7 Hence, any resolution
that this Court might make in this case may amount to nothing more than an attempt at
abstraction that can only lead to barren legal dialectics and sterile conclusions,
depending on what transpires next at the House of Representatives and the Senate. 1 8
IN VIEW WHEREOF, I CONCUR with the majority decision insofar as it held that —
(a)Petitioners in all the above-captioned cases, except Atty. Dioscoro U. Vallejos,
Jr. in G.R. No. 160397, have legal standing to institute these petitions; and
(b)The constitutionality of the second impeachment complaint led by
Representatives Gilberto C. Teodoro, Jr. and Felix William B. Fuentebella against Chief
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Justice Hilario G. Davide, Jr. is a justiciable issue which this Court may take cognizance
of.
However, I vote that this Court must observe judicial self-restraint at this time
and DISMISS the instant petitions.

SANDOVAL-GUTIERREZ , J., concurring:

Never before in the 102-year existence of the Supreme Court has there been an
issue as transcendental as the one before us. For the rst time, a Chief Justice is
subjected to an impeachment proceeding. The controversy caused people, for and
against him, to organize and join rallies and demonstrations in various parts of the
country. Indeed, the nation is divided which led Justice Jose C. Vitug to declare during
the oral arguments in these cases, "God save our country!"
The common thread that draws together the several petitions before this Court
is the issue of whether the second impeachment complaint against Chief Justice
Hilario G. Davide, Jr. contravenes Section 3 (5), Article XI of the 1987 Constitution,
providing that "no impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year."
The antecedents are simple. On June 2, 2003, deposed President Joseph E.
Estrada led with the House of Representatives an impeachment complaint against
Chief Justice Davide and seven (7) other Justices of this Court, alleging inter alia that
they conspired to deprive him of his mandate as President. On October 22, 2003, the
House Committee on Justice dismissed the complaint for insu ciency of substance.
Pursuant to the Constitution, the House of Representatives in plenary session has still
to approve or disapprove the Committee's action.
The next day, on October 23, 2003, Congressmen Gilberto C. Teodoro, Jr. and
Felix William B. Fuentebella led another impeachment complaint, this time against
Chief Justice Davide alone, charging him with violations of the Anti-Graft and Corrupt
Practices Act and betrayal of public trust with regard to the disposition of the Judicial
Development Fund (JDF). At least one-third (1/3) of all the members of the House
signed a Resolution endorsing this second impeachment complaint.
Subsequently, the instant petitions were led with this Court alleging that the
ling of the second impeachment complaint against Chief Justice Davide violates
Section 3(5), Article XI of the Constitution which provides:
"No impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year."

Both the Senate and the House of Representatives claimed that this Court lacks
jurisdiction over the petitions. Senate President Franklin Drilon manifested that the
petitions are premature since the Articles of Impeachment have not been transmitted
to the Senate. Moreover, the petitions pose political questions which are non-
justiciable.
On November 5 and 6, 2003, this Court heard the petitions on oral argument:
Present were the amici curiae appointed by this Court earlier, namely: Former Senate
President Jovito R. Salonga, former Constitutional Commissioner Joaquin G. Bernas,
Justice Hugo E. Gutierrez, Jr., former member of this Court, former Minister of Justice
and Solicitor General Estelito P. Mendoza, Court of Appeals Justice Regalado E.
Maambong, former Constitutional Commissioner, Dean Raul C. Pangalangan, and
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former Dean Pacifico A. Agabin of the UP College of Law.
Crucial to the determination of the constitutionality of the second impeachment
complaint against Chief Justice Davide are three (3) fundamental issues indicated and
discussed below:
I — Whether this Court has jurisdiction over the petitions.

One cornerstone of judicial supremacy is the two-century old case of Marbury vs.
Madison. 1 There, Chief Justice John Marshall effectively carried the task of justifying
the judiciary's power of judicial review. Cast in eloquent language, he stressed that it is
"the province and duty of the judicial department to say what the law is." In applying the
rule to particular cases, the judiciary "must of necessity expound and interpret that rule."
If two laws con ict with each other, "the courts must decide on the operation of each."
It further stressed that "if a law be in opposition to the Constitution, if both the law and
the Constitution apply to a particular case, the court must decide the case conformably
to the Constitution disregarding the law. This is of the very essence of judicial duty."
In our shore, the 1987 Constitution is explicit in de ning the scope of judicial
power. Section 1, Article VIII provides:
"Section 1.The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.
"Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of
Government."

The above provision forti es the authority of the courts to determine in an


appropriate action the validity of the acts of the political departments. Under the new
de nition of judicial power, the courts are authorized not only "to settle actual
controversies involving rights which are legally demandable and enforceable," but also
"to determine whether or not there has been a grave abuse of discretion amounting to
lack or excess of jurisdiction on the part of any branch or instrumentality of the
government." The latter part of the authority represents a broadening of judicial power
to enable the courts to review what was before a forbidden territory — the discretion of
the political departments of the government. 2 It speaks of judicial prerogative not only
in terms of power but also of duty. 3
The petitions at bar present a con ict between Sections 16 and 17 of the Rules
of Procedure in Impeachment Proceedings, promulgated by the present Congress of
the Philippines, and Section 3(5), Article XI of the Constitution. Is this con ict a
justiciable issue?
Justiciability, is different from jurisdiction. Justiciability refers to the suitability of
a dispute for a judicial resolution, while jurisdiction refers to the power of a court to try
and decide a case. As earlier mentioned, the basic issue posed by the instant petitions
is whether the second impeachment complaint against Chief Justice Hilario G. Davide
violates the Constitutional provision that "no impeachment proceedings shall be
initiated against the same o cial more than once within the period of one year."
Obviously, this is a justiciable issue. Chief Justice Davide, under the Constitution, should
not be subjected to a second impeachment proceedings. Thus, on the face of the
petitions, he has a right to be protected by the courts.
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May this Court assume jurisdiction over this justiciable issue? Justice Isagani A.
Cruz aptly wrote that "A judgment of the Congress in an impeachment proceeding is
normally not subject to judicial review because of the vesture in the Senate of the "sole
power to try and decide all cases of impeachment." . . . But the courts may annul the
proceedings if there is a showing of a grave abuse of discretion committed by the
Congress or of non-compliance with the procedural requirements of the Constitution,
as where the charges are instituted without a veri ed complaint, or by less than one-
third of all the members of the House of Representatives, or where the judgment of
conviction is supported by less than a two-thirds vote in the Senate." 4 He further wrote
that the power to impeach is essentially a non-legislative prerogative and can be
exercised by the Congress only within the limits of the authority conferred upon it by
the Constitution. 5
The case of Romulo vs. Yñiguez, 6 supports such a view. In this case, this Court
initially took cognizance of the petition led by Alberto G. Romulo, et al., in view of the
latter's claim that the Rules of Procedure in Impeachment Proceedings are
unconstitutional, implying that the Batasan, in the exercise of its powers, transgressed
the Constitution. This, according to the Court is "certainly a justiciable question."
Corollarily, in Santiago vs. Guingona, Jr., 7 this Court assumed jurisdiction over a
petition alleging that the Constitution has not been observed in the selection of the
Senate Minority Leader. This Court held that "jurisdiction over the subject matter of a
case is determined by the allegations of the complaint or petition, regardless of
whether the plaintiff or petitioner is entitled to the relief asserted. In light of the
allegation of petitioners, it is clear that this Court has jurisdiction over the petition. It is
well within the power and jurisdiction of the Court to inquire whether indeed the Senate
or its o cials committed a violation of the Constitution or gravely abused their
discretion in the exercise of their functions and prerogatives." I n Montesclaros vs.
Commission on Elections, 8 this Court ruled that "absent a clear violation of speci c
constitutional limitations or of constitutional rights of private parties, the Court cannot
exercise its power of judicial review over the internal processes or procedures of
Congress." Stated in converso, the Court can exercise its power of judicial review over
the internal processes or procedures of Congress when there exists a clear violation of
the Constitution. Also, in Arroyo vs. De Venecia, 9 this Court, through Justice Vicente V .
Mendoza (now retired), declared that we have no more power to look into the internal
proceedings of a House than Members of that House have to look over our shoulders,
as long as no violation of constitutional provisions is shown.
In ne, while our assumption of jurisdiction over the present petitions may, at
rst view, be considered by some as an attempt to intrude into the legislature and to
intermeddle with its prerogatives, however, the correct view is that when this Court
mediates to allocate constitutional boundaries or invalidates the acts of a coordinate
body, what it is upholding is not its own supremacy but the supremacy of the
Constitution. 1 0 If the branches are interdependent, each must have a place where there
is nality, an end to discussion, a conclusion. If all three branches are faced with the
same question, and if they differ, all three cannot prevail — one must be given way to.
Otherwise there will be unresolved con ict and confusion. This may be intolerable in
situations where there has to be action. Owing to the nature of the con ict, the duty
necessarily redounds to the judiciary.
II — Should this Court exercise self-restraint?

Confronted with an issue involving constitutional infringement, should this Court


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shackle its hands under the principle of judicial self-restraint? The polarized opinions of
the amici curiae is that by asserting its power of judicial review, this Court can maintain
the supremacy of the Constitution but at the same time invites a disastrous
confrontation with the House of Representatives. A question repeated almost to satiety
is — what if the House holds its ground and refuses to respect the Decision of this
Court? It is argued that there will be a Constitutional crisis. Nonetheless, despite such
impending scenario, I believe this Court should do its duty mandated by the
Constitution, seeing to it that it acts within the bounds of its authority.
The 1987 Constitution speaks of judicial prerogative not only in terms of power
but also of duty. 1 1 As the last guardian of the Constitution, the Court's duty is to uphold
and defend it at all times and for all persons. It is a duty this Court cannot abdicate. It is
a mandatory and inescapable obligation — made particularly more exacting and
peremptory by the oath of each member of this Court. 1 2 Judicial reluctance on the face
of a clear constitutional transgression may bring about the death of the rule of law in
this country.
Yes, there is indeed a danger of exposing the Court's inability in giving e cacy to
its judgment. But is it not the way in our present system of government? The
Legislature enacts the law, the Judiciary interprets it and the Executive implements it . It
is not for the Court to withhold its judgment just because it would be a futile exercise of
authority. It should do its duty to interpret the law. Alexander Hamilton, in impressing on
the perceived weakness of the judiciary, observed in Federalist No. 78 that "the judiciary
[unlike the executive and the legislature] has no in uence over either the sword or the
purse, no direction either of the strength or of the wealth of society, and can take no
active resolution whatever. It may truly be said to have neither Force nor Will, but merely
judgment; and must ultimately depend upon the aid of the executive arm even for the
e cacy of its judgments ." Nonetheless, under the unusual circumstances associated
with the issues raised, this Court should not shirk from its duty.
One final note on jurisdiction and self-restraint.
There being a clear constitutional infringement, today is an appropriate occasion
for judicial activism. To allow this transcendental issue to pass into legal limbo would
be a clear case of misguided judicial self-restraint. This Court has assiduously taken
every opportunity to maintain the constitutional order, the distribution of public power,
and the limitations of that power. Certainly, this is no time for a display of judicial
weakness.
While the power to initiate all cases of impeachment is regarded as a matter of
"exclusive" concern only of the House of Representatives, over which the other
departments may not exercise jurisdiction by virtue of the separation of powers
established by the fundamental law, it does not follow that the House of
Representatives may not overstep its own powers de ned and limited by the
Constitution. Indeed, it cannot, under the guise of implementing its Rules, transgress
the Constitution, for when it does, its act immediately ceases to be a mere internal
concern.
Surely, by imposing limitations on speci c powers of the House of
Representatives, a fortiori, the Constitution has prescribed a diminution of its "exclusive
power." I am sure that the honorable Members of the House who took part in the
promulgation and adoption of its internal rules on impeachment did not intend to
disregard or disobey the clear mandate of the Constitution — the law of the people. And
I con dently believe that they recognize, as fully as this Court does, that the
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Constitution is the supreme law of the land, equally binding upon every branch or
department of the government and upon every citizen, high or low.
It need not be stressed that under our present form of government, the executive,
legislative and judicial departments are coequal and co-important. But it does not
follow that this Court, whose Constitutional primary duty is to interpret the supreme law
of the land, has not the power to declare the House Rules unconstitutional.
Of course, this Court will not attempt to require the House of Representatives to
adopt a particular action, but it is authorized and empowered to pronounce an action
null and void if found to be contrary to the provisions of the Constitution.
This Court will not even measure its opinion with the opinion of the House, as
expressed in its internal rules. But the question of the wisdom, justice and advisability
of its particular act must be tested by the provisions of the Constitution. And if its act is
then held illegal by this Court, it is not because it has any control over Congress,
particularly the House of Representatives, but because the act is forbidden by the
fundamental law of the land and the will of the people, declared in such fundamental
law, which is paramount and must be obeyed by every citizen, even by Congress.
At this point, I must emphasize that the jurisdiction of this Court is over the
alleged unconstitutional Rules of the House, not over the impeachment proceedings.
III — Whether the filing of the second impeachment is unconstitutional.

Section 3 (5), Article XI of the 1987 Constitution provides:


"No impeachment proceeding shall be initiated against the same o cial
more than once within a period of one year."

Petitioners contend that the ling of the second impeachment complaint against
Chief Justice Davide contravenes the above provision because it was initiated within
one (1) year from the ling of the rst impeachment complaint against him and seven
(7) Associate Justices. Several of the amici curiae support petitioners' contention.
However, the others argue otherwise, saying that the rst impeachment complaint
cannot be considered as having been "initiated" because it failed to obtain the
endorsement of at least one-third (1/3) of all the Members of the House. This brings us
to the vital question, when are impeachment proceedings considered initiated?
The House Rules of Procedure in Impeachment Proceedings provide the
instances when impeachment proceedings are deemed initiated, thus:
"BAR AGAINST INITIATION OF IMPEACHMENT PROCEEDINGS AGAINST
THE SAME OFFICIAL
"SEC. 16.Impeachment Proceedings Deemed Initiated. — In cases where a
Member of the House les a veri ed complaint of impeachment or a citizen les
a veri ed complaint that is endorsed by a Member of the House through a
resolution of endorsement against an impeachable o cer, impeachment
proceedings against such o cial are deemed initiated on the day the Committee
on Justice nds that the veri ed complaint and/or resolution against such
o cial, as the case may be, is su cient in substance or on the date the House
votes to overturn or a rm the nding of the said Committee that the veri ed
complaint and/or resolution, as the case may be, is not sufficient in substance.
"In cases where a veri ed complaint or a resolution of impeachment is
led or endorsed, as the case may be, by at least one-third (1/3) of the Member of
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the House, impeachment proceedings are deemed initiated at the time of the filing
of such veri ed complaint or resolution of impeachment with the Secretary
General.
"SEC. 17.Bar against Initiation of Impeachment Proceedings. — Within a
period of one (1) year from the date impeachment proceedings are deemed
initiated as provided in Section 16 hereof, no impeachment proceedings, as such,
can be initiated against the same official."

Under the above Rules, when the veri ed impeachment complaint is led by a
Member of the House or by a citizen (through a resolution of endorsement by a
Member of the House), impeachment proceedings are deemed initiated either (a) on
the day the Committee on Justice nds that the veri ed complaint and/or resolution is
su cient in substance; or (b) on the date the House, through a vote of one-third (1/3),
1 3 overturns or a rms the nding of the Committee on Justice that the veri ed
complaint and/or resolution is not su cient in substance. However, when the veri ed
impeachment complaint or resolution is led or endorsed by at least one-third (1/3) of
all the Members of the House, impeachment proceedings are deemed initiated at the
time of the filing of the verified complaint or resolution with the Secretary General.
The House Rules deviate from the clear language of the Constitution and the
intent of its Framers. The Rules infuse upon the term "initiate" a meaning more than
what it actually connotes.
The ascertainment of the meaning of the provision of the Constitution begins
with the language of the document itself . 1 4 The words of the Constitution should as
much as possible be understood in the sense they have in common use and given their
ordinary meaning. 1 5 In other words, the plain, clear and unambiguous language of the
Constitution should be understood in the sense it has in common use. 1 6 The reason for
this is because the Constitution is not primarily a lawyer's document but essentially that
of the people, in whose consciousness it should ever be present as an important
condition for the rule of law to prevail. 1 7 Black's Law Dictionary de nes "initiate" as
"commence," "start," "originate" or "introduce," 1 8 while Webster's Dictionary 1 9 de nes it
as "to do the rst act;" "to perform the rst rite;" "beginning;" or "commence." It came
from the Latin word "initium," meaning "a beginning." Using these de nitions, I am
convinced that the ling of the veri ed complaint and its referral to the Committee on
Justice constitute the initial step. It is the rst act that starts the impeachment
proceeding. Fr. Joaquin G. Bernas, S.J., an amicus curiae, explains convincingly that the
term "proceeding," which is the object of the term "initiated" in Section 3 (5), Article XI,
is a progressive noun that has a beginning, a middle, and an end, thus:
"It [proceeding] consists of several steps.
"First, there is the ling of a veri ed complaint either by a Member of the
House or by a private citizen endorsed by a Member of the House.
"Second, there is the processing of this complaint by the proper Committee.
In this step, the Committee either rejects the complaint or upholds it.
"Third, whether the resolution of the Committee rejects or upholds the
complaint, the resolution must be forwarded to the House for further processing.
"Fourth, there is the processing of the same complaint by the House of
Representatives. The House either a rms a favorable resolution of the
Committee or overrides a contrary resolution by a vote of one third of all the
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members.

"Now we ask, at what stage is the 'impeachment proceeding' initiated?


"Not when the complaint is transmitted to the Senate for trial, because that
is the end of the House proceeding and the beginning of another proceeding,
namely the trial.
"Not when the House deliberates on the resolution passed on to it by the
Committee, because something prior to that has already been done. The action of
the House is already a further step in the proceeding, not the initiation or
beginning.
"Rather, the proceeding is initiated or begins, when a veri ed complaint is
filed and referred to the Committee on Justice for action. This is the initiating step
which triggers the series of steps that follow."
The Records of the 1986 Constitutional Commission support the foregoing
theory. The term "initiate" pertains to the initial act of ling the veri ed complaint and
not to the nding of the Committee on Justice that the complaint and/or resolution is
su cient in substance or to the obtention of the one-third (1/3) vote of all the
Members of the House as provided by the House Rules. Justice Maambong, then a
member of the 1986 Constitutional Commission, explained that "initiation starts with
the ling of the complaint ." As early as the deliberation stage in the Constitutional
Commission, the meaning of the term "initiate" was discussed. Then Commissioner
Maambong sought the deletion of the phrase "to initiate impeachment proceedings" in
Section 3 (3) of Article XI 2 0 to avoid any misconception that the obtention of one-third
(1/3) of all the Members of the House is necessary to "initiate" impeachment
proceedings.
Apparently, Commissioner Maambong was very careful not to give the
impression that "initiation" is equivalent to "impeachment" proper. He stressed that it
was the latter which requires the approval of one-third (1/3) of all the Members of the
House. According to him, as the phraseology of Section 3 (3) runs, it seems that the
initiation starts only on the oor. This prompted him to utter: ". . . I will just make of
record my thinking that we do not really initiate the ling of the Articles of
Impeachment on the oor. The procedure, as I have pointed out earlier, was that the
initiation starts with the ling of the complaint . And what is actually done on the oor is
that the committee resolution containing the Articles of Impeachment is the one
approved by the body." That Commissioner Maambong gained the concurrence of the
Framers of the 1987 Constitution with regard to the rationale of his proposed
amendment is shown by the fact that nobody objected to his proposal and it is his
amended version which now forms part of the Constitution. We quote the pertinent
portions of the deliberation, thus:
"MR. NATIVIDAD. May we have the amendment stated again, so we can
understand it. Will the proponent please state the amendment before we vote?
MR. REGALADO. The amendment is on Section 3 (3) which shall read as
follows:
'A VOTE OF AT LEAST ONE-THIRD OF ALL THE MEMBERS OF THE
HOUSE SHALL BE NECESSARY TO INITIATE IMPEACHMENT
PROCEEDINGS , EITHER TO AFFIRM A RESOLUTION OF IMPEACHMENT BY
THE COMMITTEE OR TO OVERRIDE ITS CONTRARY RESOLUTION. THE
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VOTES OF EACH MEMBER SHALL BE RECORDED.'
MR. NATIVIDAD. How many votes are needed to initiate?
MR. BENGZON. One-third.
MR. NATIVIDAD. To initiate is different from to impeach; to impeach is
different from to convict. To impeach means to file the case before the Senate.
MR. REGALADO. When we speak of 'initiative,' we refer here to the Articles
of Impeachment.
MR. NATIVIDAD. So, that is the impeachment itself, because when we
impeach, we are charging him with the Articles of Impeachment. That is my
understanding.
xxx xxx xxx
MR. BENGZON. Mr. Presiding O cer, may we request that Commissioner
Maambong be recognized.
THE PRESIDING OFFICER (Mr. Treñas). Commissioner Maambong is
recognized.
MR. MAAMBONG. Mr. Presiding O cer, I am not moving for a
reconsideration of the approval of the amendment submitted by Commissioner
Regalado, but I will just make of record my thinking that we do not really initiate
the ling of the Articles of Impeachment on the oor. The procedure, as I have
pointed out earlier, was that the initiation starts with the ling of the complaint .
And what is actually done on the oor is that the committee resolution containing
the Articles of Impeachment is the one approved by the body.
As the phraseology now runs, which may be corrected by the Committee on
Style, it appears that the initiation starts on the oor. If we only have time, I could
cite examples in the case of the impeachment proceedings of president Richard
Nixon wherein the Committee on the Judiciary submitted the recommendation,
the resolution, and the Articles of Impeachment to the body, and it was the body
who approved the resolution. It is not the body which initiates it. It only approves
or disapproves the resolution. So, on that score, probably the Committee on Style
could help rearranging these words because we have to be very technical about
this. I have been bringing with me The Rules of the House of Representatives of
the U.S. Congress. The Senate Rules are with me. The proceedings on the case of
Richard Nixon are with me. I have submitted my proposal, but the Committee has
already decided. Nevertheless, I just want to indicate this on record.
Thank you, Mr. Presiding Officer.

xxx xxx xxx


MR. MAAMBONG. I would just like to move for a reconsideration of the
approval of Section 3 (3). My reconsideration will not at all affect the substance,
but it is only in keeping with the exact formulation of the Rules of the House of
Representatives of the United States regarding impeachment.
I am proposing, Madam President, without doing damage to any of this
provision, that on page 2, Section 3 (3), from lines 17 to 18, we delete the words
which read: 'to initiate impeachment proceedings' and the comma (,) and insert
on line 19 after the word 'resolution' the phrase WITH THE ARTICLES, and then
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capitalize the letter 'i' in 'impeachment' and replace the word 'by' with OF, so that
the whole section will now read: 'A vote of at least one-third of all the Members of
the House shall be necessary either to a rm a resolution WITH THE ARTICLES of
Impeachment OF the Committee or to override its contrary resolution. The vote of
each member shall be recorded.'
I already mentioned earlier yesterday that the initiation, as far as the House
of Representatives of the United States is concerned, really starts from the ling
of the veri ed complaint and every resolution to impeach always carries with it
the Articles of Impeachment. As a matter of fact, the words, 'Articles of
Impeachment' are mentioned on line 25 in the case of the direct ling of a veri ed
complaint of one-third of all the members of the House. I will mention again,
Madame President, that my amendment will not vary the substance in any way. It
is only in keeping with the uniform procedure of the House of Representatives of
the United States Congress.

Thank you, Madam President.


xxx xxx xxx
THE PRESIDENT. Let us rst submit to the body the motion of
Commissioner Maambong to reconsider the approval of Section 3 (3).
Is there any objection? (silence) The chair hears none; the motion is
approved.
The proposed amendment which has been submitted by Commissioner
Maambong was clari ed and has been accepted by the Committee on
Accountability of Public Officers.
MR. MAAMBONG. Madam President, May I read again the whole section?
THE PRESIDENT. Please proceed.

MR. MAAMBONG. As amended, the whole Section 3 (3) will read: 'A vote of
at least one-third of all the Members of the House shall be necessary either to
affirm a resolution WITH THE ARTICLES OF Impeachment OF the Committee or to
override its contrary resolution. The vote of each member shall be recorded.'
THE PRESIDENT. Is there any objection to this proposed amendment?
(Silence) The Chair hear none, the amendment is approved. " 2 1 (Emphasis
supplied)

The clear intent of the Framers of our Constitution should be given weight. The
primary task in constitutional construction is to ascertain and thereafter assure the
realization of the purpose of the Framers and of the people in the adoption of the
Constitution. It may be safely assumed that the people, in ratifying the Constitution,
were guided mainly by the explanation offered by the Framers. 2 2 In Gold Creek Mining
Corp. vs. Rodriguez, 2 3 the Court, speaking through Mr. Justice (later, Chief Justice)
Jose Abad Santos ruled:
"The fundamental principle of constitutional construction is to give effect
to the intent of the framers of the organic law and of the people adopting it. The
intention to which force is to be given is that which is embodied and expressed in
the constitutional provisions themselves."
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The Court thus construes the applicable constitutional provisions, not in
accordance with how the executive or the legislative department may want them
construed, but in accordance with what they say and provide.
It has also been said that a provision of the Constitution should be construed in
light of the objectives it sought to achieve. Section 3 (5), Article XI, also referred as the
"anti-harassment clause," was enshrined in the Constitution for the dual objectives of
allowing the legislative body to concentrate on its function which is lawmaking and
protecting public officials from harassment, thus:
"MR. VILLACORTA. Madam President, I would just like to ask the
Committee three questions.
"On Section 3, page 2, lines 12 to 14, the last paragraph reads as follows:
'No impeachment proceedings shall be initiated against the same o cial more
than once within a period of one year.' Does this mean that even if an evidence is
discovered to support another charge or ground for impeachment, a second or
subsequent proceeding cannot be initiated against the same o cial within a
period of one year? In other words, one year has to elapse before a second or
subsequent charge or proceeding can be initiated. The intention may be to protect
the public o cial from undue harassment . On the other hand, is this not undue
limitation on the accountability of public o cers? Anyway, when a person
accepts a public trust, does he not consider taking the risk of accounting for his
acts or misfeasance in office?
"MR. ROMULO. Yes, the intention here really is to limit. This is not only to
protect public o cials who, in this case, are of the highest category from
harassment but also to allow the legislative body to do its work which is
lawmaking. Impeachment proceedings take a lot of time. And if we allow multiple
impeachment charges on the same individual to take place, the legislature will do
nothing else but that."
For one, if we construe the term "initiate" as referring to the obtention of one-third
(1/3) votes of all the Members of the House or to the date when the Committee on
Justice rules that the complaint is su cient in substance, are we not losing sight of the
fact that much time has already been wasted by the House? The getting hold of the
one-third (1/3) vote is almost the last step necessary for the accused o cer to be
considered successfully impeached. The process is almost complete insofar as the
House is concerned. The same is true with respect to the proceedings in the
Committee on Justice. The hearing, voting and reporting of its resolution to the House
de nitely take away much of the Members' precious time. Now, if impeachment
complaints are only deemed "initiated" during those phases, then the object of allowing
the legislature to concentrate on its functions cannot really be achieved. Obviously,
impeachment is a long process. To be sure, instead of acting as a legislative body, the
House will be spending more time as a prosecutorial body.
For another, to let the accused o cial go through the above phases is to subject
him to additional harassment. As the process progresses, the greater is the
harassment caused to the o cial. One glaring illustration is the present case. It may be
recalled that the rst impeachment complaint against Chief Justice Davide was
referred to the Committee on Justice. On October 22, 2003, the Committee dismissed
the complaint for being insu cient in form and substance. The very next day and while
the Committee was yet to make a report to the House, Congressmen Teodoro and
Fuentebella immediately led the second impeachment complaint against the Chief
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Justice. In short, while the rst impeachment complaint was not yet fully disposed of,
the Chief Justice was being charged again in another complaint. This is the very
situation proscribed by the Constitution. Verily, it in icts undue strain and harassment
upon officials who are saddled with other pressing responsibilities.
Another constitutional objection to the second impeachment complaint raised by
petitioners is the fact that only Congressmen Teodoro and Fuentebella signed it.
According to them, this violates Section 3 (4), Article XI of the Constitution which
provides:
"(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third (1/3) of all the Members of the House, the same shall constitute
the Articles of Impeachment, and trial by the Senate shall forthwith proceed."
Following the above provision, what should have been led by at least one-third
(1/3) of all the Members of the House is a veri ed complaint or resolution of
impeachment. Even Section 15 of the House Rules reechoes the above Constitutional
mandate, thus:
"SEC. 15.Endorsement of the Complaint/Resolution to the Senate. — A
veri ed complaint or a resolution of impeachment signed by at least one-third
(1/3) of all the Members of the House shall constitute the Articles of
Impeachment and shall be led with the Secretary General. The
complaint/resolution must, at the time of ling, be veri ed and sworn to before
the Secretary General by each of the Members who constitute at least one-third
(1/3) of all the Members of the House. The contents of the veri cation shall be as
follows:
"We, after being sworn in accordance with law, depose and state : That we
are the complainants/signatories in the above-entitled complaint/resolution of
impeachment; that we have caused the said complaint/resolution to be prepared
and have read the contents thereof; and that the allegations therein are true of our
own knowledge and belief on the basis of our reading and appreciation of
documents and other records pertinent thereto."
Clearly, the requirement is that the complaint or resolution must at the time of
ling be veri ed and sworn to before the Secretary General of the House by each of the
members who constitute at least one-third (1/3) of all the Members of the House.
A reading of the second impeachment complaint shows that of the eighty-one
(81) Congressmen, only two, Teodoro and Fuentebella, actually signed and veri ed it.
What the rest veri ed is the Resolution of Endorsement. The veri cation signed by the
majority of the Congressmen states: "We are the proponents/sponsors of the
Resolution of Endorsement of the abovementioned Complaint of Representatives
Gilberto C. Teodoro, Jr. and Felix William B. Fuentebella . . ." 2 4 However, this defect is
not for this Court to correct considering that it is an incident of the impeachment
process solely cognizable by the legislature.
IV — Whether petitioners have locus standi to bring the present suits.

It is contended that petitioners have no legal standing to institute the instant


petitions because they do not have personal and substantial interest in these cases. In
fact, they have not sustained or will suffer direct injury as a result of the act of the
House of Representatives being challenged. It is further argued that only Chief Justice
Davide has such interest in these cases. But he has not challenged the second
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impeachment complaint against him.
It would be an unseemly act for the Chief Justice to le a petition with this Court
where he is primus inter pares. "Delicadeza" and the Rules require him not only to inhibit
himself from participating in the deliberations but also from ling his own petition.
Fortunately, there are persons equally interested in the cause for which he is ghting. I
believe that the locus standi doctrine is not impaired in these petitions.
The petitioners have the legal standing to file the present petitions.
No less than two members of the House of Representatives, namely, Deputy
Speaker Raul M. Gonzales and Congressman Salacnib F. Baterina are among the
petitioners in these cases. They alleged in their petition that the Constitution reserves
to their Chamber, whether acting as a whole or through its members or Committees,
the authority to initiate impeachment proceedings. As members of the House, "they
have the legal interest in ensuring that only impeachment proceedings that are in
accord with the Constitution are initiated. Any illegal act of the House or its members or
Committees pertaining to an impeachment will re ect adversely on them because such
act will be deemed an act of the House. Thus they have the right to question the
constitutionality of the second impeachment complaint against the Chief Justice, an
event of transcendental national concern." 2 5 They further alleged that it would be futile
for them to seek relief in their Chamber prior to the ling of their petition because the
Articles of Impeachment, based on the constitutionally in rm second impeachment
complaint, will be transmitted to the Senate at their next session. Necessarily, the
House will disburse public funds amounting to millions of pesos for the prosecution, as
in the case of the impeachment of former President Joseph Ejercito Estrada.
Consequently, they stressed they have the standing to le a petition "to stop the illegal
disbursement of public funds for an illegal act." 2 6
The rest of the petitioners, most of whom are members of the Integrated Bar of
the Philippines, similarly contend that as citizens and taxpayers they have the legal
standing to bring these suits. They assert that it is their right and duty to see to it that
the acts of their public o cials should be in accordance with what the Constitution
says and that public funds are not spent for an unconstitutional act.
Indeed, the present suits involve matters of rst impression and of immense
importance to the public considering that, as previously stated, this is the rst time a
Chief Justice of the Supreme Court is being subjected to an impeachment proceeding
which, according to petitioners, is prohibited by the Constitution. Obviously, if such
proceeding is not prevented and nulli ed, public funds amounting to millions of pesos
will be disbursed for an illegal act. Undoubtedly, this is a grave national concern
involving paramount public interest. The petitions are properly instituted to avert such a
situation.
I n Chavez vs. Public Estates Authority, 2 7 citing Chavez vs. PCGG, 2 8 we upheld
the right of a citizen to bring a taxpayer's suit where, as here, the issues raised are of
transcendental importance to the public, thus:
"Besides, petitioner emphasizes, the matter or recovering the ill-gotten
wealth of the Marcoses is an issue of 'transcendental importance to the public.'
He asserts that ordinary taxpayers have a right to initiate and prosecute actions
questioning the validity of acts or orders of government agencies or
instrumentalities, if the issues raised are of 'paramount public interest,' and if they
'immediately affect the social, economic and moral well being of the people.

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Moreover, the mere fact that he is a citizen satis es the requirement of
personal interest, when the proceeding involves the assertion of a public right,
such as in this case. He invokes several decisions of this Court which have set
aside the procedural matter of locus standi, when the subject of the case involved
public interest.
xxx xxx xxx
Indeed, the arguments cited by petitioners constitute the controlling
decisional rule as regards his legal standing to institute the instant petition. . . .
In Tañada vs. Tuvera, 2 9 the Court asserted that when the issue concerns a
public right and the object of mandamus is to obtain the enforcement of a public
duty, the people are regarded as the real parties in interest; and because it is
su cient that petitioner is a citizen and as such is interested in the execution of
the laws, he need not show that he has any legal or special interest in the result of
the action. In the aforesaid case, the petitioners sought to enforce their right to be
informed on matters of public concern, a right then recognized in Section 6, Article
IV of the 1973 Constitution, in connection with the rule that laws in order to be
valid and enforceable must be published in the O cial Gazette or otherwise
effectively promulgated. In ruling for the petitioners' legal standing, the Court
declared that the right they sought to be enforced 'is a public right recognized by
no less than the fundamental law of the land.'
Legaspi vs. Civil Service Commission, 3 0 while reiterating Tañada, further
declared that 'when a mandamus proceeding involves the assertion of a public
right, the requirement of personal interest is satis ed by the mere fact that
petitioner is a citizen and, therefore, part of the general 'public' which possesses
the right.
Further, in Albano vs. Reyes, 3 1 we said that while expenditure of public
funds may not have been involved under the questioned contract for the
development, management and operation of the Manila International Container
Terminal, 'public interest [was] de nitely involved considering the important role
[of the subject contract] . . . in the economic development of the country and the
magnitude of the nancial consideration involved.' We concluded that, as a
consequence, the disclosure provision in the Constitution would constitute
sufficient authority for upholding the petitioner's standing."

This Court has adopted a liberal stance on the locus standi of a petitioner where
he is able to craft an issue of transcendental signi cance to the people. In Tatad vs .
Secretary of the Department of Energy, 3 2 Justice Reynato S. Puno aptly emphasized:
". . . Respondents further aver that petitioners have no locus standi as they
did not sustain nor will they sustain direct injury as a result of the implementation
of R.A. No. 8180.
xxx xxx xxx
The effort of respondents to question the locus standi of petitioners must
also fall on barren ground. In language too lucid to be misunderstood, this Court
has brightlined its liberal stance on a petitioner's locus standi where the petitioner
is able to craft an issue of transcendental signi cance to the people. In Kapatiran
ng mga Naglilingkod sa Pamahalaan ng Pilipinas, Inc. vs. Tan (163 SCRA 371
[1988]), we stressed:

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'xxx xxx xxx
Objections to taxpayers' suit for lack of su cient personality,
standing or interest are, however, in the main procedural matters.
Considering the importance to the public of the cases at bar, and in
keeping with the Court's duty, under the 1987 Constitution, to determine
whether or not the other branches of government have kept themselves
within the limits of the Constitution and the laws and that they have not
abused the discretion given to them, the Court has brushed aside
technicalities of procedure and has taken cognizance of these petitions.'"

WHEREFORE, I vote to GRANT the petitions and to declare Sections 16 and 17 of


the House Rules of Procedure in Impeachment Proceedings UNCONSTITUTIONAL.

CORONA , J.:

On July 4, 1946, the ag of the United States uttered for the last time in our
skies. That day ushered in a new period for the Philippine judiciary because, for the rst
time since 1521, judicial decisions in our country became entirely our own, free finally of
the heavy in uence of a colonial master and relieved of the "preferable" use of
precedents set by US courts. Nevertheless, the vestiges of 50 years of American rule
were not about to disappear so soon, nor so easily. The 1935 Constitution then in force
carried many provisions lifted from the US Constitution. Today we face the prospects
of a constitutional crisis at whose vortex lies the interpretation of certain provisions of
that American-influenced Constitution.
A de ning moment in history is upon us. The Court has to speak in response to
that moment and in defense of the Constitution.
I humbly contribute this separate opinion as a chronicle of my thoughts during
our deliberations on the petitions before us. Let it be a living testament, in the immortal
words of the great Jesuit historian Horacio de la Costa, that in this particular quest for
truth and justice, we in this Court "not only played in tune but managed here and there a
brief but brilliant phrase."
The Extraordinary Remedy of Impeachment
is Intended to be Only a Final Option
Incorporated in the 1987 Constitution are devices meant to prevent abuse by the
three branches of government. One is the House of Representatives' exclusive power of
impeachment for the removal of impeachable o cers 1 from their positions for
violating the mandate that public office is a public trust.
Impeachment under the Philippine Constitution, as a remedy for serious political
offenses against the people, runs parallel to that of the U.S. Constitution whose framers
regarded it as a political weapon against executive tyranny. It was meant "to fend
against the incapacity, negligence or per dy of the Chief Magistrate." 2 Even if an
impeachable o cial enjoys immunity, he can still be removed in extreme cases to
protect the public. 3 Because of its peculiar structure and purpose, impeachment
proceedings are neither civil nor criminal:
James Wilson described impeachment as "con ned to political characters,
to political crimes and misdemeanors, and to political punishment." According to
Justice Joseph Story, in his Commentaries on the Constitution, in 1833,
impeachment applied to offenses of a political character:

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Not but (sic) that crimes of a strictly legal character fall within the scope of
the power; but that it has a more enlarged operation, and reaches what are aptly
termed political offenses, growing out of personal misconduct or gross neglect, or
usurpation, or habitual disregard of the public interests, various in their character,
and so inde nable in their actual involutions, that it is almost impossible to
provide systematically for them by positive law. They must be examined upon
very broad and comprehensive principles of public policy and duty. They must be
judged by the habits and rules and principles of diplomacy, or departmental
operations and arrangements, of parliamentary practice, of executive customs
and negotiations, of foreign as well as domestic political movements; and in
short, by a great variety of circumstances, as well as those which aggravate as
those which extenuate or justify the offensive acts which do not properly belong
to the judicial character in the ordinary administration of justice, and are far
removed from the reach of municipal jurisprudence. cEITCA

The design of impeachment is to remove the impeachable o cer from


o ce, not to punish him. An impeachable act need not be criminal. That explains
why the Constitution states that the o cer removed shall nevertheless be subject
to prosecution in an ordinary criminal case. 4

Impeachment has been described as sui generis and an "exceptional method of


removing exceptional public o cials (that must be) exercised by the Congress with
exceptional caution." 5 Thus, it is directed only at an exclusive list of o cials, providing
for complex procedures, exclusive grounds and very stringent limitations. The implied
constitutional caveat on impeachment is that Congress should use that awesome
power only for protecting the welfare of the state and the people, and not merely the
personal interests of a few.
There exists no doubt in my mind that the framers of the Constitution intended
impeachment to be an instrument of last resort, a draconian measure to be exercised
only when there are no other alternatives available. It was never meant to be a
bargaining chip, much less a weapon for political leverage. Unsubstantiated allegations,
mere suspicions of wrongdoing and other less than serious grounds, needless to state,
preclude its invocation or exercise. According to constitutionalist Joaquin Bernas, S.J.:
for 'graft and corruption' and 'betrayal of public trust' to be grounds for
impeachment, their concrete manner of commission must be of the same severity
as 'treason' and 'bribery,' offenses that strike at the very heart of the life of the
nation. 6

A great deal of prudence should therefore be exercised not only to initiate but
also to proceed with impeachment. Otherwise, the time intended for legislative work
(the reason why the Senators and the Congressmen have been elected to the
legislature in the rst place) is shifted to the impeachment effort. Furthermore, since
the impeachable o cer accused is among the highest o cials of the land, it is not only
his reputation which is at stake but also the e cient performance of his governmental
functions. There is no denying that the economy suffered a serious blow during the
impeachment trial of former Joseph Estrada in 2001. Impeachment must therefore be
gravely re ected upon on account of its potentially destructive impact and
repercussions on the life of the nation.
Jurisdiction and Justiciability vs.
The Political Question Doctrine
The Court is vested power by the Constitution to rule on the constitutionality or
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legality of an act, even of a co-equal branch.
Article VIII, Section 4(2) of the Constitution states:
(2)All cases involving the constitutionality of a treaty, international or executive
agreement, or law, which shall be heard by the Supreme Court en banc, and
all other cases which under the Rules of Court are required to be heard en
banc, including those involving the constitutionality, application, or
operation of presidential decrees, proclamations, orders, instructions,
ordinances, and other regulations, shall be decided with the concurrence of
a majority of the Members who actually took part in the deliberations on
the issues in the case and voted thereon.

The Constitution is the basic and paramount law to which all laws, rules and
regulations must conform and to which all persons, including the highest officials of the
land, must defer. Any act con icting with the Constitution must be stricken down as all
must bow to the mandate of this law. Expediency is not allowed to sap its strength nor
greed for power permitted to debase its rectitude. Right or wrong, the Constitution
must be upheld as long as it has not been changed by the sovereign people lest its
disregard result in the usurpation of the majesty of law by the pretenders to illegitimate
power. 7
While it is the judiciary which sees to it that the constitutional distribution of
powers among the three departments of the government is respected and observed, by
no means does this mean that it is superior to the other departments. The correct view
is that, when the Court mediates to allocate constitutional boundaries or invalidates the
acts of a coordinate body, what it is upholding is not its own supremacy but the
supremacy of the Constitution. 8
The concept of the Constitution as the fundamental law, setting forth the
criterion for the validity of any public act, whether of the highest o cial or the lowest
functionary, is a cornerstone of our democratic system. This is the rule of law. The three
departments of government, each discharging the speci c functions with which it has
been entrusted, have no choice but to comply completely with it. Whatever limitations
are imposed must be observed to the letter. Congress, whether the enactment of
statutes or its internal rules of procedure, is not exempt from the restrictions on its
authority. And the Court should be ready — not to overpower or subdue — but simply to
remind the legislative or even the executive branch about what it can or cannot do under
the Constitution. The power of judicial review is a logical corollary of the supremacy of
the Constitution. It overrides any government measure that fails to live up to its
mandate. Thereby there is a recognition of its being the supreme law. 9
Article VIII, Section 1 of the Constitution provides:
The judicial power shall be vested in one Supreme Court and in such lower
courts as may be established by law. DcSTaC

Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
government.

Both the 1935 and the 1973 Constitutions did not have a similar provision with
this unique character and magnitude of application. This expanded provision was
introduced by Chief Justice Roberto C. Concepcion in the 1986 Constitutional
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Commission to preclude the Court from using the political question doctrine as a
means to avoid having to make decisions simply because they may be too
controversial, displeasing to the President or Congress, or inordinately unpopular. The
framers of the 1987 Constitution believed that the unrestricted use of the political
question doctrine allowed the Court during the Marcos years to conveniently steer clear
of issues involving con icts of governmental power or even cases where it could have
been forced to examine and strike down the exercise of authoritarian control.
Accordingly, with the needed amendment, the Court is now enjoined by its
mandate from refusing to invalidate an unauthorized assumption of power by invoking
the political question doctrine. Judicial inquiry today covers matters which the Court,
under previous Constitutions, would have normally left to the political departments to
decide. In the case of Bondoc vs. Pineda, 1 0 the Court stressed:
But where the political departments exceed the parameters of their
authority, then the Judiciary cannot simply bury its head ostrich-like in the sands
of political question doctrine.

In fact, even political questions do not prohibit the exercise of the power of
judicial review for we have already ruled that our responsibility to interpret the
Constitution takes primacy over the political question doctrine. In this connection, we
held in Coseteng vs. Mitra 1 1 that:
Even if the question were political in nature, it would still come within our
powers of review under the expanded jurisdiction conferred upon us by Article VIII,
Section 1, of the Constitution, which includes the authority to determine whether
grave abuse of discretion amounting to excess or lack of jurisdiction has been
committed by any branch or instrumentality of the government.

The Court is never concerned with policy matters which, without doubt, are within
the exclusive province of the political arms of government. The Court settles no policy
issues and declares only what the law is and not what the law ought to be. Under our
system of government, policy belongs to the domain of the political branches of
government and of the people themselves as the repository of all state power. 1 2
In the landmark case of Marbury vs. Madison, 1 3 penned by Chief Justice John
Marshall, the U.S. Supreme Court explained the concept of judicial power and justiciable
issues:
So if a law be in opposition to the Constitution; if both the law and the
Constitution apply to a particular case, so that the Court must either decide the
case conformably to the law, disregarding the Constitution; or conformably to the
Constitution, disregarding the law; the court must determine which of these
conflicting rules governs the case. This is of the very essence of judicial duty.

And on the importance of our duty to interpret the Constitution, Marbury was
emphatic:
Those, then, who controvert the principle that the constitution is to be
considered, in court, as a paramount law, are reduced to the necessity of
maintaining that the court must close their eyes on the constitution, and see only
the law. This doctrine would subvert the very foundation of all written
constitutions. It would declare that an act which, according to the principles and
theory of our government, is entirely void, is yet, in practice, completely obligatory.
It would declare that if the legislature shall do what is expressly forbidden, such
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act, notwithstanding the express prohibition, is in reality effectual. It would be
giving to the legislature a practical and real omnipotence, with the same breath
which professes to restrict their powers within narrow limits. It is prescribing limits
and declaring that those limits may be passed at pleasure. 1 4

The Court has the obligation to decide on the issues before us to preserve the
hierarchy of laws and to maintain the supremacy of the rule of the Constitution over the
rule of men. DHcSIT

In Calderon vs. Carale, 1 5 we held:


If the Legislature may declare what a law means, or what a speci c portion
of the Constitution means, especially after the courts have in actual case
ascertained its meaning by interpretation and applied it in a decision, this would
surely cause confusion and instability in judicial processes and court decisions.
Under such a system, a nal court determination of a case based on a judicial
interpretation of the law or of the Constitution may be undermined or even
annulled by a subsequent and different interpretation of the law or of the
Constitution by the Legislative department. That would be neither wise nor
desirable, besides being clearly violative of the fundamental principles of our
constitutional system of government, particularly those governing the separation
of powers.

Under the new de nition of judicial power embodied in Article VIII, Section 1,
courts of justice have not only the authority but also the duty to "settle actual
controversies involving rights which are legally demandable and enforceable" and "to
determine whether or not there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of the
government."
The Court can therefore, in certain situations provided in the Constitution itself,
inquire into the acts of Congress and the President, though with great hesitation and
prudence owing to mutual respect and comity. Among these situations, in so far as the
pending petitions are concerned, are (1) issues involving constitutionality and (2) grave
abuse of discretion amounting to lack of or excess of jurisdiction on the part of any
branch of the government. These are the strongest reasons for the Court to exercise its
jurisdiction over the pending cases before us.
Judicial Restraint or
Dereliction of Duty?
A side issue that has arisen with respect to this duty to resolve constitutional
issues is the propriety of assuming jurisdiction because "one of our own is involved."
Some quarters have opined that this Court ought to exercise judicial restraint for a host
of reasons, delicadeza included. According to them, since the Court's own Chief Justice
is involved, the Associate Justices should inhibit themselves to avoid any questions
regarding their impartiality and neutrality.
I disagree. The Court should not evade its duty to decide the pending petitions
because of its sworn responsibility as the guardian of the Constitution. To refuse
cognizance of the present petitions merely because they indirectly concern the Chief
Justice of this Court is to skirt the duty of dispensing fair and impartial justice.
Furthermore, refusing to assume jurisdiction under these circumstances will run afoul
of the great traditions of our democratic way of life and the very reason why this Court
exists in the first place.
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This is actually not the rst time the Court will decide an issue involving itself. In
the 1993 case of Philippine Judges Association vs. Prado, 1 6 we decided the
constitutionality of Section 35 of RA 7354 which withdrew the franking privilege of the
Supreme Court, the Court of Appeals, the Regional Trial Courts, the Metropolitan Trial
Courts, the Municipal Trial Courts and the Land Registration Commission and its
Registers of Deeds, along with certain other government o ces. The Court ruled on the
issue and found that the withdrawal was unconstitutional because it violated the equal
protection clause. The Court said:
The Supreme Court is itself affected by these measures and is thus an
interested party that should ordinarily not also be a judge at the same time. Under
our system of government, however, it cannot inhibit itself and must rule upon the
challenge, because no other o ce has the authority to do so . We shall therefore
act upon this matter not with o ciousness but in the discharge of an
unavoidable duty and, as always, with detachment and fairness.
xxx xxx xxx
We arrive at these conclusions with a full awareness of the criticism it is
certain to provoke. While ruling against the discrimination in this case, we may
ourselves be accused of similar discrimination through the exercise of our
ultimate power in our own favor. This is inevitable. Criticism of judicial conduct,
however undeserved, is a fact of life in the political system that we are prepared
to accept. As judges, we cannot even debate with our detractors. We can only
decide the cases before us as the law imposes on us the duty to be fair and our
own conscience gives us the light to be right (emphasis ours).
This Court has also ruled on the constitutionality of taxing the income of the
Supreme Court Justices. 1 7 The Court recognized that it was faced by a "vexing
challenge" since the issue affected all the members of the Court, including those who
were sitting there at that time. Yet it still decided the issue, reasoning that "adjudication
may not be declined because (a) [we] are not legally disquali ed; (b) jurisdiction may
not be renounced." Also, this Court had the occasion to rule on the constitutionality of
the presidential veto involving certain provisions of the General Appropriations Act of
1992 on the payment of adjusted pension of retired Supreme Court justices. 1 8
Thus, vexing or not, as long as the issues involved are constitutional, the Court
must resolve them for it to remain faithful to its role as the staunch champion and
vanguard of the Constitution. At the center stage in the present petitions is the
constitutionality of Rule V, Sections 16 and 17 of the Rules on Impeachment
Proceedings of the House of Representatives and, by implication, the second
impeachment complaint against Chief Justice Hilario G. Davide Jr. We have the legal
and moral obligation to resolve these constitutional issues, regardless of who is
involved. As pointed out by the eminent constitutionalist, Joaquin Bernas, S.J.,
jurisdiction is not mere power; it is a duty which, though vexatious, may not be
renounced. DEICHc

Constitutionality of Rule V Sections 16


and 17, and the Second Impeachment
Complaint/the Time-Bar Issue
Rule V, Section 16 of the Rules on Impeachment Proceedings of the House of
Representatives reads:
In cases where a Member of the House les a veri ed complaint of
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impeachment or a citizen les a veri ed complaint that is endorsed against an
impeachable o cer, impeachment proceedings against such o cial are deemed
initiated on the day the Committee on Justice nds that the veri ed complaint
and/or resolution against such o cial, as the case may be, is su cient in
substance or on the date the House votes to overturn or a rm the nding of the
said Committee that the veri ed complaint and/or resolution, as the case may be,
is not sufficient in substance.
In cases where a veri ed complaint or a resolution of impeachment is led
or endorsed, as the case may be, by at least one-third (1/3) of the Members of the
House, impeachment proceedings are deemed initiated at the time of the ling of
such verified complaint or resolution of impeachment with the Secretary General.

Section 17 of the same impeachment rules provides:


Within a period of one (1) year from the date impeachment proceedings
are deemed initiated as provided in Section 16 hereof, no impeachment
proceedings, as such, can be initiated against the same official.

On the other hand, Article XI, Section 3(5) of the Constitution states:
No impeachment proceedings should be initiated against the same o cial
more than once within a period of one year.

Simply stated, according to the rules of the House of Representatives,


impeachment proceedings are deemed initiated if there is a nding by the House
Committee on Justice that the veri ed complaint is su cient in substance; or once the
House itself a rms or overturns the nding of the Committee on Justice; or by the
ling or endorsement before the Secretary General of the House of Representatives of
a veri ed complaint or a resolution of impeachment by at least one-third of the
Members of the House.
The aforesaid rules of impeachment of the House of Representatives proceed
from its rule-making power on impeachment granted by the Constitution:
The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section. 1 9

The foregoing provision was provided for in the Constitution in the light of the
exclusive power of the House of Representatives to initiate all cases of impeachment
pursuant to Article XI, Section 3(1) of the said Constitution. But this exclusive power
pertaining to the House of Representatives is subject to the limitations that no
impeachment proceedings shall be initiated against the same o cial more than once
within a period of one year under Section 3(5) of the same Article XI.
In the light of these provisions, were there two impeachment complaints 2 0
lodged against the Chief Justice within a period of one year? Considering the House of
Representatives' own interpretation of Article XI, Section 3(5) of the Constitution and
the diametrically opposite stand of petitioners thereon, it becomes imperative for us to
interpret these constitutional provisions, even to the extent of declaring the legislative
act as invalid if it contravenes the fundamental law.
Article XI, Section 3(5) is explicit that no impeachment proceedings shall be
initiated against the same o cial more than once within a period of one year. The
question is: when are impeachment proceedings deemed initiated? TEacSA

In Gold Greek Mining Corporation vs. Rodriguez 2 1 , the Court ruled that the intent
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of the framers of the organic law and the people adopting it is a basic premise. Intent is
the vital part, the heart, the soul and essence of the law and the guiding star in the
interpretation thereof. 2 2 What it says, according to the text of the provision to be
construed, compels acceptance and negates the power of the Court to alter it, based
on the postulate that the framers and the people mean what they say. 2 3
The initial proposal in the 1986 Constitutional Commission read:
A vote of at least one-third of all the Members of the House shall be
necessary either to initiate impeachment proceedings, or to a rm a resolution of
impeachment proceedings, or to a rm a resolution of impeachment by the
committee or override its contrary resolution. The vote of each Member shall be
recorded.

However, Commissioner Regalado Maambong 24 proposed the amendment which is


now the existing provision:

A vote of at least one-third of all the Members of the House shall be


necessary either to a rm a resolution of the articles of impeachment of the
committee or to override its contrary resolution. The vote of each member shall be
recorded.

Notably, Commissioner Maambong's proposal eliminated the clause "[a vote of


at least one-third of all the Members of the House shall be necessary either] to initiate
impeachment proceedings." His point was that, pursuant to the rules and practice of
the House of Representatives of the United States, impeachment is not "initiated" by the
vote of the House but by the ling of the complaint. Commissioner Maambong's
amendment and explanation were approved by the Constitutional Commission without
objection. No clearer authority exists on the meaning and intention of the framers of the
Constitution.
The issuance of an interpretative rule, embodied in Rule V, Section 16 of the Rules
on Impeachment Proceedings of the House of Representatives, vis-Ã -vis a self-
executing provision of the Constitution, has therefore no basis, at least with respect to
the term "initiate." A careful reading of Article XI, Section 3(5) of the Constitution shows
absolutely no necessity for an interpretative rule. The wording of the constitutional
provision is so unequivocal and crystal-clear that it only calls for application and not
interpretation.
I acknowledge that Article XI, Section 3(8) of the Constitution provides that the
Congress shall promulgate its rules on impeachment. This is correct — provided such
rules do not violate the Constitution.
Judicial Review of Congress'
Power to Make its Rules
Article XI, Section 3(1) of the Constitution provides:
The House of Representatives shall have the exclusive power to initiate all
cases of impeachment.

It is argued that because the Constitution uses the word "exclusive," such power
of Congress is beyond the scope of judicial inquiry. Impeachment proceedings are
supposedly matters particularly and undividedly assigned to a co-equal and coordinate
branch of government.
It must be recalled, however, that the President of the Republic of the Philippines
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under Article VII, Section 18 of the Constitution has the sole and exclusive power to
declare martial law. Yet such power is still subject to judicial review:
The President shall be the Commander-in-Chief of all armed forces of the
Philippines and whenever it becomes necessary, he may call out such armed
forces to prevent or suppress lawless violence, invasion or rebellion. In case of
invasion or rebellion, when the public safety requires it, he may, for a period not
exceeding sixty days, suspend the privilege of the writ of habeas corpus or place
the Philippines or any part thereof under martial law. Within forty-eight hours from
the proclamation of martial law or the suspension of the privilege of the writ of
habeas corpus, the President shall submit a report in person or in writing to the
Congress. The Congress, voting jointly, by a vote of at least a majority of all its
Members in regular or special session, may revoke such proclamation or
suspension, which revocation shall not be set aside by the President. Upon the
initiative of the President, the Congress may, in the same manner, extend such
proclamation or suspension for a period to be determined by the Congress, if the
invasion or rebellion shall persist and public safety requires it.
IEAacS

The Supreme Court may review, in an appropriate proceeding led by any


citizen, the su ciency of the factual bases of the proclamation of martial law or
the suspension of the privilege of the writ or the extension thereof, and must
promulgate its decision hereon within thirty days from its filing.
Furthermore, in Bondoc vs. Pineda, we assumed jurisdiction despite the fact that
the electoral tribunal concerned was the "sole" judge of contests relating to elections,
returns and qualifications of its members:
Since "a constitutional grant of authority is not usually unrestricted,
limitations being provided for as to what may be done and how it is to be
accomplished, necessarily then, it becomes the responsibility of the courts to
ascertain whether the two coordinate branches have adhered to the mandate of
the fundamental law. The question thus posed is judicial rather than political. The
duty remains to assure that the supremacy of the Constitution is upheld." That
duty is a part of the judicial power vested in the courts by an express grant under
Section 1, Article VIII of the 1987 Constitution of the Philippines which de nes
judicial power as both authority and duty of the courts "to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentalities of
the Government.
The power and duty of the courts to nullify, in appropriate cases, the
actions of the executive and legislative branches of the Government does not
mean that the courts are superior to the President and the Legislature. It does
mean though that the judiciary may not shirk "the irksome task" of inquiring into
the constitutionality and legality of legislative or executive action when a
justiciable controversy is brought before the courts by someone who has been
aggrieved or prejudiced by such person, as in this case. It is — "a plain exercise of
the judicial power, that power vested in courts to enable them to administer
justice according to the law . . . It is simply a necessary concomitant of the power
to hear and dispose of a case or controversy properly before the court, to the
determination of which must be brought the test and measure of the law. 2 5

Thus, in the words of author Bernas, the words "exclusive" or "sole" in the
Constitution should not be interpreted as "driving away the Supreme Court," that is,
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prohibiting it from exercising its power of judicial review when necessary.
The House of Representatives may thus have the "exclusive" power to initiate
impeachment cases but it has no exclusive power to expand the scope and meaning of
the law in contravention of the Constitution.
While this Court cannot substitute its judgment for that of the House of
Representatives, it may look into the question of whether such exercise has been made
with grave abuse of discretion. A showing that plenary power is granted either
department of government may not be an obstacle to judicial inquiry for the
improvident exercise or abuse thereof may give rise to a justiciable controversy. 2 6
The judiciary is deemed by most legal scholars as the weakest of the three
departments of government. It is its power of judicial review that restores the
equilibrium. In other words, while the executive and the legislative departments may
have been wittingly or unwittingly made more powerful than the judiciary, the latter has,
however, been given the power to check or rein in the unauthorized exercise of power
by the other two.
Congress' Impeachment Power and
Power of the Purse vis-Ã -vis the
Powers of the Commission on Audit (COA)
and the Judiciary's Fiscal Autonomy
One of the issues against the Chief Justice in the second impeachment
complaint is the wisdom and legality of the allocation and utilization of the Judiciary
Development Fund (JDF). We take judicial notice of the deluge of public discussions on
this matter.
The second impeachment complaint charges the Chief Justice with alleged
unlawful underpayment of the cost of living allowances of members and personnel of
the judiciary and the unlawful disbursement of the JDF for certain infrastructure
projects and acquisition of motor vehicles. DCSTAH

The JDF was established by PD 1949 in 1984. As stated in its preliminary clause,
it was enacted to maintain the independence of the judiciary, review and upgrade the
economic conditions of the members and personnel thereof, preserve and enhance its
independence at all times and safeguard the integrity of its members, and authorize it,
in the discharge of its functions and duties, to generate its own funds and resources to
help augment its budgetary requirements and ensure the uplift of its members and
personnel.
It is of public record that, while the judiciary is one of the three co-equal branches
of government, it has consistently received less than 1% of the total annual
appropriation of the entire bureaucracy.
As authorized by PD 1949, the judiciary augments its budgetary requirements
through the JDF, which is in turn derived from, among others, the marginal increases in
legal fees since 1984.
Section 1 of PD 1949 imposes the following percentage limits on the use of the
JDF:
"That at least eighty percent (80%) of the Fund shall be used for cost of
living allowances, and not more than twenty percent (20%) of the said Fund shall
be used for o ce equipment and facilities of the Courts located where the legal
fees are collected; Provided, further, That said allowances of the members and
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personnel of the Judiciary shall be distributed in proportion of their basic salaries;
and, Provided, nally, That bigger allowances may be granted to those receiving a
basic salary of less than P1,000.00 a month.

Section 2 thereof grants to the Chief Justice the sole and exclusive power to
authorize disbursements and expenditures of the JDF:
SECTION 2.The Chief Justice of the Supreme Court shall administer and
allocate the Fund and shall have the sole exclusive power and duty to approve
and authorize disbursements and expenditures of the Fund in accordance with
the guidelines set in this Decree and its implementing rules and regulations.
(Emphasis supplied).

Section 3 of the same law empowers the Commission on Audit (COA) to make a
quarterly audit of the JDF:
SECTION 3.The amounts accruing to the Fund shall be deposited by the
Chief Justice or his duly authorized representative in an authorized government
depository bank or private bank owned or controlled by the Government, and the
income or interest earned shall likewise form part of the Fund. The Commission
on Audit through the Auditor of the Supreme Court or his duly authorized
representative shall quarterly audit the receipts, revenues, uses, disbursements
and expenditures of the Fund, and shall submit the appropriate report in writing to
the Chairman of the Commission on Audit and to the Chief Justice of the
Supreme Court, copy furnished the Presiding Appellate Justice of the Intermediate
Appellate Court and all Executive Judges. (Emphasis supplied).

It is clear from PD 1949 that it is the COA, not Congress, that has the power to
audit the disbursements of the JDF and determine if the same comply with the 80-20
ratio set by the law.
In the course of the House Committee on Justice's investigation on the rst
impeachment complaint, the COA submitted to the said body a copy of its audit report,
together with pertinent supporting documents, that the JDF was used and allocated
strictly in accordance with PD 1949.
Because some congressmen disagreed with the COA report clearing the Chief
Justice of any illegality or irregularity in the use and disbursement of the JDF, a second
impeachment complaint was filed charging him with alleged "misuse of the JDF." At this
point, the question foremost in my mind is: what would be the basis of such charges if
the COA itself already cleared the Chief Justice?
Aside from its statutory power under PD 1949 to audit the JDF, the COA alone
has the constitutional power to audit and investigate all nancial accounts of the
government, including the JDF. aTHASC

Article IX (D), Section 2 (1) and (2) of the Constitution empowers and obligates
the COA as follows:
Sec. 2.(1) The Commission on Audit shall have the power, authority, and
duty to examine, audit, and settle all accounts pertaining to the revenue and
receipts of, and expenditures or uses of funds and property, owned or held in trust
by, or pertaining to, the Government , or any of its subdivisions, agencies, or
instrumentalities, including government-owned and controlled corporations with
original charters, and on a post-audit basis: (a) constitutional bodies,
commissions and o ces that have been granted scal autonomy under this
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Constitution; (b) autonomous state colleges and universities; (c) other
government-owned or controlled corporations and their subsidiaries; and (d) such
non-governmental entities receiving subsidy or equity, directly or indirectly, from
or through the Government, which are required by law or the granting institution to
submit such audit as a condition of subsidy or equity. However, where the internal
control system of the audited agencies is inadequate, the Commission may adopt
such measures, including temporary or special pre-audit, as are necessary and
appropriate to correct the de ciencies. Preserve the vouchers and other
supporting papers pertaining thereto.
(2)The Commission shall have exclusive authority, subject to the
limitations in this Article to de ne the scope of its audit examination, establish
the techniques and methods required therefore, and promulgate accounting and
auditing rules and regulations, including those for the prevention and
disallowance of irregular, unnecessary, excessive, extravagant, or unconscionable
expenditures, or uses of government funds and properties.

Under the foregoing provisions, the COA alone has broad powers to examine and
audit all forms of government revenues, examine and audit all forms of government
expenditures, settle government accounts, de ne the scope and techniques for its own
auditing procedures, promulgate accounting and auditing rules "including those for the
prevention and disallowance of irregular, unnecessary, excessive, extravagant, or
unconscionable expenditures," decide administrative cases involving expenditure of
public funds, and to conduct post-audit authority over "constitutional bodies,
commissions and o ces that have been granted scal autonomy under this
Constitution." The provision on post-audit recognizes that there are certain government
institutions whose operations might be hampered by pre-audit requirements.
Admittedly, Congress is vested with the tremendous power of the purse,
traditionally recognized in the constitutional provision that "no money shall be paid out
of the Treasury except in pursuance of an appropriation made by law." 2 7 It
comprehends both the power to generate money by taxation (the power to tax) and the
power to spend it (the power to appropriate). The power to appropriate carries with it
the power to specify the amount that may be spent and the purpose for which it may be
spent. 2 8
Congress' power of the purse, however, can neither traverse on nor diminish the
constitutional power of the COA to audit government revenues and expenditures.
Notably, even the expenditures of Congress itself are subject to review by the
COA under Article VI, Section 20 of the Constitution:
Sec. 20.The records and books of accounts of the Congress shall be
preserved and be open to the public in accordance with law, and such books shall
be audited by the Commission on Audit which shall publish annually an itemized
list of amounts paid to and expense incurred for each member. (Emphasis
supplied).

The COA's exclusive and comprehensive audit power cannot be impaired even by
legislation because of the constitutional provision that no law shall be passed
exempting any entity of the government or its subsidiary or any investment of public
funds from COA jurisdiction. 2 9
Neither can Congress dictate on the audit procedures to be followed by the COA
under Article IX (D), Section 2 (2).
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In sum, after Congress exercises its power to raise revenues and appropriate
funds, the power to determine whether the money has been spent for the purpose for
which it is allocated now belongs to the COA. Stated otherwise, it is only through the
COA that the people can verify whether their money has been properly spent or not. 3 0
As it is a basic postulate that no one is above the law, Congress, despite its
tremendous power of the purse, should respect and uphold the judiciary's scal
autonomy and the COA's exclusive power to audit it under the Constitution. DcHSEa

Not only is Congress precluded from usurping the COA's power to audit the JDF,
Congress is also bound to respect the wisdom of the judiciary in disbursing it. It is for
this precise reason that, to strengthen the doctrine of separation of powers and judicial
independence, Article VIII, Section 3 of the Constitution accords scal autonomy to the
judiciary:
Sec. 3.The Judiciary shall enjoy scal autonomy. Appropriations for the
Judiciary may not be reduced by the legislature below the amount appropriated
for the previous year and, after approval, shall be automatically and regularly
released.

I n Bengzon vs. Drilon, 31 we explained the constitutional concept of scal


autonomy:
As envisioned in the Constitution, the scal autonomy enjoyed by the
Judiciary,. . . contemplates a guarantee of full exibility to allocate and utilize [its]
resources with the wisdom and dispatch that [its] needs require. It recognizes the
power and authority to levy, assess and collect fees, x rates of compensation
not exceeding the highest rates authorized by law for compensation and pay
plans of the government and allocate and disburse such sums as may be
provided by law or prescribed by them in the course of the discharge of their
function.

Fiscal autonomy means freedom from outside control. If the Supreme


Court says it needs 100 typewriters but DBM rules we need only 10 typewriters
and sends its recommendation to Congress without even informing us, the
autonomy given by the Constitution becomes an empty and illusory platitude.
The Judiciary. . . must have the independence and exibility needed in the
discharge of [its] constitutional duties. The imposition of restrictions and
constraints on the manner the independent constitutional o ces allocate and
utilize the funds appropriated for their operations is anathema to scal autonomy
and violative not only of the express mandate of the Constitution but especially
as regards the Supreme Court, of the independence and separation of powers
upon which the entire fabric of our constitutional system is based. In the interest
of comity and cooperation, the Supreme Court, Constitutional Commissions and
the Ombudsman have so far limited their objections to constant reminders. We
now agree with the petitioners that this grant of autonomy should cease to be a
meaningless provision.
In the case at bar, the veto of these speci c provisions in the General
Appropriations Act is tantamount to dictating to the Judiciary how its funds
should be utilized, which is clearly repugnant to scal autonomy. The freedom of
the Chief Justice to make adjustments in the utilization of the funds appropriated
for the expenditures of the judiciary, including the use of any savings from any
particular item to cover de cits or shortages in other items of the judiciary is
withheld. Pursuant to the Constitutional mandate, the judiciary must enjoy
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freedom in the disposition of the funds allocated to it in the appropriation law.

In essence, scal autonomy entails freedom from outside control and limitations,
other than those provided by law. It is the freedom to allocate and utilize funds granted
by law, in accordance with law and pursuant to the wisdom and dispatch its needs may
require from time to time.
Wherefore, I vote to grant the petitions (1) for this Court to exercise its
jurisdiction and power of judicial review immediately; (2) to declare Rule V, Sections 16
and 17 of the Rules on Impeachment Proceedings of the House of Representatives
unconstitutional and (3) to declare the second impeachment complaint led pursuant
to such rules to be likewise unconstitutional.

CALLEJO, SR. , J .:

I concur with modi cations with the encompassing ponencia of Justice Conchita
Carpio-Morales. However, I nd it imperative to submit this separate opinion to set
forth some postulates on some of the cogent issues.
Briefly, the factual antecedents are as follows:
On June 2, 2003, a veri ed impeachment complaint was led with the O ce of
the Secretary General of the House of Representatives by former President Joseph E.
Estrada against Chief Justice Hilario G. Davide, Jr. and seven (7) other associate
justices of the Court for violation of the Constitution, betrayal of public trust and
committing high crimes. The complaint was referred to the Speaker of the House, who
had the same included in the Order of Business. Thereafter, the complaint was referred
to the Committee on Justice and Human Rights.
On October 13, 2003, the House Committee on Justice included the rst
impeachment complaint in its order of business. The Committee voted that the
complaint was su cient in form. However, on October 22, 2003, the said House
Committee dismissed the rst impeachment complaint for insu ciency of substance.
The same Committee has not yet transmitted its report to the plenary.
The following day, or on October 23, 2003, a veri ed impeachment complaint
was led with the O ce of the Secretary General of the House by the complainants,
Representatives Gilberto C. Teodoro, First District, Tarlac, and Felix William D.
Fuentebella, Third District, Camarines Sur, against Chief Justice Hilario G. Davide, Jr., for
graft and corruption, betrayal of public trust, culpable violation of the Constitution and
failure to maintain good behavior while in o ce. Attached to the second impeachment
complaint was a Resolution of Endorsement/Impeachment signed by at least one-third
(1/3) of all the members of the House of Representatives.
On October 24, 2003, the Majority and Minority Leaders of the House of
Representatives transmitted to the Executive Director, Plenary Affairs Division of the
House of Representatives, the aforesaid Veri ed Impeachment Complaint and
Resolution of Endorsement for its inclusion in the Order of Business, and for the
endorsement of the House to the Senate within three days from its inclusion pursuant
to Section 15, Rule IV of the 2001 Rules of Procedure on Impeachment Proceedings.
The Impeachment Complaint and Resolution of Endorsement were included in the
business of the House of Representatives at 2:00 p.m. of October 28, 2003. However,
the matter of the transmittal of the Complaint of Impeachment was not resolved
because the session was adjourned, to resume at 4:00 p.m. on November 10, 2003.
On October 27, 2003, Ernesto B. Francisco, Jr. led his petition for certiorari and
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prohibition for the nulli cation of the October 23, 2003 Impeachment Complaint with a
plea for injunctive relief. The Integrated Bar of the Philippines led a similar petition for
the nulli cation of Sections 16 and 17 of Rule V of the 2001 House Rules of Procedure
in Impeachment Proceedings. The petitioners Congressmen in G.R. No. 160295 also
manifested to the Court and prayed during the hearing on November 6, 2003 that Rule V
of the 2001 Rules of Procedure on Impeachment Proceedings be declared
unconstitutional. Similar petitions were also filed with the Court by other parties against
the same Respondents with the Court.
In their Manifestation, Respondents Speaker of the House, et al., urged the Court
to dismiss the petitions on the ground that the Court has no jurisdiction over the
subject matter of the petition and the issues raised therein. They assert that the Court
cannot prohibit or enjoin the House of Representatives, an independent and co-equal
branch of the government, from performing its constitutionally mandated duty to
initiate impeachment cases. They submit that the impeachment proceedings in the
House is "nonjusticiable," falling within the category of "political questions," and,
therefore, beyond the reach of this Court to rule upon. They counter that the October 23,
2003 Complaint was the rst complaint for Impeachment led against Chief Justice
Hilario G. Davide, Jr., the complaint for Impeachment led by former President Joseph
Ejercito Estrada having been deemed uninitiated. In its Manifestation to the Court, the
respondent Senate of the Philippines asserts that: (a) the petitions are premature
because the Articles of Impeachment have yet to be transmitted to the Senate by the
House of Representatives; and (b) the issues raised in the petition pertain exclusively to
the proceedings in the House of Representatives.
In his Comment on the petitions, Respondent-Intervenor Senator Aquilino Q.
Pimentel, Jr. contends that the Court has no jurisdiction to resolve the legality of the
October 23, 2003 Complaint/Articles of Impeachment, as the said issue involves a
political question, the resolution of which is beyond the jurisdiction of the Court. It is the
Senate, sitting as an Impeachment Court, that is competent to resolve the issue of
whether the Complaint of Impeachment led on October 23, 2003 was led within the
one year time-bar. The Senate, sitting as an impeachment tribunal as sole power to try
and decide an impeachment case, is according to the Senator, beyond the reach of the
Court to decide.
The threshold issues raised by the parties may be synthesized, thus: (a) whether
the Petitioners have locus standi; (b) whether the Court has jurisdiction over the subject
matter of the petitions and of the issues; (c) if in the a rmative, whether the petitions
are premature; (d) whether judicial restraint should be exercised by the Court; (e)
whether Sections 16 and 17 of Rule V of the House Rules of Procedure in Impeachment
Cases are unconstitutional; and (f) whether the October 23, 2003 Complaint of
Impeachment against the Chief Justice is time-barred.
On the Issue of Locus Standi of the Petitioners

I am in full accord with the ratiocinations of the ponente.


The Court Has Jurisdiction over The Respondents and the Subject Matter of the
Petitions

In their Special Appearance and/or Manifestation, Respondents Speaker Jose de


Venecia, et al. assert that the Court has no jurisdiction over the subject matter of the
petitions and that it has no jurisdiction to bar, enjoin and prohibit the Respondent
House of Representatives at any time from performing its constitutional mandate to
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initiate impeachment cases and to enjoin the Senate from trying the same. The
Respondents contend that under Section 3 (1), Article VI of the Constitution, the House
of Representatives shall have the exclusive power to initiate all cases of impeachment.
For his part, the Respondent Intervenor Senator Aquilino Q. Pimentel, Jr. avers that
under Section 6, Article XI of the Constitution, the Senate shall have the sole power to
try and decide all cases of impeachment and the Court is bereft of jurisdiction to
interfere in the trial and decision of the complaint against the Chief Justice. The
Respondents cite the ruling of the United States Supreme Court in Walter Nixon v.
United States. 2 The Respondent Speaker Jose de Venecia, et al., also cited the
Commentary of Michael Gerhart on the said ruling of the United States Supreme Court
that even in a case involving a violation of explicit constitutional restraint, judicial
intervention would undermine impeachment effectiveness as a check on the executive,
and would constitute judicial abuse of power; and that the judicial involvement in
impeachment proceedings even if only for purposes of judicial review is
counterintuitive because it would eviscerate the important constitutional check placed
on the judiciary by the Framers. It is also contended that opening the door of judicial
review to the procedures used by the Senate in trying impeachments would expose the
political life of the country to months, or perhaps years of chaos. Furthermore, it is
averred that judicial review of the Senate's trial would introduce the same risks of bias
as would participation in the trial itself.
I find the contentions of the Respondents to be without merit.
By the jurisdiction of the Court over the subject matter is meant the nature of the
cause of action and of the relief sought. This is conferred by the sovereign authority
which organizes the court, and is to be sought for in the general nature of its powers, or
in authority specially conferred. 3 It is axiomatic that jurisdiction is conferred by the
Constitution and by the laws in force at the time of the commencement of the action. 4
In the petitions at bar, as can be gleaned from the averments therein, the
petitioners sought the issuance of the writs of certiorari, prohibition and injunction
against the Respondents, on their claim that the Respondent House of Representatives
violated Section 3(5), Article XI of the Constitution when it approved and promulgated
on November 28, 2001 Sections 16 and 17, Rule V of the 2001 House Rules of
Procedure in Impeachment Proceedings.
The Petitioners also averred in their petitions that the initiation by the
Respondents Congressmen Gilbert C. Teodoro and Felix William D. Fuentebella of the
impeachment case against Chief Justice Hilario G. Davide, Jr. on October 23, 2003 via a
complaint for impeachment led is barred by the one-year time line under Section 3(5),
Article XI of the Constitution.
They further assert that the Respondent House of Representatives committed a
grave abuse of its discretion amounting to lack or excess of jurisdiction in giving due
course to the October 23, 2003 Complaint of Impeachment and in insisting on
transmitting the same to the Respondent Senate.
Under Section 1, Article VIII of the Constitution, "judicial power is vested in the
Supreme Court and in such lower courts as may be established by law. The judicial
power of the Court includes the power to settle controversies involving rights which are
legally demandable and enforceable, and to determine whether or not there has been a
grave abuse of discretion amounting to lack or excess of jurisdiction on the part of any
branch or instrumentality of the Government." In Estrada v. Desierto, 5 this Court held
that with the new provision in the Constitution, courts are given a greater prerogative to
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determine what it can do to prevent grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of government. The
Constitution is the supreme law on all governmental agencies, including the House of
Representatives and the Senate.
Under Section 4(2), Article VIII of the Constitution, the Supreme Court is vested
with jurisdiction over cases involving the constitutionality, application and operation of
government rules and regulations, including the constitutionality, application and
operation of rules of the House of Representatives, as well as the Senate. 6 It is
competent and proper for the Court to consider whether the proceedings in Congress
are in conformity with the Constitution and the law because living under the
Constitution, no branch or department of the government is supreme; and it is the duty
of the judiciary to determine cases regularly brought before them, whether the powers
of any branch of the government and even those of the legislative enactment of laws
and rules have been exercised in conformity with the Constitution; and if they have not,
to treat their acts as null and void. 7 Under Section 5, Article VIII of the Constitution, the
Court has exclusive jurisdiction over petitions for certiorari and prohibition. The House
of Representatives may have the sole power to initiate impeachment cases, and the
Senate the sole power to try and decide the said cases, but the exercise of such powers
must be in conformity with and not in derogation of the Constitution.
The Respondents cannot nd refuge in the ruling of the United States Supreme
Court in Walter Nixon v. United States 8 because the United States Constitution does
not contain any provision akin to that in Paragraph 1, Article VIII of the Constitution. The
Nixon case involved the issue of whether Senate Rule XI violated Impeachment Trial
Clause Articles 1, 3, cl. 6, which provides that the Senate shall have the power to try all
impeachment cases. The subject matter in the instant petitions involve the
constitutionality of Sections 16 and 17, Rule V of the 2001 House Rules of Procedures
in Impeachment Proceedings and the issue of whether the October 23, 2003 Complaint
of Impeachment is time-barred under Section 3(5), Article XI of the Constitution.
Besides, unlike in the instant petitions, the U.S. Supreme Court ruled in Nixon that "there
is no separate provision of the Constitution that could be defeated by allowing the
Senate nal authority to determine the meaning of the word 'try' in the Impeachment
Trial Clause." The Court went on to emphasize that:
We agree with Nixon that [506 U.S. 224, 238] courts possess power to
review either legislative or executive action that transgresses identi able textual
limits. As we have made clear, "whether the action of [either the Legislative or
Executive Branch] exceeds whatever authority has been committed is itself a
delicate exercise in constitutional interpretation, and is a responsibility of this
Court as ultimate interpreter of the Constitution."

The Court has jurisdiction over the issues

The issue of whether or not this Court has jurisdiction over the issues has
reference to the question of whether the issues are justiciable, more speci cally
whether the issues involve political questions. The resolution of the issues involves the
construction of the word "initiate." This, in turn, involves an interpretation of Section
3(5), Article XI of the Constitution, in relation to Sections 3(1) and 3(2) thereof, which
read:
Sec. 3.(1)The House of Representatives shall have the exclusive power to
initiate all cases of impeachment.
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(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing and by a majority vote of all its Members,
shall submit its report to the House within sixty session days from such referral,
together with the corresponding resolution. The resolution shall be calendared for
consideration by the House within ten session days from receipt thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.

The construction of the word "initiate" is determinative of the resolution of the


issues of whether Sections 16 and 17, Rule V of the 2001 House Rules of Procedure in
Impeachment Proceedings violated Section 3(5), Article XI of the Constitution or not;
and whether the October 23, 2003 Complaint of Impeachment is a violation of the
proscription in Section 3(5), Article XI of the Constitution against impeachment
proceedings being initiated against the same Respondent more than once within a
period of one year. The issue as to the construction of Rule V of the 2001 House Rules
of Procedure affects a person other than the Members of the House of
Representatives, namely, Chief Justice Hilario G. Davide, Jr. These questions are of
necessity within the jurisdiction of the Court to resolve. As Justice Brandeis said in
United States v. George Otis Smith, 9 as to the construction to be given to the rules
affecting persons other than members of the Senate, the question presented is of
necessity a judicial one. In Santiago v. Sandiganbayan, 1 0 this Court held that it is an
impairment or a clear disregard of a speci c constitutional precept or provision that
can unbolt the steel door for judicial intervention. In Integrated Bar of the Philippines v.
Zamora, 1 1 this Court held that when the grant of power is quali ed, conditional or are
subject to limitations, the issue of whether the proscribed limitations have been met or
the limitations respected, is justiciable — the problem being one of legality or validity,
not its wisdom. Moreover, the jurisdiction to determine constitutional boundaries has
been given to this Court. Even in Nixon v. United States, 1 2 the Supreme Court of the
United States held that whether the action of the Legislative exceeds whatever authority
has been committed is itself a delicate exercise in constitutional interpretation, and is
the responsibility of the Supreme Court as the ultimate interpreter of the Constitution.
On the prematurity of the petition and the need for Judicial Restraint

There is no doubt that the petitions at bar were seasonably led against the
respondents Speaker Jose de Venecia and his co-respondents. In Aquilino Pimentel Jr.
v. Aguirre, 1 3 this Court ruled that upon the mere enactment of the questioned law or the
approval of the challenged action, the dispute is said to have ripened into a judicial
controversy even without any other overt act. Indeed, even a singular violation of the
Constitution and/or the law is enough to awaken judicial duty. In this case, the
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respondents had approved and implemented Sections 16 and 17, Rule V of the 2001 of
the Rules of Procedure, etc. and had taken cognizance of and acted on the October 23,
2003 complaint of impeachment; the respondents are bent on transmitting the same to
the respondent Senate. Inscrutably, therefore, the petitions at bar were seasonably led
against said respondents. However, I agree with the respondent Senate that the
petitions were premature, the issues before the Court being those that relate solely to
the proceedings in the House of Representatives before the complaint of impeachment
is transmitted by the House of Representatives to the Senate.
On the issue of judicial self-restraint, Amici Curiae Dean Raul Pangalangan and
Dean Paci co Agabin presented two variant aspects: Dean Raul Pangalangan suggests
that the Court orders a suspension of the proceedings in this Court and allow the
complainants to withdraw their complaints and the House of Representatives to rectify
Rule V of the 2001 House Rules of Procedure. Dean Paci co Agabin suggests that the
Court deny due course and dismiss the petitions to enable the Senate to resolve the
issues in the instant cases. Their proposals prescind from the duty of the Court under
Section 1, Article VIII of the Constitution to resolve the issues in these cases. The
suggestions of the amici curiae relate to the principles of exhaustion of administrative
remedies and the doctrine of primary jurisdiction.
I find the suggestions of the amici curiae unacceptable.
First. The complainants and the endorsers of their complaint and even the House
of Representatives through the Respondent Speaker Jose de Venecia are bent on
transmitting the impeachment complaint to the Senate without delay.
Second. The courts should take cognizance of and resolve an action involving
issues within the competence of a tribunal of special competence without the need of
the latter having to resolve such issue where, as in this case, Respondent Speaker Jose
de Venecia and his co-respondents acted with grave abuse of discretion, arbitrariness
and capriciousness is manifest. 1 4
Third. The issue of whether or not the October 23, 2003 complaint of
impeachment is time-barred is not the only issue raised in the petitions at bar. As
important, if not more important than the said issue, is the constitutionality of Sections
16 and 17, Rule V of the 2001 House Rules of Procedure. In fact, the resolution of the
question of whether or not the October 23, 2003 complaint for impeachment is time-
barred is anchored on and is inextricably interrelated to the resolution of this issue.
Furthermore, the construction by the Court of the word "initiate" in Sections 3(1) and (5)
in relation to Section 3(3), Article XI of the Constitution is decisive of both issues.
Fourth. The Senate has no jurisdiction to resolve the issue of the constitutionality
of Sections 16 and 17, Rule V of the 2001 House Rules of Procedure, in the same
manner that the House of Representatives has no jurisdiction to rule on the
constitutionality of the Impeachment Rules of the Senate. The Senate and the House of
Representatives are co-equal. I share the view of Justice Isagani Cruz in his concurring
opinion in Fernandez v. Torres 1 5 that an unconstitutional measure should be slain on
sight. An illegal act should not be reprieved by procedural impediments to delay its
inevitable annulment. If the Court resolves the constitutionality of Rule V of the 2001
Rules of Procedure, and leaves the issue of whether the October 23, 2003 Complaint of
Impeachment to be resolved by the Senate, this will promote multiplicity of suits and
may give rise to the possibility that the Court and the Senate would reach con icting
decisions. Besides, in Daza v. Singson 1 6 this Court held that the transcendental
importance to the public, strong reasons of public policy, as well as the character of the
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situation that confronts the nation and polarizes the people are exceptional
circumstances demanding the prompt and de nite resolution of the issues raised
before the Court.
Fifth. The doctrine of primary jurisdiction comes into play in the Senate only upon
the transmittal of the impeachment complaint to it.
Sixth. The resolution of whether the October 23, 2003 Complaint of
Impeachment is time-barred does not require the application of a special skill or
technical expertise on the part of the Senate.
Sections 16 and 17, Rule V of the 2001 Rules of Procedure, etc. is unconstitutional

The October 23, 2003 Complaint of impeachment is time-barred

The petitioners contend that Sections 16 and 17, Rule V of the 2001 House Rules
of Procedure construing Section 3(5), Article XI is unconstitutional. Respondent
Speaker Jose G. de Venecia and his co-respondents contend that the June 2, 2003
Complaint for Impeachment led by former President Joseph E. Estrada against Chief
Justice Hilario Davide, Jr., and seven other Justices of the Supreme Court "did not reach
rst base and was never initiated by the House of Representatives, and, in fact, the
committee report has yet to be led and acted upon by the House of Representatives."
The respondents further assert that the only complaint for impeachment o cially
initiated by the House of Representatives is the October 23, 2003 Complaint led by
Congressmen Gilberto Teodoro and Felix William Fuentebella. The respondents nally
contend that their interpretation of Rule V of the 2001 Rules of Procedure in relation to
Sections 3(4) and 3(5), Article XI of the Constitution is the only rational and reasonable
interpretation that can be given, otherwise, the extraordinary remedy of impeachment
will never be effectively carried out because impeachable o cials can conveniently
allow or manipulate the ling of bogus complaints against them every year to foreclose
this remedy. The respondents cite the commentary of Fr. Joaquin Bernas, one of the
amici curiae of the Court in his book, "The 1987 Constitution of the Republic of the
Philippines, A Commentary, 1996 ed., p. 1989."
The submissions of the respondents do not hold water.
Section 3, Article XI of the Constitution reads:
SECTION 3.(1)The House of Representatives shall have the exclusive
power to initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.

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(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial, and punishment according to law.
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section.

There are two separate and distinct proceedings undertaken in impeachment


cases. The rst is that undertaken in the House of Representatives, which by express
provision of the Constitution, is given the authority to determine the su ciency in form
and substance of the complaint for impeachment, the existence of probable cause, and
to initiate the articles of impeachment in the Senate. The second is the trial undertaken
in the Senate. The authority to initiate an impeachment case is lodged solely in the
House of Representatives, while the authority to try and decide an impeachment case is
lodged solely in the Senate. The two proceedings are independent of and separate from
the other. This split authority avoids the inconvenience of making the same persons
both accusers and judges; and guards against the danger of persecution from the
prevalency of a factious spirit in either of those branches. 1 7
It must be noted that the word "initiate" is twice used in Section 3; rst in
paragraph 1, and again in paragraph 5. The verb "initiate" in paragraph 1 is followed by
the phrase "all cases of impeachment," while the word "initiated" in paragraph 5 of the
Section is preceded by the words "no impeachment proceedings shall be." On the other
hand, the word "file" or "filed" is used in paragraphs 2 and 4 of Section 3.
There is a clear distinction between the words " le" and the word "initiate." Under
the Rules of Civil Procedure, complaints are led when the same are delivered into the
custody of the clerk of court or the judge either by personal delivery or registered mail
and the payment of the docket and other fees therefor. In criminal cases, the
information or criminal complaint is considered led when it is delivered with the court
whether for purposes of preliminary investigation or for trial as the case may be.
Distinction must be made between the phrase "the case" in Section 3(1) from the
word "proceedings" in Section 3(5). "The case" refers to an action commenced or
initiated in the Senate by the transmittal of the articles of impeachment or the
complaint of impeachment by the House of Representatives for trial. The word
"proceeding" means "the regular and orderly progression of a lawsuit including all acts
and events between the time of commencement and the entry of judgment; an act or
step that is part of a larger action; an act done by the authority or direction of the court,
express or implied; it is more comprehensive than the word "action" but it may include
in its general sense all the steps taken or measures adopted in the prosecution or
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defense of an action including the pleadings and judgment. 1 8 The word "initiate" means
"to begin with or get going; make a beginning; perform or facilitate the first action." 1 9
Based on the foregoing de nitions, the phrase "initiate all cases of impeachment"
in Section 3(1) refers to the commencement of impeachment cases by the House of
Representatives through the transmittal of the complaint for impeachment or articles
of impeachment to the Senate for trial and decision. The word "initiated" in Section 3(5),
on the other hand, refers to the ling of the complaint for impeachment with the o ce
of the Secretary General of the House of Representatives, either by a veri ed complaint
by any member of the House of Representatives or by any citizen upon a resolution of
endorsement by any member thereof, and referred to the committee of justice and
human rights for action, or by the ling of a veri ed complaint or resolution of
impeachment by at least one-third of all members of the House, which complaint shall
constitute the Article of Impeachment. This is the equivalent of a complaint in civil
procedure or criminal complaint or information in criminal procedure.
According to amicus curiae Fr. Joaquin Bernas, the referral by the House of
Representatives is the initiating step which triggers the series of steps that follow in
the House of Representatives. The submission of Fr. Joaquin Bernas is shared by
amicus curiae Justice Florenz D. Regalado, who, aside from being an eminent authority
on Remedial Law, was also a member of the Constitutional Commission. During the
hearing of this petition on November 5, 2003, he stated:
RET. JUSTICE REGALADO:
The point of ling does not mean that physical act of ling. If the
petition/complaint is led and no further action was taken on it then it dies
a natural death. When we say initiation of impeachment proceedings
where in the Court or the House of Representatives has taken judicial
cognizance by the referral to the corresponding committees should be
understood as part of the ling and that is why it was then . The problem
here arose in that based on the wordings of Article 11, this House of
Representatives is, promulgated pursuant to the power granted to them, the
rules, Rule 2, Sections 2 and 3, on December 15, 1998 following the
wording of the Constitution. But then, on November 28, 2001 they
promulgated Rule 5, Section 16 and 17, this time requiring the vote of 1/3
for the purpose of initiating the proceeding obliviously possibly of the fact
that the Constitution as worded and amended by the Maambong
suggestion or advice was that it was it is initiated from the moment of
ling. The reason given and the justi cation given for that change was
that it would enable the, somebody in collusion with the one who is going
to be impeached to le what they call, what one petitioner calls here a
"bogus" complaint for impeachment and thereby give the party there in
effect immunity for one year from the ling of an impeachment case,
which is meritorious. Now, number 1, I do not agree with that explanation
because that is against the Constitution. Strictly against the Constitution,
that was a grave abuse of discretion to change it. And further more,
Second, that so-called problem about somebody coming in to le a
"bogus" impeachment complaint just to save the respondent for one year
from another complaint is not beyond solution. The mere fact that a
"bogus" or insu cient or meritorious complaint was deliberately resorted
to in order to illegally avail of the one year period is the ling of a sham
pleading which has not produce any effect even in the Rules of Court we
have proceedings, we have provisions about sham pleadings, and for that
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matter the Court can even motu proprio dismiss that initiatory pleading
and here the House of Representatives I am sure could also dismiss a
sham bogus or sham complaint for impeachment. Now, on the matter of a
problem therein because the rules must always comply with the
Constitution and it must be subject to Constitutional su ciency. The
political, the question of the sole power of the Senate to try and decide, will
lie as obvious the matter of prematurity. Well, as I said this is not
premature, although I understand that Senate President Drilon pointed out
that it was premature to sent him a copy or resolution inviting them to
observe to avoid any act which would render academic wherein in the rst
place we are only on the rst stage here. This Court has not yet acquired
jurisdiction to try the case on the merits, precisely the Court stated that the
petition are not yet being given due course, so they might, but at any rate, it
is not premature. . . . the inevitable result is not if the complaint with the
votes are submitted to the Senate, the Senate has no other recourse but to
actually try the case. 2 0

The Rules of Procedure adverted to by the Justice Florenz D. Regalado is


Sections 16 and 17, Rule V which reads:
Sec. 16.Impeachment Proceedings Deemed Initiated. — In cases where a
Member of the House les a veri ed complaint of impeachment or a citizen les
a veri ed complaint that is endorsed by a Member of the House through a
resolution or endorsement against an impeachable o cer, impeachment
proceedings against such o cial are deemed initiated on the day the Committee
on Justice nds that the veri ed complaint and/or resolution against such
o cial, as the case may be, is su cient in substance or on the date the house
votes to overturn or a rm the nding of the said committee that the veri ed
complaint and/or resolution, as the case may be, is not sufficient in substance.
In cases where a veri ed complaint or a resolution of impeachment if led
or endorsed, as the case may be, by at least one-third (1/3) of the Members of the
House, impeachment proceedings are deemed initiated at the time of the ling of
such verified complaint or resolution of impeachment with the Secretary General.
Sec. 17.Bar Against Initiation of Impeachment Proceedings. — Within a
period of one (1) year from the date of impeachment proceedings are deemed
initiated as provided in Section 16 hereof, no impeachment proceedings, as such,
can be initiated against the same official.

The House of Representatives distorted and ignored the plain words of Section
3(1), Article XI of the Constitution when it provided in Section 16, Rule V that a
complaint of impeachment is "deemed initiated" in the House of Representatives "on
the day the committee of justice nds that the said veri ed complaint and/or resolution
against such o cial, as the case may be, is su cient in substance or on the date the
House votes to overturn or a rm the nding of the said committee that the veri ed
complaint and/or resolution, as the case may, be is not su cient in substance."
Consequently, it also distorted the computation of the one year period time bar under
Section 3(5), Article XI of the Constitution to begin only "on the day this committee on
justice nds that the veri ed complaint and/or resolution against such o cial is
su cient in substance or on the date the house votes to overturn or a rm the nding
of the said committee that the veri ed complaint and/or resolution, as the case may be,
is not su cient in substance." Since Rule V of the 2001 Rules of Procedure is contrary
to the Constitution, the said rule is void. Resultantly, the complaint for impeachment
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against seven Justices of this Court led by former President Joseph Ejercito Estrada
with the o ce of the Secretary General of the House of Representatives was initiated
within the context of Section 3(5), Article XI of the Constitution. The complaint was filed
on June 2, 2003 and referred to the House Committee on Justice and Human Rights
shortly thereafter. However, Congressmen Gilberto Teodoro and Felix William
Fuentebella initiated impeachment proceedings against Chief Justice Hilario G. Davide,
Jr., with the Resolution of Endorsement of the Complaint for Impeachment by more
than one-third of the members of the House of Representatives on October 23, 2003
well within one year from the initiation of the June 2, 2003 of former President Joseph
E. Estrada. Irrefragably then, the October 23, 2003 complaint for impeachment led by
Congressmen Gilberto C. Teodoro, Jr. and Felix William D. Fuentebella is a second
complaint for impeachment, which, under Section 3(5), Article XI of the Constitution, is
proscribed.
IN THE LIGHT OF ALL THE FOREGOING, I vote to DENY DUE COURSE and to
DISMISS all the petitions against the respondent Senate of the Philippines; and to DENY
DUE COURSE and DISMISS the petition in G.R. No. 160397; and to give due course and
grant the rest of the petitions against the respondent Speaker Jose G. de Venecia and
his co-respondents.
Accordingly, Rule V of the 2001 House Rules of Procedure in Impeachment
Proceedings which was approved by the respondent House of Representatives on
November 28, 2001 is UNCONSTITUTIONAL. The complaint of impeachment led by
the respondents Representatives Gilberto C. Teodoro, Jr. and Felix William G.
Fuentebella on October 22, 2003 is barred under Article XI, Section 3(5) of the
Constitution.

AZCUNA , J .:

On June 2, 2003 a complaint for impeachment was led in the House of


Representatives against Chief Justice Hilario G. Davide, Jr. and seven Associate
Justices of the Supreme Court. Filed by former President Joseph E. Estrada, the
complaint accused the respondents of conspiring to remove him from power in
violation of the Constitution.
After referral to the Committee on Justice, and after several hearings thereon, the
Committee voted that the complaint was su cient in form. Subsequently, however, on
October 22, 2003, said Committee voted to dismiss the complaint for being insufficient
in substance.
The next day, on October 23, 2003, another complaint for impeachment was led
in the House of Representatives, this time only against Chief Justice Hilario G. Davide,
Jr.. It was led by two Members of the House, namely, Representative Felix William D.
Fuentebella and Representative Gilberto C. Teodoro, Jr., and charged the respondent
with violating the law on the use of the Judiciary Development Fund (JDF).
Subsequently, and before the complaint could be referred to the Committee on
Justice, more than seventy three other Representatives signed "resolutions of
endorsement/impeachment," in relation to said complaint.
As the total number of those who led and those who signed the "resolutions of
endorsement/impeachment" reached at least one-third of the members of the House,
the complainants and their supporters were poised to move for the transmittal of the
complaint, as constituting the Articles of Impeachment, to the Senate.
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At this point, six of the petitions, which now total seventeen, seeking to declare
the second complaint unconstitutional were led with this Court. The petitioners
include two Members of the House of Representatives (Representative Salacnib F.
Baterina and Deputy Speaker Raul M. Gonzales), later joined by six other Members
thereof. The Integrated Bar of the Philippines also led a petition, while the others were
Former Solicitor General Francisco I. Chavez, other prominent lawyers, civic, labor and
public-interest organizations, private individuals and plain taxpayers.
On October 28, 2003, the House of Representatives adjourned its session until
November 10, 2003, for lack of quorum, which left the proponents of the impeachment
unable to move to transmit their complaint to the Senate. Also, on that date, this Court,
acting on the petitions, without granting the same due course, issued a status quo
resolution.
The Senate President, the Honorable Franklin M. Drilon, on behalf of the Senate,
led a Manifestation stating that the matter of the impeachment is not yet with the
Senate as it has not received the complaint or Articles of Impeachment from the
House.
The House of Representatives, through the Speaker, the Honorable Jose de
Venecia, Jr., as well as the other Members of the House who support the complaint of
impeachment, for their part, through the legal counsel of the House, led a
Manifestation essentially questioning the jurisdiction of the Court on the ground that
the matter involves a political question that is, under the Constitution, the sole
prerogative of the House.
Senator Aquilino Q. Pimentel, Jr. was allowed to intervene and led a
Manifestation stating that the Court has no jurisdiction over the matter, as it is a
political question that is addressed solely and exclusively to the Senate and the House
of Representatives, and thus not justiciable.
The Solicitor General led a Manifestation taking the position that the Court has
jurisdiction, that the matter is justiciable, and that the ling of the second impeachment
complaint subject of the petition is in violation of the Constitution.
On November 5 and 6, 2003, the Court en banc heard the eight amici curiae, as
well as the representatives and counsel of the parties. The Speaker and the House of
Representatives and proponent-Members thereof, made no appearance at said hearing.
First, the preliminary or threshold issues, locus standi, justiciability, jurisdiction,
ripeness and propriety.
There can be no serious challenge as to petitioners' locus standi. Eight are
Members of the House of Representatives, with direct interest in the integrity of its
proceedings. Furthermore, petitioners as taxpayers have su cient standing, in view of
the transcendental importance of the issue at hand. It goes beyond the fate of Chief
Justice Davide, as it shakes the very foundations of our system of government and
poses a question as to our survival as a democratic polity.
There is, moreover, an actual controversy involving rights that are legally
demandable, thereby leaving no doubt as to the justiciability of the petitions.
As to the jurisdiction of this Court, and whether the issue presents a political
question that may not be delved into by the Court, it is necessary to look into the
structure and essence of our system of government under the Constitution.
The starting principle is that the Philippines is a democratic and republican State
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and that sovereignty resides in the people and all governed authority emanates from
them (Art. II, Sec. 1).
As a republican State, the sovereign powers of the people are for the most part
exercised through representatives and not directly, except in the cases of suffrage,
referenda and initiatives.
Furthermore, the form of government we chose is that of a tripartite Presidential
system, whereby the great powers of government are divided among three separate,
co-equal and co-ordinate Departments. Accordingly, Articles VI, VII and VIII of the
Constitution provide for the Legislative Department, the Executive Department and the
Judicial Department, with the corresponding powers to make, to enforce and to
interpret the laws.
The idea is to prevent absolutism that arises from a monopoly of power. Abuse
is to be prevented by dividing power, and providing for a system of checks and
balances.
Historically, one such method of checks and balances is the institution of
impeachment, or the procedure of removing high o cials on grounds spelled out in the
Constitution. It was designed as a check by the Legislative Department on the
Executive and Judicial Departments.
It is worth noting, however, that the Constitution places the provision on
impeachment, not in Articles VI, VII and VIII on governmental powers, but in Article XI
on Accountability of Public Officers.
This placement is clearly intentional and meant to signal the importance of the
accountability of public o cers, and that impeachment is an instrument of enforcing or
securing that accountability, and not simply a method of checks and balances by one
power over another.
Now, how does Article XI provide for this power of impeachment?
Again, it divides the power — the rst part, or the power to "initiate," is given
exclusively to the House of Representatives. The second part, the power to try and
decide, is given solely to the Senate.
The provisions in full are, as follows:
Article XI
Accountability of Public Officers
xxx xxx xxx
Section 3(1)The House of Representatives shall have the exclusive power
to initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any Member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
referral, together within the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
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(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial and punishment according to law.
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section.

It is clear, therefore, that unlike the Constitutions of other countries, that of the
Philippines, our Constitution, has opted textually to commit the sole power and the
exclusive power to this and to that Department or branch of government, but in doing
so it has further provided speci c procedures and equally textually identi able limits to
the exercise of those powers. Thus, the ling of the complaint for impeachment is
provided for in detail as to who may le and as to what shall be done to the complaint
after it is led, the referral to the proper Committee, its hearing, its voting, its report to
the House, and the action of the House thereon, and the timeframes for every step
(Subsection 2).
Similarly, the required number of votes to a rm or override a favorable or
contrary resolution is stated (Subsection 3).
So, also, what is needed for a complaint or resolution of impeachment to
constitute the Articles of Impeachment, so that trial by the Senate shall forthwith
proceed, is speci cally laid down, i.e., a veri ed complaint or resolution of
impeachment led by at least one-third of all the Members of the House (Subsection
4).
It is my view that when the Constitution not only gives or allocates the power to
one Department or branch of government, be it solely or exclusively, but also, at the
same time, or together with the grant or allocation, speci cally provides certain limits
to its exercise, then this Court, belonging to the Department called upon under the
Constitution to interpret its provisions, has the jurisdiction to do so.
And, in fact, this jurisdiction of the Court is not so much a power as a duty, as
clearly set forth in Article VIII, Section 1 of the Constitution:
Section 1.The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.

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Judicial power includes THE DUTY of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government. (Emphasis ours)

This function of the Court is a necessary element not only of the system of
checks and balances, but also of a workable and living Constitution. For absent an
agency or organ that can rule, with nality, as to what the terms of the Constitution
mean, there will be uncertainty if not chaos in governance, i.e., no governance at all. This
is what the noted writer on legal systems, Prof. H.L.A. Hart, calls the need for a Rule of
Recognition in any legal system, without which that system cannot survive and dies
(HART, THE CONCEPT OF LAW, 92, 118).
From as far back as Angara v. Electoral Commission, 63 Phil. 139 (1936), it has
been recognized that this is not the supremacy of the Court. It is the supremacy of the
Constitution and of the sovereign Filipino people who ordained and promulgated it.
Proceeding, then, to do our duty of construing the Constitution in a matter of
profound necessity, we are called upon to rule whether the second complaint of
impeachment is in accord with Article XI, Sec. 3(5) of the Constitution, which states:
No impeachment proceedings shall be initiated against the same o cial
more than once within a period of one year.

I say it is not.
The purpose of this provision is two-fold: to prevent undue or too frequent
harassment; and (2) to allow the legislature to do its principal task, legislation.
As aptly put by the Association of Retired Justices of the Supreme Court:
"The debate as to the sense of the provision starts with the 1986
Constitutional Commission. Commissioner Villacorta, Commissioner of the 1986
Constitutional Commission, posited this query:
MR. VILLACORTA. Madam President, I would just like to ask the
Committee three questions:
On Section 3, page 2, lines 12 to 14, the last paragraph reads as
follows: 'No impeachment proceedings shall be initiated against the same
o cial more than once within a period of one year.' Does this mean that
even if an evidence is discovered to support another charge or ground for
impeachment, a second or subsequent proceeding cannot be initiated
against the same o cial within a period of one year? In other words, one
year has to elapse before a second or subsequent charge or proceeding
can be initiated. The intention may be to protect the public o cial from
undue harassment. On the other hand, is this not undue limitation on the
accountability of public o cers? Anyway, when a person accepts a public
trust, does he not consider taking the risk of accounting for his acts or
misfeasance in office?

The query produced this answer:


MR. ROMULO. Yes, the intention here really is to limit. This is not
only to protect public o cials who, in this case, are of the highest category
from harassment but also to allow the legislative body to do its work which
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is lawmaking. Impeachment proceedings take a lot of time. And if we allow
multiple impeachment charges on the same individual to take place, the
legislature will do nothing else but that. (Emphasis ours.)
"Madame Justice Cecilia Muñoz-Palma [President of the Constitutional
Commission], in her article "We should remain steadfast with rule of law," Manila
Bulletin, October 28, 2003, wrote:
The Foundation makes of record its considered view, based on the
RECORD OF THE CONSTITUTIONAL COMMISSION OF 1986, at pages 373
to 376, and at 382 that:"
1.'Initiation' refers to the ling of any veri ed complaint by a Member of
the House or by a citizen, with the endorsement of a Member of the
House, as provided in Section 3 (2) of Article XI of the Constitution,
and initiation could not therefore refer to the ling of the Articles of
Impeachment in the Senate.
2.The one-year prohibition was intended by the framers of the Constitution
to allow Congress to continue with its main task (emphasis in the
original)
"It is noted that in the Commissioner Villacorta query and the
Commissioner Romulo reply, the following values were considered: 'to protect the
public o cial from undue harassment,' '(not to impose an) undue limitation on
the accountability of public o cers,' 'acceptance of public trust' and 'to allow the
legislative body to do its work which is lawmaking.' In the end, Commissioner
Romulo struck this balance: '[T]his is not only to protect public o cials who, in
this case, are of the highest category from harassment but also to allow the
legislative body to do its work which is lawmaking.'" (Emphasis ours.)
The contention is advanced that the second complaint is not covered by the
provision because under the Rules of Procedure in Impeachment Proceedings, adopted
by the House on November 28, 2001, the rst complaint led in June, four months
earlier, is not yet "deemed initiated," since it has not been reported to the oor of the
House of Representatives. To my mind, this position is not tenable.
This would stretch the meaning of "initiate" and defeat the purpose of the
provision of the Constitution. It would allow considerable harassment from multiple
complaints led within one year against the same o cial. And, what is even more
telling, it would tie up the Legislature, particularly the House of Representatives, in too
frequent and too many complaints of impeachment led before it, leaving it little time
to attend to its principal task of legislation, as is in fact happening now.
Therefore, the Rules referred to cannot be so interpreted as to defeat the
objectives of Art. XI, Section 3 (5). For the very grant of the power to adopt Rules on
Impeachment, Article XI, Section 3 (8), provides, too, a limit or qualification, thus:
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section. (Emphasis ours)
And, besides, as pointed out by amicus curiae former Constitutional
Commissioner, Joaquin G. Bernas, S.J., said Rules refer to what are instances when a
complaint for impeachment is "deemed initiated," a matter of legal ction, presumably
for internal purposes of the House, as to the timing of some of its internal action on
certain relevant matters. The Constitutional provision, on the other hand, states that "No
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impeachment proceedings shall be initiated," not "deemed initiated," and, therefore,
refers to actual initiation, not constructive initiation by legal fiction.
It is also contended that the provision of Article XI, Sec. 3 (5) refers to
impeachment proceedings in the Senate, not in the House of Representatives.
This is premised on the wording of Article XI, Sec. 3 (1) which states that "The
House of Representatives shall have the exclusive power to initiate all cases of
impeachment." Thus, it is argued, cases of impeachment are initiated only by the ling
thereof by the House of Representatives with the Senate, so that impeachment
proceedings are those that follow said filing .
This interpretation does violence to the carefully allocated division of power
found in Article XI, Sec. 3. Precisely, the rst part of the power is lodged with the House,
that of initiating impeachment, so that a respondent hailed by the House before the
Senate is a fact and in law already impeached. What the House initiates in the Senate is
an impeachment CASE, not PROCEEDINGS. The proceedings for impeachment
preceded that and took place exclusively in the House (in fact, non-members of the
House cannot initiate it and there is a need for a House member to endorse the
complaint). And what takes place in the Senate is the trial and the decision.
For this reason, Subsections (1) to (5) of Article XI, Section 3 apply to the House
whereas Subsections (6) and (7) apply to the Senate, and Subsection (8) applies to
both, or to "Congress." There is therefore a sequence or order in these subsections, and
the contrary view disregards the same.
Also, as aforestated, the very rules of the House are entitled "Rules of Procedure
in Impeachment Proceedings," and relate to every step of the impeachment
proceedings, from the ling of the complaint with the House up to the formation of a
Prosecution panel.
I earlier adverted to the placement of the power of impeachment, not in the
Articles on governmental powers, but in the Article on accountability. This indicates that
such power is not essentially legislative in character, and is not primarily intended as a
check by the Legislative Department on the other branches. Its main purpose, at least
under our Constitution, is to achieve accountability, but this is to be done without
detriment to the governmental power of legislation under Article VI.
A second complaint is not forever barred, but only temporarily so, or until June of
2004, to forestall disruption of the principal task of legislative work. As it is, without
casting aspersions on co-equal Departments but stressing only the fact that all the
Departments have so much to do and so little time to do it, the national budget is yet to
be approved. The rationale of the Constitutional provision is, thus, evident.
Finally, prudential considerations are urged to allow the political Departments to
correct any mistake themselves, rather than for the Court to intervene.
It is not certain, however, whether the Senate is called upon to review what the
House has done in the exercise of its exclusive power to initiate all cases of
impeachment, any more that the House is wont to interfere with the sole power of the
Senate to try and decide all such cases. Besides, the Senate action would itself be part
of what is sought to be avoided by Subsection 5, namely, disruption of legislative work.
For all these reasons, I vote to grant the petitions by declaring the second
complaint of impeachment as one that, for now, runs counter to Article XI, Section 3 (5)
of the Constitution.
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TINGA , J .:

"May you live in interesting times," say the Chinese. Whether as a curse or a
blessing, the Filipinos' lot, it seems, is to live in "interesting" times. In our recent past, we
saw the imposition of martial law, 1 the rati cation of a new Constitution, 2 the
installation of a revolutionary government, 3 the promulgation of a provisional
Constitution 4 the rati cation of the present one, 5 as well as attempted power-grabs by
military elements resulting in the arrest of the then Defense Minister. 6 We saw the fall
from grace of a once popular president, and the ascension to o ce of a new president.
7

To all these profound events, the Court bore witness — not silent but, possibly,
muted. In all these profound events, the Court took part — mostly passive and,
sometimes, so it is said, active — by upholding or revoking State action.
Today, the Court is again asked to bear witness and take part in another
unparalleled event in Philippine history: the impeachment of the Chief Justice. Perhaps
not since Javellana and the martial law cases has the Supreme Court, even the entire
judiciary, come under greater scrutiny.
The consequences of this latest episode in our colorful saga are palpable. The
economy has plunged to unprecedented depths. The nation, divided and still reeling
from the last impeachment trial, has again been exposed to a similar spectacle. Threats
of "military adventurists" seizing power have surfaced.
Punctuating the great impact of the controversy on the polity is the astounding
fast clip by which the factual milieu has evolved into the current conundrum of far-
reaching proportions. Departing from the tradition of restraint of the House of
Representatives, if not acute hesitancy in the exercise of its impeachment powers, we
saw more than one-third of the House membership exed their muscles in the past
fortnight with no less than the Chief Justice as the target.
On June 2, 2003, former President Estrada led a complaint for impeachment
before the House of Representatives against six incumbent members of the Supreme
Court who participated in authorizing the administration of the oath to President
Macapagal-Arroyo and declaring the former president resigned in Estrada v. Desierto. 8
Chief among the respondents is Chief Justice Hilario G. Davide, Jr. 9 himself, the same
person who co-presided the impeachment trial of Estrada and personally swore in
Macapagal-Arroyo as President. Also impleaded in the complaint are two other justices
1 0 for their alleged role, prior to their appointment to this Court, in the events that led to
the oath-taking. Nothing substantial happened until the House Committee on Justice
included the complaint in its Order of Business on October 13, 2003, and ruled that the
same was "su cient in form." However, the Committee dismissed the complaint on
October 22, 2003 for being insu cient in substance. But the Committee deferred the
preparation of the formal Committee Report that had to be led with the Rules
Committee. As it turned out, there was a purpose behind the delay. The next day, on
October 23, 2003, another complaint was led by respondent Representatives Gilberto
Teodoro, Jr. and Felix William Fuentebella against the Chief Justice alone, alleging
irregularities in the administration of the Judiciary Development Fund.
Several petitions, eighteen in all, were led before this Court, most of them
assailing speci c provisions of the House of Representatives' Rules on Impeachment,
as well as the second impeachment complaint against the Chief Justice, for being
contrary to Section 3 (5), Article XI of the Constitution on Accountability of Public
Officers. Sections 2 and 3 of said Article read in full:
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SEC. 2.The President, the Vice-President, the Members of the Supreme
Court, the Members of the Constitutional Commissions, and the Ombudsman
may be removed from o ce, on impeachment for, and conviction of, culpable
violation of the Constitution, treason, bribery, graft and corruption, other high
crimes, or betrayal of public trust. All other public o cers and employees may be
removed from office as provided by law, but not by impeachment.
SEC. 3.(1)The House of Representatives shall have the exclusive power to
initiate all cases of impeachment.
(2)A veri ed complaint for impeachment may be led by any member of
the House of Representatives or by any citizen upon a resolution of endorsement
by any Member thereof, which shall be included in the Order of Business within
ten session days, and referred to the proper Committee within three session days
thereafter. The Committee, after hearing, and by a majority vote of all its
Members, shall submit its report to the House within sixty session days from such
referral, together with the corresponding resolution. The resolution shall be
calendared for consideration by the House within ten session days from receipt
thereof.
(3)A vote of at least one-third of all the Members of the House shall be
necessary either to a rm a favorable resolution with the Articles of Impeachment
of the Committee, or override its contrary resolution. The vote of each Member
shall be recorded.
(4)In case the veri ed complaint or resolution of impeachment is led by
at least one-third of all the Members of the House, the same shall constitute the
Articles of Impeachment, and trial by the Senate shall forthwith proceed.
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year.
(6)The Senate shall have the sole power to try and decide all cases of
impeachment. When sitting for that purpose, the Senators shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside, but shall not vote. No person shall be convicted
without the concurrence of two-thirds of all the Members of the Senate.
(7)Judgment in cases of impeachment shall not extend further than
removal from o ce and disquali cation to hold any o ce under the Republic of
the Philippines, but the party convicted shall nevertheless be liable and subject to
prosecution, trial and punishment according to law.
(8)The Congress shall promulgate its rules on impeachment to effectively
carry out the purpose of this section. [Emphasis supplied.]

The impugned House of Representatives Rules on Impeachment, speci cally,


Sections 16 and 17, Rule V (Bar against Initiation of Impeachment Proceedings against
the same Official), provide:
Sec. 16.Impeachment Proceedings Deemed Initiated. — In cases where a
Member of the House les a veri ed complaint of impeachment or a citizen les
a veri ed complaint that is endorsed by a Member of the House through a
resolution of endorsement against an impeachable o cer, impeachment
proceedings against such o cial are deemed initiated on the day the Committee
on Justice nds that the veri ed complaint and/or resolution against such
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o cial, as the case may be is su cient in substance or on the date the House
votes to overturn or a rm the nding of said Committee that the veri ed
complaint and/or resolution, as the case may be, is not sufficient in substance.
In cases where a veri ed complaint or resolution of impeachment is led
or endorsed, as the case may be, by at least one-third (1/3) of the Members of the
House, impeachment proceedings are deemed initiated at the time of the ling of
such verified complaint or resolution of impeachment with the Secretary General.
Sec. 17.Bar Against Initiation of Impeachment Proceedings. — Within a
period of one (1) year from the date impeachment proceedings are initiated as
provided in Section 16 hereof, no impeachment proceedings, as such, can be
initiated against the same official.

In light of these contentions, petitioners — indeed, the whole Filipino nation —


ask: What is the Court going to do? To this, the Court answers: We do our duty.
The Constitution lodges on the House of Representatives "the exclusive power to
initiate all cases of impeachment," 1 1 and on the Senate, "the sole power to try and
decide all cases of impeachment." 1 2 But the power of impeachment is not inherently
legislative; it is executive in character. Neither is the power to try and decide
impeachment cases; it is judicial by nature. Thus, having emanated from the
Constitution, the power of impeachment is circumscribed by constitutional limitations.
Even if impeachment as a legal concept is sui generis, it is not supra legem.
An examination of the various constitutions which held sway in this jurisdiction
reveals structural changes in the legislature's role in the impeachment process. The
1935 Constitution, as amended, was stark in its assignation of the impeachment
authority. Therein, the House of Representatives was vested "the sole power of
impeachment," 1 3 while the Senate had "the sole power to try all impeachments," 1 4 No
other quali cations were imposed upon either chamber in the exercise of their
respective functions other than prescribing the votes required for either chambers
exercise of their powers, listing the public o cials who are impeachable, and
enumerating the grounds for impeachment. The 1935 Constitution was silent on the
procedure. It was similar in this regard to the United States Constitution. 1 5
The 1973 Constitution provided a different system. As it ordained a unicameral
legislature, the power to impeach, try and decide impeachment cases was lodged on a
single body, the Batasang Pambansa. 1 6 The new structure would necessitate a change
in constitutional terminology regarding impeachment, the signi cance of which I shall
discuss later. But despite the change, the Constitution did not impose any new
limitation that would hamstring the Batasang Pambansa in the discharge of its
impeachment powers other than the required majorities.
Now comes the 1987 Constitution. It introduces conditionalities and limitations
theretofore unheard of. An impeachment complaint must now be veri ed. 1 7 If led by
any member of the House of Representatives or any citizen with the endorsement of a
House Member, it shall be included in the order of business within ten session days,
and referred to the proper committee within three session days thereafter. 1 8 Within
sixty days after the referral, and after hearing and upon majority vote of all its members,
the proper committee shall submit its report to the House, together with the
corresponding resolution, and the House shall calendar the same for consideration
within ten days from receipt. 1 9 No impeachment proceedings shall be initiated against
the same official more than once within a period of one year. 2 0
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While these limitations are intrusive on rules of parliamentary practice, they
cannot take on a merely procedural character because they are mandatory impositions
made by the highest law of the land, and therefore cannot be dispensed with upon
whim of the legislative body. 2 1 Today, it must be settled once and for all which entity
shall determine whether impeachment powers have been exercised in accordance with
law. This question is answered definitively by our Constitution.
Section 1, Article VIII of the Constitution provides:
The judicial power shall be vested in one Supreme Court and in such lower
courts as may be established by law.
Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government.

Article VIII, Section 1 is a rule of jurisdiction, 2 2 one that expands the Supreme
Court's authority to take cognizance of and decide cases. No longer was the exercise of
judicial review a matter of discretion on the part of the courts bound by perceived
notions of wisdom. No longer could this Court shirk from the "irksome task of inquiring
into the constitutionality and legality of legislative or executive action when a justiciable
controversy is brought before the courts by someone who has been aggrieved or
prejudiced by such action." 2 3 An eminent member of the present Court, Justice Puno,
described the scope of judicial power in this wise:
In the Philippine setting, there is a more compelling reason for courts to
categorically reject the political question defense when its interposition will cover
up abuse of power. For section 1, Article VIII of our Constitution was intentionally
cobbled to empower courts ". . . to determine whether or not there has been a
grave abuse of discretion amounting to lack or excess of jurisdiction on the part
of any branch or instrumentality of the government." This power is new and was
not granted to our courts in the 1935 and 1972 Constitutions. It was not also
Xeroxed from the US Constitution or any foreign state constitution. The CONCOM
granted this enormous power to our courts in view of our experience under martial
law where abusive exercises of state power were shielded from judicial scrutiny
by the misuse of the political question doctrine. Led by the eminent former Chief
Justice Roberto Concepcion, the CONCOM expanded and sharpened the checking
powers of the judiciary vis-a-vis the Executive and the Legislative departments of
government. In cases involving the proclamation of martial law and suspension
of the privilege of habeas corpus, it is now beyond dubiety that the government
can no longer invoke the political question defense.
In Tolentino v. Secretary of Finance, I posited the following postulates:
xxx xxx xxx
Section 1.The judicial power shall be vested in one Supreme Court and in
such lower courts as may be established by law.
Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government.
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Former Chief Justice Roberto R. Concepcion, the sponsor of this provision
in the Constitutional Commission explained the sense and the reach of judicial
power as follows:
xxx xxx xxx
. . . In other words, the judiciary is the nal arbiter on the question of
whether or not a branch of government or any of its o cials has acted without
jurisdiction, or so capriciously as to constitute an abuse of discretion amounting
to excess of jurisdiction. This is not only a judicial power but a duty to pass
judgment on matters of this nature.
This is the background of paragraph 2 of Section 1, which means that the
courts cannot hereafter evade the duty to settle matters of this nature, by claiming
that such matters constitute political question.

The Constitution cannot be any clearer. What it granted to this Court is not
a mere power which it can decline to exercise. Precisely to deter this
disinclination, the Constitution imposed it as a duty of this Court to strike down
any act of a branch or instrumentality of government or any of its o cials done
with grave abuse of discretion amounting to lack or excess of jurisdiction. Rightly
or wrongly, the Constitution has elongated the checking powers of this Court
against the other branches of government despite their more democratic
character, the President and the legislators being elected by the people. 2 4
Thus, in the case of the House and Senate Electoral Tribunals, this Court has
assumed jurisdiction to review the acts of these tribunals, notwithstanding the
Constitutional mandate that they shall act as "sole judges" of all contests relating to the
election, returns, and quali cations of the members of Congress. The Court asserted
this authority as far back as 1936, in the landmark case of Angara v. Electoral
Commission. 2 5 More recently, this Court, speaking through Justice Puno, expounded
on the history of the Court's jurisdiction over these tribunals:
In sum, our constitutional history clearly demonstrates that it has been our
consistent ruling that this Court has certiorari jurisdiction to review decisions and
orders of Electoral Tribunals on a showing of grave abuse of discretion. We made
this ruling although the Jones Law described the Senate and the House of
Representatives as the 'sole judges' of the election, returns, and quali cations of
their elective members. It cannot be overstressed that the 1935 Constitution also
provided that the Electoral Tribunals of the Senate and the House shall be the
'sole judge' of all contests relating to the election, returns, and quali cations of
their respective Members. Similarly, the 1973 Constitution transferred to the
COMELEC the power be the 'sole judge' of all contests relating to the election,
returns, and quali cations of all members of the Batasang Pambansa. We can
not lose sight of the signi cance of the fact that the certiorari jurisdiction of this
Court has not been altered in our 1935, 1973 and 1987 Constitutions.

. . . In the rst place, our 1987 Constitution reiterated the certiorari


jurisdiction of this Court on the basis of which it has consistently assumed
jurisdiction over decisions of our Electoral Tribunals. In the second place, it even
expanded the certiorari jurisdiction of this Court on the basis of which it has
consistently assumed jurisdiction over decision of our Electoral Tribunals . In the
second place, it even expanded the certiorari jurisdiction of this Court by de ning
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judicial power as ". . . the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government. In the third place, it similarly reiterated the power of the Electoral
Tribunals of the Senate and of the House to act as the ' sole judge' of all contests
relating to the election, returns, and quali cations of their respective members. 2 6
(citations omitted, emphasis supplied)

What circumscribes the Court's review of an act of Congress or a Presidential


issuance are the limits imposed by the Constitution itself or the notion of justiciability.
2 7 An issue is justiciable rather than political where it involves the legality and not the
wisdom of the act complained of, 2 8 or if it pertains to issues which are inherently
susceptible of being decided on grounds recognized by law. 2 9 As this Court held in
Tatad v. Secretary of Finance: 3 0
In seeking to nullify an act of the Philippine Senate on the ground that it
contravenes the Constitution, the petition no doubt raises a justiciable
controversy. Where an action of the legislative branch is seriously alleged to have
infringed the Constitution, it becomes not only the right but in fact the duty of the
judiciary to settle the dispute. The question thus posed is judicial rather than
political. The duty to adjudicate remains to assure that the supremacy of the
Constitution is upheld. Once a controversy as to the application or interpretation
of a constitutional provision is raised before this Court, it becomes a legal issue
which the Court is bound by constitutional mandate to decide. 3 1

The petitions before us raise the question of whether the House of


Representatives, in promulgating and implementing the present House Rules on
Impeachment, had acted in accordance with the Constitution. 3 2 Some insist that the
issues before us are not justiciable because they raise a "political question." 3 3 This
view runs contrary to established authority.
While the Court dismissed per its Resolution of September 3, 1985, the petition
in G.R. No. 71688 (Arturo M. de Castro, et al. v. Committee on Justice, et al.) seeking to
annul the resolution of the Committee on Justice of the then Batasang Pambansa a
veri ed complaint for the impeachment of then President Marcos signed by more than
one- fth (1/5) of all the members of the Batasang Pambansa, which was the requisite
number under the 1973 Constitution, and to give due course to the impeachment
complaint, the Court clearly conceded that had the procedure for impeachment been
provided in the 1973 Constitution itself, the outcome of the petition would have been
different. Wrote the Court:
. . . Beyond saying that the Batasan may initiate impeachment by a vote of
at least one- fth of all its members and that no o cial shall be convicted without
the concurrence of at least two-thirds of all the members thereof, the Constitution
says no more. It does not lay down the procedure in said impeachment
proceedings, which it had already done. The interpretation and application of said
rules are beyond the powers of the Court to review . . . 3 4

Forty-six years ago, this Court in Tañada v . Cuenco 3 5 was confronted with the
question of whether the procedure laid down in the 1935 Constitution for the selection
of members of the Electoral Tribunals was mandatory. After ruling that it was not a
political question, the Court proceeded to a rm the mandatory character of the
procedure in these words:
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The procedure prescribed in Section 11 of Article VI of the Constitution for
the selection of members of the Electoral Tribunals is vital to the role they are
called upon to play. It constitutes the essence of said Tribunals. Hence,
compliance with said procedure is mandatory and acts performed in violation
thereof are null and void. 3 6

The footnote of authorities corresponding to the above-quoted pronouncement


reads:
The need of adopting this view is demanded, not only by the factors
already adverted to, but, also, by the fact that constitutional provisions, unlike
statutory enactments, are presumed to be mandatory, 'unless the contrary is
unmistakably manifest.' The pertinent rule of statutory construction is set forth in
the American Jurisprudence as follows:
In the interpretation of Constitutions, questions frequently arise as to
whether particular sections are mandatory or directory. The courts usually
hesitate to declare that a constitutional provision is directory merely in view of the
tendency of the legislature to disregard provisions which are not said to be
mandatory. Accordingly, it is the general rule to regard constitutional provisions
as mandatory, and not to leave any discretion to the will of a legislature to obey or
to disregard them. This presumption as to mandatory quality is usually followed
unless it is unmistakably manifest that the provisions are intended to be merely
directory. The analogous rules distinguishing mandatory and directory statutes
are of little value in this connection and are rarely applied in passing upon the
provisions of a Constitution.
So strong is the inclination in favor of giving obligatory force to the terms
of the organic law that it has even been said that neither by the courts nor by any
other department of the government may any provision of the Constitution be
regarded as merely directory, but that each and every one of its provisions should
be treated as imperative and mandatory, without reference to the rules and
distinguishing between the directory and the mandatory statutes. (II Am. Jur 686-
687; emphasis supplied)

Ten years later, the Court in Gonzales v. Commission on Elections 3 7 resolved the
issue of whether a resolution of Congress proposing amendments to the Constitution
is a political question. It held that it is not and is therefore subject to judicial review.
Indeed, the power to amend the Constitution or to propose amendments
thereto is not included in the general grant of legislative powers to Congress. It is
part of the inherent powers of the people — as the repository of sovereignty in a
republican state, such as ours — to make, and, hence, to amend their own
Fundamental Law. Congress may propose amendments to the Constitution
merely because the same explicitly grants such power. Hence, when exercising
the same, it is said that Senators and Members of the House of Representatives
act, not as members of Congress, but as component elements of a constituent
assembly. When acting as such, the members of Congress derive their authority
from the Constitution, unlike the people, when performing the same function for
their authority does not emanate from the Constitution — they are the very source
of all powers of government, including the Constitution itself .

Since, when proposing, as a constituent assembly, amendments to the


Constitution, the members of Congress derive their authority from the
Fundamental Law, it follows, necessarily, that they do not have the nal say on
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whether or not their acts are within or beyond constitutional limits. Otherwise, they
could brush aside and set the same at naught, contrary to the basic tenet that
ours is a government of laws, not of men, and to the rigid nature of our
Constitution. Such rigidity is stressed by the fact that, the Constitution expressly
confers upon the Supreme Court, the power to declare a treaty unconstitutional,
despite the eminently political character of treaty-making power.
In short, the issue whether or not a Resolution of Congress — acting as a
constituent assembly — violates the Constitution essentially justiciable, not
political, and, hence, subject to judicial review, and, to the extent that this view
may be inconsistent with the stand taken in Mabanag v. Lopez Vito, the latter
should be deemed modi ed accordingly. The Members of the Court are
unanimous on this point. 3 8

I n Sanidad v. Commission on Elections 3 9 questioned was the power of the


President to propose amendments to the Constitution on the ground that it was
exercised beyond the limits prescribed by the Constitution. Holding that it was a
justiciable controversy, this Court made the following disquisition:
The amending process both as to proposal and rati cation, raises a
judicial question. This is especially true in cases where the power of the
Presidency to initiate the amending process by proposals of amendments, a
function normally exercised by the legislature, is seriously doubted. Under the
terms of the 1973 Constitution, the power to propose amendments to the
Constitution resides in the interim National Assembly during the period of
transition (Sec. 15, Transitory Provisions). After that period, and the regular
National Assembly in its active session, the power to propose amendments
becomes ipso facto the prerogative of the regular National Assembly (Sec. 1,
pars. 1 and 2 of Art. XVI, 1973 Constitution). The normal course has not been
followed. Rather than calling the interim National Assembly to constitute itself
into a constituent assembly, the incumbent President undertook the proposal of
amendments and submitted the proposed amendments thru Presidential Decree
1033 to the people in a Referendum-Plebiscite on October 16. Unavoidably, the
regularity of the procedure for amendments, written in lambent words in the very
Constitution sought to be amended, raises a contestable issue. The implementing
Presidential Decree Nos. 991, 1031, and 1033, which commonly purport to have
the force and effect of legislation are assailed as invalid, thus the issue of the
validity of said Decrees is plainly a justiciable one, within the competence of this
Court to pass upon. Section 2(2), Article X of the new Constitution provides: All
cases involving the constitutionality of a treaty, executive agreement, or law shall
be heard and decided by the Supreme Court en banc, and no treaty, executive
agreement, or law may be declared unconstitutional without the concurrence of at
least ten Members . . . The Supreme Court has the last word in the construction
not only of treaties and statutes, but also of the Constitution itself. The amending,
like all other powers organized in the Constitution, is in form a delegated and
hence a limited power, so that the Supreme Court is vested with that authority to
determine whether that power has been discharged within its limits.

Political questions are neatly associated with the wisdom, not the legality
of a particular act. Where the vortex of the controversy refers to the legality or
validity of the contested act, that matter is de nitely justiciable or non-political.
What is in the heels of the Court is not the wisdom of the act of the incumbent
President in proposing amendments to the Constitution, but his constitutional
authority to perform such act or to assume the power of a constituent assembly.
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Whether the amending process confers on the President that power to propose
amendments is therefore a downright justiciable question. Should the contrary be
found, the actuation of the President would merely be a brutum fulmen. If the
Constitution provides how it may be amended, the judiciary as the interpreter of
that Constitution, can declare whether the procedure followed or the authority
assumed was valid or not.
We cannot accept the view of the Solicitor General, in pursuing his theory
of non-justiciability, that the question of the President's authority to propose
amendments and the regularity of the procedure adopted for submission of the
proposals to the people ultimately lie in the judgment of the latter. A clear
Descartes fallacy of vicious circle. Is it not that the people themselves, by their
sovereign act, provided for the authority and procedure for the amending act,
provided for the authority and procedure for the amending process when they
rati ed the present Constitution in 1973? Whether, therefore, that constitutional
provision has been followed or not is indisputably a proper subject of inquiry, not
by the people themselves — of course — who exercise no power of judicial review,
but by the Supreme Court in whom the people themselves vested that power, a
power which includes the competence to determine whether the constitutional
norms for amendments have been observed or not. And, this inquiry must be done
a priori n ot a posteriori, i.e., before the submission to and rati cation by the
people. 4 0

The doctrine that may be drawn from the cited decisions is clear. The
determination of compliance with a rule, requirement or limitation prescribed by the
Constitution on the exercise of a power delegated by the Constitution itself on a body
or official is invariably a justiciable controversy.
Contrary to what respondent Speaker Jose G. De Venecia and intervenor Senator
Aquilino Pimentel have posited, the ruling in Nixon v. United States 4 1 is not applicable
to the present petitions. There, the U.S. Supreme Court held that the constitutional
challenge to the hearing of the impeachment case by a committee created by the
Senate is nonjusticiable. As pointed out earlier, the provisions of the 1987 Constitution
on impeachment at the House level explicitly lay out the procedure, requirements and
limitations. In contrast, the provision for the Senate level, like in the U.S. Constitution, is
quite sparse. So, if at all, Nixon would be persuasive only with respect to the Senate
proceedings. Besides, Nixon leaves open the question of whether all challenges to
impeachment are nonjusticiable. 4 2
The term "judicial supremacy" was previously used in relation to the Supreme
Court's power of judicial review, 4 3 yet the phrase wrongly connotes the bugaboo of a
judiciary supreme to all other branches of the government. When the Supreme Court
mediates to allocate constitutional boundaries or invalidates the acts of a coordinate
body, what it is upholding is not its own supremacy, but the supremacy of the
Constitution. 4 4 When this supremacy is invoked, it compels the errant branches of
government to obey not the Supreme Court, but the Constitution.
There are other requisites for justiciability of a constitutional question which we
have traditionally recognized — namely: the presence of an actual case or controversy;
the matter of standing, or when the question is raised by a proper party; the
constitutional question must be raised at the earliest possible opportunity; and that the
decision on the constitutional question must be necessary to the determination of the
case itself. 4 5 Justice Carpio-Morales, in her scholarly opinion, has addressed these
issues as applied to this case de nitively. I just would like to add a few thoughts on the
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questions of standing and ripeness.
It is argued that this Court cannot take cognizance of the petitions because
petitioners do not have the standing to bring the cases before us. Indeed, the numerous
petitioners have brought their cases under multifarious capacities, but not one of them
is the subject of the impeachment complaint. However, there is a wealth of
jurisprudence that would allow us to grant the petitioners the requisite standing in this
case, and any lengthy disquisition on this matter would no longer be remarkable. But
worthy of note is that the petitioners in G.R. No. 160295 4 6 are suing in their capacities
as members of the House of Representatives. Considering that they are seeking to
invalidate acts made by the House of Representatives, their standing to sue deserves a
brief remark.
The injury that petitioners-congressmen can assert in this case is arguably more
demonstrable than that of the other petitioners. Relevant in this regard is our ruling in
Philippine Constitution Association v. Enriquez, 4 7 wherein taxpayers and Senators
sought to declare unconstitutional portions of the General Appropriations Act of 1994.
We upheld the standing of the legislators to bring suit to question the validity of any
o cial action which they claim infringes their prerogatives as legislators, more
particularly, the validity of a condition imposed on an item in an appropriation bill. Citing
American jurisprudence, we held:
[T]o the extent to the powers of Congress are impaired, so is the power of
each member thereof, since his o ce confers arrive to participate in the exercise
of the powers of that institution (Coleman v. Miller, 307 U.S. 433 [1939]; Holtzman
v. Schlesinger, 484 F. 2d 1307 [1973]).
An act of the Executive which injuries the institution of Congress causes a
derivative but nonetheless substantial injury, which can be questioned by a
member of Congress (Kennedy v. Jones, 412 F. Supp. 353 [1976]). In such a case,
any member of Congress can have a resort to the courts. 4 8

There is another unique, albeit uneasy, issue on standing that should be


discussed. The party who can most palpably demonstrate injury and whose rights have
been most affected by the actions of the respondents is the Chief Justice of this Court.
Precisely because of that consideration, we can assume that he is unable to le the
petition for himself and therefore standing should be accorded the petitioners who
manifest that they have led their petitions on his behalf. In a situation wherein it would
be di cult for the person whose rights are asserted to present his grievance before
any court, the U.S. Supreme Court held in Barrows v. Jackson 4 9 that the rules on
standing are outweighed by the need to protect these fundamental rights and standing
may be granted. 5 0 There is no reason why this doctrine may not be invoked in this
jurisdiction.
Another point. Despite suggestions to the contrary, I maintain that the Senate
does not have the jurisdiction to determine whether or not the House Rules of
Impeachment violate the Constitution. As I earlier stated, impeachment is not an
inherent legislative function, although it is traditionally conferred on the legislature. It
requires the mandate of a constitutional provision before the legislature can assume
impeachment functions. The grant of power should be explicit in the Constitution. It
cannot be readily carved out of the shade of a presumed penumbra. 5 1 In this case,
there is a looming prospect that an invalid impeachment complaint emanating from an
unconstitutional set of House rules would be presented to the Senate for action. The
proper recourse would be to dismiss the complaint on constitutional grounds. Yet,
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from the Constitutional and practical perspectives, only this Court may grant that relief .
The Senate cannot be expected to declare void the Articles of Impeachment, as
well as the offending Rules of the House based on which the House completed the
impeachment process. The Senate cannot look beyond the Articles of Impeachment.
Under the Constitution, the Senate's mandate is solely to try and decide the
impeachment complaint. 5 2 While the Senate acts as an impeachment court for the
purpose of trying and deciding impeachment cases, such "transformation" does not
vest unto the Senate any of the powers inherent in the Judiciary, because impeachment
powers are not residual with the Senate. Whatever powers the Senate may acquire as
an impeachment court are limited to what the Constitution provides, if any, and they
cannot extend to judicial-like review of the acts of co-equal components of government,
including those of the House.
Pursuing the concept of the Senate as an impeachment court, its jurisdiction, like
that of the regular courts', has to be conferred by law and it cannot be presumed. 5 3
This is the principle that binds and guides all courts of the land, and it should likewise
govern the impeachment court, limited as its functions may be. There must be an
express grant of authority in the Constitution empowering the Senate to pass upon the
House Rules on Impeachment.
Ought to be recognized too is the tradition of comity observed by members of
Congress commonly referred to as "inter-chamber courtesy." It is simply the mutual
deference accorded by the chambers of Congress to each other. Thus, "the opinion of
each House should be independent and not in uenced by the proceedings of the other."
54

While inter-chamber courtesy is not a principle which has attained the level of a
statutory command, it enjoys a high degree of obeisance among the members of the
legislature, ensuring as it does the smooth ow of the legislative process. Thus, inter-
chamber courtesy was invoked by the House in urging the Senate to terminate all
proceedings in relation to the jueteng controversy at the onset on the call for the
impeachment of President Estrada, given the reality that the power of impeachment
solely lodged in the House could be infringed by hearings then ongoing in the upper
chamber. 5 5 On another occasion, Senator Joker Arroyo invoked inter-chamber courtesy
in refusing to compel the attendance of two congressmen as witnesses at an
investigation before the Senate Blue Ribbon Committee. 5 6
More telling would be the Senate's disposition as a Court of Impeachment of the
Motion to Quash led by the lawyers of President Estrada during the latter's
impeachment trial. The Motion to Quash was premised on purported defects in the
impeachment complaint which originated from the House of Representatives. Had the
Senate granted the Motion to Quash, it would have, by implication, ruled on whether the
House of Representatives had properly exercised its prerogative in impeaching the
President. The Senate refused to grant the Motion to Quash, a rming the validity of the
procedure adopted by the House of Representatives and expressing its conformity to
the House Rules of Procedure on Impeachment Proceedings. 5 7
It is my belief that any attempt on the part of the Senate to invalidate the House
Rules of Impeachment is obnoxious to inter-chamber courtesy. If the Senate were to
render these House Rules unconstitutional, it would set an unfortunate precedent that
might engender a wrong-headed assertion that one chamber of Congress may
invalidate the rules and regulations promulgated by the other chamber. Verily, the duty
to pass upon the validity of the House Rules of Impeachment is imposed by the
Constitution not upon the Senate but upon this Court.
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On the question of whether it is proper for this Court to decide the petitions, it
would be useless for us to pretend that the o cial being impeached is not a member
of this Court, much less the primus inter pares. Simplistic notions of rectitude will
cause a furor over the decision of this Court, even if it is the right decision. Yet we must
decide this case because the Constitution dictates that we do so. The most fatal
charge that can be levied against this Court is that it did not obey the Constitution. The
Supreme Court cannot afford, as it did in the Javellana case, to abdicate its duty and
refuse to address a constitutional violation of a co-equal branch of government just
because it feared the political repercussions.
And it is comforting that this Court need not rest merely on rhetoric in deciding
that it is proper for it to decide the petitions, despite the fact that the fate of the Chief
Justice rests in the balance. Jurisprudence is replete with instances when this Court
was called upon to exercise judicial duty, notwithstanding the fact that the application
of the same could benefit one or all members of the Court.
In Perfecto vs. Meer, 5 8 the Court passed upon the claim for a tax refund posed
by Justice Gregorio Perfecto. It was noted therein that:
. . . [a]s the outcome indirectly affects all the members of the Court,
consideration of the matter is not without its vexing feature. Yet adjudication may
not be declined, because (a) we are not legally disquali ed; (b) jurisdiction may
not be renounced, as it is the defendant who appeals to this Court, and there is no
other tribunal to which the controversy may be referred; (c) supreme courts in the
United States have decided similar disputes relating to themselves; (d) the
question touches all the members of the judiciary from top to bottom; and (e) the
issue involves the right of other constitutional o cers whose compensation is
equally protected by the Constitution, for instance, the President, the Auditor-
General and the members of the Commission on Elections. Anyway the subject
has been thoroughly discussed in many American lawsuits and opinions, and we
shall hardly do nothing more than to borrow therefrom and to compare their
conclusions to local conditions. There shall be little occasion to formulate new
propositions, for the situation is not unprecedented. 5 9

Again, in Endencia v. David, 6 0 the Court was called upon to resolve a claim for an
income tax refund made by a justice of this Court. This time, the Court had the duty to
rule upon the constitutionality of a law that subjected the income of Supreme Court
Justices to taxation. The Court did not hesitate to tackle the matter. It held:
Under our system of constitutional government, the Legislative department
is assigned the power to make and enact laws. The Executive department is
charged with the execution or carrying out of the provisions of said laws. But the
interpretation and application of said laws belong exclusively to the Judicial
department. And this authority to interpret and apply the laws extends to the
Constitution. Before the courts can determine whether a law is constitutional or
not, it will have to interpret and ascertain the meaning not only of said law, but
also of the pertinent portion of the Constitution in order to decide whether there is
a con ict between the two, because if there is, then the law will have to give way
and has to be declared invalid and unconstitutional. 6 1

I n Radiowealth Inc. v. Agregado, 6 2 this Court was constrained to rule on the


authority of the Property Requisition Committee appointed by the President to pass
upon the Court's requisitions for supplies. There, this Court was compelled to assert its
own financial independence.
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. . . the prerogatives of this Court which the Constitution secures against
interference includes not only the powers to adjudicate causes but all things that
are reasonably necessary for administration of justice. It is within its power, free
from encroachment by the executive, to acquire books and other o ce equipment
reasonably needed to the convenient transaction of its business. These implied,
inherent, or incidental powers are as essential to the existence of the court as the
powers speci cally granted. Without the power to provide itself with appropriate
instruments for the performance of its duties, the express powers with which the
Constitution endows it would become useless. The court could not maintain its
independence and dignity as the Constitution intends if the executive personally
or through subordinate o cials could determine for the court what it should have
or use in the discharge of its functions, and when and how it should obtain them.
63

Thus, in the cited cases the Court deviated from its self-imposed policy of
prudence and restraint, expressed in pronouncements of its distaste of cases which
apparently cater to the ostensibly self-serving concerns of the Court or its individual
members, and proceeded to resolve issues involving the interpretation of the
Constitution and the independence of the judiciary. We can do no less in the present
petitions. As was declared in Sanidad, 6 4 this Court in view of the paramount interests
at stake and the need for immediate resolution of the controversy has to act a priori,
not a posteriori, as it does now.
Having established the jurisdiction of this Court to decide the petitions, the
justiciability of the issues raised, and the propriety of Court action on the petition, I
proceed now to discuss the constitutionality of the House Rules on Impeachment.
It is suggested that the term "initiate" in Sections 3 (1) and 3 (5), Article XI is
used in the same sense, that is, the ling of the Articles of Impeachment by the House
of Representatives to the Senate:
SEC. 3.(1)The House of Representatives shall have the exclusive power to
initiate all cases of impeachment.
xxx xxx xxx
(5)No impeachment proceedings shall be initiated against the same
official more than once within a period of one year. [Emphasis supplied.]

A review of the history of Section 3 (1) shows that this is not so.
The Constitution of the United States, after which the 1935 and subsequent
Constitutions, as well as our system of government, were patterned, simply states:
5.The House of Representatives shall choose their speaker and other
officers; and shall have the sole power of impeachment. [Sec. 3, Art. I.]

Note that the phrase "power to initiate all cases of impeachment" does not
appear in the above provision. Rather, it uses the shorter clause "power of
impeachment." Webster's Third New International Dictionary de nes "impeach" as, "to
bring an accusation (as of wrongdoing or impropriety) against" or to "charge with a
crime or misdemeanor." Speci cally, it means, to "charge (a public o cial) before a
competent tribunal with misbehavior in o ce" or to "arraign or cite for o cial
misconduct." "Initiate," on the other hand, is de ned primarily as, "to begin or set going,"
or to "make a beginning of," or to "perform or facilitate the rst actions, steps, or stages
of."
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Contrast this with the merely slight difference between Section 3 (6), Article XI of
the 1987 Philippine Constitution ("The Senate shall have the sole power to try and
decide all cases of impeachment.") and Section 3.6, Article I of the U.S. Constitution
("The Senate shall have the sole power to try all impeachments."), the former adding
only the word "decide."
The original 1935 Constitution contemplated a unicameral legislature called
National Assembly but, nevertheless, employed a two-tiered impeachment process.
The "sole power of impeachment" was reposed on the Commission on Impeachment of
the National Assembly, composed of twenty-one members of the Assembly, 6 5 and the
"sole power to try all impeachments," on the National Assembly as a body, less those
who belong to the Commission on Impeachment. The pertinent provisions of Article IX
(Impeachment) of the original 1935 Constitution read:
SEC. 2.The Commission on Impeachment of the National Assembly, by a
vote of two-thirds of its Members, shall have the sole power of impeachment.
SEC. 3.The National Assembly shall have the sole power to try all
impeachments. When sitting for that purpose the Members shall be on oath or
a rmation. When the President of the Philippines is on trial, the Chief Justice of
the Supreme Court shall preside. No person shall be convicted without the
concurrence of three-fourths of all the Members who do not belong to the
Commission on Impeachment.

The 1935 Constitution was amended in 1940. The 1940 amendment


transformed the legislature from a unicameral to a bicameral body composed of a
Senate and a House of Representatives. Like the U.S. Constitution, the 1935
Constitution, as amended, lodged the "power of impeachment" in the House of
Representatives. This was a simple but complete grant of power. Just as simple and
complete was the power to "try and decide" which rested in the Senate.
If the impeachment process is juxtaposed against a criminal case setting, the
structural change made the House the investigator and the proceeding before it akin to
a preliminary investigation, while the Senate was transformed into a court and the
proceedings before it a trial. This is the same structure under the 1987 Constitution.
Under the 1973 Constitution, the country reverted to a unicameral legislature;
hence, the need to spell out the speci c phases of impeachment, i.e., "to initiate, try and
decide," all of which were vested in the Batasang Pambansa. This was the first time that
the term "initiate" appeared in constitutional provisions governing impeachment.
Section 3, Article XIII thereof states:
The Batasang Pambansa shall have the exclusive power to initiate, try, and
decide all cases of impeachment. Upon the ling of a veri ed complaint, the
Batasang Pambansa may initiate impeachment by a vote of at least one- fth of
all its Members. No o cial shall be convicted without the concurrence of at least
two-thirds of all the Members thereof. When the Batasang Pambansa sits in
impeachment cases, its Members shall be on oath or affirmation.

Unfortunately, it seems that the 1987 Constitution has retained the same term,
"initiate," used in the 1973 Constitution. The use of the term is improper and
unnecessary. It is the source of the present confusion. Nevertheless, the intent is clear
to vest the power to "impeach" in the House of Representatives. This is a much broader
power that necessarily and inherently includes not only the power to "initiate"
impeachment cases before the Senate, but to investigate complaints led by any
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Member or any citizen, endorsed by any Member, against an impeachable o cial. The
term "initiate" in Section 3 (1), Article XI should, therefore, be read as "impeach" and the
manner in which it is used therein should be distinguished from its usage in Section
3(5) of the same Article.
This conclusion is supported by the object to which the term relates in the
different paragraphs of the same Section 3. Thus, Section 3 (1) speaks of initiating
"cases of impeachment" while Section 3 (5) pertains to the initiation of "impeachment
proceedings." "Cases," no doubt, refers to those led before the Senate. Its use and its
sense are consistent throughout Section 3. Thus, Section 3 (6) states, "The Senate shall
have the sole power to decide all cases [not "proceedings"] of impeachment." Section
3(7) provides, "Judgment in cases [not "proceedings"] of impeachment shall not extend
further than removal from office and disqualification to hold any office . . ."
It may be argued, albeit unsuccessfully, that Sections 16 and 17, Rule V of the
House of Representatives Rules on Impeachment constitute its interpretation of the
Constitution and is, therefore, entitled to great weight. A comparison of these Rules,
which, incidentally were promulgated only recently by the Twelfth Congress, with the
p r evio us Rules adopted by the Eighth, Ninth, Tenth and Eleventh Congress
demonstrates how little regard should be given to this most recent "interpretation." The
old Rules simply reproduced Section 3 (5), Article XI of the Constitution, which is to say,
that they employed a literal interpretation of the same provision, thus:
RULE V
SEC. 14.Scope of Bar. — No impeachment proceedings shall be initiated
against the same official more than once within the period of one year.

The interpretation of the Twelfth Congress, however, is such a radical departure


from previous interpretations that it cannot be accorded the same great weight
normally due it. Depending on the mode of the ling of the complaint, the impeachment
proceedings are "deemed" initiated only:
(1)on the day the Committee on Justice nds that the veri ed complaint
and/or resolution against such o cial, as the case may be is su cient in
substance; or
(2)on the date the House votes to overturn or a rm the nding of said
Committee that the veri ed complaint and/or resolution, as the case may be, is
not sufficient in substance; or
(3)at the time of the ling of such veri ed complaint or resolution of
impeachment with the Secretary General.

It is true that each Congress is not bound by the interpretation of the previous
Congress, that it has the power to disregard the Rules of its predecessor and to adopt
its own Rules to conform to what it may deem as the proper interpretation of the
Constitution. Thus, in Osmeña v. Pendatun, 6 6 the Court held that "the rules adopted by
deliberative bodies are subject to revocation[,] modi cation or waiver at the pleasure of
the body adopting them." The Court concedes the congressional power to interpret the
Constitution in the promulgation of its Rules, but certainly not, as stated earlier, the
congressional interpretation, which, in this case, is so dreadfully contrary, not only to
the language of the provision, but also to the intent of the framers of the Constitution
and to the provision's very philosophy.

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Many of the petitions refer to the Records of the Constitutional Commission,
stressing statements of Commissioner Regalado Maambong that "the initiation starts
from the ling of the complaint," and that it "is not the [House] body which initiates [the
complaint]." The Court, having heard from Commissioner Maambong himself, acting as
amicus curiae, is persuaded by the argument and the point need not be belabored.
Plainly, the mere ling of the complaint (or a resolution of impeachment) under Section
3(2) (or Section 3[4]) precludes the initiation of another impeachment proceeding
against the same official within one year.
The rationale behind the so-called time-bar rule cannot be overemphasized,
however. The obvious philosophy of the bar is two-fold. The rst is to prevent the
harassment of the impeachable o cial, who shall be constrained to defend himself in
such proceedings and, as a consequence, is detracted from his o cial functions. The
second is to prevent Congress from being overwhelmed by its non-legislative chores to
the detriment of its legislative duties. 6 7
The impugned House Rules on Impeachment defeats the very purpose of the
time-bar rule because they allow the ling of an in nite number of complaints against a
single impeachable official within a given year. Not until:
(1). . . the day the Committee on Justice nds that the veri ed complaint
and/or resolution against such o cial, as the case may be, is su cient in
substance; or
(2). . . the date the House votes to overturn or a rm the nding of said
Committee that the veri ed complaint and/or resolution, as the case may be, is
not sufficient in substance; or
(3). . . the time of the ling of such veri ed complaint or resolution of
impeachment with the Secretary General.

are the impeachment proceedings deemed initiated. Until then, the right of the
impeachable o cial against harassment does not attach and is exposed to
harassment by subsequent complaints. Until then, the House would be swamped with
the task of resolving these complaints. Clearly, the Rules do not "effectively carry out
the purpose of" Section 3, Article XI and, in fact, quite creatively killed not only the
language but the spirit behind the constitutional proscription. Clearly, Sections 16 and
17, Rule V of the House Rules on Impeachment contravene Section 3(5), Article XI of
the Constitution. They must be struck down. Consequently, the second impeachment
complaint is barred pursuant to Section 3(4), Article XI of the Constitution.

It is noteworthy that the above conclusion has been reached simply by taking
into account the ordinary meaning of the words used in the constitutional provisions in
point, as well as their rationale. Resort to the rule that the impeachment provisions
should be given a narrow interpretation in relation to the goal of an independent
judiciary need not be made even. 6 8
Nevertheless, this does not mean that the second impeachment complaint is
forever barred; only that it should be dismissed without prejudice to its re- ling after
one year from the ling of the rst impeachment complaint. Indeed, this Court cannot
deprive the House of the exclusive power of impeachment lodged in the House by the
Constitution.
In taking cognizance of this case, the Court does not do so out of empathy or
loyalty for one of our Brethren. Nor does it do so out of enmity or loathing toward the
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Members of a co-equal branch, whom I still call and regard as my Brethren. The Court,
in assuming jurisdiction over this case, to repeat, does so only out of duty, a duty
reposed no less by the fundamental law.
Fears that the Court's conclusion today would yield a constitutional crisis, that
the present controversy would shake the judicial institution to its very foundations, I am
con dent, would not come to pass. Through one seemingly endless martial rule, two
bloodless uprisings, three Constitutions and countless mini-revolts, no constitutional
crisis erupted; the foundations of the Court did not shake. This is not because, in the
clashes between the great, perhaps greater, Branches of Government, the Court is
"Supreme" for it holds neither sword nor purse, and wields only a pen. Had the other
Branches failed to do the Court's bidding, the Court would have been powerless to
enforce it. The Court stands rm only because its foundations are grounded on law and
logic and its moorings on justice and equity. It is a testament to the Filipino's respect
for the rule of law that in the face of these "clashes," this Court's pronouncements have
been heeded, however grudgingly at times. Should there be more "interesting" times
ahead for the Filipino, I pray that they prove to be more of a blessing than a curse.
ACCORDINGLY, concurring in the comprehensive and well-reasoned opinion of
Justice Carpio-Morales, I vote to GRANT the petitions insofar as they seek the
declaration of the unconstitutionality of the challenged provisions of the House Rules
on Impeachment and the pronouncement that the second impeachment complaint is
time-barred on the basis of Section 3(5), Article XI of the Constitution. aATH

ES

Footnotes
1.Rollo, G.R. No. 160261 at 180-182; Annex “H.​
2.Per Special Appearance with Manifestation of House Speaker Jose C. De Venecia, Jr. ( Rollo,
G.R. No. 160261 at 325-363) the pertinent House Resolution is HR No. 260, but no copy
of the same was submitted before this Court.
3.Id. at 329. Created through PD No. 1949 (July 18, 1984), the JDF was established “to help
ensure and guarantee the independence of the Judiciary as mandated by the
Constitution and public policy and required by the impartial administration of justice by
creating a special fund to augment the allowances of the members and personnel of the
Judiciary and to nance the acquisition, maintenance and repair of o ce equipment
and facilities.​
4.Rollo, G.R. No. 160261 at 120-139; Annex “E.​
5.The initial complaint impleaded only Justices Artemio V. Panganiban, Josue N. Bellosillo,
Reynato S. Puno, Antonio T. Carpio and Renato C. Corona, and was later amended to
include Justices Jose C. Vitug, and Leonardo A. Quisumbing.
6.Supra note 4 at 123-124.
7.Rollo, G.R. No. 160403 at 48-53; Annex "A."

8.http://www.congress.gov.ph/search/bills/hist_show.php?bill_no=RPT9999.
9.Rollo, G.R. No. 160262 at 8.
10.Rollo, G.R. No. 160295 at 11.
11.Rollo, G.R. No. 160262 at 43-84; Annex “B.​
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12.Supra note 2.
13.A perusal of the attachments submitted by the various petitioners reveals the following
signatories to the second impeachment complaint and the accompanying
Resolution/Endorsement. 1. Gilbert Teodoro, Jr., NPC, Tarlac (principal complainant) 2.
Felix Fuentebella, NPC, Camarines Sur (second principal complainant) 3. Julio Ledesma,
IV, NPC, Negros Occidental 4. Henry Lanot, NPC, Lone District of Pasig City 5. Kim
Bernardo-Lokin, Party List-CIBAC 6. Marcelino Libanan, NPC, Lone District of Eastern
Samar, (Chairman, House Committee on Justice) 7. Emmylou Talino-Santos,
Independent, 1st District, North Cotobato 8. Douglas RA. Cagas, NPC, 1st District, Davao
del Sur 9. Sherwin Gatchalian, NPC, 1st District, Valenzuela City 10. Luis Bersamin, Jr.,
PDSP-PPC, Lone District of Abra 11. Nerissa Soon-Ruiz Alayon, 6th District, Cebu 12.
Ernesto Nieva, Lakas, 1st District, Manila 13. Edgar R. Erice, Lakas, 2nd District,
Kalookan City 14. Ismael Mathay III, Independent, 2nd District, Quezon City 15. Samuel
Dangwa, Reporma, Lone District of Benguet 16. Alfredo Marañon, Jr., NPC, 2nd District,
Negros Occidental 17. Cecilia Jalosjos-Carreon, Reporma, 1st District, Zamboanga del
Norte 18. Agapito A. Aquino, LDP, 2nd District, Makati City 19. Fausto L. Seachon, Jr.,
NPC, 3rd District, Masbate 20. Georgilu Yumul-Hermida, Pwersa ng Masa, 4th District,
Quezon 21. Jose Carlos Lacson, Lakas, 3rd District, Negros Occidental 22. Manuel C.
Ortega, NPC, 1st District, La Union 23. Uliran Joaquin, NPC, 1st District, Laguna 24.
Soraya C. Jaafar, Lakas, Lone District of Tawi-Tawi 25. Wilhelmino Sy-Alvarado, Lakas,
1st District, Bulacan 26. Claude P. Bautista, NPC, 2nd District, Davao Del Sur 27. Del De
Guzman, Lakas, Lone District of Marikina City 28. Zeneida Cruz-Ducut, NPC, 2nd District,
Pampanga 29. Augusto Baculio, Independent-LDP, 2nd District, Misamis Oriental 30.
Faustino Dy III, NPC-Lakas, 3rd District, Isabela 31. Agusto Boboy Syjuco, Lakas, 2nd
District, Iloilo 32. Rozzano Ru no B. Biazon, LDP, Lone District of Muntinlupa City 33.
Leovigildo B. Banaag, NPC-Lakas, 1st District, Agusan del Norte 34. Eric Singson, LP, 2nd
District, Ilocos Sur 35. Jacinto Paras, Lakas, 1st District, Negros Oriental 36. Jose Solis,
Independent, 2nd District, Sorsogon 37. Renato B. Magtubo, Party List-Partido ng
Manggagawa 38. Herminio G. Teves, Lakas, 3rd District, Negros Oriental 39. Amado T.
Espino, Jr., Lakas, 2nd District, Pangasinan 40. Emilio Macias, NPC, 2nd District, Negros
Oriental 41. Arthur Y. Pingoy, Jr., NPC, 2nd District, South Cotobato 42. Francis
Nepomuceno, NPC, 1st District, Pampanga 43. Conrado M. Estrella III, NPC, 6th District,
Pangasinan 44. Elias Bulut, Jr., NPC, Lone District of Apayao 45. Jurdin Jesus M.
Romualdo, NPC, Lone District of Camiguin 46. Juan Pablo Bondoc, NPC, 4th District,
Pampanga 47. Generoso DC. Tulagan, NPC, 3rd District, Pangasinan 48. Perpetuo
Ylagan, Lakas, Lone District of Romblon 49. Michael Duavit, NPC, 1st District, Rizal 50.
Joseph Ace H. Durano, NPC, 5th District, Cebu 51. Jesli Lapus, NPC, 3rd District, Tarlac
52. Carlos Q. Cojuangco, NPC, 4th District, Negros Occidental 53. Georgidi B. Aggabao,
NPC, 4th District, Santiago, Isabela 54. Francis Escudero, NPC, 1st District, Sorsogon 55.
Rene M. Velarde, Party List-Buhay 56. Celso L. Lobregat, LDP, Lone District of
Zamboanga City 57. Alipio Cirilo V. Badelles, NPC, 1st District, Lanao del Norte 58.
Didagen P. Dilangalen, Pwersa ng Masa, Lone District of Maguindanao 59. Abraham B.
Mitra, LDP, 2nd District, Palawan 60. Joseph Santiago, NPC, Lone District of
Catanduanes 61. Darlene Antonino-Custodio, NPC, 1st District of South Cotobato &
General Santos City 62. Aleta C. Suarez, LP, 3rd District, Quezon 63. Rodolfo G. Plaza,
NPC, Lone District of Agusan del Sur 64. JV Bautista, Party List-Sanlakas 65. Gregorio
Ipong, NPC, 2nd District, North Cotabato 66. Gilbert C. Remulla, LDP, 2nd District, Cavite
67. Rolex T. Suplico, LDP, 5th District, Iloilo 68. Celia Layus, NPC, Cagayan 69. Juan
Miguel Zubiri, Lakas, 3rd District, Bukidnon 70. Benasing Macarambon Jr,. NPC, 2nd
District, Lanao del Sur 71. Jose na Joson, NPC, Lone District of Nueva Ecija 72. Mark
Cojuangco, NPC, 5th District, Pangasinan 73. Mauricio Domogan, Lakas, Lone District of
Baguio City 74. Ronaldo B. Zamora, Pwersa ng Masa, Lone District of San Juan 75.
Angelo O. Montilla, NPC, Lone District of Sultan Kudarat 76. Roseller L. Barinaga, NPC,
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2nd District, Zamboanga del Norte 77. Jesnar R. Falcon, NPC, 2nd District, Surigao del
Sur 78. Ruy Elias Lopez, NPC, 3rd District, Davao City.
14.Rollo, G.R. No. 160261 at 5. Petitioner had previously led two separate impeachment
complaints before the House of Representatives against Ombudsman Aniano Desierto.
15.299 SCRA 744 (1998). In Chavez v. PCGG, petitioner Chavez argued that as a taxpayer and a
citizen, he had the legal personality to le a petition demanding that the PCGG make
public any and all negotiations and agreements pertaining to the PCGG's task of
recovering the Marcoses' ill-gotten wealth. Petitioner Chavez further argued that the
matter of recovering the ill-gotten wealth of the Marcoses is an issue of transcendental
importance to the public. The Supreme Court, citing Tañada v . Tuvera , 136 SCRA 27
(1985), Legaspi v. Civil Service Commission, 150 SCRA 530 (1987) and Albano v. Reyes,
175 SCRA 264 (1989) ruled that petitioner had standing. The Court, however, went on to
elaborate that in any event, the question on the standing of petitioner Chavez was
rendered moot by the intervention of the Jopsons who are among the legitimate
claimants to the Marcos wealth.
16.384 SCRA 152 (2002). In Chavez v. PEA-Amari Coastal Bay Development Corporation,
wherein the petition sought to compel the Public Estates Authority (PEA) to disclose all
facts on its then on-going negotiations with Amari Coastal Development Corporation to
reclaim portions of Manila Bay, the Supreme Court said that petitioner Chavez had the
standing to bring a taxpayer’s suit because the petition sought to compel PEA to comply
with its constitutional duties.
17.224 SCRA 792 (1993).
18.Subsequent petitions were led before this Court seeking similar relief. Other than the
petitions, this Court also received Motions for Intervention from among others, Sen.
Aquilino Pimentel, Jr., and Special Appearances by House Speaker Jose C. de Venecia,
Jr., and Senate President Franklin Drilon.
19.Supra note 2 at 10.
20.Justice Florenz D. Regalado, Former Constitutional Commissioners Justice Regalado E.
Maambong and Father Joaquin G. Bernas, SJ, Justice Hugo E. Gutierrez, Jr., Former
Minister of Justice and Solicitor General Estelito P. Mendoza, Deans Paci co Agabin
and Raul C. Pangalangan, and Former Senate President Jovito R. Salonga.
21.Rollo, G.R. No. 160261 at 275-292.
22.Id. at 292.

23.63 Phil 139 (1936).


24.Id. at 157-159.
25.Vide Alejandrino v. Quezon, 46 Phil. 83 (1924); Tañada v . Cuenco, 103 Phil. 1051 (1957);
Ynot v. Intermediate Appellate Court, 148 SCRA 659, 665 (1987).
26.CONST., art. VIII, sec. 1.
27.5 US 137 (1803).
28.Id. at 180.
29.In In re Prautch, 1 Phil 132 (1902), this Court held that a statute allowing for imprisonment
for non-payment of a debt was invalid. In Casanovas v. Hord, 8 Phil 125 (1907), this
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Court invalidated a statute imposing a tax on mining claims on the ground that a
government grant stipulating that the payment of certain taxes by the grantee would be
in lieu of other taxes was a contractual obligation which could not be impaired by
subsequent legislation. In Concepcion v. Paredes, 42 Phil 599 (1921), Section 148 (2) of
the Administrative Code, as amended, which provided that judges of the rst instance
with the same salaries would, by lot, exchange judicial districts every ve years, was
declared invalid for being a usurpation of the power of appointment vested in the
Governor General. In McDaniel v. Apacible, 42 Phil 749 (1922), Act No. 2932, in so far as
it declares open to lease lands containing petroleum which have been validly located
and held, was declared invalid for being a depravation of property without due process
of law. In U.S. v. Ang Tang Ho , 43 Phil 1 (1922), Act No. 2868, in so far as it authorized
the Governor-General to x the price of rice by proclamation and to make the sale of rice
in violation of such a proclamation a crime, was declared an invalid delegation of
legislative power.
30.VICENTE V. MENDOZA, SHARING THE PASSION AND ACTION OF OUR TIME 62-53 (2003).
31.Supra note 23.
32.Id. at 156-157.
33.Florentino P. Feliciano, The Application of Law: Some Recurring Aspects Of The Process Of
Judicial Review And Decision Making, 37 AMJJUR 17, 24 (1992).
34.Ibid.
35.I Record of the Constitutional Commission 434-436 (1986).
36.31 SCRA 413 (1970).
37.Id. at 422-423; Vide Baranda v. Gustilo, 165 SCRA 757, 770 (1988); Luz Farms v. Secretary of
the Department of Agrarian Reform, 192 SCRA 51 (1990); Ordillo v. Commission on
Elections, 192 SCRA 100 (1990).
38.194 SCRA 317 (1991).
39.Id. at 325 citing Maxwell v. Dow, 176 US 581.
40.152 SCRA 284 (1987).
41.Id. at 291 citing Gold Creek Mining v. Rodriguez, 66 Phil 259 (1938), J.M. Tuason & Co ., Inc.
v. Land Tenure Administration, supra note 36, and I TAÑADA AND FERNANDO,
CONSTITUTION OF THE PHILIPPINES 21 (Fourth Ed.).
42.82 Phil 771 (1949).

43.Id. at 775.
44.Supra note 38.
45.Id. at 330-331.
46.Id. at 337-338 citing 16 CJS 2.31; Commonwealth v. Ralph, 111 Pa. 365, 3 Atl. 220 and
Household Finance Corporation v. Shaffner, 203, SW 2d, 734, 356 Mo. 808.
47.Supra note 2.
48.Citing Section 3 (6), Article VIII of the Constitution provides:
(6)The Senate shall have the sole power to try and decide all cases of impeachment. When
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sitting for that purpose, the Senators shall be on oath or a rmation. When the President
of the Philippines is on trial, the Chief Justice of the Supreme Court shall preside, but
shall not vote. No person shall be convicted without the concurrence of two-thirds of all
the Members of the Senate.
49.Supra note 21.
50.506 U.S. 224 (1993).
51.Supra note 2 at 349-350 citing Gerhardt, Michael J. The Federal Impeachment Process: A
Constitutional and Historical Analysis, 1996, p. 119.
52.227 SCRA 100 (1993).
53.Id. at 112.
54.US Constitution. Section 2. . . . The House of Representatives shall have the sole Power of
Impeachment.
55.1987 Constitution, Article XI, Section 3 (1). The House of Representatives shall have the
exclusive power to initiate all cases of impeachment.
56.Supra note 2 at 355 citing AGRESTO, THE SUPREME COURT AND CONSTITUTIONAL
DEMOCRACY, 1984, pp. 112-113.
57.369 U.S. 186 (1962).
58.141 SCRA 263 (1986).
59.Supra note 25.
60.298 SCRA 756 (1998).
61.272 SCRA 18 (1997).
62.201 SCRA 792 (1991).
63.187 SCRA 377 (1990).
64.180 SCRA 496 (1989).
65.Supra note 25.
66.Supra note 23.
67.Civil Liberties Union v. Executive Secretary, supra note 38 at 330-331.
68.Id. at 158-159.
69.IBP v. Zamora, 338 SCRA 81 (2000) citing Joya v. PCGG, 225 SCRA 568 (1993); House
International Building Tenants Association, Inc . v. Intermediate Appellate Court, 151
SCRA 703 (1987); Baker v. Carr, supra note 57.
70.Citing Kilosbayan, Inc. v. Morato, 250 SCRA 130 (1995).
71.Citing Tatad v. Secretary of the Department of Energy , 281 SCRA 330 (1997).
72.Citing Kapatiran ng mga Naglilingkod sa Pamahalaan ng Pilipinas, 163 SCRA 371, 378
(1988).
73.Rule 3, Section 2. Parties in interest. — A real party in interest is the party who stands to be
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bene ted or injured by the judgment in the suit, or the party entitled to the avails of the
suit. Unless otherwise authorized by law or these Rules, every action must be prosecuted
or defended in the name of the real party in interest.
74.JG Summit Holdings, Inc. v. Court of Appeals, 345 SCRA 143, 152 (2000).
75.246 SCRA 540 (1995).
76.Id. at 562-564.
77.Agan v. PIATCO, G.R. No. 155001, May 5, 2003 citing BAYAN v. Zamora, 342 SCRA 449, 562-
563 (2000) and Baker v. Carr, supra note 57; Vide Gonzales v. Narvasa, 337 SCRA 733
(2000); TELEBAP v. COMELEC, 289 SCRA 337 (1998).
78.Chavez v. PCGG, supra note 15.
79.Del Mar v. PAGCOR, 346 SCRA 485, 501 (2000) citing Kilosbayan, Inc., et al. v. Morato, supra
note 70; Dumlao v. COMELEC, 95 SCRA 392 (1980); Sanidad v. Comelec, 73 SCRA 333
(1976); Philconsa v. Mathay , 18 SCRA 300 (1966); Pascual v. Secretary of Public Works,
110 Phil 331 (1960); Vide Gonzales v. Narvasa, supra note 77; Pelaez v. Auditor General,
15 SCRA 569 (1965); Philconsa v. Gimenez, 15 SCRA 479 (1965); Iloilo Palay & Corn
Planters Association v. Feliciano, 13 SCRA 377 (1965).
80.BAYAN v . Zamora, supra note 77 citing Bugnay v. Laron, 176 SCRA 240, 251-252 (1989);
Vide Del Mar v. PAGCOR, supra note 79; Gonzales v. Narvasa, supra note 77; TELEBAP v.
COMELEC, supra note 77; Kilosbayan, Inc. v. Morato, supra note 70; Joya v. PCGG, supra
note 69; Dumlao v. COMELEC, supra note 79; Sanidad v. COMELEC, supra note 79;
Philconsa v. Mathay, supra note 79; Pelaez v. Auditor General, supra note 79; Philconsa
v. Gimenez, supra note 79; Iloilo Palay & Corn Planters Association v. Feliciano, supra
note 79; Pascual v. Sec. of Public Works, supra note 79.
81.Gonzales v. Narvasa, supra note 77 citing Dumlao v. COMELEC, supra note 79; Sanidad v.
COMELEC, supra note 79; Tan v. Macapagal, 43 SCRA 677 (1972).
82.Tatad v. Garcia, Jr., 243 SCRA 436 (1995); Kilosbayan, Inc. v. Morato, supra note 70 at 140-
141 citing Philconsa v. Enriquez, 235 SCRA 506 (1994); Guingona v. PCGG, 207 SCRA
659 (1992); Gonzales v. Macaraig, 191 SCRA 452 (1990); Tolentino v . COMELEC, 41
SCRA 702 (1971).
83.Del Mar v. PAGCOR, supra note 79 at 502-503 citing Philconsa v. Mathay, supra note 79.
84.Chinese Flour Importers Association v. Price Stabilization Board, 89 Phil 439, 461 (1951)
citing Gallego et al.vs. Kapisanan Timbulan ng mga Manggagawa, 46 Off. Gaz, 4245.
85.Philippine Constitution Association v. Gimenez, supra note 79 citing Gonzales v. Hechanova,
118 Phil. 1065 (1963); Pascual v. Secretary, supra note 79.
86.Integrated Bar of the Philippines v. Zamora, 338 SCRA 81 (2000).
87.MVRS Publications, Inc. v. Islamic Da'wah Council of the Philippines , G.R. No. 135306,
January 28, 2003, citing Industrial Generating Co. v. Jenkins 410 SW 2d 658; Los
Angeles County Winans, 109 P 640; Weberpals v. Jenny, 133 NE 62.
88.Mathay v. Consolidated Bank and Trust Company , 58 SCRA 559, 570-571 (1974), citing
Moore's Federal Practice 2d ed., Vol. III, pages 3423-3424; 4 Federal Rules Service, pages
454-455; Johnson, et al. vs. Riverland Levee Dist., et al., 117 2d 711, 715; Borlasa v.
Polistico, 47 Phil. 345, 348 (1925).

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89.MVRS Publications, Inc. v. Islamic Da’wah Council of the Philippines, supra note 87,
dissenting opinion of Justice Carpio; Bulig-bulig Kita Kamag-Anak Assoc. v. Sulpicio
Lines, 173 SCRA 514, 514-515 (1989); Re: Request of the Heirs of the Passengers of
Doña Paz, 159 SCRA 623, 627 (1988) citing Moore, Federal Practice, 2d ed., Vol. 3B, 23-
257, 23-258; Board of Optometry v. Colet, 260 SCRA 88 (1996), citing Section 12, Rule 3,
Rules of Court; Mathay v. Consolidated Bank and Trust Co . , supra note 88; Oposa v.
Factoran, supra note 17.
90.Kilosbayan v. Guingona, 232 SCRA 110 (1994).
91.Kilosbayan, Inc. v. Morato, supra note 70 citing Civil Liberties Union v. Executive Secretary ,
supra note 38; Philconsa v. Giménez, supra note 79; Iloilo Palay and Corn Planters
Association v. Feliciano, supra note 79; Araneta v.Dinglasan, 84 Phil. 368 (1949); vide
Tatad v . Secretary of the Department of Energy, 281 SCRA 330 (1997); Santiago v.
COMELEC, 270 SCRA 106 (1997); KMU v. Garcia, Jr., 239 SCRA 386 (1994); Joya v.
PCGG, 225 SCRA 368 (1993); Carpio v. Executive Secretary, 206 SCRA 290 (1992);
Osmeña v. COMELEC, 199 SCRA 750 (1991); Basco v. PAGCOR , 197 SCRA 52 (1991);
Guingona v. Carague, 196 SCRA 221 (1991); Daza v. Singson, supra note 64; Dumlao v.
COMELEC, supra note 79.
92.Firestone Ceramics, Inc. v. Court of Appeals, 313 SCRA 522, 531 (1999) citing Gibson vs.
Revilla, 92 SCRA 219; Magsaysay-Labrador v. Court of Appeals, 180 SCRA 266, 271
(1989).
93.Supra note 79.
94.Id. at 403.
95.Supra note 81.
96.Id. at 681.
97.SECTION 3. . . .
(2)A veri ed complaint for impeachment may be led by any Member of the House of
Representatives or by any citizen upon a resolution of endorsement by any Member
thereof, which shall be included in the Order of Business within ten session days, and
referred to the proper Committee within three session days thereafter. The Committee,
after hearing, and by a majority vote of all its Members, shall submit its report to the
House within sixty session days from such referral, together with the corresponding
resolution. The resolution shall be calendared for consideration by the House within ten
session days from receipt thereof.
(3)A vote of at least one-third of all the Members of the House shall be necessary either to
a rm a favorable resolution with the Articles of Impeachment of the Committee, or
override its contrary resolution. The vote of each Member shall be recorded.
98.Supra note 25.
99.Id. at 1067.
100.Vide Barcelon v. Baker, 5 Phil. 87 (1905); Montenegro v. Castañeda, 91 Phil. 882 (1952); De
la Llana v. COMELEC, 80 SCRA 525 (1977).
101.Vide Avelino v. Cuenco, 83 Phil. 17 (1949); Macias v. COMELEC, 3 SCRA 1 (1961); Cunanan
v. Tan, Jr ., 5 SCRA 1 (1962); Gonzales v. COMELEC, 21 SCRA 774 (1967); Lansang v.
Garcia, 42 SCRA 448 (1971); Tolentino v. COMELEC, supra note 82.

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102.50 SCRA 30 (1973).
103.RECORD OF THE CONSTITUTION COMMISSION, Vol. 1, July 10, 1986 at 434-436.
104.Id. at 439-443.
105.177 SCRA 668 (1989).
106.Id. at 695.
107.203 SCRA 767 (1991).
108.Id. at 776 citing Gonzales v. Macaraig, 191 SCRA 452, 463 (1990).
109.Supra note 64.

110.Id. at 501.
111.Supra note 57.
112.Id. at 217.
113.2 RECORD OF THE CONSTITUTIONAL COMMISSION at 286.
114.Id. at 278, 316, 272, 283-284, 286.
115.76 Phil 516 (1946).
116.Id. at 522.
117.Supra note 37.
118.Id. at 58 citing Association of Small Landowners in the Philippines, Inc. v. Secretary of
Agrarian Reform, 175 SCRA 343 (1989).
119.Vide concurring opinion of Justice Vicente Mendoza in Estrada v. Desierto, 353 SCRA 452,
550 (2001); Demetria v. Alba, 148 SCRA 208, 210-211 (1987) citing Ashwander v. TVA ,
297 U.S. 288 (1936).

120.As adverted to earlier, neither a copy the Resolution nor a record of the hearings conducted
by the House Committee on Justice pursuant to said Resolution was submitted to the
Court by any of the parties.
121.Rollo, G.R. No. 160310 at 38.
122.Supra note 107.
123.Id. at 777 (citations omitted).
124.Rollo, G.R. No. 160262 at 73.
125.Supra note 2 at 342.
126.Perfecto v. Meer, 85 Phil 552, 553 (1950).

127.Estrada v. Desierto, 356 SCRA 108, 155-156 (2001); Vide Abbas v. Senate Electoral
Tribunal, 166 SCRA 651 (1988); Vargas v. Rilloraza, et al., 80 Phil. 297, 315-316 (1948);
Planas v. COMELEC, 49 SCRA 105 (1973), concurring opinion of J. Concepcion.
128.Philippine Judges Association v. Prado, 227 SCRA 703, 705 (1993).
129.Ibid.
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130.Ramirez v. Corpuz-Macandog, 144 SCRA 462, 477 (1986).
131.Supra note 127.
132.Estrada v. Desierto, supra note 127.
133.Id. at 155-156 citing Abbas, et al. v. Senate Electoral Tribunal , supra note 127; Vargas v.
Rilloraza, et al., supra note 127.
134.Supra note 119 at 210-211.
135.Supra note 119.
136.Board of Optometry v. Colet, 260 SCRA 88, 103 (1996); Joya v. PCGG, supra note 69 at 575;
Macasiano v. National Housing Authority, 224 SCRA 236, 242 (1993); Santos III v.
Northwestern Airlines, 210 SCRA 256, 261-262 (1992), National Economic Protectionism
Association v. Ongpin, 171 SCRA 657, 665 (1989).
137.Supra note 2 at 353.
138.Supra note 33 at 32.
139.Supra note 102.
140.Supra note 33.
141.249 SCRA 244, 251 (1995).
142.Id. at 251.
143.2 RECORDS OF THE CONSTITUTIONAL COMMISSION at 342-416.
144.Id. at 416.
145.Commissioner Maambong's Amicus Curiae Brief at 15.
146.2 RECORD OF THE CONSTITUTIONAL COMMISSION at 375-376, 416.
147.77 Phil. 192 (1946).
148.Justice Hugo Gutierrez's Amicus Curiae Brief at 7.
149.109 Phil. 863 (1960).
150.40 SCRA 58, 68 (1971).
151.286 U.S. 6, 33 (1932).
152.277 SCRA 268, 286 (1997).
153.144 U.S. 1 (1862).
154.Supra note 152 at 304-306.
155.Id. at 311.
156.Id. at 313.
157.Supra note 152 at 314-315.
158.Supra note 50.

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BELLOSILLO, J.:
1.See Association of Small Landowners in the Phil., Inc., et al. v. Secretary of Agrarian Reform,
G.R. No. 78742, 14 July 1989, 175 SCRA 343.
2.Hamilton, A., Federalist No. 65, Friday, 7 March 1788.

3.G.R. No. 141284, 15 August 2000, 338 SCRA 81.


4.369 U.S. 186 (1962).
5.Ibid.
6.122 L. Ed. 2d 1, 506 U.S. 224 (1993).
7.60 U.S., 393 (1857).
8.See Concurring Opinion of J . Souter in Nixon v. United States, 122 L. Ed. 2d 1, 506 U.S. 224
(1993).
9.63 Phil. 139, 158 (1936).
10.Records of the Constitutional Commission, 28 July 1986, pp. 374-376.
11.Fr. Joaquin C. Bernas, S.J., "Position Paper on the Impeachment of Chief Justice Davide, Jr.,"
5 November 2003.
PUNO, J., concurring and dissenting:
1.Ferrick, Impeaching Federal Judges: A Study of the Constitutional Provisions, 39 Fordham L
Rev. p. 5 (1970).

2.Ibid.
3.Schlesinger, Reflections on Impeachment, 67 Geo Wash L Rev. No. 3 (March 1999), p. 693.
4.Turley, Congress as Grand Jury: The Role of the House of Representatives in the
Impeachment of an American President, 67 Geo Wash L. Rev. No. 3 (March 1999) p. 763.

5.Ibid.
6.Perrick, op cit., p. 5.
7.Ibid.
8.Ibid.
9.Ibid.
10.Turley, op cit., pp. 763-764.
11.Gerhardt, The Lessons of Impeachment History, 67 Geo Wash L Rev. 67, No. 3 (March 1999),
p. 11. Mc Dowell, "High Crimes and Misdemeanors." Recovering the Intentions of the
Founders, 67 Geo Wash L. Rev. 67, No. 3 (March 1999), p. 636-638; Bergeir,
Impeachment, The Constitutional Problems, 61 (1973).
12.Feerick, op cit., pp. 12-14.
13.Ibid.
14.Ibid.
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15.Ibid.
16.Ibid.
17.Ibid.
18.Ibid.
19.Ibid.
20.Feerick, op cit., pp. 14-15.
21.Ibid.
22.Ibid.
23.Ibid. at pp. 15-16.

24.Ibid.
25.Ibid.
26.Ibid., p. 20.
27.Ibid., p. 21.
28.Ibid., p. 22.
29.Ibid., p. 22.
30.Ibid. pp. 22-23, Delegates Pinkney and Williamson were against the Senate while Delegates
Sherman and Morris objected to the Supreme Court.
31.Ibid.
32.Ibid.
33.Gerhardt, op cit., pp. 605-606.
34.Gerhardt, op cit., p. 609.
35.McDowell, op. cit. p. 635.
36.See e.g., People ex. Rel. Robin v. Hayes, 82 Misc. 165, 143 N.Y.S. 325 (Sup. Ct. 1913) aff'd
163 App. Div. 725, 149 N.Y.S. 250, appeal dismissed 212 N.Y.S. 603, 106 N.E. 1041
(1914); State ex rel Trapp v. Chambers, 96 Okla. 78, 220 P. 8310 (1923); Ritter v. US, 84
Ct. Cl. 293 (1936, cert. denied 300 US 668 (1937).
37.38 506 US 224 (1993), 122 L ed. 1, 113 S Ct. 732.

38.100 Phil. 1101.


39.73 SCRA 333.
40.369 US 186 (1962).
41."'Judicial activism' is a political, sociological, or pejorative term, not a constitutional one. An
activist court answers questions its critics believe it need never have considered; it
imposes its policy views not merely on the parties before it but it usurps the legislature's
functions. Throughout the 1960s, the Warren Court was brandied as the epitome of
activism because of its long line of procedural due process cases, extending the Bill of
Rights to the States and its equal protection anti-segregation cases, beginning with
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Brown v. Board of Education. Such decisions have been cited as the hallmark of liberal
judicial 'result oriented' activism." Lieberman, The Evolving Constitution, pp., 277-278
(1982 ed).
42.Ibid., p. 290; See also Position Paper of Amicus Curiae Paci co Agabin, former Dean of the
UP College of Law, p. 1.

43.Art. XI, sec. 3 of the 1987 Constitution.


44.Ibid., Art. XI, sec. 3(1).
45.Ibid., Art. XI, sec. 3(6).
46.Ibid.
47.Art. VIII, sec. 19 of the 1987 Constitution.
48.Art. XI, sec. 2 of the 1987 Constitution.
49.Ibid., sec. 3(6).
50.Ibid.
51.Article VII, sec. 18 of the 1987 Constitution.
52.Ibid.
53.Ibid.
54.E.g., the Commission on Appointment ceased to have any power to con rm appointments to
the Judiciary.
55.Art. VIII, sec. 1 of the 1987 Constitution.
56.Ibid., Art. VIII, sec. 5 (5).
57.92 SCRA 642.
58.63 Phil. 139 (1936).
59.Cruz, Philippine Political Law, p. 88 (1998 ed.).
60.Ibid., p. 89.
61.201 SCRA 792 (1991).
62.Vera v. Avelino, 77 Phil. 192, 203.
63.63 Phil. 139 (1936).
64.246 SCRA 384 (1995).
65.235 SCRA 630 (1994).
66.G.R. No. 157013, July 10, 2003.
67.See also Marcos v. Manglapus, 177 SCRA 668 (1989); Bengzon, Jr. v. Senate Blue Ribbon
Committee, 203 SCRA 767 (1991); Guingona v. Carague, 196 SCRA 221 (1991);
Gonzales v. Macaraig, Jr., 191 SCRA 452 (1990) and Coseteng v. Mitra, Jr., 187 SCRA
377 (1990).
68.Wallace, C., "The Jurisprudence of Judicial Restraint: A Return to the Moorings", George
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Washington Law Review, vol. 50, no. 1 (Nov. 1981), pp. 1, 5.

69.Ducat, C. Constitutional Interpretation: Rights of the Individual, vol. II (1999), E9.


70.Neuhaus, R., "A New Order of Religious Freedom," The George Washington Law Review
(1992), vol. 60 (2), pp. 620, 621, 624-625.
71.Wallace, C., "The Jurisprudence of Judicial Restraint: A Return to the Moorings", George
Washington Law Review, vol. 50, no. 1 (Nov. 1981), pp. 1, 5.
72.Conkle, D., "A 'Conservative' Judge and the First Amendment: Judicial Restraint and
Freedom of Expression", The Georgetown Law Journal, vol. 74, no. 6 (Aug. 1986), pp.
1585, 1586.
73.Wallace, C., "The Jurisprudence of Judicial Restraint: A Return to the Moorings", The George
Washington Law Review, vol. 50, no. 1 (Nov. 1981), pp. 1, 16.
74.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), pp. 656, 668, citing
James B. Thayer, The Origin and Scope of the American Doctrine of Constitutional Law,
7 Harvard Law Review, 129, 140-144 (1893).
75.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), p. 656, 668, citing
William R. Castro, The Supreme Court in the Early Republic: The Chief Justiceships of
John Jay and Oliver Ellsworth 222-27 (1995). Other citations omitted.
76.Bickel, A., The Least Dangerous Branch: The Supreme Court at the Bar of Politics (1962), p.
35.
77.Neely, Mr. Justice Frankfurter's Iconography of Judging, 82 KY LJ 535 (1994).
78.Ibid.
79.Ducat, C. Constitutional Interpretation: Rights of the Individual, vol. II (1999), E9.
80.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), pp. 656, 702, citing
James B. Thayer, The Origin and Scope of the American Doctrine of Constitutional Law,
7 Harvard Law Review, 129, 155-156 (1893).
81.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), pp. 656, 702, citing
James B. Thayer, The Origin and Scope of the American Doctrine of Constitutional Law,
7 Harvard Law Review, 129, 155-156 (1893); see also Mark Tushnet, Policy Distribution
and Democratic Debilitation: Comparative Illumination of the Countermajoritarian
Difficulty, 94 Michigan Law Review, pp. 245, 299-300 (1995).
82.McConnell, M., "Religious Freedom at a Crossroads", The University of Chicago Law Review
(1992), vol. 59(1), pp. 115, 139.
83.Neuhaus, R., "A New Order of Religious Freedom," The George Washington Law Review
(1992), vol. 60 (2), p. 620, 624-625.
84.Ducat, C. Constitutional Interpretation: Rights of the Individual, vol. II (1999), E11.
85.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), p. 656, 702, citing
Michael Stokes Paulsen, "The Most Dangerous Branch: Executive Power to Say What
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Law is", 83 Geo. L.J. 217 (1994).
86.5 U.S. 137 (1803).
87.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), p. 656, 667, citing
Michael Stokes Paulsen, "The Most Dangerous Branch: Executive Power to Say What
Law is", 83 Geo. L.J. 217, 332 (1994).
88.Schapiro, R., "Judicial Deference and Interpretive Coordinacy in State and Federal
Constitutional Law", Cornell Law Review, vol. 85, no. 3 (March 2000), p. 656, 715-716.
89.Alejandrino v. Quezon, 46 Phil. 83 (1924).
90.Zandueta v. de la Cuesta, 66 Phil. 615 (1938).
91.Missouri, K. & T . Co. v. May , 194 US 267, 270; People v. Crane, 214 N.Y. 154, 174 cited in
Cardozo, The Nature of the Judicial Process.
VITUG, J.:
1.Section 1, Article II, 1987 Constitution.
2.UP Law Center Constitutional Revision Project, Manila, 1970.
3.Michael Nelson, ed., "The Presidency A to Z," Washington D.C. Congressional Quarterly
(1998).
4.Ibid.
5.Numeriano F. Rodriguez, Jr., "Structural Analysis of the 1973 Constitution," Philippine Law
Journal, 57:104, March 1982, 1st Quarter.
6.Nelson, supra.
7.Ibid.
8.Ibid.
9.Ibid.
10.See Article II, Section 4, US Constitution.
11.Michael J. Gerhardt, "The Constitutional Limits to Impeachment and its Alternatives," Texas
Law Review, Vol. 68 (1989).
12.Michael J. Gerhardt, "The Lessons of Impeachment History," The George Washington Law
Review, Vol. 67 (1999).
13.Nelson, supra.
14.Other differences include — The English House of Lords can convict by mere majority, but
the US House of Representatives need to have a concurrence of two-thirds of its
members to render a guilty verdict. The House of Lords can order any punishment upon
conviction; the US Senate can only order the removal from O ce, and the
disquali cation to hold and enjoy any o ce of honor, trust and pro t. The English
monarch can exercise pardon on any convicted o cial; such power was expressly
withheld from the US President. The English monarch can never be impeached, while the
American president is not immune from the impeachment process. (Gerhardt, "The
Lessons of Impeachment History," supra.).
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15.Nelson, supra.
16.Ibid.
17.Article III, Bill of Rights. Section 1. No person shall be deprived of life, liberty, or property
without due process of law, nor shall any person be denied the equal protection of the
laws.
18.UP Law Center, supra.
19.Akhil Reed Amar, "On Impeaching Presidents," Hofstra Law Review, Winter 1999, Vol. 28, No.
2.
20.For example, the constitutional provision reads, "The president, vice-president . . . may be
removed from o ce, on impeachment for . . ." The clause not only provides the authority
for Congress to impeach and convict on proof of such conduct, it also undercuts the
notion that Congress is obliged to impeach for any particular offense. It goes without
saying that if its purpose is to remove seriously un t public o cials to avoid injury to
the Republic, impeachment may not be resorted to if injury is not likely to ow from the
assailed conduct. As American history would attest, falsehoods, proven to have been
committed by public o cials in both their private and public capacities, are not always
deemed by the US Senate as su cient to warrant removal from o ce. Overwhelming
consensus further show that impeachment is not required for all impeachable acts or
that failure to bring impeachment erring conduct of some erring o cials in the past
mean that those were not impeachable offenses (Thus, it is argued that the failure to
impeach Nixon on the basis of his tax returns should not be taken to mean that merely
'private conduct' is not impeachable. In so deciding not to indict Nixon, other factors
were apparently considered by the US House of Representatives, including the
su ciency of the evidence and the need to streamline the already complicated case
against Nixon [McGinnis] infra.).
21.Amar, supra.

22.John O. McGinnis, "Impeachment: The Structural Understanding," The George Washington


Law Review, Winter 1999, Vol. 28, No. 2.
23.Ibid.
24.Stephen B. Presser, "Would George Washington Have Wanted Bill Clinton Impeached?", The
George Washington Law Review, Vol. 76, 1999.
25.Ibid.
26.Arthur M. Schlesinger, Jr., "Re ections on Impeachment," The George Washington Law
Review, Vol. 67 (1999).
27.Presser, supra.
28.Schlesinger, supra.
29.Tañada vs. Cuenco, 103 Phil 1051.
30.In contrast, Section 2, Article III of the US Federal Constitution granted only limited power to
the US Supreme Court —
"The judicial power shall extend to all Cases, in Law and Equity, arising under this Constitution,
the Laws of the United States, and Treaties made, or which shall be made, under their
Authority; — to all Cases affecting ambassadors, other public ministers and consuls; — to
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all cases of admiralty and maritime jurisdiction; — to controversies to which the United
States shall be a Party; — to controversies between two or more states; — between a
state and citizens of another state; — between citizens of the same state claiming lands
under grants of different states; and between a state, or the citizens thereof, and foreign
states, citizens or subjects.
In all cases affecting ambassadors, other public ministers and consuls, and those in which a
State shall be Party, the Supreme Court shall have original jurisdiction. In all the other
Cases before mentioned, the Supreme Court shall have appellate jurisdiction, both as to
law and fact with such exceptions, and under such regulations as the Congress shall
make.
31.Section 1, Article 8, 1987 Constitution.
32.83 Phil 17.

33.3 SCRA 1. (1961).


34.L-10520, February 28, 1965.
35.5 SCRA 1 (1962).
36.42 SCRA 448.
37.Estrada vs. Desierto, 353 SCRA 452.
38.Angara vs. Electoral Commission, 63 Phil 139.
39.Nixon vs. United States, 506 U.S. 224 (1993).
40.Asa Hutchinson, "Did the Senate Trial Satisfy the Constitution and the Demands of Justice?"
Hofstra Law Review, Vol. 28 (1999).
41.395 US 486 (1969).
42.Gerhardt, Impeachment and its Alternatives, supra.
43.Ibid.
44.Jonathan Turley, "Congress As Grand Jury: The Role Of The House Of Representatives In
The Impeachment Of An American President," The George Washington Law Review, Vol.
67 (1999).
45.Ibid.
46.Full text of the House Rules states:
Rule V, Bar Against Initiation Of Impeachment Proceedings Against the same official.
Section 16.Impeachment Proceedings Deemed Initiated. — In cases where a Member of the
House les a veri ed complaint of impeachment or a citizen led a veri ed complaint
that is endorsed by a Member of the House through a resolution of endorsement against
an impeachable o cer, impeachment proceedings against such o cial are deemed
initiated on the day the Committee of Justice nds that the veri ed complaint and/or
resolution against such o cial, as the case may be, is su cient in substance or on the
date the House votes to overturn or a rm the ndings of the said Committee that the
verified complaint and/or resolution, as the case may be, is not sufficient in substance.
In cases where a veri ed complaint or a resolution of Impeachment is led or endorsed, as the
case may be, by at least one-third (1/3) of the Members of the House, Impeachment
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proceedings are deemed initiated at the time of the ling of such veri ed complaint or
resolution of impeachment with the Secretary General.
47.Succinctly explained by Fr. Joaquin Bernas, S.J., himself a member of the Constitutional
Commission and an amicus curiae invited by this Court.
48.Presser, supra.
49.Cohens v. Virginia, 19 US (6 Wheat) 265, 404, (1821).
PANGANIBAN, J., concurring:
1.In GR. No. 160292.
2.342 SCRA 449, October 10, 2000.
3.Thus, on pages 23 to 24 of this book, I wrote:
"I can write 'thank you' a thousand and one times but I can never adequately acknowledge the
pervading in uence of former Senate President Jovito R. Salonga in my life. His very
endearing Preface is just one more recent undeserved favor I have received from this
great man. To be sure, there are many countless others he has kindly given me in the
course of the last 35 years since he was a struggling associate in his prestigious law
rm, Salonga Ordoñez and Associates (which he dissolved upon his election to the
Senate presidency in 1987, pursuant to his strict self-imposed ethical standards). He
taught me not only the rudiments of the philosophy and practice of the noble profession
of law but also the more life-moving virtues of integrity, prudence, fairness and
temperance. That is why the perceptive reader will probably nd some of his words and
ideas echoed in this collection. From him I learned that law is not a mere abstract
syllogism that is separate from the social milieu. Indeed, 'experience, not logic, has been
the life of the law.' It should be used as a brick in building the social structure and as a
means of fulfilling the deepest aspirations of the people.
"That we are of different religious faiths — he being a devout Protestant, a respected leader of
the Cosmopolitan Church and I, a edgling Catholic — has not adversely affected at all
our three and a half decades of enriching friendship and my own regard and esteem for
him. This is probably because we never discussed what separates us but only what truly
binds us.
"In my professional life as a lawyer, I have been given by him — unconsciously, I am sure — the
greatest honor I have received so far, not by awarding me a plaque of gold or conferring
on me an honorary degree but by asking me to take over, upon the appointment to the
Supreme Court of his then lawyer, Justice Abraham Sarmiento, as his personal legal
counsel (starting with Kalaw vs. Salonga, et al. which we won in both the Commission
on Elections and the Supreme Court) and as chief legal counsel of the Liberal Party from
1987 to 1991, during which I had the privilege of lawyering for Rep. Raul Daza (now
Speaker Pro-Tempore), Rep. Lorna Verano-Yap, Rep. Alberto Lopez, Gov. Aguedo
Agbayani, Gov. Nesthur Gumana, Vice Gov. Ramon Duremdes, to mention but some LP
stalwarts at the time. (May I hasten to add, lest my other friends in the House think I
neglected them, that I had the honor of serving also as counsel of some non-LP leaders
like Rep. Tessie Aquino-Oreta, Rep. Baby Puyat-Reyes and Rep. Michael Mastura.) Few,
indeed, are favored with the exuberant feeling of being counsel of one's most esteemed
mentor. However, I had to resign from this Liberal Party post upon my assumption as
part-time transition president of the Philippine Daily Inquirer in March 1991 and as
national vice chairman and chief legal counsel of the Parish Pastoral Council for
Responsible Voting (PPCRV) later that year. Both of these positions required my strict
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neutrality in partisan political activities. And since I assumed these posts, I have
refrained from accepting and representing politically focused retainers except that of
PPCRV, which anyway is non-partisan, as already mentioned.

"Typical of his intellectual balance and prudence, Senator Salonga did not resent my leaving
his political community at this most crucial stage in his public career — just a year
before he sought the presidency of the Republic in May 1992. If at all, I feel he respected
and fully understood my decision not to work for any particular candidate or political
party but to help only in assuring the peaceful and orderly transfer of power in our then
still fragile democracy through the holding of free, honest and credible elections at a
critical moment in our country's history."
4.To my recollection, the Court's action has been sought only in certain items chargeable to the
20% portion of the JDF relating to facilities and equipment; furthermore, to my
recollection also, no approval has been sought or given with regard to the 80% portion
reserved for the cost of living allowances (COLA) of judicial employees.
5.85 Phil. 553, February 27, 1950, per Bengzon , J .
6.In GR No. 160295.
7.152 SCRA 284, July 23, 1987, per Melencio-Herrera, J .
8.166 SCRA 651, Oct. 27, 1988, per Gancayco, J .

9.Ibid, p. 655.
10.356 SCRA 108, April 3, 2001, per Puno, J .
11.Excluding the Chief Justice who took no part in the instant case.
12.Supra.
13.Art. VIII, Section 1 of the 1987 Constitution, states:
"SECTION 1.The judicial power shall be vested in one Supreme Court and in such lower courts
as may be established by law.
"Judicial power includes the duty of the courts of justice to settle actual controversies involving
rights which are legally demandable and enforceable, and to determine whether or not
there has been a grave abuse of discretion amounting to lack or excess of jurisdiction on
the part of any branch or instrumentality of the government."
14.Aquino Jr. v. Enrile, 59 SCRA 183, September 17, 1974; Dela Llana v. Comelec, 80 SCRA 525,
December 9, 1977.
15.I Record of the Constitutional Commission 436.
16.In a stunning surprise to its critics, the Rehnquist Court uncharacteristically became activist
i n Bush v. Gore (No. 00-949, December 12, 2000) by intervening in the 2000 US
presidential election.
17.338 Phil. 546, May 2, 1997, per Panganiban, J. See also Tatad v . Secretary of Energy , 281
SCRA 338, November 5, 1997; Guingona v. Gonzales, 219 SCRA 326, March 1, 1993.
18.151-A Phil. 35, 134, March 31, 1973.
19.Lazatin v. House Electoral Tribunal , 168 SCRA 391, December 8, 1988; Robles v. HRET , 181
SCRA 780, February 5, 1990; Co v. Electoral Tribunal , 199 SCRA 692, July 30, 1991;
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Bondoc v. Pineda, 201 SCRA 792, September 26, 1991.
20.83 Phil. 17, March 4, 1949.
21.359 Phil. 276, November 18, 1998, per Panganiban, J .
22.180 SCRA 496, December 21, 1989, per Cruz, J .

23.187 SCRA 377, July 12, 1990, per Griño-Aquino, J .


24.§1, Article III of the Constitution, reads:
"Section 1.No person shall be deprived of life, liberty, or property without due process of law, nor
shall any person be denied the equal protection of the laws."

25.Bernas, The Constitution of the Republic of the Philippines: A Commentary, Vol. I, 1987 ed.,
p. 47. See also Banco Español v. Palanca, 37 Phil. 921, March 26, 1918; Ang Tibay v.
Court of Industrial Relations, 69 Phil. 635, February 27, 1940; Tañada v. Tuvera, 230 Phil.
528, December 29, 1986.
26.Santiago v. Guingona, supra.
27.63 Phil. 139, 158, July 15, 1936, per Laurel, J .
28."Palace to obey SC ruling on impeachment issue," The Sunday Times, November 9, 2003;
"Barbers: Majority in House favors Gloria's covenant," Malaya, November 9, 2003, p. 3;
"Moral suasion for anti-Davide solons," Manila Standard, November 9, 2003.
YNARES-SANTIAGO, J., concurring and dissenting:
1.Avelino v. Cuenco, 83 Phil 17 (1949); Araneta v. Dinglasan, 84 Phil. 368 (1949); Basco v.
PAGCOR, 197 SCRA 52, May 14, 1991; Kapatiran ng Mga Naglilingkod sa Pamahalaan
ng Pilipinas, Inc. v. Tan , 163 SCRA 371, June 30, 1988; Tatad v . Secretary of the
Department of Energy, 281 SCRA 330, 349 (1997) citing Garcia v. Executive Secretary,
211 SCRA 219 (1992); Osmeña v. COMELEC, 199 SCRA 750 (1991); Chavez v.
Presidential Commission on Good Government, 299 SCRA 744 (1998); Chavez v. PEA-
Amari Coastal Bay Development Corporation, G.R. No. 133250, 9 July 2002.
2.Chavez v. Presidential Commission on Good Government, G.R. No. 130716, December 9,
1998.
3.Lopez, et al. v. Philippine International Air Terminals, Co ., Inc., et al., G.R. No. 155661, May 5,
2003 citing Association of Small Landowners in the Philippines, Inc. vs. Secretary of
Agrarian Reform, G.R. No. 78742, July 14, 1989; 175 SCRA 343, 364-365 [1989], see also
Integrated Bar of the Philippines v. Zamora, et al., G.R. No. 141284, August 15, 2000.
4.Estrada v. Arroyo, G.R. No. 146738, 2 March 2001.
5.Concurring opinion of Justice Vitug in the case of Arroyo v. De Venecia, G.R. No. 127255, 14
August 1997.
6.Angara v. Electoral Commission, 63 Phil 139, 158 (1936).
7.Filoteo, Jr. v. Sandiganbayan, G.R. No. 79543, 16 October 1996, 263 SCRA 222, 268.
8.Cebu Stevedoring Co., Inc. v. Regional Director/Minster of Labor, G.R. No. L-54285, 8
December 1988, 168 SCRA 315, at 321.
9.Constitution, Art. III, Sec. 1.

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10.People v. Verra, G.R. No. 134732, 29 May 2002.
11.Memorandum as Amicus Curiae of Dean Raul C. Pangalangan, p. 19.
12.Position Paper as Amicus Curiae of Former Senate President Jovito R. Salonga, p. 13.
13.Nixon v. U.S ., 506 U.S. 224 [1993], 122 l. Ed. 2d 1 (1993).
14.Id.
15.Sinaca v. Mula, G.R. No. 135691, 27 September 1999, 315 SCRA 266, 280.
16.Planas v. Gil, 67 Phil. 62, 73 (1939), cited in Guingona v. Court of Appeals, G.R. 125532, 10
July 1998, 292 SCRA 402.
17.Id.
18.Angara v. Electoral Commission, supra, cited in Guingona v. Court of Appeals, supra.
SANDOVAL-GUTIERREZ, J., concurring:
1.1 Cranch 137 [1803].
2.Cruz, Philippine Political Law, 1989 Ed. at 217.
3.Santiago vs. Guingona, Jr., G.R. No. 134577, November 18, 1998, 298 SCRA 756.
4.Cruz, Philippine Political Law, 1989 Ed. at 320.
5.Cruz, Philippine Political Law, 1989 Ed. at 314-315.
6.G.R. No. L-71908, February 4,1986, 141 SCRA 263.

"The rules of public deliberative bodies, whether codi ed in the form of a 'manual' end formally
adopted by the body, or whether consisting of a body of unwritten customs or usages,
preserved in memory and by tradition, are matters of which the judicial courts, as a
general rule, take no cognizance. It is a principle of the common law of England that the
judicial courts have no cognizance of what is termed the lex et consuetude parliamenti . .
. And, although this doctrine is not acceded to, in this country, to the extent to which it
has gone in England, where the judicial courts have held that they possess no
jurisdiction to judge of the powers of the House of Parliament, yet no authority is cited to
us, and we do not believe that respectable judicial authority exists, for the proposition
that the judicial courts have power to compel legislative, or quasi-legislative bodies to
proceed in the conduct of their deliberations, or in the exercise of their powers, in
accordance with their own rules. If the Congress of the United States disregards the
constitution of the United States, or, if the legislature of one of the states disregards the
constitution of the state, or of the United States, the power resides in the judicial courts
to declare its enactments void. If an inferior quasi legislative body, such as the council
of a municipal corporation, disregards its own organic law, that is, the charter of the
corporations, the judicial courts, for equal, if not for stronger reasons, possess the same
power of annulling its ordinances. But we are not aware of any judicial authority, or of
any legal principle, which will authorize the judicial courts to annul an act of the
legislature, or an ordinance of a municipal council, merely because the one or the other
was enacted in disregard of the rules which the legislature, or the municipal council, or
either house thereof, had prescribed for its own government."
7.Supra.
8.G.R. No. 152295, July 9, 2002, 384 SCRA 269.
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9.G.R. No. 127255, August 14, 1997, 277 SCRA 268.
10.Angara vs. Electoral Commission, 63 Phil. 139 (1936).
11.Santiago vs. Guingona, Jr., supra.
12.Javellana vs. The Executive Secretary , G.R. No. L-36142, March 31, 1973, 50 SCRA 30.
13.Section 7 of the House Rules of Procedure in Impeachment Proceedings.
14.J.M. Tuazon & Co., Inc. vs. Land Tenure Administration, G.R. No. L-21064, February 18, 1970,
31 SCRA 413.
15.Ordillo vs. Commission on Elections, G.R. No. 93054, December 4, 1990, 192 SCRA 100.
16.Occeña vs. Commission on Elections, G.R. No. L-52265, January 28, 1980, 95 SCRA 755.
17.Agpalo, Statutory Construction, 1995 Ed. at 344.
18.At 784.
19.At 943.
20.Section 3(3), Article XI now reads:
"SEC. 3.(1)The House of Representatives shall have the exclusive power to initiate all cases of
impeachment.
xxx xxx xxx
3)A vote of at least one-third of all the Members of the House shall be necessary either to
a rm a favorable resolution with the Articles of Impeachment of the Committee, or
override its contrary resolution. The vote of each Members shall be recorded."
21.Records of the Constitutional Commission, July 28, 1986 and July 29, 1986.
22.Nitafan vs. Commissioner of Internal Revenue, G.R. No. L-78780, July 23, 1987, 152 SCRA
284.
23.66 Phil. 259 (1938).
24.G.R. No. 160262, Annex "B".
25.Petition in G.R. No. 160295 at 6-7.
26.Id., citing Bugnay Construction vs. Honorable Crispin C. Laron, G.R. No. 79983, August 10,
1989, 176 SCRA 240; Kilosbayan, Inc. vs. Morato, G.R. No. 118910, November 16, 1995,
250 SCRA 130; Joya vs. PCGG, G.R. No. 96541, August 24, 1993, 225 SCRA 568.
27.G.R. No. 133250, July 9, 2002, 384 SCRA 152.
28.G.R. No. 130716, December 9, 1998, 299 SCRA 744.
29.G.R. No. L-63915, April 24, 1985, 136 SCRA 27.
30.G.R. No. L-72119, May 29, 1987, 150 SCRA 530.
31.G.R. No. 83551, July 11, 1989, 175 SCRA 264.
32.G.R. Nos. 124360 & 127867, November 5, 1997, 281 SCRA 330.
CORONA, J.:
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1.According to Section 2, Article XI of the 1987 Constitution, the impeachable o cers are the
President, the Vice-President, the Members of the Supreme Court, the Members of the
Constitutional Commissions and the Ombudsman.
2.Antonio Tupas and Edcel Tupas, FUNDAMENTALS ON IMPEACHMENT, 2001 ed., Quezon
City, p. 6 [2001].
3.Joaquin Bernas, COMMENTARIES ON THE 1987 CONSTITUTION OF THE PHILIPPINES,
Quezon City, p. pp. 1109—1110 [2003].
4.Supra, Note 2, p. 7.
5.Ibid., p. 12.
6.Supra, Note 3, p. 1113.
7.Cruz, PHILIPPINE POLITICAL LAW, 1996 ed., p. 12.
8.Angara vs. Electoral Commission, 63 Phil. 139 [1936].
9.Evardone vs. Comelec, 204 SCRA, 464 [1991].
10.201 SCRA 792 [1991].
11.Coseteng vs. Mitra, 187 SCRA 377, 378 [1990].
12.Valmonte vs. Belmonte, Jr., 170 SCRA 256 [1989].
13.1 Cranch 137 [1803].
14.WILLIAM H. REHNQUIST, The Supreme Court, New York, p. 34 [2001], quoting Marbury vs.
Madison.
15.208 SCRA 254 [1992], citing Endencia and Jugo vs. David, 93 Phil. 699.
16.227 SCRA 703 [1993].
17.Perfecto vs. Meer, 85 Phil. 552 [1950].
18.Bengzon vs. Drilon, 208 SCRA 133 [1992].
19.Article XI, Section 3, 1987 Philippine Constitution.
20.Dated June 2, 2003 and October 23, 2003.
21.66 Phil. 259 [11938].
22.50 Am Jur. 200.
23.Luz vs. Secretary of the Department of Agrarian Reform, 192 SCRA 51 [1990].

24.now Justice of the Court of Appeals.


25.Bondoc vs. Pineda, 201 SCRA 792 [1991].
26.supra.
27.Article VI, Section 29 (1), 1987 Constitution.
28.Bernas, THE 1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES: A
COMMENTARY, 722 [1996].

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29.Article IX, Section 3, 1987 Constitution.
30.Bernas, THE 1987 PHILIPPINE CONSTITUTION A REVIEWER-PRIMER [2003], 455.
31.208 SCRA 133 [1992].
CALLEJO, SR., J.:
1.Aside from this petition, (G.R. No. 160261) several other petitions were led against the same
respondents docketed as G.R. No. 160262, G.R. No. 160263, G.R. No. 160277, G.R. No.
160292, G.R. No. 160295, G.R. No. 160310, G.R. No. 160318, G.R. No. 160342, G.R. No.
160343, G.R. No. 160360, G.R. No. 160365, G.R. No. 160370, G.R. No. 160376, G.R. No.
160392, G.R. No. 160397, G.R. No. 160403 and G.R. No. 160405.
2.506 U.S. 224 (1993).
3.Idonah Slade Perkins v. Mamerto Roxas, et al., 72 Phil. 514 (1941).
4.Vesagas v. Court of Appeals, et al., 371 SCRA 508 (2001).
5.353 SCRA 452 (2001).
6.Santiago v. Guingona, Jr., 298 SCRA 756 (1998); Pacete v. The Secretary of Commission on
Appointments, 40 SCRA 67 (1971).
7.Prowell v. McCormuck, 23 L. ed. 2d. 491.
8.Supra.
9.286 U.S. 6 (1932).
10.356 SCRA 636 (2001).
11.338 SCRA 81.
12.Supra.
13.281 SCRA 330, (1997), citing Tañada v. Angara, 272 SCRA 18 (1997).
14.Mapa v. Arroyo, 175 SCRA 76 (1989).
15.215 SCRA 489 (1992).
16.180 SCRA 496 (1989).
17.Walter Nixon v. United States, 506 U.S. 224 (1993).
18.Black's Law Dictionary, 7th ed., p. 1221.
19.Webster's Third New International Dictionary.
20.T.S.N., pp. 24-28 (Regalado). Emphasis supplied.
TINGA, J.:
1.See Aquino, Jr. v. Enrile, G.R. No. L-35546, September 17, 1974, 59 SCRA 183; Aquino, Jr. v.
Comelec, G.R. No. L-4004, 31 January 1975, 62 SCRA 275; Aquino, Jr. v. Military
Commission No. 2, G.R. No. 37364, May 9, 1975, 63 SCRA, 546 (1975).
2.See Javellana v. Executive Secretary , 151-A Phil. 35 (1973); Occeña v. Comelec, 191 Phil. 371
(1981); Mitra, Jr. v. Comelec, 191 Phil. 412 (1981).
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3.See Marcos v. Manglapus, G.R. No. 88211, September 15, 1989, 177 SCRA 668.
4.See Palma, Sr. v. Fortich, G.R. No. L-59679, January 29, 1987, 147 SCRA 397.
5.See De Leon v. Esguerra, G.R. No. L-78059, August 31, 1987, 153 SCRA 602.
6.See Enrile v. Salazar, G.R. No. 92163, June 5, 1990, 186 SCRA 217.
7.See Estrada v. Desierto, G.R. Nos. 146710-15, March 2, 2001, 353 SCRA 452.
8.See Note 7.
9.The other four are Justices Bellosillo, Puno, Vitug, Panganiban and Quisumbing. Also
included in the complaint are Justices Carpio and Corona.
10.Justices Carpio and Corona.
11.Article XI, Section 3 (1), 1987 Constitution.
12.Article XI, Section 3 (6), 1987 Constitution.
13.Article IX, Section 2, 1935 Constitution, as amended.
14.Article IX, Section 3, 1935 Constitution, as amended.
15.The United States Constitution contains just two provisions pertaining to the power of the
Congress to impeach and to try impeachment. "The House of Representatives . . . shall
have the sole Power of Impeachment." (Article I, Section 2, par. 5, US Constitution); "The
Senate shall have the sole Power to try all Impeachments. When sitting for that Purpose,
they shall be on Oath or A rmation. When the President of the United States is tried, the
Chief Justice shall preside; And no Person shall be convicted without the Concurrence of
two thirds of the Members present." (Article I, Section 3, par. 6). The class of o cers
subject to impeachment and the grounds for removal from o ce by impeachment are
prescribed in Article II, Section 4 of the United States Constitution. "The President, Vice
President, and all civil O cers of the United States, shall be removed from O ce on
Impeachment for, and Conviction of, Treason, Bribery, or other High Crimes and
Misdemeanors."

16.Sec. 3, Art. XII, 1973 Constitution. "The Batasang Pambansa shall have the exclusive power
to initiate, try, and decide all cases of impeachment. Upon the ling of a veri ed
complaint, the Batasang Pambansa may initiate impeachment by a vote of at least one-
fth of all its Members. No o cial shall be convicted without the concurrence of at least
two-thirds of all the Members thereof. When the Batasang Pambansa sits in
impeachment cases, its Members shall be on oath or affirmation."
17.See Sec. 3 (1), Article XI, 1987 Constitution.
18.See Sec. 3 (2), Article XI, 1987 Constitution.
19.See Sec. 3 (2), Article XI, 1987 Constitution.
20.See Sec. 3 (5), Article XI, 1987 Constitution.
21.See Romulo v. Yñiguez, 225 Phil. 221 (1986).
22.Daza v. Singson, G.R. No. 86344, December 21, 1989, 180 SCRA 496.
23.Bondoc v. Pineda, G.R. No. 97710, September 26, 1991, 201 SCRA 792, 795-796.
24.Arroyo v. De Venecia, August 14, 1997, 277 SCRA 311.
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25.63 Phil. 139 (1936).
26.Arroyo v. House of Representatives Electoral Tribunal , 316 Phil. 464 at 508-510 (1995), J.
Puno, concurring.
27."A controversy in which a present and xed claim of right is asserted against one who has
an interest in contesting it; rights must be declared upon existing state of facts and not
upon state of facts that may or may not arise in future." See Black's Law Dictionary, 865.
28.Daza v. Singson, supra note 33. See also Tañada v . Cuenco, 100 Phil. 101 (1975). "A
question is political, and not judicial, is that it is a matter which is to be exercised by the
people in their primary political capacity, or that it has been speci cally delegated to
some other department or particular o cer of the government, with discretionary power
to act."
29.IBP v. Zamora, G.R. No. 141284, August 15, 2003, 338 SCRA 81.

30.346 Phil. 321 (1997).


31.Ibid. at 358.
32.While Congress is granted the authority to promulgate its rules on impeachment, such rules
must effectively carry out the purpose of Section 3 of Article XI. See Section 3 (8), Article
XI, 1987 Constitution.
33.A political question refers to a question of policy or to issues which, under the Constitution,
are to be decided by the people in their sovereign capacity, or in regard to which full
discretionary authority has been delegated to the legislative or executive branch of the
government. Generally, political questions are concerned with issues dependent upon the
wisdom, not the legality, of a particular measure. Tañada v . Cuenco, 100 Phil. 101 [
1957], as cited in Tatad v. Secretary of Finance, 346 Phil. 321.
34.Resolution dated September 3, 1985, p. 2, G.R. No. 71688 (De Castro, et al. v. Committee on
Justice, et al.)
35.103 Phil. 1051 (1957).
36.Id. at 1088.
37.129 Phil. 7 (1967).
38.G.R. No. L-44640, October 12, 1976, 73 SCRA 333.
39.Id. at 359-361.
40.Id. at 359-361.
41.506 U.S. 224 (1993).
42.Chemirinsky, Constitutional Law Principles and Policies, 2nd Ed. (2002); Aspen Law and
Business, New York, U.S.A.
43.Supra, note 33.
44.Garcia v. Corona, 378 Phil. 848, 885. J . Quisumbing, concurring (1999).
45.See, e.g., Mirasol v. Court of Appeals, G.R. No. 128448, February 1, 2001, 351 SCRA 44, 53-
54; Integrated Bar of the Philippines v. Zamora, G.R. No. 141284, August 15, 2000, 338
SCRA 81, 99; Sec. Guingona, Jr. v. Court of Appeals, 354 Phil. 415, 425 (1998); Board of
Optometry v. Hon. Colet, 328 Phil. 1187, 1205 (1996); Joya v. PCGG, G.R. No. 96541,
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August 24, 1993, 255 SCRA 568, 575; Santos III v. Northwest Orient Airlines, G.R. No.
101538, June 23, 1992, 210 SCRA 256; Garcia v. Executive Secretary , G.R. No. 100883,
December 2, 1991, 204 SCRA 516, 522; Luz Farms v. Secretary of DAR, G.R. No. 86889,
December 4, 1990, 192 SCRA 51, 58; National Economic Protectionism Association v.
Ongpin, G.R. No. 67752, April 10, 1989, 171 SCRA 657, 663-664.
46.Deputy Speaker Raul Gonzales and Congressman Salacnib Baterina.
47.G.R. No. 113105, August 19, 1994, 235 SCRA 506.

48.Id. at 520.
49.346 U.S. 249 (1953).
50.This case and rationale was cited by amicus curiae Dean Raul C. Pangalangan during the
hearing on these petitions to support his belief that the petitioners had standing to bring
suit in this case.
51.In reference to the famed pronouncement of Justice Holmes that the great ordinances of the
Constitution do not establish and divide elds of "black and white" but also because
"even the more speci c of them are found to terminate in a penumbra shading gradually
from one extreme to the other." Springer v. Government, 277 U. S., 189 (1928). Since the
power of the legislature to impeach and try impeachment cases is not inherent, the
Holmesian dictum will nd no application in this case, because such authority is of
limited constitutional grant, and cannot be presumed to expand beyond what is laid
down in the Constitution.
52.Section 3 (6), Article XI.
53.Abbot v. Mapayo, G.R. No. 134102, 6 July 2000, 335 SCRA 265, 270.

54.Mason's Manual of Legislative Procedure by Paul Mason, 1953 Edition p. 113 citing
Jefferson, Sec. XXXV; Reed, Sec. 224; Cushing's Legislative Assemblies, Sec. 739. Op.
Cit. 536-537 citing Jefferson, Sec. XVII, Hughes, Sec. 694.
55."Impeachment Trial or Resignation? Where do we stand? What must we do?" (An updated
Position Paper of Kilosbayan, Bantay Katarungan and Bantayog ng mga Bayani
Foundations). http://www.mydestiny.net/~livewire/kilosbayan/paper6.htm.
56."GMA Won't Lift A Finger To Bail Out Nani." See
http://www.newsflash.org/2002/11/pe/pe002423.htm.
57.Resolution of the Senate dated November 29, 2000.
58.85 Phil. 552 (1950).
59.Id. at 553.
60.93 Phil 696 (1953).
61.Id. at 700.
62.86 Phil. 429 (1950).
63.Id. at 437-438.
64.Supra note 38.
65.See Sec. 7, Art. VI thereof.

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66.109 Phil. 863 (1960).
67.II RECORD OF THE CONSTITUTIONAL COMMISSION 272.
68.Abraham, The Pillars and Politics of Judicial Independence in the United States, Judicial
Independence in the Age of Democracy, edited by Peter H. Rusell and David M. O'Brien, p.
28; Published, 2000, The University Press of Virginia.

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