Rethinking Rehabilitation Report 2018

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RETHINKING

REHABILITATION
Improving Outcomes for Drug-Addicted Offenders in Utah

december 2018
R e t h i n k i n g R e h a b i l i t a t i o n

Special thanks
for project grant
support from:

Utah Foundation Project Staff


Sam Brucker, Research Analyst, Principal Author
Peter Reichard, President
Shawn Teigen, Vice President and Director of Research
Dan Bammes, Communications Director
Stormy Palmer, Research Intern, Contributor

Board of Trustees
Executive Board
Elizabeth Hitch, Chair Neil Abercrombie Bill Crim Celeste McDonald
Chad Westover, Vice Chair Lloyd Allen Fred Esplin Brad Mortensen
Dan Eldredge, Treasurer Brian Autry Aaron Evans Dale Newton
Annalisa Holcombe, Fund-Raising Chair Scott Barlow David Gessel Angie Osguthorpe
Nathan Anderson Zachary Barrus Michael Gregory Wayne Pyle
Brian Autry Martin Bates Andrew Gruber Rona Rahlf
Mark Buchi Blake Bauman Matt Hirst Cameron Sabin
Carlton Christensen Scott Beck Matt Huish Tim Sheehan
Bryson Garbett Doug Boudreaux Robert Hyde Harris Simmons
Terry Grant Craig Broussard Richard Lambert Wilf Summerkorn
Raymond Hall Benjamin Brown David Litvack Art Turner
Brent Jensen Jonathan Campbell Frank Lojko Heidi Walker
Jonathan Johnson Gary Carlston Linda Makin LaVarr Webb
Dennis Lloyd Tom Christopulos Peter Mann Gary Whatcott
Kelly Mendenhall J. Philip Cook
Scott Parson
Gregory Poulsen
Melissa Shanjengange
Mike Washburn
About Utah Foundation
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well-reasoned research and analysis that promotes the effective use of
public resources, a thriving economy, a well-prepared workforce and
a high quality of life for Utahns. Utah Foundation seeks to help decision-
Research Report 759
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INTRODUCTION
In the U.S., drug use and crime are often heavily entangled. Some are arrested on drug
possession charges; others may be arrested for crimes committed to fund an addiction.
The National Inmate Survey recently revealed that more than half of all state prisoners
(58%) and two-thirds (63%) of sentenced jail inmates meet the criteria for drug depen-
dence or abuse. By contrast, about 5% of the general population meets the same crite-
ria.1 Furthermore, the National Council of Alcoholism and Drug Dependence estimates
that 60% of arrested individuals test positive for illegal drugs at the time of arrest.2
Prisons, therefore, often serve as a place of detoxification either through abstinence
or treatment. However, prisons are costly to maintain and may not always offer
the most effective path for rehabilitating drug offenders. In response, over the past
decade, most states have reformed their criminal justice policies to include more
funding for treatment and programs to divert addicts away from prison. In 2015,
Utah implemented the Justice Reinvestment Initiative, a set of 18 criminal justice
reform policies that aim to do just that.
Drug treatment programs provide cost savings to the criminal justice system and re-
duce recidivism rates.3 Research shows a positive return on investment when resources
are invested in treatment programs;4 a recent report by the federal Council of Econom-
ic Advisers estimated that programs that address prisoners’ mental health or substance
use problems can save taxpayers up to $5.27 for every $1 spent.5 Treatment programs
have also been shown to reduce overdose deaths after release from prison. One state

Key Findings of this Report


• Investments in drug rehabilitation for offenders can yield significant savings to taxpayers in the long run.
• In 2016, Utah’s state prison population rate of 201 per 100,000 state residents was seventh lowest in the
nation. However, Utah’s local jail incarceration rate of 357 per 100,000 was the 15th highest in the nation.
• From 2014 (the year before Utah’s criminal justice reform) to 2016 (most recent year available), Utah’s prison
population decreased by 12%. At the same time, the jail population increased by 6%.
• The shift from state prisons to local jails appears to be due at least in part to efforts to downgrade drug of-
fenses from felonies to misdemeanors.
• The increasing ratio of jail inmates to state prison inmates raises concerns about drug rehabilitation. Of the
26 county jails in Utah, only 14 have substance abuse programs, and those vary in content and structure.
• The implementation of the Justice Reinvestment Initiative increased state support for substance abuse treat-
ment centers across Utah. As a result, between 2016 to 2017 alone, there was a 21% increase in admissions
to substance use treatment for criminal offenders.
• Currently, the only pre-booking diversion programs in Utah are specifically designed for individuals with
mental health disorders. In other words, there are no pre-booking diversion programs for individuals with
substance use disorders.
• Drug courts are the most commonly used post-booking diversion tool that provide an alternative to incarcer-
ation for individuals that demonstrate a high need for substance treatment. There are drug courts in all eight
judicial districts in Utah.
• There are two substance abuse treatment programs for men at Utah’s state prisons and one for women, all of
which use therapeutic communities – an approach shown to reduce recidivism and drug relapse.
• From 2015 to 2017, a statewide recidivism risk and mental health needs screening process implemented in
county jails showed that half of inmates required further assessment for a substance use disorder. As of 2018,
however, only two counties have continued to use the screening process due to a lack of funding.

UTAH FOUNDATION | RETHINKING REHABILITATION | 1


WHAT DROVE THE RISE IN IMPRISONMENT?

The U.S. has the highest prison population rate in the world, with more than two million people incarcerated.8 Additionally,
there are nearly four million people on probation and almost one-million on parole. Beginning in the mid-1970s, the impris-
onment rate in the U.S., and Utah, grew dramatically. The most dramatic increases occurred in the 1990s. (See Figure 1.)

Between 1970 and 2008 (the highest point in the U.S.), the U.S. imprisonment rate increased from 96 to 506 per 100,000.
Between 1970 and 2005 (the highest point in Utah), the imprisonment rate increased from 46 to 251 per 100,000.

Mandatory minimum sentencing laws require judges to give out at the least the minimum prison sentence for the
charges brought against the defendant in the event of a conviction. This reduces the discretion of judges and applies
a standard, irrespective of circumstances. Three strikes laws significantly increase prison sentences for people previ-
ously convicted of at least two violent crimes or serious felonies and limits the possibility of parole. Truth in sentencing
generally reduces the possibility of early release from incarceration.

More stringent sentencing policies trended into the 1990s and early 2000s and are often held responsible for high
incarceration levels in the U.S. today. Another primary driver of prison population growth since the late 1980s has
been an increase in the number of felonies filed overall, and per arrest, by prosecutors. The recession marks a gen-
eral decline in prison growth as states sought to reduce prison populations and rein in spending.

It should be noted that more aggressive sentencing policies largely reflected public fears about rising crime. From
1970 to 1991, U.S. violent crime rates more than doubled. In Utah, violent crime rates more than doubled between
1970 and 1997. By the late 1990s, violent crime rates began to drop off. However, as of 2016, prison incarceration
rates still approximated those of the late 1990s.
Sources: Bureau of Justice Statistics, Correctional Statistical Analysis Tool (CSAT) – Prisoners; U.S. Department of Justice Federal Bureau of In-
vestigation, Uniform Crime Reporting Statistics; “The Growth of Incarceration in the United States: Exploring Causes and Consequences,” www.
nap.edu/read/18613/chapter/2; Pfaff, John F., The Causes of Growth in Prison Admissions and Populations.

The imprisonment rate started growing dramatically in the mid-1970s.


Figure 1: Imprisonment Rate per 100,000 in the U.S. and Utah from 1970-2016

800

700

600

500
Rate per 100,000

U.S. prison rate

400
U.S. violent crime rate

300 Utah prison rate

Utah violent crime rate


200

100

0
1970
1972
1974
1976
1978
1980
1982
1984
1986
1988
1990
1992
1994
1996
1998
2000
2002
2004
2006
2008
2010
2012
2014
2016

Source: Bureau of Justice Statistics, Correctional Statistical Analysis Tool (CSAT) – Prisoners. U.S. Department of Justice
Federal Bureau of Investigation, Uniform Crime Reporting Statistics.

2 | RETHINKING REHABILITATION | UTAH FOUNDATION


found a 61% decrease in post-incarceration deaths and a total 12% reduction in over-
dose deaths in the state’s general population after implementing a program that screens
all inmates for opioid use disorder and provides medications for addiction treatment.6
This report explains efforts to address addiction within the context of the justice
system and explores alternative approaches for people struggling with substance
use disorders.7 It also sets forth policy guidance for future action.

BACKGROUND
The 1970s are frequently identified as a pivotal moment in the U.S., when penal phi-
losophy shifted to more punitive policies – most notably for drug offenders.9 Across
all levels of government, punishment for drug offenses was extended in length and
expanded in scope. Prison time was increasingly required for lesser offenses; time
served for violent crimes and repeat offenders was increased; and drug crimes were
more severely policed and punished. Increased punishment continued into the 1980s
and 1990s, as most state legislatures enacted laws mandating lengthy prison sen-
tences for drug offenses. They are often referred to as mandatory minimums, “three
strikes and you’re out” and “truth in sentencing” laws. (See the sidebar on page 2.)
The growth of the U.S. prison system has had major fiscal impacts, as state and lo-
cal governments fund the bulk of corrections-related activity. In 2015, state govern-
ments funded 31.1% and local governments funded 51.2% of total justice system
expenditures in the U.S., while the federal government accounted for only 17.7%.10
In 2018, nearly $360 million of Utah taxpayer dollars funded the state Department
of Corrections alone.11 The cost has consistently trended upward during the past de-
cade – and it is on track to increase another $542 million during the next 20 years.12
A key cost driver is the increasing prison population.
One common measure for states to understand where the money is going is the aver-
age cost per inmate. In 2015, Utah’s average cost per inmate was $22,119, compared
to the U.S. average of $33,274.13 However, this number primarily reflects the number
of corrections officers per inmate and their average salary.14 In other words, states

PRISON OR JAIL?
Jails are managed and operated by local jurisdictions and serve as the catch-all for individuals involved with the
criminal justice system. There are several reasons why inmates may be held in local jails, including:
• Some are held there until bail is posted or trial takes place.
• Some are serving misdemeanor sentences.
• Some are serving time for technical violations while on probation or parole.
• Some are serving prison sentences as part of a contract with the state.
• Some have a felony sentence and are serving as a condition of probation.
Typically, jails are designed to hold inmates for shorter periods of time, often for one year or less. Prisons, by con-
trast, are operated by state governments, the Federal Bureau of Prisons and in some states, private businesses.
They are meant to hold inmates convicted of more serious crimes, typically felonies. Prisons are therefore designed
to accommodate long-term incarceration and typically have more resources and programs. Jails typically have a
more transient population and are less equipped to provide long-term programming.
Source: Bureau of Justice Statistics.

UTAH FOUNDATION | RETHINKING REHABILITATION | 3


with higher average salaries for corrections employees, and a higher officer-to-inmate
staffing ratio, generally have higher per-inmate costs. In 2016, Utah’s Department of
Corrections had a shortage of 142 correctional officers.15 Additionally, Utah’s annual
mean wage for correctional officers and jailers is lower than the national average.16
Another measure of state prison spending is per capita spending. In 2015, Utah’s
per capita state prison spending was $51, the lowest in the nation. This is com-
pared to Alaska, which spent the highest in nation at $429 per capita. In fact, from
2010 to 2015, Utah’s state prison spending decreased from $53 to $51 per capita.17
Among Mountain States, Arizona had the highest spending per capita, more than
three times the amount in Utah. (See Figure 2.)
Despite more punitive policies and spending growth, recidivism and drug abuse in
the U.S. continues to plague society. From 2010 to 2016, drug overdose deaths in-
creased in 47 of 50 states—Utah included.18 From 2000 to 2015, prescription opioid
deaths in Utah increased from 60 to 281 people.19 Additionally, from 2004 to 2011

Utah’s 2015 per capita spending is the lowest in the nation, and
one-third of the highest among Mountain States.
Figure 2: Mountain State Prison Spending per Capita, 2015

Sources: Vera Institute of Justice, The Price of Prisons. U.S. Census Bureau, American FactFinder.

4 | RETHINKING REHABILITATION | UTAH FOUNDATION


(years for which national data are available), drug-related emergency department vis-
its increased for all major substances of abuse. Emergency room department visits for
opiates/opioids nearly tripled.20 In 2018, the Pew Charitable Trusts found that there
is no statistically significant relationship between state drug imprisonment rates and
three separate indicators of state drug problems: self-reported drug use, drug overdose
deaths and drug arrests.21 In other words, states with higher rates of imprisonment for
drug offenses do not yield lower rates of drug use, drug arrests or overdose deaths.22
Recidivism rates are also high. The Bureau of Justice Statistics found that five out
of six state prisoners (83%) nationally were re-arrested at least once from 2005 to
2014.23 Within Utah, nearly half (46%) of the inmates released from state prisons
return within three years.24

UTAH’S INCARCERATION LANDSCAPE


There are two state prisons in Utah. The Utah State Prison in Draper houses up to
4,500 offenders, both male and female. The Central Utah Correctional Facility in
Gunnison houses up to 1,600 male inmates. As of September 2018, there were 6,636
prisoners in Utah, with a total operational capacity of 7,191.25 This equates to more
than 90% of capacity. Some prisoners are confined in jails as part of a contract be-
tween the state and counties.
In 2016, Utah’s state prison incarceration rate of 201 per 100,000 was the seventh
lowest in the nation. Maine had the lowest rate with 137 per 100,000 and Louisi-
ana had the highest with 760 people imprisoned per 100,000.26 Such figures are to
some degree reflective of violent crime rates. For instance, Maine was ranked 50th
in terms of violent crime in 2017, while Louisiana was ranked fourth. Utah, mean-
while, was ranked 39th.27 Among Mountain States, Utah had the lowest incarcera-
tion rate in 2016. New Mexico was second lowest with a rate of 335 per 100,000,
and Arizona was the highest at 585 per 100,000. (See Figure 3.)

Utah has the lowest prison incarceration rates among the Mountain States.
Figure 3: Prison Incarceration Rate by Mountain State per 100,000, 2016

Arizona

Nevada

Idaho

Wyoming

Montana

Colorado

New Mexico

Utah

0 100 200 300 400 500 600


Per 100,000

Source: U.S. Bureau of Justice Statistics, Corrections Statistical Analysis Tool (CSAT) – Prisoners. See Appendix A for all states.

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Utah’s jail incarceration rate is the third highest among Mountain States.
Figure 4: Jail Incarceration Rate by Mountain State per 100,000, 2015.

New Mexico

Wyoming

Utah

Nevada

Montana

Idaho

Colorado

Arizona

0 100 200 300 400 500 600


Per 100,000

Source: Vera Institute of Justice, Jail Incarceration Trends. See Appendix B for all states.

While Utah’s prison incarceration rate is one of the lowest in the nation, from
2004 to 2014 Utah’s prison population increased 18%.28 Without changes, the
Pew Charitable Trusts projected a 37% increase in the state’s prison population
by 2034. In partnership with Utah’s Commission on Criminal and Juvenile Jus-
tice, Pew provided technical assistance to unearth possible causes of Utah’s pris-
on population growth.
In 2013, Pew found that seven of the top 10 offenses that sent someone to prison
were nonviolent. Utah sentenced more offenders to prison for drug possession than
any other crime.29 Pew also found that prison time served rose for all offenses. An-
other key factor in Utah’s prison population growth was technical violations from
individuals on probation and parole. The findings from this study served as the
impetus for Utah’s 2015 criminal justice reforms (discussed below).
While Utah’s prison rate is relatively low, the picture looks much different when it
comes to the jail incarceration rate. Among the 50 states, Utah had the 15th highest
jail incarceration rate. Among the Mountain States, Utah has the third highest at
357 per 100,000.30 New Mexico has the highest at 506 per 100,000, and Arizona has
the lowest at 308 per 100,000. 31 (See Figure 4.)
Historically, the public and policymakers have largely paid attention to growing
trends in state and federal prisons to evaluate the impact of criminal justice policies.
This approach however, limits the scope of the criminal justice system and ignores
a significant aspect of incarceration trends. Using prison population trends as a
proxy for all incarceration data can misrepresent the entire imprisonment picture.
This issue is discussed later in the report in more detail.

6 | RETHINKING REHABILITATION | UTAH FOUNDATION


Utah’s 2015 Reforms
In 2006, the U.S. Bureau of Justice Assistance launched the Justice Reinvestment Ini-
tiative. The initiative is a public-private partnership between the U.S. Justice Depart-
ment’s Bureau of Justice Assistance, the Pew Charitable Trusts, the Council of State
Governments Justice Center, and the Crime and Justice Institute. The partnership
aligns efforts to provide technical, financial and policy assistance to states looking to
reform their criminal justice system.32 The core strategy of the initiative is to find da-
ta-driven solutions that reduce corrections and related criminal justice spending, and
subsequently reinvest those savings into evidence-based practices that improve pub-
lic safety and reduce long-term corrections spending. Since 2007, Utah and 34 other
states have reformed their criminal justice systems with assistance from the Justice
Reinvestment Initiative.33 Utah undertook its key reforms in 2015.
Utah’s initiative addressed five main categories of concern, which included 18 pol-
icy reforms. Those five categories are:
 Prioritize prison space for serious and violent offenders.
 Implement comprehensive re-entry planning and treatment services.
 Strengthen probation and parole supervision.
 Support local corrections systems.
 Ensure oversight and accountability in the criminal justice system.
The policy reforms are designed primarily to decrease the number of individuals
incarcerated for drug offenses (or other nonviolent offenders) that have addiction
and mental health issues, and instead fund greater access to treatment.34

FEDERAL CRIMINAL JUSTICE REFORMS: THE FIRST STEP ACT


The Federal Bureau of Prisons incarcerates about 182,000 inmates. The majority (84%) are held in federal prisons;
11% of inmates are in privately managed facilities and the remaining 5% are in other types of facilities. Nearly half
(46%) of all federal inmates are in prison for drug offenses. Federal prison expenditures cost taxpayers nearly $7
billion a year, up significantly from $970 million in 1980, adjusted for inflation. Yet there are have been few signifi-
cant measures to reform the criminal justice system at the federal level. For instance, the 2008 Second Chance Act
allocated $362 million to help people re-integrate into society after prison release and the 2010 Fair Sentencing Act
reduced the disparity in punishment for crack and powder cocaine.
The First Step Act of 2018, if passed, would more thoroughly reform prison and sentencing policies. This includes
several provisions designed to enhance quality of life for current inmates and for individuals upon release. For
instance, the act would provide for greater access to incarceration-based programming and training, implement a
risk and needs assessment system, and grant all returning citizens identification cards. The First Step Act also takes
specific action to address inmates with substance use disorders by requiring the Bureau of Prisons to report the
availability and capacity of evidence-based treatment programs for heroin and opioid abuse. The act also calls for
numerous improvements to data collection. For instance, the Bureau of Justice Statistics, in partnership with the
Bureau of Prisons, would be required to publish the number of prisoners in a substance use treatment program,
the number of prisoners being treated for a substance use disorder and the number of prisoners receiving medica-
tion-assisted treatment while in prison.
The act would also reduce mandatory minimum sentences for nonviolent drug offenses, would give judges more
discretion to deviate from mandatory minimums for nonviolent drug offenders, applies the Fair Sentencing Act of
2010 retroactively, eliminates the “stacking” provision (which adds years onto a sentence if a firearm is found on the
person charged during the crime committed) and eliminates the “three strikes” law.
Sources: U.S. Department of Justice Federal Bureau of Prisons, Prison Fellowship, The Pew Charitable Trusts, U.S. Congress S.2795 First Step
Act, Brennan Center for Justice.

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Drug Possession Offense Changes. One of the principle mechanisms to reduce
Utah’s prison population and time served, specifically for nonviolent offenders,
modified penalties for certain drug possession charges. For instance, certain posses-
sion felonies were reduced to misdemeanors. Likewise, certain misdemeanors were
reduced to infractions. (See sidebar on page 9 for more information.)
The reforms appear to be having the intended effects. The Utah Commission on
Criminal & Juvenile Justice 2017 report indicates felony drug possession case fil-
ings are down significantly since the reforms, from 42% of all drug possession case
filings in 2014 (the year before reform) to 14% in 2017. At the same time, there
was an increase in class A and class B misdemeanors, from 10% to 34% and 48%
to 52%, respectively, of all drug possession case filings.
The Utah Commission on Criminal and Juvenile Justice cautions that a “felony
bubble” may emerge as a result of one aspect of the change: Some felony drug
possession charges were lowered to misdemeanors for the first two or three convic-
tions but raised to a felony thereafter. If enough offenders repeat, a spike of felony
charges will emerge to reflect their recidivism.35 However, while the total prison
population has decreased, likely as a result of felony charges reduced to misde-
meanors, the total jail population has increased. (See Figure 5.)

As Utah’s total prison population began to decrease in 2014, the total jail count increased
and surpassed the prison count.
Figure 5: Total Number of People Incarcerated in Utah Prisons and Jails, 1980-2016

8,000

7,000 Total jail count


Total prison count

6,000

5,000
Inmate population

4,000

3,000

2,000

1,000

0
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016

Sources: The Sentencing Project, Vera Institute for Justice, National Institute of Justice, National Institute of Corrections.

8 | RETHINKING REHABILITATION | UTAH FOUNDATION


Although this report does not examine all possible drivers of jail growth, the point
where total jail population and prison population intersect is notable. It appears
that the shift from felony charges to misdemeanors has landed more people in jail
rather than prison, shifting incarceration growth from a state-level problem to a
county-level problem.
From 2014 (the year before reform) to 2016 (most recent year available), the prison
population decreased by 12%. At the same time, the jail population increased by
6%. In fact, since 1980, Utah’s jail population has only been larger than the prison
population on five occasions, two of which occurred in 2015 and 2016 and were
significantly higher than the other three occasions. For instance, in 2009, Utah’s
jail population was 0.98% greater than the prison population. In 2016, Utah’s jail
population was 16% larger than the prison population.
It should be noted that a growing jail population can also be costly to the cities and
counties that pay for jail services, often with the tax revenue needed to support
other local public services.
Because jails are dispersed among numerous county and local governments, the
aggregate jail incarceration growth tends to be overlooked. However, while relying
on Utah’s prison population as a metric for reform yields positive results, it does
not measure comprehensive change across Utah’s entire criminal justice system.
Additionally, Utah’s jail and prison populations are somewhat integrated.
The state’s Department of Corrections rents beds from county jails to house low-
risk individuals that otherwise would have served their time in prison. In Utah, 26
of the 29 counties operate jails. Of the 26, 21 contract jail beds to the state.36 One
county jail in 2017 contracted all its beds to the state.37 In fact, nearly 20% of all jail
beds are available for contracting.
This relationship is critical, because the interplay between state and county criminal
justice systems can determine what kind of rehabilitation treatment prisoners with
substance use disorders receive – if any.
However, it is important to note that implementation of the Justice Reinvestment
Initiative increased state support for substance abuse treatment centers across the
state. As such, from 2016 to 2017 alone, there was a 21% increase in admissions to
substance use treatment for individuals involved with the criminal justice system.38
They may be individuals who are compelled to undergo treatment as part of their
sentencing, as part of probation or parole requirements, or via drug court.39

FELONY AND MISDEMEANOR PUNISHMENTS IN UTAH


There are four degrees of felony charges. A capital offense can result in life in prison (with or without parole) or
execution. A first-degree felony can result in five years to life in prison; a second-degree felony can result in one
to 15 years in prison and; a third-degree felony can result in zero to five years in prison. There are three classes of
misdemeanors. Class A can result in up to one year in jail; class B can result in up to six months in jail; and class C
can result in up to 90 days in jail.
Utah’s 2015 reforms modified a third-degree felony for certain drug possession charges to a class A misdemeanor
for the first two convictions and a third-degree felony for the third conviction. The reform also modified a class B
misdemeanor for certain drug possession charges, which maintained a class B misdemeanor for the first two con-
victions but increased the punishment to a class A on the third conviction, and a third-degree felony for fourth and
subsequent charges.
Sources: Utah Courts, Utah Commission on Criminal & Juvenile Justice.

UTAH FOUNDATION | RETHINKING REHABILITATION | 9


Incarceration-Based Treatment Programs
Prison-based substance use disorder treatment programs are effective to varying
degrees at reducing recidivism and drug relapse. One research synthesis of 74 eval-
uation studies nationally found differences in the effectiveness of general types of
incarceration-based drug treatment programs. The review found therapeutic com-
munity programs had moderate reductions in both criminal recidivism and drug
relapse; counseling programs reduced recidivism, but not drug relapse; narcotic
maintenance programs significantly reduced drug relapse but not recidivism; and
boot camps had negligible effects on both measures.40
Utah’s Prison Programs. When inmates first enter Utah’s prison system, they un-
dergo Case Action Planning, an initial assessment that evaluates each inmate’s ed-
ucational, programmatic and treatment needs. There are two substance abuse treat-
ment programs for men at Utah’s state prisons and one for women, all of which use
therapeutic communities.
The Con-Quest program is for males only and is held at the Draper prison. The
program is an inpatient substance abuse treatment program which can care for 200
residents. For inmates to qualify for full completion of the program, they must
participate for a minimum of 12 months, but the program can run up to 18 months.
Research conducted by the Utah Department of Corrections found that those who
completed the program had a recidivism rate of about one-third of those who leave
the prison without completing the program.41
The other program for males only is at the Gunnison prison. It has enough spaces
for 288 inmates. This program typically takes between 12 and 13 months to com-
plete. The Utah Department of Corrections found similar success regarding recidi-
vism as with the Con-Quest program.
The Ex-Cell program at the Draper prison provides treatment for 70 female inmates
and is also based on the therapeutic community model. The program is designed
to help women overcome substance abuse issues and resolve trauma from physi-
cal and emotional abuse, which often underlie criminal behavior among women.42
Research results from this program found that graduates of this program are about
30% less likely to return to prison than inmates who do not participate.
It should be noted that Utah’s prison-based substance use treatment programs are
voluntary, suggesting participants may already be motivated to end their drug use.
Utah’s Jail-Based Programs. In 2015, a statewide risk and needs screening pro-
cess was implemented in county jails. From 2015 to 2017, nearly 62,000 individu-
als completed a screening. Of those, 67% were identified as having a moderate to
high risk of reoffending, with nearly half (49%) needing further assessment for a
substance use disorder and 40% needing a mental health assessment.43 As of 2018,
however, only two counties have continued to use the screening process due to a
lack of funding.44
Of the 26 county jails across Utah, only 14 have a substance use program and they
vary in content and structure.45 For instance, some programs address relapse pre-
vention. Others provide substance education, which covers many broad topics such
as warning signs of addiction, information about how substance affect the mind and

Of the 26 county jails across Utah, only 14 have substance use


programs, and those vary in content and structure.

10 | RETHINKING REHABILITATION | UTAH FOUNDATION


body, consequences of using drugs, and how and why they can be abused. It is un-
clear to what extent the available programs are evidence-based, how many inmates
participate (or for how long) and to what extent they are effective at reducing drug
use or recidivism rates.
Until 2018, jail medical policies had minimal oversight from the Utah Legislature.
In response to several high-profile jail deaths in 2016, Utah passed legislation that
requires the Department of Corrections and county jails to report to the state Com-
mission on Criminal and Juvenile Justice regarding in-custody deaths and alcohol
and substance abuse treatment policies.46 As a result, the Utah Substance Use and
Mental Health Advisory Council was formed to study substance use treatment in
Utah’s county jails. Utah county jails reported a total of 71 inmate deaths from 2013
to 2017,47 more than half of which (54%) were suicides. The council also found
substantial treatment gaps in county jails.
Generally speaking, county jails do not offer the same kinds of programs or ser-
vices that prisons do. This is primarily due to more limited county resources and
the shorter periods inmates spend incarcerated in jails, which are often too brief for
effective treatment programs.48 The council found that only 16 of Utah’s 26 county
jails reported that they have protocols in place for treating inmates experiencing
withdrawal symptoms from the use of any substances. Additionally, only 10 have
protocols in place for using medication-assisted treatment for withdrawal symp-
toms. Medication-assisted treatment is an evidence-based practice that can mini-
mize risk for fatalities as a result of extreme withdrawal symptoms. In fact, only
three jails reported utilization of medication-assisted treatment.

ALTERNATIVES TO INCARCERATION-BASED MODELS


The two primary perspectives on how to mitigate drug use include a criminal justice
model and a public health model. The criminal justice perspective views drug use
as a crime and uses punishment to deter individuals from using. The public health
perspective treats drug use as a public health problem that prioritizes treatment as
opposed to punishment. Neither is inaccurate. Abuse of controlled substances is
both a crime and a public health hazard.
The U.S. predominantly functions under the criminal justice model, but most states
have implemented policies that incorporate more treatment for inmates and open
the way for prison diversion options. The diversion strategies take place during dif-
ferent phases of interaction with law enforcement, but all aim to keep people from
being incarcerated and instead focus on treatment.
Pre-Booking Diversion
Pre-booking diversion programs are designed to steer arrestees (or potential ar-
restees) with substance use disorders toward community-based treatment services
before they even enter the criminal justice system. Being involved with the crim-
inal justice system can have lasting impacts beyond the immediate consequences
of imprisonment, including difficulties with employment, housing, loans, voting
rights, emotional trauma, criminal inculturation, and strains on family, friends and
communities.49
Several frameworks exist to divert an offender before arrest. Health and social ser-
vice organizations or police officers may work to connect individuals with services
to avoid arrest entirely.
For individuals requiring immediate assistance, some communities have opiate re-
sponse teams, or mobile crisis intervention teams. This type of assistance gets indi-

UTAH FOUNDATION | RETHINKING REHABILITATION | 11


viduals immediate treatment from health care or social service providers, particu-
larly in the event of an opioid overdose or a mental health crisis.50 These programs
can also be significant for individuals with substance use disorders. The National
Institute on Drug Abuse found around 25% of those with serious mental illnesses
also have substance use disorders.51
Another kind of diversion involves active outreach from law enforcement. Individ-
uals are identified by law enforcement but are engaged by treatment experts who
actively contact them and help motivate them to engage in treatment services. For
instance, in 2015 the Arlington police department in Massachusetts created the Ar-
lington Outreach Initiative. The police department hired a public health clinician to
actively reach out to individuals that had previously overdosed.52
On the other end of diversion spectrum are self-referral programs. Individuals with
a substance use disorder can initiate engagement with law enforcement without
fear of arrest, and law enforcement agents can make immediate treatment referrals
to the individuals. The officers dispose of any drugs on participants at the time
without charging them with crimes, direct them to the local hospitals and guide
them through the rehabilitation process.53 In Gloucester, Massachusetts in 2015,
the ANGEL program was created under this framework. In the first full year of the
program, 160 of the 367 participants (43%) went to treatment based on a referral.54
Similarly, some communities have implemented a program known as Safe Stations.
This program allows individuals to visit local fire stations to get immediately con-
nected to support services.
Another type of pre-booking diversion is initiated by law enforcement. Perhaps one
of the most prominent pre-booking diversion models is Law Enforcement Assisted
Diversion (LEAD).55 Dozens of jurisdictions across the country have implemented
LEAD, and some states have provided funding to assist local jurisdictions in im-
plementing the program. Police officers in the LEAD program divert individuals
to community-based interventions for law violations that otherwise may not have
occurred had their behavioral needs been met. One evaluation of LEAD found that
participants were 60% less likely to be arrested after entry to the program.56
Another recent example is the Stop, Triage, Engage, Educate and Rehabilitate
(STEER) program in Montgomery County, Maryland. The STEER program uses a
risk-need screening tool to assess individuals’ need in the field, usually during calls
for service, community-based encounters or crisis responses. In the first full year of
the program, 56% of those screened agreed to participate in treatment.57
There are also prearrest diversion programs initiated by law enforcement that issue
civil citations rather than make arrests or issue notices to appear in court. If individ-
uals complete the requirements of the civil citation, the offense is never referred to
court and does not appear on individuals’ records.58
Post-Booking Diversion
Post-booking diversion programs are designed to divert individuals away from the
criminal justice system after they have been arrested and booked with charges. The
most commonly known and used post-booking diversion tool is known as “drug
court.” Drug courts provide an opportunity for eligible offenders to participate in
treatment and rehabilitation programs instead of traditional sanctions, such as im-
prisonment.
Drug courts function by incorporating a multidisciplinary approach that includes
community and criminal justice stakeholders. Judges oversee participants’ prog-
ress, providing rewards for compliance and sanctions for non-compliance. Success-
ful completion can lead to case dismissal, while recidivism can lead to expulsion

12 | RETHINKING REHABILITATION | UTAH FOUNDATION


Since 1989, more than 2,500 drug court programs have arisen
across the U.S.

from the program, which typically places the individual back on the traditional
criminal justice system trajectory.
Drug courts can vary in target population, program design and service resources.
However, there are some key components for any comprehensive drug court pro-
gram: utilization of screening tools to assess participants risks and needs; judicial
leadership and oversight; participant monitoring and screening typically through drug
testing; the use of sanctions and incentives; and treatment and rehabilitation services
that include medication assisted treatment, especially with opioid use disorders. The
main differences in drug court programs across Utah are eligibility criteria, the point
at which cases are diverted from prosecution, and program outcomes.
The drug court model has been used in the U.S. for nearly three decades. Since
1989, more than 2,500 drug court programs have arisen across the U.S. In Utah,
Salt Lake City established the state’s first drug court program in 1996, and the mod-
el has spread. There are drug courts in all eight judicial districts in Utah.
A research review by the U.S. Office of National Drug Control Policy found that
drug courts reduce recidivism rates by up to 35%, compared to cases that were
prosecuted in a traditional setting.59 The most comprehensive review of drug courts
nationwide found drug court participants reported less drug use, were less likely to
test positive for drug use and were less likely to relapse.60 One study even linked
drug courts with increasing public safety through decreases in burglary, property
and robbery rates.61
However, a few possible pitfalls can arise if drug courts operate too rigidly. For
instance, if a participant has a single setback and fails a drug test, that may lead
to ouster from the drug court program and into a prison sentence, even though the
participant and the public might be better served by further treatment. Often, the
attitudes and discretion of judges can be the deciding factor. It should be noted,
however, that in Utah it is against best practice to remove someone from drug court
because of continued substance abuse if the person is otherwise compliant with
treatment and supervision conditions.62
In some cases, the eligibility criteria for drug court may be too limiting. Tradition-
ally, offenders are eligible for drug court only if they have nonviolent drug offenses.
Utah’s best practices for drug courts, however, state that those charged with non-
drug offenses or drug dealing and those with violent histories are not automatically
excluded from participation in drug court.63 This is significant because there is a
strong relationship between individuals with substance use disorders and property
crimes. For instance, in Utah, 26% of individuals arrested for property crimes were
screened with a high need for substance use treatment. Remarkably, this is higher
than the percentage (20%) arrested for drug offenses.64
Statewide evaluation research for Utah’s drug courts is limited. In 2015, the Office
of the Utah State Auditor found that there is insufficient data to complete a com-
prehensive evaluation of the effectiveness of Utah’s drug courts.65 In 2016, Utah
received a grant from the Bureau of Justice Assistance to contract with the National
Center for State Courts to develop performance measures, conduct a process evalu-
ation and conduct an outcome evaluation. The study chose six counties to evaluate.
Of the 705 participants, 58% graduated from the drug court program.66

UTAH FOUNDATION | RETHINKING REHABILITATION | 13


In addition to local drug courts, there is also a diver-
sion program through the U.S. district court in Utah.
OTHER DIVERSION MODELS The Utah Alternatives to Conviction Track is a post-
In the U.S., alternatives to incarceration primarily rely on the guilty diversion program. There are no set criteria
criminal justice system as a main point of contact for most for participants to qualify. However, there are two
diversion programs. However, this is not the case for all di- different tracks outlined to provide guidance as to
version models. There are additional philosophies rooted in
the public health approach to individuals with substance use
who may qualify. Individuals enter guilty pleas and
disorders: decriminalization and harm-reduction strategies. upon completion of the program their charges are
either dismissed or their sentences are reduced with-
Decriminalization in the U.S. is most known for state laws out imprisonment. If participants fail to complete
that have decriminalized (or legalized) the personal use
and possession of marijuana.67 Some nations have tak- the program, they proceed to sentencing based upon
en it a step further and decriminalized all drug use and the charges for which they entered a guilty plea.
personal possession to reframe addiction as a public
health issue and encourage treatment. In some instanc- The most prominent Utah-based example of a
es, harm-reduction strategies are incorporated as part post-booking diversion program is Operation Rio
of decriminalization. Harm reduction is a viewpoint that Grande, a three-phase plan to improve public safety
accepts that drug use is a part of society and strategies in the Rio Grande area of Salt Lake City. The plan
should try to minimize the consequences of use.
was launched in August 2017, with the first part of
Often, harm reduction strategies include safe injection the phase geared towards aggressively apprehend-
sites or needle exchange programs. More publicly-ac- ing individuals in the area. The idea is to utilize jail
cepted harm reduction strategies in the U.S. include bed space for individuals that commit more serious
Good Samaritan laws and naloxone distribution.
crimes, while providing assessment and communi-
Good Samaritan laws provide individuals some pro- ty-based treatment services for those with substance
tection from possession charges if they call emergen- abuse and mental health needs. The operation in-
cy services in the event of an overdose. Naloxone can tended to utilize increased funding from Medicaid
prevent a fatal overdose death from occurring if ad-
ministered during an overdose. The extent and use of expansion. However, the Medicaid expansion ap-
these two strategies vary by state. The implementation proved in 2017 was limited in scope and required
of more experimental harm reduction strategies, such stringent eligibility requirements, which may have
as safe injection sites, have not yet been approved by inhibited the success of the diversion tactic. Utah
state or federal law in the U.S. voters’ passing of full Medicaid expansion as out-
Source: Yale Journal of Biology and Medicine, Journal of the American lined by the Affordable Care Act may have a posi-
Bar Foundation Law & Social Inquiry, U.S. Department of Justice Drug
Enforcement Administration Diversion Control Division. tive impact on the continued progress and success of
the substance use programs associated with Opera-
tion Rio Grande.

LOOKING AHEAD
As the outcomes of Utah’s criminal justice system reforms continue to unfold there
are several areas that policymakers and stakeholders may want to give additional
attention.
Growing Jail Population
Using the prison population as the primary metric to understand the scope of in-
carceration in Utah is tempting. However, it does not provide a complete picture
of the criminal justice system. In fact, using the prison population as a proxy for
all incarceration can obscure reality. Since the start of Utah’s criminal justice
reforms, the jail population has increased as the prison population decreased.
Considering the potential for disparate levels of drug rehabilitation treatment,
this trend demands attention.
Pre-Booking Diversion Programs
There may be opportunities for Utah to divert individuals with substance use dis-
orders away from the criminal justice system before they even enter it. Currently,
the only pre-booking diversion programs in Utah are specifically designed for indi-

14 | RETHINKING REHABILITATION | UTAH FOUNDATION


viduals with mental health disorders. As local jurisdictions nationwide continue to
implement pre-booking programs, this approach deserves careful analysis to deter-
mine what works and where there may be pitfalls.
Drug Court Evaluations
To date, there is no statewide system for evaluating the success of Utah’s drug
courts. Having a birds-eye view of Utah’s drug courts could help identify differenc-
es in outcomes and gaps in treatment services.
Recovery Support Services
As part of helping offenders maintain sobriety, the Utah State Division of Sub-
stance Abuse and Mental Health requires the provision of recovery support services
within the public behavioral health treatment system. This includes a host of wrap-
around services to help participants get employment, clothing, GED certification
and housing, among other needs. However, the funding available to provide these
services is limited, particularly for housing needs.68 Not only is affordable housing
difficult to come by, but a criminal record can impose additional difficulty. Ex-
ploring opportunities to expand housing opportunities for recovering addicts with
criminal records may reduce barriers to rehabilitation.
Incarceration-Based Treatment Services
Demand for treatment services is high and space is not always available at the time
of need, or with enough time to complete a program. Treatment services are most
effective when individuals complete and graduate from a full program, which typi-
cally lasts 12 to 18 months. However, Utah’s criminal justice reforms made several
changes to sentencing guidelines and time served policies. By reducing penalties
for certain drug offenses, sentencing guidelines were shortened. Policy reforms also
expanded the definition of jail time as time that can be credited against a prison sen-
tence. Additionally, an earned time credit program provides for at least four months
reduction in time served if an inmate successfully completes the top priority in their
Case Action Plan.
While these initiatives reduce overall time served, in some cases they can prevent
inmates from completing and graduating from treatment programs based on time
constraints. The Utah Department of Corrections aims to admit individuals into
treatment programs closer to their release dates, as research shows better results
when the successes of the program can be carried over into the community.
While this report includes discussion of alternatives to incarceration, it should be remem-
bered that incarceration-based treatment is a key component of rehabilitating individuals
with substance use disorders. Treatment services remain essential to recovery and there-
fore treatment gaps within both prisons and jails may require additional attention.
County Jail Screening Tool
Accessing treatment services in jails may also be difficult for several reasons. To
begin with, services are not available at all Utah jails. Furthermore, scaling pro-
grams to meet the need is a challenge; the 2015 statewide screening tool revealed
that about half of all offenders require further assessment for substance use disor-
ders. However, because Utah’s criminal justice reform did not provide continual
funding for the screening tool for county jails, only two counties continue to use
the screening tool. Continual implementation of the screening tool statewide would
provide up-to-date accurate data. In fact, the Utah Substance Use and Mental Health
Advisory Council recommends that all inmates in Utah county jails undergo evi-
dence-based physical, behavioral health and suicide screenings prior to booking.69

UTAH FOUNDATION | RETHINKING REHABILITATION | 15


Transparency Tool for Community-Based Treatment
One of the difficulties with placing individuals in community-based treatment is
an inability to track available spaces in treatment programs across the state. Utah
is currently looking into implementing a platform to track all available treatment
spaces. The tool would also serve as a transparency tool for public and private pro-
viders to search availability by space, treatment program and type of payment ac-
cepted. This would be particularly important for physical health providers that need
to make referrals to patients for substance abuse and mental health treatment. The
goal is to link physical and mental health providers and create a real-time, statewide
behavioral health network. The greatest impediment is the cost of implementing the
tool and counting on private providers to adopt the practice.70
Medicaid Expansion
As part of Utah’s 2018 ballot initiatives, Utahns voted for full Medicaid expansion
as outlined by the Affordable Care Act. The expansion is anticipated to expand
access to health care to additional 150,000 individuals, some of whom may have
a criminal justice system history. This expansion could provide additional funding
for substance use disorder treatment programs.

CONCLUSION
Drug use and crime in the U.S. have a complex relationship. The same is true in
Utah, where nearly half of all inmates in jail screen high for needing further assess-
ment for substance use disorders. Drug treatment programs show positive results in
reducing recidivism rates and improving public health.
In 2015, Utah implemented sweeping criminal justice reforms to reduce the
state’s prison population, and increased funding for substance use disorder treat-
ment programs. While the full effects of the reforms are still unfolding, the total
state prison population has seen a noticeable decrease. However, at the same
time, the total local jail population has increased, perhaps shifting the burden of
rehabilitation. This shift can have significant consequences on the rehabilitation
prospects for inmates in county jails, and the fiscal picture for local jurisdictions
that operate and manage them. Although the benefits of Utah’s criminal justice
reform include more robust investments in rehabilitation, relying solely on the
state’s prison population as the measure for Utah’s criminal justice system may
obscure the scope of the need.
Examining Utah’s prison population in conjunction with more granular local met-
rics can provide a far more comprehensive understanding of Utah’s criminal jus-
tice system and help to identify gaps in incarceration-based and community-based
treatment services. If the goal of reform is to increase access to drug treatment pro-
grams, the interplay between local county jails and state prisons will be a necessary
component for providing adequate treatment resources.
With these concerns in mind, Utah Foundation offers the following guidance for
policymakers:
 Given the potential return on investment from high-quality programs for
drug offenders, state and local governments should continue to work to
leverage robust and effective rehabilitation programs.
 The increasing ratio of local jail inmates to state prison inmates deserves
close examination to ensure that the shift does not diminish the prospects
for drug rehabilitation among offenders.

16 | RETHINKING REHABILITATION | UTAH FOUNDATION


 State and local officials should work to provide a continuum of rehabilita-
tion services across the criminal justice system at both the state and local
levels.
 Policymakers should closely monitor the unfolding experiences of local juris-
dictions in other states experimenting with pre-booking diversion programs to
determine their potential and identify possible pitfalls to be avoided.
 Policymakers should also create a system for evaluating the performance of
Utah’s drug courts on a comprehensive basis, with an eye toward identify-
ing successes that can be replicated and weaknesses to be avoided.
 State and local officials should consider continuing to support a risk and
needs screening process in county jails.

UTAH FOUNDATION | RETHINKING REHABILITATION | 17


APPENDIX A: Prison Incarceration Rate by State per 100,000, 2016

Louisiana
Oklahoma
Mississippi
Arizona
Arkansas
Alabama
Texas
Missouri
Kentucky
Georgia
Florida
Nevada
U.S. total
Ohio
Virginia
South Dakota
Idaho
Delaware
Tennessee
Michigan
South Carolina
Wyoming
West Virginia
Indiana
Pennsylvania
Wisconsin
Oregon
Montana
Colorado
Illinois
North Carolina
New Mexico
California
Kansas
Maryland
Connecticut
Iowa
Alaska
Nebraska
Washington
New York
Hawaii
North Dakota
New Jersey
New Hampshire
Utah
Vermont
Rhode Island
Minnesota
Massachusetts
Maine
0 100 200 300 400 500 600 700 800
Per 100,000

Source: Bureau of Justice Statistics, National Prisoner Statistics Program.

18 | RETHINKING REHABILITATION | UTAH FOUNDATION


APPENDIX B: Jail Incarceration Rate by State, 2015

Lousiana
Kentucky
Tennessee
Mississippi
Georgia
New Mexico
Virginia
Oklahoma
Pennsylvania
Florida
Arkansas
Wyoming
Indiana
Alabama
Utah
West Virginia
Nevada
South Carolina
Montana
Idaho
Wisconsin
Texas
Kansas
Colorado
Arizona
California
Missouri
North Carolina
South Dakota
Maryland
Nebraska
North Dakota
Michigan
Ohio
New Jersey
Massachusetts
Illinois
Oregon
Washington
Maine
New York
Iowa
New Hampshire
Minnesota
0 200 400 600 800 1000
Per 100,000

Source: Vera Institute of Justice, Jail Incarceration Rate per 100,000. Data for Alaska, Connecticut,
Delaware, Hawaii, Rhode Island, Vermont are not available.

UTAH FOUNDATION | RETHINKING REHABILITATION | 19


Endnotes

1 U.S. Department of Justice Bureau of Justice Statistics, Drug Use, Dependence, and Abuse
Among State Prisoners and Jail Inmates, 2007-2009, June 2017, p. 1.
2 National Council on Alcoholism and Drug Dependence, “Alcohol, Drugs and Crime,” 2015,
www.ncadd.org/about-addiction/alcohol-drugs-and-crime.
3 Research Triangle Institute International, “Study: Replacing Prison Terms with Drug Abuse
Treatment Could Save Billions in Criminal Justice Costs,” 2013, www.rti.org/news/study-replac-
ing-prison-terms-drug-abuse-treatment-could-save-billions-criminal-justice-costs.
4 American Enterprise Institute, Rethinking Prison: A Strategy for Evidence-Based Reform, No-
vember 2017, p. 1.
5 The Council of Economic Advisers, Returns on Investments in Recidivism-reducing Programs,
May 2018, p. 1.
6 Green, Traci C., Jennifer Clarke, Lauren Brinkley-Rubinstein, et. al., “Postincarceration Fatal
Overdoses After Implementing Medications for Addiction Treatment in a Statewide Correctional
System,” JAMA Psychiatry, Vol. 75, No. 4, pp. 405-407.
7 Substance use disorders are defined as mild, moderate, or severe to indicate the level of severity,
which is determined by the number of criteria met by an individual. This is including the recurrent
use of the substance and if it causes functionally significant impairment, such as health problems,
disability, and failure to meet responsibilities at work, school or home. A diagnosis of a substance
use disorder is based on impaired control, social impairment, risky use and pharmacological crite-
ria. U.S. Department of Health & Human Services Substance Abuse and Mental Health Services
Administration, “Substance Use Disorders,” 2015, www.samhsa.gov/disorders/substance-use.
8 Institute for Criminal Policy Research, “World Prison Brief: Highest to Lowest – Prison Popula-
tion Rate,” www.prisonstudies.org/highest-to-lowest/prison_population_rate?field_region_taxono-
my_tid=All.
9 Phelps, Michelle S., “Rehabilitation in the Punitive Era: The Gap between Rhetoric and Reality
in U.S. Prison Programs,” Law & Society Review, Vol. 45, No. 1, pp. 33-68.
10 Bureau of Justice Statistics Justice Expenditure and Employment Extracts, Percent Distribu-
tion of Expenditure for the Justice System by Type of Government, Fiscal 2015.
11 Utah State Government Public Finance Website, “State of Utah: 2018: Expense,”
2018, www.utah.gov/transparency/app.html?govLevel=STATE&entityId=1&fiscalY-
ear=2009&transType=1&title1=State%3A+2009%3A+Expense&title2=State+of+Utah&ti-
tle3=State%3A+State+of+Utah%3A+2009%3A+Expense.
12 Utah Commission on Criminal and Juvenile Justice, Justice Reinvestment Report, November
2014, p. 1.
13 Vera Institute of Justice, The Price of Prisons: Examining State Spending Trends, 2010-2015,
May 2017, p. 8.
14 Ibid, p. 9.
15 Utah Department of Corrections, “News Release,” 2016, corrections.utah.gov/images/Brooke/
Buildings1-.pdf.
16 U.S. Department of Labor Bureau of Labor Statistics, “Occupational Employment Statistics,”
2017, www.bls.gov/oes/current/oes333012.htm#nat.
17 Vera Institute, The Price of Prisons, p. 12. U.S. Census Bureau American Fact Finder, 2010
American Community Survey 1-year Total Population Estimates.
18 Centers for Disease Control and Prevention, “Drug Overdose Death Data,” 2017, www.cdc.
gov/drugoverdose/data/statedeaths.html.
19 Utah Department of Health Public Health Indicator Based Information System, Poisoning:
Prescription Opioid Deaths by Year, Utah 2000-2015.
20 U.S. Department of Health and Human Services Substance Abuse and Mental Health Services

20 | RETHINKING REHABILITATION | UTAH FOUNDATION


Administration, National Estimates of Drug-Related Emergency Department Visits, 2004-2011 –
Illicits (Excluding alcohol).
21 The Pew Charitable Trusts, More Imprisonment Does Not Reduce State Drug Problems: Data
show no relationship between prison terms and drug misuse, March 2018.
22 Ibid.
23 U.S. Department of Justice Bureau of Justice Statistics, 2018 Update on Prisoner Recidivism:
A 9-Year Follow-up Period (2005-2014), May 2018, p. 1.
24 Utah Commission on Criminal and Juvenile Justice, Justice Reinvestment Report, p. 1.
25 Utah Department of Corrections Statistics, “Prison Offender Counts,” 2018, crbiprod.utah.gov/
cognos10/cgi-bin/cognos.cgi?b_action=xts.run&m=portal/cc.xts&gohome=.
26 The Sentencing Project, “State Imprisonment Rate,” 2016, www.sentencingproject.org/
the-facts/#rankings?dataset-option=SIR
27 Department of Justice Federal Bureau of Investigation, 2017 Crime in the United States.
28 The Pew Charitable Trusts, Utah’s 2015 Criminal Justice Reforms, June 2015, p. 1.
29 Ibid.
30 Vera Institute of Justice, “Jail Incarceration Rate,” 2015, trends.vera.org/incarceration-rates?-
data=localJail&geography=states&year=2015.
31 Ibid.
32 U.S. Department of Justice Bureau of Justice Assistance, “Justice Reinvestment Initiative,”
www.bja.gov/Programs/jri_background.html.
33 The Pew Charitable Trusts, 35 States Reform Criminal Justice Policies Through Justice Rein-
vestment: Legislative Action Aims to Increase Public Safety on Corrections Safety, July 2018, p. 1.
34 The Pew Charitable Trusts, Utah’s 2015 Criminal Justice Reforms, June 2015, p. 1.
35 Utah Commission on Criminal and Juvenile Justice, Utah Justice Reinvestment Initiative
“JRI” 2017 Annual Report, October 2017, p. 7.
36 Utah Department of Corrections, Jail Programs: A State and Local Partnership that Works,”
January 2017, p. 3.
37 In 2017, Beaver County contracted all 396 of their jail beds to the state. Utah Department of
Corrections, Jail Programs, p. 6.
38 Utah Commission on Criminal and Juvenile Justice, Utah Justice Reinvestment Initiative, p.
11.
39 Ibid.
40 Campbell Collaboration, The Effectiveness of Incarceration-based Drug Treatment on Crim-
inal Behavior, November 2012. Therapeutic communities are a common form of long-term
residential treatment for substance abuse disorders. These programs may involve participants in
work, educational, therapeutic, recreational and community activities. Counseling programs may
be individual or group sessions. Narcotic maintenance programs provide synthetic opioid medica-
tion to combat withdrawal symptoms. Boot camps resemble military basic training and emphasize
vigorous physical training.
41 Utah Department of Corrections, “Substance Abuse Treatment,” corrections.utah.gov/
index.php?option=com_content&view=article&id=829:substance-abuse-treatment&-
catid=2&Itemid=107.
42 Utah Department of Corrections, “Programs for Inmates,” www.corrections.utah.gov/index.
php?option=com_content&view=article&id=1060&Itemid=185
43 Utah Commission on Criminal and Juvenile Justice, Utah Justice Reinvestment Initiative, p. 9.
44 Interview with Utah Commission on Criminal and Juvenile Justice.
45 Utah Department of Corrections, Jail Programs.

UTAH FOUNDATION | RETHINKING REHABILITATION | 21


46 Utah State Legislature, “S.B. 205 Incarceration Reports,” 2018 General Session, le.utah.
gov/~2018/bills/static/SB0205.html.
47 Utah Substance Use and Mental Health Advisory (USAAV+) Council, USAAV+ Council S.B.
205 Workgroup Report to the Law Enforcement and Criminal Justice Interim Committee, Novem-
ber 2018.
48 Utah State Board of Education, Corrections, 2016, p. 13.
49 Community Catalyst, Community Alternatives to Arrest for Problematic Alcohol and Drug
Use, December 2017.
50 See Utah Foundation’s “Getting to Tomorrow: Addressing Suicide in Utah and the Mountain
States” for a discussion on services available in Utah.
51 National Institute on Drug Abuse, “Common Comorbidities with Substance Use Disorders,”
February 2018, www.drugabuse.gov/publications/research-reports/common-comorbidities-sub-
stance-use-disorders/part-1-connection-between-substance-use-disorders-mental-illness.
52 The Police Assisted Addiction and Recovery Initiative (PAARI), “The Arlington Outreach
Initiative,” 2018, paariusa.org/arlington/.
53 Gloucester Police Department, “For Addicts and their Friends, Families, and Caregivers,”
2018, gloucesterpd.com/addicts/.
54 PAARI National Law Enforcement Summit, “Evaluation of a Police-led Addiction Treatment
Referral Program: The Gloucester Police Department’s Angel Program,” December 2017, 3jb-
khr3o6sw8135ea126wpgc-wpengine.netdna-ssl.com/wp-content/uploads/sites/46/2017/12/How-
do-we-know-this-is-working-Gloucester-Angel-Program.pdf.
55 Community Catalyst, “Diverting People with Substance Use Disorders from Jail and Prison:
An Introduction,” www.communitycatalyst.org/resources/publications/document/Criminal-Jus-
tice-Diversion-101.pdf.
56 National Support Bureau, “What is LEAD?” www.leadbureau.org/about-lead
57 Addiction Policy Forum, National Criminal Justice Association, Center for Health & Justice at
Treatment Alternatives for Safe Communities (TASC), “Focus on Innovation: Montgomery Coun-
ty Steer,” March 2017, docs.wixstatic.com/ugd/bfe1ed_f5af4fa0a38444fab5259aad85ea6e59.pdf.
58 Florida House of Representatives, “Staff Summary Analysis,” February 2018, www.flsenate.
gov/Session/Bill/2018/1197/Analyses/h1197c.JUA.PDF.
59 Office of National Drug Control Policy, “Drug Courts: A Smart Approach to Criminal Justice,”
obamawhitehouse.archives.gov/ondcp/ondcp-fact-sheets/drug-courts-smart-approach-to-criminal-
justice.
60 Urban Institute, The Multi-site Adult Drug Court Evaluation: The Impact of Drug Courts, June
2011, p. 3.
61 University of Maryland, Can Drug Courts Improve Public Safety? Exploring the Impacts of
Drug Court on Crime, 2014.
62 Interview with Utah District Court judge.
63 Ibid.
64 Utah Commission on Criminal and Juvenile Justice, Utah Justice Reinvestment Initiative, p.
10.
65 Office of the Utah State Auditor, A Performance Audit of Utah’s Felony Drug Court Program:
Improved Data Collection, Coordination, and Oversight will Enhance Program Results, January
2015, p. 1.
66 National Center for State Courts, BJA Grant Project: Utah’s Adult Drug Treatment Courts,
September 2016, p. 38.
67 Decriminalization loosens criminal penalties for drug law violations (usually pertaining to
personal use). In other words, it is a “look the other way” approach. Legalization abolishes certain
drug laws altogether.

22 | RETHINKING REHABILITATION | UTAH FOUNDATION


68 Interview with the Utah State Division of Substance Abuse and Mental Health.
69 Utah Substance Use, USAAV+ Council S.B. 205 Workgroup Report, November 2018.
70 Interview with Utah State Division of Substance Abuse and Mental Health.

UTAH FOUNDATION | RETHINKING REHABILITATION | 23


24 | RETHINKING REHABILITATION | UTAH FOUNDATION
PLATINUM MEMBERS

GOLD MEMBERS

The Brent and Bonnie


Jean Beesley Foundation

SILVER MEMBERS

CBRE Northrop Grumman Utah System of Higher Education


Management & Training Corp. Salt Lake Chamber Wells Fargo
MountainStar Healthcare Staker Parson Companies Wheeler Machinery
University of Utah Health Care Workers Compensation Fund

BRONZE MEMBERS
Bank of Utah Key Bank United Way of Salt Lake
Big-D Construction Kirton|McConkie University of Utah
CRS Engineers Magnum Development Utah Farm Bureau Federation
Deloitte my529 Utah Hospital Association
Dixie State University Ogden City Utah State University
Energy Solutions Ray Quinney & Nebeker Utah System of Technical Colleges
Enterprise Holdings Revere Health Utah Valley University
Fidelity Investments Salt Lake Community College Visit Salt Lake
Granite School District Sandy City Wasatch Front Regional Council
HDR Engineering South Jordan City Webb Publishing
Holland & Hart Snow College Weber State University
J Philip Cook, LLC Stoel Rives West Valley City
Love Communications Thanksgiving Point Institute Westminster College

UTAH FOUNDATION | RETHINKING REHABILITATION | 25


150 S. State St., Ste. 444
Salt Lake City, Utah 84111
utahfoundation.org

R e t h i n k i n g R e h a b i l i t a t i o n

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