Rethinking Rehabilitation Report 2018
Rethinking Rehabilitation Report 2018
Rethinking Rehabilitation Report 2018
REHABILITATION
Improving Outcomes for Drug-Addicted Offenders in Utah
december 2018
R e t h i n k i n g R e h a b i l i t a t i o n
Special thanks
for project grant
support from:
Board of Trustees
Executive Board
Elizabeth Hitch, Chair Neil Abercrombie Bill Crim Celeste McDonald
Chad Westover, Vice Chair Lloyd Allen Fred Esplin Brad Mortensen
Dan Eldredge, Treasurer Brian Autry Aaron Evans Dale Newton
Annalisa Holcombe, Fund-Raising Chair Scott Barlow David Gessel Angie Osguthorpe
Nathan Anderson Zachary Barrus Michael Gregory Wayne Pyle
Brian Autry Martin Bates Andrew Gruber Rona Rahlf
Mark Buchi Blake Bauman Matt Hirst Cameron Sabin
Carlton Christensen Scott Beck Matt Huish Tim Sheehan
Bryson Garbett Doug Boudreaux Robert Hyde Harris Simmons
Terry Grant Craig Broussard Richard Lambert Wilf Summerkorn
Raymond Hall Benjamin Brown David Litvack Art Turner
Brent Jensen Jonathan Campbell Frank Lojko Heidi Walker
Jonathan Johnson Gary Carlston Linda Makin LaVarr Webb
Dennis Lloyd Tom Christopulos Peter Mann Gary Whatcott
Kelly Mendenhall J. Philip Cook
Scott Parson
Gregory Poulsen
Melissa Shanjengange
Mike Washburn
About Utah Foundation
Utah Foundation’s mission is to produce objective, thorough and
well-reasoned research and analysis that promotes the effective use of
public resources, a thriving economy, a well-prepared workforce and
a high quality of life for Utahns. Utah Foundation seeks to help decision-
Research Report 759
makers and citizens understand and address complex issues. Utah
Foundation also offers constructive guidance to improve governmental
policies, programs and structures.
The U.S. has the highest prison population rate in the world, with more than two million people incarcerated.8 Additionally,
there are nearly four million people on probation and almost one-million on parole. Beginning in the mid-1970s, the impris-
onment rate in the U.S., and Utah, grew dramatically. The most dramatic increases occurred in the 1990s. (See Figure 1.)
Between 1970 and 2008 (the highest point in the U.S.), the U.S. imprisonment rate increased from 96 to 506 per 100,000.
Between 1970 and 2005 (the highest point in Utah), the imprisonment rate increased from 46 to 251 per 100,000.
Mandatory minimum sentencing laws require judges to give out at the least the minimum prison sentence for the
charges brought against the defendant in the event of a conviction. This reduces the discretion of judges and applies
a standard, irrespective of circumstances. Three strikes laws significantly increase prison sentences for people previ-
ously convicted of at least two violent crimes or serious felonies and limits the possibility of parole. Truth in sentencing
generally reduces the possibility of early release from incarceration.
More stringent sentencing policies trended into the 1990s and early 2000s and are often held responsible for high
incarceration levels in the U.S. today. Another primary driver of prison population growth since the late 1980s has
been an increase in the number of felonies filed overall, and per arrest, by prosecutors. The recession marks a gen-
eral decline in prison growth as states sought to reduce prison populations and rein in spending.
It should be noted that more aggressive sentencing policies largely reflected public fears about rising crime. From
1970 to 1991, U.S. violent crime rates more than doubled. In Utah, violent crime rates more than doubled between
1970 and 1997. By the late 1990s, violent crime rates began to drop off. However, as of 2016, prison incarceration
rates still approximated those of the late 1990s.
Sources: Bureau of Justice Statistics, Correctional Statistical Analysis Tool (CSAT) – Prisoners; U.S. Department of Justice Federal Bureau of In-
vestigation, Uniform Crime Reporting Statistics; “The Growth of Incarceration in the United States: Exploring Causes and Consequences,” www.
nap.edu/read/18613/chapter/2; Pfaff, John F., The Causes of Growth in Prison Admissions and Populations.
800
700
600
500
Rate per 100,000
400
U.S. violent crime rate
100
0
1970
1972
1974
1976
1978
1980
1982
1984
1986
1988
1990
1992
1994
1996
1998
2000
2002
2004
2006
2008
2010
2012
2014
2016
Source: Bureau of Justice Statistics, Correctional Statistical Analysis Tool (CSAT) – Prisoners. U.S. Department of Justice
Federal Bureau of Investigation, Uniform Crime Reporting Statistics.
BACKGROUND
The 1970s are frequently identified as a pivotal moment in the U.S., when penal phi-
losophy shifted to more punitive policies – most notably for drug offenders.9 Across
all levels of government, punishment for drug offenses was extended in length and
expanded in scope. Prison time was increasingly required for lesser offenses; time
served for violent crimes and repeat offenders was increased; and drug crimes were
more severely policed and punished. Increased punishment continued into the 1980s
and 1990s, as most state legislatures enacted laws mandating lengthy prison sen-
tences for drug offenses. They are often referred to as mandatory minimums, “three
strikes and you’re out” and “truth in sentencing” laws. (See the sidebar on page 2.)
The growth of the U.S. prison system has had major fiscal impacts, as state and lo-
cal governments fund the bulk of corrections-related activity. In 2015, state govern-
ments funded 31.1% and local governments funded 51.2% of total justice system
expenditures in the U.S., while the federal government accounted for only 17.7%.10
In 2018, nearly $360 million of Utah taxpayer dollars funded the state Department
of Corrections alone.11 The cost has consistently trended upward during the past de-
cade – and it is on track to increase another $542 million during the next 20 years.12
A key cost driver is the increasing prison population.
One common measure for states to understand where the money is going is the aver-
age cost per inmate. In 2015, Utah’s average cost per inmate was $22,119, compared
to the U.S. average of $33,274.13 However, this number primarily reflects the number
of corrections officers per inmate and their average salary.14 In other words, states
PRISON OR JAIL?
Jails are managed and operated by local jurisdictions and serve as the catch-all for individuals involved with the
criminal justice system. There are several reasons why inmates may be held in local jails, including:
• Some are held there until bail is posted or trial takes place.
• Some are serving misdemeanor sentences.
• Some are serving time for technical violations while on probation or parole.
• Some are serving prison sentences as part of a contract with the state.
• Some have a felony sentence and are serving as a condition of probation.
Typically, jails are designed to hold inmates for shorter periods of time, often for one year or less. Prisons, by con-
trast, are operated by state governments, the Federal Bureau of Prisons and in some states, private businesses.
They are meant to hold inmates convicted of more serious crimes, typically felonies. Prisons are therefore designed
to accommodate long-term incarceration and typically have more resources and programs. Jails typically have a
more transient population and are less equipped to provide long-term programming.
Source: Bureau of Justice Statistics.
Utah’s 2015 per capita spending is the lowest in the nation, and
one-third of the highest among Mountain States.
Figure 2: Mountain State Prison Spending per Capita, 2015
Sources: Vera Institute of Justice, The Price of Prisons. U.S. Census Bureau, American FactFinder.
Utah has the lowest prison incarceration rates among the Mountain States.
Figure 3: Prison Incarceration Rate by Mountain State per 100,000, 2016
Arizona
Nevada
Idaho
Wyoming
Montana
Colorado
New Mexico
Utah
Source: U.S. Bureau of Justice Statistics, Corrections Statistical Analysis Tool (CSAT) – Prisoners. See Appendix A for all states.
New Mexico
Wyoming
Utah
Nevada
Montana
Idaho
Colorado
Arizona
Source: Vera Institute of Justice, Jail Incarceration Trends. See Appendix B for all states.
While Utah’s prison incarceration rate is one of the lowest in the nation, from
2004 to 2014 Utah’s prison population increased 18%.28 Without changes, the
Pew Charitable Trusts projected a 37% increase in the state’s prison population
by 2034. In partnership with Utah’s Commission on Criminal and Juvenile Jus-
tice, Pew provided technical assistance to unearth possible causes of Utah’s pris-
on population growth.
In 2013, Pew found that seven of the top 10 offenses that sent someone to prison
were nonviolent. Utah sentenced more offenders to prison for drug possession than
any other crime.29 Pew also found that prison time served rose for all offenses. An-
other key factor in Utah’s prison population growth was technical violations from
individuals on probation and parole. The findings from this study served as the
impetus for Utah’s 2015 criminal justice reforms (discussed below).
While Utah’s prison rate is relatively low, the picture looks much different when it
comes to the jail incarceration rate. Among the 50 states, Utah had the 15th highest
jail incarceration rate. Among the Mountain States, Utah has the third highest at
357 per 100,000.30 New Mexico has the highest at 506 per 100,000, and Arizona has
the lowest at 308 per 100,000. 31 (See Figure 4.)
Historically, the public and policymakers have largely paid attention to growing
trends in state and federal prisons to evaluate the impact of criminal justice policies.
This approach however, limits the scope of the criminal justice system and ignores
a significant aspect of incarceration trends. Using prison population trends as a
proxy for all incarceration data can misrepresent the entire imprisonment picture.
This issue is discussed later in the report in more detail.
As Utah’s total prison population began to decrease in 2014, the total jail count increased
and surpassed the prison count.
Figure 5: Total Number of People Incarcerated in Utah Prisons and Jails, 1980-2016
8,000
6,000
5,000
Inmate population
4,000
3,000
2,000
1,000
0
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
Sources: The Sentencing Project, Vera Institute for Justice, National Institute of Justice, National Institute of Corrections.
from the program, which typically places the individual back on the traditional
criminal justice system trajectory.
Drug courts can vary in target population, program design and service resources.
However, there are some key components for any comprehensive drug court pro-
gram: utilization of screening tools to assess participants risks and needs; judicial
leadership and oversight; participant monitoring and screening typically through drug
testing; the use of sanctions and incentives; and treatment and rehabilitation services
that include medication assisted treatment, especially with opioid use disorders. The
main differences in drug court programs across Utah are eligibility criteria, the point
at which cases are diverted from prosecution, and program outcomes.
The drug court model has been used in the U.S. for nearly three decades. Since
1989, more than 2,500 drug court programs have arisen across the U.S. In Utah,
Salt Lake City established the state’s first drug court program in 1996, and the mod-
el has spread. There are drug courts in all eight judicial districts in Utah.
A research review by the U.S. Office of National Drug Control Policy found that
drug courts reduce recidivism rates by up to 35%, compared to cases that were
prosecuted in a traditional setting.59 The most comprehensive review of drug courts
nationwide found drug court participants reported less drug use, were less likely to
test positive for drug use and were less likely to relapse.60 One study even linked
drug courts with increasing public safety through decreases in burglary, property
and robbery rates.61
However, a few possible pitfalls can arise if drug courts operate too rigidly. For
instance, if a participant has a single setback and fails a drug test, that may lead
to ouster from the drug court program and into a prison sentence, even though the
participant and the public might be better served by further treatment. Often, the
attitudes and discretion of judges can be the deciding factor. It should be noted,
however, that in Utah it is against best practice to remove someone from drug court
because of continued substance abuse if the person is otherwise compliant with
treatment and supervision conditions.62
In some cases, the eligibility criteria for drug court may be too limiting. Tradition-
ally, offenders are eligible for drug court only if they have nonviolent drug offenses.
Utah’s best practices for drug courts, however, state that those charged with non-
drug offenses or drug dealing and those with violent histories are not automatically
excluded from participation in drug court.63 This is significant because there is a
strong relationship between individuals with substance use disorders and property
crimes. For instance, in Utah, 26% of individuals arrested for property crimes were
screened with a high need for substance use treatment. Remarkably, this is higher
than the percentage (20%) arrested for drug offenses.64
Statewide evaluation research for Utah’s drug courts is limited. In 2015, the Office
of the Utah State Auditor found that there is insufficient data to complete a com-
prehensive evaluation of the effectiveness of Utah’s drug courts.65 In 2016, Utah
received a grant from the Bureau of Justice Assistance to contract with the National
Center for State Courts to develop performance measures, conduct a process evalu-
ation and conduct an outcome evaluation. The study chose six counties to evaluate.
Of the 705 participants, 58% graduated from the drug court program.66
LOOKING AHEAD
As the outcomes of Utah’s criminal justice system reforms continue to unfold there
are several areas that policymakers and stakeholders may want to give additional
attention.
Growing Jail Population
Using the prison population as the primary metric to understand the scope of in-
carceration in Utah is tempting. However, it does not provide a complete picture
of the criminal justice system. In fact, using the prison population as a proxy for
all incarceration can obscure reality. Since the start of Utah’s criminal justice
reforms, the jail population has increased as the prison population decreased.
Considering the potential for disparate levels of drug rehabilitation treatment,
this trend demands attention.
Pre-Booking Diversion Programs
There may be opportunities for Utah to divert individuals with substance use dis-
orders away from the criminal justice system before they even enter it. Currently,
the only pre-booking diversion programs in Utah are specifically designed for indi-
CONCLUSION
Drug use and crime in the U.S. have a complex relationship. The same is true in
Utah, where nearly half of all inmates in jail screen high for needing further assess-
ment for substance use disorders. Drug treatment programs show positive results in
reducing recidivism rates and improving public health.
In 2015, Utah implemented sweeping criminal justice reforms to reduce the
state’s prison population, and increased funding for substance use disorder treat-
ment programs. While the full effects of the reforms are still unfolding, the total
state prison population has seen a noticeable decrease. However, at the same
time, the total local jail population has increased, perhaps shifting the burden of
rehabilitation. This shift can have significant consequences on the rehabilitation
prospects for inmates in county jails, and the fiscal picture for local jurisdictions
that operate and manage them. Although the benefits of Utah’s criminal justice
reform include more robust investments in rehabilitation, relying solely on the
state’s prison population as the measure for Utah’s criminal justice system may
obscure the scope of the need.
Examining Utah’s prison population in conjunction with more granular local met-
rics can provide a far more comprehensive understanding of Utah’s criminal jus-
tice system and help to identify gaps in incarceration-based and community-based
treatment services. If the goal of reform is to increase access to drug treatment pro-
grams, the interplay between local county jails and state prisons will be a necessary
component for providing adequate treatment resources.
With these concerns in mind, Utah Foundation offers the following guidance for
policymakers:
Given the potential return on investment from high-quality programs for
drug offenders, state and local governments should continue to work to
leverage robust and effective rehabilitation programs.
The increasing ratio of local jail inmates to state prison inmates deserves
close examination to ensure that the shift does not diminish the prospects
for drug rehabilitation among offenders.
Louisiana
Oklahoma
Mississippi
Arizona
Arkansas
Alabama
Texas
Missouri
Kentucky
Georgia
Florida
Nevada
U.S. total
Ohio
Virginia
South Dakota
Idaho
Delaware
Tennessee
Michigan
South Carolina
Wyoming
West Virginia
Indiana
Pennsylvania
Wisconsin
Oregon
Montana
Colorado
Illinois
North Carolina
New Mexico
California
Kansas
Maryland
Connecticut
Iowa
Alaska
Nebraska
Washington
New York
Hawaii
North Dakota
New Jersey
New Hampshire
Utah
Vermont
Rhode Island
Minnesota
Massachusetts
Maine
0 100 200 300 400 500 600 700 800
Per 100,000
Lousiana
Kentucky
Tennessee
Mississippi
Georgia
New Mexico
Virginia
Oklahoma
Pennsylvania
Florida
Arkansas
Wyoming
Indiana
Alabama
Utah
West Virginia
Nevada
South Carolina
Montana
Idaho
Wisconsin
Texas
Kansas
Colorado
Arizona
California
Missouri
North Carolina
South Dakota
Maryland
Nebraska
North Dakota
Michigan
Ohio
New Jersey
Massachusetts
Illinois
Oregon
Washington
Maine
New York
Iowa
New Hampshire
Minnesota
0 200 400 600 800 1000
Per 100,000
Source: Vera Institute of Justice, Jail Incarceration Rate per 100,000. Data for Alaska, Connecticut,
Delaware, Hawaii, Rhode Island, Vermont are not available.
1 U.S. Department of Justice Bureau of Justice Statistics, Drug Use, Dependence, and Abuse
Among State Prisoners and Jail Inmates, 2007-2009, June 2017, p. 1.
2 National Council on Alcoholism and Drug Dependence, “Alcohol, Drugs and Crime,” 2015,
www.ncadd.org/about-addiction/alcohol-drugs-and-crime.
3 Research Triangle Institute International, “Study: Replacing Prison Terms with Drug Abuse
Treatment Could Save Billions in Criminal Justice Costs,” 2013, www.rti.org/news/study-replac-
ing-prison-terms-drug-abuse-treatment-could-save-billions-criminal-justice-costs.
4 American Enterprise Institute, Rethinking Prison: A Strategy for Evidence-Based Reform, No-
vember 2017, p. 1.
5 The Council of Economic Advisers, Returns on Investments in Recidivism-reducing Programs,
May 2018, p. 1.
6 Green, Traci C., Jennifer Clarke, Lauren Brinkley-Rubinstein, et. al., “Postincarceration Fatal
Overdoses After Implementing Medications for Addiction Treatment in a Statewide Correctional
System,” JAMA Psychiatry, Vol. 75, No. 4, pp. 405-407.
7 Substance use disorders are defined as mild, moderate, or severe to indicate the level of severity,
which is determined by the number of criteria met by an individual. This is including the recurrent
use of the substance and if it causes functionally significant impairment, such as health problems,
disability, and failure to meet responsibilities at work, school or home. A diagnosis of a substance
use disorder is based on impaired control, social impairment, risky use and pharmacological crite-
ria. U.S. Department of Health & Human Services Substance Abuse and Mental Health Services
Administration, “Substance Use Disorders,” 2015, www.samhsa.gov/disorders/substance-use.
8 Institute for Criminal Policy Research, “World Prison Brief: Highest to Lowest – Prison Popula-
tion Rate,” www.prisonstudies.org/highest-to-lowest/prison_population_rate?field_region_taxono-
my_tid=All.
9 Phelps, Michelle S., “Rehabilitation in the Punitive Era: The Gap between Rhetoric and Reality
in U.S. Prison Programs,” Law & Society Review, Vol. 45, No. 1, pp. 33-68.
10 Bureau of Justice Statistics Justice Expenditure and Employment Extracts, Percent Distribu-
tion of Expenditure for the Justice System by Type of Government, Fiscal 2015.
11 Utah State Government Public Finance Website, “State of Utah: 2018: Expense,”
2018, www.utah.gov/transparency/app.html?govLevel=STATE&entityId=1&fiscalY-
ear=2009&transType=1&title1=State%3A+2009%3A+Expense&title2=State+of+Utah&ti-
tle3=State%3A+State+of+Utah%3A+2009%3A+Expense.
12 Utah Commission on Criminal and Juvenile Justice, Justice Reinvestment Report, November
2014, p. 1.
13 Vera Institute of Justice, The Price of Prisons: Examining State Spending Trends, 2010-2015,
May 2017, p. 8.
14 Ibid, p. 9.
15 Utah Department of Corrections, “News Release,” 2016, corrections.utah.gov/images/Brooke/
Buildings1-.pdf.
16 U.S. Department of Labor Bureau of Labor Statistics, “Occupational Employment Statistics,”
2017, www.bls.gov/oes/current/oes333012.htm#nat.
17 Vera Institute, The Price of Prisons, p. 12. U.S. Census Bureau American Fact Finder, 2010
American Community Survey 1-year Total Population Estimates.
18 Centers for Disease Control and Prevention, “Drug Overdose Death Data,” 2017, www.cdc.
gov/drugoverdose/data/statedeaths.html.
19 Utah Department of Health Public Health Indicator Based Information System, Poisoning:
Prescription Opioid Deaths by Year, Utah 2000-2015.
20 U.S. Department of Health and Human Services Substance Abuse and Mental Health Services
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