Aai Fyroamia
Aai Fyroamia
Aai Fyroamia
2007
This work is copyright. Apart from any use as permitted under the Copyright Act 1968, no part may be
reproduced without prior written permission from the Australian Institute of Health and Welfare.
Requests and enquiries concerning reproduction and rights should be directed to the Head, Media
and Publishing, Australian Institute of Health and Welfare, GPO Box 570, Canberra ACT 2601.
A complete list of the Institute’s publications is available from the Institute’s web site at
<www.aihw.gov.au>.
Suggested citation
Australian Centre for Asthma Monitoring 2007. Australian asthma indicators: Five-year review of
asthma monitoring in Australia. Cat. no. ACM 12. Canberra: AIHW.
Director
Penny Allbon
v
3 Review of data development activities ...................................................................................28
3.1 Survey questions................................................................................................................28
3.2 Data linkage .......................................................................................................................29
3.3 Validation of coding..........................................................................................................30
3.4 Other data development...................................................................................................31
4 Future directions..........................................................................................................................35
4.1 Ongoing monitoring .........................................................................................................35
4.2 Refining asthma indicators ..............................................................................................36
References............................................................................................................................................37
Appendix A..........................................................................................................................................39
vi
Acknowledgments
Contributors
The following staff from the Australian Centre for Asthma Monitoring were responsible for
the preparation of this document:
Patricia Correll
Guy Marks
Leanne Poulos
Anne-Marie Waters
Special acknowledgements
Special acknowledgement goes to Associate Professor Teresa To for her valuable input into
the section ‘Refining asthma indicators’ and to Dr Madeleine King for the section on
‘Dynamic Health Assessment’.
This publication was funded by the Australian Government Department of Health and
Ageing through the Asthma Management Program 2005–09.
vii
Abbreviations
ABS Australian Bureau of Statistics
ACAM Australian Centre for Asthma Monitoring
AIHW Australian Institute of Health and Welfare
ASMA Australian System for Monitoring Asthma
BEACH Bettering the Evaluation And Care of Health
CATI Computer-Assisted Telephone Interviews
COPD Chronic obstructive pulmonary disease
DoHA Australian Government Department of Health and Ageing
GP General practitioner
ICD International Classification of Diseases
ICD-9 International Classification of Diseases version 9
ICD-10 International Classification of Diseases version 10
NCCH National Centre for Classification in Health
NHMD National Hospital Morbidity Database
NHS National Health Survey
PBS Pharmaceutical Benefits Scheme
PIP Practice Incentive Program
SAND Supplementary Analysis of Nominated Data
viii
Summary
Health indicators are measures of aspects of health and the health system that can be used to
monitor the effectiveness and impact of the health system and of specific interventions to
improve health and provide effective, accessible and quality health care.
An initial set of indicators for asthma monitoring was developed in 2000 by the Australian
Institute of Health and Welfare after asthma was made a National Health Priority Area in
Australia in 1999. In 2004, the Australian Centre for Asthma Monitoring (ACAM) reviewed
the proposed indicators under the auspices of the Australian System for Monitoring Asthma
and published a set of recommended national asthma indicators. A detailed asthma data
development plan was released in 2005, which outlined a range of projects that would
address the data deficiencies that had been identified for the purposes of monitoring the
recommended asthma indicators.
This report reviews the outcomes of the indicator review, the lessons learnt through
experience with various data sources, progress so far with asthma data development and
suggests future directions for national asthma monitoring.
Where to next?
In this report, we explore future options including reviewing the list of asthma indicators.
Future work will aim to provide a reduced set of indicators. This will be achieved by
focusing on those indicators that provide useful information about asthma and that can
guide policy and practice; and also by identifying opportunities to select one of several
closely correlated indicators, hence removing redundant indicators. We expect that this list
of core indicators will be the primary focus of ongoing monitoring and will be the basis for
benchmarking standards in Australia and other countries.
ix
Table 1: Reporting and development of national asthma indicators
Prevalence of ever Asthma in Australia 2003 9 Recommended survey question: ‘Have you ever been
having doctor-diagnosed diagnosed with asthma by a doctor or a nurse?’
asthma Asthma in Australia 2005 9
Impact of asthma on Reporting on several elements of A number of questionnaires and individual questions have
quality of life this indicator in: been recommended to report on this indicator.
Index of asthma control Reporting on elements of this Survey questions to monitor this indicator have been
indicator in: developed.
Death rate for asthma, Asthma in Australia 2003 9 The NCCH proposed further study to improve the codes for
ages 5 to 34 years asthma after a review of the ICD-10 and ICD-10-AM codes
Asthma in Australia 2005 9 used for asthma found that there were limitations in the
Death rate for asthma, all Asthma in Australia 2003 9 ability of these codes to provide information about the types
ages of asthma that may have clinical relevance.
Asthma in Australia 2005 9
Prevalence of smoking in Asthma in Australia 2003 8 (c) Recommended survey question: ‘Do you smoke at least
people with asthma (c) once a week?’
Asthma in Australia 2005 8
(c)
Asthma in Australia: findings from 8
the 2004–05 National Health Survey
Prevalence of smoking in Asthma in Australia 2003 8 (c) Recommended survey question: ‘Which of the following best
the household where describes your home situation?
children with asthma Asthma in Australia 2005 8 (c) – My home is smoke free
reside Asthma in Australia: findings from 8 (c) – People occasionally smoke in the house
the 2004–05 National Health Survey – People frequently smoke in the house’
Proportion of schools None reported The proportion of pre-schools, child care centres and
using the Asthma hospitals using nationally accredited asthma education
Friendly Schools programs is recommended for data development and
Program monitoring in the future, when accredited programs have
been implemented at a national level.
(continued)
x
Table 1 (continued): Reporting and development of national asthma indicators
Rate of hospital Asthma in Australia 2003 9 ACAM developed age-group-specific comparability factors
separations for asthma using a dual coded data set which should be incorporated
Asthma in Australia 2005 9 into the analysis of time series extending prior to 1998.
Asthma and COPD among older 9
people in Australia: deaths and
hospitalisations
Number of individuals None reported Further work is required to establish data linkage models
with separations for enabling this indicator to be measured.
asthma
(a)
Rate of emergency Asthma in Australia 2003 9 Further development is required to establish a national
department attendance (a) database of emergency department attendances.
for asthma Asthma in Australia 2005 9
Rate of asthma-related Asthma in Australia 2003 9 Options for new means of developing primary care data are
general practice being investigated.
encounters Asthma in Australia 2005 9
Rate of Asthma 3+ Visit Asthma in Australia 2003 9 It is envisaged that this ‘program-specific indicator’ will be
Plan payments monitored for the duration of the Plan and its replacement,
Asthma in Australia 2005 9 the Asthma Cycle of Care.
Health-care visits for None reported Data sources require development. ACAM have
acute asthma recommended a series of survey questions:
‘At any time in the last 12 months, was your asthma worse
or out of control?’ If yes,
‘In the last 12 months, how many times have you gone to a
hospital or ED because your asthma was worse or out of
control?’
‘In the last 12 months, how many times have you consulted
a GP or local doctor because your asthma was worse or out
of control?’
Proportion of people with Asthma in Australia 2003 8 (c) Recommended survey question:
asthma who have a (c)
written asthma action Asthma in Australia 2005 8 ‘Do you have a written asthma action plan; that is, written
instructions of what to do if your asthma is worse or out of
plan
control?’
Proportion of people with Asthma in Australia 2003 8 Recommended survey question: ‘What are the names or
asthma who use brands of all the asthma medications you have used in the
preventers regularly Asthma in Australia 2005 8 last 4 weeks?’
Patterns of Asthma Medication Use 8 If any medications identified: ‘How often did you use {name
in Australia of medication} in the last 4 weeks?’ (loop for each type of
Asthma in Australia: findings from 8 medication)
the 2004–05 National Health Survey
(continued)
xi
Table 1 (continued): Reporting and development of national asthma indicators
Proportion of people with Asthma in Australia 2003 8 Development of a data source that is able to identify when
asthma who have had spirometry is performed for the assessment of asthma, as
recent spirometry Asthma in Australia 2005 8 opposed to other respiratory conditions, is needed if this
indicator is to be monitored accurately.
Expenditure on asthma Reporting on elements of this The ability to do a formal economic analysis of the
indicator in the following: expenditure on asthma is currently beyond the role of
monitoring using routinely available data sources. Further
Health Care Expenditure and the development of this indicator is required.
Burden of Disease Due to Asthma in
Australia
(b) Reported in association with prevalence of recent wheeze, not AHR alone.
(c) Questions used to define current asthma not in line with the recommended definition.
xii
1 Introduction
Health indicators are measures of aspects of health and the health system that can be used to
monitor the effectiveness and impact of the health system and of specific interventions to
improve health and provide effective, accessible and quality health care. Indicators may be
disease-specific or focus on particular aspects of the health system. They summarise data
that allow the regular reporting of disease levels, burden and trends and can be used to
monitor changes over time. They are used to examine social, geographical and
environmental differentials in the medical condition of interest. Indicators can identify
problems that need action, but are usually unable to identify the reasons for the problem.
Health indicators can monitor and help in the development of potential prevention and
management strategies as well as tracking the impact of such strategies. In addition,
indicators allow the evaluation of the impact of health policy and monitoring of progress
towards targets.
Asthma was made a National Health Priority Area in Australia in 1999. As a part of this
action, there was recognition of the need for data to support an informed response to this
disease. Therefore, a workshop conducted in August 2000 by the Australian Institute of
Health and Welfare (AIHW 2000) developed a proposal for an initial set of indicators that
could be useful for asthma monitoring. These were to be developed under the auspices of
the Australian System for Monitoring Asthma (ASMA).
The Australian Centre for Asthma Monitoring (ACAM) was established in 2002 as a
collaborating unit of the Australian Institute of Health and Welfare (AIHW) to develop a
system for population-based monitoring of asthma. Since its inception, ACAM has been
overseen by the ASMA Steering Committee, which comprises members from the Australian
Government Department of Health and Ageing (DoHA), the AIHW, the National Asthma
Council Australia and the Asthma Foundations of Australia, as well as content area experts.
In 2004, ACAM published a review of the proposed indicators (Baker et al. 2004), which
assessed their feasibility and value and, where possible, provided data definitions and
identified suitable data sources. In addition, the report proposed a number of new indicators
for monitoring asthma and highlighted issues that needed to be resolved before appropriate
indicators could be incorporated into an asthma-monitoring system.
In parallel with this process, ACAM has also published several reports including Asthma in
Australia 2003 and 2005 that used a wide range of administrative and research data
collections from federal and state agencies and other sources, including industry, to publish
a comprehensive record of asthma statistics (ACAM 2003; 2005a). A further key component
of ACAM’s activities has been to undertake a program of data development to follow on
from the indicator review and to develop the data sources for monitoring the recommended
indicators. This was guided by ACAM’s data development plan, published in 2005 (ACAM
2005b).
This report reviews the outcomes of the indicator review, the lessons learnt through
experience with various data sources, progress so far with asthma data development and
suggests future directions for national asthma monitoring.
1
2 Status of current recommended
asthma indicators
This section will examine each of the asthma indicators that were recommended by ACAM
in the technical review (Baker et al. 2004) and provide an update of how each is being
monitored.
Operational definition
Numerator: The number of people who report having ever been diagnosed with asthma
by a doctor or nurse.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
This indicator can be monitored using data from the National Health Survey (NHS) and
other state and local health surveys.
Operational definition
Numerator: The number of people who report having ever been diagnosed with asthma
by a doctor or nurse and who have experienced symptoms (wheeze, shortness
of breath or chest tightness) of asthma or taken treatment for asthma in the
last 12 months.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
Data relating to this indicator are available in the NHS and other state and local health
surveys.
Summary of findings
In the 2004–05 NHS, 2,010,212, or 10.3% of the population, stated that they ‘still get asthma’
(ACAM 2007a). Among other state and locally based surveys, the prevalence of current
asthma among adults has ranged from 9% to 15%, with most estimates falling between 10%
and 12%. The proportion of children with current asthma ranged between 14% and 16%
(ACAM 2005a). These estimates are high by international standards.
Several findings have been consistent across the range of data. Among children, boys have a
higher rate of asthma than girls. However, after the teenage years, asthma is more common
in women than in men. The prevalence of asthma is higher among Aboriginal and Torres
Strait Islander people than among other Australians, particularly women aged 35 years and
over. It is also lower among those from non-English-speaking backgrounds.
4
2.3 Prevalence of recent wheeze
Operational definition
It is proposed that this indicator be monitored separately in children and adults.
Numerator: The number of children/adults (age 18–44 years) who report wheeze or
whistling in the chest in the previous 12 months.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
This indicator can be monitored using data from state and local health surveys; however,
there is no single, national data source.
Summary of findings
The prevalence of recent wheeze is substantially higher than the prevalence of asthma,
particularly among children. Between 1992 and 2002, estimates of current wheeze in studies
of children ranged from 16% to nearly 34%. Among adults during the 1990s these estimates
ranged from 22 to 26%. The age ranges sampled in these surveys varied widely and the
extent to which this higher prevalence of wheeze represents undiagnosed asthma, as
opposed to non-asthma, viral-associated wheeze, cannot be ascertained from the available
data (ACAM 2003).
5
2.4 Prevalence of airway hyperresponsiveness
Operational definition
This indicator was recommended by ACAM because it provides an objective measure of
asthma prevalence in contrast with the three previous measures, which are all based on self-
reporting. An operational definition for this indicator has not been established.
Data sources
No national data source has been identified, although some local and regional data
collections have been recognised.
Summary of findings
As previously stated, the availability of data for this indicator is extremely limited. The
prevalence of both wheeze in the last 12 months and airway hyperresponsiveness among
children in the Belmont area of coastal New South Wales was 11.3% in 2002 (Toelle et al.
2003 cited in Asthma in Australia 2003).
Operational definition
The proportion of people with current asthma who report having poor health-related quality
of life.
It is proposed that this indicator be monitored separately in adults and children and with
consideration for the domains of health-related quality of life. This is discussed in the report:
Measuring the impact of asthma on quality of life in the Australian population (ACAM 2004).
6
Data sources
Data relating to this indicator are available in the NHS and other state/territory and local
health surveys.
Summary of findings
Findings from survey data consistently find that people with asthma rate their health worse
than people without asthma. In the 2004–05 NHS, fewer people with current asthma (42%)
rated their health as ‘excellent’ or ‘very good’ than people without current asthma (52%)
(ACAM 2007a), and more rated their health as ‘poor’ (28%) than people without current
asthma (14%). However, based on data from the 2004–05 NHS, people with current asthma
were more likely to rate their health better than their counterparts in the 2001 NHS.
Data from the 2004–05 NHS also identified that a greater proportion of people with asthma
have days away from work or study (16.6%) than people without asthma (10.7%) or other
days of reduced activity (19% and 10%, respectively). Again, these proportions had
decreased for people with current asthma compared with those reported in the 2001 NHS,
suggesting some improvement in these impacts over time.
People with asthma also generally scored higher on the psychological distress scale and, in
the 2004–05 NHS, people with current asthma were 1.9 times more likely to have high or
very high psychological distress than people without current asthma (ACAM 2007a).
7
2.6 Index of asthma control
Operational definition
This is a composite indicator comprising measures of asthma severity and control among
people with current asthma.
Data sources
There is currently no identified national data source. However, some data relating to this
indicator are available in state/territory and local health surveys and the situation will
improve if there is implementation of the ACAM recommendations for a module of survey
questions to monitor asthma indicators (ACAM 2007c).
Summary of findings
Approximately 40% of adults with current asthma report disturbed sleep due to their
asthma in the last month. Among children with current asthma the interruption is more
prevalent, with almost half reporting one or more nights of disturbed sleep in the last month
(ACAM 2005a).
8
2.7 Death rate for asthma, all ages
Operational definition
Numerator: Total number of death occurrences in Australia assigned to ICD-9 code 493 or
ICD-10 code J45 or J46 as underlying cause of death for a particular calendar
year.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
National data for this indicator are available in the National Mortality Database.
Summary of findings
The death rate due to asthma in Australia is moderately high by international standards.
However, trends in asthma deaths have declined since the most recent peak in 1989. There
were 318 deaths in which asthma was the underlying cause in 2004—representing 0.2% of all
deaths in that year (ABS 2006).
Death rates are higher among people aged 35 to 64 years who live in outer regional and
remote areas, people of lower socioeconomic status and older people (ACAM 2005a). From
1992, mortality rates have been higher in females than males.
9
2.8 Death rate for asthma, persons aged 5–34
years
Operational definition
Numerator: Total number of death occurrences in Australia (among people aged 5 to
34 years) assigned to ICD-9 code 493 or ICD-10 code J45 or J46 as underlying
cause of death for a particular calendar year.
Denominator: Australian population (aged 5 to 34 years) as at 30 June for same calendar year
as numerator.
Data sources
National data for this indicator are available in the National Mortality Database.
Summary of findings
Deaths due to asthma among people aged 5 to 34 years have declined since the most recent
peak in 1986, although the decline is less marked than that observed among all ages. In 2004
there were 31 deaths due to asthma in people aged 5 to 34 years (0.37 per 100,000 population,
95% confidence interval (CI): 0.26–0.51) (ABS 2006).
10
2.9 Prevalence of smoking in people with asthma
Operational definition
Numerator: The number of people aged 18 years and over who have current asthma and
who smoke any tobacco product weekly or more frequently.
Denominator: The estimated number of Australians aged 18 years and over with current
asthma.
Data sources
Data relating to this indicator are available in the NHS and other state and local health
surveys.
Summary of findings
In the 2004–05 NHS, it was reported that 24.5% (95% CI 23.5–28.2%) of people with current
asthma were current smokers. This rate was not significantly different from that observed
among people without asthma. Among people with asthma, those who are younger and live
in localities that are relatively socioeconomically disadvantaged are most likely to smoke.
11
In the 2004–05 NHS, people who answered ‘Yes’ when asked if they currently smoke were
asked an additional question:
‘Do you smoke at least once a week?’
This question was endorsed in the ASMA survey question development process and can be
used in the future to identify individuals who meet the operational definition criteria for a
current smoker (ACAM 2007c). Furthermore, as already noted, the ABS indicated that they
will modify their questions to identify current asthma to be consistent with the ASMA
operational definition in the 2007–08 NHS. With these changes, the NHS will be a feasible
source of national data for monitoring this indicator in accordance with its recommended
operational definition.
Data sources
Data relating to this indicator are available in the NHS and other state and local health
surveys.
Summary of findings
Similar proportions of children with and without asthma live with one or more regular
smokers (39.1% and 36.2%, respectively). Of these, 11% and 9.4%, respectively, resided in
12
homes in which smoking occurred indoors (ACAM 2007a). The higher rate of household
exposure to smokers is most evident in more socioeconomically disadvantaged areas.
Operational definition
Numerator: The total number of asthma cases attributed to exposure at work at a given
time within the survey population.
Denominator: Denominator populations for the two surveys.
Data sources
No national or reliable state/local data sources have been identified.
Summary of findings
There has been no information reported for this indicator to date. A review of the literature
on this topic has been carried out under the auspices of the Australian System for
Monitoring Asthma in 2006, but this is yet to be published.
13
Data development issues
This is an important area for asthma monitoring because it concerns cases of potentially
preventable asthma. However, it is also very difficult to ascertain these cases in data that can
be used for monitoring purposes.
The review of asthma indicators (Baker et al. 2004) provided an evaluation of available data
that included two ad hoc surveys carried out in Victoria and New South Wales and a
voluntary reporting scheme: Surveillance of Australian workplace Based Respiratory Events
(SABRE) that operates in New South Wales, Victoria and Tasmania. All of these data sources
are prone to selection bias arising from low response rates in surveys and low reporting
rates to SABRE. The method of attribution of asthma to an occupational exposure is also
indirect.
Data development is required to enhance the currently available data on the incidence of
occupational asthma. Currently, a workshop to bring together experts in this area is planned
in 2008 to consider options for further data development. It seems likely that the definition
will need to be revised.
Operational definitions
Numerator: Number of schools recognised as using the Asthma Friendly Schools
program.
Denominator: Total number of schools in Australia.
Data sources
Data are recorded at state level by the individual Asthma Foundations after a follow-up to
check that the essential criteria for Asthma Friendly Schools have been met. However, there
are differences in the way compliance with the criteria for accreditation is assessed. While
Asthma Foundations in some states require evidence to support the claim that the
accreditation criteria have been met, in other states accreditation is awarded on the basis of
the signed statement of compliance from the school principal.
14
The proportion of schools and students can be disaggregated into primary and secondary, as
well as the type of school (government, Catholic or independent).
Individual schools will be disaggregated by remoteness classification.
Schools and students will also be analysed by state, as there have been slight variances in the
rollout of the Asthma Friendly Schools program in each state due to differences in the time
frames and methods of approaching the schools.
Summary of findings
No information on this indicator has been reported in any ACAM reports.
Operational definition
Numerator: Total number of hospital separations from Australian private and public
hospitals assigned to a principal diagnosis of ICD-9-CM code 493 or
ICD-10-AM code J45 or J46 for a particular calendar year.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
State/territory hospital separations data are compiled from all public general and
psychiatric hospitals, private hospitals and private day surgery facilities. These data are
considered to be close to complete and are, therefore, largely representative of the
population who use hospital services. Each state/territory contributes an agreed subset of
variables from their hospital data collections for inclusion on the National Hospital
Morbidity Database (NHMD). Therefore, the NHMD held at the AIHW provides a national
source of data to monitor this indicator.
15
and chronic obstructive pulmonary disease among older people in Australia: deaths and
hospitalisations (ACAM 2006).
Summary of findings
There are approximately 40,000 hospital separations each year in which the principal
diagnosis is asthma. The highest hospitalisation rates have occurred among children,
particularly those aged less than 5 years, and these rates decreased by 43% between 1993–94
and 2003–04. Among adults, hospitalisation rates have also decreased by 17% over this time.
Among people aged 65 years and over, rates of hospitalisation for asthma are highest in the
winter months, whereas among children, the peaks occur in February and May.
Among children, boys have higher rates of hospitalisation for asthma than girls, which
reflects the higher prevalence of asthma in boys. However, this trend is reversed after the
age of 15 years when more females than males are admitted to hospital for asthma. Rates of
hospitalisation are higher among people living in more remote areas, Indigenous
Australians and people living in more socioeconomically disadvantaged areas (ACAM
2005a).
Operational definition
Numerator: Total number of patient days from Australian private and public hospitals
assigned to ICD-9-CM code 493 or ICD-10-AM code J45 or J46 for a particular
calendar year.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
As for the previous indicator (2.13), the NHMD held at the AIHW is the best data source for
monitoring hospital patient days for asthma.
Summary of findings
The overall number of hospital bed-days occupied by patients with asthma has declined by
49% between 1993–94 and 2003–04. The reduction in hospital bed-days, combined with the
decrease in hospital separations for asthma, has resulted in a fall in the average length of
stay for all age groups from 2.9 days to 2.2 days (ACAM 2005a).
Operational definition
Numerator: Number of people discharged from hospital with a principal diagnosis of
asthma (ICD-10-AM code J45 or J46) who are re-admitted within 28 days to
the same hospital with a diagnosis of asthma.
Denominator: (1) number of hospital separations for asthma in the year.
(2) Australian population as at 30 June for same calendar year as numerator.
Data sources
Currently, state hospital data collections, particularly in New South Wales, Victoria and
Western Australia, are the most feasible data sources for this indicator. In future, the NHMD
may be used as a data source.
17
Summary of findings
Analysis of data for New South Wales and Victoria has shown that, following a
hospitalisation for asthma, 5% of people are re-admitted to hospital for asthma within
28 days. The highest rate of re-admissions is among people aged 15 to 64 years and re-
admission rates are higher in females than males.
Operational definition
Numerator: Total number of individuals who had hospital separations from Australian
private and public hospitals assigned to a principal diagnosis of ICD-9-CM
code 493 or ICD-10-AM code J45 or J46 for a particular calendar year.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
Currently, state hospital data collections, particularly in New South Wales, Victoria and
Western Australia, are the only feasible data sources for this indicator. In future, it is
envisaged that the NHMD may be used as a data source.
Summary of findings
This indicator has not been reported in any ACAM publications to date.
18
Data development issues
Data development will be required to establish data linkage models to enable this indicator
to be measured. It is most likely that this linkage will be developed once it is possible to also
measure hospital re-admissions for asthma (see Section 2.15).
Operational definition
Numerator: Number of hospital emergency department attendances with a principal
diagnosis of asthma (ICD-9 code 493 or ICD-10 codes J45 or J46) for a
particular calendar year
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
Currently, state data collections, particularly in New South Wales, Victoria and partial data
from Western Australia, are the only feasible data sources for this indicator.
Summary of findings
The highest rate of emergency department visits for asthma occurs among children aged 0 to
4 years. Children in this age group, along with the elderly, are most likely to be admitted to
hospital as a result of going to the emergency department (ACAM 2005a). Visits to
emergency departments peak among children in mid February, while, among adults, the
peaks occur during the winter months.
19
2.18 Rate of asthma-related general practice
encounters
Operational definition
Numerator: Estimated proportion of general practice encounters where asthma was
managed (for designated year) multiplied by the number of claims for
Medicare reimbursement for Professional Attendances group A1 and A2
(for that year).
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
This indicator has been predominantly monitored by ACAM using the survey known as
BEACH (Bettering the Evaluation And Care of Health). This survey invites a sample of
20 general practitioners (GPs) per week to complete the survey for 100 consecutive patient
encounters. The findings can then be applied to total Medicare Benefits Scheme claims for
GPs to extrapolate on the national patterns of general practice encounters.
Summary of findings
During the period 1998–99 to 2003–04, the rate of general practice encounters for asthma
decreased from 3.1% to 2.5% of all general practice encounters. Boys aged 0 to 4 years have
the highest rate of asthma-related general practice encounters.
20
2.19 Rate of Asthma 3+ Visit Plan payments
Operational definition
Numerator: Number of claims for completed Asthma 3+ Visit Plan Practice Incentive
Program Payments.
Denominator: Australian population as at 30 June for same calendar year as numerator.
Data sources
The Asthma 3+ Visit Plan Practice Incentive Program (PIP) was replaced by the Asthma
Cycle of Care in November 2006. The Program is funded by the Australian Government and
aims to improve general practice care for patients with moderate or severe asthma. It entails
the development and ongoing review of an asthma management plan over at least two
general practice visits (DoHA 2002; 2003). Data from the Asthma Cycle of Care Program are
reported through Medicare Australia, based on claims for remuneration for structured
asthma review visits made by GPs.
Summary of findings
Since being introduced in 2001, it is estimated that 3.9% of people with current asthma, or
12.9% of people with moderate or severe asthma, have used the Asthma 3+ Visit Plan.
Children and older adults were the most likely to access it, and young adults aged 15 to
34 years were least likely (ACAM 2005a).
21
2.20 Health-care visits for acute episodes of asthma
Operational definition
This is a composite indicator that would include rates of general practice visits for acute
episodes of asthma as well as emergency department visits and hospitalisations for asthma.
Numerator: Number of acute asthma-related general practice visits, number of emergency
department visits with a principal diagnosis of asthma (ICD-9 code 493 and
ICD-10 codes J45 and J46) and hospital separations with a principal diagnosis
of asthma (ICD-9-CM code 493 and ICD-10-AM codes J45 and J46).
Denominator: Australian population as at 30 June for same year as numerator.
Data sources
Data relating to this indicator are available in the NHS and other state and local health
surveys. There may also be other sources of data that could inform this indicator,
particularly hospitalisation, emergency department and general practice data.
Summary of findings
No information has been reported on this indicator in any ACAM reports to date.
22
2.21 Proportion of people with asthma who have a
written asthma action plan
Operational definition
Numerator: Number of people with current asthma who have an individualised, written
asthma action plan incorporating information on how to recognise the onset
of an exacerbation of asthma and information on what action to take in
response to that exacerbation, developed in consultation with a health
professional.
Denominator: Total population of people with asthma.
Data sources
Data relating to this indicator are available in the NHS and other state and local health
surveys. However, these data often fail to adequately define the criteria defining a written
asthma action plan as stated in the above operational definition.
There may also be other sources of data that could inform this indicator, particularly from
general practices.
Summary of findings
Less than a quarter (23%) of people with current asthma have a written asthma action plan
(ACAM 2007a). The possession of asthma action plans increased in the early 1990s and then
decreased until 2002 (ACAM 2005a). However, the latest figures from the 2004–05 National
Health Survey indicate a small increase in the rate of possession. Adults, particularly men,
and the elderly, and persons living in less well-off areas are least likely to have a written
asthma action plan.
23
Data development issues
The questions used to accurately define individuals who possess a written asthma action
plan as described in the above operational definition have been the subject of survey
question development. Reliable questions to monitor this indicator have been suggested in
the recommended module of survey questions to monitor national asthma indicators
(ACAM 2007c). Further data development for this indicator may occur using general
practice data (see Section 3.4).
Operational definition
Numerator: Number of people with current asthma for whom preventers are indicated
and who report using a ‘preventer’ medication daily.
Denominator: Number of people with current asthma for whom preventers are indicated
(that is, who meet the National Asthma Council Australia criteria for
preventer medication or similar).
Data sources
Data relating to this indicator are available in the NHS and in state/territory CATI health
surveys. Data are also available form the Pharmaceutical Benefits Scheme (PBS) and IMS
Health pharmaceutical supply data. However, these data do not show whether the
medications were used for asthma or for other obstructive respiratory diseases.
Summary of findings
The data consistently suggest that many people with asthma who would benefit from using
inhaled corticosteroids do not use them regularly. Analysis of individuals in PBS data
identified that most people who purchased inhaled corticosteroids only filled one to three
24
prescriptions over a two-year period. Also, the majority of inhaled corticosteroids were
taken in the most potent formulation. It is likely that, for many people, their asthma could be
well controlled with less potent inhaled corticosteroids that carry fewer risks of side effects.
The majority of inhaled corticosteroids are now administered in a combined formulation
with long-acting beta agonists. This should also allow the use of lower potency of inhaled
corticosteroids, with equivalent efficacy.
Inhaled corticosteroids were used more than twice as much among people who obtained
them at a concessional rate, which suggests that the price of these medications impedes their
regular use by many individuals (ACAM 2007b).
Operational definition
Numerator: Number of claims for spirometry in a given year for people with asthma.
Denominator: Total number of people with current asthma.
Data sources
Limited information relating to this indicator has been reported in Asthma in Australia 2003
and 2005 (ACAM 2003; 2005a) using claims data from the Medicare Benefits Scheme. A
major limitation of these data is that there is no clinical information that enables the
identification of spirometry that was performed for asthma as opposed to other respiratory
conditions. This is particularly a problem among older people who may have spirometry to
assess COPD. Therefore data were separately presented in these reports for people aged 5 to
34 years, for whom it was highly probable that spirometry was used in the management of
asthma.
Summary of findings
Most claims for spirometry occur in the winter months. Between 1994 and 2004, spirometry
claims decreased slightly, particularly among people aged 5 to 34 years. This decrease was
mainly observed among office-based spirometry, while laboratory-based spirometry (which
comprise a minority of all claims) increased.
The highest rate of spirometry was among elderly people aged 65 to 84 years among whom
it was more common among males than females. Spirometry was also more common among
boys than girls; however, among people aged 15 to 64 years, spirometry was more common
among women.
There was substantial variation between states and territories in spirometry rates.
Operational definition
This is a composite indicator that uses data from a range of sources.
Data sources
Two data sources have been used for this indicator; the AIHW National Health Expenditure
Database, and data from the Australian Burden of Disease Study.
26
Summary of findings
In the 2000–01 financial year, health expenditure on asthma was $693 million. This was 1.4%
of total health expenditure in that year. Over half (54%) of expenditure allocated to asthma
in 2000–01 was attributed to pharmaceuticals. The proportion of health expenditure
attributed to asthma care was highest (over 25%) among children; particularly boys aged 5 to
14 years.
Overall, health expenditure on asthma increased by 21% between 1993–94 and 2000–01
(adjusted to 2000–01 dollar values). However, expenditure for asthma due to GPs and
specialists decreased.
The Australian Burden of Disease Study estimated that asthma was the leading contributor
to burden of disease among children aged 0 to 14 years—accounting for an estimated 18% of
disability adjusted life years in this age group in 1996. The estimated financial equivalent of
the burden of disease in Australia due to asthma in 1996 was $4.3 billion (2000–01 dollars).
27
3 Review of data development activities
In 2005, a detailed asthma data development plan was released (ACAM 2005b), which
outlined a range of projects that would address the data deficiencies for monitoring the
recommended asthma indicators. These projects were grouped into a number of areas that
would engage specific collaborations including:
• development of survey questions
• data linkage
• validation of coding (hospital and mortality data)
• development of general practice data
• further investigation into dynamic health assessment to study health outcomes
• working with multiple cause of death and with multiple diagnosis hospital data
• input into national data development processes.
Here, these project areas are reviewed to evaluate the extent to which the data development
plan has been implemented.
30
Comparability factors
ICD-10 replaced ICD-9 in Australia in the late 1990s at different times in various
jurisdictions. During the transition period, dual coding projects were undertaken so that the
impact of the revised ICD could be assessed. A change in ICD-10 rules, from the previous
ICD-9, was that death certificates and hospital records that included both asthma and COPD
were more likely to be coded to COPD, rather than asthma. ACAM obtained dual coded
hospital and mortality data for asthma diagnoses to assess the impact of this change. This
study found that the change from ICD-9 to ICD-10 had a substantial impact on asthma
mortality and hospital separations data for persons aged over 35 years, but not for younger
people (Baker et al. 2003). ACAM were able to use these data to calculate comparability
factors for three broad age groups: 5 to 34 years: 1.0; 35 to 64 years: 0.84; and 65 years or
over: 0.68. Time trends that span the period when ICD-9 changed to ICD-10 can be adjusted
by multiplying data coded in ICD-9 by these comparability factors. It is now recommended
that these be applied to time series analyses of hospital and mortality data that span across
both ICD revisions so that trends are represented consistently over time (Baker et al. 2004).
32
Multiple diagnosis data
As well as the principal diagnosis in hospitalisation data, additional diagnoses are included
in routinely collected data that relate to the hospital admission. In a similar vein, mortality
data include both the underlying cause of death and also other associated causes of death.
These data may be of use either for population monitoring in asthma, particularly where
there is overlap in diagnosis such as between asthma and COPD in older people. ACAM
investigated the potential of these data in its report: Asthma and chronic obstructive pulmonary
disease among older people in Australia (ACAM 2006). It found that while there was limited
overlap between asthma and COPD, this may be a result of the requirements of ICD-10
coding rules rather than an inherent lack of overlap. Unfortunately, there were no dual
coded data for multiple diagnoses and causes of death. The study did, however, identify a
number of other interesting disease associations with both asthma and COPD, such as
increased rates of musculoskeletal disease associated with asthma. Further work in this area
is warranted.
33
National emergency department minimum data set
Currently emergency department data are only available in some jurisdictions and coverage
within those jurisdictions is incomplete. The emergency department is an important point of
health-care use for asthma. Usually it reflects cases of acute asthma, although often these do
not progress to a hospital admission. Therefore, the absence of national emergency
department data may leave a substantial gap in our ability to monitor health service use for
acute asthma. Further work is needed in collaboration with health jurisdictions and the
AIHW to develop a national emergency department minimum data set.
34
4 Future directions
35
4.2 Refining asthma indicators
Health indicators are measures of selected aspects of health and the health system that can
be used to monitor the effectiveness and impact of the health system and of specific
interventions to improve health and provide effective, accessible and quality health care.
Disease-specific indicators, such as those for asthma, summarise data that allow the regular
reporting of disease levels, burden and trends and can be used to monitor changes over time.
They are used to examine social, geographical and environmental differentials that may
influence the development and burden of asthma.
As already stated, an important function of indicators is to track the impact of health policy,
and prevention and management strategies and to monitor progress towards targets.
In its report: Review of proposed national health priority area asthma indicators and data sources
(Baker et al. 2004); ACAM recommended 24 asthma indicators for inclusion in the Australian
System for Monitoring Asthma. Experience with the use of these indicators has led us to the
conclusion that there is a need to review them. Some are no longer relevant to policy needs.
Others are redundant: providing information that is closely correlated with other indicators.
Finally, some indicators will not be feasible to measure in the foreseeable future. The
complexity of monitoring and reporting on many indicators makes it desirable to simplify
the monitoring system where possible. This is likely to have the benefits of making
information easier for target audiences to interpret.
It is therefore worthwhile to refine the current set of asthma indicators and identify those
that provide the most information or which are most effective at signalling change. ACAM
propose to adopt a systematic approach with two components to revise the existing set of
indictors:
• Factor Analysis to identify domains of factors (that is, clusters of indicators) from data
collected on the current indicators
• A modified Delphi Survey of experts to solicit consensus opinions by ranking and
reducing the existing list to a shorter, higher priority list of indicators.
The factor analysis will yield a recommended set of independent indicators with robust
statistical properties and the expert consensus opinions will ensure clinical relevance of the
indicators. The key asthma indicators identified as a result of this process will provide high
quality information on asthma in the population.
These indicators will help ensure greater consistency in the provision of health services to
individuals with asthma; to provide important support and justification for future human
resource planning; and to inform and assist policy and decision-makers in addressing future
asthma health resource planning and allocation requirements.
36
References
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3303.0. Canberra: ABS.
ACAM (Australian Centre for Asthma Monitoring) 2003. Asthma in Australia 2003. AIHW
Asthma Series 1. Cat. no. ACM 1. Canberra: AIHW.
ACAM 2004. Measuring the impact of asthma on quality of life in the Australian population.
Cat. no. ACM 3. Available at <www.asthmamonitoring.org>. Canberra: AIHW.
ACAM 2005a. Asthma in Australia 2005. AIHW Asthma Series 2. Cat. no. ACM 6. Available
at <www.asthmamonitoring.org>. Canberra: AIHW.
ACAM 2005b. Enhancing asthma-related information for population monitoring. Cat. no.
ACM 4. Available at <www.asthmamonitoring.org>. Canberra: AIHW.
ACAM 2005c. Health care expenditure and the burden of disease due to asthma in Australia.
Cat. no. ACM 5. Available at <www.asthmamonitoring.org>. Canberra: AIHW.
ACAM 2006. Asthma and chronic obstructive pulmonary disease among older people in
Australia: deaths and hospitalisations. Cat. no. ACM 7. Available at
<www.asthmamonitoring.org>. Canberra: AIHW.
ACAM 2007a. Asthma in Australia: findings from the 2004–05 National Health Survey.
Available at <www.asthmamonitoring.org>. Cat. no. ACM 10. Canberra: AIHW.
ACAM 2007c. Survey questions for monitoring national asthma indicators. Cat. no. ACM 9.
Canberra: AIHW. Viewed 9 May 2007, < www.asthmamonitoring.org>.
AIHW (Australian Institute of Health and Welfare) 2000. National health priority area
indicators for monitoring asthma. Report of a consultation workshop. Canberra: AIHW.
American Thoracic Society 2000. Guidelines for methacholine and exercise challenge testing
- 1999. American Journal of Respiratory and Critical Care Medicine 161:309–29.
Baker DF, Marks GB, Walker S, Xuan W, Van der Hoek R & Hargreaves J 2003. The impact
of changes to disease coding on asthma mortality and hospital morbidity statistics.
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Priority Area asthma indicators and data sources. AIHW cat. no. ACM 2. Available at
<www.asthmamonitoring.org>. Canberra: AIHW.
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Belousova E, Williamson M, Britt H, Correll PK & Marks G 2005. General practice
encounters for acute asthma. Respirology 10 (Suppl.):A36.
DoHA (Commonwealth Department of Health and Ageing) 2003. The Asthma 3+ Visit Plan.
National Health Priorities and Quality. Viewed 12 May 2003,
<www.health.gov.au/pq/asthma/3visitpln.htm>.
Downs SH, Marks GB, Belousova EG & Peat JK 2001. Asthma and hayfever in Aboriginal
and non-Aboriginal children living in non-remote rural towns. Medical Journal of Australia
175:10–3.
Hall SE, Holman CDJ, Finn J & Semmens JB 2005. Improving the evidence base for
promoting quality and equity of surgical care using population-based linkage of
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Ringland C, Correll PK, Lim KH, Williamson M & Marks GB 2006. Hospital readmissions for
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38
Appendix A
Prevalence of recent 1: Have you had wheezing or whistling in your chest at any time Yes
wheeze in the last 12 months? No
Prevalence of ever having 2: Have you ever been told by a doctor or a nurse that you have Yes
diagnosed asthma asthma? If yes, No
Prevalence of current 2a: Have you had symptoms of asthma or taken treatment for Yes
asthma asthma in the last 12 months? No
Rate of exacerbations of 3: At any time in the last 12 months, was your asthma worse or Yes
asthma out of control? If yes, No
3a: In the last 12 months, how many times have you gone to a Number of times
hospital or emergency department because your asthma was None / No times
worse or out of control?
3b: In the last 12 months, how many times have you consulted a Number of times
GP or local doctor because your asthma was worse or out of None / No times
control?
Number of people with 4: Do you have a written asthma action plan, that is, written Yes
current asthma who have instructions of what to do if your asthma is worse or out of No
an action asthma plan control?
Impact of asthma on quality 5.1: During the last 4 weeks how often did your asthma interfere All of the time
(a)
of life with your daily activities? Most of the time
Some of the time
None of the time
5.2: Sydney Asthma Quality of Life Questionnaire (20 items) Full questionnaire reproduced in
Appendix A of ACAM 2007c
5.3: Paediatric Asthma Quality of Life Questionnaire (23 items) Permission required for use from
Elizabeth Juniper
<www.qoltech.co.uk>
Asthma control in people 6.1: In the last 12 months, has wheezing ever been severe Yes
with current asthma enough to limit your speech to only one or two words at a time No
between breaths?
6.2: In the last 4 weeks, how often did you have symptoms of Every day
asthma; that is wheezing, chest tightness, coughing or 3 or more times a week
shortness of breath? 1 to 2 times a week
Less than once a week
6.3: In the last 4 weeks, have you been woken by asthma or Yes
wheezing? If yes, No
6.3a: In the last 4 weeks, how many nights have you been Number of times
woken by asthma or wheezing? None / No times
6.4: See also questions 9 and 9a. These questions will be used
to assess the use of reliever medications as an indicator of
asthma control.
(continued)
39
Table A1 (continued): Recommended questions to monitor selected national asthma indicators
Prevalence of smoking in 7: Which of the following best describes your home My home is smoke free
the household where situation? People occasionally smoke in the
children with asthma house
(b)
reside People frequently smoke in the
house
Proportion of people with 9: What are the names or brands of all the asthma Interviewers will have an updated
current asthma who use medications you have used in the last 4 weeks? list of currently available asthma
preventers regularly If any medications identified: medications. All responses in the
list to be checked. Medications
stated but not in the list to be
recorded under ‘other’
9a: How often did you use {name of medication} in the last 4 Every day
weeks? (loop for each type of medication) 3 or more times a week
1 to 2 times a week
For this indicator, these questions will be used to assess the
Less than once a week
frequency of use of preventer medications.
Not at all
(a) Only asthma-specific health-related quality of life measures have been included in this asthma module. However, generic quality of life
measures may also be used in many surveys that, when used in conjunction with the questions identifying people with current asthma, can
be useful for making comparisons between people with and without asthma.
(b) These questions are not asthma-specific and, for asthma monitoring purposes, would need to be used in conjunction with the questions
identifying people with current asthma. However, the selected questions were included in the asthma module because they are able to
measure the established asthma indicator consistently with its operational definition.
40