November 14, 2017

10 – Posets Basic Concepts

William T. Trotter
[email protected]
 Binary Relations on Sets

Definition A binary relation on a set X is just a subset of

the cartesian product X x X.
Definition A binary relation R on a set X is said to be
reflexive if (x, x)  R for every x  X.
Example X = {1, 2, 3, 4, 5}
R1 = {(2, 3), (3, 3), (1, 1), (4, 4), (5, 5), (5, 1), (3, 5), (2, 2)}
R2 = {(2, 3), (5, 3), (1, 1), (4, 4), (5, 5), (5, 1), (2, 2)}
R3 = {(3, 3), (2, 2), (1, 1), (4, 4), (5, 5), (5, 1), (3, 4), (2, 5)}
The binary relations R1 and R3 are reflexive. R2 is not.
 Binary Relations on Sets (2)

Definition A binary relation R on a set X is said to be

antisymmetric if x = y whenever (x, y)  R and (y, x)  R.
Example X = {1, 2, 3, 4, 5}
R1 = {(2, 3), (3, 3), (1, 3), (4, 4), (5, 5)}
R2 = {(2, 3), (5, 3), (1, 1), (4, 4), (3, 5), (5, 1)}
R3 = {(3, 3), (2, 2), (1, 1), (4, 1), (5, 4), (2, 1), (3, 4), (3, 5)}
The binary relations R1 and R3 are antisymmetric. R2 is
not.
 Binary Relations on Sets (3)

Definition A binary relation R on a set X is said to be

transitive if (x, z)  R whenever (x, y)  R and (y, z)  R.
Example X = {1, 2, 3, 4, 5}
R1 = {(2, 3), (3, 3), (3, 1), (4, 4), (2, 1)}
R2 = {(2, 3), (5, 3), (3, 1), (4, 4), (3, 5), (5, 1)}
R3 = {(3, 3), (2, 2), (3, 1), (1, 4), (5, 4), (5, 1), (3, 4), (5, 3)}
The binary relations R1 and R3 are transitive. R2 is not.
 Partial Orders on Sets

Definition A binary relation R on a set X is said to be

partial order if it is reflexive, antisymmetric and transitive.
Example X = {1, 2, 3, 4}
R1 = {(1, 1), (1, 2), (3, 3), (4, 4), (1, 3), (3, 4), (1, 4), (2, 2)}
R2 = {(1, 1), (2, 2), (3, 1), (1, 3), (1, 2)}
R3 = {(1, 1), (2, 2), (3, 3), (4, 4), (1, 3), (2, 4)}
The binary relations R1 and R3 are partial orders. R2 is
not. Note that R2 actually violates all three requirements.
 Basic Definitions

Definition A partially ordered set (also called a poset)

is a set P equipped with a binary relation ≤ which is a
partial order on X, i.e., ≤ satisfies the following three
properties:
 If x  P, then x ≤ x in P (reflexive property).

 If x, y, z  P, x ≤ y in P and y ≤ x in P, then x = y
(antisymmetric property).
 If x, y, z  P, x ≤ y in P and y ≤ z in P, then x ≤ z
in P (transitive property).
 Examples of Posets

Notation When P is a poset, x < y in P means x ≤ y in P

and x ≠ y. Also, y > x in P means the same as x < y in P.
Similarly, x ≤ y in P means the same as y ≥ x in P.
Example When P is a collection of sets, set x ≤ y in P
when x is a subset of y. In this poset {2, 5} < {2, 5, 7, 8}
and {5, 8, 9} ≥ {5, 8, 9}.
Example When P is a set of positive integers, set x ≤ y in
P when x divides y without remainder. In this poset,
15 < 105 and 12 < 48. But 17 is not less than 1,000,000,000.
 Linear Orders

Observation The familiar binary relation ≤ on number

systems like Z (integers), Q (rationals) and R (reals) is a
partial order. However, in each of these three cases, the
binary relation ≤ satisfies a fourth condition:
For all x, y, either x ≤ y in P or y ≤ x in P.

Definition Partial orders satisfying this additional condition

are called linear orders or total orders.
Covers in a Poset

Definition When x and y are distinct points in a

poset P, we say that x is covered by y in P when
x < y in P and there is no point z with x < z < y in P.
Alternatively, we may say that y covers x in P.

Example With inclusion, {2, 5} is covered by {2, 5, 7}

but {4, 6, 7} is not covered by {4, 6, 7, 9, 11, 12}

Example With division, 15 is covered by 105,

but 14 is not covered by 84.
Cover Graphs and Order Diagrams

Definition When P is a poset, we associate with P

a graph G called the cover graph of P. The
vertices of G are the points of P. When x and y
are distinct points in P, they are adjacent in G
when one of x and y covers the other in P.

Definition When G is the cover graph of a poset

P, a drawing of G in the plane (traditionally with
straight line segments for edges) is called an order
diagram (or Hasse diagram) if y is higher in the
plane than x whenever y covers x in P.
Order Diagrams and Cover Graphs

Order Diagram Cover Graph

Posets are Everywhere!!
Order Diagrams and Binary Relations

Exercise What is the binary relation

for the poset shown on the left?

Exercise Draw an order diagram for

the poset whose ground set is {1, 2, 3,
4, 5, 6, 7} with partial order {(1, 1),
(2, 2), (3, 3), (4, 4), (5, 5), (6, 6),
(7, 7), (2, 5), (3, 4), (3, 6), ( 3, 2),
(3, 5), (4, 5), (7, 1)}
Three Posets with the Same Cover Graph

Exercise How many posets altogether have

the same cover graph as these three?
Comparable and Incomparable Points

Definition When P is poset, we say that two

distinct points x and y of P are comparable
when either x < y in P or x > y in P. When x
and y are not comparable, they are said to be
incomparable. A partially ordered set (or poset)
P is a set equipped with a binary relation ≤
which is reflexive, antisymmetric and transitive.
Comparability and Incomparability Graphs

Definition When P is poset, we can associate

with P two graphs. One is called comparability
graph of P and the other is the incomparability
graph of P. Both graphs have the elements of
P as their vertex set. In the comparability
graph, distinct elements x and y of P are
adjacent when they are comparable in P.
Analogously, x and y are adjacent in the
incomparability graph when they are
incomparable in P.
Comparability and Incomparability Graphs (2)

Comparability Incomparability
Poset Graph
Graph
Alternate Definition

Definition A poset P is a set equipped

with a binary relation < which is irreflexive
and transitive. For example:

• A family of closed intervals of R with

[a, b] < [c, d] if and only if b < c in R.

Note To avoid operator overloading

confusion, we write x < y in P. When there
is no ambiguity, we just write x < y.
 Maximal and Minimal Points

Definition An element x of a poset P is said to be a

maximal point of P when there is no point y of P with
y > x in P.

Definition An element w of P is called a minimal point

of P when there is no point z in P with z < w in P.
A Concrete Example

Example Let X = {1,2,3,4,5,6} and P = {(1,1),(2,2),(3,3),

(4,4), (5,5), (6,6), (6,1), (6,4), (1,4), (6,5), (3,4), (6,2)}.
Then
6 and 3 are minimal elements.
2, 4 and 5 are maximal elements.
4 is comparable to 6.
2 is incomparable to 3.
1 covers 6 and 3 is covered by 5.
4 > 6 but 4 does not cover 6, since 6 < 1 < 4.
Another Concrete Example

Example
c and f are maximal elements.
a, b, g and h are minimal elements.
a is comparable to f.
c is incomparable to h.
e covers a and h is covered by d.
e > h but e does not cover h.
Diagram for a Poset on 26 points

Terminology:
• b < i and s < y.
• j covers a.
• b > e and k > w.
• s and y are
comparable.
• j and p are
incomparable.
• c is a maximal
element.
• u is a minimal
element.