Lesthaeghe PDR 2010
Lesthaeghe PDR 2010
Lesthaeghe PDR 2010
RON LESTHAEGHE
As I indicated earlier, a first major contrast between the first and second
transitions is their trends in nuptiality. In Western Europe the Malthusian
pattern of late marriage weakened, mainly because of the growth of wage-
earning labor, and this basic trend toward earlier and more universal marriage
continued until the mid-1960s. Hence, the lowest mean ages at first marriage
since the Renaissance were reached in the middle of the twentieth century.
Furthermore, the pockets of Western Europe where cohabitation and out-
of-wedlock fertility had remained high during the nineteenth century were
under siege during the first half of the twentieth. Such behavior was not in
line with the religious and secular views on what constituted a proper family.
Extramarital fertility rates declined throughout Europe after 1900.
By contrast, after 1965, ages at marriage rose again and cohort propor-
tions ever-married started declining (Council of Europe 2004). This resulted
not only from an interim period of premarital cohabitation, but also from later
home leaving and more and longer single living. The very rapid prolongation
of education for both sexes since the 1950s and the ensuing change in the
educational composition of Western populations contributed to this process.
But the unfolding of the nuptiality features of the SDT did not stop at a rise
in ages at marriage and at a mere insertion of an interim “student” period.
Postmarital cohabitation too was on the rise, as was childbearing outside
wedlock. And in many instances the latter trend is to some extent a “revenge
of history”: cohabitation and procreation by non-married couples are now
often highest where the custom prevailed longest during the nineteenth and
early twentieth centuries.3
Another contrast between the first and second transitions pertains to
divorce and remarriage. The first transition was preoccupied with strengthen-
ing marriage and the family, and divorce legislation remained strict. The state
offered little opposition to religious doctrine in this respect. Divorce on the
basis of mutual consent was rare and mostly based on proven adultery. The
second transition witnessed the end of a long period of low divorce rates, and
the principle of a unique, life-long legal partnership was questioned. This took
the form of a rational “utility” evaluation of marriage in terms of the welfare
of both adult partners first and children second. This questioning was accom-
panied by attacks on the hypocrisy of the earlier restrictive divorce legisla-
tion that fostered concubinage instead. The outcome in Western Europe, the
United States, Canada, Australia, and New Zealand was a succession of legal
liberalizations in the wake of a singularly rising demographic trend. And, as
pointed out in the introduction, the onset of the rise in divorce was probably
the very first manifestation of the accentuation of individual autonomy in
opposing the moral order prescribed by Church and State. It should be noted,
however, that resistance to divorce was stronger in countries or regions with
a Catholic background than in those with a Protestant heritage. This is not so
surprising since divorce versus the indissolubility of marriage was one of the
key issues that led to the Reformation in the first place.
And last but not least, the first and second transitions have opposite
patterns of remarriage. During the first, remarriages essentially involved
widows and widowers, whereas remarriage for divorced persons meant a
new beginning and the start of a new family: new children for a new life-
long commitment. In other words, even if divorce occurred, the institution
of marriage was not under serious threat, and remarriage propped up fertility
as well. Nothing of this is left in the second transition: remarriages among
the widowed or divorced decline in favor of cohabitation or other looser ar-
rangements such as LAT (“living apart together”) relationships or intimate
friendships.
Fertility contrasts
The theory of the second demographic transition does not merely focus on
changing nuptiality and family patterns, as Coleman contends, but is equally
concerned with fertility. Recall that Ariès’s essay on two successive fertility
motivations and Easterlin’s work on a cyclical fertility model were two in-
tellectual foundations of the theory. Even if that were not the case, fertility
cannot be studied without regard to the fundamental changes in patterns
of household formation and without the framework of changing life style
preferences.
During the first transition, fertility was increasingly confined to mar-
riage, contraception affected mostly fertility at older ages, mean ages at first
parenthood declined, and childlessness among married couples was low.
There are examples of below-replacement fertility during the first transition,
To this point we have discussed the differences between the first and sec-
ond transitions mainly in terms of their demographic contrasts. But both
transitions of course have their roots in distinct historical periods of societal
development.
With the exception of the very early eighteenth-century fertility decline
in France and a few other smaller areas in Europe, much of the first transition
was an integral part of development in which economic growth fostered ma-
terial aspirations and improvements in living conditions. The preoccupations
Evidently the higher-order needs can only be articulated once the lower-order
ones have been sufficiently met. Similarly the SDT squarely stands on the
shoulders of its predecessor, the first transition. But to consider the features of
the second demographic transition as “secondary,” as suggested by Coleman,
or as part and parcel of a single transition, is another matter. My problem with
these views is that they fail to realize both the magnitude of the contrast and
the importance of the societal implications for the future.
More specifically, the “one transition only” view fails to recognize
that the first and second transitions are sufficiently differentiated and even
antagonistic in terms of most family-formation variables (including fertility
motivations). The “unitarian” view furthermore misses the point that the
first and second transitions correspond to two distinct historical phases, have
a distinct “logique sociale,” and are buttressed by distinct patterns of political
organization. In short, the “one transition” view simply blurs history.
Last but not least, the demographic implications of the SDT for the future
are fundamentally different from the equilibrium implied by the first transi-
tion. SDT theorists expect much rougher seas ahead: (1) more pronounced
population aging as a result of sub-replacement fertility, hence more pressure
on the welfare state, (2) greater reliance on immigration and consequently a
further expansion of multi-ethnicity and multi-cultural traits in societies, (3)
less stress on social cohesion (e.g., Surkyn and Lesthaeghe 2004), and (4) a
greater incidence of family instability and concomitant social problems (e.g.,
poverty among singles or in one-parent households). As Kathleen Kiernan
(2001) warned, “the SDT is not kind to all.”
So far, I have explained why it makes sense to distinguish the successive
historical steps from one transition to the next. In the following section I ad-
dress the geographic diffusion of the SDT to other parts of Europe.
In Central and Eastern Europe, this picture changed completely after the
collapse of the Communist regimes in 1989. All SDT features emerged simul-
taneously: ages at first marriage, which had remained quite young during
the preceding era, started increasing, premarital cohabitation rose, and so
did proportions of extramarital births. In tandem with later union formation
came a prolonged postponement of fertility at all ages and parities, leading to a
precipitous drop of period fertility indicators. TFRs fell below 1.5 children and
even below 1.3. A new term was coined: lowest-low fertility (Kohler, Billari,
and Ortega 2002). Period fertility measures evidently can be deeply depressed
when such systematic postponement occurs. However, the degree to which
recovery can occur in cohort fertility is still uncertain, as is the amount of
recovery in prospective period TFR levels. But the outcome seems to be that
fertility will stay well below replacement in any event. In 2002, all former
Communist countries still had TFRs below 1.35, and as low as 1.10 (Ukraine).
The sole exceptions were Albania, with a TFR probably around 2.0, and the
Republic of Macedonia and Serbia-Montenegro, with levels around 1.75.
Few observers in the former Communist countries initially thought
that this could be the start of a second demographic transition. The older
generation of demographers was highly skeptical about the SDT concept to
start with, and remained convinced that these pronounced marriage and
fertility postponements were exclusively the consequence of the economic
crisis. The UN Economic Commission for Europe initially held this view as
well (UNECE 1999, 2000). And the transition to capitalism was indeed a
painful one: the end of guaranteed life-long employment, a reduction in
labor force activity rates for women, a steep drop in the standard of living,
a decline in state support for families, a privatization of the housing sector,
and in several countries also a highly visible rise in poverty. But there was
also a countercurrent of younger demographers, mainly in Russia (Zakha-
rov and Ivanova 1996; Zakharov 1997) and especially the Czech Republic
(Zeman, Sobotka, and Kantorova 2001; Rabusic 2001; Sobotka 2002), who
thought that, the economic crisis notwithstanding, a second demographic
transition could be in the making. In fact, by the late 1990s the economies
of several of former Communist countries were recovering along with per
capita incomes. But there was no return to earlier patterns of marriage, nor
an end to fertility postponement. Also the steady rise in extramarital fertil-
ity, which had often started before 1989, continued and even accelerated
(see Figure 1). Of 18 such countries, only five still had proportions of extra-
UK Austria
Portugal
30 Spain
20 Poland
Italy
10
Greece
0
1950 1955 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005
SOURCE: Compiled by T. Sobotka on the basis of Council of Europe and Eurostat data.
marital births below 20 percent in 2002. At the upper tail of the distribution,
four had already reached Northern European levels with proportions above
40 percent (Council of Europe 2004). Fifteen years earlier, these countries
had percentages between 3 and 15, and only the former East Germany
stood out with 34 percent extramarital births in 1985. These rapid increases
are admittedly also the result of the rise in proportions of first births in the
declining total, but they undeniably indicate that childbearing within co-
habiting unions is spreading in Central and Eastern Europe.
The verdict seems to be that the economic crisis had indeed destabilized
the earlier demographic regime, but also that the SDT had been nascent before
1990 and that is it developing further. In other words, the SDT is emerging
in Central and Eastern Europe as a feature that is there to stay, just as in the
West. Once more it is emerging as a salient characteristic of capitalist econo-
mies and of cultures that recognize the primacy of individual autonomy and
that develop the higher-order needs.
Southern Europe
and Cyprus, also shows a rise in nonmarital births, although the levels are
still too low to justify any firmer conclusion. The Eastern Mediterranean thus
constitutes the last area to be affected by the second demographic transition.
Compared to a decade ago, history has moved in the predicted direction in
Southern Europe as well.
To end this section on the European diffusion of the SDT, I would like to point
out that the process is not yet complete in Western and Northern Europe
either. As the extramarital fertility indicator shows, proportions of births out
of wedlock are still increasing in most countries considered in Figure 1, in-
cluding those with the highest incidence, namely Iceland, Sweden, Germany,
Norway, and France. Apparently the prospect of 60 percent of all births be-
ing born outside marriage is a possibility for these vanguard countries. Yet, it
should also be pointed out that there is a distinctly more conservative version
of the Western European SDT in which single living, sharing, and cohabita-
tion have all become common, but where marriage is still connected to the
transition to parenthood. The parenthood decision often comes first, and the
marriage decision follows. In such situations extramarital fertility is also ris-
ing but more slowly and at lower levels. Good examples of this conservative
variant are Switzerland, Germany, Belgium (mainly Flanders), and to some
extent the Netherlands. Ireland, by contrast, seems to have made the jump
from the more conservative category to the more advanced SDT category of
countries. In fact, Ireland has already crossed the 30 percent level, whereas
in 1980 it barely had 5 percent of births out of wedlock.
From the beginning of the SDT, countries have exhibited striking differences
between the timing of the onset of the rise in premarital cohabitation and the
onset of fertility postponement. In Western Europe, for instance, the two were
timed rather closely together, but in Southern Europe there was a major lag
of about 20 years, with rising cohabitation starting much later.
Spatial dissociations within a given country are equally common. In the
United States both state- and county-level characteristics of household forma-
tion first split along two dimensions: characteristics of young households (in-
dicators pertaining to teenage fertility, young single mothers, grandchildren in
household) and an SDT dimension (Lesthaeghe and Neidert 2006). Problems
along the first dimension are a typical American feature associated with low
education and poverty (with milder versions found in the UK and Australia
as well). But when the American SDT dimension was examined more closely,
two spatial sub-dimensions appeared: the North Atlantic states were most
advanced with respect to postponement of fertility in the age group 20–29,
with clear sub-replacement fertility among non-Hispanic whites, whereas in
the vanguard with respect to cohabitation were the liberal Mountain states
(Colorado, Arizona) and the Pacific states. Furthermore, postponement of
marriage and fertility was strongly associated with high education levels for
both sexes, whereas cohabitation was connected to higher proportions born
abroad or out of state. At the other end of the distribution, middle and low
levels of cohabitation remained closely correlated with earlier fertility in the
prime childbearing ages and with higher non-teenage fertility in the South-
ern, Appalachian, and the conservative Mountain states (especially Utah and
Idaho), and in the Great Plains. The overall image is that of a first set of states
where the SDT has not yet taken off, a second set where both cohabitation
and fertility postponement hold the middle ground, and a leading SDT set that
splits into two groups depending on whether they are in the vanguard either
of the postponement of parenthood or of the spread of cohabitation.
A spatial analysis of Belgium (Neels 2006; Lesthaeghe 2009) at the level
of arrondissements produced an even clearer picture. The rise of cohabita-
tion and out-of-wedlock fertility after 1970 mirrors the spatial continuity of
the maps of the marital fertility decline and the rise of contraceptive practice
during the first demographic transition (1880–1940), and they are an almost
perfect correlate of secularization levels from 1860 through 1960. The map of
fertility postponement after 1970, by contrast, bears no resemblance to this
long historical secularization, but typically reflects levels of higher education
and employment among women. The latter feature is also strongly echoed in
the micro-level data analyzed by Neels (2006, 2009), which show that bet-
ter-educated women have been the dominant postponers ever since World
War II.
The partial dissociation between the new household forms and fertility
postponement in the United States and the complete dissociation of these fea-
tures in the Belgian spatial pattern of the SDT point toward different causes.
In both countries cohabitation spreads faster in more secularized areas and
bears only a weak relationship to education levels and female labor force
participation. Postponement of parenthood is more strongly associated with
the latter structural factors. Within the framework of Coale’s “ready, willing,
and able” paradigm, the limiting factor for the rise in cohabitation seems to
be of the “willingness” type, meaning that it depends more strongly on moral
acceptability and legitimacy rather than on the calculus of advantage. This
is understandable since cohabitation initially ran counter to the prevailing
moral and legal codes in many countries. The postponement of parenthood,
by contrast, is less conditioned by moral objections and more responsive to
material conditions, hence linked to structural factors associated with the
“readiness” condition.
The strong connection between cohabitation and liberal values derives
support not only from spatial analyses such as the ones just cited, but equally
from individual-level data. That evidence, to be discussed briefly in the next
section, draws on numerous empirical studies (see Lesthaeghe 2002 for an
overview and citations).
The initial article on the second demographic transition (Lesthaeghe and van
de Kaa 1986) posited that the new living arrangements, and cohabitation in
particular, were the expressions of secular and anti-authoritarian sentiments
of younger cohorts who held a more egalitarian world view and placed greater
emphasis on expressive values. Also during the 1980s political scientists ana-
lyzed the correlates of Inglehart’s “post-materialist” orientation (Inglehart
1990; van Rijsselt 1989). Both the Eurobarometer surveys in the EU and the
three rounds of the European Values Studies (EVS) provided data for detailed
empirical research on attitudes and values for various social groups, including
those based on living arrangements (e.g., Lesthaeghe and Moors 1995). Par-
ticularly the EVS data of the 1999–2000 round proved useful for study of the
SDT, since for the first time questions about ever experiencing cohabitation or
divorce were incorporated along with current household status. This meant
that the large group of currently married respondents could be divided into
those who did and did not experience cohabitation or divorce. These refine-
The typical explanation for the fertility decline associated with the SDT is the
postponement of parenthood and the shifting of fertility to older ages. This
explanation is reflected in the Bongaarts–Feeney (1998) formula used to
upwardly correct the current period total fertility rate (PTFR) for this tempo
shift. In this expression, however, the authors have no room for differential
subsequent recuperation of postponed births. They use the standard assump-
tion of adjusting current period parity-specific TFRs (PTFRi) and inflating
these by the complement of the annual rate of parity-specific postponement
observed in the last few years. Reality is a bit more complicated. Not only is
the rate of postponement variable over time, but the European experience
clearly shows a great deal of heterogeneity in the amount of recovery of
fertility at later ages. This is most clearly shown in the comparison of cohort
fertility profiles, either parity-specific or for all parities combined.
On the one hand, there are countries where each cohort postpones
childbearing longer than its predecessor, but where the ultimate fertility
(i.e., the cohort total fertility rate, or CTFR) is fairly constant, because of the
recuperation at older ages of almost all postponed births. The Netherlands
is a typical example of this outcome, but it also holds for the Scandinavian
countries, France, and Belgium. Also, period TFRs in these countries will
bounce back when the tempo shift stops. On the other hand are cases where
such recuperation is absent or modest, and where cohort TFRs continue fall-
ing as long as the postponement continues. Moreover, these cohort TFRs will
remain well below replacement level. Typical examples of this pattern are the
Mediterranean countries and the German-speaking populations of Western
Europe (cf. Lesthaeghe 2001; Frejka and Sardon 2004; Sobotka 2004, 2008).
For the former Communist countries, differential recovery may now be ob-
servable too. These countries experienced their major postponement trend
during the 1990s, and couples who were then in their early 20s are now old
enough to exhibit the presence or absence of such a correction at later ages.
The bottom line here is that initial differences in period TFRs among European
populations were indeed largely due to differential rates of postponement,
but that differential recuperation will now increasingly determine the period
TFRs during the first two decades of the twenty-first century (Sowers and
Lesthaeghe 2008). The degree to which this recuperation will occur depends
on varying historical and current circumstances and policy measures.
At the time of the original formulation of the SDT theory, the systematic
postponement of marriages and first births was already underway in West-
ern Europe. Van de Kaa and I predicted that the new cultural shifts toward
the expressive needs in tandem with increased individual autonomy would
sustain this demographic tempo shift. The outcome would be “structural”
sub-replacement fertility instead of cyclically oscillating fertility around re-
placement level. At that time, we did not predict the coming of lowest-low
fertility or period TFRs below 1.3 children, nor were we able to differenti-
ate between strong and weak recuperation. The latter feature would only
gain our attention more than a decade later (Lesthaeghe and Willems 1999;
Lesthaeghe 2001) and independently from the SDT theory.
Nevertheless, van de Kaa (2002) and Sobotka (2008) showed that the
SDT was indeed a good predictor of postponement, capable of neatly align-
ing countries along a positive slope: the higher the level of Inglehart post-
materialism (van de Kaa) or the higher the composite index of SDT values
(Sobotka), the higher the mean age of women at first birth or the earlier the
onset of fertility postponement. To elucidate this point, I reproduce the origi-
nal graphs of these authors in Figures 2 and 3.
FIGURE 2 Relationship between the mean age at first birth around 1998
and the Inglehart index of postmaterialism in 1990
32
31 Spain
Ireland
X X Netherlands
X
30 Sweden Italy Switzerland
Denmark X X X
Norway X X
Finland
XFrance
Mean age at childbearing
X
29 Iceland W. Germany
Portugal X X Belgium
X X
X
Britain
Slovenia X
28 X Austria
Poland
Hungary X East Germany
X Czech Rep. X
27 X
X
X
Estonia XLithuania
26 Russia
X XRomania
Belarus
25 X
X
Bulgaria
24
10 12 14 16 18 20 22 24 26 28 30 32 34
Postmaterialist score
5 J Croatia
Greece J Slovakia
Italy J J BulgariaJLithuania
J J Hungary
JRussia
J
4 J Estonia
JPortugal
Romania Belarus
J J
3 LatviaJ
J Poland
2
Postponement
1 leaders Late starters
0
1980 1985 1990 1995 2000 2005 2010
Year when mean age at first birth increased for
the first time by 2 years during the postwar period
SOURCE: Sobotka (2008). The SDT index is from Sobotka (2008, pp. 86–87).
When the same exercise is repeated for period TFRs, the original SDT/
postponement relationship vanishes, and a positive correlation emerges
when total fertility is connected to the SDT values index,6 as shown by
Sobotka in Figure 4. By 2000 the countries with high SDT values had by
far the highest period fertility levels in Europe, and some had come very
close to replacement level.7 None of them ever fell below a period TFR of
1.5, and by 2007 Belgium, Denmark, Finland, Sweden, Norway, the UK,
France, and Ireland all had period TFRs above 1.8 (Prioux 2008). The posi-
tive relationship with the SDT values index in Figure 4 is in fact the result of
“split correlation” and is produced by two distinct scatters. The collection of
cases on the right side corresponds to countries with an early start in fertility
postponement and a strong recuperation of fertility forgone at earlier ages.
The cases on the left side with much lower period TFRs are mainly cases
where postponement started later and recuperation of fertility was weak
(German-speaking populations, Southern European countries, and most
formerly Communist countries).
For the SDT theory to be relevant for the twenty-first-century fertility
differentials in Europe, it needs to incorporate explanations for differential
recuperation as well. With the benefit of hindsight it seems that certain
aspects of the causes that generate the SDT have fostered postponement of
9 Sweden
J
Denmark
8 J
J Netherlands
Luxembourg J Finland Iceland
7 Slovenia Austria J
J United J J
J
J J France
Germany Kingdom
6 Czech Republic
SDT index
J
Spain Estonia Ireland
J J
J
5 Hungary
J
Lithuania GreeceJ Italy
Slovakia J J JJBulgariaJ Portugal
4 J J J Croatia
Latvia Russia
Belarus J J
3 J Ukraine
Poland J Romania
2
Weak recuperation Early start to postponement +
1 and/or late start strong recuperation
0
1.0 1.2 1.4 1.6 1.8 2.0 2.2
TFR
SOURCE: Sobotka (2008, p. 52).
parenthood and hence tended to lower period fertility levels, whereas other
aspects have facilitated a more complete recuperation, thereby returning
period TFRs to higher levels. I will now seek to clarify these opposite effects
with reference to the factors sketched in Figure 5.
On the postponement side I place social and economic factors associated
with prolonged education and longer preparation for careers in deregulated
and globalizing labor markets. However, to these “mechanical” (e.g., pro-
longed formal education) or structural factors can be added cultural features
such as greater aspirations for self-realization, a greater tendency to keeping
an open future, or higher consumption and leisure aspirations. The former
are typical structural features of post-industrial societies, whereas the latter
are more closely connected to the expressive values orientations. Together
these two sets of factors have a negative effect on fertility operating via their
postponement effect.
Subsequent recuperation of fertility, on the other hand, may be consid-
erably enhanced by factors that facilitate the combining of work and parent-
hood for women and men or that alleviate the opportunity costs of parent-
hood and family building. A further distinction can be made by referring
to (i) historical household patterns and gender relations (e.g., the contrast
between the strong and weak family types, existence of neolocal marriage or
of three-generation co-residence, etc.) and (ii) the type of organization and
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opposite directions: some foster postponement and hence lower fertility, while
others support greater recuperation of fertility. The weight of context-specific
features, both of a historical and an organizational nature, is again consider-
able, and consequently SDT sub-narratives are necessary to encompass that
diversity.
Taiwan, Hong Kong, and Singapore all have very low period TFRs at present.
Hong Kong’s period TFR is around 1.0, Singapore’s is a marginally higher
1.1, and Taiwan, Korea, and Japan are in the 1.15–1.25 range (CIA data base
2008). In all cases these lowest-low fertility levels are the result of widespread
postponement with little or no recuperation of fertility at later ages. Obvi-
ously, there is some recuperation of first births, but this is offset by further
declines at higher parities (see inter alia Zhang 2005; Jones, Straughan, and
Chan 2009; Tsuya 2009; Frejka and Sardon 2009).
The extent of fertility postponement and the weak impact of recupera-
tion in the lowest-low East Asian countries are seen in the trend in cohort
cumulated fertility up to age 27, which is illustrative of postponement, and
in cohort cumulated fertility between ages 27 and 40, which is illustrative of
recuperation. The evolution of cumulated fertility up to age 27 is presented in
Figure 6, and that for ages 27 to 40 in Figure 7. In these figures, I have selected
three countries with early postponement but strong recuperation (France,
Netherlands, Sweden), three European countries with weak recuperation
(Austria, Italy, and Spain), and four East Asian countries (Japan, Hong Kong,
South Korea, and Taiwan).
Figure 6 illustrates that the four Asian countries exhibit the same fertility
postponement trend as found in the European countries. In fact, Hong Kong
had massive postponement for the cohorts born between 1945 and 1965,
whereas Taiwan and South Korea have a fast postponement tempo for the
160
Children per 100 women
140 France
120 Austria
South Korea
100
80 Japan Taiwan
Spain Netherlands Sweden
60
40 Italy
20
0
1940 1945 1950 1955 1960 1965 1970 1975 1980
Birth cohort
SOURCE: Frejka and Sardon (2009: Appendix 3).
180
Hong Kong
Netherlands
160
Children per 100 women
140 Spain
Sweden
Japan
120
100
80 Italy
France
60
Austria
40
20
0
1940 1945 1950 1955 1960 1965
Birth cohort
SOURCE: Frejka and Sardon (2009: Appendix 4).
cohorts born after 1965. Also note that the Hong Kong, Japanese, and Korean
cohorts born in 1980 have fewer than 40 children per 100 women born before
age 27. With these figures they match the levels of Spain and Italy.
Figure 7 shows the trends in fertility in the age range 27–40, a period
during which recovery could be expected to occur. Not surprisingly, the clear-
est fertility increase and the highest fertility levels are found in the Northern
and Western European examples used here, whereas Hong Kong has a con-
tinued fall in its older-age fertility, and Japan exhibits a reversal from a slight
recovery to further postponement. This lends support to the speculation that
the East Asian populations are following a “Mediterranean pattern,” with
rapid postponement and little recuperation at older ages, thereby sustaining
a period fertility level that falls within the lowest-low category (for Taiwan
and Hong Kong see Tu and Zhang 2004).
a fifth were not yet married among the Chinese in Singapore and Malaysia.
Probably more recent figures for women in Thailand will come close to a fifth
as well. Moreover, percentages single for men are typically higher than for
women. For instance, in Japan in 2004, a third of men aged 30–34 were still
unmarried. The classic correlates are again increasing proportions of men and
women with more schooling, with employment outside agriculture and other
domestic industries, less employment security, and much smaller proportions
accepting arranged marriages. If, according to Jones (2004), current Western
European figures of proportions single were corrected to exclude proportions
cohabiting, then several Asian populations would exceed Europeans in pro-
portions “effectively single.”
Equally classic is that the postponement of parenthood follows in the
wake of rising ages at marriage, particularly when out-of-wedlock fertility
is low. However, shotgun marriages and births in the first eight months of
marriage may become more frequent, as is already true for Japan (Tsuya
2006; Raymo, Iwasawa, and Bumpass 2008). For instance, the 2004 Gender
and Generation Survey revealed that 28 percent of Japanese married women
aged 25–29 had a premarital conception, and that the figure was 26 percent
in the age group 30–34. By contrast, older generations, those above age 55
in 2004, had figures in the range of 4 to 7 percent (Tsuya 2006). Evidently,
premarital births are still rare in East Asian societies, but premarital concep-
tions and shotgun marriages are not.
The Japanese shift during the late 1970s and 1980s in partnership for-
mation patterns can be gleaned from the data collected in the early 1990s.
Table 2 reproduces 1992 figures pertaining to the union formation status
at various ages for successive cohorts of women. At any given age percent-
ages married drop. By contrast, the percentages with “no event” increase for
tion, but, more crucially, reveals that this is not simply a short-term event.
As Table 4 shows, the mean duration of premarital cohabitation reported by
women is close to two years.
The conclusion from the data presented so far is that Japan is no longer
an exception to major characteristics of the SDT. Add to that the rise in pre-
marital conceptions and the divorce rate, and it becomes clear that Japan is
by now definitely experiencing a second demographic transition in which the
concepts of partnership and marriage are being redefined. The only missing
ingredient so far is parenthood among cohabiting couples.
Moreover, Japan is not just a single outlier in East Asia. Based on two
KAP (“knowledge, attitude, and practice”) surveys held in Taiwan, Li-Shou
Yang found that premarital cohabitation is on the rise in that country (see
Table 5). If the figures for the 2004 KAP survey for married women could
have been broken down into smaller age categories, then the incidence of
premarital cohabitation for married women aged 25–29 would almost cer-
tainly have exceeded 25 percent, even higher than the corresponding Japa-
nese figure.
Finally, there is also evidence for the existence of cohabitation in the
Philippines (Guerrero 1995; Jones 2005), but it is not yet clear whether this
is a much older form of consensual union or actual premarital cohabitation.
The empirical evidence on cohabitation for other industrialized or urban
Asian societies is missing, again because it is simply taken for granted that
its incidence is close to zero. As was the case for Mediterranean and former
Communist Europe in the 1990s, this belief lasts until someone inserts the
“ever cohabited” question in a survey. It appears that insertion of such a
question is overdue in China, South Korea, Hong Kong, and Singapore, at
the very least.8
institutions, less weight given to religion, and greater tolerance for breaches
in civil and sexual morality.
The data files of the World Values Surveys also had to be pooled for
Japan 1995 and 2000, and for South Korea 1994 and 2001 to obtain more
than 600 female respondents aged 18–45. For Singapore there was only one
survey round. In all countries childlessness was predicted on the basis of age
(5 categories), education (3 categories: lower secondary, higher secondary,
tertiary), occupational status (5 categories: professional, other white collar,
blue collar, student, housewife), and one value item per regression. Analysis
is conducted using binary logistic regression, and the results for all value items
(available on request from the author) are given in the form of exponentiated
regression coefficients after controlling for the other covariates. Table 6 in-
dicates the number of such coefficients with net effects on childlessness in
the expected direction. For instance, in Japan, 15 of the 16 items related to
gender issues had the expected net effect (conformist for earlier parenthood,
non-conformist for later parenthood).
Table 6 shows that not all items were present in the surveys of the three
countries: Japan contributed 70 items, Korea only 56. The tallies of coeffi-
cients for all three countries show that more than 80 percent of them are in
the expected direction, indicating an overwhelming concordance with what
is found in the West (cf. Surkyn and Lesthaeghe 2004): non-conformist or
more libertarian attitudes correctly predict postponement of parenthood.
The only exception encountered in these analyses pertains to the religion
and secularization items in Japan. Here only four of the ten items are in the
expected direction.
I conclude that individual-level data from three advanced Asian econo-
mies demonstrate that the demographic dimension of postponement of par-
enthood can be linked to the same value orientations as those associated with
the SDT in Europe. Further checks and stronger evidence would be welcome,
and for a start this requires the insertion of simple questions concerning prior
cohabitation and divorce along with the question on current marital status. This
minor alteration of the World Values Surveys questionnaire and other surveys
would make a considerable contribution to further empirical work pertaining
to the Asian patterns indicative of the second demographic transition.
Discussion
Before answering the questions posed at the onset, I make a preliminary
point in order to avoid subsequent misunderstanding about the role of cul-
ture in the second demographic transition. The SDT theory fully recognizes
the effects of macro-level structural changes and of micro-level economic
calculus. But it does not consider these explanations as sufficient, but merely
as necessary or non-redundant. By the same token, cultural explanations are
necessary but not sufficient. Also, the SDT theory does not consider cultural
change as endogenous to any economic model, but as a necessary additional
force with its own exogenous effects on demographic outcomes. Culture is
treated as a dynamic set of value orientations. These orientations can change
at the individual level, and they can be linked recursively to the unfolding of
the life course. They can also change at the collective level during particular
periods of time, or shift to new configurations with the succession of cohorts.
The Maslowian drift to higher-order needs is positively related to economic
growth, but other factors reflecting historical path dependency (often in re-
ligious and political spheres) modulate this connection.
With these remarks in mind, I now turn to the questions posed in the
introduction.
The second demographic transition differs significantly from the first transition
both in terms of demographic predictions and in terms of underlying motiva-
tions. Because the SDT predicts generalized sub-replacement fertility in tandem
with a greater plurality of living arrangements and household structures, it also
points to the growing importance of international migration. Furthermore,
the SDT predictions depart from the benign equilibrium outcomes of the first
transition, such as a stationary population, not much need for migration, and
the predominance of the stable conjugal family. By contrast, sustained sub-
replacement fertility will accelerate population aging and put a strain on wel-
fare systems. Such low fertility will also stimulate replacement migration as a
means of countering labor force shortages. In addition, some of the new living
arrangements may be more unstable than traditional arrangements, or may be
Here, the answer is definitely affirmative. The SDT did not stop at the Pyr-
enees or Alps, but crossed into Central and Eastern Europe as well. All of
these areas witnessed a rise in the share of extramarital births, which clearly
points in the direction of new contexts of procreation, such as cohabitation
and single parenthood. Equally striking is the finding that the individual
value profiles according to living arrangement were similar across all parts
of Europe.
The economic crisis of the early 1990s in Eastern and Central Europe was pro-
pitious for the postponement of marriages and births, and hence for the dip to
very low levels of fertility. But a purely crisis-based explanation is untenable.
First, much of the crisis has long since ended in countries such as Slovenia, the
Czech Republic, and Hungary, where GDP per capita has risen to levels higher
than in the 1980s, yet we have seen no return to earlier age at marriage or
higher fertility. Instead, cohabitation and procreation outside marriage are
spreading. Second, the SDT seems to advance faster in countries with more
successful economic and political performance, which is again indicative of
the importance of factors other than those associated with the economic
crisis. Major structural and cultural factors promoted the sustained diffusion
of the SDT. On the structural side, for instance, the post-Communist era has
been characterized by expanding female education in several of these coun-
tries, and this has definitely contributed to the postponement of marriages
and births (e.g., Kantorova 2004). Similarly, the rise of individual autonomy
and freedom of choice has legitimized the adoption of nontraditional living
arrangements in a very short time. These features will not be reversed easily,
hence the SDT in Central and Eastern Europe will continue on its course as
in Western and Northern Europe.
Multiple variants of the SDT have emerged. At one end of the scale, North-
ern and Western European populations experienced early development of
It has clearly been shown that the SDT can spread beyond Western societies.
At this point it appears that several advanced Asian populations have joined
the set of SDT countries, since all characteristics except one (procreation
among cohabitants) have emerged. Moreover, the micro-level data for Japan,
South Korea, and Singapore are consistent with value orientations commonly
found in European countries.
Admittedly it will remain difficult to separate the effects of structural
factors and ideational factors on marriage postponement and low fertility.
Nevertheless, it is widely acknowledged that mass media are producing a
“world culture” in which individual autonomy and self-actualization have a
prominent, if not dominant place, and that these provide both motivations
and justifications for the onset of the SDT. Political, religious, and ideological
backlashes are of course always possible (e.g., Christian and Muslim funda-
mentalist reactions), but to this point such reactions have not been sufficient
to cause a decisive retreat from SDT values in countries with democratic
governance.
Several decades of experience in countries as distinct from each other as
Sweden and Japan have revealed the diversity of SDT development paths and
the existence of historical and cultural reasons for such heterogeneity. But
despite such distinctions, an important set of SDT predictions still holds:
1) The normative and institutional bases of traditional union forma-
tion and household structure will systematically weaken in all societies that
adopt egalitarian and democratic systems governed by respect for individual
choice. This prediction implies that other forms of union formation will ex-
Societal background
Preoccupations with basic material needs: Rise of higher-order needs: individual
income, work conditions, housing, health, autonomy, self-actualization, expressive
schooling, social security; solidarity is work and socialization values, grassroots
prime value democracy, recognition by others; tolerance
Rising memberships in political, civic, is prime value
and community-oriented networks; Disengagement from civic and community-
strengthening of social cohesion oriented networks, social capital shifts to
Strong normative regulation by Church expressive and affective types; weakening
and State; first secularization wave, of social cohesion
dominance of political and social Retreat of the state, second secularization
factions (“pillars”) wave, sexual revolution, refusal of authority,
Segregated gender roles, familistic policies, waning influence of political factions
embourgeoisement, promotion of (“pillars”)
breadwinner family model Rising symmetry in gender roles, female
Ordered life-course transitions, prudent economic autonomy
marriage, and dominance of a single Flexible life-course organization, multiple
model of the family lifestyles, open future
Notes
Figures 1, 6, and 7 in this article are avail- Van Bavel 2010, p. 12), but as a period reac-
able in color in the electronic edition of the tion, limited in time, to the shock of severe
journal. economic, social, and political crises.
This essay was first presented at the con- 2 The early study by Cliquet (1992) and
ference on “Fertility in the History of the 20th the much later presentation by Coleman
Century—Trends, Theories, Public Discourses, (2004) are to my knowledge the only pub-
and Policies,” Academia Leopoldina & Berlin- lished cogent critiques of the SDT, and they
Brandenburgische Akademie, Berlin, 21–23 serve as the guidelines for the present analysis.
January 2010. The author thanks Tomas Various unpublished critiques and comments
Frejka and Arland Thornton for comments. were voiced during conferences or seminars.
1 It should be noted that most demog- 3 A crucial distinction needs to be made
raphers writing during the interbellum fore- between unplanned nonmarital fertility
casted a sustained period of sub-replacement among single young women, often leading
fertility and did not take a stationary popu- to single-mother households, and the often
lation as a transition endpoint (cf. Demeny
planned nonmarital fertility of older cohabit-
1997; Van Bavel 2010). In reality, only a few
ing couples. The first type is an indicator of an
countries (mainly Germany, Sweden, and
incomplete first demographic transition and
England) had a period TFR declining below 2
is caused by lack of contraceptive knowledge
children for any length of time, and by the end
and/or practice. Only the second type is in-
of the 1930s all had rising TFR values. Other
dicative of the SDT.
countries such as the Netherlands, Canada,
and Italy never had TFRs below 2.5 children 4 The most recent TFR levels in the
during the entire interbellum period. In addi- United States, Australia, and New Zealand
tion, the reason for “sub-replacement fertility” are all very close to replacement level or even
during the 1930s was as much a result of sig- above it. This has been taken as evidence by a
nificantly lower probabilities of survival to the reviewer that these are not SDT countries or
mean age of motherhood as it was a matter of that the SDT theory simply does not hold. This
lower TFRs. In other words, “sub-replacement critique overlooks the heterogeneous popula-
fertility” then (first demographic transition) tion composition and the presence of subpop-
and “sub-replacement fertility” now (second ulations that have not yet completed their
demographic transition) reflect different mor- demographic transition. In the US, the His-
tality conditions. panic TFR was still 3.0 in 2007, whereas that
Returning to fertility as such, this clearly of non-Hispanic whites was 1.9 (including in
crisis-induced first transition fertility drop this average the high fertility of Mormons and
in the 1930s was not only geographically Evangelicals), setting the national level at 2.1
contained, but also of a much shorter dura- (National Vital Statistics Report, March 2009).
tion than its postwar SDT counterpart, which The high US teenage fertility level (which is
spans several decades and has not yet come rising among Hispanics) is also indicative of an
to an end. Also cohort measures of fertility incomplete transition. Similarly, in New Zea-
were virtually never used at that time, hence land the national TFR was above replacement
a crisis-induced tempo effect (postponement in 2006 only because of the Maori TFR of 2.8,
of first marriages and first births) was misread and despite the low fertility of the New Zea-
as a “structural” feature that would lead to land Asians (TFR=1.5). In Australia, the TFR
shrinking populations. Finally, marriage post- rose rapidly from 1.8 in 2005 to 2.0 in 2008.
ponement during the 1930s was unrelated to Here the Aborigines’ contribution was negli-
a rise in cohabitation, hence has nothing in gible, but a large birth premium of $A 5,000
common with the SDT restructuring of living (about US $ 4,500) has probably spurred the
arrangements of couples. In my opinion, the recuperation of births after 2004. But since
experience of the 1930s can hardly be inter- one can have a second child only once, the
preted as a “dress rehearsal” for the SDT (cf. effect of this bonus is expected to wear off (cf.
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