Public Culture, Cultural Identity, Cultural Policy
Public Culture, Cultural Identity, Cultural Policy
Public Culture, Cultural Identity, Cultural Policy
Kevin V. Mulcahy
Public Culture,
Cultural Identity,
Cultural Policy
Comparative Perspectives
Kevin V. Mulcahy
Political Science
Louisiana State University
Baton Rouge, Louisiana, USA
Cover illustration: Cover icon created by Andrew Hainen from the Noun Project
vii
viii FOREWORD
the system and specific attitudes about the role of the self in the system”
is termed a nation’s political culture (Almond and Verba 1965: 13).
The argument being made is that “to understand the cultural politics of
a country, one must first understand its political culture. Accordingly,
state policies toward the arts are shaped by wider beliefs about how gov-
ernment ought to be conducted and what it should try to do” (Ridley
1987: 225). Depending on their political cultures, governments vary in
the ways that their cultural policies are conceptualized and implemented.
“This variety reflects not only differing national traditions in the organiza-
tion of public functions and the delivery of public services, but differing
philosophies and objectives regarding the whole area of culture and the
arts” (Cummings and Katz 1987: 4). Cultural policies, then, need to be
understood not simply as administrative matters, but as reflections of what
is called a Weltanschauung, that is, a worldview that defines the character
of a society and how its citizenry define themselves.
With regard to the variety of institutions and programs that have been
created to implement a cultural policy, their aesthetic values reflect popular
perceptions about what is acceptable. In this sense, cultural policies rep-
resent a microcosm of broader social and political worldviews. At the risk
of oversimplification, certain Weberian “ideal types” of cultural patronage
rooted in different socio-historical traditions can be identified (Mulcahy
2000b; Zimmer and Toepler 1996). These ideal types are useful for
understanding why nations attach an importance to supporting cultural
activities through public intervention, or why they choose not to do so.
However, it is important to remember that any ideal type is a generalized
construction that may not reflect particularized exceptions. With these
caveats in mind, certain cultural value systems can be analyzed to highlight
the political values that are entailed. These are: culture states, cultural pro-
tectionism, social-democratic cultures, and laissez-faire cultures.
Culture States
The hegemonic status of French culture—that is, the claim of its language,
literature, philosophy, and fine arts are universal accomplishments worthy
of preservation and emulation—has been a widely accepted principle of
French political discourse. André Malraux (1959–1969) in de Gaulle’s
government or the Socialist Jack Lang (1981–1986 and 1988–1993) and
François Mitterrand, French ministers of culture, have often employed
assertive policies to promote these hegemonic claims. “Ostensibly, Lang
FOREWORD ix
Cultural Protectionism
What is most notable about Canada’s cultural policy is the importance in
political discourse of the relationship between cultural identity and politi-
cal sovereignty. For the Royal Commission on National Development in
the Arts, Letters and Sciences, chaired by Vincent Massey from 1949 to
1951, it was an article of intellectual faith that there was an identifiable
Canadian identity (Litt 1992). In particular, opposition to American mass
culture was the basis of its cultural identity (Meisel 1989: 22–23). Many
Canadians argue persistently about the need for protectionist policies to
counter American cultural intrusion.
This cultural “crisis-mentality” is understandable in a nation of 37 mil-
lion adjacent to one of some 320 million whose popular culture domi-
nates the world’s entertainment venues. The fear of “cultural annexation”
can best be understood when one realizes that 95 percent of Canadian
movies, 75 percent of their prime-time television, 70 percent of radio air-
time (despite the latter two media having Canadian-content quotas), 80
percent of magazines, and 70 percent of books are American products
(Acheson and Maule 1999: 16).
As The issues of Canadian cultural identity, with a vertical cleavage
of asymmetry with the USA, are compounded by a horizontal cleavage
with Quebec and its 7 million francophones. It may be that an unantici-
pated consequence of the Massey Commission’s efforts to create a distinct
Canadian culture was to encourage artists and intellectuals in Quebec to
achieve a “société distincte,” that is, to assert the distinctiveness of their
francophone culture and separate identity. Since the “quiet revolution” of
the 1960s, the Quebecois developed an outward-looking cultural aware-
ness along with strong cultural institutions. Quebec’s Ministeres des
Affaires Culturelles have actively supported the epanouissement (blossom-
ing) of its arts and literature (Mulcahy 1995c, d). Canada may be termed
a “culturally consociational society” (Lijphart 1977), meaning that it must
formulate its cultural policies to respect the special status of a large, his-
torically recognized cultural region.
And, as noted, the predominant anglophone population requires mea-
sures to promote the groundwork of its cultural activities. To guaran-
tee a chance for success, there are demands for greater “shelf space” for
FOREWORD xi
Social-Democratic Culture
The four nations surrounding the Baltic Sea, as well as Iceland, represent
a distinctive economic and political unity in their shared commitment to
social-democratic principles and the welfare state. Each is a small nation;
each has a huge measure of ethnic and religious homogeneity; their mili-
taries are small; their foreign relations are pacific and are distinguished
by high per-capita levels of humanitarian assistance to the international
community. Most notably, there is a common commitment to equality,
egalitarianism, and equity that is realized through long-standing public
policies. Cultural policy is part of a much broader array of governmental
efforts to provide a high-level quality of life that is accessible, sustain-
able, and representative. The Nordic cultural model reflects this ideologi-
cal superstructure; cultural democracy is an analogue of an overall social
democracy (Dueland 2003).
For example, Norway is a social-democratic state with a well-articulated
policy of cultural democratization and a strong emphasis on promoting
maximum feasible accessibility to its national cultural heritage. Funding
for culture in Norway is rooted in a social-democratic ideology that views
government as the primary actor for providing social goods. “The welfare
state’s task is to make sure that the good are present, meaning that they
are created or made, and that the goods are distributed equally among the
population” (Bakke 1994: 124).
Norwegian governments in the post–World War II era have accepted
responsibility for public culture as a logical extension of the welfare state.
“The welfare ideology implied that ‘cultural goods’ should be fairly dis-
tributed throughout the country, and that the population should have
extended influence upon decisions affecting the cultural life of its own
community” (Mangset 1995: 68). The welfare principle also applies to
the artists’ right to economic security and recognizes that cultural activi-
ties—the crafts as well as the fine arts—are “a national resource for social
and economic development” (Kangas and Onser-Franzen 1996: 19).
The social-democratic model views culture as one of those rights to which
all citizens are “entitled,” that is, having a defined right, in the same sense
that they have to other benefits of the welfare state. As a cultural-policy
xii FOREWORD
Laissez-Faire
Unlike France and other European states, there is no ministry of culture
in the USA, that is, a Cabinet-level department responsible for com-
prehensive cultural policymaking and for administering a wide range of
artistic activities. (The NEA is most decidedly not a ministry of culture.)
The cultural programs of the federal government are highly fragmented,
established through a variety of administrative agencies, overseen by dif-
ferent congressional committees, supported by and responsive to a variety
of interests and articulate the policy perspectives of discrete segments of
the cultural constituency (Cherbo 1992). This institutional fragmentation
reflects both the diffuse nature of artistic activity in the USA and a fear of
the effects that a unified cultural bureaucracy might have on the indepen-
dence of artistic expression (Shattuck 2005).
Overall, government is a minority stockholder in the business of culture
(Mulcahy 1992). Generally, public subsidy from all levels of government
accounts for about 6 percent of the resources of performing arts organiza-
tions and 30 percent for museums. The American cultural organization
is typically a private, not-for-profit entity—termed a 500(C) (3) in the
tax codesupported by earned income, individual philanthropy and cor-
porate sponsorships, and limited government grants. These institutions
are neither public agencies nor ones that are largely supported by pub-
lic funds (public museums are an exception). These private, non-profit
institutions are the defining characteristic of the greatest number with
support provided by tax-exempt charitable deductions. This exemption is
the crucial is the crucial element in sustaining American museums, local
arts councils, public television stations, public radio stations, community
FOREWORD xiii
First, there are many more agencies involved in cultural policy than
is publically understood or, for that matter, fully understood by the
agency involved. Second, it is not common that one would think of the
aggregation of these agencies and their activities as constituting a con-
ceptual whole. Third, much of cultural policy is the result “of actions and
decisions taken without expressed policy intention.” Fourth, much of cul-
tural policy is not just the result of direct financial support, but of a wide
variety of administrative interventions (Schuster 2003: 8–9).
Moreover, cultural policy encompasses a much broader array of activi-
ties than has been traditionally associated with an arts policy. The latter
typically involves public support for museums, the visual arts (painting,
sculpture, and pottery), the performing arts (symphonic, chamber and
choral music, jazz, modern dance, opera and musical theater, “serious”
theater), historic preservation, and humanities programs (such as creative
writing and poetry). A cultural policy would involve support not only
for all the aforementioned activities, but also other publicly supported
institutions such as libraries and archives; battlefield sites, zoos, botanical
gardens, arboretums, aquariums, parks; community celebrations, fairs, and
festivals; folklore activities such as quilting, country music, folk dancing,
crafts; and perhaps certain varieties of circus performances, rodeos, and
marching bands. This is not to forget the educational programs in the arts
and humanities offered by public schools and universities.
Television and radio, although considered separately as two branches
of broadcasting, have long functioned as “major supporters of the arts by
purchasing the work of performing artists on a massive scale, by devel-
oping audiences for live performances, and sometimes even by making
direct grants to artistic organizations. Moreover, television and radio
have become major vehicles for delivery of the arts” (Cummings and
Katz 1987: 359). With the prominent exception of the USA, where the
Broadcasting Act of 1920 essentially licensed the airwaves to commer-
cial networks, broadcasting was from its earliest days considered a public
responsibility. Governments often saw broadcasting as a means of fostering
national bonds (e.g., the Canadian Broadcasting Corporation with both
French and English programming) and sponsoring shared national rituals
(such as the sovereign’s Christmas address on the British Broadcasting
Corporation). Official control, however, is often delimited by the creation
of some sort of autonomous governing board.
It should also be noted that “public” broadcasting in the USA is provided
programmatically by the Public Broadcasting System (PBS) and National
FOREWORD xv
Public Radio (NPR). These are both 501(C) (3) s, that is, private, not-for-
profit organizations. The Corporation for Public Broadcasting (CPB) is a
quasi-autonomous, government corporation that provides limited funding
to local stations for technical assistance and program acquisitions; how-
ever, CPB is forbidden by law from producing programming. Public radio
and television in the USA is essentially a confederation of independent
entities, which are free to schedule such programming as they deem appro-
priate. Moreover, each station is responsible for its own financial support.
In essence, American public broadcasting rests on a bedrock of localism in
both administration and funding. There is no public broadcasting system
that is national in scope.
Another important example of a broad net cast by the concept of cul-
tural policy is the role of the education community. There is a natural
affinity between education and culture. In countries with well-established
and widely recognized cultural traditions, cultural offerings are core com-
ponents of the educational curricula. The USA is an exception again with
arts and cultural offerings being highly limited and much endangered.
Moreover, there are decided benefits from an alliance between the cultural
and educational communities (Cummings and Katz 1987: 358). First, it
is an example of coalition-building to broaden the constituency in sup-
port of the arts and culture. Second, exposure to cultural activities at any
level of the educational system has been found to dramatically increase the
likelihood of future participation and, consequently, broader support for
a public cultural policy.
Finally, it can be noted that many countries support what is known as
“cultural industries,” or what is known in the USA as the “entertainment
business.” This may be because of a cultural heritage to be preserved and/or
a nascent culture to be developed. Overall, there is a clear association between
culture and civic identity. Consequently, the subvention of film, book, music,
and audiovisual production is an important political issue (Perret and Saez
1996; Rouet and Dupin 1991). In France, the Ministry of Culture has
become “a sort of ministry of cultural industry in which the cultural policy is
integrated into a total strategy of the French government” (Saez 1996: 135).
Many American states also offer generous tax incentives to attract movie and
television production. This is argued to be local economic stimulus.
The juxtaposition of the terms cultural industries and entertainment
business speaks loudly about the valuational differences between a world-
view that exults in its popular-cultural hegemony and that of nations
which feel threatened by the diminution, or outright annexation, of their
xvi FOREWORD
cultural identity. Some nations (notably Canada and France) have claimed
a “cultural exemption” predicated on the absence of a correspondence
of artistic products with general goods and services as part of free-trade
agreements. Consequently, the issue of “American cultural imperialism”
becomes an important aspect of many discussions of what is “exempted”
from such understandings. What this range of aesthetic and heritage con-
cerns indicates is that culture is at the heart of much of what constitutes
public life and civil society in many countries (Pratt 2005). The union
of joint leadership in France, which works to preserve its culture, and
Canada, which feels it necessary to promote is culture, was an interesting
phenomenon. Both countries worked to create the UNESCO accord on
cultural diversity that had decided protectionism. The UNESCO accord
will be discussed in greater detail presently.
Culture as Glorification
While it is the policies of the post–World War II era that are largely of
concern herein, it is important to recognize the historical antecedents of
contemporary cultural policy. From the period of the Renaissance until
well into the twentieth century, cultural patronage was the manifesta-
tion of the taste and connoisseurship of great potentates. These might
be kings, aristocrats, ecclesiastics, or merchant princes. While the moti-
vations of personal patronage varied in this reputed golden age, there is
no doubt that self-glorification and/or national glorification played a role
(Cummings and Katz 1987: 6). Louis XIV’s Versailles reflected both the
personal grandeur of the Sun King himself and the power of the state
FOREWORD xvii
Cultural Democracy
As indicated, the democratization of culture is a top-down approach
that essentially privileges certain forms of cultural programming that are
deemed to be a public good. Clearly, such an objective is open to criti-
cism of what is termed cultural elitism, that is, the assumption that some
aesthetic expressions are inherently superior—at least as determined by a
cognoscenti concerned with the acquisition of cultural capital (Bourdieu
1984). “The problem with this policy was that, fundamentally, it intended
to create larger audiences for performances whose content was based on
the experience of society’s privileged groups. In sum, it has been taken
for granted that the cultural needs of all society’s members were alike”
(Langsted 1990: 17). The objective of cultural democracy, however, is to
provide for a more populist approach in the definition and provision of
cultural opportunities.
FOREWORD xix
Cultural Utilitarianism
Governments have traditionally supported the arts and culture for their
“intrinsic value” in the fulfillment of the human potential of their citizens.
Art and culture are, from this perspective, “essential elements to a life that
is worth living” (Cummings and Katz 1987: 351). It can be argued that
there is parity between the state’s responsibility for its citizens’ social-eco-
nomic-physical needs and their access to culture and opportunities for artis-
tic self-expression. However, the aesthetic dimension of public policy has
never been widely perceived as intuitively obvious or politically imperative.
Accordingly, the cultural sector has often argued its case from the ancillary
benefits that result from public support for programs that are seemingly
only aesthetic in nature. Cultural policy is not justified solely on the grounds
that it is a good-in-itself, but rather that it yields other good results. Culture
is also good because of its utilitarian value, not just for its inherent value.
The most commonly invoked argument from utility is the “economic
impact of the arts.” As a staple of political advocacy, such data are a veri-
table cottage industry of commissioned studies that document the contri-
butions of arts organizations to the local economy and dispel any notion
that cultural subsidies are a “handout.” A quantitative justification is pro-
vided demonstrating that every expenditure on arts activities produces a
multiplier that ripples through the local economy with increased spending
on hotels, restaurants, taxis/car parks; also, arts organizations buy sup-
plies from local vendors and employ people who pay taxes and consume
goods and services (Cohen, et al. 2003; Myerscough 1988). There is no
xxii FOREWORD
WHAT IS CULTURE?
Culture, according to Raymond Williams, is one of the two or three most
complicated words in the English language (Williams 1977: 76). It is
worth noting that the root of the word is from the Latin colere, to till.
There is the cultivation of a field as there is the cultivation of intellectual
and aesthetic sensibilities. Culture is the process of becoming educated,
polished, refined, that is, the state of being civilized. In this sense, culture
suggests a process for the deliberate and systematic acquisition of an intel-
lectual sensibility.
The American Heritage Dictionary first defines culture as “the total-
ity of socially transmitted behavior patterns, arts, beliefs, institutions, and
all other products of work and thought.” These are the predominant
FOREWORD xxiii
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xxxiii
xxxiv PREFACE: WHY READ ABOUT PUBLIC CULTURE?
the state of which the distinct region is a part. Despite measures grant-
ing various degrees of regional autonomy and self-rule, there is palpable
resentment of the government and alienation from it as it is considered
the historic enemy of cultural identity. Quebec may be an example of a
successful assertion of its distinct identity while remaining in the Canadian
Confederation. This followed two closely fought referenda. The French
language as a marker of Quebec’s social and cultural heritage appears to
have more than survived and has achieved a successful viability within a vast
anglophone sea. If perceived as a colony (despite commonwealth status),
Puerto Rico has a strong claim for independence as a requirement for self-
defined identity. There is, however, no majority backing for such a step.
Catalonia and Scotland have never been colonies, but have been part
of Spain and Great Britain for hundreds of years as a result of dynastic
unions. Catalonia has support for independence from the suppression of
its language and traditions, although currently enjoying governmental and
cultural autonomy. Scotland, joined by inheritance to England in 1603
and becoming part of Great Britain in the union of 1707 has retained its
local distinctiveness in the church, schools, and laws. Demands for formal
independence have grown persistently in both nations to preserve cultural
identity and self-definition.
The examples discussed in Chap. 6 are of the Cajun homeland with the
French-Canadian cultural tradition in the Acadian territory of Southwest
Louisiana. A possible subject for future discussion, the survival of this dis-
tinctive heritage within the powerful homogenization of American life is
remarkable and rare. It is a testimony to accommodation and adaptation
as well as resistance and a certain fortuitous benign neglect.
The overall effort has been to provide a broad sense of the complexi-
ties of cultural policy, if at times with broad brush. Though perhaps a
particularly American trait, there is generally an exclusive interest in the
policies and politics peculiar to one’s country. The nature of comparative
analysis is to redress such myopia. If not a case study, which certainly is
not without merit for its detailed specificity, but lacking generalizability,
meaningful analysis must be comparative. This entails referencing histori-
cal, geographic, and conceptual variability. Culture, and the nature of its
public importance, particularly requires a comparative analysis given its
inherently elusive quality. This in turn gives cultural policy a distinctively
contested standing as a public responsibility.
The complexities of culture that goes beyond a specific country has
been an interesting research lacuna in cultural policy analysis. A distinct
xxxviii PREFACE: WHY READ ABOUT PUBLIC CULTURE?
exception was a 1987 book, The Patron State: Government and the Arts
in Europe, North America and Japan edited by Milton C. Cummings and
Richard S. Katz (1987). The Patron State purports to address the range
of public arts policies, programs, and politics found in so-called devel-
oped nations. (In the interest of full disclosure, this author wrote the US
chapter.) The introduction and conclusion remain a superb depository of
hypotheses that are still suggestive for research thirty years later. A recur-
ring criticism of The Patron State, however, has been that, though a useful
compendium of national cultural policies, there is an absence of an overall
analytical framework.
Public Culture and Cultural Policy: Comparative Perspectives will place
the study of public support for the arts and culture within the scholarly
framework of public policy and administration. Most important, the
analysis will be explicitly comparative in casting cultural policy within a
broad international, socio-political and historical framework. Comparative
analyses would explain the wide variability in modes of cultural policy as
a reflection of broader political ideologies and administrative traditions.
This research will constitute an effort to theorize broadly about public
culture as a public policy with an emphasis on political objectives and dis-
tinct administrative contexts.
Public Culture and Cultural Policy: Comparative Perspectives brings the
theoretical concerns that have basically informed public policy and admin-
istration to a policy sector that needs to continue to develop a literature
of analysis and evaluation that is common in other areas of government.
Moreover, the discussion will have a distinctively international focus, as the
effort is to contrast and contextualize the wide variety of public activities
associated with the arts and culture. Necessarily, much of the analysis in-
depth of particular cultural regimes and institutions can only be summa-
rized. However, the discussion focuses on concepts and models that will
perhaps animate the generalized analysis that will stimulate more theoreti-
cal development. This does not pretend to be the “last word” on cultural
policy analysis. Rather, it seeks to problematize a substantial body of lit-
erature that has been largely focused on important, specialized concerns.
Descriptions and prescriptions without a comparative focus, however, do
not facilitate overarching conceptual frameworks. My goal is to synthe-
size the existing literature, broaden the theoretical context, and set some
research suggestions for the next generation of cultural policy scholarship.
ACKNOWLEDGMENTS
xxxix
xl ACKNOWLEDGMENTS
xliii
xliv CONTENTS
Index 191
KEYWORDS
TERMS
Autonomy A self-governing state, community, or
group.
Colonialism The policy or practice of a powerful nation’s
maintaining control over other countries,
including cultural identity.
Coloniality An experience involving a dominating influ-
ence by a power over a subject state.
Commodity A product or service that is indistinguish-
able from ones manufactured or provided
by competing companies and that therefore
xlv
xlvi KEYWORDS
xlix
LIST OF TABLES
Table 1.1 Sources of support for local arts in the USA (in rounded %) 22
Table 1.2 Total arts spending by level of government (in millions) 23
Table 1.3 Charitable giving by category of sources and recipients 24
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