Aristotle
Aristotle
Aristotle
691
692 ETHICS AND MORALITY
Aristotle's Rhetoric
PREREADING QUESTIONS:
WHAT TO READ FOR
Primacy of Statecraft
If in all our conduct, then, there is some end that we wish on its 3
own account, choosing everything else as a means to it; if, that is to
say, we do not choose everything as a means to something else (for
at that rate we should go on ad infinitum 1 and our desire would be
left empty and vain); then clearly this one end must be the good
even, indeed, the highest good. Will not a knowledge of it, then,
have an important influence on our lives? Will it not better enable us
to hit the right mark, like archers who have a definite target to aim
at? If so, we must try to comprehend, in outline at least, what that
highest end is, and to which of the sciences or arts it belongs.
Evidently the art or science in question must be the most 4
absolute and most authoritative of all. Statecraft answers best to this
description; f or it prescribes which of the sciences are to have a
place in the state, and which of them are to be studied by the differ
ent classes of citizens, and up to what point; and we find that even
the most highly esteemed of the arts are subordinated to it, e.g.,
military strategy, domestic economics, and oratory. So then, since state
craft employs all the other sciences, prescribing also what the citi
zens are to do and what they are to refrain from doing, its aim must
embrace the aims of all the others; whence it follows that the aim of
statecraft is man's proper good. Even supposing the chief good to be
eventually the same for the individual as for the state, that of the
state is evidently of greater and more fundamental importance both
to attain and to preserve. The securing of even one individual's good
is cause for rejoicing, but to secure the good of a nation or of a city
state2 is nobler and more divine. This, then, is the aim of our present
inquiry, which is in a sense the study of statecraft.
first principles. Plato very wisely used to raise this question, and to
ask whether the right way is from or toward first principles-as in
the racecourse there is a difference between running from the judges
to the boundary line and running back again. Granted that we must
start with what is known, this may be interpreted in a double sense:
as what is familiar to us or as what is intelligible in itself. Our own
method, at any rate, must be to start with what is familiar to us. That
is why a sound moral training is required before a man can listen
intelligently to discussions about excellence and justice, and gener
ally speaking, about statecraft. For in this field we must take as our
"first principles" plain facts; if these are sufficiently evident we shall
not insist upon the whys and wherefores. Such principles are in the
possession of, or at any rate readily accessible to, the man with a
sound moral training. As for the man who neither possesses nor can
acquire them, let him hear the words of Hesiod:5
5Works and Days, II. 293-297. [Translator's note] Hesiod (eighth century
B.C.) Well-known Greek author. His Works and Days is notable for its portraits of
everyday shepherd life and for its moralizing fables. His Theogony is a description of
the creation, widely taken as accurate in his day.
6 An ancient Assyrian king to whom is attributed the saying, "Eat, drink, and be
merry: nothing else is worth a snap of the fingers." [Translator's note] Sardanapalus
(d. 880 B.C.) Noted for his slothful and decadent life. When it was certain that he
was to die-the walls of his city had been breached by an opposing army-he had
his wives, animals, and possessions burned with him in his palace.
698 ETHICS AND MORALITY
with honor, this being more or less the aim of a statesman's life. It is
evidently too superficial, however, to be the good that we are seek
ing; for it appears to depend rather on him who bestows than on
him who receives it, while we may suspect the chief good to be
something peculiarly a man's own, which he is not easily deprived
of. Besides, men seem to pursue honor primarily in order to assure
themselves of their own merit; at any rate, apart from personal
acquaintances, it is by those of sound judgment that they seek to be
appreciated, and on the score of virtue. Clearly, then, they imply
that virtue is superior to honor: and so, perhaps, we should regard
this rather than honor as the end and aim of the statesman's life. Yet
even about virtue there is a certain incompleteness; for it is sup
posed that a man may possess it while asleep or during lifelong inac
tivity, or even while suffering the greatest disasters and misfortunes;
and surely no one would call such a man happy, unless for the sake
of a paradox. But we need not further pursue this subject, which has
been sufficiently treated of in current discussions. Thirdly, there is
the contemplative life, which we shall examine at a later point.
As for the life of money-making, it is something unnatural. 11
Wealth is clearly not the good that we are seeking, for it is merely
useful as a means to something else. Even the objects above men
tioned come closer to possessing intrinsic goodness than wealth does,
for they at least are cherished on their own account. But not even
they, it seems, can be the chief good, although much labor has been
lost in attempting to prove them so. With this observation we may
close the present subject.
7 not all ends are fmal By ends Aristotle means purposes. Some purposes are
final-the most important; some are immediate-the less important. When a cor
poration contributes funds to Public Broadcasting, for example, its immediate pur
pose may be to fund a worthwhile program. Its final purpose may be to benefit from
the publicity gained from advertising.
700 ETHICS AND MORALITY
8man qua man Man as such, without reference to what he may be or do.
9sentient Knowing, aware, conscious.
10"practical" Aristotle refers to the actual practices that will define the ethical
nature of the individual.
ARISTOTLE: The Aim of Man 701
the best and most perfect of them. And we must add, in a complete
life. For one swallow does not make a spring, nor does one fine day;
and similarly one day or brief period of happiness does not make a
man happy and blessed.
So much, then, for a rough outline of the good: the proper 17
procedure being, we may suppose, to sketch an outline first and
afterwards to fill in the details. When a good outline has been made,
almost anyone presumably can expand it and fill it out; and time is a
good inventor and collaborator in this work. It is in just such a way
that progress has been made in the various "human techniques,"11
for filling in the gaps is something anybody can do.
But in all this we must bear constantly in mind our previous 18
warning: not to expect the same degree of precision in all fields, but
only so much as belongs to a given subject matter and is appropriate
to a particular "type of inquiry." Both the carpenter and the geometer
investigate the right angle, but in different ways: the one wants only
such an approximation to it as will serve his work; the other, being
concerned with truth, seeks to determine its essence or essential attri
butes. And so in other subjects we must follow a like procedure, lest
we be so much taken up with side issues that we pass over the matter
in hand. Similarly we ought not in all cases to demand the "reason
why"; sometimes it is enough to point out the bare fact. This is true,
for instance, in the case of "first principles"; for a bare fact must always
be the ultimate starting point of any inquiry. First principles may be
arrived at in a variety of ways: some by induction, 12 some by direct
perception, some by a kind of habituation, and others in other ways.
In each case we should try to apprehend them in whatever way is
proper to them, and we should take care to define them clearly,
because they will have a considerable influence upon the subsequent
course of our inquiry. A good beginning is more than half of the
whole inquiry, and once established clears up many of its difficulties.
Now it has been customary to divide good things into three classes:
external goods on the one hand, and on the other goods of the soul
and goods of the body; and those of the soul we call good in the high
est sense, and in the fullest degree. "Conscious actions," i.e., "active
expressions of our nature," we take, of course, as belonging to the
soul; and thus our account is confirmed by the doctrine referred to,
which is of long standing and has been generally accepted by stu
dents of philosophy. . . .
We are in agreement also with those who identify happiness 20
with virtue or with some particular virtue; for our phrase "activity in
accordance with virtue" is the same as what they call virtue. It makes
quite a difference, however, whether we conceive the supreme good
as the mere possession of virtue or as its employment-Le., as a
state of character or as its active expression in conduct. For a state of
character may be present without yielding any good result, as in a
man who is asleep or in some other way inactive; but this is not true
of its active expression, which must show itself in action, indeed in
good action. As at the Olympic games it is not merely the fairest and
strongest that receive the victory wreath, but those who compete
(since the victors will of course be found among the competitors), so
in life too those who carry off the finest prizes are those who mani-
fest their excellence in their deeds.
Moreover, the life of those active in virtue is intrinsically pleas- 21
ant. For besides the fact that pleasure is something belonging to the
soul, each man takes pleasure in what he is said to love-the horse
lover in horses, the lover of sights in public spectacles, and similarly
the lover of justice in just acts, and more generally, the lover of virtue
in virtuous acts. And while most men take pleasure in things which,
as they are not truly pleasant by nature, create warring factions in the
soul, the lovers of what is noble take pleasure in things that are truly
pleasant in themselves. Virtuous actions are things of this kind;
hence they are pleasant for such men, as well as pleasant intrinsically.
The life of such men, therefore, requires no adventitious13 pleasures,
but finds its own pleasure within itself. This is further shown by the
fact that a man who does not enjoy doing noble actions is not a good
man at all: surely no one would call a man just who did not enjoy
performing just actions, nor generous who did not enjoy performing
generous actions, and so on. On this ground too, then, actions in
conformity with virtue must be intrinsically pleasant. And certainly
they are good as well as noble, and both in the highest degree, if the
judgment of the good man is any criterion; for he will judge them as
For our best activities possess all of these attributes; and it is in our best
activities, or in the best one of them, that we say happiness consists.
Nevertheless, happiness plainly requires external goods as well; 22
for it is impossible, or at least not easy, to act nobly without the
proper equipment. There are many actions that can only be per
formed through such instruments as friends, wealth, or political
influence; and there are some things, again, the lack of which must
mar felicity, such as good birth, fine children, and personal comeli
ness: for the man who is repulsive in appearance, or ill-born, or soli
tary and childless does not meet the requirements of a happy man,
and still less does one who has worthless children and friends, or who
has lost good ones by death. As we have said, then, happiness seems
to require the addition of external prosperity, and this has led some
to identify it with "good fortune," just as others have made the
opposite mistake of identifying it with virtue.
Sources of Happiness
For the same reason there are many who wonder whether happi- 23
ness is attained by learning, or by habituation or some other kind of
training, or whether it comes by some divine dispensation,15 or even
by chance. Well, certainly if the gods do give any gifts to men we may
reasonably suppose that happiness is god-given; indeed, of all human
blessings it is the most likely to be so, inasmuch as it is the best of
them all. While this question no doubt belongs more properly to
another branch of inquiry, we remark here that even if happiness is
not god-sent but comes as a result of virtue or some kind of learning
or training, still it is evidently one of the most divine things in the
world, because that which is the reward as well as the end and aim of
virtuous conduct must evidently be of supreme excellence, something
divine and most blessed. If this is the case, happiness must further be
something that can be generally shared; for with the exception of
14inscription at Delos Delos is the island that once held the Athenian trea
sury. It was the birthplace of Apollo, with whom the inscription would be associated.
15 divine dispensation A gift of the gods.
704 ETHICS AND MORALITY
those whose capacity for virtue has been stunted or maimed, everyone
will have the ability, by study and diligence, to acquire it. And if it is
better that happiness should be acquired in this way than by chance,
we may reasonably suppose that it happens so; because everything in
nature is arranged in the best way possible-just as in the case of
man-made products, and of every kind of causation, especially the
highest. It would be altogether wrong that what is greatest and noblest
in the world should be left to the dispensation of chance.
Our present difficulty is cleared up by our previous definition of 24
happiness, as a certain activity of the soul in accordance with virtue;
whereas all other sorts of good are either necessary conditions of,
or cooperative with and naturally useful instruments of this. Such a
conclusion, moreover, agrees with the proposition we laid down at
the outset: that the end of statecraft is the best of all ends, and that
the principal concern of statecraft is to make the citizens of a certain
character-namely, good and disposed to perform noble actions.
Naturally, therefore, we do not call an ox or a horse or any other 25
brute happy, since none of them is able to participate in conduct of
this kind. For the same reason a child is not happy, since at his age
he too is incapable of such conduct. Or if we do call a child happy,
it is in the sense of predicting for him a happy future. Happiness,
as we have said, involves not only a completeness of virtue but also a
complete lifetime for its fulfillment. Life brings many vicissitudes
and chance happenings, and it may be that one who is now prosper-
ous will suffer great misfortunes in his old age, as is told of Priam16
in the Trojan legends; and a man who is thus buffeted by fortune
and comes to a miserable end can scarcely be called happy.
Are we, then, to call no one happy while he lives? Must we, as 26
Solon17 advises, wait to see his end? And if we accept this verdict, are
we to interpret it as meaning that a man actually becomes happy only
after he is dead? Would not this be downright absurd, especially for
us who define happiness as a kind of vital activity? Or if we reject this
interpretation, and suppose Solon to mean rather that it is only after
death, when beyond the reach of further evil and calamity that a man
can safely be said to have been happy during his life, there is still a
possible objection that may be offered. For many hold that both good
and evil may in a certain sense befall a dead man ( just as they may
befall a living man even when he is unconscious of them)-e.g., honors
and disgraces, and the prosperity or misfortune of his children and the
rest of his descendants. And this presents a further problem: suppose
a man to have lived to a happy old age, and to have ended as he lived,
there are still plenty of reverses that may befall his descendants-some
of them will perhaps lead a good life and be dealt with by fortune
as they deserve, others not. (It is clear, too, that a man's relationship
to his descendants admits of various degrees.) It would be odd, then,
if the dead man were to change along with the fortunes of his descen
dants, becoming happy and miserable by turns; although, to be sure,
it would be equally odd if the fortunes of his descendants did not
affect him at all, even for a brief time.
But let us go back to our earlier question, 18 which may perhaps 27
clear up the one we are raising at present. Suppose we agree that we
must look to the end of a man's life, and only then call him happy,
not because he then is happy but because we can only then know
him to have been so: Is it not paradoxical to have refused to call him
happy during just the period when happiness was present to him?
On the other hand, we are naturally loath to apply the term to living
men, considering the vicissitudes to which they are liable. Happi
ness, we argue, must be something that endures without any essen-
tial change, whereas a living individual may experience many turns
of fortune's wheel. Obviously if we judge by his changing fortunes
we shall have to call the same man now happy now wretched, thereby
regarding the happy man as a kind of chameleon and his happiness
as built on no secure foundation; yet it surely cannot be right to
regard a man's happiness as wholly dependent on his fortunes. True
good and evil are not of this character; rather, as we have said,
although good fortune is a necessary adjunct to a complete human
life, it is virtuous activities that constitute happiness, and the oppo-
site sort of activities that constitute its opposite.
The foregoing difficulty [that happiness can be judged of only 28
in retrospect] confirms, as a matter of fact, our theory. For none of
man's functions is so permanent as his virtuous activities-indeed,
many believe them to be more abiding even than a knowledge of the
sciences; and of his virtuous activities those are the most abiding
which are of highest worth, for it is with them that anyone blessed
with supreme happiness is most fully and most continuously occu
pied, and hence never oblivious of. The happy man, then, will possess
181.e., whether we are to call no one happy while he still lives. [Translator's note]
706 ETHICS AND MORALITY
20Cretan and Spartan lawgivers Both Crete and Sparta were noted for their con
stitutions, based on the laws of Gortyn in Crete. These laws were aristocratic, not demo
cratic as in Athens; they promoted a class system and a rigid code of personal behavior.
21 our public discourses Aristotle may be referring to speeches at which the
public is welcome, as opposed to his lectures to students.
708 ETHICS AND MORALITY
distinct only in a logical sense, like convex and concave in the cir
cumference of a circle, is immaterial to our present inquiry.
Of the irrational part, again, one division is apparently of a veg- 36
etative nature and common to all living things: I mean that which is
the cause of nutrition and growth. It is more reasonable to postulate
a vital faculty of this sort, present in all things that take nourish
ment, even when in an embryo stage, and retained by the full-grown
organism, than to assume a special nutritive faculty in the latter.
Hence we may say that the excellence belonging to this part of the
soul is common to all species, and not specifically human: a point
that is further confirmed by the popular view that this part of the
soul is most active during sleep. For it is during sleep that the dis
tinction between good men and bad is least apparent; whence the
saying that for half their lives the happy are no better off than the
wretched. This, indeed, is natural enough, for sleep is an inactivity
of the soul in those respects in which the soul is called good or bad.
(It is true, however, that to a slight degree certain bodily movements
penetrate to the soul; which is the reason why good men's dreams
are superior to those of the average person.) But enough of this sub
ject: let us dismiss the nutritive principle, since it has by nature no
share in human excellence.
There seems to be a second part of the soul, which though irra- 37
tional yet in some way partakes of reason. For while we praise the
rational principle and the part of the soul that manifests it in the
case of the continent and incontinent man alike, on the ground that
it exhorts them rightly and urges them to do what is best; yet we
find within these men another element different in nature from the
rational element, and struggling against and resisting it. Just as
ataxic limbs,22 when we choose to move them to the right, tum on
the contrary to the left, so it is with the soul: the impulses of the
incontinent man run counter to his ruling part. The only difference
is that in the case of the body we see what it is that goes astray,
while in the soul we do not. Nevertheless the comparison will
doubtless suffice to show that there is in the soul something besides
the rational element, opposing and running counter to it. (In what
sense the two elements are distinct is immaterial.) But this other ele
ment, as we have said, seems also to have some share in a rational
principle: at any rate, in the continent man it submits to reason,
while in the man who is at once temperate and courageous it is pre
sumably all the more obedient; for in him it speaks on all matters
harmoniously with the voice of reason.
1 . Define the following terms: good, virtue, honor, happiness, truth, soul, body.
2. In the first paragraphs of the selection, Aristotle talks about aims and
ends. What does he mean by these terms?
3. Do you feel that Aristotle's view of the relationship of virtue to happi
ness is as relevant today as he argued it was in his day?
4. What is Aristotle's attitude toward most people?
5 . What characteristics can we assume about the audience for whom
Aristotle writes?
6. In what senses is the selection modem? In what senses is it antique or
dated?
1 . Aristotle discusses the virtuous life in this selection. How would you
apply his views to your own life? What ethical issues is Aristotle pointing
710 ETHICS AND MORALITY
In life . . . those who carry off the finest prizes are those who mani
fest their excellence in their deeds. (para. 20)
If, as we have declared, it is our activities that give life its character,
then no happy man can become miserable, inasmuch as he will never
do what is hateful or base. (para. 30)
7 . CONNECTIONS Write an essay in which you define happiness by
comparing Aristotle's views with those in Jean-Jacques Rousseau's "The
Origin of Civil Society" (p. 55) or in Thomas Jefferson's Declaration of
Independence (p. 77). Compare their attitudes toward material and
spiritual happiness as well as their attitudes toward political freedom
and the need for possessions. What does Aristotle leave out that others
feel is important?
8. SEEING CONNECTIONS The people in the household featured in
Wright's An Experiment on a Bird in the Air Pump (p. 687) have obvi
ously chosen to have the scientist come into their house to perform his
experiments. How would observing this experiment have contributed
to the happiness of those assembled in the painting? What is the
nature of good in this painting7 What role does virtue play in the
painting? Considering the soul in psychological terms, what range of
soulful experiences are present in the painting7 Do they all contribute
to ultimate happiness?