Coatings: Non-Conventional Tools To Preserve and Prolong The Quality of Minimally-Processed Fruits and Vegetables
Coatings: Non-Conventional Tools To Preserve and Prolong The Quality of Minimally-Processed Fruits and Vegetables
Coatings: Non-Conventional Tools To Preserve and Prolong The Quality of Minimally-Processed Fruits and Vegetables
3390/coatings5040931
OPEN ACCESS
coatings
ISSN 2079-6412
www.mdpi.com/journal/coatings
Review
Department of the Science of Agriculture, Food and Environment, University of Foggia, Via Napoli,
25, 71122 Foggia FG, Italy; E-Mails: [email protected] (D.C.); [email protected] (B.S.);
[email protected] (A.B.); [email protected] (M.S.)
Abstract: The main topic of this paper is a focus on some non-conventional tools to preserve
the microbiological and physico-chemical quality of fresh-cut fruits and vegetables. The
quality of fresh-cut foods is the result of a complex equilibrium involving surface microbiota,
storage temperature, gas in the headspace and the use of antimicrobials. This paper proposes
a short overview of some non-conventional approaches able to preserve the quality of this
kind of product, with a special focus on some new ways, as follows: (1) use of edible or
antimicrobial-containing coatings (e.g., chitosan-based coatings) on fruits or vegetables;
(2) alternative modified atmospheres (e.g., high O2-modified atmosphere packaging (MAP))
or the use of essential oils in the headspace; (3) conditioning solutions with antimicrobials
or natural compounds for fruit salad; and (4) biopreservation and use of a probiotic coating.
1. Introduction
In recent years the attention towards a healthy diet is considerably growing; the consumer is paying
more attention to the importance of the freshness and healthiness of foods. Consumption of fruits and
vegetables is considered a successful way to contrast the current tendency toward obesity (especially in
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children). It is known that fruits and vegetables contain essential nutrients and are the major source of
various antioxidants (vitamin C, vitamin E and β-carotene) that are necessary for the health, growth and
development of the children. The World Health Organization (WHO), Food and Agriculture Organization
(FAO), United States Department of Agriculture (USDA) and European Food Safety Authority (EFSA)
recommended an increase of fruit and vegetable consumption to decrease the risk of cardiovascular
diseases, cancer and ageing [1].
In addition, the consumer profile is changing as an effect of a stressed lifestyle: the number of working
women and singles is gradually increasing; they are short on time and demand minimally-processed
foods (also called ready-to-use) to save time on food preparation. To meet the consumer needs, the
products should have an adequate shelf-life; it should be at least 4–7 days or even 21 days, depending
on the products.
The International Fresh-cut Produce Association (IFPA) defines fresh-cut products as fruits or
vegetables that have been trimmed and/or peeled and/or cut into a 100% usable product that is bagged
or pre-packaged to offer consumers high nutrition, convenience and flavor, while still maintaining its
freshness [2]. However, it is known that the processing of fruits and vegetables promotes physiological
deterioration, biochemical changes and microbial degradation, beginning with raw materials, through
processing methods and ending with packaging factors that affect the quality and shelf-life. These
changes are due to tissue wounding, which includes browning, weight loss, accelerated respiration rate,
off-flavor development, texture breakdown and increased susceptibility to microbial spoilage [3].
Thus, the search for new inexpensive and effective methods (such as chemical-based washing treatments,
physical treatments, hurdle technology and packaging requirements) able to minimize these negative
effects is of great interest to all of the stakeholders involved in the production and distribution of fresh
fruits and vegetables.
The aim of this paper is to give insight into some non-conventional approaches able to ensure the
microbiological stability and quality of minimally-processed fruits and vegetables with a special focus
on some new ways currently available: (1) the use of edible or antimicrobial containing coatings
(e.g., chitosan-based coatings) on fruits or vegetables; (2) alternative modified atmospheres (e.g., high
O2-modified atmosphere packaging (MAP)) or the use of essential oils in the headspace; (3) conditioning
solutions with antimicrobials or natural compounds for fruit-salad; and (4) biopreservation and the use
of probiotic coatings.
Edible coatings (ECs) and edible films belong to the modern food protection system; over the past
few years, interest in the use of edible coatings for perishable foods has considerably increased due to
their advantages and potential applications [4]. Edible coatings and edible films are terms that are often
used interchangeably; however, a distinction is necessary.
An edible coating is defined as a thin layer of edible material applied to the surface of foods in addition
to or as a substitution for natural protective coatings, able to form a barrier to moisture, oxygen and
solute movement for the food [5–10].
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On the other hand, edible film is defined as a thin layer of edible material formed on a product surface
as a coating or placed (pre-formed) on or between food components [11].
Thus, an edible film is a thin skin, which has been pre-formed (for example, by casting a biopolymer
solution separately from the food to form a film later applied to the food), whilst an edible coating is a
suspension or an emulsion, which is applied directly to the food surface and later forms a film [12].
Edible coatings and films do not replace traditional packaging materials, but provide an additional
factor to be applied for food preservation; ECs are consumed along with the food, thus the composition
must conform to the regulations applied to the food product.
One of the advantages in using edible coatings and films is the reduction of water loss, considered
one of the main factors in the deterioration of perishable foods. In fact, this thin layer protects fruits
and/or vegetables against moisture loss, maintaining the texture and extending the shelf-life of the
product, forming a protective barrier. On the other hand, when edible coatings are poor in water vapor
barrier properties, a weight or moisture loss of the product could be recovered.
Numerous benefits result when edible coatings are applied, and these are summarized in Figure 1.
In addition, edible coatings may enhance sensory characteristics, can be consumed along with the
food, provide additional nutrients and include quality-enhancing antimicrobials. Furthermore, they may
reduce the cost and also the amount of traditional packaging used [13].
Numerous varieties of fruits and vegetables are characterized by cuticle, a natural waxy layer on the
surface, which, generally, has a low permeability to water vapor. To enhance the barrier properties of
cuticle and/or substitute it when processing operations remove it, edible coatings could be applied.
Water and ethanol (or a blend of these compounds) are the solvents generally used for edible
coating production.
Various coating materials could be added, but it is necessary that they possess some specific
requirements (water solubility, hydrophobic of hydrophilic nature, easy formation of coatings, good
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sensorial properties) to obtain the resulting coating. In addition, an essential requirement is the
plasticizing capacity to provide films with good flexibility properties; for this purpose, glycerol is
generally used, followed by sorbitol, polyethylene glycol (PEG) and sugars [13].
Hydrocolloids have a good aptitude for forming continuous and cohesive matrices thanks to the
hydrogen bonding of their polymeric chains.
Polysaccharides, proteins and lipids, alone or in combination, can also be used to produce edible films
and coating. Lipids (together with waxes and fatty acids) do not have a suitable stand-alone filmmaking
nature; they are usually opaque and relatively inflexible; the resulting films could also be quite fragile
and unstable (rancidity) [9]. For this reason, lipids are generally incorporated into hydrocolloids-based
films formulations [13].
The main polysaccharide, protein and lipid compounds used in edible coatings are reported
in Table 1.
Table 1. Main polysaccharides, proteins and lipid compounds used for edible coatings.
Main
Description
Component
Starch contains amylose ((1→4)-α-D-glucopyranosyl) and amylopectin (amylose branched with side
units of D-glucopyranosyl linked by α-1,6-glycosidic bonds). Amylose has a film-forming ability,
rendering strong, isotropic, odorless, tasteless and colorless films. It is inexpensive, widely available
and easy to handle. Due to its good oxygen barrier, starch is used for coating fruits and vegetables
characterized by high respiration rates, thus suppressing respiration and retarding the oxidation of the
coated products.
Dextrins derive from starch and are characterized by a smaller molecular size. Coatings resulting from
dextrins provide a better water vapor resistance than starch coatings [14].
Pullulan derives from starch and is edible and biodegradable; relative films are transparent, elastic,
odorless and tasteless [15]. Pullulan-based coatings have shown potential for preserving fresh
strawberries and kiwifruits because of their barriers to moisture, O2 and CO2 [16]. Pullulan films
themselves do not demonstrate antimicrobial activity [17].
Cellulose is the structural material of plant cell walls. It is composed of linear chains of (1→4)-β-D-
Polysaccharides
glucopyranosyl units. Cellulose ethers (carboxymethylcellulose (CMC); methylcellulose (MC);
hydroxypropyl cellulose (HPC); hydroxypropyl methylcellulose (HPMC)) are obtained by partial
substitution of hydroxyl groups in cellulose by ether functions. Cellulose-derived films are tough,
flexible, totally transparent, water soluble presence and are resistant to fats and oils [15,18], but are
too expensive. Crosslinking treatments decrease the water solubility of cellulose ethers [19].
Cellulose derivative-based coatings were applied to some fruits and vegetables for providing barriers
to oxygen, oil or moisture transfer [15]. CMC coatings help: (i) to retain the original firmness and
crispness of apples, berries, peaches, celery, lettuce and carrots when used in a dry coating process;
(ii) to preserve flavor components of some fresh fruits and vegetables; and (iii) to reduce oxygen uptake
without increasing the carbon dioxide level in the internal environment of coated apples and pears by
simulating a controlled atmosphere environment [15]. Li and Barth [20] observed that, after 3 weeks
of storage, cellulose-based edible coating-treated carrots maintained a fresh appearance and higher
carotene retention compared to controls.
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Table 1. Cont.
Main
Description
Component
Alginates are extracted from brown seaweeds. They are sodium salts of alginic acid, which is a linear (1→4)
linked polyuronic acid containing poly-β-D-manopyranosyluronic acid (M) blocks, poly-α-L-gulo
pyranosyluronic acid (G) blocks and M–G blocks containing both polyuronic acids. Alginates possess
good film-forming properties, producing uniform, transparent films with poor water resistance. Alginates
react irreversibly with polyvalent metal cations (for example, calcium ions) to produce water-insoluble
polymers. Alginate coatings are good oxygen barriers and retard lipid oxidation in fruits and vegetables.
They show good ability to reduce weight loss and natural microflora counts in minimally-processed
carrots [21]. Calcium alginate coatings reduce shrinkage, oxidative rancidity, moisture migration, oil
absorption and sealing-in volatile flavors, improving appearance and color and reducing the weight
loss of fresh mushrooms in comparison with uncoated ones [22].
Carrageenan is extracted from red seaweeds. It is a complex mixture of several water-soluble
galactose polymers. There are 3 different carrageenans (lambda-, iota- and kappa-carrageenan), differing in
sulfate ester content and the distribution of 3,6-anhydro-α-D-galactopyranosyl residues [13]. Carrageenan-
based coatings were applied to fresh apples for reducing moisture loss, oxidation or disintegration of
the apples [23,24]. In combination with ascorbic acid, carrageenan-based coatings resulted in positive
sensory results and reduction of microbial levels on minimally-processed apple slices [24].
Polysaccharides
Gums include exudate gums (arabic, tragacanth and karaya), seed gums (locust bean and guar) and
microbial fermentation gums (xanthan and gellan). Xanthan gum provides uniform coatings. Gum
arabic was used for coating pecan nut halves to eliminate a moist and oily appearance [25].
Pectins are polymers mainly composed of (1→4) α-D-galactopyranosyluronic acid units naturally
esterified with methanol. According to their content of methyl esters or the degree of esterification
(DE), pectins are divided into high methoxyl (HM, DE > 50%) or low methoxyl (LM, DE < 50%). The
DE has a decisive effect on pectin solubility and gelation properties. The literature on pectin-based coatings
is poor. Maftoonazad et al. [26] evaluated the protective effect of a pectin-based edible emulsion coating
on the activity of Lasiodiplodia theobromae, a plant pathogen, in avocados, finding that the
pectin-based coating was effective at controlling the spread and severity of stem end rot in avocados.
Chitosan is a natural polysaccharide prepared by the alkaline deacetylation of chitin β-1,4-N-
acetylglucosamine (found in fungi, arthropods and marine invertebrate); commercially, it is produced from
exoskeletons of crustacean, such as crab, shrimp and crawfish. Chitosan is used for its film-forming ability;
it is environmentally friendly, due to its biodegradability, biocompatibility, antimicrobial activity, non-
toxicity and versatile chemical and physical properties. When applied on fruit and vegetables, chitosan-
based coatings have shown effectiveness in delaying ripening and decreasing respiration rates [27,28].
Casein forms transparent, flavorless and flexible films. Casein-based emulsion films (emulsified with
lipid-based materials) were more effective than pure caseinate films in controlling moisture loss of
fruits and vegetables [29].
Whey proteins produce transparent, flavorless and flexible films, similar to caseinate films. Whey
protein-based films possess excellent oxygen barrier properties comparable to the synthetic polymer
Proteins
films [30]; they also are good grease barriers [31,32].
Zein is the principal protein of corn. It is characterized by water vapor permeabilities. Applied on
vegetable and fruits, zein-based coatings are able to retard the ripening of tomatoes, to maintain the
color and firmness of broccoli florets, to provide an adhesive and stable coating, to reduce the growth
of Listeria monocytogenes on cooked sweet corn and to maintain the gloss and other qualities of apples [15].
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Table 1. Cont.
Main
Description
Component
Soy proteins (SP) are extracted from defatted protein meal. Soy protein coatings generally have poor
moisture resistance and water vapor barrier properties due to the inherent hydrophilicity of the protein and
Proteins
the addition of hydrophilic plasticizers; whilst they are potent oxygen barriers. SP coatings are used to
preserve the freshness of apple slices and/or to retard the senescence process of kiwifruit [15].
Most fatty acids derived from vegetable oils are considered GRAS (generally recognized as safe).
Lipid-based coatings are compatible with other coating-forming agents; in addition, they have high
water vapor and gas barrier properties. However, lipid-based coatings present a greasy surface and
undesirable organoleptic properties, such as waxy taste and lipid rancidity [33]. Finally, some lipid
materials are unstable when subjected to temperature changes.
Waxes (carnauba wax, beeswax, paraffin wax and others) have been used as protective coatings for
Lipids
blocking moisture transport, reducing surface abrasion during fruit handling, controlling the browning
of the skin in fruits by improving mechanical integrity and controlling the internal gas composition of
the fruits. Wax coatings are applied on fruits (citrus, apples, cucumbers) and vegetables (tomatoes,
asparagus, beans, beets, carrots, celery, eggplant, peppers, potatoes, radishes, squash and turnips.
Resin coatings are effective at reducing water loss, but are the least permeable to gases; thus, fruit can
suffer undesirable changes, such as anaerobic respiration and flavor changes.
Polysaccharides include starch, dextrins, pullulan, cellulose and derivatives, alginate, carrageenan,
gums, pectins and chitosan. Polysaccharides render transparent and homogeneous edible films; these
films are oxygen, aroma and oil barriers (due to their tightly-packed, ordered hydrogen-bonded network
structure and low solubility), but are not effective moisture barriers due to their hydrophilic nature.
However, when applied in the form of high-moisture gelatinous coatings, they can retard the moisture
loss of food [15].
Proteins can be obtained from animal sources, such as casein and whey protein (the main milk protein
fractions: 80% and 20%, respectively), and from plant sources, such as zein, gluten and soy proteins [34].
Different proteins are able to form films and coatings; this ability depends on their molecular weight,
conformations, electrical properties (charge vs. pH), flexibilities and thermal stabilities [18]. Nevertheless,
proteins have been studied less extensively than polysaccharides.
Generally, protein-based films have good oxygen, carbon dioxide and lipid barrier properties and
mechanical properties; on the other hand, the poor water vapor resistance limits their application; this
can be attributed to the inherent hydrophilicity of proteins.
As protein films are generally brittle and susceptible to cracking (due to the strong cohesive energy
density of the polymers), an improvement of their properties could be attained by adding other components;
for example, the addition of compatible plasticizers could improve their extensibility [35].
Edible lipid coatings include neutral lipids, fatty acids, waxes and resins. These compounds are
effective in providing a moisture barrier and improving the surface appearance. Triglycerides or neutral
lipids form a continuous stable layer on the food surface, thanks to their high polarity.
The growing interest addressed toward edible coatings leads to the formulation of new compositions
consisting of blends of polysaccharides, proteins and lipids. The combination could be proteins and
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carbohydrates, proteins and lipids and carbohydrates and lipids [13], and it is based on the fact that each
polymer has characteristic functions, that, when combined with each other, enhance the final functionality
of the coating [15], improving the mechanical properties and, with emulsifiers, stabilizing composite
coatings and improving coating adhesion.
Edible coatings can incorporate several compounds, such as: plasticizers (glycerol, acetylated
monoglyceride, polyethylene glycol and sucrose), antimicrobials (bacteriocins (nisin)), enzymes (lysozyme,
peroxidase and lactoperoxidase), essential oils (cinnamon, oregano, lemongrass, clove, rosemary, tea
tree, thyme and bergamot), nitrites and sulfites [36], as well as synthetic antioxidants (butylated
hydroxyanisole, butylated hydroxytoluene, propyl gallate, octyl gallate, dodecyl gallate, ethoxyquin,
ascorbyl palmitate and tertiary butyl hydroquinone) and natural antioxidants (tocopherols, tocotrienols,
ascorbic acid, citric acid, carotenoids). In these cases, edible films and coatings act as carriers of active
compounds that, applied to the surface of fruits and vegetables, lead to the extension of shelf-life, the
reduction of the risk of foodborne pathogenic microorganisms’ growth on cut surfaces [37] and the
improvement of the quality, stability and safety of coated foods [15].
Physical and chemical damage accrued during minimal processing of fruits and vegetables causes
disruption of the plant tissues, and the exudates become ideal substrates for the growth of several
microorganisms (pathogens, molds and bacteria). Natural biodegradable compounds with antimicrobial
activity are recognized as safe (generally recognized as safe (GRAS)) and environmentally friendly, and
chitosan is one such compound. Chitosan is able to create a semi-permeable film on the fruit surface,
which results in limiting respiration and/or transpiration and in reducing weight loss [38,39]. Furthermore,
its compatibility with other substances and its capability to induce host resistance to pathogens [40] have
prompted its application as a coating on fruits and vegetables [41].
Chitosan has been widely used in controlling weight-loss in fresh strawberries (Fragaria x ananassa)
and raspberries (Rubus idaeus), mango (Mangifera indica), litchi, blueberries and other fruit and
vegetables [42]. Meng et al. [43] and Romanazzi et al. [44] reported that postharvest application of
chitosan coating has a good control effect on decay of grapes. Chitosan owes its antimicrobial activity
to its polycationic nature, which allows the interaction and formation of polyelectrolyte complexes with
acid polymers produced at the surface of microbial cells, increasing their permeability and causing
cell death [45].
Several factors affect the antimicrobial activity: type of chitosan, degree of acetylation, molecular
weight, concentration, target microorganism, pH of the medium and presence of other additives or food
components [46].
Benhabiles et al. [47] demonstrated that by reducing the number of steps for the synthesis and
chemical reagents, chitosan coating was effective at improving the quality of strawberries by delaying
changes in weight loss and the appearance of molds. These authors used three different chitosan coatings
(chitosan C1 obtained by the classical method, chitosan C2 without decoloration and chitosan C3 without
the decoloration and deproteinization steps) on strawberries, and they observed the best quality for the
strawberries coated with C3 (1%), which was obtained through a lesser number of steps.
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In a recent work, chitosan (in acid and water solution) exhibited its antibacterial activity against
Burkholderia seminalis, an apricot fruit rot pathogen [48]. Lou and his coworkers demonstrated that
acid-solution chitosan at a concentration of 2 mg/mL inhibited B. seminalis, while water-solution
chitosan showed limited inhibition activity.
Chitosan has been proven to be a natural compound with antifungal activity for a wide varieties of
postharvest fruits [38,49]. As reported by Bautista-Banos et al. [38], the level of inhibition of fungi is
highly correlated to chitosan concentration. It is known that the polycationic nature of this compound is
the key to its antifungal properties and that the length of the polymer chain enhances its antifungal
activity. An additional explanation includes the possible effect that chitosan might have on the synthesis
of certain fungal enzymes. El Ghaouth et al. [50] studied the antifungal effect of chitosan against
Botrytis cinerea and Rhizopus stolonifer. These authors hypothesized that the mechanisms by which
chitosan coating reduced the decay of strawberries appear to be related to its fungistatic properties, rather
than to its ability to induce defense enzymes. A further confirmation of chitosan’s ability to control
fungal growth was reported by Park et al. [51]. They obtained a reduction of 2.5 and 2 log CFU/g in the
counts of Cladosporium sp. and Rhizopus sp., respectively, on strawberries coated with a chitosan-based
edible film, just after the coating application. A reduction in the counts of aerobic and coliform
microorganisms during storage has been also reported. Chien et al. [52] investigated the effects of
coating with low and high molecular weight chitosan on the decay of citrus and the maintenance of its
quality. A concentration of 0.2% low molecular weight chitosan (LMWC) exhibited its antifungal
activity in controlling the growth of Penicillium digitatum and Penicillium italicum. LMWC coating
resulted also in being able to improve firmness, titratable acidity, ascorbic acidity and the water content
for citrus stored at 15 °C for 56 days.
González-Aguilar et al. [53] have also reported a reduction in mesophilic aerobic microorganism
count when fresh-cut papayas were coated with an edible coating based on chitosan of low and medium
molecular weight. These researchers also observed a complete inhibition of yeast and molds throughout
the storage (14 days at 5 °C). As reported by Ali et al. [54], chitosan preserved papaya fruit, delaying
the ripening process by reducing the respiration rate. These results could be the reason for the delayed
senescence and reduced tendency to decay [40]. Chitosan had also made improvements in the taste, peel
and pulp color, texture and flavor of treated papaya fruit, but the sensory features of the papaya fruits
coated with a 1.5% chitosan concentration demonstrated overall superiority after five weeks of storage.
Pilon et al. [55] made an alternative use of chitosan. They obtained chitosan nanoparticles and
demonstrated that chitosan, used as a coating based on nanoparticles, reduced the microbial growth in
fresh-cut apples. The samples treated with chitosan-tripolyphosphate (CS-TPP) nanoparticles (10 nm)
showed higher antimicrobial activity against mesophilic and psychrotrophic bacteria, as well as molds
and yeasts than conventional chitosan coating and control [55].
Numerous papers have demonstrated that chitosan-based coatings inhibit microbial growth on fresh
produce, increasing shelf-life.
In a recent paper, Benhabiles et al. [56] reported that chitosan coatings and a chitosan derivative
(N,O-carboxymethyl chitosan (NOCC)) coating improved the quality of tomato fruits (through delaying
ripening, reducing weight loss and retaining fruit firmness) and extended the shelf-life. No microbial
growth was observed during storage.
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Assis and Pessoa [57] and Han et al. [58] proposed chitosan for extending the shelf-life of sliced
apples and fresh strawberries, respectively. Chien et al. [52] reported the effectiveness of chitosan
coating (at a concentration of 0.5%, 1% and 2% (w/v)) for prolonging the quality and extending the
shelf-life of sliced mango fruit through a delay in the growth of mesophilic aerobic bacteria.
Durango et al. [59] and Devlieghere et al. [60] used a chitosan-based coating to cover carrots and
lettuce, respectively, observing a reduction in the respiration rate and ethylene production, as well as a
decrease in firmness loss. In particular, Durango et al. [59] controlled the growth of mesophilic aerobes,
yeasts, molds and psychrotrophs of minimally-processed carrots during the first five days of storage at
15 °C using an edible yam starch coating containing chitosan. Campaniello et al. [28] observed that
chitosan coating in combination with low temperature and suitable packaging was able to control
browning and decay in strawberry fruits. Chitosan affected the microbial growth (psychrotrophic, lactic
acid bacteria and yeasts) and did not affect the visual appearance. pH and thickness values remained
unchanged by chitosan coating, whereas color was positively influenced.
Pushkala et al. [61] investigated chitosan-based powder coating on radish shreds, demonstrating the
favorable effects of two different forms of chitosan (purified chitosan (CH) and chitosan lactate (CL))
on shelf-life extension of radish shreds by a minimum of 3 d over the control. Both CH- and CL-coated
samples enhanced the microbial quality and sensory acceptability of the radish shreds, exhibiting a lower
degree of weight loss, respiration rate, titrable acidity, % of soluble solids, a higher content of
phytochemicals, moisture and pH, compared to control samples. The treated samples also exhibited
lower exudate volume, lesser browning and lower microbial load compared to the control.
Sometimes, a chitosan-only coating demonstrated certain defects (including limited inhibition to
some microorganisms that led fruit to decay and a poor coating structure); thus, chitosan was combined
with other substances to improve its performance [62]. Chitosan coatings combined with organic acids
are easy to handle, biodegradable and cause no harm to the coated fruit and/or vegetable [62]. For
example, Yu et al. [63] combined 1% phytic acid (known as inositol hexakisphosphate (IP6), inositol
polyphosphate) with 1% chitosan to preserve fresh cut lotus root. This composite coating decreased the
weight loss rate and malondialdehyde (MDA) content of fresh-cut lotus root, postponed browning,
restrained the activities of peroxidase (POD), polyphenol oxidase (PPO) and phenylalanine ammonia-
lyase (PAL) and maintained the content of vitamin C and polyphenol at a relatively high level.
Chitosan combined with natamycin significantly decreased fresh melon decay and weight loss caused
by Alternaria alternata and Fusarium semitectum, two strains of spoilage fungi [64].
Zhang et al. [65] reported that chitosan was able to inhibit the growth of Botrytis cinerea and Rhizopus
sp. by increasing the activities of various defense enzymes, such as β-1,3-glucanase (in orange,
strawberries and raspberries) and phenylalanine ammonia-lyase (PAL) (in strawberries andtable grapes).
As expected, the antimicrobial activity of chitosan is also dependent on the food matrix; generally,
the antimicrobial activity of chitosan is higher at a low pH because more of its amino groups are
protonated; thus, it is able to interact with the negatively-charged surfaces inhibiting bacterial growth.
Since the antimicrobial activity of chitosan is dependent on the charges on chitosan and the electrostatic
forces, each food component could influence these interactions, affecting its activity.
Regarding this issue, Devlieghere et al. [60] published an interesting work on the interaction of
chitosan and food components. The authors evaluated the effect of different food components (starch,
Coatings 2015, 5 940
proteins, NaCl and fat) on the antimicrobial activity of chitosan, following the growth of Candida
lambica, a spoiling yeast strain, in a laboratory medium.
The authors reported that the higher concentrations of starch (30% (w/v)) inhibited the antimicrobial
activity of chitosan, hypothesizing that it was due to a protective effect of starch or to electrostatic
interactions when the starch was charged by modification. Proteins influenced the antimicrobial activity
of chitosan depending on the pH of the medium, as their charges depend on the combination of the
iso-electric point (IEP) of the proteins and the pH of the medium. If the pH is lower than the IEP, proteins
and chitosan are positively charged; thus chitosan can exert its antimicrobial activity, as the interactions
between both will be restricted. If the pH is higher than the IEP of the protein, the antimicrobial activity
of chitosan is inhibited: proteins are negatively charged and neutralize most of the positive charges on
the chitosan; thus, it cannot interact with the negatively-charged microbial surfaces [60].
NaCl reduces the antimicrobial activity of chitosan, because it interferes with the electrostatic forces
between chitosan: Cl− ions neutralize the positive charges on the chitosan, and on the other hand, the
Na+ ions compete with chitosan for the negative charges on the cell surface. Devlieghere et al. [60]
observed an improved solubility of chitosan by adding NaCl at different concentrations to the medium.
The authors explained that this behavior was probably due to a shielding effect of NaCl against the
positive charges, which led to a coiled structure of chitosan and less interactions with components in the
media. Finally, the influence of fat on the antimicrobial activity of chitosan was found negligible.
The addition of the essential oils to enhance chitosan antimicrobial action is common.
The active agents embedded into composite films may be released into or absorb substances from the
packaged food or its surrounding environment. The interactions that can occur between the food product,
the film or coating used as packaging and the surrounding environment are governed by different mass
transfer processes: migration, adsorption, absorption and permeation [66]. For example, through these
processes, the essential oils included in the coating could be transferred to the product and modify its
organoleptic and nutritional characteristics by interacting with peptides, vitamins, etc. It is recognized
that some important food components, such as vitamins, minerals and other nutrients, can also be
sequestered with the consequent modification of food properties and functionality. In addition, when
transferred from the coating to the food to pursue their protective action (antioxidants, antimicrobials,
etc.), these compounds could also lose their effectiveness. It is, in fact, well recognized that generally,
the efficacy of various antimicrobial compounds may be reduced by food components; for example,
essential oils (EOs) and/or their components have a significant antimicrobial activity in vitro, but higher
amounts are required (1%–3%) to achieve the same effect in foods. The presence of fat, protein,
carbohydrate, water, salt, antioxidants, preservatives, other additives and pH reaction strongly influence
the effectiveness of the natural compounds in foods.
High levels of fat and/or protein in foodstuffs protect bacteria from the action of EOs in some way.
Some authors suggested that the fat provides a protective layer around the bacteria, or the lipid fraction
could absorb the antimicrobial agent, thus decreasing its concentration and effectiveness in the aqueous
phase [67]. Patrignani et al. [68] reported that the low fat content of vegetables may contribute to the
successful use of EOs. Due to their lipophilic nature, EOs could share fat, missing the microbial target.
The pH is an important factor affecting the activity of oils. At a low pH, the hydrophobicity of some
EOs increases due to their ability to dissolve more easily in the lipid phase of the bacterial membrane,
thus enhancing the antimicrobial action.
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Carbohydrates in foods do not protect bacteria from this action, whilst high water and/or salt level
seems to facilitate the action of EOs.
The antibacterial activity of chitosan-based films combined with lemon (LO), tea tree (TTO) or
bergamot essential oils (BO) was tested against two Gram-positive bacteria (Staphylococcus aureus and
L. monocytogenes) and one Gram-negative bacteria (Escherichia coli) [69]. CH-EO composite films
exhibited a significant antimicrobial activity against the three pathogens tested. The nature and concentration
of the EOs, the film matrices and the interactions between CH and EOs affected the antimicrobial activity
of the films. When TTO was added, CH exhibited the highest antimicrobial activity.
Chitosan-cinnamon oil coating extended the shelf-life of sweet pepper: after storage at 8 °C for
35 days, samples treated with chitosan-oil coatings showed a lower percentage of infected peppers and
good sensory acceptability [70]. Sessa et al. [71] studied a novel approach to preserve vegetable products
through modified chitosan edible coatings containing nanoemulsified natural antimicrobial compounds
(lemon, mandarin, oregano or clove essential oils). A modified chitosan edible coating combined with
lemon essential oil resulted in a remarkable increase in antimicrobial activity, with respect to other
essential oils. This combination prolonged the shelf-life of rucola leaves from 3 to7 days, in comparison
to the untreated samples.
Moreover, the modified chitosan containing the nanoemulsified antimicrobial caused a significantly
longer shelf-life also in comparison to a coating made of modified chitosan or essential oil alone. Thanks
to this novel treatment, it was possible to prolong the shelf life of rucola leaf vegetables to about
10–14 days, without alteration of the organoleptic properties of the product, preventing the loss of
firmness and color changes and preserving palatability during storage.
More recently, Randazzo et al. [72] used chitosan-based and methylcellulose-based films added to
several EOs derived from citrus fruits (orange, mandarin and lemon) to perform the antilisterial assay
and concluded that chitosan films containing essential oil from lemon were the most effective at reducing
L. monocytogenes counts.
A chitosan-methyl cellulose-based film was used as a coating on cantaloupe fruit. The application of
a chitosan (1.5% w/v)/methyl cellulose (0.5% w/v) film on fresh-cut cantaloupe reduced populations of
E. coli inoculated on fresh-cut cantaloupe by more than 5 log CFU/piece in 8 days at 10 °C. Furthermore,
a reduction of 3 log CFU/piece of Saccharomyces cerevisiae in 4 days of storage at 10 °C was
reported [73].
Krasaekoopt and Mabumrung [74] observed that the incorporation of 1.5% and 2% chitosan in the
methylcellulose coating, applied on fresh-cut cantaloupe, produced a better microbiological quality in
the final product. This coating reduced the growth of mesophilic aerobes, psychrotrophs, lactic acid
bacteria, yeast and molds and prevented the multiplication of E. coli and Salmonella strains.
3. Alternative Modified Atmospheres (e.g., High O2-MAP) or the Use of Essential Oils in
the Headspace
consuming oxygen and producing carbon dioxide and water vapor; thus, the atmosphere surrounding the
package changes into another composition before sealing in vapor-barrier materials [75].
Modified atmosphere packaging (MAP) is a technique used for prolonging the shelf-life of fresh or
minimally-processed foods [76]. MAP reduces the unwanted metabolic reactions and helps to protect
processed products against contamination by microorganisms, thus slowing down the process of
ageing [77]. MAP can be vacuum packaging (VP) and controlled atmosphere packaging (CAP). VP
removes most of the air, or air is removed by vacuum or flushing and replaced with another gas mixture,
before the product is packaged; the headspace atmosphere and product could change during storage,
without additional manipulation of the internal environment. Differently, CAP continuously controls the
environment to maintain a stable gas atmosphere within the package, as well as the temperature and
humidity are monitored; it is generally used to control the ripening and spoilage of fruits and
vegetables [76]. The composition, microflora, pH and the organoleptic characteristics of fruits and
vegetables are extremely variable; therefore, it is impossible to define a univocal mixture of gases. It is
necessary to maintain an optimum balance of oxygen and carbon dioxide; thus, an appropriate MAP
must be studied for each product. Many factors affect the MAP of fresh produce and are summarized in
Figure 2.
The main gases used in MAP are CO2, O2 and N2; carbon monoxide (CO) and sulfur dioxide (SO2)
are also used. Noble gases, generally, are used for some products, such as coffee and snacks, but recently
have been used also for minimally-processed apples and kiwi fruits [76]. The choice of gas depends on
Coatings 2015, 5 943
the food product being packed. Singly or in combination, these gases are commonly used to balance safe
and shelf-life extension with optimal sensorial properties of the food. Table 2 reports the main gases
used in MAP.
Low levels of oxygen and high levels of carbon dioxide reduce the produce respiration rate, delay
senescence and, consequently, extend the shelf-life of fruits and vegetables. Once the package is closed,
the composition of the gases inevitably changes due to produce respiration and the gas permeability of
the film. If the oxygen levels are too low, fermentative processes are favored.
Plants and plant products are generally considered natural alternatives to improve the shelf-life and
the safety of foods, since they are characterized by a wide range of GRAS volatile compounds,
which are used as food flavoring agents [76]. They are able to inhibit numerous microorganisms; thus
they are used as components of biological means for prolonging the shelf-life of post-harvest or
minimally-processed fruits and vegetables [76].
Literature data indicate that volatile compounds can represent a useful tool to increase the shelf-life
of plant products. Corbo et al. [82] evaluated the effects of hexanal and trans-2-hexenal on the shelf-life
of fresh sliced apples. The authors added trans-2-hexenal to the gas mixture containing 70% N2 and
30% CO2 and found a significant extension of the shelf-life also when Pichia subpelliculosa (a spoilage
yeast) was inoculated and abuse storage temperatures were used, although it had a weak negative effect
on color retention.
Lanciotti et al. [83], postulated that future trends in the use of natural compounds, such as hexanal,
2-(E)-hexenal and hexyl acetate, would be focused on the use of specific active packaging able to release
the active molecules in the head space slowly over time.
The authors reported that 150 ppm of hexanal, 20 ppm of 2-(E)-hexenal and 150 ppm of hexyl acetate
displayed a bactericidal effect on L. monocytogenes and caused a significant extension of the lag phase
of E. coli and Salmonella Enteritidis inoculated at levels of 104–105 CFU/g in fresh sliced apples
packaged in ordinary or modified atmosphere.
Coatings 2015, 5 945
Campaniello et al. [84] investigated the possibility of combining hexanal and MAP (65% N2,
30% CO2 and 5% O2) on minimally-processed cactus pear fruits. The hexanal showed an antimicrobial
effect against Enterobacteriaceae, normally contaminating minimally-processed fruits, both in the
control and the modified atmosphere. The inclusion of the antimicrobial compound in the atmosphere
determined an improvement of the original color retention; as well as a mesophilic selection favoring
Pantoea spp., which have antagonistic activity against molds responsible for the decay of fruits during
post-harvest phase.
Siroli et al. [85] proposed the use of several antimicrobial compounds (citron EO, hexanal,
2-(E)-hexenal, citral and carvacrol) alone or in combination in order to increase the shelf-life and quality
parameters (texture and color) of sliced apples packaged in active modified atmosphere (7% O2 and 0%
CO2), into medium permeability bags and stored at 6 °C. In all of the samples, the spoilage yeast
threshold was not attained within the 35 days of storage. When treated with citral/2-(E)-hexenal and
hexanal/2-(E)-hexenal, the sample showed a good color retention. This latter combination also improves
on the retention of firmness, which was the best throughout 35 days of storage.
Furthermore, plant essential oils, constituted mainly by terpenoids, are used for their antimicrobial
activity against many microorganisms. Most of the essential oils are GRAS; nevertheless, their use is
often limited because of a high impact on the organoleptic characteristics of food products.
The activity of oils from Labiatae and citrus fruits, as well as the action of single constituents have
been studied in order to better understand the cell targets of the molecules. Due to their antimicrobial
effect, citrus essential oils could represent good candidates to improve the shelf-life and the safety of
minimally-processed fruits. Essential oils, such as citrus, mandarin, cider, lemon and lime, were able to
increase the shelf-life and safety of minimally-processed fruit salads without any impact on the sensory
characteristics, even when the product was inoculated with spoilage or pathogenic bacterial species [76].
Citrus essential oils (EOs) exhibited their antimicrobial effect against a range of food poisoning-causing
bacteria. A blend of citrus EO vapor against vancomycin-resistant (VRE) and vancomycin-susceptible
(VSE) Enterococcus faecium and Enterococcus faecalis on lettuce and cucumber was assessed. Food
samples were subjected to the vapor for 45 s in a 600-L vapor chamber at 25 °C. Results showed that
microbial cell load was reduced and that no significant changes in taste were observed [86].
Tian et al. [87] tested the antifungal activity of essential oil extracted from the fruits of Cicuta virosa
L. var. latisecta Celak (CVEO) against Aspergillus niger, Aspergillus flavus, Aspergillus oryzae and
Al. alternata strains inoculated on cherry tomatoes. The samples were pre-treated with ethanol and
wounded with a sterilized cork borer; then, each fruit was separately inoculated with 10 μL of a spore
suspension containing 1 × 106 spores/mL of each fungal strain. CVEO (dissolved separately in 0.5 mL
of 5% of Tween-20) was pipetted aseptically onto filter paper discs respectively placed into individual
weighing bottles (without lids) to produce the concentrations of 200, 100 and 50 μL/mL. The essential
oil was vaporized inside the containers spontaneously at 18 °C. The authors reported that at 200 μL/mL,
CVEO showed the lowest percentages of decayed cherry tomatoes for all fungi compared to the control,
as well as the highest inhibition of fungal infection.
In a recent paper, Vitoratos et al. [88] studied the antifungal activity of several essential oils obtained
from oregano (Origanum vulgare L. ssp. hirtum), thyme (Thymus vulgaris L.) and lemon (Citrus limon L.)
plants against Bo. cinerea inoculated in tomatoes, strawberries and cucumbers. All of the fruits were
pre-treated and packaged. Different concentrations of essential oils were placed in small glass containers
Coatings 2015, 5 946
placed in the bottom of the package. Oregano and lemon oils were very effective at controlling disease
of infected fruit by Bo. cinerea in tomatoes, strawberries and cucumbers. In particular, in tomatoes,
Bo. cinerea was inhibited by oregano essential oils at 0.30 μL/mL; moreover, lemon essential oils also
induced a significant reduction of grey mold. An amount of 0.05 μL/mL of lemon essential oils leads to
a complete inhibition of Bo. cinerea in strawberries, whilst in cucumber, it leads to a reduction (39%) of
the infected fruits.
barrier impermeability for O2). Packaged salads were stored up to eight days at 4 °C and at temperatures
simulating the chilled distribution chain.
The authors reported that superatmospheric O2 does not affect all microorganisms in the same way:
high oxygen levels affected lactic acid bacteria and Enterobacteriaceae, which were inhibited in both
plastic films (with low and high permeability). On the contrary, the growth of yeast and A. caviae seemed
to be stimulated, whereas the growth of psychrotrophic bacteria and L. monocytogenes was not affected.
The general appearance was maintained for longer, and the shelf-life of the mixed salads was prolonged
by using O2 concentrations higher than 60 kPa throughout the storage period.
Chunyang et al. [89] studied the effect of high oxygen-modified atmosphere packaging on fresh-cut
onion quality at room temperature. Onion slices were packaged in a high-barrier film package of
70 μm in thickness and stored in five different modified atmospheres (100% O2; 95% O2/5% CO2;
80% O2/20% CO2, 75% O2/25% CO2; and air). Results showed that the fresh-cut onions packaged in air
had a short shelf-life, because the respiration rate was quickened due to mechanical damage, and
microorganisms were not inhibited. High O2 reduced the weight loss, the respiration rate, the total
reducing sugar loss and the total titrable acidity increase of the fresh-cut onions. The best modified
atmosphere seemed to be 80% O2/20% CO2, where total bacteria counts increased slowly. High oxygen
affected also the sensory characteristics: sensory quality was acceptable up to five days, while
air-packaged fresh-cut onions were not acceptable after two days of storage at room temperature.
Day [91] also confirmed that the most effective high O2 gas mixtures were found to be
80%–85% O2/15%–20% CO2. This had the most noticeable sensory quality and antimicrobial benefits
on a range of freshly-prepared produce items.
In fact, recommended optimal headspace gas levels immediately after freshly-prepared produce
package sealing are: 80%–95% O2 and 5%–20% N2. After package sealing, headspace O2 levels will
decline, whereas CO2 levels will increase during storage, due to the intrinsic respiratory nature of
fresh product.
The levels of O2 and CO2 within packages are influenced by numerous variables:
Intrinsic produce respiration rate (which itself is affected by temperature, atmospheric
composition, produce type, variety, cultivar, maturity and the severity of preparation);
Packaging film permeability;
Package volume;
Surface area and fill weight;
Produce volume/gas volume ratio;
Degree of illumination.
It would be preferable to maintain headspace levels of O2 > 40% and CO2 between 10% and 25% to
maximize the benefits of high O2 MAP. This can be achieved by:
Lowering the temperature of storage;
Selecting produce having a lower intrinsic respiration rate;
Minimizing cut surface tissue damage;
Reducing the ratio of produce volume/gas;
Using a packaging film able to maintain high levels of O2 whilst allowing excess CO2 to go out
Coatings 2015, 5 948
By incorporating an innovative active packaging sachet that can absorb excess CO2 and emit an
equal volume of O2.
A further measure to maintain a gas mixture O2 > 40%/CO2 10%–25% could be obtained by
introducing the highest level of O2 (balanced with N2) possible just prior to prepared produce package
sealing. Generally, it is not necessary to have any levels of CO2 in the initial gas mixture, since it will
increase rapidly during chilled storage.
Numerous products (iceberg lettuce, sliced mushrooms, broccoli florets, lettuce, baby-leaf spinach,
Lollo Rossa lettuce, flat-leaf parsley, cubed swede, coriander, raspberries, strawberries, grapes and
oranges) processed with high O2 MAP reported beneficial effects on sensory quality if compared to
industry-standard air packing and low O2 MAP [91].
Finally, the recommended packaging material for high O2-modified atmosphere is 30-μm orientated
polypropylene (OPP), which has sufficient O2 barrier properties (to maintain high in-pack O2 levels
>40%), and it is sufficiently permeable to ensure that CO2 did not rise above 25% after 7–10 days of
storage at 5–8 °C.
Other packaging materials suitable for high O2 MAP of fresh prepared produce are:
Laminations or extrusions of OPP with low density polyethylene (LDPE);
Ethylene-vinyl acetate (EVA);
Polyvinyl chloride (PVC).
or other medium to very high O2 permeability films.
Coatings, dipping, spraying, etc., are the main applications of antimicrobial compounds, as natural
alternatives to chemical additives, whilst little is known about the use of antimicrobials as filling liquids.
An initial work by Senesi et al. [95] on the use of rectified apple juice as a filling liquid to increase
the quality and shelf-life of fresh-cut apples was followed, more recently, by D’Amato et al. [96]. The
authors evaluated the possibility of using a chitosan, honey and pineapple juice solution as filling liquids
to prolong the microbiological shelf-life of a fruit-based salad.
“Granny Smith” apples, “Gialla” first crop cactus pear fruits and “Regina” table grapes were washed;
then, apples and cactus pears were peeled and sliced, while grapes were cut without seeds. Mixed fruits
were placed in conical frustum-shaped cups, filled with four different solutions (sterile distilled water as
the control; 30% of acacia honey and 70% of distilled water; 50% of pineapple juice and 50% of distilled
water; 50% of low molecular weight chitosan solution and 50% of sterile distilled) and stored at 4, 8
and 12 °C.
The authors observed that the use of the natural antimicrobial compounds, as a filling liquid, affected
the microbiological shelf-life of salad.
At 4 °C, mesophilic and psychrotrophic bacteria did not reach the established limit (1 × 106 CFU/g)
during the whole storage period (14 days), in samples with honey and chitosan solutions, whereas it
ranged from about 6.34–7.81 days and from 9.38 to 11.49 for the control and samples with pineapple
juice, respectively.
Coatings 2015, 5 949
At 8 °C, all of the samples were stored for 10 days. For the samples treated with honey and chitosan
solutions, psychrotrophic bacteria did not reach the established limit during the storage, while in control
and pineapple juice, it was of 5–6 days. Concerning mesophilic bacteria, microbiological shelf-life was
strongly reduced in the control samples and in pineapple juice (about 3.7–4.3 days), whilst in chitosan
and honey, it was over six days. In addition, in the samples with chitosan solution, the microbiological
shelf-life, calculated by using the growth of yeasts, was over seven days and, by using lactic acid
bacteria, did not reach the established limit.
At 12 °C, the samples were stored for six days. The microbiological shelf-life of fruit salad without
antimicrobial compounds and with pineapple juice was always very low (1.5 and 4 days, respectively).
In the samples honey added, mesophilic and psychrotrophic bacteria did not reach the limit of
1 × 106 CFU/g. For lactic acid bacteria and yeasts, microbiological shelf-life reached 3.82 and
1.81 days, respectively.
Chitosan exhibited its high antimicrobial activity towards psychrotrophic bacteria, which did not
reach the established limit, while no advantage resulted for mesophilic bacteria and lactic acid bacteria
and yeasts.
The authors concluded that:
Honey inhibited mesophilic and psychrotrophic bacterial growth; the antimicrobial activity of
this natural antimicrobial compound was less effective on lactic acid bacteria and yeasts at all
storage temperatures;
Chitosan exerted a high antimicrobial activity for all microbial groups considered, particularly
at a low temperature of storage;
Pineapple juice was not effective towards all microbial groups, probably due to the high amount
of nutrients.
Further investigations are needed to improve the antimicrobial efficacy of honey and chitosan for
potential commercial applications. The literature is poor in articles addressing this topic; thus, it would
be advisable to explore the use of antimicrobial compounds as filling liquids.
In recent years, biological preservation has emerged as a promising strategy to extend the shelf-life
and to improve the microbiological safety of foods [97], since it fits well with the diffuse desire to
preserve foods by natural means. Several bacteria and yeasts have been already identified as
bioprotective agents [98], and different studies have been carried out on their application to fresh-cut
fruits and vegetables [99]. Table 3 summarizes the most recent studies performed on this topic.
In general, lactic acid bacteria (LAB) have shown the greatest potential as biocontrol agents of several
minimally-processed foods, because they are widely used in fermented foods and have a long history of
safe use [100]. However, several other bacteria and yeasts, often selected among the naturally-occurring
microflora, including strains of Pseudomonas syringae, Pseudomonas graminis, Gluconobacter asaii,
Candida spp., Dicosphaerina fagi, Metschnikowia pulcherrima and C. sake, have been proposed as
biocontrol agents in fresh-cut fruits and vegetables [101–104].
Coatings 2015, 5 950
Table 3. Overview of the most recent studies performed on the use of biocontrol
microorganisms to biopreserve minimally-processed products.
Minimally-Processed Product Proposed Microorganisms Reference
Biopreservation
Apples Leuconostoc mesenteroides, Leuconostoc citreum [103]
Apples Pseudomonas graminis [102,105]
Apples Candida sake [101]
Candida sp., Gluconobacter asaii, Dicosphaerina fagi,
Apples [106]
Metschnikowia pulcherrima
Apples Enterobacteriaceae [107]
Apples Lactobacillus plantarum [99]
Apples Lactococcus lactis [108]
Iceberg lettuce Leuconostoc mesenteroides, Leuconostoc citreum [103]
Iceberg lettuce Leuconostoc spp. [104]
Lamb’s lettuce Lactobacillus plantarum, Lactobacillus casei [99]
Melon Pseudomonas graminis [109]
Melon Pseudomonas graminis [110]
Peaches Enterobacteriaceae [107]
Scarola salad Lactobacillus casei [111]
Probiotic Biopreservation
Apple Lactobacillus rhamnosus GG [112]
Apple Lactobacillus rhamnosus GG [113]
Apple Bifidobacterium lactis Bb-12 [114]
Papaya Bifidobacterium lactis Bb-12 [114]
The success of LAB in preventing the growth and activity of undesirable microorganisms is due to a
large diversity of mechanisms of action related to the production of antimicrobial compounds, organic
acids, hydrogen peroxide, bacteriocins and diacetyl [103,104,115]. The combination of low pH values
and antibacterial activities of organic molecules produced by LAB remains the main mechanism for
biopreservation [97]. Several bacteriocin-producing LAB have been shown to be effective against spoilage
and pathogenic microorganisms in minimally-processed fruits and vegetables [116,117]. However, the
direct application of bacteriocins to fresh-cut products did not provide completely satisfactory results
probably due to the adsorption or inactivation of the added compound into the food product [116]; on
the other hand, the direct use of living bacteriocinogenic bioprotective strains could lead to a more
effective protection of the food product by circumventing the mentioned problems because of the
localized and constant delivery of the antibacterial compound, which will add to other advantages, like
space colonization by the strain [116,117]. The inhibitory properties against contaminating foodborne
pathogens and spoilage microorganisms could also consist of a mere competition for nutrients (vitamins,
minerals, trace elements and peptides), and therefore, via competition or antibiosis, LAB are able to
function as a hurdle to pathogen growth and survival [118].
In the last decade, different LAB species were proposed as biocontrol agents in minimally-processed
fruits and vegetables (see Table 3). In 2004, Scolari and Vescovo [111] performed several challenge
tests on salad leaves by simultaneously inoculating Lactobacillus casei and various pathogens (S. aureus,
Aeromonas hydrophila, E. coli and L. monocytogenes). A significant inhibitory effect by the LAB
Coatings 2015, 5 951
towards all of the pathogenic strains was observed and confirmed by the same authors during a
subsequent study about the influence of Lb. plantarum on the growth of S. aureus [119].
Trias et al. [103] found five strains of LAB (some Leuconostoc spp. strains) that were able to inhibit
L. monocytogenes and Salmonella Typhimurium in cut iceberg lettuce leaf, but were not effective in
reducing the amount of E. coli. More recently, Siroli et al. [108] showed the good performance of a
nisin-producing strain of Lc. lactis, which was able to inhibit L. monocytogenes, E. coli and the total
mesophilic species when added at a level of 7 log CFU/mL in the washing solution of minimally-processed
lamb’s lettuce and combined or not with thyme essential oil. In 2015, the same authors proposed two
other LAB strains (Lb. plantarum V7B3 and Lb. casei V4B4) to be used as biocontrol agents alone or in
combination with thyme essential oil (EO) in lamb’s lettuce [99]. In this work, the use of the
Lb. plantarum V7B3 strain (6 log CFU/mL) during the washing phase of fresh-cut lettuce increased
product shelf-life and safety; L. monocytogenes and E. coli viabilities were significantly reduced over
the nine days of refrigerated storage. Promising results were also obtained for biopreservation of
minimally-processed golden delicious apples packaged in a modified atmosphere alone or in
combination with natural antimicrobials (2-(E)-hexenal/hexanal and 2-(E)-hexenal/citral) [99]: a strain
of Lb. plantarum (CIT3) was able to increase the safety of sliced apples, when inoculated at levels of
6–7 log CFU/g in the washing dipping solution, both alone or in combination with natural antimicrobials.
Other non-lactic acid bacteria and yeasts were also proposed as biocontrol agents (Table 3) For
example, the growth of L. monocytogenes and Salmonella Enterica in fresh-cut apples has been prevented
using fungal antagonists [106]. When inoculated at a low level, L. monocytogenes cell loads were greatly
reduced (from 5.7 to 6.0 log units after seven days) by strains of G. asaii, Candida spp., D. fagi and
M. pulcherrima. At high pathogen inoculum levels, only G. asaii and Candida spp. reduced the cell load
of L. monocytogenes population to non-detectable levels. Abadias et al. [101] found that the application
of the fungal postharvest antagonist C. sake CPA-1 reduced the growth of a mixture of E. coli strains in
fresh-cut apples at 25 °C, whereas Alegre et al. [107] isolated a new strain of Enterobacteriaceae that
reduced the growth of Salmonella, L. monocytogenes and E. coli O157:H7 on fresh-cut apples and
peaches. P. graminis was found be able to reduce or slow down the development of foodborne pathogens
on minimally-processed fresh-cut apples and peaches [105]; in this case, the inhibitory effect of the
antagonists on the foodborne pathogens was not instantaneous and became apparent after 6 days at 5 °C.
This strain was also proposed for fresh-cut melon, reducing Salmonella and L. monocytogenes growth
during storage at 5, 10 and 20 °C [109]. The strain effectiveness depended on the pathogens’
concentration and on storage temperature. At a low pathogen concentration and 20 °C, L. monocytogenes
growth was reduced between 2.1 and 5.3 log CFU/g after two days of storage and Salmonella growth
between 2.0 and 7.3 log CFU/g.
Although research on the use of biocontrol agents in minimally-processed fruits and vegetables has
increased in recent decades, the standardization of a biopreservative approach is still difficult to realize.
Independent of the species and strains proposed, in fact, the various studies available in the literature
clearly highlight that the efficacy of biocontrol agents is affected by different factors, such as the
inoculation level, the presence of other bacteria, the physico-chemical and compositional features of the
products and the storage conditions. Further investigations are required, especially considering that
process conditions have to be taken into account, during the scaling up at the industrial level.
Coatings 2015, 5 952
An interesting modern challenge is to incorporate probiotic bacteria into coated processed fruits and
vegetables in order to improve their shelf-life (biopreservation), while providing new non-dairy
functional foods. As is well accepted, edible films/coatings may serve as carriers of food additives, such
as anti-browning agents, antimicrobials, colorants, flavors, nutrients and spices [24]. Some
authors [114,120] proved that the coatings were also good carriers for antioxidant agents, such as
cysteine, glutathione and ascorbic and citric acids; thus, the addition of LAB to obtain functional edible
films and coatings could have successful implications. Several studies were already conducted on
different fruits, as is shown in Table 3. This new trend has arisen from more considerations. As just
mentioned, the inclusion into coatings of cultures with inhibitory properties could improve the shelf-life
and safety of minimally-processed products, while reducing the need to use increasing levels of chemical
additives [118]. In addition, the steps of minimally-processing vegetables, such as peeling and cutting,
promote the release of cellular content rich in minerals, sugars, vitamins and other nutrients, creating
ideal conditions for microbial growth: this characteristic allows the use of fruit and vegetable food
products as probiotic carriers. According to Soccol et al. [121], in fact, minimally-processed fruits and
vegetables are very good matrices providing ideal substrates for probiotics, since they contain minerals,
vitamins, antioxidants and fibers. Moreover, due to their cellulose content, fruits, such as apples and
pears, may also exert a protective effect on the probiotic microorganisms during passage through the
intestinal tract [122], allowing these microorganisms to reach the colon and benefit the host. It has been
reported that the optimum probiotic growth temperature is between 35 and 40 °C, and the best pH is
between 6.4 and 4.5, ceasing when a pH of 4.0–3.6 is reached [123]. This situation could be solved by
using some supports, such as agar, polyacrylamide, calcium pectate gel, chemically-modified chitosan
beads and alginates, to provide a physical barrier against unfavorable conditions [124–126].
One of the first reports about this issue is the study of Tapia et al. [114]; fresh-cut apple and papaya
cylinders were coated with 2% (w/v) alginate or gellan film-forming solutions containing viable
Bifidobacteria, namely Bifidobacterium lactis Bb-12. The bifidus-containing coatings were more
permeable to water vapor than the corresponding films without probiotics, and gellan coatings were
more resistant to water transfer than the alginate ones. The most important result was that the
edible coatings were efficient in supporting Bb. lactis Bb-12 on fresh-cut apple and papaya. In 2010,
Rößle et al. [112] applied a probiotic microorganism (Lactobacillus rhamnosus GG; LGG) to fresh-cut
apple wedges (cultivar Braeburn). All samples were able to maintain a probiotic load of about ca. 108
CFU/g over 10 storage days, which is sufficient for a probiotic effect, and this is comparable to the
counts of probiotic bacteria in commercially-available dairy products. It is also important to underline
that the physico-chemical properties of the apple wedges containing LGG compared to the control
(without probiotics) remained stable over the observation period. In a subsequent work [113], the
effectiveness as a biocontrol agent of the same probiotic strain against Salmonella and
L. monocytogenes on minimally-processed apples throughout storage, as well as its effect on apple
quality and natural microflora was evaluated. The obtained results showed that Salmonella was not
affected by co-inoculation with LGG, whereas the L. monocytogenes population was 1-log unit lower in
the presence of probiotic population maintained over recommended levels for probiotic action (106 CFU/g)
along 14 days.
Although still unexplored, this new challenge appears to be highly advantageous, since minimally-processed
fruits and vegetables are a food category rich in nutrients, intended for consumption by all individuals
Coatings 2015, 5 953
and widely accepted among consumers [127]. Thus, edible coatings, including probiotic bacteria, when
applied to minimally-processed products, open new possibilities to improve their shelf-life and safety
while providing innovative functional foods.
6. Concluding Remarks
The use of non-conventional tools to preserve and prolong the quality of minimally-processed fruits
and vegetables seems to be the future trend to obtain improved final products. In particular, the
application of the antimicrobial compounds into coatings and/or filling liquids should be further
investigated due to their environmental friendliness and versatility. A combined approach of these
technologies, through additive and synergistic interactions, could be useful to obtain innovative and safe
minimally-processed products.
Author Contributions
Conflicts of Interest
References
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