Anbalakan. Objectivity in History. An Analysis.
Anbalakan. Objectivity in History. An Analysis.
1, (2016), 21–33
K. ANBALAKAN
School of Humanities, Universiti Sains Malaysia
11800 USM Pulau Pinang, Malaysia
[email protected]
Introduction
In the Preface of his first major work, History of the Latin and Teutonic Nations
from 1494 to 1514 (1824), Ranke wrote that the job of the historian is to present
the past as it had actually happened. To achieve this he had outlined several
guidelines that a historian has to adhere to while writing history such as using
only validated facts and ridding oneself of prejudices and moral judgments
against the object that was investigated. Ranke lamented that in the past history
was diverted from its actual purpose and had been used to judge the past so that
the future generation would benefit from that. This, Ranke argued, was not the
job of history or historians. He cautioned historians against allowing their own
judgements in recreating the past lest the degree of objectivity in their work
would be compromised. He stressed that only when a historian removed all
Ranke advocated this view in the first quarter of the 19th century. Since Ranke's
view had created a strong impact among historians sometimes it is mistakenly
assumed that the effort to write objective history began only since the time of
Ranke. But, this is not correct. Actually, the yearning to write objective history
had always been a practice among historians since the time of Herodotus itself.
Herodotus travelled to almost all the countries involved in the Persian War,
including the countries of enemies, and interviewed as many witnesses as
possible to ensure that facts presented in his Persian Wars were accurate. He had
used some kind of critical analysis to ascertain that the information given by the
witnesses was true and correct (see Brown 1954, 829–833).
lbnu Khaldun, the Muslim scholar who had lived in the 14th century, had argued
that unless historians adhere to strict professional ethics it was not possible to
write objective history. In the Muqaddimah, he criticises the works of several
Muslim scholars as lacking in objectivity as they had deviated from the basic
principles of history writing. He also, like Ranke, had proposed several principles
to be followed by historians to produce objective historical works (see Ibnu
Khaldun trans. Rosenthal 1967, 6–68). Thus, it is clear that the concept of
objectivity and the urge to write objective truth had already existed among
historians since before the times of Ranke.
research methods. University students from the United States, for example, had
travelled to Germany to study Rankean methods of writing objective history.
And, as a recognition of his contributions towards writing objective history,
Ranke was appointed as the honorary member of the American Historical
Association. In fact, Ranke was the first to be accorded this honour (see Novick
1988, 1–26).
To put it in a nutshell, Beard argues that the actual reality does not exist for
anyone to rewrite it or make an interpretation on how such and such thing had
happened. The historian using whatever traces of that reality that is left behind to
reconstruct what he believed could have happened. In doing so the historian
visualises the past based on his experience and knowledge and recreates a history
that suits the demands of the present. Hence, history is nothing but an
interpretation of the past in terms of the need of the present. Based on this
arguments Beard drew the conclusion that objective truth in history could never
be known.
Perhaps, Becker and Beard were the earliest scholars to have openly challenged
the optimism created by Ranke among historians towards writing objective
history. Hence, not surprisingly, the views of these Relativists had invited strong
criticism from some of the well established historians and philosophers. Maurice
Mandelbaum (1967), for instance, in his work The Problem of Historical
Knowledge: An Answer to Relativism, had brushed aside the arguments of the
Relativists as unacceptable. He disagreed with the Relativists' notion that history
reflected nothing but the thoughts of the historian. He claimed that the Relativists
had failed to differentiate between a "statement" and a judgement. He argued that
truth in history was concerned with the statement and not the judgement. The
statement and not the judgement that narrates the event as it had actually
happened. External factors do not in any way influence the presentation of the
statement that explains the event objectively. Mandelbaum also disagreed with
the argument that historians were selecting facts to suit their needs. He did not
deny that historians select their facts, but, disagreed that this was done to suit
their needs. He argued that historian usually does this based on the relevance of
the facts to the question he was trying to answer (see Mandelbaum 1967,
Chapter 3).
Objectivity in History 25
Arthur C. Danto (1968) disagreed with the claim that the inability of historian to
detach completely from the object that was being studied was an obstacle to
write objective history. He justified his disagreement arguing that the inability to
detach from the object was not peculiar to history alone but a sine qua non for all
empirical research. With that he rebutted Beard's claim that complete detachment
was possible in natural sciences. In natural sciences, Danto claimed, the
researcher usually begins with a hypothesis and selects only those facts that
could support his hypothesis. Hence, not only a kind of attachment exists
between the subject and the object but the subjective selection of facts also
occurs (Danto 1968, 96–100).
Oscar Handlin (1979) refuted Becker's argument that since the actual reality was
not available for the historian to investigate he cooks up a story that suits him
based on whatever little traces that had been left behind of that reality. Handlin
argued that it was impossible for a historian to recreate an event based on his
imagination if the available facts, even if they were too little, did not support the
historian's version of that event (Handlin 1979, 1).
E. H. Carr, too, though was espousing a view similar to that of Becker when it
came to the definition of what historical facts were, was opposed to the claim
that truth in history was not objective. He suggested that objectivity should not
be measured based on the degree of detachment between the subject and the
object but rather on the relationship between the available facts and the
interpretation arrived at by the historian. History has to be accepted as objective
if it is supported by the facts presented by the historian (Carr 1964, 119–124).
A much stronger criticism against relativism was put forth by David Hackett
Fisher in his Historian's Fallacies: Towards a Logic of Historical Thought
(1970). Fisher condemned historical relativism as absurd and pernicious as it
encouraged anyone and everyone to write whatever he wanted and get away with
it by arguing that what was written need not necessarily be true to everyone and
at all times. In short, Fisher claimed that historical accuracy has diminished due
to the progress of historical relativism (1970, 42).
The debate between the Relativists and the Objectivists that had started at the
beginning of the last century does not seem to have an end. It continues to go on
even now, though not with the original vigour or vehemence. However, the
unceasing questioning of objectivity in history keeps disturbing the serious
historians who are genuinely slogging to recreate the past as truthfully as
possible within the given limitations. It is just unfortunate that their arguments in
defence of objectivity had failed to convince the Relativists. The Relativists are
unwaveringly sticking to the conviction that the criticism put forth by Becker and
Beard against objectivity holds true then, now and forever.
26 K. Anbalakan
An Analysis of the Relativist Argument
From the foregoing it is obvious that Both Becker and Beard's scepticism against
objectivity is premised on the argument that the past had passed leaving behind
very little traces thus making it impossible for anyone to recreate it in its totality.
Their justification is that since the actual reality is not there whatever is being
presented as history by the historian is nothing but the historian's imagination of
the past. Thus, Becker claims, there are two histories: one the actual past and the
other the imaginative recreation of the historian. And, the history recreated by the
historian could never be what had actually happened but a mental mapping of the
historian—"a blend of truth and fancy" (Becker 1931, 222–229). This, the
Relativists argue, allows the historian to present a picture that suits the needs of
the time the historian lives. Hence, history could only be true relative to the time
of the historian.
Becker elaborates this point in his "Detachment and the Writing of History"
(1958), arguing that "Someone saw the incident and wrote down like Caesar was
stabbed by Senators. When I read the statement a mental picture is formed at
once: several men in a room driving daggers into one of their members. But, it's
not the statement alone that enables me to form the picture. My own experience
enters in. I have seen men and rooms and daggers and my experience of these
things furnishes the element of which the picture is composed. The picture
changes as I read more of the Roman world" (1958, 10–12). With this, he argues
that there is no way whereby one could get to know the actual history of the past.
What we get is not what actually had happened but what the historian tells us to
have happened.
nearing the actual reality. And, he shall start recreating the reality only after this
exhaustive research for facts on the event he studies and is convinced that he has
comprehended the past in its right perspective.
Beard cites Tacitus as example to support his claim that historians are usually
influenced by their personal beliefs and emotions and manipulate history to suit
the needs of their time. What Beard writes about Tacitus is true. No doubt about
that. It is generally accepted by historians that Tacitus, rather than presenting
history as it had actually happened, was more inclined to use his ingenuity to
paint a damning picture of the ruling aristocrat (see Usher 1969, 207–214). But
then, it looks that Beard has chosen a wrong historian to support his arguments
against objectivity in history.
Tacitus was a renowned Roman historian of his time. No quarrel over it. His
works give us a good understanding of the history of Rome of his own time and
the time before him. And, he also seemed to have begun writing history to
present the past as it had actually happened in the traditions of the Greek
historians. In the Preface of his Histories (109 AD), for instance, he wrote,
"…but partiality and hatred towards any man are equally inappropriate in a
writer who claims to be honest and reliable." But then, he had drifted away from
this noble principle when he set to write the Annals (117 AD), documenting the
history of the Julio-Claudian emperors, more especially of Tiberius. He began his
Annals writing "This I hold to be the chief office of history, to rescue virtuous
actions from oblivion, and to make men fear the infamy which posterity will
surely attach to vile words and deeds." He had all the facts and figures in his
disposal to rescue virtuous actions of the Julio-Claudian rulers from oblivion. But
he did not make use of them. Rather, he chose to rely on unsubstantiated tales
and hearsay that suited his need—to cast aspersions on the character of the Julio-
Claudian emperors. Thus, not surprisingly, his Annals is being criticised as
portraying the "expression of anger and resentment of four generations of
frustrated aristocrats" and not history (Usher 1969, 208). Even Becker describes
Tacitus as the "disgruntled Roman" (Becker 1958, 47). Hence, using Tacitus'
works to argue against objectivity in history does not do justice to the serious
historians who continue to strive to recreate the past as accurate as possible.
28 K. Anbalakan
Rather, the works of the great Greek historians like Herodotus and Thucydides
should have been analysed for this purpose.
Beard's unyielding arguments to prove that written history was true only relative
to the historian's time looks as though he was making an attempt to give
justifications for his own work that had been decried vehemently in the US.
Using Marxist approach, he had, in his Economic Interpretation of the American
Constitution (1913), tried to argue that the founding fathers of the US were
driven by economic interests rather than philosophical considerations in framing
the US Constitution. According to Peter Novick (1988, 96), Beard's work was
condemned not only as "libellous, vicious and damnable but also as filthy lies
and rotten aspersions." Of course, Beard could argue that what he had written
was true relatively. But, unfortunately, his interpretation was rejected even at his
own time and by his own people. It is possible that the aversion the Americans
had against Marxism could have been the reason behind this aggressive rejection.
Even Becker was not spared. He was severely criticised for espousing pro-
Communist views and was forced to substitute the term "Marxism" with "so-
called scientific socialism" in his works (Novick 1988, 199). The problem here is
not so much on the perspective that a historian uses but allowing preconceived
ideas to influence the interpretations he makes in his works. It's not clear whether
Beard had begun his interpretation of the US Constitution as a neutral and truth
seeking historian or started off with the preconceived Marxist hypothesis that all
Objectivity in History 29
Nevertheless, the Relativists continue to argue that different historians tend to see
history in different perspective and due to this the truth in history is not absolute
but keeps changing. It is not denied that there is some truth in this notion. The
Greeks and the Romans gave importance to war and politics in their writings.
During the middle ages the focus was on determining the hidden agenda of the
God in all human activities. Ranke's emphasis was more on politics and
diplomacy, while Marx saw history as the result of class struggle (see Marwick
1989, 31–52). But, should viewing history in different perspectives reduce the
degree of truth in history? Not necessarily. In history, using different approaches
is not only unavoidable but something that is encouraged, too, as the
explanations derived from different perspectives enable a deeper and wider
comprehension of the past. In the history of India, for instance, for a question as
to why did India become economically backward under the British rule even
though the British had introduced modern economy, there are at least three
different explanations by three renowned historians. Romesh Chunder Dutt
(1960, x–xiv, 257–161), for instance, argues that the British had intentionally
destroyed all the Indian industries to rid competition from them and at the same
time to convert India from an export oriented economy into a market for the
products of England. D. R. Gadgil (1971, 17–18), however, claims that the
Indian industries had suffered natural death as they were unable to compete with
the technologically superior competitors from Yorkshire and Lancashire.
Whereas, Barrington Moore (1966, 370) argues that the British had created
conducive climate for economic growth in India by improving transportation,
communication and irrigation facilities, but the failure of the Indians to grab
those opportunities to participate actively in the economic endeavours had made
India to lag behind in industrialisation.
The three explanations given above may seem to be contradicting each other and
hence strengthen the argument in favour of relativism—what is true to one
historian is not so to another. But, on a critical analysis of the three answers it
can be shown that they are not contradicting but complementing each other.
Romesh Dutt did not make an unsubstantiated statement when he claimed that
the British had executed a gradual plan to close down all the industries that had
existed in India then. He had provided ample authentic evidences, gleaned from
the official records of the English East India Company (EIC) and the British
Parliament, to substantiate his thesis. These records show without any doubt that
special instructions had, indeed, been given to the EIC officials to take whatever
actions they could to hasten the closure of the existing Indian industries and curb
the growth of any new ones. In the light of these evidences, could anyone with
some basic training in writing history argue that Romesh Dutt's version of history
30 K. Anbalakan
is not objective? In fact, Moore (1966, 344–348) himself agrees that there was a
concerted effort by the EIC to impede industrial growth in India.
And, the argument of Barrington Moore, too, is not without any basis. No one
can deny that there was vast infrastructural improvement in India under the
British rule. But, whether or not that was sufficient enough to lure the Indians to
participate and contribute positively to the economic growth of India has to be
analysed before admitting the merits in Moore's hypothesis. Nevertheless, it is
wrong to argue that the version of history presented by Moore is a mental map—
a creation of his imagination—that could at best be true to him and his time only.
As has been said above, all the three explanations should be accepted as
fragments of the larger reality and each of these is true and complementing each
other. In essence, that is what history is all about.
To ensure that historians do not slither away from presenting the true past,
Marwick (1989) suggests that the approach a historian chooses should not be
decided based on the historian's preference but the problem that has to be solved.
One approach may be suitable for one type of problem while another for a
different type of problem. A historian may choose any one approach or a
combination of several approaches depending on the question that has to be
answered but without giving exclusive privileges to any one approach (Marwick
1989, 25). In this respect, it is well to note here that using a particular perspective
will not impede the attempts of a historian to write objective history if his
allegiance is solely to the facts of history and presenting them as truthfully as
possible. Only when a historian shifts his allegiance from presenting the truth to
any particular ideological considerations or political thoughts or any other
outside authority and find ways to please them would he get drifted away from
presenting objective history. If the works of the priestly historians of the middle
ages are not accepted as objective history it is not because their focus was on
trying to prove the supremacy of their religion but the method that they had used
to write history, which is considered as not scientific at all. As Collingwood
(1978, 56) puts it, the Christian historians did not use any critical analysis to
ascertain the veracity of the documentary evidences they had used to write
Objectivity in History 31
history. It is obvious that their aim was not to present history as it had happened
but to distort it to suit the needs of their religious calling (see Marwick 1989, 30–
31).
The argument of Becker, equating the historian's inability to know the total
reality to his inability to knowing the objective reality of the past at all, also
looks to have been placed on a misconceived idea of what history is. Becker tries
to reinforce this argument by citing the 49 BC crossing of the Rubicon by Julius
Caesar. He argues that crossing of a river is not at all an important event. Yet, it
has been accepted as history and is being passed on from generation to
generation as a significant occurrence in the Roman history because it has been
made out to be one by the historian using the figment of his imagination. Even in
that, the story remains incomplete and partial only. The historian has given us
only that little fragment of the past that he felt significant and not the entire past.
This, Becker argues, is because it is not within the means of any historian to
know the total reality. Hence, the history that is given to us by the historian is
nothing more than the historian's mental fabrication of what he believes ought to
have happened and not what had actually happened (see Becker 1958, 43–57).
Again, the argument of Becker that it was humanly impossible for the historian
to get to know the total reality of the past is not denied. But, is that the job of the
historian? No historian would ever endeavour to present the total reality. Since
the time of Herodotus historians have been trying to document specific
occurrences only which they felt were significant. Yet, in all these there is a real
past and the historian is trying to explain how and why that particular event had
occurred. Neither Herodotus nor Thucydides and not even any of the great
Roman historians had ever tried to present the total reality of the past. In fact, no
one knows what the total reality is! Even for a simple incident that may happen
now, right in front of everyone's eyes, no one will be able to capture the total
reality. What is reported in the press and other Medias, and even in the
government gazettes, too, cannot justifiably claim to be portraying the total
reality. Under such circumstances, expecting historians to recreate the total
reality of the past as a precondition to objectivity is a little too farfetched. And,
arguing that the inability of the historians to do that undermines the objectivity of
the history presented by them is unacceptable. It has to be understood that not
knowing the total reality is not the same as not knowing the reality at all. What
has to be scrutinised in any historical work is not whether the total reality is
presented or not but whether what has been presented is corroborated fully by
verified evidences and whether or not the historian has managed to free himself
from any external influences during the process of recreating that particular
human past. That aside, just because the historian has shown only a fragment of
the past, that, too, something that he believes to be significant, it does not mean
what he has produced is not true. He did not create it. It is something that had
32 K. Anbalakan
actually happened and exists independent of the historian's interpretation. It is a
part of the larger actual reality that the Relativists argue and not an invention of
the historian. Hence, it is unreasonable to argue that that fragments of the real
past that the historian has recreated is not true or true only relatively.
Conclusion
It looks like the argument against objectivity in history, at least much of it,
stemmed from the misconception on the meaning and practices of history. It is
grossly unreasonable to compare history with the natural sciences and expect a
complete detachment from the object that is being studied. It is not denied that
the historian is a prisoner of the age and society he lives in, and the danger of he
becoming a victim of ideological considerations, political thoughts, nationalistic
fervours, patriotic zeal and so on is imminent. But, that does not mean a
complete detachment is a must for writing objective history. A trained historian
is able to handle this hitch effectively as he is aware of these distractions. That
aside, a complete detachment, though it could never be possible, shall never
entail the writing of any meaningful history. Becker (1910, 534), himself
concedes that "detachment would produce few histories, and none worthwhile,
for the really detached mind is a dead mind." Thus, the argument that history
could be accepted as objective only when the historian detaches his experience,
knowledge and feelings completely from the history he writes is not sustainable.
A historian needs all these resources to be able to analyse and comprehend the
actions of the human in the past in its right perspective.
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