Robert Maynard Hutchins, Saint Thomas and The World State (Inglés)

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St.

Thomas and the World State Aquinas Lecture ;


title:
1949
author: Hutchins, Robert Maynard.
publisher: Marquette University Press
isbn10 | asin: 0874621143
print isbn13: 9780874621143
ebook isbn13: 9780585306339
language: English
Thomas,--Aquinas, Saint,--1225?-1274--Political
subject
and social views, International organization.
publication date: 1949
lcc: JC361.H8 1949eb
ddc: 321.04
Thomas,--Aquinas, Saint,--1225?-1274--Political
subject:
and social views, International organization.
Page iii
Aquinas Lecture 1949

St. Thomas and the World State


Under the Auspices of the Aristotelian Society of Marquette University
By Robert M. Hutchins
Chancellor, The University. of Chicago

MARQUETTE UNIVERSITY PRESS


MILWAUKEE
1949


Page iv
Copyright 1949
By The Aristotelian Society
Of Marquette University


Page v

To
MORTIMER ADLER
for twenty-two years

Page vii

Prefatory
The Aristotelian Society of Marquette University each year invites a scholar to deliver a
lecture in honor of St. Thomas Aquinas. Customarily delivered on the Sunday nearest
March 7th, the feast day of the Society's patron saint, these lectures are called the Aquinas
Lectures.
In 1949 the Society had the pleasure of recording the lecture of Robert Maynard Hutchins,
Chancellor of the University of Chicago.
Born in Brooklyn, N. Y. in 1899, Chancellor Hutchins attended Oberlin College 1915-17,
served in the U. S. Army 1917-19, and received from Yale University his A.B. in 1921, an
honorary M.A. in 1922 and LL.B. in 1925. He was master of English and history at Lake
Placid School, 1921-23; lecturer in the Yale University law school, 1923-25; secretary of
the University 1923-27; professor of Law 1927-29 and dean of the Yale University law
school 1928-29. In 1929 he was appointed


Page viii
president of the University of Chicago and in 1945 became Chancellor.
He has been awarded the honorary degree of Doctor of Laws by West Virginia University,
Lafayette College, Oberlin College (1929), Williams College (1930), Berea College (1931),
Harvard University (1936), Tulane University (1938), the University of Copenhagen
(1946), the University of Frankfurt (1948) and the University of Stockholm (1949); the
University of Illinois gave him an honorary Doctor of Letters degree in 1947.
He holds the Italian Croce di Guerra and is an officer of the French Legion of Honor.
Chancellor Hutchins was chairman of the Commission of Inquiry on Freedom of the
Press in 1946 and of the Committee to Frame a World Constitution in 1948.
He has made innumerable public addresses and contributed to many scholarly and
popular periodicals.
He has published three books: No Friendly Voice (1936); The Higher Learning in
America (1936), and Education for Freedom (1948).


Page ix
To these the Aristotelian Society takes pleasure in adding St. Thomas and the World
State.


Page xiii
It is therefore to be hoped that the doctrines of Aquinas, concerning the ruling of peoples and the
laws which establish their relations with one another, may be better known, since they contain the
true foundations of that which is termed the 'League of Nations'
(Pius XI Studiorum Ducem, 29 June 1923).
As formerly, when the Church contributed, after the mediaeval fashion, to the political moulding of
Europe, it seems that today she is aware of her duty to contribute, after the fashion of our modern
age, and thanks to the moral authority which is everywhere recognized as being hers, to the
salvation of our threatened civilization, to the social shaping of the world and the advent of a new
order
(Maritain Ransoming the Time, p. 204).


Page 1

St. Thomas and the World State


In this lecture I propose to show how St. Thomas, beginning with the remark of Aristotle
that the state is the perfect community, transmuted that remark into a political theory
relevant in every age; and how this theory, together with the teachings of St. Thomas in
the Treatise on Law, leads irresistibly in our day to world law, world government, and a
world state.
I
Aristotle said in the Politics, "But, if all communities aim at some good, the state or
political community, which is the highest of all, and which embraces all the rest, aims,
and in a greater degree than any other, at the highest good." 1


Page 2
He went on: "But when several families are united, and the association aims at something
more than daily needs, then comes into existence the village. . . . When several villages
are united in a single community, perfect and large enough to be nearly or quite self-
sufficing, the state comes into existence originating in the bare needs of life, and
continuing in existence for the sake of a good life. . . . Besides, the final cause and end of
a thing is the best, and to be self-sufficing is the end and the best. . . . The proof that the
state is a creation of nature and prior to the individual is that the individual, when
isolated, is not self-sufficing." 2
These observations must be taken, as their author implies, as the statement of an ideal.
Herodotus and Thucydides do not portray the Greek city-state as aiming at the highest
good; certainly they do not portray it as achieving it. And when Aristotle wrote, the city-
state had long passed its prime. Nor can it be said the city-states had been in any sense
self-sufficing. The aggrandizement of Athens must have borne


Page 3
some relation to the fact that Athenians did not feel self-sufficient, either with respect to
defense or with respect to material goods, within their own borders. Even the
conservative Spartans had not confined their hegemony to their own walls.
Aristotle was concerned to show the origin of the state and the aims of the state. In doing
so he laid down the attainment of autarky or self-sufficiency as a measure of what he
conceived the state to be.
These hints, for they are nothing more than that, St. Thomas took to build a political
theory comprehensive, coherent, and flexible. In the Treatise on Law he used the
language of Aristotle to define the aims of political organization. He said, ''As one man is
a part of the household, so a household is a part of the state: and the state is a perfect
community, according to Politics I, 1. And therefore as the good of one man is not the
last end, but is ordained to the common good; so too the good of one household is
ordained to the good of a single state, which is a perfect community.'' 3


Page 4
In De Regimine Principum he went beyond Aristotle and the city-state. He said, "Now
since men must live in a group, because they are not sufficient unto themselves to procure
the necessities of life were they to remain solitary, it follows that a society will be the
more perfect the more it is sufficient unto itself to procure the necessities of life." 4
Up to this point St. Thomas is merely paraphrasing Aristotle. But he goes on: "There is,
indeed, to some extent sufficiency for life in one family or one household, namely in so
far as pertains to the natural acts of nourishment and the begetting of offspring and other
things of this kind; it exists, furthermore, in one village with regard to those things which
belong to one trade; but it exists in a city, which is a perfect community with regard to all
the necessities of life; but still more in a province because of the need of fighting together
and of mutual help against enemies. So, the man who rules a perfect community, that is, a
city or a province, is called a king par excellence. . . ."5


Page 5
By this time it had become clear that a city might not be a perfect community; without the
aid of the surrounding territory it might not be able to protect itself. The meaning of
"state" had changed since Aristotle's day, because the state that might have been self-
sufficing in his day was now far from it.
In De Regimine Principum St. Thomas tells us flatly what it means to be self-sufficing.
He says, "For the higher a thing is the more self-sufficient it is; since whatever needs
another's help is by that fact proven inferior." 6 We must look, then, for a political
organization that does not need another's help if we are to discover the perfect
community.
In the Commentary on St. Matthew St. Thomas looks beyond the province. His words
are: "The community is threefold: that of the household, of the city, and of the kingdom.
The household is a community consisting of those through whom common acts are done;
it consists of a triple union, of father and son, of husband and wife, of master and
servant. The community of the city contains all things


Page 6
that are necessary to the life of man: therefore it is the perfect community as far as those
things that are merely necessary. The third community is that of the kingdom, which is the
consummate community. For when there is fear of enemies, it is not possible for a city to
subsist by itself; hence on account of fear of enemies it is necessary for there to be a
community of many cities, which make one kingdom." 7
It would appear that, however perfect the household may be for certain purposes, and the
city for other purposes, there are still other, and more inclusive, purposes that neither can
fulfil. The most important of these is peace, which Aristotle, curiously enough, nowhere
seems to regard as one of the essential conditions of the perfect community. In the
Commentary on St. Matthew, St. Thomas continues: "As life is in a man, so is peace in a
kingdom; and as there can be no health without moderation of the humors, so there is
peace when a body retains its proper order. And as when health declines, the man verges
toward his


Page 7
death, so when peace declines, the kingdom verges toward its death. So that the ultimate
thing that must be sought is peace." 8
This note of peace as characteristic of the perfect community is struck also in De
Regimine Principum, where St. Thomas says, "Now the welfare and safety of a multitude
formed into a society is the preservation of its unity, which is called peace, and which
when taken away, the benefit of social life is lost and moreover the multitude in its
disagreement becomes a burden to itself."9
Later on in the same work the same point is elaborated. St. Thomas says, "Yet the unity of
man is brought about by nature, while the unity of a society, which we call peace, must be
procured through the efforts of the ruler. Therefore, to establish virtuous living in a
multitude three things are necessary. First of all, that the multitude be established in the
unity of peace. Second, that the multitude thus united in the bond of peace be guided to
good deeds. For just as a man can do nothing well unless unity within his members be
presup-


Page 8
posed, so a multitude of men which lacks the unity of peace, is hindered from virtuous
action, by the fact that it fights against its very existence as a group. In the third place, it is
necessary that there be at hand a sufficient supply of the things required for proper living,
procured by the ruler's efforts." 10
St. Thomas then mentions some hindrances to the conservation of the state and adds,
"The third hindrance to the preservation of the state comes from without, namely when
peace is destroyed through the attacks of enemies, or, as it sometimes happens, the
kingdom or city is completely blotted out."11
According to St. Thomas, then, the perfect community is one that does not need the help
of another, that is at peace, and that can by its own will and resources remain so. Any
other community must be an accidental or inadequate organization of power. It cannot be
"self-sufficing."
Nor does the mind of St. Thomas fail to notice the community of the whole world, to
which St. Augustine had referred in The City


Page 9
of God. St. Augustine's words were: "After the city follows the whole world, wherein the
third kind of human society is resident, the first being in the house, and the second in the
city. . . ." 12 To Augustine also the aim of the earthly community is peace; for he goes on
to say, "And the heavenly city, or rather that part thereof which is as yet a pilgrim on earth
and lives by faith, uses this peace also, as it should until it leaves this mortal life wherein
such a peace is requisite . . . it willingly obeys such laws of the temporal city as order the
things pertaining to the sustenance of this mortal life, to the end that both cities might
observe a peace in such things as are pertinent hereunto. . . . This celestial society while it
is here on earth, increases itself out of all languages, being unconcerned by the different
temporal laws that are made; yet not breaking, but observing their diversity in divers
nations, so long as they tend unto the preservation of earthly peace, and do not oppose
the adoration of one God alone. . . . This peace is that unto which the pilgrim in faith
refers


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the other peace, which he has here in his pilgrimage; and then lives he according to faith,
when all that he does for the obtaining hereof is by himself referred unto God, and his
neighbour withal, because being a citizen, he must not be all for himself, but sociable in
his life and actions." 13
He goes on: "Wretched then are they that are strangers to that God, and yet have those a
kind of allowable peace, but that they shall not have for ever, because they used it not
well when they had it. But that they should have it in this life is for our good also;
because during our commixture with Babylon, we ourselves make use of her peace, and
though faith does free the people of God at length out of her, yet in the meantime we live
as pilgrims in her. And therefore the apostle admonished the Church to pray for the kings
and potentates of that earthly city, adding this reason, 'that we may lead a quiet life in all
godliness and charity.' And the prophet Jeremiah, foretelling the captivity of God's ancient
people, commanding them (from the Lord) to go peace-


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ably and patiently to Babylon, advised them also to pray, saying, 'For in her peace shall be
your peace,' meaning that temporal peace which is common both to good and bad." 14
This recognition of a world community by St. Augustine, in his intense concern for
peace, has a parallel in St. Thomas. The exigencies of peace brought him to regard the
kingdom, a larger political entity than the city, as a more perfect community than the city.
In his Commentary on the Sentences, St. Thomas goes on to the whole world. He says, ".
. . and between a single bishop and the Pope there are other grades of dignities
corresponding to the grades of unions insofar as one congregation or community
includes another one, as the community of a province includes the community of the city,
and the community of the kingdom includes the community of the province, and the
community of the whole world includes the community of a kingdom."15
II
St. Thomas does not deal with the possible political organization of the community of the


Page 12
whole world. But we know from the Treatise on Law that any political community
requires human law, why it requires it, and what that law is. We know that divine law and
natural law are not enough; positive law must be added. This law, in order to prove an
efficacious inducement to virtue, must have coercive power. 16 And sometimes, at least,
this law must be written, in order to supply what was wanting to the natural law; or
because the natural law was perverted in the hearts of some men, as to certain matters, so
that they esteemed those things good which are naturally evil.
St. Thomas sums up the matter thus: "On the contrary, Isidore says: Laws were made that
in fear thereof human audacity might be held in check, that innocence might be
safeguarded in the midst of wickedness, and that the dread of punishment might prevent
the wicked from doing harm. But these things are most necessary to mankind. Therefore it
was necessary that human laws should be made. . . . But since some are found to be
depraved,


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and prone to vice, and not easily amenable to words, it was necessary for such to be
restrained from evil by force and fear, in order that, at least, they might desist from evil-
doing, and leave others in peace, and that they themselves, by being habituated in this
way, might be brought to do willingly what hitherto they did from fear, and thus become
virtuous. Now this kind of training, which compels through fear of punishment, is the
discipline of laws.'' 17
The positive law, according to St. Thomas, applies with coercive power to everybody but
the sovereign. He says, ''The sovereign is said to be exempt from the law, as to its coercive
power; since, properly speaking, no man is coerced by himself, and law has no coercive
power save from the authority of the sovereign. . . . But as to the directive force of law,
the sovereign is subject to the law by his own will. . . . Again the sovereign is above the
law, in so far as, when it is expedient, he can change the law, and rule within it according
to time and place."18


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We see, then, that in the hands of St. Thomas the Aristotelian conception of the perfect
community underwent an important transformation. St. Thomas did not feel bound to
limit himself to the state of Aristotle; he saw that the city might often fail to provide those
things which were merely necessary; and he saw that peace was the most necessary thing
of all. He was prepared to adopt an evolutionary attitude toward the state and to recognize
that changing conditions might make thoroughly unsatisfactory a form of political
organization that was once adequate to men's needs. What was a perfect community at
one stage of history might be highly imperfect at another stage. He was not unprepared to
regard the whole world as a community.
Because of the fallen state of human nature divine law and natural law are not enough to
produce the unity of peace. Political organization requires positive law. The political
organization of the world community would require positive law on a world scale. It
would require legislative, judicial, and executive organs


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to adopt, declare, and enforce the positive law of the world. This law would be necessary
to regulate and control the sovereigns of extant states, who are exempt from the operation
of the positive law of their states and who cannot be regulated and controlled by divine
and natural law alone. These extant states, in the absence of positive law of the world,
may be expected to act toward one another as individuals may be expected to act in the
absence of positive law; they may be expected to break the peace.
III
If we follow the example of St. Thomas and ask ourselves what is the perfect community
today, we see by the light he has given us that not even on the economic level can any
extant state be regarded as self-sufficing in the Thomistic or even the Aristotelian view of
it. There is no state that does not need the help of another. As Father DeRooy has pointed
out, particular states are specialized, each in a certain way. 19 No one of them has at its
disposal all material resources and all the varieties of


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material goods that men can today reasonably want and use. The industrial changes that
have taken place since the time of Aristotle mean that even as to those things which are
merely necessary the extant states are not self-sufficing.
When we come to that which St. Thomas thought the real sign of self-sufficiency, namely,
peace, we see again that there is no state that does not need the help of another. We
observe, too, that the divine law and the natural law alone will not suffice to save us from
destruction. War is inevitable among sovereigns who are not controlled by positive law,
each of whom wants what the other has, who are close together, and who are equipped
with military force. In the world as it is today all sovereigns want what other sovereigns
possess, and modern transportation has brought them all close together, and will bring
them closer still. The United States and Russia are as close together as Athens and Sparta
were in the fifth century before Christ.


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The military force available to modern sovereigns exceeds anything of which Aristotle
and St. Thomas could have dreamed. The difference is one of kind; we now have
weapons against which there is no defense. Peace cannot be preserved by defenses when
there is no defense. Peace cannot be preserved by overwhelming force when a small
supply of atomic bombs can inflict irreparable damage on both sides; no force will look
overwhelming to a sovereign that has an adequate supply of these bombs. As war is
inevitable in a world of sovereigns uncontrolled by positive law, so the destruction of
civilization is inevitable if war breaks out after more than one nation has atomic bombs.
Since we know that it is merely a matter of a few years until more than one nation has
atomic bombs, we may say that unless sovereigns can be controlled by positive law it is
merely a matter of a few years until civilization is destroyed.
Arnold Toynbee has said, "About the year 1875, it looked as though Europe would find
equilibrium through being organized into a


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number of industrialized democratic national states. . . . We can now see that this
expectation of equilibrium, on the basis of the national unit, was illusory. Industrialism
and democracy are elemental forces. . . . What we can now pronounce with certainty is
that the European national state . . . is far too small and frail a vessel to contain these
forces. The new wines of industrialism and democracy have been poured into old bottles
and they have burst the old bottles beyond repair." 20
Fortunately, new bottles are available to us if we have the courage to use them; for the
same forces that have made the destruction of civilization inevitable in the absence of
positive law enforceable against nations have prepared for us a world that can be united
by law, since it is already one world. Upon this point Toynbee insists over and over again.
He says, "The main strand of our modern Western history is not the parish-pump politics
of our Western society as inscribed on triumphal arches in a half-dozen parochial capitals
or recorded in the national and municipal archives


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of ephemeral 'Great Powers.' The main strand is not even the expansion of the West over
the worldso long as we persist in thinking of that expansion as a private enterprise of the
Western society's own. The main strand is the progressive erection, by Western hands, of
a scaffolding within which all the once separate societies have built themselves into one.
From the beginning, mankind has been partitioned; in our day we have at last become
united 21 . . . as far as we know for certain, the only civilization that has ever become
world wide is ours. . . .22 As a result of these successive expansions of particular
civilizations, the whole habitable world has now been unified into a single great society. .
. .23 The historians of A.D. 4047 will say that the impact of the Western civilization on its
contemporaries, in the second half of the second millennium of the Christian era, was the
epoch-making event of that age because it was the first step towards the unification of
mankind into one single society. By their time, the unity of mankind will perhaps have
come to seem one of the


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fundamental conditions of human lifejust part of the order of natureand it may need quite
an effort of imagination on their part to recall the parochial outlook of the pioneers of
civilization during the first six thousand years or so of its existence. Those Athenians,
whose capital city was no more than a day's walk from the farthest frontiers of their
country, and those American contemporariesor virtual contemporariesof theirs, whose
country you could fly across from sea to sea in sixteen hourshow could they behave (as
we know they did behave) as if their own little country were the universe? . . . 24 In the
course of its expansion our modern Western secular civilization has become literally
world-wide and has drawn into its net all other surviving civilizations as well as primitive
societies."25
In this capture of the world by western civilization Toynbee sees a great new opportunity
for Christianity. His words are: "At its first appearance, Christianity was provided by the
Graeco-Roman civilization with a universal state, in the shape of the Roman empire


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with its policed roads and shipping routes, as an aid to the spread of the Christianity
around the shores of the Mediterranean. Our modern Western secular civilization in its
turn may serve its historical purpose by providing Christianity with a completely world-
wide repetition of the Roman Empire to spread over." 26
IV
In view of this opportunity, in view of the historical vision of the Church as the Church
Universal, in view of the dreadful consequences of another war, and in view of the
teaching of St. Thomas, it is not surprising that Popes and Bishops and other Catholic
thinkers should have insisted upon the unity of the world.
Benedict XV, in 1920, said, "It would be truly desirable . . . that all states should put aside
mutual suspicion and unite in one sole society or rather family of peoples. . . ."27
Pius XI said in 1922, "We forget that all men are our brothers and members of the same
great human family."28
Pius XII has many times discussed the government of this great human family. In his


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first allocution, in 1939, he called for an international juridical institution, and warned the
nations to bear in mind the experience gained from the ineffectiveness or imperfections of
previous institutions of the kind.
In his Christmas allocution a few months ago the Pope attacked "the aberrations of an
intransigent nationalism which denies or spurns the common bonds linking the separate
nations together and imposing on each one of them many and varied duties toward the
great family of nations." 29
"The Catholic doctrine on the state and civil society," the Pope said, "has always been
based on the principle that, in keeping with the will of God, the nations form a
community with a common aim and common duties."30
He pointed out that, "Even when the proclamation of this principle and its practical
consequences gave rise to violent reactions, the Church denied her assent to the
erroneous concept of an absolutely autonomous sovereignty devoid of all social
obligations."31


Page 23
As to the support that Catholics should give to movements for world organization, he
said, ''The Catholic Christian, persuaded that every man is his neighbor and that every
nation is a member, with equal rights, of the family of nations, cooperates wholeheartedly
in those generous efforts whose beginnings might be meager and frequently encounter
strong opposition and obstacles, but which aim at saving individual states from the
narrowness of a self-centered mentality.'' 32
The American Bishops, in November, 1944, demanded that positive international law
govern relations in the international community. This law was to be universal in scope.
Positive international law must be interpreted by a world court, the decisions of which
should be judicial, not advisory; and these decisions should be enforced.33
So Father DeRooy has said, "Nature has given us the general lines of the organization of
States. This work must be continued and made clearer by the work of men. . . . A
complete positive organization of international so-


Page 24
ciety would demand the following institutions: 1) A human authority well defined under
the authority of God. 2) A legislative power to make precise and to develop the precepts
of natural law and to put them in contact with contingent and changing reality. 3) An
executive power with an international coercive force to assure the application of the laws
and the judicial decisions. 4) A judicial power to judge all international litigations which
have not been resolved by other peaceful means such as arbitration." 34
Father Hensler has expressed the same views. He says, "It (the League of Nations) was
ineffective principally because it lacked genuine coercive power against recalcitrant
nations. . . . The Pope does not consider it enough to urge nations to observe the natural
moral law in their dealings with another. The natural law itself cannot be an ideal code; it
must be supplemented and reinforced by positive law. . . . Not only have the nations of
the world the obligation of organizing the international community, but the duty of sub-


Page 25
mitting to its authority in all that pertains to the common good of all mankind. . . . The
freedom of nations in their dealings with one another is exactly akin to the freedom of
individuals. It consists not in the right to be a law unto themselves, but to live under a
higher law. The right concept of national independence, therefore, is freedom limited by
law as determined and enforced by the appropriate authority of the international
community. . . . The international juridical institution which the Pope desires to be
established will have the task of determining the extent to which nations may act as free
agents in the international sphere." 35
Don Sturzo, in his attack on war, has noticed that history changes the rights and duties of
states, as St. Thomas noticed that the expanding needs of cities, and their increasing
dangers, changed the conception of the perfect community. He says, "To the objection that
the wars of the ancient Hebrews were legitimate and that 'God willed' the Crusades, it
must be answered that Moses authorized


Page 26
family vengeance (Numbers iii), that polygamy was accepted by Abraham, that slavery
was in use among the ancient Hebrews. If the abolition of such practices has done no
violence to Holy Scriptures, the same may be said of the abolition of war." 36
Don Sturzo then goes on to tell us what world government means. His words are: "In an
organized international community an aggressor state must be defined as one that either
has recourse to arms or prepares for a war, even to vindicate a right which was unjustly
violated. In such a community, no State will have any more right to take up arms of its
own accord than a private citizen in a national community to take the law into his own
hands and, without recourse to a tribunal of justice, to vindicate his own right or demand
reparation for an injury or restitution for damage that has been done him. . . . The
fundamental imperative of the common good imposes new limitations on the Heads of
national Governments; and one of these limitations is the inability to vindicate national
rights by any other means


Page 27
than recourse to the established juridicopolitical system which has taken from individual
States the initiative in war." 37
Don Sturzo insists upon the point that historical change has changed the conception of the
perfect community, a point upon which St. Thomas had insisted before him. Don Sturzo
says, "The root of the matter is that there exists in nature and according to nature an
international community, and that such a community, however potentially, imperfectly
and tentatively, has always existed, even though at times it has been clothed in the dress
of hegemonic power (as in the case of the Roman Empire) or of theocratic authority (as in
the case of the Holy Roman Empire or Christendom or of the Padisha for the
Mohammedans, or of the Empires of the Sons of Heavens or of the Sun for the Chinese
or Japanese). If there have been in the past several centers of international unification
rather than a single one, that was a consequence of two simple facts: first, the lack of
geographic unificationthe human race did not know itself fully


Page 28
because communications between the various continents were few and difficult; second,
religious differences at a time when common allegiance depended largely on unity of
belief, and when Christians themselves could be divided as they were into Eastern and
Western Churches.
"But now that modern ways of thinking have widened the separation between political
and religious life while, at the same time, intercontinental communication has become
more frequent, less difficult, and, in the air, extremely rapid, the possibility of ecumenical
unification has become more and more a reality. Today, under pressure of the tragic
events of two world wars, it is becoming a fait accompli." 38
V
But here arises an apparent contradiction, which has confused some Catholics and seems
destined to confuse more. Whereas Popes, Bishops, and Catholic thinkers seem to favor
world government, they also seem to favor the independence of sovereign states, and
some-


Page 29
times to regard divine and natural law as enough for the government of that community
which they unanimously discern in the world.
Thus in 1939 Pius XII called for an international organization "which, respecting the
rights of God, will be able to assure the reciprocal independence of nations big and
small." 39 Later in the same year he said, "A fundamental postulate of any just and
honorable peace is an assurance for all nations, great or small, powerful or weak, of their
right to life and independence."40
So the American bishops, after calling for what looks like a world government, say, "The
international organization must never violate the rightful sovereignty of nations.
Sovereignty is a right which comes from the juridical personality of a nation and which
the international organization must safeguard and defend."41
Such language seems to have bewildered Father DeRooy, who, as we have seen, demands
a world executive, a world legislature, a world court; in short, a world government. He
says, "The family is a society intrinsically


Page 30
incapable of attaining its end if it is not in a State, whereas the State is a perfect society in
the sense that it has by itself all the means necessary for attaining its end. It is not a
question of attaining its end through international society; it can attain that end by itself. . .
. We must take care then not to transpose simply to the state in respect of international
society the relations of subordination which hold between the individual and the family as
parts in respect of the state as a whole. This subordination is nowhere near so great." 42
In spite of his demand for positive international law, Father DeRooy says, "But how does
free will intervene to realize it (the common good of international society) in the
concrete? Simply in observing the natural law which rules the common life of the
states."43 Again he says, "Thus in the last instance the international life of States is
measured by the Eternal Law, and proximately by the natural law."44
Father DeRooy goes on, in asserting the right of the State to sovereign independence:


Page 31
"This right is founded on the fact that the State as a perfect society possesses an end and
the means for realizing that end independent of any other civil society. Consequently, its
authority does not depend on any authority superior to it (independence) and it must be
sovereign to establish the means for attaining its end. This sovereignty is both interior and
exterior. . . . Exterior sovereignty is manifested in the right of active and passive
legislation, the right of negotiation and the right to make war and peace. The limits of
sovereignty are fixed by the natural and divine law, by the right of the international
community and by positive pacts and customs." 45
This position, if it is to be literally interpreted, is sufficiently demolished by Don Sturzo,
who, as we have seen, demands a juridico-political system that takes from individual
States the initiative in war. He says, "Such a limitation, it is sometimes argued, is
incompatible with national sovereignty. The argument is based on the premise that the
State is a perfect society (to use the language of


Page 32
Scholasticism) that can accept none but the self-imposed limitations from which it may,
and sometimes must, withdraw according to the dictates of its own best interests; and this,
without any violation of natural or Christian ethics.
"The error that vitiates the argument is the assumption that the State is the only natural
and necessary society; as though the same were not true of the international community,
merely because it is supposed to be a purely voluntary society. It must be
rememberedwhat is too often forgotten by those who make this assumptionthat there
have been periods in the history of our civilization when there were no States (in the
modern sense of the word), and that the cities which were the centers of political power
were later unified into larger territories by kings or princes who ruled over federations or
dynastic kingdoms with little in common beyond the bond of allegiance to the same lord.
If one but recalls the patriarchal period, or the periods of family and tribal rule, it
becomes obvious that the so-called 'political'


Page 33
power can exist, actually or virtually, in other social groups than the modern State. Or if
one thinks of the vast empires in the past which have included many subject but separate
kingdoms (or even of modern instances) it should be clear that political power has been
vested in various manners and with varying degrees of responsibility.'' 46
Don Sturzo states his cardinal position thus: ''The concept of the State as a 'perfect
Society' is not absolute; it is relative to the functions of a society which is supposed to be
able, by its own means, to achieve a specific end. But when a particular society is no
longer able to attain this specific end, except in collaboration with other societies of the
same kind, it becomes a duty to collaborate. And, consequently, there arises a mutual
interdependence, and rights and duties are shifted to the new community. This is the case
of the individual who can no longer, by himself, achieve his end. It is the same with
families, with cities, with nations, with modern States. The society resulting from
collaboration realizes the pur-


Page 34
poses of individual members, but at the same time, transcends them in the name of the
common good." 47
VI
The contradiction in the views of popes, bishops, and Catholic thinkers is, I believe, more
apparent than real. I think these dignitaries and philosophers mean what Don Sturzo
means, though I must add that it would be useful if they would say so in such a way that
there could be no possibility of mistaking them. I think they know that the national state
is no longer the perfect community and that positive law is required to make the world
community an effective political organization. I believe that they are making two points
that are of the utmost importance: first, they are saying that any world government must
be a federal government; and second, they are saying that world government must come
into existence by consent and not by conquest.
When the American bishops say that the state has a natural right to sovereignty, they do
not intend to display any fondness for the


Page 35
modern state in its nationalistic manifestations. The main line of Catholic thought about
the modern national state reflects a desire to reduce rather than to enlarge its growing
power. The principle of subsidiary function in Quadragesimo Anno and the pluralism of
Maritain both show this desire. 48 Nor can this saying arise in Catholic thought from any
opposition to world government. This saying originated long before anybody was
seriously for or against world government.
When we say that a state has a natural right to sovereignty, we mean that a people has the
natural right to rule itself. A people is a group of human beings, sufficiently numerous
and sufficiently prepared by experience and diversity of talent to constitute a state, that is,
a perfect society. Its perfection lies in its supposed adequacy with respect to the end of
human associationthe common good. The fact that a community is perfect does not mean
that it is perfectly closed. It does mean that it is entitled to enter freely into relationships
with other communities of a similar kind, and


Page 36
that it cannot rightfully be forced into such relationships.
The origin and meaning of the saying that a state has the natural right to sovereignty,
therefore, is that one state may not forcibly impose its will upon another. It means that
Catholics should oppose the foundation of a world state by force. It cannot mean that
Catholics should oppose the formation of a world state by consent. If it did, it would
mean that the natural rights of thirteen sovereign states were violated at the birth of the
American Republic. This saying guarantees existing states the natural right to decide for
themselves whether they will join a larger union. The naturalness of the right to self-rule
is not contradicted when a given state freely decides to give up its supremacy; the
naturalness of the right is preserved in the freedom with which it gives it up.
From many quarters, East and West, we now hear the demand for world government by
conquest. Against this demand the Catholic doctrine of a natural right to self-rule will be


Page 37
a great protection. By the same sign Catholic doctrine should be a strong argument for
world government by consent, and all Catholics should, it would seem, be ardently
working for it.
VII
Let me summarize the history of the doctrine. Throughout the age of nations there is at
least one persistent strain in Catholic thought. From the Catholic tradition of
jurisprudence there came the most effective denials of the absolute sovereignty of nations.
Catholic jurists, as Catholics, were not bound to any one of the nation-states, nor to any
form that any one of them took. By no means indifferent to developments in the earthly
city, but from the secure vantage-point of a primary interest in the city of God, Catholic
jurists were strong proponents of the existence of an international society. The assertion
of the existence of an international society and the denial of absolute sovereignty to
nations were equivalent statements.


Page 38
A society exists only where there is a common end somehow commonly pursued. The
common good or end for this international society, the existence of which Catholic
tradition steadily asserted, could only be the good human temporal life that all human
beings, equal in nature, naturally desire.
The nations that composed this international society were not absolute sovereigns. There
was only one Absolute Sovereign. For the natural life of man God had made one decree
promulgated by His creative word, the word that created human nature. Natural law,
conceived as a participation of eternal law, is that decree. Natural law is but a preceptive
expression of the Divine intention for man's temporal existence as that intention is
contained in the natural inclinations of men for the perfection possible to men as men.
But Catholicism with its immense experience in the law, Roman and canon, and with that
greatest of all books on the philosophy of law, St. Thomas's Treatise on Law, to guide it,
could not be naive about the inadequacy of


Page 39
natural law to maintain order in the world. The end of human society, though fixed and
measured by natural law, requires for its existence and direction determinations of natural
law, in the form of human law delivered by authorities given the power to enforce its
directive intent. If experience is needed to support the point that any society will be
inadequately directed by natural law alone, the experience of international society in the
age of nations can be readily called to mind. Pacts and leagues have fallen short of what
the Thomistic definition of positive law requires.
The Catholic tradition, then, points clearly toward the necessity of world government. In
the measure that Catholics have had better grounds than have those whose life was more
completely immersed in earthly nations for denying sovereignty to nations and for
asserting the existence of an international society, and in the measure that Catholics have
had St. Thomas's incomparably lucid analysis of positive law for the establishment,
maintenance, and progress of any society, Catholics have,


Page 40
then, always been virtually for world government. They have always known that the
society of nations can never be maintained in order and peace without the institution of
positive law, giving determination, authority, and coercive power to the rule of natural
law.
The existence of a world society, of a family of nations, which popes and Catholic jurists
have always asserted, implies, then, world law and world government. The only perfect
community today is a world state. It is the only community that is self-sufficing. Every
smaller community requires, in the phrase of St. Thomas, the help of another.
VIII
What is indicated, therefore, is a clear call for world government on the part of the
Church and active leadership in the movement for world government on the part of its
members. Certainly in advance of such a call and such leadership it cannot be assumed
that no world government can meet Catholic claims. Catholics cannot work for a world
state radically hostile to the Church, no matter what


Page 41
alleviation of temporal distress that state might bring to suffering people; for Catholics
cannot support a state that does violence to aspirations transcending the human temporal
condition. Catholics cannot work for a world state that would suppress freedom of
religious worship, teaching, and communication. But Catholics can make plain the kind
of world state that they can work for. If it then appears that such a world state is
impossible, Catholics will at least have shown mankind once more the road it ought to
have taken. Surely it is too early to say that mankind would not take that road if the
Church and its members pointed the way.
In any world state that could be organized in our time Europe, the West, and Christendom
would be out-numbered. Yet it does not seem that the West should lack confidence that all
that was good in its civilization would find a proper estimate in a world that was kept in
order. It appears probable that the West would rediscover the elements of that goodness in
itself. Nor does it seem consonant with the


Page 42
missionary tradition of the Church to feel overwhelmed by the numbers of the unfaithful.
Catholics have much to deplore in the shrinkage of Europe, the spread of atheistic
communism, the cold war of great powers, the inflamed state of those diseases, Class and
War, which have killed all the civilizations that have died, the threat of losing in a world-
wide catastrophe the great contributions that western civilization and western
Christendom have made. Catholics, though they are prepared in the assurance of
everlasting life for the Church to begin in any small corner untouched by explosion,
cannot wish universal destruction nor feel content with the tremendous tensions that exist
while there is fear of its possibility. Catholics must be eager that Europe and the West
should not only survive, but also revive and reacquire a deeper conception of human
civilization than the one recently current, which centers around a religion of progress by
resourceful greed and technological mastery of non-human nature. It is doubtful that
there is a better way by which the West can revive


Page 43
secularly than by dedicating its remaining initiative to the cause of world government, a
world government that would be just to all men, that would embody the best thoughts,
experience, and institutions of the western tradition and provide for the awakening East
room for political and spiritual growth. No Catholic would argue that the many lost sheep
in the East are not sheep of the same Shepherd or that the only way to get them back into
the fold is to slaughter them or their leaders.
Yet we know that world government is coming by conquest or consent. As Catholics do
not want to be conquered by the Russians, so they should not want to conquer them.
Since it is equally repulsive to conquer and to be conquered, Catholics might consider the
conditions under which, as citizens of countries throughout the world, they and their
countries should consent to a world government. The motion toward world government
is that motion in our time which carries with most purity an appeal to the aspirations of
men for peace and justice. It is the best means by which the


Page 44
divinely sanctioned institutions of law and government can be used to improve the
temporal lot of mankind. According to the mind of St. Thomas, only the world state can
now be the perfect community.
St. Thomas said that peace was the work of charity and justice, of charity directly and of
justice indirectly. 49 The work of religion and the church is charity. The work of the state
and government is justice. Church and Stateuniversal church and world statemust now
work together for world peace founded on universal charity, which would realize the
brotherhood of man, and universal democracy, which would bring justice to all mankind.


Page 45

Notes
1. Op. cit., I, 1, 1252a3-6.
2. Ibid., I, 2, 1252b14-1253a27. Cf. II, 2, 1261b13: ''A city only comes into being when
the community is large enough to be self-sufficing.''
3. Summa Theologica, I-II, q. 90, a. 3, ad 3.
4. De Regimine Principum, Book I, Ch. 1.
5. Ibid.
6. Ibid., Book II, Ch. 3.
7. In Evangelia S. Matthaei Commentaria, Ch. xii. I am indebted to my friend William
Gorman for this text. There appears to be a distinction in this passage between a perfect
community and a community of consummation or a consummate community. The city is
said to be perfect with regard to those things which are merely necessary for the life of
man. But it is also said that the city cannot subsist by itself in peace, and for this reason
St. Thomas argues that "it is necessary for there to be a community of many cities, which
make one kingdom." Now if peace is necessary for the life of man as well as for the
existence of the political community itself, then the community which cannot by itself
secure peace for itself and its citizens can hardly be called perfect even with regard to
those things which are merely necessary. The word "consummate" signifies something in
excess of "perfect" only if peace is a luxury rather than a necessity--only if the life of man
and the city can


Page 46
be well-lived without peace, however advantageous peace may be as an added
condition.
8. Ibid. Aristotle does not say that "the ultimate thing that must be sought is peace." On
the contrary, he says that the legislator must keep neighboring countries in mind "because
the state for which he legislates is to have a political and not an isolated life. For a state
must have such a military force as will be serviceable against her neighbors and not
merely useful at home. Even if the life of action is not admitted to be the best, either for
individuals or states, still a city should be formidable to enemies, whether invading or
retreating" (Politics, II, 6, 1265a20-27). The political life of the individual may be a life of
peace under the laws of the state, but the political life of the state is a life of war which
Aristotle admits is not the best life for the state any more than it would be the best sort of
life for the individual.
9. Op. cit., Book I, Ch. 2.
10. Ibid., Book I, Ch. 15.
11. Ibid.
12. City of God, Book XIX, Ch. 7.
13. Ibid., Ch. 17. Cf. Book XII, Ch. 21, in which St. Augustine says: "Though he was not
left solitary, for there is nothing so social by nature, so unsocial by its corruption as this
race of man, yet one individual man was created first. And human nature has nothing
more appropriate either for the prevention of discord, or for the healing of it


Page 47
where it exists, than the remembrance of the first parent of us all, whom God was
pleased to create alone, that all men might be derived from one, and might thus be
admonished to preserve unity among their whole multitude."
14. Ibid., Book XIX, Ch. 26.
15. Op. cit., IV, d. xxiv, q. III, a. 2, gla. 3. I am indebted to Father DeRooy for this text
which he quotes in Lecture X of the CIP Course in Politics. The possibility of a world-
wide political community seems to suggest itself to St. Augustine and St. Thomas by
comparison with the worldwide religious community of the universal church. It may be
thought that the fact that St. Thomas goes beyond Aristotle in proposing the kingdom as a
larger and more inclusive community than the city, and "the community of the whole
world" as the most inclusive society, is to be explained by the difference between the
political perspectives of the 4th century B. C. and the 13th century A. D. But such an
explanation would leave a certain text in Aristotle unexplained.
In Politics, VII, 4, Aristotle says: "To the size of states there is a limit, as there is to
other things, plants, animals, implements; for none of these retain their natural power
when they are too large or too small, but they either wholly lose their nature or are
spoiled" (1326a35-40). The state, he goes on to say, "when composed of too few is not,
as the state ought to be, self-sufficing; when of too many, though self-sufficing in all
mere necessaries, as a nation may be, it is not a state,


Page 48
being almost incapable of constitutional government" (1326b1-5). And the reason he
gives at this point is failure in communication.
To this there are two answers: one is the institution of representative government as
that is developed only in the modern world; the other is the power of the technical
means of transport and communication now available. As Aristotle could not conceive
the possibility of "a ship a quarter of a mile long," so he could not conceive the
possibility of a state the size of the United States in 1789.
But Aristotle offers another reason for thinking that the size of the state must be
severely limited in territory and population. "Law is order," he writes, "and good law is
good order; but a very great multitude cannot be orderly: to introduce order into the
unlimited is the work of a divine power" (ibid., 1326a29-32). To this there are also two
answers. First, the world community is not "unlimited'' in size, even though it is the
largest possible community on earth. Second, the comparison of historic communities,
large and small, does not support the statement that "a very great multitude cannot be
orderly" or the implication that the government of a small community will be better
government than the government of a large community. Aristotle admits that the limit
in size must be "ascertained by experience'' (ibid., 1326b 12); and he thinks that
"experience shows that a very populous city can rarely, if ever, be well governed; since
all cities which have a reputation for good government have a limit of population"


Page 49
(ibid., 1326a24-27). The appeal to experience leaves Aristotle with too little experience
to defend his position.
Aristotle himself says certain things which suggest a contrary line of reasoning. He
criticizes those who "judge of the size of the city by the number of the inhabitants;
whereas they ought to regard, not their number, but their power" (ibid., 1326a10-11).
"A city, like an individual," he says, "has a work to do; and that city which is best
adapted to the fulfillment of its work is to be deemed greatest'' (ibid., 1326a11-12). But
if the work the state has to do includes the preservation of peace, it may be argued that
the larger community can succeed where the smaller community must fail.
Furthermore, Aristotle considers the size and wealth of a city in relation to the
inevitability of war. "A city," he writes, "which produces numerous artisans and
comparatively few soldiers cannot be great" (ibid., 1326a23). In another place,
criticizing the proposals of Phaleas, he says that "the government must be organized
with a view to military strength; and of this he has not said a word. And so with respect
to property; there should not only be enough to supply the internal wants of the state,
but also to meet dangers coming from without. The property of the state should not be
so large that more powerful neighbors may be tempted by it, while the owners are
unable to repel invaders; nor yet so small that the state is unable to maintain a war even
against states of equal power. . . . A more powerful neighbor


Page 50
must have no inducement to go to war with you by reason of your wealth, but only
such as he would have had if you had possessed less" (Politics, II, 7, 1267a20-31).
Cf. ibid., III, 9, 1280b30-1281a1 where Aristotle makes consanguinity a condition of
the good city; and ibid., VII, 5, where he discusses the extent of territory required in
order that the citizens may "live at once temperately and liberally in the enjoyment of
leisure."
16. Summa Theologica, I-II, q. 90, a. 3, ad 2.
17. Ibid., I-II, q. 95, a. 1.
18. Ibid., I-II, q. 96, a. 5, ad 3. What St. Thomas here says about the sovereign prince
applies without the slightest alteration to the sovereign state.
19. Vd. the CIP Course in Politics, New York, Catholic International Press, 1945, Lecture
X, pp. 4-5.
20. Civilization on Trial, New York, 1948, p. 114.
21. Ibid., p. 91.
22. Ibid., p. 101.
23. Ibid., p. 158.
24. Ibid., pp. 215-216.
25. Ibid., p. 238.
26. Ibid., p. 239.
27. Encyclical, Pacem Dei.


Page 51
28. Encyclical, Ubi Arcano.
29. Christmas Allocution, 1948.
30. Ibid.
31. Ibid.
32. Ibid.
33. Reported in full in the New York Times, November 19, 1944, p. 40. "International
law," the Bishops declared, "must govern international relations. Might must be
subordinate to law."
34. Op. cit., Lecture X, p. 6.
35. In a paper delivered at a conference of the clergy of the Diocese of Pittsburgh, printed
in the Pittsburgh Catholic, Sept. 30, Oct. 7, Oct. 30, 1944; and reprinted in the Catholic
Mind, Nov. 1944, pp. 692-700.
36. "The Influence of Social Facts on Ethical Conceptions" in Thought, Vol. XX, No. 76,
March, 1945, p. 123, note 4.
37. Ibid., p. 105.
38. Ibid., pp. 106-107.
39. Response to the Homage of the New Minister of Haiti, Nicolas Leger (reprinted in
Principles of Peace, Washington, 1943, p. 622).
40. Christmas Allocution (reprinted in Principles of Peace, pp. 632-640; the passage cited
is in paragraph 1497).


Page 52
41. Loc. cit. in fn. 33 supra.
42. Op. cit., Lecture X, p. 5.
43. Ibid.
44. Op. cit., Lecture XII, p. 8.
45. Ibid.
46. Op. cit., pp. 105-106.
47. Ibid., p. 106, note 5.
48. Vd. Maritain, True Humanism, New York, 1938, Ch. 3-5. Cf. Yves Simon, Nature and
Functions of Authority, Milwaukee, 1940, esp. pp. 46-47, where Professor Simon
formulates the correlative principles of authority and autonomy. The Principle of
Authority is stated as follows: "Wherever the welfare of a community requires a common
aciton, the unity of that common action must be assured by the higher organs of that
community." The Principle of Autonomy is stated as follows: "Wherever a task can be
satisfactorily achieved by the initiative of the individual or that of small social units, the
fulfillment of that task must be left to the initiative of the individual or to that of the small
social units." These two principles should guide us in determining the authority to be
granted to the political organs of world government, and in determining the autonomy to
be retained by the various levels of local government and economic administration down
to the smallest units.


Page 53
49. Summa Theologica, II-II, q. 29, a. 3, ad 3: "Peace is the work of justice indirectly, in
so far as justice removes the obstacles to peace; but it is the work of charity directly, since
charity, according to its very nature, causes peace."


Page 54

The Aquinas Lectures


Published by the Marquette University Press, Milwaukee 3, Wisconsin
St. Thomas and the Life of Learning (1937) by the late Fr. John F. McCormick, S.J.,
professor of philosophy at Loyola University.
St. Thomas and the Gentiles (1938) by Mortimer J. Adler, Ph.D., associate professor of
the philosophy of law, University of Chicago.
St. Thomas and the Greeks (1939) by Anton C. Pegis, Ph.D., president of the Pontifical
Institute of Mediaeval Studies, Toronto.
The Nature and Functions of Authority (1940) by Yves Simon, Ph.D., professor of
philosophy of social thought, University of Chicago.
St. Thomas and Analogy (1941) by Fr. Gerald B. Phelan, Ph.D., director of the Mediaeval
Institute, University of Notre Dame.
St. Thomas and the Problem of Evil (1942) by Jacques Maritain, Ph.D., professor of
philosophy, Princeton University.
Humanism and Theology (1943) by Werner Jaeger, Ph.D., Litt.D., "university" professor,
Harvard University.

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