Gothong V Confesor

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A.D.

GOTHONG MANUFACTURING CORPORATION EMPLOYEES Challenged - - -- - - - - - - - --2


UNION-ALU v CONFESOR Total votes cast - - - - - - - -41
3. Both Plaza and Yap argued that they are rank-and-file employees.
SUMMARY: AD Gothong Manu. Corp Employees’ Union’s petition for Plaza claimed that he was a mere salesman based in Cebu, and
certification election to represent the unorganized rank-and-file Yap argued that he is a mere expediter whose job includes the
employees was opposed by The Corporation because the Union facilitation of the processing of the bills of lading of all intended
excluded employees Romulo Plaza and Paul Michael Yap. Plaza and company shipments.
Yap according to themselves and the Corporation are rank-and-file while 4. The Union maintains that both Plaza and Yap are supervisors
according to the Union they are supervisory employees. The Med-Arbiter who are disqualified to join the proposed bargaining unit for rank-
ruled that they are rank-and-file. The ruling was affirmed by the SOLE. and-file employees. In support of its position paper, the Union
The petition for review on certiorari was denied by the SC. submitted the following:
(1) Joint affidavit of Ricardo, et al. which alleges that Yap is a
DOCTRINE: Under Rule I, Section 2 (c), Book III of the Implementing
supervisory employee and can effectively recommend for
Rules of the Labor Code, to be a member of managerial staff, the
their suspension/dismissal.
following elements must concur or co-exist, to wit: (1) that his primary
(2) Affidavit of Pedro Diez, a supervisor in the production
duty consists of the performance of work directly related to management
department, that Plaza and Yap are also supervisory
policies; (2) that he customarily and regularly exercises discretion and
employees and that they used to attend the quarterly meeting
independent judgment in the performance of his functions; (3) that he
of the staff employees;
regularly and directly assists in the management of the establishment;
(3) Photocopy of the memorandum dated January 4, 1991
and (4) that he does not devote more than twenty percent of his time to
regarding the compulsory attendance of department
work other than those described above.
heads/supervisors to the regular quarterly meeting of all
FACTS: regular workers where Plaza and Yap’s names appear;
(4) A not-so-legible photocopy of a memorandum dated March 1,
1. On May 12, 1993, A. D. Gothong Manufacturing Corporation 1989 wherein the name ROMY PLAZA is mentioned as the
Employees Union-ALU (Union) filed a petition for certification acting OIC of GT Marketing in Davao; and
election in its bid to represent the unorganized regular rank-and- (5) Photocopy of the minutes of the regular quarterly staff
file employees of A. D. Gothong Manufacturing Corporation meeting on August 13, 1989 at Mandaue City wherein Yap is
(Company) excluding its office staff and personnel. Respondent mentioned as a shipping assistant and a newly hired member
Company opposed the petition as it excluded office personnel of the staff.
who are rank and file employees. In the inclusion-exclusion 5. The Med-Arbiter declared that the challenged voters Yap and
proceedings, the parties agreed to the inclusion of Romulo Plaza Plaza are rank-and-file employees.
and Paul Michael Yap in the list of eligible voters on condition that 6. Petitioner Union appealed to the SOLE insisting that Yap and
their votes are considered challenged on the ground that they Plaza are supervisor and manager respectively of the corporation
were supervisory employees. and are prohibited from joining the proposed bargaining unit of
2. The certification election was conducted as scheduled and rank-and-file employees.
yielded the following results: 7. SOLE affirmed the findings of the Med-Arbiter ISSUE: Whether in
YES - - - - - - - - - - - - - - - 20 the light of the evidence submitted by both parties, Plaza and Yap
NO - - - - - - - - - - - - - - - - 19 are managerial employees or rank-and-file employees. rank-and-
Spoiled - - - - - - - - - - - - - - 0 file
RULING: Petition denied for lack of merit.

RATIO:

1. Under Rule I, Section 2 (c), Book III of the Implementing Rules of


the Labor Code, to be a member of managerial staff, the following
elements must concur or co-exist, to wit:
(1) that his primary duty consists of the performance of work
directly related to management policies;
(2) that he customarily and regularly exercises discretion and
independent judgment in the performance of his functions;
(3) that he regularly and directly assists in the management
of the establishment; and
(4) that he does not devote more than twenty percent of his
time to work other than those described above.
2. It has also been established in the case of PALEA vs. Ferrer-
Calleja that in the determination of whether or not certain
employees are managerial employees, the Court accords due
respect and therefore sustains the findings of fact made by quasi-
judicial agencies which are supported by substantial evidence
considering their expertise in their respective fields.
3. In the assailed decision, Secretary of Labor rationalized that
Plaza and Yap can not qualify as managerial and supervisory
employees, respectively, because there is nothing in the
documentary evidence offered by herein petitioner-appellant
showing that they are actually conferred or actually exercising the
said managerial/supervisory attributes. The job descriptions
extant on records vividly exhibit no trace of the performance of
managerial or supervisory functions. The petition has failed to
show reversible error in the findings of the Med-Arbiter and the
Secretary of the Department of Labor.

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