HTM 2025 Ventilation in Healthcare Premises Design Consideration

Ventilation in
healthcare premises
Design considerations
Health Technical Memorandum 2025
London: The Stationery Office
HTM 2025 DC reprinted with amendments January 1999

© Crown copyright 1994, 1998. Published with permission of NHS Estates,
an Executive Agency of the Department of Health,
on behalf of the The Stationery Office.
Applications for reproduction should be made in writing to

The Copyright Unit, The Stationery Office,
St Clements House, 2–16 Colegate, Norwich NR3 1BQ.
First published 1994

Reprinted 1998
ISBN 0-11-321752-8
Standing order service • saving on the need and the costs of placing
individual orders.
Are you making full use of The Stationery Office’s
Standing Order Service? We can supply a wide range of publications on standing
order, from individual annual publications to all
The Standing Order Service is a free monitoring of the publications on a selected subject. If you do not already
publications of your choice from over 4000 classifications use this free service, or think you are not using it to its
in 30 major subject areas. We send you your books as they full capacity, why not contact us and discuss your
are published, along with an invoice. requirements?
With a standing order for class 14.02.017 you can be You can contact us at:
supplied automatically with further titles in this series as
The Stationery Office
they are published.
Standing Order Department
PO Box 276
The benefits to you are:
London SW8 5DT
• automatic supply of your choice of classification on
Tel: 0171-873 8466; fax 0171-873 8222
publication;
• no need for time-consuming and costly research, We look forward to hearing from you.
telephone calls and scanning of daily publication
lists;

About this publication
Health Technical Memorandum (HTM) out to give detailed instruction in

2025 gives comprehensive advice and design but highlights the overall
guidance on the operation of ventilation requirements and considerations
in all types of healthcare premises. It is that should be applied to the
applicable to new and existing sites, and design up to the contract
is for use at various stages during the documentation;
inception, design, upgrading,
c. Validation and verification –
refurbishment, extension and
gives general advice for ensuring
maintenance of a building.
that the installed equipment has
HTM 2025 focuses on the: been formally tested and certified
as to contract. The importance of
a. legal and mandatory
correctly setting to work and
requirements;
commissioning the completed
b. design of systems; installation is emphasised. The
handover procedure, including
c. maintenance of systems;
the provision of documentation
d. operation of systems. and training, is set out;
It is published as four separate volumes, d. Operational management –

each addressing a specialist discipline: provides information to those
responsible for overseeing day-to-
a. Management policy – considers
day operation and maintenance.
the overall responsibility of
Safe systems of work, record-
managers of healthcare premises.
keeping and legal obligations are
It outlines legal obligations and
included.
clinical needs with respect to
ventilation, summarises the Guidance in this Health Technical
technical aspects and concludes Memorandum is complemented by the
with guidance on the library of National Health Service Model
management of systems; Engineering Specifications. Users of the
guidance are advised to refer to the
b. this volume – Design
relevant specifications.
considerations – does not set

About this publication
The contents of this Health Technical This HTM was written with the advice
Memorandum in terms of management and assistance of experts in the NHS
policy, operational policy and technical and industry.
guidance are endorsed by:
References to legislation appearing in
a. the Welsh Office for the NHS in the main text of this guidance apply in
Wales; England and Wales. Where references
differ for Scotland and/or Northern
b. the Health and Personal Social
Ireland these are given in marginal
Services Management Executive
notes. Where appropriate, marginal
in Northern Ireland;
notes are also used to amplify the text.
c. the National Health Service in
Scotland Management Executive;
and they set standards consistent with

Departmental Cost Allowances.

Contents
About this publication 3.54 Annual energy consumption

3.64 Assessment of condensation risk
1.0 Introduction page 3 3.70 Calculation of plant requirements
1.1 General 3.70 Air supply volumes
1.7 Definitions 3.72 Plant sizing
3.80 Plantroom size and location
2.0 Provision of ventilation in healthcare 3.84 Provision of primary services
buildings page 6 3.88 Discharge and inlet sizing and location
2.1 General requirements 3.95 Heat rejection devices
2.1 Reasons for ventilation 3.97 Air distribution arrangements
2.2 Influences on building layout 3.97 Ductwork distribution systems
2.4 Natural ventilation 3.100 Ductwork materials and construction
2.7 General extract ventilation systems 3.109 Duct sections
2.8 Foul extract ventilation systems 3.119 Standard ductwork fittings
2.10 Supply only ventilation 3.128 Noise generation within the ductwork
2.11 Supply and extract ventilation 3.132 Volume control damper locations
2.12 Comfort cooling 3.135 Fire damper types and locations
2.15 Air-conditioning 3.137 Access door locations
2.17 Specialist ventilation 3.140 Diffuser and grille selection and sizing
2.19 Air scrubbing 3.152 Transfer grilles size and location
2.20 Ventilation for general areas 3.156 Pressure relief damper size and location
2.21 Acceptable methods 3.159 Thermal insulation
2.21 Use of natural ventilation
2.26 Mechanical extract ventilation 4.0 Plant equipment selection page 33
2.31 Mechanical supply systems 4.1 General requirements
2.33 Balanced ventilation 4.1 Air-handling unit construction
2.34 Cascade ventilation 4.8 AHU drainage system
2.35 Recirculation systems 4.14 Layout of plants
2.37 Split comfort air-conditioners 4.17 Provision of dampers
2.41 Dilution ventilation 4.21 Health and safety aspects
2.42 Mechanical ventilation systems 4.24 Vibration
2.42 System selection 4.25 Sequence of components
2.43 Choice of central/local plant 4.26 Fans
2.46 Zoning of the building 4.26 General requirements
2.48 Methods of control 4.27 Acceptable types
2.52 Specific requirements for hospital departments 4.29 Selection
4.33 Fan location and connection
3.0 Assessment of service requirements page 14 4.39 Control
3.1 Selection of design criteria 4.42 Requirements for particular applications
3.1 External design conditions 4.43 Heater batteries
3.8 Internal design conditions 4.43 General requirements
3.15 Minimum fresh air requirements 4.46 Acceptable types
3.18 Limiting supply air conditions 4.48 Location
3.21 Air purity 4.51 Control
3.22 Humidity control requirements 4.55 Cooling coils
3.26 Maximum noise levels 4.55 General requirements
3.35 Calculation of building loads 4.57 Acceptable types
3.35 Air infiltration 4.59 Selection
3.39 Summertime temperatures 4.60 Location
3.42 Peak heating load 4.62 Control
3.46 Peak cooling load
HTM 2025 DC reprinted with amendments January 1999 1

Contents
4.66 Humidifiers consideration

4.66 General requirements 6.63 Selection of UCV system
4.73 Acceptable types 6.69 Performance of UCV system
4.78 Selection 6.70 Choice of system
4.82 Location 6.75 Design requirements
4.84 Control 6.104 Hood extract systems
4.87 Filtration 6.104 Special requirements
4.87 General requirements 6.106 Typical arrangements
4.93 Acceptable types 6.111 Control of hood extracts
4.99 Selection 6.112 Bench extract systems
4.102 Location 6.112 Special requirements
4.104 Control 6.113 Typical arrangements
4.105 Heat recovery 6.114 Control of bench extract systems
4.105 General requirements 6.116 Safety cabinet and fume cupboard extract systems
4.109 Location 6.116 Special requirements
4.110 Control 6.117 Arrangements for safety cabinet
4.113 Attenuation installations
4.113 General requirements 6.123 Laminar flow cabinets
4.120 Acceptable types 6.126 Arrangements for fume cupboard
4.122 Selection installations
4.124 Location 6.134 Control of extract systems
4.128 Requirements for particular applications 6.137 Plantroom ventilation
6.137 General requirements
5.0 Automatic control page 48 6.141 Assessment of ventilation levels
5.1 General requirements 6.148 Choice of ventilation system
5.1 Requirements for automatic control 6.158 Ventilation of hydrotherapy suites
5.5 Objectives of control system 6.158 Special requirements
5.7 Selection of control system 6.159 Arrangements for hydrotherapy pool
5.10 Location of controls installations
5.13 Time switching 6.163 Control of hydrotherapy pool installations
5.13 Requirements for time switching
5.15 Methods of time switching 7.0 Commissioning page 89
5.19 Environmental control 7.1 General
5.19 Temperature control methods and 7.3 Location of dampers and test holes
application 7.8 Information to be provided
5.28 Humidity control methods and
application Appendix 1 – Design of air movement control
5.35 Multi-zone control methods and schemes for operating suites page 91
application
5.39 Alarms and indication Other publications in this series page 116
6.0 Special ventilation systems page 59 About NHS Estates page 117
6.1 Operating departments
6.1 Special requirements
6.13 Maintenance of room pressures
6.18 Notes on the layout of operating suites
6.19 Standard air movement control schemes
6.23 Air distribution within rooms
6.26 Automatic control
6.34 Plant arrangement
6.36 Ventilation of ancillary areas
6.44 Sterilizing and disinfecting unit
6.45 Reception
6.46 Recovery
6.48 Ultra-clean ventilation systems
6.48 Special requirements
6.51 Design considerations
6.60 Operating department design
2 HTM 2025 DC reprinted with amendments January 1999

1.0 Introduction
General
1.1 Ventilation is used extensively in healthcare premises for primary

patient treatment in operating departments, intensive treatment units and
isolation suites. It is also installed to ensure compliance with quality assurance
of manufactured items in pharmacy and sterile supply departments and to
protect staff from harmful organisms and toxic substances, for example in
laboratories.
1.2 This edition of Health Technical Memorandum 2025 ‘Ventilation in

healthcare premises’ is published in separate sections. It is equally applicable
to both new and existing sites. It gives comprehensive advice and guidance to
healthcare management, design engineers, estates managers and operations
managers on the legal requirements, design implications, maintenance and
operation of specialist ventilation in all types of healthcare premises.
1.3 Current statutory legislation requires both “management” and “staff”

to be aware of their collective responsibility.
1.4 “Ventilation” is provided in healthcare premises for the comfort of the

occupants of buildings. More specialised ventilation will also provide comfort
but its prime function will be to closely control the environment and air
movement of the space that it serves in order to contain, control and reduce
hazards to patients and staff from airborne contaminants.
1.5 Ventilation systems in themselves present little danger to patients or

staff; however, they do possess the ability to transmit hazards arising from
other sources to large numbers of people. The danger may not become
apparent until many patients and staff have been affected.
1.6 The sophistication of ventilation systems in healthcare premises is

increasing. Patients and staff have a right to expect that it will be designed,
installed, operated and maintained to standards that will enable it to fulfil its
desired functions reliably and safely.
Definitions
1.7
Air distribution – the transportation of air to or from the treated space or

spaces, generally by means of ducts.
Air diffusion – distribution of the air in a treated space, by means of air

terminal devices, in a manner so as to meet certain specified conditions, such
as air change rate, pressure, cleanliness, temperature humidity, air velocity and
noise level.
Supply air – the air flow entering the treated space.
Exhaust air – the air flow leaving the treated space.

1.0 Introduction
Exhaust may be implemented by one or more of the following methods:
a. extraction: exhaust in such a manner that the air is discharged into the
atmosphere;
b. relief: exhaust in such a manner that the air is allowed to escape from
the treated space if the pressure in that space rises above a specified
level;
c. re-circulation: exhaust in which the air is returned to the air treatment

system;
d. transfer: exhaust in which air passes from the treated space to another
treated space.
Dampers – components inserted into air ducts, or used in conjunction with air
terminal devices, which when activated permit modification of the air
resistance of the system and consequently a change; complete shut-off; or
control of the air flow rate.
Dampers can be:
a. multiple-leaf – comprising a number of opposed or parallel blades;
b. single-leaf dampers – commonly called splitter dampers, having two or

more slotted slides;
c. butterfly dampers – with two flaps in a “V” arrangement;
d. iris dampers – with inter-leaving vanes.
Fire dampers – components which are installed in an air distribution system

between two fire separating compartments and are designed to prevent
propagation of fire and/or smoke. They are maintained open until activated by
fire or smoke detection.
Sound attenuators/silencers – components which are inserted into the air

distribution system and designed to reduce noise being propagated along the
ducts.
Air terminal device – a device located in an opening provided at the end of

the duct to ensure a predetermined motion of air in the occupied space.
Supply air diffuser – a supply air terminal device through which air enters a
treated space.
It usually consists of one or more deflecting blades, which produce a reduction

of the air velocity to a suitable level in the occupied zone; a given direction of
throw; and efficient mixing of the supply air with the air in the treated space.
May be of the fixed, or adjustable type.
Exhaust grille – an air terminal device with multiple passages for the air,
through which air leaves the treated space. May be of the fixed, or adjustable
type.
Slot diffuser – a diffuser with one or several slots with an aspect ratio of 10:1
or more for each slot.
Register – a combined grille and damper assembly.
Nozzle – an air terminal device designed to generate a low energy loss and
thus produce a maximum throw by minimum entrainment.

1.0 Introduction
Nominal size – of an air terminal device is the nominal value of the

dimensions of the opening required to mount the air terminal device in.
Effective area – of an air terminal device is the smallest net area used by the
air stream in passing through the air terminal device.
Envelope – the geometrical surface of the points of an air jet.
Throw – for a supply air terminal device, is the maximum distance between
the centre of the core and the extremity of the terminal velocity envelope.
Induction – process by which the primary air entrains secondary air into
motion in the room.
Induction ratio – ratio of the combined primary and secondary air flow rate
to the primary air flow rate.
Spread – for a supply air terminal device, is the maximum width of the
terminal velocity envelope.
Drop – for a supply air terminal device, is the vertical distance between the
extremity of the terminal velocity envelope and the air terminal location plane.
Coanda effect – also called ceiling or wall effect, is the tendency of an air
stream to follow a plane when the stream is in contact with the plane. This
effect increases throw and reduces drop.
lsovel – a free jet of given momentum which then gives an established

velocity profile.
Velocity pressure – pressure inherent in a moving air stream due to its

velocity, expressed in Pa (N/m2).
Static pressure – pressure insid e the duct which is available to overcome the
frictional resistance.
Total pressure – sum of the velocity and static pressures.

2.0 Provision of ventilation in healthcare buildings
General requirements
Reasons for ventilation
2.1 Ventilation is essential in all occupied premises. This may be provided

by either natural or mechanical means. The following factors determine the
ventilation requirements of a department or area:
a. human habitation (fresh air requirements);
b. the activities of the department, that is, extraction of odours, aerosols,

gases, vapours, fumes and dust – some of which may be toxic,
infectious, corrosive, flammable, or otherwise hazardous (see Control of
Substances Hazardous to Health (COSHH) regulations);
c. dilute and control airborne pathogenic material;
d. thermal comfort;
e. the removal of heat generated by equipment (for example in catering,

wash-up and sterilizing areas and in some laboratory areas);
f. the reduction of the effects of solar heat gains;
g. the reduction of excessive moisture levels to prevent condensation (for

example Hydrotherapy pools);
h. combustion requirements for fuel burning appliances (see BS5376,

BS5410 and BS5440);
j. “make-up supply air” where local exhaust ventilation (LEV) etc is

installed.
Influences on building layout
2.2 Mechanical ventilation systems are expensive in terms of capital and There is a statutory requirement to
running costs, and planning solutions should be sought which take mechanically ventilate all enclosed
advantage of natural ventilation. work spaces.
2.3 It is acknowledged that planning constraints imposed by the building

shape and/or functional relationships of specific areas will invariably result in
some measure of deep planning thus minimising the opportunity for natural
ventilation. However, ventilation costs can be minimised by ensuring that
wherever practicable, core areas are reserved for rooms that require
mechanical ventilation irrespective of their internal or peripheral location.
Examples are sanitary facilities, dirty utilities and those rooms where clinical or
functional requirements have specific environmental needs; and where for
reasons of privacy, absence of solar gain etc, windowless accommodation is
acceptable. Other spaces appropriate to core areas are those which have only
transient occupation and therefore require little or no mechanical ventilation,
for example circulation and storage areas.

Natural ventilation
2.4 Natural ventilation is usually created by the effects of wind pressure. It

will also occur to some extent if there is a temperature difference between
the inside and the outside of the building. The thermo-convective effect
frequently predominates when the wind speed is low and will be enhanced if
there is a difference in height between inlet and outlet openings. Ventilation
induced by wind pressures can induce high air change rates through a
building, provided air is allowed to move freely within the space from the
windward to the leeward side.
2.5 As the motivating influences of natural ventilation are variable, it is

almost impossible to maintain consistent flow rates and thereby ensure that
minimum ventilation rates will be achieved at all times. This variability normally
is acceptable for general areas including office accommodation, general
wards, staff rooms, library/seminar rooms, dining rooms and similar areas,
which should be naturally ventilated, that is, provided with opening windows.
2.6 In all cases, however, heat gain or external noise may preclude natural
ventilation.
General extract ventilation systems
2.7 A general extract system will be required in rooms where odorous but
non-toxic fumes are likely, in order to ensure air movement into the space.
Examples are therapy kitchens and beverage preparation rooms. A single
fan/motor unit should be provided to meet this need.
Foul extract ventilation systems
2.8 A separate extract system will be required for sanitary facilities, lavage
areas and dirty utilities, using dual motor/fan extract units with automatic
change-over facilities to ensure that these rooms are maintained at negative
pressure while the unit is in use.
2.9 Lavatories and dirty utilities should have an extract rate of 10 air
changes/hour. Where WCs are located in bathroom spaces, the ventilation
required for the WC will usually be adequate for the whole space.
Supply only ventilation
2.10 Mechanical supply ventilation should be provided in areas where it is

important to maintain a positive pressure in a room, to prevent the ingress of
less clean air, for example in clean utilities, or operating departments.
Supply and extract ventilation
2.11 Mechanical supply and extract ventilation should be provided in rooms

where it is desirable to maintain the room at a neutral pressure at all times,
such as treatment areas and plaster rooms.
Comfort cooling
2.12 Cooling is very expensive in terms of energy costs, and should be

provided only where necessary to maintain a comfortable environment for
staff and patient, or to ensure satisfactory operation of equipment.

2.13 Summertime temperature calculations using the method mentioned in

paragraph 3.40, should be completed for all areas where there is a risk of
excessive temperatures. Generally, air cooling should be provided where these
calculations show that, without excessive levels of ventilation, internal
temperatures are likely to rise more than about 3 K above external shade
temperatures. In these circumstances, cooling should commence when the
space temperature reaches 25°C. Typical areas which may require cooling are
some laboratories, central wash-up, and similar areas which are subject to high
equipment heat gains. Where deep planning of other continuously occupied
spaces, for example offices, is unavoidable, there will also be occasions when
acceptable levels of comfort can only be maintained by air cooling. Planning
solutions of this type, however, will be exceptional; and no provision for
cooling plant will generally have been included in the Departmental Cost
Allowance (DCA).
2.14 Refrigeration plant should be of sufficient capacity to offset heat gains

and maintain areas at a temperature that does not exceed external shade
temperatures by more than about 3 K.
Air-conditioning
2.15 Air-conditioning is only required in a very small number of areas within

healthcare buildings; and due to the capital and running cost implications, its
inclusion should be kept to a minimum.
2.16 Areas whose functions do warrant the installation of full air-

conditioning, include operating departments, intensive therapy units,
manufacturing pharmacies, and areas with sensitive equipment where the
environment needs to be maintained within specified limits to prevent
equipment failure.
Specialist ventilation
2.17 Due to the nature and extent of activities carried out in healthcare
buildings, there are needs for a wide range of specialist ventilation systems.
These types of system which are generally required in individual departments
and typical arrangement are given in Chapter 6.
2.18 The activities within some departments will require the provision of
local exhaust ventilation (LEV). This is a statutory requirement under COSHH
wherever the escape of chemicals, toxic fumes, biological material or quantities
of dust into the general area would present a hazard to the occupants.
Air scrubbing
2.19 Air scrubbing is the process by which air is recirculated through a filter
in order to maintain airborne contamination at an acceptable level. An
example of this is laminar flow cabinets.
Ventilation for general areas
2.20 Table 2.1 provides recommended air change rates, temperatures and
pressures for general areas which require mechanical ventilation in healthcare
buildings.

ROOM TEMPERATURE (°C) NOMINAL VENTILATION TYPES & RATE

ROOM
DESCRIPTION SUMMER WINTER PRESSURE SUPPLY GENERAL FOUL
(IF COOLING) WITH RESPECT AC/h EXTRACT EXTRACT
TO AC/h AC/h
SURROUNDINGS
ALL DEPARTMENTS
WCs – 18°C –ve – – 10
BATHROOM/SHOWER – 21°C –ve – – 6
LABORATORIES Ambient +3°C 18°C –ve TO SUIT ROOM LOADS –
TREATMENT 25°C 21°C 0 10 10 –
STAFF CHANGE – 21°C +ve 3 – –

COFFEE LOUNGE – 18°C –ve – 3 –
BEVERAGE ROOM – 18°C –ve – 5 –
DIRTY UTILITY – 18°C –ve – – 10
CLEAN UTILITY – 18°C +ve 6 – –
Table 2.1 Typical internal design conditions

(Refer to Activity DataBase for specific details)
9
Acceptable methods
Use of natural ventilation
2.21 With the trend towards better sealed buildings, infiltration through
building leakage has significantly reduced; and more attention is now given to
the provision of purpose-made ventilation openings to achieve the necessary
flow rates.
2.22 However, internal partitions, fire compartment walls and closed

doorways can often impede the flow path, and when this happens, the
process will be more dependent on single-sided ventilation. Nevertheless, even
with this degree of compartmentation, acceptable ventilation may still be
achieved without window openings which would prejudice safety, security or
comfort.
2.23 Some types of window, for example vertical sliding, can enhance single-
sided air change by temperature difference, and these will improve the overall
rate of natural ventilation in protected or sheltered areas where the effect of
wind pressure is likely to be minimal.
2.24 It is generally considered that cross-flow ventilation is able to give

reasonable air distribution for a distance of up to 6 metres inwards from the
external facade, provided that reasonably clear air paths are maintained.
Beyond this distance in areas where clear air paths cannot be maintained and
in areas where high minimum air change rates are specified, mechanical
ventilation should be provided. Section 2.3 of HTM 55 – ‘Windows’, BS5295 –
‘Code of Practice for Design of Buildings’ and CIBSE Symposium – ‘Natural
Ventilation by Design (2/12/80)’ provide further information.
2.25 Where natural ventilation is adopted with complex air paths, the
designer should produce an air flow diagram in order to ensure correct
provision of air transfer devices.
Mechanical extract ventilation
2.26 Both foul and general extract systems can vary in complexity from a
single wall-mounted fan for each facility, to a ducted air distribution system
with dual extract fans.
2.27 Replacement air is either provided by a central supply system (as

described below), or enters the building through gaps in the structure or
purpose-made openings. Unless special precautions are taken, the latter may
result in an unacceptable level of draughts occurring in winter, and possible
risk of unacceptable levels of noise transmission.
2.28 If individual systems are used, the ventilation can be operated

intermittently, provided it continues to run for at least 15 or 20 minutes after
the room is vacated, as with light switch-operated fans in individual toilets.
2.29 If general exhaust systems are used, it is recommended that filtered and
tempered replacement air is provided via a central supply plant to adjoining
lobbies or corridors, to prevent the risk of discomfort caused by the ingress of
cold air. Fire compartmentation requirements must be maintained.
2.30 Information on specialist extract systems is given in Chapter 6.

Mechanical supply systems
2.31 Where mechanical supply systems are required, the fresh air should be
tempered and filtered before being delivered to the space, to avoid
discomfort.
2.32 The air should be heated using a constant rather than variable
temperature source, but generally only to the space air temperature. In most
instances, the low pressure hot water heating (LPHW) should offset any fabric
loss, so that set-back room temperatures can be maintained during
unoccupied periods without the need for the ventilation system to operate.
Balanced ventilation
2.33 Balanced ventilation systems are merely a combination of a supply and

extract system of equal volume; and either a single space or a whole building
may be considered to be balanced. A balanced system is necessary in
instances where it is essential to maintain consistent air movement within an
area, for example treatment rooms.
Cascade ventilation
2.34 In operating departments it is normal practice to supply air to the

operating room, and allow it to pass through to less clean areas – corridors,
utility rooms etc from whence it is exhausted.
Recirculation systems
2.35 Due to the nature of the use of mechanical ventilation systems within
healthcare buildings, there are few opportunities for the application of
recirculation air systems.
2.36 Where the designer is considering the installation of a recirculation air

system, due account must be taken of:
a. minimum fresh air supply volumes;
b. prevention of contamination of supply air from vitiated air in extract

systems;
c. prevention of stratification occurring within mixing boxes which may

result in freezing of downstream coils;
d. ensuring sufficient velocities through control dampers (ideally 5–6 m/s)

to provide suitable authority; and good shut-off;
e. modulating control of mixing to provide optimum on-plant conditions;
f. use of “free cooling” by cycling the dampers to minimum fresh air

when the enthalpy of the outside air is above that of the extract air
under conditions when cooling is required.
Split comfort air-conditioners
2.37 Split comfort air-conditioners, room conditioning or cassette units are

used increasingly where there is a small local requirement for cooling for
operational purposes.
2.38 Until recently, the application of these units was restricted to single
rooms, but recent technological advances have led to the development of
systems which allow multiple indoor units to independently provide either
heating or cooling served by a single outdoor unit. These systems enable good
temperature control of a number of rooms with maximum energy efficiency.

2.39 Split comfort air conditioners can often provide an effective economic
solution to cooling needs, where a central refrigeration system is not
practicable.
2.40 Whether single or multiple systems are used, it is essential that the
designer gives due consideration to the provision of maintenance, the source
of electrical supply and the environmental effects to the refrigerant used.
Dilution ventilation
2.41 Dilution ventilation may be appropriate under COSHH in certain

circumstances, provided that the threshold limit values (TLV) are capable of
being maintained without excessive air change rates. In addition, the source
and distribution of the contaminants within the space must be reasonably
uniformed. In cases where substances are highly toxic or where the rate of
evolution is high, it is preferable to use local exhaust ventilation systems. These
tend to give greater control of the substance and minimise the overall
ventilation needs. Certain substances are regarded as too highly toxic for
“ventilation control” and require devices such as “glove-boxes”.
Mechanical ventilation systems
System selection
2.42 Natural ventilation is always the preferred solution for a space, provided
that the quantity and quality of air required, and the consistency of control of
ventilation to suit the requirements of the space, are achievable with this
method. If this is not the case, a mechanical ventilation system will be
required.
Choice of central/local plant
2.43 Mechanical ventilation is expensive to operate, and as such, should be

controlled to operate when the space being served requires to be ventilated. In
addition, loads on air-conditioning plant are rarely constant owing to changes
in solar gain, occupancy and use of heat-generating equipment and lights,
therefore control of temperature is critical.
2.44 If the variation of loads throughout a department or building are in

phase, or are not significant, a central plant with single zone control can be
adopted. However, this is rarely the case, and elsewhere, the condition or
quantity of supply air to different areas or zones of the building must be varied
accordingly. This can be done by providing either individual plants to each
zone, or separate zone terminal control. Where there is a high density of
rooms with similar ventilation requirements in an area of a building or
department, it is usually economical to combine them into a central system.
2.45 In large buildings, a choice between a single distribution system and

multiple smaller systems may arise. Large distribution systems and their plant
can have the advantage of lower operating costs, but require more space for
vertical shafts. In general, very long runs of ducting should be avoided to
prevent undue heat losses or gains, excessive leakage, and difficulties in
balancing during commissioning. As the pressure losses in the long runs will be
greater and a higher initial static pressure will be required, this will lead to a
more expensive class of ductwork. Multiple smaller distribution systems may be
more expensive in capital and operating costs but they avoid long runs, large
ducts and vertical shafts, and this may reduce overall building costs.

Zoning of the building
2.46 The efficiency and effectiveness of any ventilation or air-conditioning

installation depends largely on the zoning and control of the installation. The
factors to consider when determining the zoning of a ventilation system for a
building or department are:
a. periods of occupancy;
b. fresh air/ventilation requirements;
c. smoke control.
2.47 Where the ventilation system is not merely tempering the air, but also
providing the heating and/or cooling requirements, the following additional
factors will need to be considered:
a. internal or peripheral location;
b. orientation of windows;
c. variation in internal loads;
d. level of control required.
Methods of control
2.48 The method of control selected for a ventilation system is governed to

a large extent by the complexity of the system installed. The options available
range from an electrical spur, to a building management system (BMS).
2.49 For single zone plant in staff areas, local control (with a run-on timer if
required) is recommended, as this can be turned off when the space is not in
use, thus saving both thermal and electrical energy. Most supply and extract
systems, conversely, are required to operate continuously while the
department is in use, thus some form of time control is necessary.
2.50 For most ventilation applications in healthcare buildings, the supply

system is only required to temper the air, hence the supply temperature of the
plant can either be maintained at a constant level, or controlled by a room
sensor in an internal zone or return air duct (if applicable).
2.51 The control of individual plant items is covered in Chapter 4, with

examples of typical control strategies in Chapter 5. For control of particular
specialist ventilation and air-conditioning systems refer to Chapter 6 of this
document.
Specific requirements for hospital departments
2.52 Specific requirements for individual spaces and departments are

included in the Health Building Notes (HBNs) and Activity DataBase (ADB)
A-Sheets.

3.0 Assessment of service requirements
Selection of design criteria
External design conditions
3.1 The most accurate data that is available for the summer and winter
conditions at the site should be used.
3.2 As virtually all healthcare ventilation systems are “full fresh air” without
recirculation, the majority of the load on the air-handling plant is in treating
the incoming air. The plant therefore responds closely to the enthalpy of the
outside air and is not influenced to a great extent by other factors.
3.3 To improve design accuracy the figures advocated herein (Table 3.1 and
Figure 3.1) are based on long-term frequency distribution of ambient
enthalpy (Legg and Robertson, 1976). The use of simultaneous occurrences of
wet and dry bulb temperatures (enthalpy) avoids errors associated with
choosing values from two independent frequency distributions.
Table 3.1 Outside design values
Summer Winter
Location Design Associated Design Associated

enthalpy temperature enthalpy saturated
temperature
kj/kg DB WB sling kj/kg °C
°C °C
Aldergrove 57 22–27 20.0 –1 –6.5

Boscombe Down 59 22–30 20.5 –2 –7.0
Croydon 61 26–29 21.2 –2 –7.0
Driffield 57 20–28 20.0 –4 –8.5
Elmdon 58 20–28 20.2 –4 –8.5
Kinloss 53 19–26 18.8 –5 –9.0
Lympne 61 22–28 21.2 –1 –6.5
Manchester 59 24–31 20.5 –2 –7.0
Mildenhall 62 22–32 21.5 –1 –6.5
Pembroke Dock 61 22–29 21.2 +2 –4.5
Renfrew 55 20–28 19.2 –4 –8.5
Stornoway 51 18–23 18.0 –1 –6.5
Turnhouse 54 20–26 19.0 –6 –10.0
The “design enthalpies” are values which are exceeded for 10 hours/year (0.11%).
The “associated temperature” values give the ranges of temperature which occur in association with the “design
enthalpy” values. The higher value would be used for the calculation of fabric gains and for sizing air-cooled condensers,
while the lower value is relevant to the design of cooling coils.
3.4 The enthalpy figures are also chosen such that they will be exceeded
(higher in summer, lower in winter) for only 10 hours in the average year. This
is a more accurate requirement than the CIBSE recommendation for ordinary
buildings.

Stornoway
Kinloss
Renfrew
Turnhouse
Aldergrove
Driffield
Manchester
Elmdon
Mildenhall
Pembroke Dock
Croydon
Boscombe Down Lympne
Figure 3.1 Location of sites for outside design values

3.5 For each summer design enthalpy, the possible range of temperature
(dry bulb) is quoted. All figures quoted are “air” temperatures and enthalpies,
and therefore pertain to areas shaded from the sun. Items of equipment
located in direct sunlight, particularly when adjacent to sunlit surfaces, will be
subjected to higher temperatures. Air-cooled refrigeration condensers are
particularly vulnerable.
3.6 Local adjustments such as for height above sea level, or other climate
peculiarities, should be made as appropriate.
3.7 For summertime temperature and cooling load calculations, the effect
of orientation and the properties of building materials affect the sol-air
temperature, and effective time; details must be obtained before calculations
are undertaken.
Internal design conditions
3.8 A person’s feeling of comfort depends on a complex combination of

air temperature, radiant temperature, air movement, and humidity, together
with personal factors such as clothing and activity. The non-personal factors
have been combined together to produce a comfort index referred to as
“Resultant temperature”.
3.9 The choice of a suitable resultant temperature for system design

resolves itself into choosing that temperature which should give optimum
comfort for the occupants concerned, taking into account their clothing and
level of activity. It must be remembered, however, that unless mechanical
cooling is installed the internal air temperature can never be less than the
external shade temperature.
3.10 Studies have shown that the majority of people will be neither warm
nor cool in winter in rooms with still air (that is, the air velocity in the
occupied zone is < 0.1 m/s) when the resultant temperature is between 19
and 23°C, and that levels of dissatisfaction do not increase when the
temperature varies by within ± 1.5 K of the selected value.
3.11 It has also been found that there is a relationship between preferred
indoor temperatures and mean outside temperature. Figure A1.2 in the CIBSE
Guide indicates this relationship.
3.12 The design conditions selected within patient areas must strike a
balance between the comfort requirements of staff and patients, who often
have very different levels of clothing and activity. In areas such as operating
departments, the comfort of the surgeon is of prime importance whereas in
ward areas, the patient requirements are the overriding factor.
3.13 The effect of relative humidity on thermal comfort is less well defined
than that of temperature. For most applications, the comfort range is
between 40% and 70%, in order to minimise the build-up of static electricity,
and allow for evaporation of perspiration.
3.14 Recommendations for the resultant temperatures and humidities of

individual spaces are shown on activity data A-Sheets, but generally
acceptable figures are given in Table 3.2.

Table 3.2 Internal conditions for design of plant
Inside design conditions

Season Control range
Dry bulb temp °C % sat
Winter heating 22 40 (nominal) 15 to 25°C

+ 5%
– 0%
Summer cooling 20 60 (nominal) 15 to 25°C

+ 0%
– 5%
Manual selection 15 to 25°C max 50% sat minimum

control range obtainable at for using flammable
non-extreme external anaesthetics
conditions only + 5%
– 0%
Minimum fresh air requirements
3.15 For most applications involving human occupancy, the dilution of body
odours is the critical factor in determining ventilation requirements; and where
natural ventilation or full fresh-air systems are used, all ventilation air will be
fresh.
3.16 Where odour dilution is the overriding factor, it is recommended that

8 litres/second/person should be taken as the minimum ventilation rate;
however, this rises to 32 litres/second/person for rooms with heavy smoking
(CIBSE Table B2.2).
3.17 In non-standard applications such as laboratories or operating

departments, the particular requirements for each area should be considered
independently in order to determine the overriding minimum requirement for
ventilation.
Limiting supply air conditions
3.18 Where the ventilation system is used to maintain conditions within the
space or pressure differentials between spaces, this requirement may exceed
that for provision of fresh air. In these instances, recirculation systems can be
used (if appropriate) in order to reduce the energy consumption of the
system.
3.19 For most applications in healthcare buildings, it is the temperature

differential between the supply and room air, rather than the actual
temperature of the supply air, which is the critical factor. The maximum
recommended supply-to-room air temperature differential is:
summer cooling: –7K
winter heating: +10K
3.20 It is also necessary to maintain supply air humidity below 70% in order
to minimise risks associated with condensation.
Air purity
3.21 In healthcare premises, the standard of filtration will depend on the

activities within the occupied spaces. With the exception of special areas (for

example manufacturing pharmacies), the requirement for aerobiological needs

is not stringent, and filtration is only required to:
a. maintain hygienic conditions for the health and welfare of occupants, or

for processes such as food preparation;
b. protect finishes, fabrics and furnishings, to reduce redecoration costs;
c. protect equipment either within the supply air system, that is, to prevent
blocking of coils, or in the space itself to prevent dust collection.
In these instances, an arrestance of 80% to 90% is acceptable, requiring an

EU3 grade filter.
Humidity control requirements
3.22 Providing humidification is expensive in terms of plant, running costs

and maintenance, and therefore its use should be restricted to where it is
necessary for physiological or operational reasons.
3.23 The comfort band for humidity is wide; current practice recommends
that it should be kept between 40% and 60% saturation.
3.24 Below 40% saturation, there is a tendency to feel dryness in the eyes,
nose and throat, while static electricity increases, and organisms spore, making
them more difficult to kill by means of surface disinfectants.
3.25 At humidity levels above 70%, there is increased risk of surface

condensation and mould growth, and organisms are more likely to multiply.
Maximum noise levels
3.26 Noise will be generated in an air distribution system by the fan,

ductwork fittings, dampers and grilles. Again, the specified maximum noise
level will depend on the activities within the occupied spaces.
3.27 The overall noise level should be to levels set down in Hospital Design
Note 4 ‘Noise control’ amended by Health Notice HN (76)126, although
general requirements are given in Table 3.3.
3.28 Attenuation should be incorporated into the ductwork system or plant

arrangement as necessary to reduce noise from fans and plant items in order
to achieve the acceptable limits within the rooms at the design air flows.
3.29 Plant noise should not be greater than 85 dBA within the plantroom
from the fans, coolers, heaters, humidifiers etc, when starting up or running;
and should be reduced to lower noise levels where the plant is near to
departments sensitive to noise.
3.30 Attention must be given to the reduction of tonal components. High

tonal components from air diffusers etc, can seriously disturb concentration
over longer periods even when the overall noise level is low. Broadband noise
causes less annoyance.
3.31 The values recommended in Table 3.3 are for the total noise
environment of space. In general, there will be noise transmitted into the space
and noise generated within the space. The designer requires knowledge of the
total hospital layout and operational policies, to assign acceptance magnitudes
to all the possible noise sources, in order to arrive at the correct rating.

Table 3.3 Interior noise level
Room Overall noise Ventilation plant Ventilation plant

level commissioning design – Db(A)
L10 Db(A) – Db(A)
Operating room see 6.96 – –

(ultra-clean)
Operating room 50 45 40
(conventional)
Anaesthetic 50 45 40
Preparation 50 45 40
Scrub-up 50 45 40
Ward areas 35 30 30
Sanitary facilities 45 40 35
Industrial areas 50 45 40
Circulation areas 50 45 40
3.32 In Table 3.3 the overall noise level takes account of all internal and
external noise sources. The commissioning noise level is the level measured
with a sound level meter in the unoccupied room, taking account of the
external noise together with the noise generated by the ventilation system.
When occupied and in use, this commissioning level will constitute a
continuous background noise which will allow the overall noise level to be
achieved. The ventilation plant design noise level is that generated by the
plant alone with no other noise source being considered. The levels suggested
make recognised allowance for the ingress of environmental noise which must
be considered in the overall design, that is, in specifying the attenuation of
walls, partitions, ceilings etc.
3.33 The recommended criterion is measured as the “a” weighted sound

pressure level expressed in decibels, which should not be exceeded for more
than 10% of the time.
3.34 The designer must also consider noise escaping to the external
environment and this must not be unacceptable to occupants of adjacent
buildings.
Calculation of building loads
Air infiltration
3.35 Air infiltration occurs due to a complex combination of wind pressures

and thermal effects operating on a building, and is governed by the size and
number of openings in the building envelope, and the complexity of internal
air paths.
3.36 Table A4.4 in the CIBSE guide provides formulae for calculation of
ventilation for a simple building; however, in general buildings where it is
necessary to accurately calculate infiltration rates, solutions can only be
obtained by computer modelling.
3.37 CIBSE Tables A4.12 and A4.13 give empirical values for typical
buildings in normal use in winter. For non-standard applications, the
infiltration chart (Figure A4.3) with the appropriate correction factors should
be referred to.

3.38 When calculating thermal loads due to infiltration, based on

Table A4.12, the following should be noted:
a. infiltration allowances may be halved during unoccupied periods;
b. where the majority of rooms have only single-sided ventilation, the load
on the central plant will be roughly half the total of individual room
loads;
c. if the ratio of openable doors and windows exceeds 25% on one wall
only, the tabulated infiltration rate should be increased by 25%;
d. if the ratio of openable doors and windows exceeds 25% on two or

more walls, the tabulated infiltration rate should be increased by 50%;
e. on severely exposed sites, the tabulated infiltration rates should be

increased by 50%;
f. on sheltered sites, the tabulated infiltration rates should be reduced by

33%;
g. in rooms with mechanical supply systems, half the tabulated value

should be used for calculations of room loads, to ensure that room
temperatures can be maintained when the ventilation system is not
operating.
Summertime temperatures
3.39 Summertime temperature calculations should be carried out for all

rooms where the possibility of local solar or other heat gains may cause the
temperature within an uncooled area to rise to an unacceptable level for the
equipment and/or procedures to be carried out.
3.40 The calculation method for determining the summertime temperature is

described in section A8 of the CIBSE guide; however, it is very important to
select the time of day and time of year of peak loadings for the calculations,
which is dependent upon the orientation and proportion of solar to total heat
gain.
3.41 Where calculations indicate that internal temperatures frequently

exceed external shade temperatures by more than 3 K, methods of reducing
temperature rise should be investigated. Options include increasing ventilation
rates, reducing gains, or providing mechanical cooling.
Peak heating load
3.42 Peak heating load calculations are necessary on all mechanical supply
systems to establish the size of heater batteries and subsequently the central
plant.
3.43 Where ventilation systems provide tempered air to spaces which have
supplementary LPHW to offset the building fabric losses, the plant heating load
should be calculated based on the external winter design temperature (selected
from Table 3.1), the internal air temperature (given in activity data sheets, or
selected from CIBSE Table A1.3), and the calculated total air volume (including
a suitable allowance for leakage).
3.44 Where the ventilation system is the only means of heating a space, an
increase in load equivalent to the calculated fabric heat losses from the space
should be added to the ventilation load. A check of supply temperature
difference should be made. If it exceeds 10% the ventilation supply volume
should be increased.

3.45 If there are multiple heater batteries within a ventilation system, the
size of each battery will be determined by the desired temperature rise across
it.
Peak cooling load
3.46 Peak cooling load calculations are far more complex than heating load
calculations.
3.47 In addition to the base data of air flow rates and temperatures, when
calculating cooling loads, the engineer must take into account:
a. solar cooling loads;
b. surface conduction cooling loads;
c. internal gain cooling loads;
d. cooling loads due to high-level humidity control;
e. method of control of internal conditions;
f. fluctuations in internal temperatures.
3.48 When the peak internal loads have been assessed and a suitable
allowance made for non-coincidence, the supply temperature may be
calculated.
3.49 Once the lowest required supply temperature of the air handling unit
has been established, and an allowance made for temperature rise through
the fan and ductwork (usually 1 K for low pressure systems), the off-plant
enthalpy can be established from a psychrometric chart or table.
3.50 The cooling load is calculated from the difference between the internal
and external design enthalpies and total air flow.
3.51 The cooling loads for all plants on the chilled water system should be
calculated at each of the individual peak times in order to accurately establish
the required (diversified) capacity of the chiller.
3.52 Due to the complexity of the calculations and the necessity to perform
multiple calculations, cooling load calculations computer modelling maybe
helpful.
3.53 There is, however, a manual calculation procedure detailed in section

A5 of the CIBSE guide, and a simplified approximate procedure detailed in
Section A9.
Annual energy consumption
3.54 Annual energy consumptions of simple heating-only ventilation systems

are simple to calculate, based on supply-to-external air temperature rise, and
frequency of occurrence of external temperature data (CIBSE Table A2.8).
3.55 Air-conditioning systems are expensive to operate in terms of energy

costs, when compared to standard heating systems.
3.56 The energy consumption of an air-handling unit is dependent upon:
a. external conditions;
b. internal control bands;

c. volume of air flow;
d. method of zoning and control.
3.57 Minimum air volumes are usually fixed by the room loads or fresh air
requirements; however, the designer may increase air flow to some rooms or
zones in order to balance loads, as detailed in paragraphs 3.70–3.71.
3.58 The method of zoning and control can significantly influence energy
consumption.
3.59 The nature of air-conditioning operation, that is, cooling and reheating
for humidity or zonal temperature control, makes prediction of energy
consumption very complex. It is imperative that these calculations are
performed to ensure optimum energy efficiency.
3.60 Computer modelling is the preferred method; however, a manual

method is available, for example load and plant operation charts.
3.61 The concept of load and plant operation charts is outlined in CIBSE
guide section B3. The method requires the designer to establish the minimum
and maximum loads on all zones across the range of external temperatures
between winter and summer design conditions. Once the load chart is
complete, the plant chart converts the loads to supply temperatures, which are
then superimposed on external air temperatures.
3.62 Humidity levels are plotted based on a mean condition line of dew-
point temperatures, and the required supply dew-point temperature.
3.63 When all temperatures for all zones are plotted on the plant operation
chart, set points and resetting schedules can be established. From this
information, the outputs of individual heaters, coolers and humidifiers can be
established at any given external temperature. When those loads are computed
against annual frequency of occurrence of external temperatures as given in
CIBSE Table A2.8, the annual energy consumption of individual elements, and
thus the air-conditioning system, can be established.
Assessment of condensation risk
3.64 Condensation of water vapour occurs whenever a surface temperature

falls below the ambient dew-point temperature.
3.65 The prediction of surface condensation on building elements such as

walls windows and roofs can therefore be obtained by comparing the room
dew-point and surface temperatures.
3.66 To undertake calculations on the risks of surface condensation, it is

necessary to estimate the vapour pressure or moisture content of air within the
building. This will largely be determined by the sources of moisture
evaporation within the building, that is, combustion of gas and other
hydrocarbons; cooking, washing, bathing and other processes involving open
vessels of hot water; and perspiration and respiration of building occupants.
3.67 In order to prevent surface condensation occurring, it is necessary to

provide sufficient ventilation to maintain the maximum ambient dew-point
temperature below the lowest surface temperature, the coldest surface usually
being the glazing.

3.68 Where this would require excessive ventilation levels, the designer
should consider removal of the moisture at the source of the evaporation via
an exhaust hood or similar device.
3.69 In intermittently heated buildings, it is necessary to consider the

condensation risk at night set-back conditions as well as during normal
operation. Calculation methods for this assessment are given in section A10
of the CIBSE guide.
Calculation of plant requirements
Air supply volumes
3.70 The minimum air supply volume for a room is determined by the
greater of the three criteria, viz:
a. minimum fresh air requirements (paragraphs 3.15–3.17); and

However, the air supply volume to b. minimum supply volume for room loads for heating or cooling
individual rooms is often in excess of maximum supply temperature differential (paragraphs 3.18–3.20);
the minimum volume in order to
c. specific supply air volumes for dilution ventilation.
enable a number of rooms to be
supplied at the same temperature,
3.71 Multi-zone systems often do not have terminal cooling coils, and thus
that is, air volumes are increased to
it is often necessary to balance the plant load in terms of cooling energy per
balance the zonal load in terms of
unit of supply air volume (W/m3/s) in order to prevent excessive overcooling
energy per unit of supply air volume
and reheating occurring continuously on lightly loaded zones.
(W/m3/s).
Plant sizing
3.72 Once the air flow has been established as described above, the cross-
sectional area of the air-handling unit can be calculated based on a maximum
coil face velocity of 2.5 m/s.
3.73 In order to establish the length of the air-handling unit, it will be

necessary to refer to manufacturers’ literature, ensuring all necessary access
panels and components are included as detailed in Chapter 4.
3.74 The fan duty should be calculated by adding the resistances of all
elements which contribute to the pressure drop of the index circuit.
3.75 The main elements which must be considered are:
a. inlet or discharge louvres;
b. plant entry and discharge;
c. attenuators;
d. components within the air-handling unit;
e. duct-mounted heaters and filters (including a dust allowance);
f. ductwork distribution;
g. ductwork fittings, including: fire dampers, volume control dampers,

bends and sets, tees, changes of section;
h. air terminal device;
j. discharge velocity.
3.76 The pressure drops of louvres, grilles, external filters and attenuators
may be obtained from the selected manufacturers’ literature.

3.77 Where packaged air-handling units are installed, the fan pressure drop
is usually quoted as external plant resistance, and thus the designer does not
need to calculate the resistances of individual plant items. The designer should,
however, ensure that an allowance has been made for filter clogging; and
confirm whether the fan pressure quoted is fan total or static pressure.
3.78 Resistances of ductwork and fittings may be obtained from the CIBSE
guide section C4; however, the designer should exercise some care when using
tabulated pressure loss information for fittings which are relatively close
together.
3.79 Upon completion of the resistance calculation exercise, the designer

should make allowances for calculation and construction tolerances as
indicated in Table 3.4.
Table 3.4 Typical fan volume and pressure margins
Criteria Low pressure Medium/high

systems pressure systems
Volume flow rate margin for leaking and +10% +5%

balancing requirements
Total pressure loss margin

a. for increase in volume flow rate (above) +10% +5%
b. for uncertainties in calculation +10% +10%
Combined total pressure loss margin +20% +15%
Plantroom size and location
3.80 The ventilation plant and associated equipment should be positioned to

give maximum reduction of noise and vibration transmitted to sensitive
departments; and at the same time, achieve an economic solution for the
distribution of services.
3.81 It is not recommended that noise and vibration generating plant be

housed either directly above or below sensitive areas (for example operating or
anaesthetic rooms) unless there is no alternative, in which case additional care
and attention must be given to the control measures.
3.82 The plant must also be located so that it is remote from possible
sources of contamination, heat gains and adverse weather conditions. The
design should ensure that wind speed and direction have a minimal effect on
plant throughput.
3.83 Access to and around plant is essential to facilitate inspection, routine

maintenance, repair and plant replacement.
Provision of primary services
3.84 Where more than one air-handling plant requires cooling, remote
central cooling plants with piped chilled water are preferred. In the case of a
single plant, a multi-stage direct expansion cooling coil with refrigerant piped
from an adjacent compressor/condensing plant could be considered. If this
option is selected, a refrigerant gas detector mounted in the base of the duct
and an alarm system audible to the end-user will also need to be provided
(COSHH regulations).

3.85 Clean dry steam is preferred for humidification, provided that the
boiler water treatment does not render the steam unusable for direct
humidification.
3.86 When boiler steam is used, a warning notice regarding water

treatment must be prominently displayed in the boilerhouse stating that the
steam is to be used for humidification in the hospital air-conditioning plant;
and that only approved additives must be used. Boiler treatments that comply
with the Federal Drug Administration (FDA) Regulations 21: Part 173.310 and
also exclude volatiles are considered suitable.
3.87 If a suitable supply of steam cannot be obtained from the steam main,
a steam generator should be provided locally, or a self-generating humidifier
installed. The location of a local steam generator is critical if condensate is to
drain back into it.
Discharge and inlet sizing and location
3.88 Air intakes and discharge points are generally located at high level, to
minimise the risks of noise nuisance to surrounding buildings, contamination
and vandalism.
3.89 Each intake and discharge point should be protected from weather by
louvres, a cowl, or a similar device.
3.90 Louvres should be sized based on a maximum face velocity of 2 m/s in

order to prevent excessive noise generation and pressure loss.
3.91 Any space behind or under louvres or cowls should be tanked and
drained if there is a possibility of moisture penetration.
3.92 Intake points should be situated away from cooling towers, boiler
flues, vents from oil storage tanks, fume cupboards and other discharges of
contaminated air, vapours and gases, and places where vehicle exhaust gases
may be drawn in.
3.93 The discharge from an extract system must be located so that vitiated
air cannot be drawn back into the supply air intake or any other fresh-air inlet.
Ideally, the extract discharge will be located on a different face of the building
from the supply intake(s). Where this is not practicable, there must be a
minimum separation of 4 metres between them, with the discharge mounted
at a higher level than the intake.
3.94 The discharge should be designed and located so that wind speed and
direction have a minimal effect on the plant throughput; and should be fitted
with corrosion-resistant weatherproof louvres to protect the system from
driving rain, with mesh screens of not less than 6 mm and not more than
12 mm to prevent infestation. If possible, the inlet duct should slope back
towards its intake, so that is self-draining. If this is not practicable, it should
be provided with a drainage system.
Heat rejection devices
3.95 The design conditions given in Chapter 2 make no allowance for the
elevated temperatures that can occur on the roof of buildings. Refrigeration
condensers and cooling towers should, if practicable, be shaded from direct
solar radiation, or the design adjusted to take account of the gain.

3.96 Air-cooled condensers must always be the first choice for heat rejection
from any refrigeration plant. Evaporative cooling systems must not be used in
healthcare premises unless limitations of space mean that they are the only
way that the cooling load can be met. If they are used, the guidance set out in
NHS Estates’ ‘The control of legionellae in healthcare premises – a code of
practice’ (HTM 2040) must be closely followed.
Air distribution arrangements
Ductwork distribution systems
3.97 Ductwork systems for ventilating and air-conditioning applications are

referred to by their velocity or pressure category, that is, as low, medium or
high velocity or pressure systems. HVCA limits are up to 10 m/s or 1000 Pa;
20 m/s or 1750 Pa; and 40 m/s or 3250 Pa in the case of conventional low,
medium and high pressure systems respectively. High pressure systems are
more expensive to install and because of their greater input power
requirements, are increasingly more expensive to run.
3.98 For normal applications in healthcare buildings, low velocity systems are
recommended; and the use of higher velocities than those recommended is
not likely to be economical. Future trends are likely to be towards even lower
optimum duct velocities; however, velocities lower than 2.5 m/s are unlikely to
be justified.
3.99 The site will often dictate the main routing of ductwork systems, but in
general the design should seek to make the layout as symmetrical as possible;
that is, the pressure loss in each branch should be as nearly equal as possible.
This will aid regulation and may reduce the number and variety of duct fittings
that are needed.
Ductwork materials and construction
3.100 The choice of material to be used for the formation of a duct should
take account of the nature of the air or gas being conveyed through the duct,
the environment in which the duct will be placed, and the cost of the
installation.
3.101 Galvanised sheet steel is generally suitable and most economical for
normal ventilating and air-conditioning applications.
3.102 In instances where moisture levels and/or corrosive elements in the air
being conveyed are very high, aluminium, stainless steel, PVC or GRP ducts
should be used. Stainless or black steel are, however, the only suitable
materials for high temperature ductwork.
3.103 Where builders’ work ducts are used, these may be constructed of
various materials; however, brickwork ducts must be rendered, and a greater
allowance made for leakage.
3.104 Galvanised, black and stainless steel ductwork should be manufactured

and installed to DW/142 – HVCA specification for sheet metal ductwork, but
excluding the use of bolt-through supports.
3.105 GRP and PVC ductwork should be manufactured and installed to

DW/151 – HVCA specification for plastic ductwork.

3.106 The inside of the ductwork should be free from structural projections
and as smooth as possible. Flanged, gasketed joints are preferred.
3.107 Ductwork must be fire-stopped where it penetrates fire compartment

walls, floors and enclosures, cavity barriers and sub-compartment walls or
enclosures, and provided with weatherproof collars where roofs or external
walls are penetrated.
3.108 In inherently wet areas, such as the base of fresh air inlet ducts, the
ductwork may require draining to avoid any formation of water with the
layout of any drains as specified for paragraphs 4.8 to 4.13.
Duct sections
3.109 Ducting is generally available in rectangular, circular and flat oval

sections, although other sections may be made for special situations.
3.110 Rectangular ducting is most common on low pressure systems, for the
following reasons:
a. it can readily be adapted to fit into the space available;
b. fittings are cheaper than those for circular or flat oval ductwork;
c. it can readily be joined to such component items as heating and

cooling coils, and filters.
3.111 When sizing ductwork, the designer should take into account:
a. both installation and operating costs;
b. space limitations imposed by the structure and other services;
c. operating noise levels;
d. requirements of regulation at the commissioning stage.
3.112 For overall economy and performance, the aspect ratio should be close
to 1:1, since high aspect ratios increase the pressure loss, heat gains or losses
and overall cost (for example, changing the aspect ratio from 1:1 to 1:4 can
typically increase the installed cost of the ductwork by 40% and add 25% to
the heat gains or losses).
3.113 Rectangular ducting should not be the first choice for high pressure
systems, and should be avoided in systems operating at high negative
pressures, because the strengthening of the flat sides and the sealing
requirements necessary to make rectangular ducts suitable for these high
pressures are costly.
3.114 Circular ducting is preferable for high pressure systems; and for
systems operating at high negative pressures. In the case of the latter,
additional stiffening rings may be necessary. Machine-formed spirally-wound
ducting and a standard range of pressed and fabricated fittings can
sometimes make circular ducting more economical, particularly in low
pressure systems having a relatively low proportion of fittings.
3.115 Flat oval ducting provides an alternative to circular ducting, principally

where there is a limitation on one of the dimensions in the space available for
the duct run.
3.116 Other sections may be used, such as triangular sections to pass

through roof trusses. Such sections present difficulties in the provision of

fittings, and connections to standard plant items, and are likely to be more
expensive than traditional sections.
3.117 Builder’s work ducts and intake chambers should be surface treated
and sealed to prevent dust particles being picked up by the airstream.
3.118 Flexible ductwork can be used for final connections to grilles and
diffusers, provided it is constructed to meet the fire precautions recommended
in CP413, that is, the length of flexible ductwork branches is not greater than
3.7 metres; and does not pass through fire compartment walls, floors or
enclosures of sub-compartment walls or enclosures, or through cavity barriers.
Standard ductwork fittings
3.119 All fittings should conform to DW142. Wherever possible, long radius
bends, large radius main branches, not more than 45° angle sub-branches and
long taper transformations should be used.
3.120 Fittings should be arranged with vanes in sub-branches connected

directly to grilles and diffusers, and turning vanes in square bends (when used).
3.121 The number of duct fittings should be kept to a minimum and there
should be a conscious attempt to achieve some standardisation of types and
sizes. Increasing the number and variety of fittings in a system can markedly
raise its overall cost.
3.122 Bad design in relation to air flow can lead to vibration of flat duct
surfaces, increases in duct-generated noise and pressure loss, unpredictable
behaviour in branch fittings and terminals, and adverse effects on the
performance of installed plant items, such as dehumidifying coils.
Branches
3.123 There are many designs of branch and junction in use. The important
features are that the flow should be divided (or combined) with the minimum
interference and disturbance. Changes in duct sizes should not be made at the
branch but a short distance downstream (or upstream). A good dividing
branch design cannot be effective if the flow entering the branch is not
uniform across the section.
Changes of section
3.124 The expansion of a duct section should be formed with sides having a
total included angle of no more than 30º, and preferably less than 20º. If the
angle of expansion is greater, the flow is not likely to remain attached to the
walls of the duct and large eddies will be formed with flow reversal at the
walls. This leads not only to a high pressure loss, but also to a non-uniform
velocity pattern at the outlet. Where there is insufficient space for a gentle
expansion and a greater angle is necessary, internal splitters should be used.
3.125 A contraction in a duct section is less critical, but the total included
angle of the taper should not exceed 40º, or 20º where the contraction is
made on one side of the duct only.
3.126 The most economical way to change the section of a rectangular duct
is to restrict the change of duct size to one side only. If the calculated
reduction or increase to the side dimension is 50 mm or less, it is usually not

economical to change the size at that position. The minimum size of a

rectangular duct should usually be 150 mm x 100 mm.
Other fittings
3.127 As a general rule, fittings should avoid abrupt changes in direction and
sharp edges which cause the flow to separate and form eddies, thus limiting
pressure loss and noise generation. If the fitting leads to the flow
preferentially attaching to one side of the outlet, then a significant length of
straight downstream duct is necessary before the next branch or fitting; this
length should be greater than five equivalent diameters.
Noise generation within the ductwork
3.128 Noise is generated in ductwork at sharp edges, by tie rods, damper

blades, duct obstructions and sharp bends etc. This air flow-generated noise
becomes an important factor if it is about the same or greater level than the
upstream noise level. Air flow-generated noise is often referred to as re-
generated noise.
3.129 The noise level generated by air flow in ductwork is very sensitive to
the velocity. The sound power of this noise is approximately proportional to
the sixth power of the velocity; that is, a doubling of the duct velocity will
increase the sound power by a factor of 64 (or about 18 dB). The duct
velocities should therefore be kept as low as possible. In general, duct fittings
which have lower pressure loss factors in similar flow conditions will generate
less noise.
3.130 Ductwork serving quiet areas should not be routed through noisy
areas, where noise break-in can occur and increase the noise level in the
ductwork.
3.131 Grille register and louvre noise should be kept to the minimum by
selecting types having low noise-producing characteristics, without high tonal
noise; and should be fitted with acoustically treated external inlet and outlet
louvres.
Volume control damper locations
3.132 Manually operated balancing dampers are needed generally:
a. in the main duct downstream of the fan;
b. in branches of zone ducts;
c. in sub-branch ducts serving four or more terminals;
d. at terminals not covered by (c) above.
3.133 Dampers integral with terminals should only be used for final trimming
of air volumes, or noise and air distribution problems may ensue.
3.134 Dampers in rectangular ducts should be single-bladed up to 450 mm

longer side and opposed-blade multi-leaf type above this size. In circular
ducts, iris-type dampers are recommended, provided there is enough space
round the duct for the damper housing. Dampers must be accessible and have
a quadrant plate with locking screw. Dampers should be located as far away
as possible from adjacent branches or plant items.

Fire damper types and locations
3.135 Smoke-diverting dampers must be provided on recirculation air The Building Standards (Scotland)
systems to automatically divert any smoke-contaminated return air to the Regulations and Scottish Home and
outside of the building in the event of a fire; and arranged so that the Health Department – Fire Safety: New
normally open smoke-diverting damper on the return air branch to the input Health Buildings in Scotland, HMSO
unit closes and all the return air is exhausted through the extract fan. 1987; see letter reference SHHD/DGM
Guidance is available in HTM 81 and BS5582:Part 9. (1988)61 and (1990)67
3.136 It is essential that all relevant fire aspects of ducting systems are agreed
with the fire officer before the design is finalised.
Access door locations
3.137 Access doors are required to facilitate access to plant items and
ductwork components for inspection, maintenance, cleaning and replacement,
and must be of sufficient size to permit access for the required functions.
3.138 Recommended locations for access doors are given in DW/142, and are
generally provided to give access to:
a. every regulating damper;
b. every fire and motorised damper;
c. filter (to facilitate filter withdrawal);
d. both sides of cooling/heating coils;
e. humidifiers;
f. fans and to provide access to motors and impellers.
3.139 Care should be taken when siting access doors to ensure that no other
services to be installed will prevent reasonable access.
Diffuser and grille selection and sizing
3.140 The effectiveness of all ventilation and air-conditioning systems depends

on the methods by which air is introduced to, and vitiated air is removed from,
the space. The usual results of poor air terminal selection and/or positioning
are draughts, stagnation, poor air quality, large temperature gradients and
excessive noise.
3.141 Air can be supplied to a space in a number of ways, although any

device can be broadly placed into one of two categories: that producing a
diffused supply, or that producing a perpendicular jet. Diffusers may be radial
or linear, and normally utilise the Coanda effect to reduce the risk of excessive
room air movement. A perpendicular jet is formed by discharging air through
grilles, louvres or nozzles, which are generally adjustable.
3.142 Air flow patterns produced by both types of terminal are dependent to
a large extent on the presence of the Coanda effect (that is, adhesion of the
air stream to an adjacent surface).
3.143 Supply air terminals can be incorporated into any room surface, for
example floors, walls (high or low level), desk top etc.
3.144 As they operate on the jet principle, the use of side wall and linear
grilles is restricted to areas where air change rates are low, that is, less than 10
per hour. Linear perforated or rectangular diffusers can provide acceptable

conditions within the occupied zone at up to 15 air changes per hour. In areas
where a higher air change rate is required, circular diffusers should be used.
3.145 The performance of supply air terminal devices is provided, based on

three criteria: throw, spread and drop. Throw is defined as perpendicular or
parallel distance from the terminal to the point at which the air velocity is
0.5 m/s isovel. Spread is defined as the width of the 0.5 m/s isovel; and drop
is defined as the vertical distance from the centre line of the terminal to the
bottom edge of the 0.25 m/s isovel.
3.146 It is necessary to consider each of these parameters in both summer

and winter conditions to ensure satisfactory operation of the air terminal
device, as warm jets behave very differently from cold jets.
3.147 A warm jet tends to rise until it attaches itself to a horizontal surface,
while a cold jet falls. Care must be taken to ensure that this does not lead to
unacceptable temperature gradients in winter, or excessive air velocities in the
occupied zone in summer.
3.148 In order to ensure satisfactory air movement within a space, it is

necessary to consider interaction between air movement from adjacent
terminals, and ceiling mounted fixtures (light fittings etc), as well as
interaction between air movement and room surfaces.
3.149 If the supply and extract terminals are too close, short circulating may
occur, while if they are too far apart, stagnant zones may be formed. Where
two opposing air streams meet, the individual velocities must not be greater
than 0.25 m/s.
3.150 Supply and extract grilles and diffusers should be fitted with opposed-
blade dampers for fine balancing purposes.
3.151 Further guidance on the selection of grilles and diffusers is given in

Section B3 of the CIBSE guide.
Transfer grilles size and location
3.152 Transfer grilles are required in locations where there is a significant

imbalance between the supply and extract rates in a room, to relieve any
pressure differentials which may affect the operation of the spaces and/or the
ventilation system. Minor air flows can be catered for by leakage around
doors and frequent opening.
3.153 While air transfer grilles in walls, partitions or doors etc are not strictly
part of the ventilation system, they form essential components of the
building’s air distribution.
3.154 Care needs to be taken to ensure that the positioning of transfer grilles
does not interfere with the fire or smoke integrity of the building. In general,
the air transfer grilles should not be installed within fire-resisting boundaries,
although if this is unavoidable, these should be fitted with fire or smoke
dampers.
3.155 Where installed, transfer grilles should be of the non-vision type, sized
for a maximum face velocity of 1.5 m/s.

Pressure relief damper size and location
3.156 Pressure relief dampers are required in lieu of air transfer grilles in areas
where it is necessary to maintain pressure differentials between adjacent rooms
to prevent reversal of air flows (for example in operating theatre suites and
clean rooms).
3.157 Fire precautions for pressure relief dampers are the same as transfer
grilles (see paragraphs 3.135–3.136); and for sizing criteria, refer to Chapter 6
(operating departments).
3.158 Where installed, pressure relief flaps should be of the balanced blade
type, with fine adjustment of relief pressure settings; and should give a seal as
tight as practicable when closed.
Thermal insulation
3.159 Thermal insulation is applied to ductwork to reduce heat exchange, and

to prevent condensation.
3.160 In a duct system, the air temperature changes can be significant,

especially when passing though untreated space, and these have the effect of
reducing the heating or cooling capacity of the air and of increasing the
energy input to the system. The heat transmission to and from the surrounding
space can be reduced by effective insulation of the ducts.
3.161 Condensation can arise in ductwork systems conveying cooled air and,
apart from creating conditions conducive to corrosion of ductwork,
condensation affects the heat and vapour-resisting properties of insulating
materials themselves and this induces further condensation.
3.162 In normal circumstances, the insulation thickness for heat resistance is

sufficient to prevent surface condensation, but in extreme conditions the
insulation thickness for vapour resistance may be greater than that for heat
resistance. When cold ducts pass through areas of high dew-point, carefully
selected vapour barriers should be applied externally to the insulation.

4.0 Plant equipment selection
Air-handling unit construction
4.1 The basic technical requirements of the whole of the ventilation system
should meet the requirements of Model Engineering Specification C04 –
‘Mechanical ventilation and air-conditioning systems’; and fire precautions
should be incorporated in accordance with Firecode.
The Building Standards (Scotland) 4.2 Guidance is available in HTM 81 and BS5588:Part 9.
Regulations and Scottish Home and
Health Department – Fire Safety: New 4.3 The plants should have a high standard of airtightness. The double-skin
Health Buildings in Scotland, HMSO method of construction with insulation sandwiched between two metal faces
1987; see letter reference SHHDIDGM is recommended.
(1988)61 and (1990)67.
4.4 The inside of the plant should be as smooth as possible with no
channels, rolled angles or formed sections that could trap or hold moisture. If
stiffeners are required, they should be fitted externally. Internal bracing may
be fitted provided it is of a design that will not trap or hold moisture.
4.5 Access must be provided adjacent to filters, cooling and heating coils,
heat recovery devices, attenuators and humidifiers to facilitate easy cleaning
and maintenance (see individual plant items).
4.6 Airflow across air treatment components such as filters, heat

exchangers and humidifiers will be influenced by the pattern of the
approaching airstream; and if unsatisfactory conditions are created, the
performance of the component will be reduced.
4.7 The height of the air-handling unit (AHU) must provide sufficient
ground clearance to enable the installation of a drainage system as described
below.
AHU drainage system
4.8 All items of plant that could produce moisture must be provided with a
drainage system.
4.9 The drip-tray should be constructed of a corrosion-resistant material

and be so arranged that it will completely drain. To prevent “pooling”, it is
essential that the drain connection should not have an up-stand; and that a
slope of approximately 1 in 20 in all directions should be incorporated to the
drain outlet position. The tray must be easily removable for inspection and
maintenance.
4.10 The trap need not be directly under the drainage tray, provided that
the pipework connecting the two has a continuous fall. Each trap should be
of the clear (borosilicate) glass type to show (visibly) the integrity of the water
seal, and should be provided with a means for filling. A permanent marker on
each trap should be provided to indicate the water seal level when the system
fan is running at its design duty. Each installation should incorporate quick-
release couplings to facilitate removal of the traps for cleaning.
4.11 Traps fitted to plant located outside or in unheated plantrooms may

need to be trace heated in winter. The trace-heating must not raise the
temperature of water heated in the trap above 5°C.
4.12 Pipework from each trap outlet should be thermoplastic, copper or

stainless steel tube. Stainless steel could be particularly useful in situations
requiring mechanical strength (glass is not necessary). The pipework should be
a minimum diameter of 22 mm and have a minimum fall of 1 in 60 in the
direction of flow and be well supported.
4.13 Water from each trap must discharge via a type A air gap, as specified
in BS6281: Part 1, above the unrestricted spill-over level of either an open
tundish connected to a drainage stack via a second trap, or a floor gully (or
channel).
Layout of plants
4.14 The plant must be arranged so that the majority of items are under
positive pressure. It is preferable that any item of plant requiring a drain be on
the positive pressure side of the fan. A recommended layout is given in
schematic form in Figure 4.1.
4.15 Flexible joints should be provided at fan inlet and outlet connections;
should be equal in cross-section to the points of connection; and should not
be longer than 200 mm or shorter than 100 mm.
4.16 Separate extract plant will generally be required for the area served by
each supply plant. If applicable, energy recovery equipment should be fitted
and provision made for the fitting of a grade EU2 panel filter to protect it.
Provision of dampers
4.17 Motorised non-return dampers should be located immediately behind

the intake and discharge of each supply and extract system respectively. They
should be of the opposed blade type, opening through a full 90°; and must
close automatically in the event of power failure or plant shutdown to prevent
any reversal of air flow.
4.18 The quality of motorised dampers is critical. They should be rigid, with
square connections fitted with end and edge seals of a flexible material and
with minimal play in linkages. The leakage on shut-off should be less than 2%.
4.19 A manually operated isolating damper should be installed between the

main plant and its distribution system, to enable the plant to be isolated when
cleaning is in progress.
4.20 A main volume control damper should be provided in the main plant,
to set the design flow rate during commissioning. The damper must be
capable of being locked in any position. If it is intended to use it for plant
isolation also, it must be capable of being reset to give the design air flow
without the need for re-measurement.
Health and safety aspects
4.21 It is essential that the main plant ductwork is located far enough from
the floor to permit the correct installation of drainage systems for cooling coils,
humidifiers and heat recovery systems. Easy access for maintenance of
drainage systems and their associated pipework must be provided.

Fresh air intake
Control damper
Frost coil
system
Heat recovery
Fan Pre filter
Silencer
Fans
Access light
inspection window Heat recovery coil
Cooling coil
To anaesthetic rooms etc
Disposal room
Drainage system
Heating coil
Humidifier
Operating suite
Final filter
Prep room
Balancing damper
Heating coil
Figure 4.1 Typical operating suite ventilation system

4.22 Organic materials or substances that can support the growth of micro-
organisms must not be used in the construction of the plant or its distribution
system. The water fittings and materials directory lists suitable materials for
sealants and gaskets.
4.23 The plant and its distribution system must not contain any material or
substance that could cause or support combustion.
Vibration
4.24 Vibration from a remote plantroom can be transmitted by the structure

of the building, may be regenerated and may sometimes be magnified many
times. Plant should be selected to have the minimum vibration generation and
should be installed on suitable anti-vibration mounts. Pipe and ductwork
should incorporate anti-vibration couplings, preferably in two planes at right
angles, as close to the vibration source as possible. Consideration should also
be given to anti-vibration pipe hangers and supports.
Sequence of components
4.25 Generally, the following arrangement of plant components should be

used, although in many instances not all components are required:
a. fresh air inlet;
b. control damper;
c. frost coil;
d. pre-filter;
e. silencer;
f. fan;
g. cooler coil;
h. heater coil;
j. humidifier;
k. control damper;
m. final filter.
There may, however, be instances where this arrangement is not appropriate;

and the plant arrangement should be planned accordingly.
Fans
4.26 The fan should be selected for good efficiency and minimum noise
level, but the overriding factor should be the selection of a fan characteristic
such that the air quantity is not greatly affected by system pressure changes
due to filters becoming dirty or external wind effects.
Acceptable types
4.27 Fans can be of the axial, centrifugal, cross flow, mixed flow or propeller
type, depending upon the requirements of the system.
4.28 Where used, centrifugal fans should preferably be of the backward blade
type, and give an efficiency of not less than 78%. Alternatively, where noise

levels are more critical and pressure requirements are lower, forward curved
blade fans are acceptable. For high power applications, aerofoil blade fans
may be appropriate.
Selection
Forward curved centrifugal fans can 4.29 Generally, large ventilation systems will always use centrifugal fans due
overload if allowed to handle more air to their efficiency, non-overloading characteristics, and developed pressures.
than they are designed for
4.30 Alternatively, it may be appropriate to use mixed flow fans in high
pressure systems.
4.31 Axial flow or propeller fans are generally only used in local through-
the-wall systems, or systems with low pressure requirements.
4.32 Cross-flow fans have very low operating efficiencies, and thus their use
is restricted to applications such as fan coil units.
Fan location and connection
4.33 Fans can be positioned to either “blow through” or “draw through”

the central plant. The main advantages of a blow-through unit are:
• a lower supply air moisture content can be achieved;
• the cooling coil and humidifier drains will be under positive pressure.
4.34 The consequent disadvantages of this arrangement are:
a. there is greater risk of condensate leakage through the casing of the

cooling coil;
b. an additional plant section is required at fan discharge to reduce the

velocity before the next plant component.
4.35 The fan performance figures given by manufacturers in their catalogue

data are based on tests carried out under ideal conditions, which include long
uniform ducts on the fan inlet/outlet. These standard test connections are
unlikely to occur in practice; the designer should therefore ensure as far as is
practical that the fan performance will not be significantly de-rated by the
system. This objective can be approached by ensuring that the fan inlet flow
conditions comprise uniform axial flow velocities with low levels of turbulence.
4.36 Where the outlet duct is larger than the fan discharge connection,
there should be a gradual transition, with a following section of straight duct
having a length equivalent to three duct diameters.
4.37 The design of the fan inlet connection must be carefully considered to
avoid swirl in the airstream. When the air spins in the same direction as the
impeller, the performance and power consumption of the fan are reduced.
When the air spins in the opposite direction to the impeller the power
consumption and noise will increase with hardly any pressure increase.
Airstream swirl is usually induced by large variations across the fan inlet eye
caused by the air passing round a tight bend immediately before the eye.
4.38 For any condition in which a centrifugal fan is located with a free inlet,
the clear distance between the suction opening and the nearest wall should
be not less than the diameter of the inlet. If two fans with free inlets are
positioned within the same chamber, their adjacent suction openings should
be at least 1.5 diameters apart.

Control
4.39 Fans in healthcare applications are generally either single or two-speed.

Where there is a requirement for two-speed operation, this is generally via a
local user control (for example in a hood extract system to provide a boost
facility) or via a time schedule for energy saving during unoccupied periods.
4.40 Where two-speed operation is required, twin supply fans may be

preferred, as they allow greater flexibility of plant control and avoid the need
for spare motors to be provided. If single-speed fans are selected, speed
reduction will be required to reduce the flow rate by 50% during set-back as
detailed elsewhere.
4.41 Where there is a requirement for stand-by fans (for example in foul
extract systems), the system should incorporate an automatic changeover
facility activated via an air-flow sensor, and fault indication should be provided.
Requirements for particular applications
4.42 Where the system air is explosive, aggressive, or has a high moisture
content, the extract fan motor should be located outside the air stream. This is
generally achieved with axial fans by using a bifurcated unit.
Heater batteries
4.43 Fog/frost heating coils should not be protected by filters. They should
therefore be constructed in plain tubing without fins and be as near to the
outside as possible to minimise condensation during cold weather. Access for
cleaning must be provided.
4.44 Finned tube coils should be constructed of solid drawn copper pipe,
generally connected in parallel, with aluminium fins. In instances where the
atmosphere is particularly corrosive, copper fins should be used.
4.45 Where there is a wet heating system in the areas served, the main
heater battery should be sized for the ventilation requirements only, not for
the fabric loss.
Acceptable types
4.46 Electric, water or steam heater batteries may be considered; however,

electric heater batteries are expensive to operate and where there are
alternatives, their use should be restricted to low power use, for example
trimming control.
4.47 If steam supplied heater batteries are used, for example, their venting,
trapping and condensate systems must be designed so that a vacuum cannot
occur within the coil and nor will the condensate back up due to excessive
back-pressure in the condensate main.
Location
4.48 The standard arrangement of heater batteries in air-handling units is

given in Chapter 3.

4.49 Where possible, wet trimmer heater batteries should be located in

plant areas.
4.50 Where it is necessary to locate heater batteries in false ceilings etc,

consideration should be given to the use of electric heaters. If this is not
practicable, drip-trays should be installed under both the battery and the
control valve assembly to protect the ceiling.
Control
4.51 Water heater batteries should be connected to a constant temperature

heating circuit. Fog/frost coils should be controlled by an off-coil temperature
sensor operating a two or three-port motorised valve to provide a minimum
plant “on temperature” of between 2°C and 5°C. The off-coil temperature of
the frost coil is generally sensed by a serpentine thermostat laid across the
downstream face of the coil or upstream of the next plant item. This
thermostat will shut the fan down if any part of the air stream is below the
minimum set-point.
4.52 The main heater battery should be controlled in the same manner
under the dictates of either an off-coil temperature sensor, or a room
temperature sensor, depending on the plant configuration and method of
control. Trimmer heater batteries are generally controlled by one or more
averaging temperature sensors within the room or rooms served by the zone.
4.53 Various options for control of single and multi-zone air-conditioning

systems are given in section B3 of the CIBSE guide.
4.54 It is usual to open the pre-heater, and close other heater batteries on
system shutdown or fan failure.
Cooling coils
4.55 Eliminator plates are required to be fitted downstream of the coil if

face velocities exceed 2.25 m/s.
4.56 Cooling coils will need to be periodically decontaminated. The

downstream access door should be glazed and have a low-voltage
weatherproof light fitting provided for maintenance purposes. The light fitting
should be mounted so that its bulb can be changed from outside the duct.
Acceptable types
4.57 All cooling coils must be fitted with their own independent drainage
system. A baffle or similar device must be provided in the drip tray to prevent
air bypassing the coil and the tray should be large enough to capture the
moisture from the bends and headers.
4.58 Where coils are greater than 1 m high, intermediate drip-trays are
required.
Selection
4.59 Care must be taken in selection to minimise electrolytic action resulting

from condensation on the air side. Coils constructed from copper tubes with
copper fins extended on the downstream side in the form of an eliminator, and

electro-tinned after manufacture, are preferred. All parts of the coil and its
associated ductwork in contact with moisture must be manufactured from
corrosion-resistant materials. Stainless steel, GRP or plastic finishes are
preferred.
Location
4.60 Micro-organisms which multiply in moisture cannot be avoided when

the coil is dehumidifying, but the risk of infection will be reduced by locating
the final filter downstream of the coils.
4.61 The standard arrangement of cooling coils in air-handling units is given

in Chapter 3.
Control
4.62 There are two basic methods of control for cooling coils:
a. off-coil control – used in multi-zone systems or single-zone systems

where close humidity control is required, to provide a constant maximum
off-plant condition which satisfies the temperature and high humidity
requirements of the zone with the highest load;
b. sequential control – used in single-zone systems, or multi-zone systems

with averaging sensors where close control is not required. A room or
duct temperature sensor controls the cooling coil and heater battery in
sequence to maintain constant room conditions.
4.63 The advantage of off-coil control is that accurate humidity control can
be provided without relying on humidity sensors, which are prone to
inaccuracy and drift.
4.64 Off-coil control is, however, expensive to operate in terms of energy

consumption, due to the fact that there is no feedback of room loads, and
thus at low loads and in systems where there are large zonal variations,
significant over-cooling and reheating will occur.
4.65 On systems with two-speed operating, it is usual to isolate the cooling

coil upon selection of low speed. In addition, on system shutdown, low air
flow or fan failure, the cooling coil must be isolated.
Humidifiers
4.66 The most important requirement for a humidifier is to create complete

mixing of the steam with the air; and the manufacturers’ instructions should
be followed regarding minimum distances which should be allowed before
bends or other components.
4.67 The number and length of steam injection manifolds to be used is

dependent on various factors such as duct cross-section area, air velocity, air
dry bulb temperature and manifold design.
4.68 Adequately sized glazed access doors and low-voltage swimming-pool

type weatherproof bulkhead light fittings are essential for maintenance
purposes. The light fittings should be mounted so that their bulbs can be
changed from outside the duct.

4.69 All parts of the humidifier and its associated ductwork in contact with
moisture must be manufactured from corrosion-resistant materials. Stainless
steel, GRP or plastic finishes are preferred.
4.70 The cleanliness of the water supply is essential for the safe operation of
humidifiers. Provision should be made for draining down supply pipework and
break tanks for periodic disinfection and for periods when they are not
required in service.
4.71 The addition of treatment chemicals for continuous control of water

quality for humidifier/air handling units should be avoided. Consideration
could be given to installing a UV system to control microbiological growth.
Given the limitations of UV systems, however, this will require filtration to
high quality to ensure the effectiveness of exposure of organisms to the UV
irradiation. As with all water treatment systems the unit should be of proven
efficacy and incorporate UV monitors so that any loss of transmission can be
detected.
4.72 All humidifiers must be fitted with their own independent drainage
system as detailed in paragraphs 4.8–4.13.
Acceptable types
4.73 Steam injection manifold-type humidifiers are considered suitable for

use in health building air-conditioning systems.
4.74 Steam may be derived from the central steam supply, or generated
locally either within or adjacent to the humidifier.
4.75 The introduction of steam should be by an appliance specially designed

to discharge dry steam into the air-conditioning system without objectionable
noise or carry-over of moisture.
4.76 During the design stage, consideration should be given to the

proposed methods for the regular cleansing of the humidifier(s) and their
components.
4.77 Ultrasonic humidifiers are available. The action of ultrasonic frequencies

should not be considered an effective method for control of micro-organisms.
The supply of water to the humidifier should be free from viable bacteria. The
humidifier reservoir is accessible to micro-organisms, including legionellae,
carried by the incoming air, and the water temperature in the humidifier
during operation may be such as to encourage growth of these bacteria;
biofilms may form. These units are capable of producing aerosols that may
transmit legionellae.
Selection
4.78 A mains steam humidifier can be noisy, and will be difficult to control
if it is operated at an excessive steam pressure. It should be sized for an
operating pressure of approximately 1 bar; and the pipework supplying it
should be provided with a dirt pocket, pressure reducing valve and steam trap
installed as close as practicable to the humidifier, so that the steam condition
at entry is as dry as possible. A temperature switch on the condensate line (or
equivalent design provision by the humidifier manufacturer) should be
incorporated to prevent “spitting” on start-up.
4.79 Most operational problems with mains steam humidifiers arise because
of back-pressure in the condensate discharge line. Unless the condensate from

the device can be discharged and collected at atmospheric pressure, it should

be discharged directly to drain.
4.80 A local steam generator, where used, must be fed with potable quality
water. Additional water treatment to the standard set out above may be
required. If the humidifier is unused for a period exceeding 48 hours, it must
automatically drain its water content, including that contained in the supply
pipework, right back to the running main and leave itself empty.
4.81 Some generators are of a type that requires regular cleaning and
descaling. The design must allow for them to be installed such that they can
be physically isolated from the air duct in order to prevent contamination of
the supply by cleaning agents while this is taking place.
Location
4.82 Careful siting of the humidifier lance is required to prevent the steam
impinging onto the side(s) of the duct, condensing and generating excess
moisture.
4.83 It is essential to position the humidifier upstream of the final

attenuator, with at least 1 metre unobstructed air flow downstream.
Control
4.84 Accurate humidity control can only be provided on single-zone systems,
or multi-zone systems with zonal humidifiers. In the above systems, humidity
sensors control the humidifier for low-level humidity control, and override the
temperature controls to open the cooling coil valve for high-level humidity
control.
4.85 Multi-zone systems are more usually controlled by a minimum humidity

sensor located in the supply duct(s) following the last heater battery.
4.86 Overriding controls separate from the normal plant humidistat should be
installed. Their purpose is to prevent excessive condensation when starting up.
A time delay should be incoporated into the humidifier control system such that
the humidifier does not start until 30 minutes after the ventilation/plant start-up.
In addition, a high limit humidistat should be installed to switch off the
humidifier when the saturation reaches 70%. This humidistat is to control added
moisture; it is not necessary to install a de-humidifier to reduce the humidity of
the incoming air if it already exceeds 70%. The normal humidifier control system
should ensure that the humidifier is switched off when the fan is not running.
Filtration
4.87 The purpose of filtration is to reduce the level of airborne contamination

entering a building, and is generally carried out in one or two stages.
4.88 General ventilation supply plant should incorporate air filters of grade
EU3, sized for a maximum face velocity of 2.5 m/s. Coarse pre-filters may be
justified where the intake air is exceptionally polluted. Extract filtration will only
be required where heat recovery devices are installed, or contaminated air is
required to be filtered prior to discharge to atmosphere.
4.89 In urban or other areas of high atmospheric pollution, a higher standard

of filtration may be justified to reduce the level of staining to internal finishes.

4.90 Filters must be securely housed and sealed in well-fitting frames,

readily accessible for replacement, and must be provided with a differential
pressure indicator.
4.91 Neither the filter media, nor any material used in the construction of
the filters, should be capable of sustaining combustion; and the filter media
should be such that particles of the media do not detach and become carried
away by the air flow.
4.92 A complete spare set of filters is required to be provided by the

contractor at handover.
Acceptable types
4.93 A grading system based on arrestance and efficiency has been

introduced by Eurovent (the European Committee of the Manufacturers of Air
Handling Equipment) and is shown in Table 4.1.
4.94 “Arrestance” is a measure of the total weight of synthetic dust

captured by a filter. The weight of dust caught is expressed as a percentage of
the total weight of dust entering the filter. “Arrestance” provides a good
indication of a filter’s ability to remove the larger, heavier particles found in
outdoor air. It is used, primarily, as a measure of the performance of the
lower grade filters, as indicated in Table 4.1.
4.95 Efficiency of a filter is measured as the percentage of microscopic

particles removed from the air stream by the filter, and is used to grade high-
performance filters, as indicated in Table 4.1.
Table 4.1 Eurovent filter grades
Filter grade Arrestance (A) Efficiency (E) %
1 A < 65
2 65 < A < 80
3 80 < A < 90
4 A > 90
5 40 < E < 60
6 60 < E < 80
7 80 < E < 90
8 90 < E < 95
9 E > 95
4.96 All filters should be of the dry type. Panel filters are cheap and
disposable with relatively low dust-holding capacity, and are generally used as
pre-filters to eliminate large particles which would otherwise clog or cause
damage to the fan and coils.
4.97 Where a higher standard of filtration is required, secondary bag filters

should generally be used.
Most filter companies no longer 4.98 Where installed as pre-filters, automatic roll type fabric filters should
supply automatic roll-type filter be of the dry type (grade EU2), be operated automatically by an electric motor
housings, although they are under the dictates of a pressure differential switch, and include a visual
continuing to supply replacement indication of the end of the roll. All filters develop a higher resistance to air
filters for existing installations. flow with the build-up of dirt, and this governs the effective life of the filter.
Filters should therefore be selected for optimum dust holding capacity;
however, this may often only be finally determined from the plant history.

Selection
4.99 Some general guidance on the application of the various grades of filter
is given in Table 4.2.
Table 4.2 Filter applications

Grade Application
2/3 Pre-filters and filters for systems serving areas not requiring any
great degree of cleanliness, such as toilet supply systems and
light industrial applications.
4 For application as main filters where low to moderate
cleanliness is required.
5 Main filters for general applications where decor protection is
not critical. Suitable for paint-spray installations.
6 As 5, but with added decor protection. Intermediate filter to
extend life of a HEPA main filter.
7 As 5, but for use where protection of decor is particularly
important. Typically, operating room.
8 High protection from dust staining, suitable for computer room
and other areas containing electronic equipment.
9 For high-quality filtration but where HEPA filters are not
justified, for example Class 3 clean room applications.
4.100 In addition to the nine grades of filter already described, there is

another classification known as High Efficiency Particulate Air (HEPA) filters,
sometimes known as absolute filters. They are designed to provide very high-
efficiency filtration of tiny particles in the sub-micron size range.
4.101 HEPA filters are expensive, and their use should be kept to a minimum.
Where used, HEPA filters should be of the replaceable panel type with air-
proof seals. Areas requiring HEPA filters include ultra-clean ventilation (UCV)
suites and manufacturing pharmacies.
Location
4.102 The primary filter will be positioned on the inlet side of the fan,
downstream from the frost coil. It is essential, however, that when fitted, the
secondary filter is on the positive side of the fan to prevent air being drawn
into the system after the filter, and after any item of equipment which could
shed particles.
4.103 The filter installation must be arranged to provide easy access to filter
media for cleaning, removal or replacement, with side or front withdrawal as
required.
Control
4.104 Differential pressure transducers should be provided to monitor and

alarm on excessive filter pressure drop.

Heat recovery
4.105 Where recirculation of air is not permitted for operational reasons,

there is a significant risk of discharging large quantities of useful energy in
extract air. Heat recovery must be considered in all ventilation system design,
to assess the useful value of energy discharged in relation to the cost of
recovery of such heat. For most systems in healthcare premises, either a “run-
around” system of heat exchangers, a thermal wheel or a plate type unit may
be appropriate.
4.106 A full economic assessment of the benefits and costs of heat recovery
should be carried out prior to inclusion of heat recovery in a ventilation
system.
4.107 Where a local comparable heat demand can be supplied economically

by thermal reclamation, heat recovery equipment should be installed. Where
extracted air has a high moisture level, the cooling effect on the extract air
may require drains for condensate and access for cleaning heat exchangers.
Selection should be based on efficiency, maintenance requirements and the
practical reliability of the preferred system. Run-around coils offer ease of
installation in either new or existing plantrooms and, like plate heat
exchangers, require little maintenance.
4.108 Where heat recovery devices are installed, they should be protected on
the extract air side by a grade EU2 filter to prevent clogging, fitted in
accordance with the requirements of paragraphs 4.87–4.101.
This subject is covered in Energy Efficiency ‘Heat recovery from ventilation

systems’.
Location
4.109 Heat recovery devices should be installed with an upstream filter on

the extract side, and prior to the cooling coil or main heater battery on the
supply side.
Control
4.110 It is essential to consider the control of both the heat recovery device
and the fog/frost coil when assessing the economics of heat recovery, as all
energy provided by the frost coil will directly reduce the heat exchange of the
heat recovery device. To this end, the off-coil setting of the frost coil should
be the minimum possible to protect the primary filter (around 2°C).
4.111 The heat recovery device should be controlled in sequence with the
main heater battery, and should incorporate a control to prevent the transfer
of unwanted heat when the air-on condition rises above the required plant
set-point.
4.112 In instances where the plant is cooling the air, it may be possible to
remove heat from the supply air at high ambient conditions under the dictates
of enthalpy comparators in the intake and discharge ducts.

Attenuation
4.113 Noise will be generated in an air distribution system by the fan, plant
items, and air flow. The ductwork is a very effective transmitter of this noise,
hence there is generally a need to limit the noise transmission to meet the
requirements of the building. This normally involves the provision of sound
attenuation treatment as part of the overall ductwork system design.
4.114 A thorough assessment of the design should be made to assess the

noise problem and sound treatment requirements and this should take into
account the following primary factors:
a. fan and plant noise generation;
b. air flow generated noise in ductwork fittings and dampers;
c. noise generated at grilles, diffusers and other terminals;
d. noise break-in and break-out of ductwork;
e. cross-talk and similar interference;
f. the noise limitations for the building and surrounding areas;
g. external noise generation.
4.115 A method of assessment of these factors and the sound attenuation

requirements of ductwork systems is given in section B12 of the CIBSE Guide.
4.116 The fan is usually the main source of system noise. The sound power
that it generates varies as the square of the fan pressure, and thus to limit the
fan noise level the system resistance should be kept as low as economically
possible. As a general rule the selected fan should operate close to its point of
maximum efficiency to minimise its noise generation. Where there is
disturbance to the air flow at the fan inlet, the manufacturer’s stated fan noise
levels should be increased by up to 5 dB. More precise guidance on this aspect
may be available from fan manufacturers.
4.117 Noise break-out from all equipment housed in the plantroom must be
taken into consideration if control is to be satisfactory. Any ductwork within
the plantroom after the silencer should be acoustically insulated to prevent
noise break-in.
4.118 There is no complete means of control over external noise generation

from such as road traffic, aircraft, factory and community noise. Consideration
must be given to this at the design planning stage.
4.119 The Department of Health has issued Health Building Notes, Health
Technical Memoranda, Hospital Design Note No 4 supplemented by Health
Circular HN (76)126, and a Data Sheet on Noise and Vibration Control
(DH 1.2), which should be consulted for detailed guidance.
Acceptable types
4.120 The noise levels produced by ventilation and other plant should be
reduced by using duct silencers. These reduce fan noise generated within the
duct systems and also control noise break-out to the atmosphere. It should be
noted that duct silencers offer a resistance to air-flow. The resistance must be
included in the fan and ductwork calculations.

4.121 The construction of the sound-absorbing in-fill should be suitable for

the quality of air being handled. The duct silencer acoustic in-fill should be
protected by a perforated sheet metal casing. Absorption of moisture, dirt and
corrosive substances into the “in-fill” and the release of fibrous particles into
the airstream should be prevented by the use of a plastic membrane.
Selection
4.122 Provided care is taken in the design and construction of low pressure
systems to avoid significant noise generation in the ductwork, attenuation
should only be needed to absorb fan noise.
4.123 Cross-talk attenuators may be necessary where noise intrusion

between adjacent spaces can arise and where individual room confidentiality
is required.
Location
4.124 It is always preferable to control noise and vibration at source, or as

close to source as possible. This may be achieved in the equipment
specification and selection at the design stage and usually results in a lower
cost than corrective measures.
4.125 Fans radiate noise through both the inlet and outlet connections and it
may be necessary to provide attenuators to limit the noise from both of these
connections.
4.126 Attenuation or other sound-absorbing material should not be applied

to the inside surface of the duct system after the final filter, owing to the risk
of mechanical damage and the subsequent dispersal of the media into the
ventilation system.
4.127 In addition, attenuators should be located so that insulation is not

nearer to a fire damper than one metre and is not fitted anywhere after the
final filter.
Requirements for particular applications
4.128 Rooms in operating departments typically have hard surfaces for

hygienic reasons. This makes the room acoustically very live, that is, the
reverberation times will be long. Due account must be taken of both the
direct noise and the reverberant (diffuse) noise from any source in the room.

Requirements for automatic control
5.1 The basic requirements for an automatic control system are as follows:
a. facilities to start, set-back and stop the plant;
b. temperature control and indication;
c. humidity control and indication;
d. alarms to indicate plant failure, low air flow, and filter state.
5.2 The designer should consider whether it is necessary for the supply and
extract fans to be interlocked, either so that the supply fan will not operate
unless airflow is established within the extract system, or vice versa depending
on required pressures within rooms being served.
5.3 This will be particularly important in laboratory and pharmacy areas that
also contain fume cupboards, safety cabinets and LEV systems.
5.4 Alarms should be provided to show “filter fault” and “low air flow”.
The “filter fault” alarm should be initiated by a predetermined increase of
pressure differentials across the filter. The “low air flow” alarm should be
initiated when the supply air quantity falls to 80% of the design value.
Objectives of control system
5.5 The primary object of a ventilation or air-conditioning plant control

system is to maintain the space served within the required environmental
control bands, at the appropriate times, regardless of external conditions or
internal loads.
5.6 It is the task of the designer to select a control system to achieve the
above with minimum energy consumption.
Selection of control system
5.7 Air-conditioning plants are both complex to control and expensive in

terms of energy costs. This makes them ideal for microprocessor or intelligent
control.
5.8 With developments in building management systems (BMS), it is often

cost-effective to provide intelligent controls in lieu of conventional analogue
controls for air-conditioning plants, whether or not there is a general site BMS
system.
5.9 Often, it is not possible to accurately predict building load variation

at the design stage, and thus optimum set points cannot be assessed.
Information provided by monitoring the operation of the plant via a BMS
system will enable optimum set points to be established and energy
consumptions reduced.

Location of controls
5.10 Whether within the plant, duct or room, sensors should be located to
provide accurate measurement of the condition of the air being monitored.
5.11 Sensors and control items such as control valves should be located
close to the element being sensed or plant item being controlled, in order to
minimise time lags within the system which may create over-shoot of
conditions beyond the design envelope and result in additional energy
consumption.
5.12 Specific activities will require continuous or intermittent mechanical

ventilation, and where the latter occurs, frequently at a high air change rate,
for example in bathrooms and treatment rooms, sufficient prominence in
position and type should be given to the local control of this facility to
encourage economical use.
Time switching
Requirements for time switching
5.13 Facilities to start, set-back and stop the plant should be provided in the
plantroom. Remote start and set-back control and indication, if required,
should be provided at a manned staff location, for example at the reception
or staff base.
5.14 Where two speed controls are installed, the set-back facility for each
plant should depress the control temperature to around 15°C; exclude any
humidification and cooling from the system; and reduce the supply and
extract air volumes by around 50%. Provided any desired direction of air
movement from clean to less clean can be maintained, it may be possible to
turn the associated extract fan off during set-back.
Methods of time switching
Start-up control
5.15 The plant start control should contain a control logic that will start the
plant in the sequence set out in the algorithms in Tables 5.1 and 5.2.
Set-back control
5.16 If a two-speed fan or twin supply fans are used, the volume can be
reduced to 50%, and the control temperature set point depressed to around
15°C when spaces are in the set-back position.
5.17 The chosen method will depend on the likely usage and economic
advantages of the system. Provision should be made to lock out the alarms
when on set-back and to interlock the extract fan, humidifiers, cooling coils,
main and trimmer heaters with the fan so that they cannot operate when the
air system is off. See also the control algorithms in Tables 5.3 and 5.4.
5.18 The fire control panel should have restricted access for the fire officer
and include independent on/off control and indication of the supply and
extract.

Environmental control
Temperature control methods and application
General
5.19 All control valves must fail safe, that is, close in the event of power or
airflow failure, with the exception of the fog/frost battery control valve, which
should open upon power or air-flow failure.
5.20 A suggested arrangement for controlling heating and cooling batteries

is shown in Figures 5.1 and 5.2. Complete plant control algorithms showing
their interrelationship with the rest of the control system are shown in Tables
5.1 to 5.4.
Room temperature control
5.21 The limits for room temperature set point are generally between 16°C
and 25°C depending on the particular application; and in some specialised
instances (for example operating departments) are selectable by the user.
5.22 The selection of temperature set point for each room or zone may be
by a control facility in the room or zone, or remotely at the control panel or
BMS system. The control device should be marked “raise” and “lower”, and
should control within the specified air temperature range with a tolerance of
±1 K. All other control set points must be selectable in the plantroom and the
BMS system (where installed).
5.23 Where local control is provided, an indication of temperature will be

required locally, or at a staff base (if appropriate), using an analogue or digital
indicator. This may be mounted in a supervisory control panel, with the signal
repeated in the plantroom or on the BMS system.
Frost coil control
5.24 Steam supplied fog/frost batteries must be operated as on/off devices

with their sensor mounted upstream of the battery. This will give “open loop”
control; a set point of +1°C is recommended.
5.25 Low pressure hot water (LPHW) supplied frost batteries should be
controlled using the Proportional mode. Their sensor should be located
downstream of the battery to give “closed loop” control. A set point of 2–5°C
is recommended.
5.26 If the temperature downstream of the frost battery, as sensed by a

serpentine thermostat, falls below the required set point over any part of the
coil, the plant must automatically shut down in order to prevent damage to
the other batteries.
Off-plant control
5.27 The control logic must prevent the chiller and pre-heater being on at
the same time. It should also never be possible for the chiller and humidifier to
be on at the same time.

Humidity control methods and application
5.28 In order to prevent excessive condensation when starting up from a

total plant shut-down, a time delay should be incorporated into the control
system such that the humidifier does not start until 30 minutes after the
ventilation/plant start-up.
5.29 Irrespective of the method of control, a high-limit humidistat should be

installed to ensure that the condition of the air in the duct does not exceed
70% sat, particularly during plant start-up.
5.30 With certain types of steam humidifier, it may be necessary to install a

thermostat in the condensate line from the humidifier’s steam supply, to
ensure that the steam at the control valve is as dry as possible before it is
injected into the air supply.
5.31 The humidifier and cooling coil control must be interlocked so that
they cannot be on at the same time.
5.32 The humidifier control system should ensure that it is switched off with
the fan. It is preferable to design the control system so that the humidifier is
isolated for an adequate time before the fan is turned off so as to purge
humid air from the system.
5.33 All control valves must fail safe, that is, close in the event of power
failure, and the humidifier must be interlocked with the low air-flow switch.
5.34 Suggested humidifier plant control algorithms showing their

interrelationship with the rest of the control system are shown in Tables 5.1 to
5.4.
Multi-zone control methods and application
5.35 Control of all air-conditioning parameters is difficult to achieve with

multi-zone systems, since each zone requires reheater and humidifier to give
total control of humidity (assuming reheat for each zone).
5.36 It is therefore usual with multi-zone systems to provide control of zonal

temperature only, with humidity control based on average conditions within
all zones, or minimum conditions within one zone.
5.37 Where there is a requirement for control of air-conditioning

parameters in a number of areas, consideration should be given to providing
separate plants for each area in order to avoid the need for expensive over-
cooling and reheating of individual areas or zones.
5.38 Most multi-zone systems within healthcare premises are controlled

based on off-coil control within the central plant, with terminal heater
batteries on individual zones.
Alarms and indication
5.39 Supply and extract systems should include indicator lamps on

plantroom control panels to confirm the operational status of each system.
Where the usage is on a regular daily pattern, a time switch control with
manual over-rider for a limited period should be considered.

5.40 Where a system is provided for a particular space, the indicator should
be in, or immediately adjacent to, that space and local controls should be
provided with labels clearly defining their function.
5.41 The “plant failure” and “low airflow” alarm should be initiated by a
paddle switch or other device located in the main air supply duct. This should
operate when the air quantity fails to reach or falls to around 80% of the
design value and will give indication of fan failure, damper closed, access door
left open, or any other eventuality that could cause a reduction of air quantity.
5.42 The “filter fault alarm” should be initiated by a predetermined Inclined gauge manometers must be
increase of pressure differential across the filters, thereby indicating a dirty installed across filters to give
filter. maintenance staff a direct indication of
their condition.
5.43 Visual indication should be provided at a manned staff location, for
example the reception or staff base, and in the plantroom to show “plant
failure”, low air flow and “filter fault”.

Figure 5.1 Control system
Extract
Sample duct
Supply
hHL
hLL Symbols
hFA h = Humidity
t2 suffix HL = High level
t1
LL = Low level
ti
FA = Flammable anaesthetics
hi t = Temperature (1. Outside
hi 2. Supply)
Plant ∆T ti i = Internal
control panel Prep x = Set point
hFA
∆T = Differential temperature
tx LAF = Low air flow
LAF FS = Fire switch
FA
Operating room
Set
Superintendent’s back
control panel
Normal

53
(see 6.10)
Figure 5.2 Control and indication schedule

Table 5.1 Typical plant control algorithm – normal start-up sequence

Table 5.2 Plant control algorithm – normal shut-down sequence

Table 5.3 Plant control algorithm – set-back sequence

Table 5.4 Plant control algorithm – restart from set-back

6.0 Special ventilation systems
Operating departments
Special requirements
6.1 The supply of air to an operating room has four main functions:
a. to control the temperature and humidity of the space;
b. to assist the removal of, and dilute, waste anaesthetic gases;
c. to dilute airborne bacterial contamination;
d. to control air movement within the suite such that the transfer of
airborne bacteria from less clean to cleaner areas is minimised.
6.2 Functions (a), (b) and (c) are important and must be achieved in full,
but it is not essential to achieve perfect air movement control (d), provided
that bacterial dilution is adequate.
6.3 Terminal or HEPA filters are not generally required.
6.4 Because of the complexities of controlling air movement patterns,

much design effort will be required for this aspect. It is important that the
design makes the best possible use of the air available, as excessive supply air
flows for the control of air movement should not be used. The maximum air
supplied to the operating room should be 1.0 m3/sec; and this air should be
distributed evenly within the space, usually via ceiling diffusers.
6.5 The detailed considerations upon which the supply air flow rate is
based are as follows.
Temperature and humidity control
6.6 Supply flow rates to achieve the required room conditions are
calculated conventionally, taking account of all heat and moisture gains and
losses, and of maximum permissible temperature differences between the
room and supply air.
6.7 Temperature differences of up to 10 K for winter heating and 7 K for

summer cooling must not be exceeded.
Removal and dilution of waste anaesthetic gases
6.8 Waste anaesthetic gas must be contained and removed by a suitable

gas scavenging system. Some leakage from the anaesthetic equipment and
the patient’s breathing circuit will occur with all systems, during connection
and disconnection; and from the interface with the patient. The air movement
scheme should ensure that this leakage is diluted and removed from the
theatre suite.
6.9 Air extracted from operating suites should not be recirculated, as it

may contain these contaminants; however, an energy recovery system should
be fitted in the extract in order to reduce the plant energy consumption.

6.10 It is acceptable for the humidity to swing uncontrolled between 40% If it is decided that no flammable
and 60% saturation. In the unlikely event of flammable anaesthetic gases anaesthetic gases are to be used,
being used, a minimum of 50% humidity must be maintained within the neither this nor the antistatic floor
operating room. The set point for the humidity control would therefore be need be provided. In this case, a notice
set at 55% ±5%. that the theatre suite is not suitable for
the use of flammable anaesthetic gases
Dilution of airborne bacterial contaminants must be prominently fixed at the
6.11 Supply flow rates for the main rooms of the operating suite are given entrance.
in Table 6.6. For the other areas where room sizes and activities vary from site
to site, air change rates are given in Table 6.1. These figures have been found
to give sufficient dilution of airborne bacterial contaminants, provided the
mixing of room air is reasonably uniform.
Air movement control
6.12 The design of the system should seek to minimise the movement of
contaminated air from less clean to cleaner areas. Transfer grilles or suitably
dimensioned door undercuts enable air to pass in either direction between
rooms of equal class and pressure. Pressure relief dampers and pressure
stabilisers operate in one direction only, allow excess air to be directed to the
area desired, and assist in maintaining room pressure differentials.
Table 6.1 Hierarchy of cleanliness and recommended air-flow rates for

dilution of airborne bacterial contaminants
Air flow rate for

Nominal bacterial contaminant
Class Room pressure dilution
Pa Flow in Flow out
(A) or supply or extract
m3/s m3/s
Sterile Preparation room

(a) lay-up 35 See Table 6.5 for
(b) sterile pack store 25±5 recommended schemes
Operating room 25 and specific values
Scrub bay (B) 25
Clean Central sterile pack store 14 0.10 –
Anaesthetic room 14 0.15 0.15
Scrub room 14 – 0.10
Transitional Recovery room 3 15 AC/hr(C) 15 AC/hr(C)
Clean corridor 3 (D) 7 AC/hr
General access corridor 3 (D) 7 AC/hr
Changing rooms 3 7 AC/hr 7 AC/hr
Plaster room 3 7 AC/hr 7 AC/hr
Dirty Disposal corridor 0 – (E)
Disposal room –5 or 0 – 0.10
Notes:
A. Nominal room pressures are given to facilitate setting up of pressure relief dampers,
the calculation process, and the sizing of transfer devices. The resultant pressures are
not critical provided the desired air movement is achieved.
B. An open or semi-open bay is considered to be part of the operating room, and
provided air movement is satisfactory, no specific extract is required.
C. 15 AC/hr is considered necessary for the control of anaesthetic gas pollution.
D. Supply air flow rate necessary to make up 7 AC/hr after taking into account
secondary air from cleaner areas.
E. No dilution requirement. Temperature control requirements only.

Maintenance of room pressures
6.13 When considering the overall air-flow movement, careful thought

needs to be given to the operation of the ventilation system, to limit smoke
spread in the event of a fire. However, this is a highly staffed department with
a low fire risk/load status and these factors need to be recognised when
developing the fire strategy.
Table 6.2 Typical pressures in an operating suite when a given door is open
Resultant Effect on other rooms

Door open between pressure in
these rooms Room Pressure (Pa)
Operating room and corridor Anaesthetic 3

or 3 Pa Preparation – lay up 18
Scrub bay and corridor Disposal –12
Preparation – sterile pack store 8
Operating room and anaesthetic Preparation – lay up 30
room (or other series room 17 Pa Disposal –9
with double doors) Preparation – sterile pack store 22
Operating room and
disposal room
or 25 Pa No change
Operating room and
preparation room
Anaesthetic room and corridor Preparation – lay up 30
(or other series room with 3 Pa Disposal –9
double doors) Operating room 17
Preparation room – sterile pack 22
store
Preparation room – corridor 3 Pa No change
Disposal room – corridor
Disposal room – outer corridor 0 No change
6.14 Air should flow from the cleaner to the less clean areas as shown in
Table 6.1. This is fairly easy to achieve by creating room pressure differentials
if the doors are closed, but once a door is open, the pressure differentials are
much more difficult to maintain (see Table 6.2). This difficulty is caused by the
following:
a. when a person passes through a doorway, both the passage of the

person and the movement of the door flap cause a transfer of air
between the areas separated by the door;
b. when a door is left open there is a transfer of air between the two
areas separated by the doorway. This is caused by air turbulence, but is
greatly increased by any temperature differential between the areas (a
1.4 m wide doorway may allow the transfer of 0.19 m3/s of air in each
direction when there is no temperature difference, but when the
temperature differential increases to say 2 K, the volume transferred
may increase to 0.24 m3/s).
6.15 To minimise the airflow between areas of different orders of

cleanliness, air movement control schemes must be designed to ensure that
excess air flows through the doorway from the clean to the less clean area.
6.16 It is not possible to design an air movement scheme, within the restraints
of the amount of air available, that will protect the operating room when two

doors are simultaneously opened. The design process used here considers that
each door is opened in turn and ensures that the direction and rate of air flow
through any open doorway is sufficient to prevent any serious back-flow of air
to a cleaner area.
Table 6.3 Recommended air flow rates in m3/s through a doorway between
rooms of different cleanliness to control cross-contamination
Room class Dirty Transitional Clean Sterile
Sterile Hatch 0.3 0.24 0.18

Single door 0.47 0.39 0.28 0 or 0.28 (C)
Double door 0.95 0.75 0.57 0 or 0.57 (C)
Clean Single door 0.39 0.28 0 or 0.28 (C)

Double door 0.75 0.57 0 or 0.57 (C)
Transitional Single door 0.28 0 or 0.28 (C)

Double door 0.57 0 or 0.57 (C)
Dirty Single door 0 Open single door = 0.80 m × 2.01 m high

Double door 0 Open double door = 1.80 m × 2.01 m high
Notes:
A. The degree of protection required at an open doorway between rooms is dependent
upon the degree of difference in cleanliness between them.
B. Flow rate required between rooms within the same class tends to zero as class
reduces.
C. If two rooms are of equal cleanliness, no flow is required (in practice there will be an
interchange in either direction) and the design of the air movement will assume zero
air flow. In certain cases, however, interchange is not permitted and a protection air
flow of 0.28 is assumed in the design, for example in the case of a preparation room
used as a “lay up”.
6.17 The recommended air flow rates to achieve this are given in Table 6.3.
Provided that the dilution criteria in Table 6.1 are met, the occasional small
back-flows created (when two doors are opened simultaneously; or when
there is a high temperature difference across an open door) will have little
effect on the overall air cleanliness of the affected room.
Notes on the layout of operating suites
6.18 The following general points should be taken into consideration during
the design of operating suites:
a. number of exits – the smaller the number of rooms (and therefore

doorways) leading from the operating room the better, as traffic is
reduced and less complicated air movement control schemes are
required;
b. scrub and hand-wash facilities – these may be a part of the operating

room, often in a bay.
Should a separate room be required for the scrub area, a door between
the scrub-up room and the operating room is an inconvenience to
scrubbed staff, and could be replaced by an opening. This opening
should be larger than a normal single doorway;
c. lay-up room – if it is intended to “lay up” instruments in the operating

room, the preparation room is then used simply as a sterile pack store.
The nominal room pressure can therefore be the same as that of the
operating room and the air flow between the two rooms in either
direction. Air supplied to the preparation room may be directed into the

operating room, thus reducing the required quantity of air supplied

directly to the operating room, and consequently the total volume
required for the necessary air movement control;
d. preparation room – when the preparation room is used as an

instrument “lay-up” room in the traditional way, it should be regarded
as being of greater cleanliness than the operating room, and the design
should minimise the transfer of air from the operating room to the
preparation room;
e. dirty corridor – if materials to be disposed of are placed in impervious

material for transportation, it is not necessary to have a separate
corridor for this purpose.
Standard air movement control schemes
6.19 Air movement control schemes have been developed for several
possible operating suite layouts as follows:
Plan 1a – single corridor with sterile pack store;
1b – single corridor with lay-up;
2a – linked corridor with sterile pack store;
2b – linked corridor with lay-up;
3 – linked corridor with external scrub and sterile pack store;
4 – Nucleus plan two corridors, with sterile pack store and disposal
hatch;
5a – two corridor with sterile pack store;
5b – two corridor with lay-up.
6.20 These appear in diagrammatic form in Figure 6.1, which shows the
relationships of rooms and the various doors and transfer devices between
them, and should not be regarded as architectural layouts. The schemes have
been developed using the calculation procedure described in Appendix 1 of
this HTM. Important features of the solutions are:
a. zonal trimmer heaters – a trimmer heater battery is advocated when

calculations indicate that the temperature differential between rooms
may be greater than 2 K. Generally this will only be the case in the
preparation room;
b. the preparation room (sterile pack store)/operating room interface –

these rooms are deemed to be of equal cleanliness, and thus a transfer
grille is required between these rooms;
c. preparation (lay-up)/disposal room interface – pressure relief dampers

are recommended here to provide an airpath when doors are closed,
while preventing back-flow when a door is opened elsewhere;
d. operating room/anaesthetic room interface – pressure stabilisers, or in

some cases carefully sized transfer grilles or door undercuts, are
recommended here, and between the anaesthetic room and corridor,
and between the operating room and corridor;
e. operating room/scrub room interface – an opening is provided between

these rooms. The flow of air through the opening provides protection,
and gives bacterial dilution within the scrub room; the air is then
exhausted to the corridor via a pressure stabiliser.

Figure 6.1 (a) Eight suggested air movement control systems

Figure 6.1 (b)

No mechanical supply or extract ventilation is provided in the scrub room,

and thus when a door is opened elsewhere in the suite, the stabiliser will
close, allowing the air to be re-directed to help protect the doorway.
6.21 Any other scheme may be used and the standard solutions applied, if
the following conditions are met:
a. room layouts in air network terms are as shown in the plans in Figure 6.1;
b. door gaps approximate to those given in Component Data Base (4 mm

along bottom, 3 mm along top and sides, 2 mm between double
leaves), see Table 6.4;
c. heat gains are similar to those given in Table 6.5;
d. a trimmer battery is installed in the air supply system to the preparation

room;
e. leakage through the structure is kept to a minimum.
A complete specification is given in Table 6.6.
Table 6.4 Leakage flows in m3/s through closed door gaps
Pressure difference – Pa
Type 5 10 15 20 25 30 40
Single door 0.03 0.05 0.06 0.06 0.07 0.07 0.08

(CDB Size 2.4.3.2.6.)
Double door (CDB) 0.04 0.08 0.10 0.11 0.12 0.13 0.14
High permanent length 0.004 0.008 0.010 0.011 0.012 0.012 0.013
of 3 mm gap
Note: CDB = Component Data Base – see paragraph 6.21.
6.22 It is recommended that every effort should be made to adopt one of

the schemes described earlier. Provided it is possible to comply with the
specifications given in Table 6.6, the entire design may adopted; otherwise, the
manual design procedure should be followed.
Air distribution within rooms
6.23 The method of introducing air into the operating room is of little
bacteriological significance at the recommended rates of flow. The velocity
working zone should be between 0.1 m/s and 0.3 m/s and diffuser equipment
should be selected to avoid “dumping”.
6.24 In the operating room, the air terminals must be at high level, and should
all be adjustable for rate of flow as well as being easily cleaned and silent in
operation. Supply terminals will require means of directional adjustment.
6.25 Large supply diffusers, for example “ultra-clean” style diffusers, are
particularly prone to buoyancy effects as a result of temperature difference
(see paragraphs 6.48–6.83). Unless the manufacturer of a proprietary system
of this type is able to provide type test data of the performance envelope, the
installation of these devices is not recommended.
Automatic control
6.26 Each operating room should have a sampling extract duct for the air-
conditioning control sensors. This should be positioned at normal working
height (1.8 m above fixed floor level (AFFL)) and be accessible for cleaning and
removal of fluff and lint.

Table 6.5 Heat gains and losses assumed in standard solutions
Room Item Typical heat gains (watts)

Summer (S) Winter (W)
Operating 8 people at 150 w/p (a) 1,200 1,200

Lights – general 750 750
Lights – operating 1,000 1,000
Fabric 250 –750
Equipment (b) 1,000 1,000
Nett gain 4,200 3,200
Preparation 1 person at 150 w/p 150 150

Fabric 60 –160
Equipment 0 0
Nett gain 350 130
Scrub 0 people (during operation) 0 0

Fabric 70 –140
Equipment 0 0
Nett gain 250 40
Anaesthetic 3 people at 150 w/p 450 450

Fabric 150 –280
Equipment 100 100
Nett gain 1,000 570
Disposal 0 people (during operation) 0 0

Fabric 50 –150
Equipment 0 0
Nett gain 200 0
Notes:
a. typical maximum;
b. includes full patient monitoring, video monitors, diathermy etc.
To be taken into account for selecting the cooling plant.
6.27 This duct should run from the sampling point and either connect into
the general extract ductwork system, or be provided with its own fan, built
into the operating theatre surgeon’s panel.
6.28 Where one supply and extract plant serves two operating rooms, the
sensors should be located in the common extract duct at a point where there
is a representative sample of air from both rooms.
6.29 The individual control sensors should be removable to prevent damage

during cleaning. Wall-mounted sensors, thermostats and humidistats are not
recommended.
6.30 Controls should be provided in the air-handling plantroom to enable

operating department ventilation plants to be closed down when the
operating suites are unoccupied.
6.31 When in the “off” mode, the control system should ensure that the
ventilation plant is automatically reinstated if the space temperature falls
below 15°C. Theatre ventilation plant control and its status indication for run
and stop should also be located at the staff control base.

Table 6.6(a) Air movement control specification for standard plans – supply
and extract flow rates
Item Specification Plan

Room Nominal Flow
pressure rate 1a 1b 2a 2b 3 4 5a 5b
(Pa) (m3/s)
0.75 S * * *
Operating room 25 0.65 S * * *
(OR) 0.80 S *
0.76 S *
Air Anaesthetic 14 0.15 S * * * * * * * *
Supply (S) room (AN) 0.15 E * * * * * * * *
and Sterile pack 25±5 0.10 S * * * *
Extract (E) store (SPS)
flow rates Instrument 35 0.34 S * * *
and lay-up (LU)
nominal Scrub bay (SC) 25 0.00 S * * * * * * * *
room 0.00 E
pressures Disposal (DI) –5 0.41 E * * * * *
0±5 0.10 E * *
Clean corridor 3 7 ac/h * * * * * * * *
(CC)
Outer corridor 0 * * *
(DC)
Total supply to 1.00 m3/s * * *
the suite 1.14 * * *
0.95 *
1.01 *
Notes: S – Supply
E – Extract
Ac/hr – Air changes per hour
6.32 The theatre control panel should also include plant status indication;
temperature and humidity indicating gauges; and means of adjusting the
setpoint for temperature and humidity. The panel should also include the air
sampling terminal.
6.33 The humidity within the operating department should be kept within
the range 40% to 60%. Provision should be made for raising the minimum
level to 50% in the unlikely event that flammable anaesthetics are to be used.
The humidifier should be selected to humidify to 50% saturation at 20°C
during the design winter outside conditions, and the cooling coil should be
able to remove sufficient moisture so that 60% saturation at 20°C is not
exceeded during the design summer outside conditions.
Plant arrangement
6.34 Cost analysis has shown that there can be economic advantages in
serving each operating suite with independent supply and extract plant. There
are also operating and thermodynamic advantages to be gained from this
arrangement.

Table 6.6(b) Air movement control specification for standard plans – transfer
devices

Location Flow Pressure
and flow rate (Pa) 1a 1b 2a 2b 3 4 5a 5b
direction (m3/s)
Transfer grilles OR Õ AN & 0.53 14 *

(door AN Õ CC (c)
mounted) OR Ö SPS 0.23 22 * * *
or 0.03 5 *
Door undercut DC Ö DI 0.40 25 * *
Pressure relief LU Õ OR 0.22 10 * * *

dampers (wall CC Õ DI 0.29 8 * * * * *
mounted) SC Õ CC 0.22 22 * * * * * * *
Pressure OR Õ AN & 0.47 14 (a) * * * * d * * *

stabilisers AN Õ CC
(wall mounted) 0.22 22 * * * *
OR Õ CC (B) 0.35 22 * * *
0.45 22 *
Notes: a. If excess OR air is to be routed via AN, the pressure setting of AN stabilisers
is to be 11 Pa, and OR Õ CC stabiliser is then not required.
b. For use when excess OR air is to be passed directly to CC.
c. Plan 3 only; use transfer grilles only when excess OR air is to be routed via
AN (see note (d)).
d. Plan 3 only; use pressure stabilisers only when excess OR air is to be passed
directly to CC (see notes (b) and (c)).
Table 6.6(c) Air movement control specification for standard plans – open
door air flows

Location Size Flow
and flow rate 1a 1b 2a 2b 3 4 5a 5b
direction (m3/s)
LU Õ OR Single 0.28 * * *
OR Ö SPS Single 0 * * * *
Design flow OR Õ DI Single 0.47 * * * *
rates through OR Õ DI Single 0.60 * *
open doors OR Õ SC (a) 0.28 * * * * * * *
OR Õ CC Single 0.39 *
Note: In many OR Õ CC Double 0.75 * * * * * * * *
cases the OR Õ AN Double 0.57 * * * * * * * *
actual flow AN Õ CC Double 0.57 * * * * * * * *
will be greater LU Õ CC Single 0.39 * * *
than this SPS Õ CC Single 0.39 * * *
SC Õ CC Single 0.39 * * * * * * *
DC Ö DI Single 0 * *
CC Õ DI Single 0.28 * * * *
OR Õ DC Double 0 (b) *
OR Õ DC Hatch 0 (c) *
SPS Õ CC Hatch 0.20 *
Trimmer LU supply * * *
heater SPS supply * * * *
Notes: a. Single opening – no door
b. = Fire door
c. = Air lock

6.35 As a general rule, if a theatre is out of use, but having to be supplied

with air from a common plant for more than 25% of the time, a separate
plant will be preferred. In any event, it is recommended that a plant or
common plant components be limited to supplying two operating suites.
Ventilation of ancillary areas
General
6.36 In order to maintain airflow patterns in the operating suite, it is

recommended that the whole department should be mechanically ventilated,
and that the plant be sized to cope with all heat losses, thereby making
separate radiator or convector systems unnecessary. The grilles and diffusers
should be located to eliminate condensation on windows and provide even air
distribution. The use of ceiling heating and embedded heating panels is not
recommended.
Ventilation requirements
6.37 Table 6.6(a) gives guidance on the operating department areas in

descending order of cleanliness, and this should be considered in the overall
design of the department ventilation systems. The specified flow rates of air
through doors given in Table 6.6(c) for the operating suite are not necessary
for other areas of the department; however, the airflow directions must be
maintained from the clean to the less clean areas.
6.38 All windows in the department should be double-glazed and

hermetically sealed in order to ensure that the desired air-flow pattern is
maintained under all external environmental conditions, and to avoid
infestation.
Systems design
6.39 The design of the ventilation system for the ancillary rooms depends on
the overall configuration of the department. The ancillary room plants may
need to be interlocked to the theatre suite plant so that reverse air-flow
patterns do not occur.
6.40 Generally, the most satisfactory solution is to have a number of plants.

Spare motors should be provided, but apart from this, no provision for standby
plant can normally be justified.
6.41 If a standby plant is required, it must be provided with a gas-tight

damper at its junction with the supply distribution duct, so that no back-flow
can occur. Standby plants can become sources of contamination if warm moist
air is allowed to stand in them. Their design must ensure that this cannot
happen.
6.42 Dual-duct high velocity systems have advantages, but are noisy, costly
and may give rise to unacceptable values of humidity; thus, single-duct, low
velocity/pressure systems are preferred.
6.43 Extract grilles should be sited and balanced to promote air movement
along the clean and access corridors towards the reception/transfer areas. This
should not affect the air distribution in the operating suite.

Sterilizing and disinfecting unit
6.44 Because of high heat gains within this department, it is possible that
ventilation in excess of 7 air changes per hour may be necessary. Sterilizers,
steam and condensate piping, valves etc must be carefully and efficiently
lagged and the plant space adequately ventilated.
Reception
6.45 The aim in these areas is to provide comfortable conditions having

regard to the movement control requirements of the department as a whole.
The number of air changes will depend on the design, but 7 per hour should
give acceptable conditions.
Recovery
6.46 The air change rate in the recovery room will be rather higher than
that needed merely to provide clean, comfortable conditions, as it is necessary
to control the level of anaesthetic gas pollution; 15 air changes are
recommended, with a balanced air flow.
6.47 Where possible, the supply air terminals should be ceiling-mounted

above the recovery bed positions so that anaesthetic gas exhaled by
recovering patients will be immediately diluted.
Ultra-clean ventilation systems
6.48 Ultra-clean ventilation (UCV) systems installed in operating rooms

can reduce the joint sepsis rate after total joint replacement surgery to
approximately half that found in a conventionally-ventilated operating room.
Clothing designed to reduce airborne bacteria dispersion (total body exhaust
gowns), when used in UCV systems, was shown to reduce the sepsis rate by
half again. The bacteria counts at the wound site associated with these results
are approximately 10/m3 and 1/m3 respectively. A minimum standard for the
UCV has been suggested where the average count at the wound should not
exceed 10 bacteria carrying particles/m3 (BCP/m3). However, it is also
suggested that to ensure minimal or no contamination of the wound from the
air, an airborne concentration of no more than 1 BCP/m3 would be required.
6.49 Investigations have shown that different designs of UCV systems give
different airborne bacteriological concentrations.
6.50 Many design issues such as the merits of vertical or horizontal flow
systems, the use of partial or full walls, the choice of special operating room
etc are not discussed in depth. Systems designed and commissioned in
accordance with this guidance can provide a significant benefit to patients.
Design considerations
6.51 The design philosophy of a conventionally ventilated operating suite is

based on the need to dilute contaminants and control both the condition and
movement of air in the suite.
6.52 The general objective of an ultra-clean ventilation (UCV) system is to

provide clean filtered air in the zone in which the operation is to be
performed; and sterile instruments and drapes are exposed. This is achieved

by means of a uni-directional discharge of air from an air filter bank or diffuser

over the sterile field of the operation. Generally, vertical flow systems provide a
more effective solution than horizontal flow systems.
6.53 Some factors which are important when designing operating

departments with conventional ventilation systems are not relevant when a
UCV system is to be installed. UCV systems are so efficient in preventing
airborne bacteria reaching the sterile zone, and in reducing the bacterial
concentrations in the remainder of the operating room, that there is no need
for complex air movement control schemes; and except for the preparation
room, there is no need for high air supply volumes to adjacent areas.
6.54 There are several factors to be considered when designing a UCV

system:
a. convection up-current from the surgical team, the operating lamp and
buoyancy effects tend to counter the movement of clean air towards the
wound, hence the discharge velocity is critical;
b. the size of the operating zone has to be large enough to encompass the
operating site and instruments; consequently, a large area of air
diffusion is required (typically 7.8 m2);
c. the high discharge air velocities and large area of air distribution
continue to produce a high discharge air volume, and thus, recirculation
of a considerable proportion of this volume is essential to minimise
operating costs.
6.55 Because of the size of the uni-directional flow terminal and the large
volume of air being moved in a relatively small space, the siting of the return
air grilles can cause short-circuiting of the air discharge. Partial walls must be
provided to control short-circuiting.
6.56 Return air grilles can be positioned at high level adjacent to the “partial
wall”, but the partial wall must be not less than one metre from the operating
room wall.
6.57 A further factor affecting the air flow pattern is the supply/room air
temperature difference. The supply air temperature should not exceed the
general room temperature. If the supply air temperature is above room
temperature, buoyancy effects reduce the volume of air reaching the operating
zone. In such cases, only systems with full walls should be used as, if the
temperature difference is greater than 1 K, it will prevent air reaching the
operating site. A full wall is considered to apply to any wall terminating not
more than one metre above the finished floor level.
6.58 The term “laminar flow” is generally misused when discussing UCV
systems. Commercial systems are available which provide a true laminar flow
from the terminal (Reynolds No <2000), but this “laminar flow” will be
destroyed due to the disturbance caused by the operating light and personnel.
Most systems produce the uni-directional non-laminar flow from the terminal.
6.59 The air movement in the operating room as a whole will ultimately
depend on:
a. the discharge velocity, velocity profile;
b. the provision of full or partial walls;
c. the location of the extract grilles;
d. the supply/room air temperature difference.

Operating department design consideration
6.60 A UCV system will usually be designed to provide the air-conditioning

to an individual operating suite, and will include primary, secondary and
terminal filtration and diffusion of air. Heating, cooling, humidification,
attenuation controls and instrumentation to the standards set out for a
conventional operating suite will also be included as part of the installation.
6.61 Separate scrub-up and disposal facilities are not necessary for air
cleanliness where a UCV system is installed, although operational policy may
prefer such a provision. A separate anaesthetic room should however be
provided. The preparation room/sterile store can be shared where the
workload permits. When a sterile store is provided, laying up in the clean zone
is preferable bacteriologically.
6.62 There is no aerobiological reason why two or more UCV systems

should not be installed in a common area as long as adequate spacing is
provided, but this will require special design considerations and operational
discipline.
Selection of UCV system
6.63 The types of UCV system available are as follows.
Remote plant systems
6.64 In a remote plant system, all the air-conditioning equipment is located

outside the operating room, except for the uni-directional air flow terminal,
the terminal filter, and the return air grilles/filter (see Figure 6.2).
Figure 6.2 Typical remote plant UCV system

Note: Final filters may form part of plenum chamber
Modular systems
6.65 Horizontal flow systems are typically of the modular type, and can be:
a. vertical flow – comprising a recirculating air module containing final

filter and terminal.

Return air filters and fans may be incorporated into a false ceiling to
improve headroom.
These do not include primary “fresh air” conditioning equipment

within the module. The module must be connected to the primary air-
conditioning system (see Figures 6.3 and 6.4);
b. horizontal or cross flow – comprising a recirculating air module

standing vertically to produce a horizontal flow of air; and containing
final filter/diffuser, return air filters and fans.
Figure 6.3 Typical commercial modular system

Note: Make-up air volume escapes to peripheral area via doors etc.
The system must have side walls which may fold to facilitate cleaning of the theatre. A
deflector at the top of the filter/diffuser will be acceptable as an alternative to a full roof.
Regardless of which of the above systems is preferred, the recirculation fan power may
necessitate the inclusion of supplementary cooling coils within the module. These should
be designed to the same criteria as the main plant. To avoid problems with the removal
of moisture from the cooling battery, it is preferable to effect cooling by means of the
primary supply system.
6.66 The number of bacteria at the wound site depends on the operating
team, their discipline and the type of UCV system and choice of clothing. Table
6.7 indicates the typical range of values for bacteria carrying particles per cubic
metre of air (BCP/m3) which can be expected at the wound site, and shows the
combination of clothing and system selection required. The maximum
recommended standard is 10 BCP/m3. The installed system will be required to
meet the performance standard set out in the “Validation and verification”
volume of this HTM.
Table 6.7 Typical performance of UCV systems for different types of clothing
– BCP counts expressed as an average over a number of operations
Types of clothing Horizontal flow system with walls Vertical flow system
Conventional cotton > 10 BCP/m3 >1 : < 10 BCP/m3

clothing
Clothing designed to > 1 : < 20 BCP/m3 < 1 BCP/m3
minimise dispersion
of bacteria

6.67 Horizontal flow systems have been shown to be three to eight times
less effective than vertical flow systems, and clothing designed to minimise
dispersal of bacteria is up to 20 times more effective than conventional cotton
clothing.
6.68 It should be the objective when designing a UCV system to achieve

levels of less than 10 BCP/m3 when conventional cotton clothing is used, so
that the use of occlusive clothing or body exhaust systems result in counts of
less than 1 BCP/m3.
Figure 6.4 Typical horizontal UCV modular system

Performance of UCV system
6.69 Systems incorporating partial walls only are acceptable, but are known
to be more susceptible to problems arising from poor operating team
discipline, occupancy, and design parameters than is the case with full walls.
Choice of system
6.70 Vertical flow systems have a superior performance and are preferred.
Remote systems will ensure that noise levels are minimal and provide the
fewest restraints within the room. In addition, the handling point equipment
can be maintained from outside the operating suite.
6.71 In an existing operating department, the only solution may be the

installation of a modular system. The existing primary conditioning plant may
require modification to ensure that the standards recommended are achieved.
6.72 Horizontal air flow systems are less effective and are not the preferred
solution. There may be occasions, however, where architectural, engineering,
economic or workload considerations prevent the installation of vertical flow
systems, and only a horizontal flow system can be installed.
6.73 In the horizontal flow systems, personnel working between the filter
and surgical wound will disperse bacteria which is more likely to enter the
wound. This may be minimised by the use of improved clothing and operating
procedure to reduce dispersion of bacteria.
6.74 The use of lines on the floor delineating the extent of the clean zone in
all systems, and the “no-entry” zone in horizontal systems, will assist staff and
are therefore recommended (see Figures 6.4 and 6.5).
ZONE FOR SURGICAL SERVICES

(COMPRESSED AIR, VACUUM AND SOCKET-OUTLETS)
2.8 m
CLEAN ZONE
ZONE FOR ANAESTHETIC SERVICES

(MEDICAL GAS AND ELECTRICAL SOCKET-OUTLETS)
Figure 6.5 Plan of vertical flow supply

Design requirements
General
6.75 Vertical flow systems are preferred; they should have a minimum area
of 2.8 m × 2.8 m. This is the area projected on a plan of the supply air
terminal within the partial or full walls, with a clearance to the underside of
the fixed partial wall of 2 m from finished floor level (FFL). Any air outside
this zone should not be considered as ultra-clean although the level of
microbiological contamination will be much lower than the general level in a
conventional operating room. The system should have either fixed partial walls
with demountable full-wall extensions, or fixed full walls down to at least 1 m
above FFL.
6.76 Horizontal flow systems should have a minimum distance between the
side wall panels of 2.4 m. The minimum height of the terminal should be
2.1 m. These dimensions reflect currently available equipment and may
impose operational constraints in addition to a lower level of performance
common in these systems.
Air movement scheme
6.77 There is no strict requirement when using a UCV system to have an air
movement control system, except in the preparation room.
6.78 The inherent feature of a UCV system is its large air flow and it is
essential to recirculate air to optimise energy savings.
6.79 The fresh air volume should be dispersed via the disposal room and
other doors or openings from the operating room as required. The anaesthetic
room can have balanced ventilation; this may be achieved by use of door
grilles, under-cuts or other means.
6.80 If preparation rooms are intended to be used for “laying-up” they

should have balance ventilation to avoid air transfers interfering with the
ultra-clean air zone perimeter.
Discharge air velocities
6.81 To ensure that sufficient air reaches the operating plane, the discharge
velocity is crucial. A number of factors either singly or collectively tend to
prevent this:
a. uncontrolled short-circuiting;
b. heat emission from the operating lamp;
c. buoyancy effects resulting from the supply/room air temperature

difference;
d. up-current generated by personnel;
e. the movement of staff within the zone.
6.82 The minimum discharge velocity is selected to take account of these

factors and is greater than the theoretical minimum value.
6.83 At the suggested minimum discharge velocity, insufficient air will reach
the working zone if the supply air temperature is greater than the room air
temperature.

6.84 The minimum velocity of the discharged air as measured 2 metres

above the FFL should be as shown in Table 6.8.
Table 6.8 Minimum discharge velocities
Vertical flow systems Horizontal flow systems

(velocity measured 2 m from FFL)
Full Walls terminating not Fixed Partial Walls Measured 1 m from filter/
more than 1 m above FFL terminating 2 m above diffuser face
(these walls may be FFL
demountable extensions of
the fixed partial wall) 0.40 m/s
0.3 m/s average 0.38 m/s average
6.85 The minimum discharge velocity measured 1 m above FFL, for vertical
flow systems should be 0.2 m/s.
6.86 Variable speed fans with differential pressure control may be the most
suitable solution for maintaining consistent performance and energy saving
(see also paragraphs 4.26–4.42).
6.87 Some UCV systems are designed to have a variable velocity over the
working zone, the velocity decreasing from the centre towards the edge of the
terminal. In such systems, the total air volume should be the same as uniform
velocity systems of the same size and should otherwise satisfy the requirements
of this guidance document.
6.88 When a system is designed to have partial walls with full wall
extensions, a volume control facility may be incorporated to allow the system
to be run with reduced velocity when the demountable full-walls are in place.
It would be the responsibility of the user to ensure correct operation of the
system, but to assist the user, a warning notice should be included on the
control panel.
Filters
6.89 The main plant primary and secondary filters should be to the standards
and in the location set out in paragraphs 4.87–4.104.
6.90 Terminal filters must be provided within or on the air supply to the
unidirectional air flow terminal. High efficiency particulate air (HEPA) filters
with a penetration of not greater than 5% when measured against BS3928
(Eurovent Grade EU9) will be required.
6.91 In some systems, the terminal filter is used as a pressure equaliser to

balance air-flow and filters of greater pressure drop with a lower penetration
may be required. This is acceptable, but there will be penalties in terms of the
installed fan power and higher operating noise levels.
6.92 The final filters must be installed in a leakproof housing in a manner

which ensures that the filter and its seal can be verified. A DOP test will be
carried out during commissioning to prove the effectiveness of the complete
installation; the design must allow access for the introduction of the DOP at
least 2 metres upstream of the terminal filter. Some manufacturers can provide
HEPA filter housings that enable a DIN 1946 housing seal leakage test to be
carried out. These have the advantage that the test can easily be repeated
using simple, non-specialist equipment as part of the systems monitoring
procedures.

6.93 An EU3 grade recirculation/return air filter is required to capture

relatively coarse particles which could otherwise significantly reduce the life of
the final filter. Some manufacturers of filters believe that these are not
necessary, as the larger particles will form a layer on the upstream face of the
HEPA filter, thus increasing both its efficiency and its capacity.
6.94 The design of the system must ensure that all terminal filters are easily
accessible for monitoring and maintenance. An access point at least 2 m
upstream of the terminal filter for the DOP test and a means of monitoring
the pressure drop across all filters must be provided.
Controls and instrumentation
6.95 The controls and instrumentation for the main plant are set out in
Chapter 5. UCV systems will additionally require:
a. a set-back facility to reduce the main supply air volume to 0.35 m3/s by
fan control, or (depending upon the operational policy) to isolate the
ventilation plant;
b. dirty terminal filter indication and alarm;

c. for modular systems, a means of selecting and indicating module
running/set-back/off. Low air flow indication fan(s) failure indication;
d. a “system purging” run-up timer (minimum 5 minutes) linked to the

plant start-up/restart from set-back control.
Noise levels
6.96 The total noise level for a remote plant system within the operating
room should be no greater than L10 50 dBA. For modular systems, whether
vertical or horizontal flow, the maximum noise level should not be more than
L10 55 dBA.
6.97 The noise levels apply at the maximum velocity for which the system is
designed to operate (see Table 3.3).
Air terminal
6.98 Vertical flow systems must either be designed to support the operating
luminaire system, which typically should have a lowest point not less than 2 m
above finished floor level (FFL), or allow the luminaire system to be fixed to
the structural soffit of the room.
6.99 The plenum chamber and any ductwork downstream of the terminal
filter must be clean and of high pressure (Class D) construction (see Figures
6.6 and 6.7).
Lighting
6.100 The general lighting in the theatre should give at least 500 Iux at the
working plane, and be as uniform as possible. Systems incorporating lighting
within the terminal should be considered.
6.101 Specialised task lighting should be provided by thyroidal, cruciform or

small multiple dome-shaped luminaires when vertical air flows are employed,
as they have good aerodynamic properties. The larger (typically 1 m diameter)

80

SUPPLY AIR DUCT
PLENUM
FILTER
FILTER
PERFORATED PLATE SIEVE OR

OTHER DIFFUSER DEVICE
Figure 6.6 Methods of filter installation

SUPPLY AIR DUCT

SUPPLY AIR DUCT
POTENTIAL LEAKAGE PATHS

DO NOT RESULT IN POTENTIAL LEAKAGE PATH
CONTAMINATION OF PLENUM WOULD RESULT IN
CONTAMINATION OF
PLENUM
SEAL ACCESS
SEAL
PLENUM
DIFFUSER

Figure 6.7 Methods of filter installation
81
saucer-shaped luminaires supported from a central pillar will occlude the air
flow in the critical central zone, and are not recommended for vertical flow
systems, but may be used for horizontal systems where the lamp shape has
little influence on the air flow.
6.102 Orthopaedic surgery normally requires a broad beam of light from the
task lighting theatre luminaire. To achieve the best photometric results
allowing the surgeon maximum flexibility of the luminaire, a minimum of
2.75 m from floor to underside of the diffuser of the UCV system is required
to allow for supporting mechanisms.
6.103 New designs of operating luminaire should comply with the The traditional means of light support
photometric requirements detailed in relevant sections of BS4533 and be is a central column rigidly fixed to the
mounted such that there is a clearance of 1 m between the underside of the building structure. Separate supports
luminaire and the operating table top. displaced from the centre of the clean
zone would lead to improved air flow,
but as yet no manufacturer has
Hood extract systems adopted this solution
6.104 Extract canopies will be required over steam- and heat-emitting

appliances, for example sterilizers, catering and washing equipment; and for
the extraction of toxic fumes over benches used for mixing, sifting and
blending procedures.
6.105 Perimeter drain gulleys and corrosion-proof grease eliminators should

be provided on kitchen hoods.
Typical arrangements
6.106 The air-flow rate must be sufficient to ensure an adequate capture

velocity in the vicinity of the process; typical values are as follows:
a. evaporation of steam and like vapours 0.25 m/s to 0.5 m/s;
b. chemical and solvent releases 1.0 m/s;
c. vapour or gases 5 m/s to 6 m/s;
d. light dusts 7 m/s to 10.0 m/s.
Excessive velocities will be wasteful of power and generate noise.
6.107 The lowest edge of the canopy should be 2 m above finished floor
level, with a minimum of 300 mm overhang beyond the edge of the
equipment on all sides.
6.108 A compact arrangement of equipment (but with access for

maintenance) will minimise the canopy area, and hence reduce the air volume
necessary to achieve the optimum capture velocity.
6.109 Hoods required for the control of heat gain and vapours may be
connected to the general extract system when it is convenient to do so, but
where non-corrosive ductwork materials are necessary, a separate discharge is
preferred.
6.110 Lighting and internal divider plates are often required to be built into
the perimeter of large canopies; however, built-in shelving systems are not
recommended, as they interfere with the airflow, and constitute a
maintenance problem.

Control of hood extracts
6.111 Provided that it does not interfere with the operation of the
department when not in use, the ventilation system for the hood extract and
any associated supply can be shut down. To this end, local control should be
provided.
Bench extract systems
6.112 Bench extract ventilation is required in departments such as pathology

and mortuary, where activities involve the release of malodorous or toxic
fumes which should not be inhaled.
Typical arrangements
6.113 Each ventilated position will usually be accommodated in a continuous

run of benching, which should not be more than 650 mm from front to rear
and which should be provided with a continuous upstand at the rear. Each
position should have a 1200 mm x 150 mm linear extract grille mounted on a
purpose-designed plenum box (incorporating guide vanes as necessary), with
its face flush with the upstand. The bottom of the grille should be as close as
practicable to the level of the working surface (usually 75 mm above, to allow
for cleaning). The minimum velocity across any part of the grille should be
1 m/s. The grille should be readily demountable to allow for cleaning.
Control of bench extract systems
6.114 Provided that it does not interfere with the operation of the
department when not in use, the ventilation system for the bench extract and
any associated supply can be shut down. However, a run-on timer with a
minimum setting of 30 minutes must be provided. To this end, local control
should be provided.
6.115 Glutaraldehyde mobile cabinets and work stations development are

continuing to take place in the design of systems using glutaraldehyde,
generally used for the disinfection of scopes. These include totally enclosed
processing machines to a fume cupboard type of installation. Technical
requirements and guidance are being developed and will be published when
completed.
Safety cabinet and fume cupboard extract systems
6.116 The supply air system should not distort the uni-directional and stable
air pattern required for fume cupboards and microbiological safety cabinets. In
general, supply air ceiling diffusers should not discharge directly towards fume
cupboards or safety cabinets, unless the terminal velocity is such that the
airflow pattern of the cabinet is unaffected. The design should ensure that
high air change rates, and/or the opening and closing of doors do not have
any adverse effect on the performance of safety cabinets or fume cupboards.
A damped door closure mechanism may help.

Arrangements for safety cabinet installations
6.117 The manufacture and installation of microbiological safety cabinets

must be in accordance with BS5726 and the ‘Code of practice for the
prevention of infection in clinical laboratories and post-mortem rooms’. Further
information on the selection and installation of these cabinets is contained in
Health Equipment Information No 86. A Class 1 microbiological safety cabinet
must be specified for routine work involving Group 3 pathogens.
6.118 Siting and installation of microbiological safety cabinets are of particular

importance because:
a. the protection afforded to the operator by the cabinet depends on a

specific and stable uni-directional air flow through the open front;
b. the protection afforded to the environment by the cabinet depends on

the high efficiency particulate air (HEPA) filters. The exhaust air should
never be considered as totally free from microbiological hazard.
6.119 Due to the HEPA filters, the discharge from safety cabinets is relatively
“clean”. Discharge to outside provides additional safeguards by dilution of any
penetrating materials in the event of filter failure. In view of the hazard
involved, it is usually preferable to provide short discharge ducts to
atmosphere, through a wall or window or through the roof.
6.120 Where this is impracticable, discharge into the room via a double HEPA
filter has been accepted; the preferred method however is to discharge above
the roofline as per the standard for fume cupboard discharges.
6.121 BS5726 permits the installation of microbiological safety cabinets with

integral fans, provided that the extract ductwork can be kept short (that is, less
than 2 m); such an installation, however, is likely to be noisy and is not
recommended for use in new buildings.
6.122 Roof-level discharge, wherever practicable, is preferred provided that

this does not result in extensive and complicated extract ducts, since it removes
much of the uncertainty over air re-entering the building through ventilation
inlets and/or windows. In such an installation, the extract fan should be
situated separate from the cabinet and close to the discharge outlet, to
maintain the duct under negative pressure.
Laminar flow cabinets
6.123 Vertical laminar flow cabinets (BS5726 Class II) will be required for
certain procedures (for example media preparation). They operate by drawing
air from the laboratory and discharging filtered air uni-directionally over the
work space.
6.124 They protect the media from contamination, but protection of the
operator depends on the design of the cabinet and subsequent maintenance.
6.125 Limitations on the use of Class II cabinets are given in ‘Categorisation of

pathogens according to hazard and categories of containment’, Appendix A.
Arrangements for fume cupboard installations
6.126 The primary factors which contribute to the effective performance of

fume cupboards include:

• an adequate volume of supply air;
• an effective exhaust system to promote the safe dispersal of waste

products to atmosphere.
6.127 The air velocities through sash openings must be sufficient to prevent
hazardous materials from entering the laboratory while avoiding excess flow
rates that interfere with the investigation process. Average face velocities
should be between 0.5 and 1.0 m/s, with a minimum at any point within
20% of the average, the upper end of the range being applicable to the
containment of materials of high toxicity. The design velocity must be
maintained irrespective of whether the sash opening is varied, or whether
doors or windows are open or closed.
6.128 The possibility of a fire or explosion which may not be contained by a

fume cupboard must always be considered. A fume cupboard should not,
therefore, be sited in a position where exit to an escape route will necessitate
passing directly in front of it.
6.129 Fume cupboard fans should be installed as near as possible to the

termination of the duct, thus maintaining the maximum amount of ductwork
at negative pressure.
6.130 Where there are adjacent buildings with opening windows, or where
downdraughts occur, it may be necessary to increase the height of discharge
ducts in order to achieve adequate dispersal. In complex locations, air-flow
modelling or wind tunnel tests may be required to determine the optimum
height of the stack.
6.131 Fume cupboards for certain processes must have separate extract
systems; however, where appropriate, individual fume cupboard exhaust
systems may discharge via non-return dampers into a single collection duct
rather than having a large number of separate stacks. The collection duct
should have a large cross-sectional area to minimise its effect on the individual
exhaust systems; be open to atmosphere upstream of the first connection;
and be designed to discharge a total air volume at least equal to the
combined individual extract systems.
6.132 Individual fume cupboard extract systems, discharging either directly to

atmosphere or into a collection duct, do not require duplex fans. However, a
collection duct designed to provide dispersal of effluent from a number of
individual extracts, should have duplex fans with automatic change-over.
6.133 Further detailed guidance concerning the selection and installation of

fume cupboards is contained in Health Equipment Information No 86 and
BS7258 ‘Laboratory fume cupboards’ published in 1990.
Control of extract systems
6.134 It is desirable to provide local control of safety cabinets in order to

maximise the life of the HEPA filter, and to permit the sealing of the cabinet
and room for fumigation if spillage occurs.
6.135 To cope with the risk of an accident or spillage outside safety cabinets,
a “panic button” should be provided to switch off the supply to that area;
and discharge all extracted air to atmosphere.

6.136 In pathology departments, it will be necessary to have one or more

microbiological safety cabinets and one or more fume cupboards available for
use at all times, including weekends. Therefore, local overriding controls for all
these items and any associated ventilation plant will be necessary.
Plantroom ventilation
6.137 Plantrooms are required to be ventilated in order to maintain

acceptable temperatures for satisfactory operation of the plant and controls,
and for maintenance activities. In the case of plantrooms containing
combustion equipment, a secondary function of the ventilation air is to provide
make-up air for the combustion process.
6.138 The air required for these purposes should be introduced into the space
through inlets positioned to minimise the discomfort to occupants; they should
be unlikely to be blocked, closed deliberately (except in the case of fire shutters
if required), or rendered inoperative by prevailing winds.
6.139 Plantroom ventilation air should not be used for any other purposes,
such as make-up air for extract; and where the plantroom contains combustion
equipment, the appliance pressure must not fall below the outside air pressure.
6.140 Statutory regulations for plantroom ventilation are contained in the

Building Regulations, and further guidance in section B13 of the CIBSE guide.
Assessment of ventilation levels
6.141 Ventilation requirements must take into account all heat sources within
a plantroom, and where there are large glazing areas, solar gains. The
ventilation rate should limit the maximum temperature within the plantroom to
32°C.
6.142 As the level of equipment operating during mid-season and summer is

often lower than the winter condition, and the cooling effect of the outside air
is reduced, it is necessary to calculate the minimum volume for each season of
operation, and the inlet and outlet grilles or fan sizes should be chosen to
cater for the largest seasonal air volume.
6.143 Replacement air should not be drawn through pipe trenches or fuel
service ducts. Where metal ducts penetrate walls and floors, effective sealing
should be provided to confine the ventilation to the boiler room and to meet
fire protection requirements. Penetration of fire barrier walls by ventilation
ducts should be avoided if possible.
6.144 Fire dampers in ventilation ducts should be electrically interlocked with

the boiler plant.
6.145 Care must be taken to prevent any noise generated in the boiler room
emerging from natural or mechanical ventilation openings to the detriment of
the surrounding environment. Particular care is necessary with mechanical flue
draughts and fan-diluted flue systems.
6.146 Information on required air volumes is contained in section B13 of the

CIBSE guide.

6.147 Where combustion plant is installed, the high-level (outlet) openings

should be sized to cater for the total ventilating air quantity; and the low-level
(supply) openings sized to cater for the total combined ventilating and
combustion air quantity.
Choice of ventilation system
6.148 The ventilation air may be introduced and exhausted by either natural
or mechanical means or a combination of both; however, where possible,
natural systems are preferred.
6.149 Generally, small installations at or above ground level should have their
combustion and ventilation air provided by natural means, employing both
high and low-level openings.
6.150 Basement, internal and large installations at or above ground level will
usually require a combination of natural and mechanical ventilation. If the air-
flow route is difficult, both supply and extract may require mechanical means.
6.151 Whether natural or mechanical, the system should be designed to

avoid both horizontal and vertical temperature gradients. Both inlet and outlet
openings should be placed on opposite or adjacent sides of the building to
reduce the effect of wind forces.
6.152 Where mechanical air supply is employed, electrical interlocks with the
boiler plant should be provided to prevent damage in the event of failure of
the supply fan(s) once the air volume is established.
6.153 The necessary free opening areas for a naturally ventilated plantroom
may be calculated using either the method in A4 of the CIBSE guide, or the
table in section B13.
6.154 A combined natural and mechanical ventilation system should allow for
natural extract at high level, to take advantage of convective forces in the
room, with mechanical supply at low level. The high level natural ventilators
should be sized to cope with the total quantity of ventilation air, as above.
6.155 To prevent leakage of flue gases and to ensure that the flue draught is
not impeded at any time, the air pressure in the boiler room must not exceed
the prevailing outside pressure. Therefore, the fan duty should exceed the
calculated total combined combustion and ventilation air quantity by at least
25%. Fan-powered inlets should be arranged to flow outside air into the
space at a point where cross-ventilation will ensure pick-up of heat without
causing discomfort to the occupants.
6.156 Where it is impractical to provide sufficient natural ventilation to

remove the heat emitted by the plant, both mechanical supply and extract will
be required.
6.157 The high-level extract should be sized to cater for the total ventilating
air quantity and the low-level supply should exceed the total combined
combustion and ventilating air quantity by at least 25%, as above.

Ventilation of hydrotherapy suites
6.158 The Departmental Cost Allowance for a hydrotherapy suite includes for
heat recovery via a heat pump system.
Arrangements for hydrotherapy pool installations
6.159 The quantity of supply air should be calculated as 25 litres/sec/m2

wetted surface, with the wetted surface taken as 110% of the pool water
surface area.
6.160 A recirculation plant is recommended, with a minimum of 20% fresh

air.
6.161 As far as practicable, recirculated pool air should be provided to the

ancillary changing and recovery accommodation, with the only extract from
the toilets, laundry/utility room and pool hall.
6.162 Supply air to the pool hall should be introduced at high level and
directed towards the perimeter to mitigate condensation, with extract air taken
from directly over the pool.
Control of hydrotherapy pool installations
6.163 The supply and extract fans should be interlocked so that the supply
fan does not operate until flow is established within the extract system.
6.164 Time-clock control should be provided, with a local override switch to

extend the normal operating period as required.
6.165 Night set-back temperature (in the range of 21–25°C) and high
humidity control (in the range of 60–75% sat) should be provided to override
the time-clock in order to prevent condensation. The exact set points should be
ascertained post-installation.
6.166 A remote indication panel should be provided in the pool hall, giving a
visual display of the pool water and pool air temperature.

7.0 Commissioning
General
7.1 Commissioning is an essential process for ductwork systems, and if the

needs of on-site regulation are not foreseen and provided for in the design
stage, balancing the system within accepted limits may never be possible.
Procedures for commissioning air-handling systems are given in CIBSE
Commissioning Code A and in BSRIA Application Guide 1/75. The “Validation
and verification” volume of this HTM sets out commissioning procedures.
7.2 The duct sizing procedure should take into account the requirements
of system balancing, and the position and number of regulating dampers
included in the design should be sufficient for this purpose.
Location of dampers and test holes
7.3 Balancing/commissioning dampers will be required in each branch of

the distribution ductwork.
7.4 Test holes for the measurement of air-flow will be required at carefully
selected points in main and all branch ducts. Their positions must be identified
at the design stage. The test positions should be located in a straight length
of duct, so that accurate measurement can be made, and generally in the
following positions:
a. on both sides of the fans and heating and cooling coils (for pressure
drop measurements);
b. in the main ducts;
c. in all branches;
d. in centrifugal fan drive guards, opposite the end of the fan spindle, for
speed measurements.
7.5 The number and spacing of holes at a particular location are given in
BSRIA Application Guide 1/75.
7.6 The actual location for the measurement point should be chosen:
a. at least 1.5 duct diameters upstream of sources of turbulence such as

dampers and bends;
b. if this is not possible, 10 diameters downstream of dampers bends or

tees, and 5 diameters downstream of eccentric reducers;
c. where there is enough space round the duct to insert the pitot tube
and take readings;
d. where the duct has a constant cross-sectional area.
7.7 Test holes for measuring total air flow from a fan should be located
either 4 diameters upstream, or 10 diameters downstream of the fan.

7.0 Commissioning
Information to be provided
7.8 It is essential that the designer should pass on his intentions fully to the
commissioning engineer by indicating which parts of the system are high,
medium and low pressure, and by providing:
a. relevant parts of the specification;
b. schematic drawings indicating data listed in Table 7.1;
c. equipment schedules;
d. controller and regulator schedule;
e. fan performance curves;

f. wiring diagrams for electrical equipment, including interlock details.
Table 7.1 Information to be provided on schematic drawings
Items of system Information to be provided
Fans Fan total pressure

Volume flow rates
Motor current
Plant items Type and identification numbers
from equipment schedules
Volume flow rates
Pressure losses
Dry bulb temperatures
Wet bulb temperatures
Humidity
Dampers, including motorised and fire Identification numbers from
dampers equipment schedules
Location
Volume flow rates
Location
Main and branch ducts Dimensions
Volume flow rates and velocities
Identification numbers from
equipment schedules
Terminals Location
Dimensions
Volume flow rates and velocities
Operating pressures
Test holes and access panels Location
Controllers Set points

Notes:
1. Fan total pressure is the difference between the total pressure (static pressure +
velocity pressure) at the fan outlet and the total pressure at the fan inlet.
2. Where volume flow rates are variable, maximum and minimum values should be
provided.

Appendix 1 – Design of air movement control schemes
for operating suites
General
1.1 The standard plans are given in paragraph 6.1. If these standard
solutions cannot be used, the following procedure should be adopted, which
will result in an acceptable design.
1.2 The method is concerned with the calculation of air-flow rates, to

ensure that correct air movement occurs between rooms when any one door
is open. Under most circumstances the air quantities required for air
movement control will approximate to those for either temperature control or
bacterial contaminant dilution and the air-flow rate to the operating
department will not exceed 1 m3/sec. This flow rate is sufficient to control the
effects of any slight reverse flows occurring when a door is opened.
1.3 The progression through the design procedure is shown in the Air flow
design procedure chart, Figure Al, and is supported by the worksheets WS1 to
WS7 described below. It is recommended that a plan of the suite and an air-
flow network be made to collate all information. Flow rates, air transfer
devices etc are entered as required. The remainder of this Appendix may be
treated as reference data to assist in the various steps. The following symbols
are used:
a. SS – supply air-flow rate for summer temperature control;
b. SW – supply air-flow rate for winter temperature control;
c. SD – supply air-flow rate for dilution of bacterial contaminants;
d. ED – extract air-flow rate for dilution of bacterial contaminants;
e. SF – final supply air-flow rates;
f. EF – final extract flow rates;
g. SAMC – air supply flow rate for air movement control;
h. EAMC – air extract flow for air movement control.
1.4 To simplify the procedure standard worksheets WS1 to WS7 have been
devised. For each operating suite a set is required comprising one each of
WS1, WS3, WS5, WS6 (a), WS6 (b) and WS7, one WS4 for each corridor and
one of WS2 to cover each peripheral room. WS2 has five versions, WS2a
single flow, WS2b parallel/series multi-flow, WS2c parallel multi-flow or series
multi-flow (unbalanced), WS2d series multi-flow (balanced) and WS2e Bay
(semi-open).
Peripheral room types
1.5 The rooms in the operating suite other than the operating room and
corridor are referred to as peripheral rooms. Peripheral rooms have been
classified according to the flows in and out. These room classifications are
under the headings below.

Appendix 1 – Design of air movement control schemes for operating suites
Figure A1 Air flow design procedures

Single flow
1.6 This is a room with only one door and a nett surplus of supply or
extract air.
Parallel multi-flow
1.7 This is a room with two or more doors through each of which the air
flows either outwards (high pressure) or inwards (low pressure) (for example
lay-up plan 1b).
Parallel/series multi-flow
1.8 This is a room having a nett surplus of supply or extract and with two
or more doors. One or more doors will be to an area of equal cleanliness and
need not be protected, hence the flow may vary between inwards and
outwards, the remaining door being to an area of greater or lesser cleanliness
(for example a sterile pack store plan 1a).
Series multi-flow (unbalanced)
1.9 This is a room having a nett surplus of supply or extract and with two
or more doors. Air flows inwards through one or more doors and outwards
through one or more doors.
Series multi-flow (balanced)
1.10 This is a room as in paragraph 1.9 above but having either no

mechanical ventilation or no nett surplus of supply or extract (for example an
anaesthetic room).
Bay
1.11 A room which has a permanent opening to the operating room may
be considered as a bay off the latter (for example a scrub). Two categories
exist:
a. open bay – the opening is larger than a normal single door opening.
The bay may be considered as part of the main room;
b. semi-open bay – the opening is no larger than a normal single door

opening. In this case it is possible to protect the bay from the main
room by provision of air supply or extract in the bay, or by passing air
to or from another area.













Air movement control in peripheral rooms
1.12 For the design of air movement control, three types of air transfer
device are considered. These are transfer grilles, pressure relief dampers and
pressure stabilisers. Each has a particular field of application within the design
as described in paragraphs 1.32–1.39. Air movement is controlled in each of
the different room types below.
Single flow rooms
1.13 An appropriately sized transfer grille should be located in or adjacent to

the door of each single flow room to relieve the pressure difference across the
door when closed.
Single flow
Parallel multi-flow rooms
1.14 The pressure difference across the closed doors must be relieved but
transfer grilles are not appropriate where two doors lead to areas of different
pressures, because reverse flow could occur when the other door is open. For
this reason, pressure relief dampers are used.
Parallel multi-flow Parallel multi-flow

(high pressure room) (low pressure room)
1.15 These rooms will be either high pressure or low pressure with respect
to the adjacent areas. See preparation lay-up room in Plan 1b and disposal
room in Plan 1b respectively. The pressure relief damper is always situated
between the room and area, which results in the smaller differential pressure
to ensure best use of air.
1.16 Just as reverse flow can occur if transfer grilles are used, it can similarly
occur via door gaps when the other door is opened. It is not possible to avoid
this, except by using air locks, but due to the low flow-rates and short
durations involved, this is not considered to be of importance.
Parallel-series multi-flow rooms
1.17 These rooms are similar to those in paragraph 1.14 above, but because
the room is of equal cleanliness to one of the adjacent rooms the nominal
pressures will be equal and air may flow through the adjoining doorway in
either direction, for example the prep-sterile pack store in Plan 1a.
Parallel series multi-flow Parallel series multi-flow

1.18 Where the nominal room pressure equals that of the higher pressure
adjacent room, the best use of air is by supplying air required for bacterial
dilution only and allowing this to exhaust via a transfer grille to the area of
equal cleanliness. The doorway to the lower pressure area is protected by the
combination of the supply air and the air which will flow inwards through the
transfer grille from the area of equal cleanliness.
1.19 Conversely, where the nominal pressure equals that of the lower
pressure adjacent room, extract ventilation and a transfer grille to the lower
pressure adjacent room should be provided, for example the disposal room in
Plan 5a.
1.20 These rooms are somewhat similar to those in paragraph 1.15 above,
but because the pressure lies between that of the rooms on either side, the
back-flow problem does not exist.
1.21 Where the room has a nett surplus of mechanical supply air, a transfer
grille should be located in or adjacent to the door through which air flows
outwards and the mechanical supply flow rate to the room should be chosen
to give protection when this door is open.
1.22 Where the room has a nett surplus of mechanical extract air, a transfer
grille should be located adjacent to the door through which the air flows
inwards and the mechanical extract flow rate to the room should be chosen
to give protection when this door is open.
1.23 The grille must be sized for the protection requirement of the opposing
door when open. When the room on the high pressure side is depressurised
there is a possibility of back-flow through gaps around the door, but this
problem may be ignored.
1.24 In these rooms a transfer device is required adjacent to each doorway

to provide a flow path for the air required to protect the opposing door when
opened.
1.25 These transfer devices will normally be pressure stabilisers although

transfer grilles may be used where a large amount of excess air is to be
exhausted from the operating room when all doors are closed, for example
anaesthetic rooms.

1.26 The calculation procedure is to assume that pressure stabilisers are used
and then if there is sufficient excess air, change to transfer grilles as described
in paragraphs 1.43 to 1.44.
Bay
1.27
a. Open bay – a bay of the open type (for example, scrub-up) is considered
to be part of the operating room and provided air movement is
satisfactory no specific extract is required.
Bay (semi-open)
Note: the pressure stabiliser
may be replaced by mechanical
Bay (open) extract
b. Semi-open bay – in a bay of the semi-open type, protection of one area

from the other is possible (for example, scrub-up).
As stated in paragraph 6.2, the need for protection between operating

room and scrub-room is not very great. Better use of air can therefore
be achieved in this case by installing a pressure stabiliser between the
scrub-room and clean corridor. This will allow a flow of air through the
scrub-room at all times, except when a door is opened elsewhere in the
suite. The pressure stabiliser will then close and the air will be diverted to
the other door. When it is considered necessary to protect the scrub-
room at all times, either a transfer grille to the corridor or mechanical
extract in the scrub-room, should be provided.
Operating room
1.28 Once the peripheral rooms have been considered, the operating room
requirements may then be decided and the supply flow-rate required for air
movement control calculated. This flow-rate should be such that with any one
door open the correct air movement directions are maintained. There will be
one door in the suite which will require the largest supply flow rate to the
operating room for protection when open. This is called the “key door” and is
discussed separately in paragraph 1.32 below. Use of this concept avoids
repetitive calculations for each door in turn. Having established the required
supply flow-rate, a relief route must be provided to the clean corridor for any
excess air when the doors are closed. This could be via transfer grilles or
pressure stabilisers through a series flow room or via pressure stabilisers to the
clean corridor directly.
Corridors
1.29 All the surplus air from the suite except that lost through structure
leakage and any passing to the outer corridor will arrive in the patient/staff
corridor. Should this air be insufficient to achieve the required air change rate
(see Table 6.1), some additional air supply should be provided. (The air balance
should take account of structural leakage.)

Door opening
1.30 Whereas the resulting pressures are dependent upon the ductwork
layout, the room relationships and the characteristics of the fan, the
generalisations shown in Table 6.2 can be used to estimate the change in
room pressure when a door is opened.
1.31 The “key door” will be the open double door which leaves the
operating room at the highest pressure, and/or requires the largest air-flow.
This will normally be the door to the anaesthetic room, but other doors
should be checked using the procedure in Worksheet WS3.
Transfer grilles
1.32 These may be used to limit the pressure differences across the closed
door of a single flow room or, in some instances, for protection of a series-
flow or parallel-series flow room. They allow air-flow in both directions and
may not be suitable for all applications.
1.33 The free area of a grille is calculated from:

Q
A= where: A is free area (m2)
0.84 √∆P Q is flow rate (m3/s)
∆P is pressure difference (Pa)
The flow through a grille at a different pressure may be found from:
Q2 = Q1 ∆P2 where: Q1 and ∆P1 are original flow and

∆P1 differential pressure
Q2 and ∆P2 are new flow and
differential pressure.
The transfer grille may be replaced by carefully proportioned door undercuts

of the equivalent free area.
1.34 The function of the transfer grille is to provide a means of air-flow

control by which the volume and pressure loss can be established. Any
method which achieves this, for example carefully prepared door undercuts or
a simple framed opening, is satisfactory. If a grille is used, it should have an
easily removable core to facilitate cleaning.
Key to figures (see paragraphs 1.13 to 1.27)
H M L High, medium or low pressure
All other symbols as per key to Figure 6.1
Pressure relief dampers
1.35 Pressure relief dampers have an approximately linear flow/differential

pressure characteristic, but do not have the steep characteristic of the
pressure stabiliser (see Figure B1). They are therefore not suitable for
accurately controlling pressure to a pre-set level, but may be used to control
air volume, allowing excess air to vent when not required to protect an open
doorway. The damper may then be sized to give the desired room pressure at
the known flow-rate.

Pressure relief damper
Open
Flowrate
Shut
Pressure difference
Pressure stabiliser
Flowrate
Open
Shut
Pressure difference
Pressure stabiliser with grille

Flowrate
Open
Shut
Pressure difference
Figure B1 Typical flowrate/pressure characteristics

Pressure stabilisers
1.36 Pressure stabilisers (Figure B1) have a steep flow-rate differential

pressure characteristic. They therefore hold the pressure constant over a wide
range of flow-rates. They are useful where requirements exist for accurate
room pressure control or rapid shut-off on pressure fall.
1.37 Because the installation of a grille in association with a stabiliser will

seriously alter the operating characteristics, it is recommended that a location
be chosen to avoid the need for visual screening, for example at high level.
The location should be chosen to minimise the likelihood of damage.
1.38 The stabilisers used should be virtually silent in operation, adjustable on

site, maintenance free, and of a type which cannot be wrongly inserted. They
should not be used in external walls or where the pressure difference is less
than 10Pa. The required size of a pressure stabiliser is dependent on the
design pressure difference across it and flow-rate through it. The
manufacturer should provide data relating pressure difference to mean
velocity (or flow-rate per unit area). From this the required area can be
calculated and then rounded-up to the nearest size manufactured or nearest
combination of smaller sizes.
1.39 It is sometimes possible to arrange for a pressure stabiliser to perform

two tasks. In an anaesthetic room for example, the two pressure stabilisers
may be made to pass the open door protection air, and also control the
operating and anaesthetic room pressures with the door closed. To achieve
this the stabilisers are sized for the flow-rate required with one of the doors
open, but the pressure setting is adjusted to be the value required with the
doors closed. This is shown in Figure B2.
Flowrate
P2 P1 Pressure difference
Figure B2 Pressure stabilisers performing two tasks
Note: the size of the unit is chosen to give (as nearly as possible) the door protection
flow A against the pressure difference P1. The stabiliser will be fully open and acting as
an orifice.
The pressure setting of the stabiliser is adjusted to P2 to control the closed door room
pressures (P2) by passing flow B.
Door leakage flows
1.40 For an air movement control scheme to work satisfactorily it is essential

that the estimates of door gap leakage made at the design stage are closely
related to those which are achieved in practice. The calculation of gap-flows is
complicated by the fact that such flows generally fall into the transition region
between laminar and turbulent flow and hence do not follow the normal flow
equations. Leakage flows have been calculated for doors installed to the
specification in the CDB (Component Data Base). The gaps assumed are 4 mm
along the bottom, 3 mm at the top and sides and 2 mm between double
leaves. Doors should not have wider gaps than these. Tighter gaps would

result in lower flow-rate requirements and hence lower fan power, but care
should be taken to ensure that all doors in the suite have similar gap
dimensions.
Room temperature estimation
1.41 The air flow-rate required to prevent backflow through an open door is
dependent on the temperature difference across the door. The design figures
shown in Table 6.2 are based upon the temperature differences which will
normally occur in practice, assuming heat gains and losses in accordance with
Table 6.4.
1.42 At step 11 of the air-flow design process the temperature differences

across the doors of all rooms classed as “sterile” are calculated. Worksheet
WS6 is recommended for the calculations, using the following criteria:
a. assume that the operating room is being controlled at 20°C and

calculate the incoming air supply temperature as shown on Worksheet
WS6;
b. the calculation should be repeated for both summer and winter

conditions, with an operation in progress;
c. assume all doors are closed;
d. use the room supply flow-rates from WS1;
e. use the inward air-flows through air transfer devices and closed door
leakages from WS2a to WS2e;
f. the formula used in Worksheet WS6 is as follows:
T = (Q1t1 + Q1t2 + . . . . + Qntn) + 0.828H)
(Q1 + Q2 + . . . . Qn)
where: Q1 is flow-rate from Source 1 (m3/s)
t1 is the temperature of Source 1 (°C)
H is room heat gain kW.
If the evaluated temperature differences between rooms do not exceed

2°C the solution is satisfactory, otherwise proceed as follows:
(i) check the assumption on which the heat gains are based;
(ii) take steps to reduce the heat gains;
(iii) if the door is to a corridor, the flow through the open door will be
larger than the value given in Table 6.2. Calculate on WS3
assuming it is the “key door” with door-flow unknown, and the
supply as known;
(iv) if the door leads to a room with mechanical supply, install a
trimmer heater in the supply to the room controlled by either a
differential thermostat or a thermostat slaved to the operating
room thermostat to ensure that ∆T is minimised;
(v) if the door leads to a room with no mechanical supply, increase the
door protection flow as follows:
∆T + 1
Qnew = Qold ×
2
These options should be considered in this order and (i), (ii) and (iii)
should be investigated thoroughly before proceeding to (iv) or (v). The
mechanical supply should be increased in exceptional circumstances only
and in no case should the supply flow-rate to the operating room
exceed 1.0 m3/s.
Relief of excess air from operating room when all doors are closed
1.43 As the mechanical supply to the operating room is sized to provide an

appropriate flow outward through any door which is opened, it follows that
when all doors are closed there will be more air supplied to the operating
room than can exit from it via leaks etc. This “excess” air can be relieved by
either of the two methods following.
By transfer devices via the anaesthetic room
1.44 For door protection the transfer devices in the anaesthetic room are
typically designed to pass 0.47 m3/sec at a differential pressure of 14Pa. When
the doors are closed the differential pressure will change to 11Pa and the
volume of air passed by the transfer devices will be modified as shown in the
following formula:
= Q1 ∆P1
( )
Q
½
∆P2
( )
= 0.47 × 11
14
½
= 0.42 m3/sec.
Q = “excess” air to be vented with doors closed.
Q1 = air flow required for door protection through transfer device.
∆P1 = nominal differential pressure with door to operating cess room

closed and door to corridor closed.
∆P2 = nominal differential pressure between either the anaesthetic

room and corridor when the operating room door is open, or
the anaesthetic room and operating room when the corridor
door is open. This differential pressure is used when selecting
size of both devices.
a. If the “excess” air is less than 0.42 m3/sec, a pressure stabiliser is

required to ensure that the correct protection air-flow is available to
pass through the door.
b. If the “excess” air is greater than 0.42 m3/sec, a transfer grille will be
acceptable because at all times the air-flow will exceed the flow
required for door protection.
By pressure stabilisers to the corridor
1.45 If it is undesirable to pass operating room air through the anaesthetic

room, it may be passed directly to a corridor via a separate pressure stabiliser.
1.46 If there is sufficient “excess” air, the transfer grille solution at 1(b)
above should be adopted, as it provides the simplest solution and once set up,
will require no further maintenance. With less “excess” air it is recommended
that the air be passed through the anaesthetic room via the pressure
stabilisers as at 1(a) above, thus keeping the number of pressure stabilisers to
a minimum. Both these solutions increase the air change rate in the
anaesthetic room.

Corridor (patients/staff)
Anaesthetic Scrub
Operating room
Prep. (S.P.S.)
Fire door
Outer corridor (disposal)
Figure C1 Plan of operating suite – Nucleus plan – Two corridor with sterile pack store and disposal hatch

Transitional
Corridor
patients/
Pass through
staff
Supply
hatch
Sterile bay
(semi-open) Scrub Clean Preparation
Anaesthetic (sterile Sterile
supply
store)
Sterile
Parallel/series
Series multi-flow multi-flow
Operating (balanced)
room
Disposal
hatch
Pass through
Dirty Corridor
outer
(disposal)
Figure C2 Air flow network

Other publications in this series
(Given below are details of all Health Technical 2065 Healthcare waste management – segregation of
Memoranda available from The Stationery Office. HTMs waste streams in clinical areas (in preparation)
marked (*) are currently being revised, those marked (†) 2066 Supply and treatment of water (in preparation)
are out of print. Some HTMs in preparation at the time of 2070 Estates emergency and contingency planning (in
publication of this HTM are also listed.) preparation)
2075 Clinical waste disposal/treatment technologies
1 Anti-static precautions: rubber, plastics and (alternatives to incineration), 1998
fabrics*†
2 Anti-static precautions: flooring in anaesthetising
areas (and data processing rooms)*, 1977.
Component Data Base (HTMs 54–80)
3, 4 – 54.1 User manual, 1993.
2005 Building management systems, 1996. 55 Windows, 1989.
6 Protection of condensate systems: filming amines† 56 Partitions, 1989.
2007 Electrical services: supply and distribution, 1993. 57 Internal glazing, 1995.
8 – 58 Internal doorsets, 1989.
2009 Pneumatic air tube transport systems, 1995. 59 Ironmongery†
2010 Sterilizers, 1994, 1995, 1997. 60 Ceilings, 1989.
2011 Emergency electrical services, 1993. 61 Flooring, 1995.
12, 13 – 62 Demountable storage systems, 1989.
2014 Abatement of electrical interference, 1993. 63 Fitted storage systems, 1989.
2015 Bedhead services, 1994, 1995. 64 Sanitary assemblies, 1989.
16 – 65 Health signs†
17 Health building engineering installations: 66 Cubicle curtain track, 1989.
commissioning and associated activities, 1978. 67 Laboratory fitting-out system, 1993.
18 Facsimile telegraphy: possible applications in 68 Ducts and panel assemblies, 1993.
DGHs† 69 Protection, 1993.
19 Facsimile telegraphy: the transmission of pathology 70 Fixings, 1993.
reports within a hospital – a case study† 71 Materials management modular system, 1995.
2020 Electrical safety code for low voltage systems, 72–80 –
1998.
2021 Electrical safety code for high voltage systems,
1993, 1994.
Firecode
2022 Medical gas pipeline systems, 1994. 81 Firecode: fire precautions in new hospitals, 1996.
Supp 1 Dental compressed air and vacuum 82 Firecode: alarm and detection systems, 1989.
systems, 1997. 83 Fire safety in healthcare premises: general fire
Supp 2 Piped medical gases in ambulance vehicles, precautions, 1994.
1997. 85 Firecode: fire precautions in existing hospitals,
2023 Access and accommodation for engineering 1994.
services, 1995. 86 Firecode: fire risk assessment in hospitals, 1994.
2024 Lifts, 1995. 87 Firecode: textiles and furniture, 1993.
26 Commissioning of oil, gas and dual fired boilers: 88 Fire safety in healthcare premises: guide to fire
with notes on design, operation and maintenance† precautions in NHS housing in the community for
2027 Hot and cold water supply, storage and mains mentally handicapped/ill people, 1986.
services, 1995.
28 to 29 – Health Technical Memoranda published by The Stationery
2030 Washer-disinfectors, 1995. Office can be purchased from SO Bookshops in London
32–39 – (post orders to PO Box 276, SW8 5DT), Edinburgh, Belfast,
2040 The control of legionellae in healthcare premises – Cardiff, Manchester, Birmingham and Bristol, or through
a code of practice, 1993. good booksellers. SO provide an on-demand service for
41 to 44 – publications which are out of print; and a standing order
2045 Acoustics, 1996. service.
46–49 –
2050 Risk management in the NHS estate, 1994. Enquiries about Health Technical Memoranda (but not
51–54 – orders) should be addressed to: NHS Estates, Department
2055 Telecommunications (telephone exchanges), 1994. of Health, 1 Trevelyan Square, Boar Lane, Leeds LS1 6AE.

About NHS Estates
NHS Estates is an Executive Agency of the Department of Encode – shows how to plan and implement a policy of
Health and is involved with all aspects of health estate energy efficiency in a building. SO
management, development and maintenance. The Agency
Firecode – for policy, technical guidance and specialist
has a dynamic fund of knowledge which it has acquired
aspects of fire precautions. SO
during over 30 years of working in the field. Using this
knowledge NHS Estates has developed products which are Capital Investment Manual Database – software
unique in range and depth. These are described below. support for managing the capital programme. Compatible
with Capital Investment Manual. NHS Estates
NHS Estates also makes its experience available to the field
Model Engineering Specifications – comprehensive
through its consultancy services.
advice used in briefing consultants, contractors and
suppliers of healthcare engineering services to meet
Enquiries should be addressed to: NHS Estates,
Departmental policy and best practice guidance.
Department of Health, 1 Trevelyan Square, Boar Lane,
NHS Estates
Leeds LS1 6AE. Tel: 0113 254 7000.
Quarterly Briefing – gives a regular overview on the
construction industry and an outlook on how this may
affect building projects in the health sector, in particular
Some other NHS Estates products the impact on business prices. Also provides information
Activity DataBase – a computerised briefing and design on new and revised cost allowances for health buildings.
system for health buildings applicable to both new-build Published four times a year; available on subscription
and refurbishment schemes. NHS Estates direct from NHS Estates. NHS Estates
Design Guides – complementary to Health Building Items noted “SO” can be purchased from Stationery
Notes, Design Guides provide advice for planners and Office Bookshops in London (post orders to PO Box 276,
designers about subjects not appropriate to the Health SW8 5DT), Edinburgh, Belfast, Cardiff, Manchester,
Building Notes series. SO Birmingham and Bristol or through good booksellers.
Details of their standing order service are given at the
Estatecode – user manual for managing a health estate.
front of this publication.
Includes a recommended methodology for property
appraisal and provides a basis for integration of the estate
into corporate business planning. SO
NHS Estates consultancy service
Concode – outlines proven methods of selecting contracts
and commissioning consultants. Reflects official policy on Designed to meet a range of needs from advice on the
contract procedures. SO oversight of estates management functions to a much
fuller collaboration for particularly innovative or exemplary
Health Building Notes – advice for project teams
projects.
procuring new buildings and adapting or extending
existing buildings. SO Enquiries should be addressed to: NHS Estates
Consultancy Service (address as above).
Health Facilities Notes – debate current and topical
issues of concern across all areas of healthcare provision.
SO
Health Guidance Notes – an occasional series of

publications which respond to changes in Department of
Health policy or reflect changing NHS operational
management. Each deals with a specific topic and is
complementary to a related Health Technical
Memorandum. SO

HTM 2025 Ventilation in Healthcare Premises Design Consideration

Uploaded by

Copyright:

Available Formats

HTM 2025 Ventilation in Healthcare Premises Design Consideration

Uploaded by

Document Information

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

HTM 2025 Ventilation in Healthcare Premises Design Consideration

Uploaded by

Copyright:

Available Formats

Ventilation in

Health Technical Memorandum 2025

London: The Stationery Office

HTM 2025 DC reprinted with amendments January 1999

Applications for reproduction should be made in writing to

First published 1994

HTM 2025 DC reprinted with amendments January 1999

Health Technical Memorandum (HTM) out to give detailed instruction in

It is published as four separate volumes, d. Operational management –

HTM 2025 DC reprinted with amendments January 1999

and they set standards consistent with

HTM 2025 DC reprinted with amendments January 1999

About this publication 3.54 Annual energy consumption

HTM 2025 DC reprinted with amendments January 1999 1

4.66 Humidifiers consideration

2 HTM 2025 DC reprinted with amendments January 1999

1.1 Ventilation is used extensively in healthcare premises for primary

1.2 This edition of Health Technical Memorandum 2025 ‘Ventilation in

1.3 Current statutory legislation requires both “management” and “staff”

1.4 “Ventilation” is provided in healthcare premises for the comfort of the

1.5 Ventilation systems in themselves present little danger to patients or

1.6 The sophistication of ventilation systems in healthcare premises is

Air distribution – the transportation of air to or from the treated space or

Air diffusion – distribution of the air in a treated space, by means of air

Supply air – the air flow entering the treated space.

Exhaust air – the air flow leaving the treated space.

HTM 2025 DC reprinted with amendments January 1999 3

Exhaust may be implemented by one or more of the following methods:

c. re-circulation: exhaust in which the air is returned to the air treatment

Dampers can be:

a. multiple-leaf – comprising a number of opposed or parallel blades;

b. single-leaf dampers – commonly called splitter dampers, having two or

c. butterfly dampers – with two flaps in a “V” arrangement;

d. iris dampers – with inter-leaving vanes.

Fire dampers – components which are installed in an air distribution system

Sound attenuators/silencers – components which are inserted into the air

Air terminal device – a device located in an opening provided at the end of

It usually consists of one or more deflecting blades, which produce a reduction

Register – a combined grille and damper assembly.

4 HTM 2025 DC reprinted with amendments January 1999

Nominal size – of an air terminal device is the nominal value of the

Envelope – the geometrical surface of the points of an air jet.

lsovel – a free jet of given momentum which then gives an established

Velocity pressure – pressure inherent in a moving air stream due to its

Total pressure – sum of the velocity and static pressures.

HTM 2025 DC reprinted with amendments January 1999 5

Reasons for ventilation

2.1 Ventilation is essential in all occupied premises. This may be provided

a. human habitation (fresh air requirements);

b. the activities of the department, that is, extraction of odours, aerosols,

c. dilute and control airborne pathogenic material;

e. the removal of heat generated by equipment (for example in catering,

f. the reduction of the effects of solar heat gains;

g. the reduction of excessive moisture levels to prevent condensation (for

h. combustion requirements for fuel burning appliances (see BS5376,

j. “make-up supply air” where local exhaust ventilation (LEV) etc is

Influences on building layout

2.3 It is acknowledged that planning constraints imposed by the building

6 HTM 2025 DC reprinted with amendments January 1999

2.4 Natural ventilation is usually created by the effects of wind pressure. It