History of Control 05-BellLabsnAutoCtrl PDF
History of Control 05-BellLabsnAutoCtrl PDF
History of Control 05-BellLabsnAutoCtrl PDF
a
avid A. Mindell
December 1995 73
directors employed three-dimensional military problems. Warren Weaver of the difficult to change. More important,
mechanical cams to store the firing table, Rockefeller Foundation became head of Sperry’s resources, as well as those of
Parkinson suggested a “space potentiome- the NDRC’s fire control section, named many precision mechanical manufactur-
ter,” which would provide solutions as a Section D-2. Weaver assembled a com- ers, were already stretching thin. In con-
function of two variables rather than the mittee and traveled around the East Coast trast, Western Electric’s vast
- variable embodied in his “logarith- learning about fire control. In October, at manufacturing capacity remained under-
single
mic potentiometer.” utilized for war production,
Most important from a his- and thus could produce the
torical perspective, Lovell electronic director. Moreover.
noted that modeling mathe- workers possessing no special-
matics with servomechanisms ized skills could build electri-
had far-reaching implica- cal devices with existing
tions: components, as opposed to the
A digressionfrom theprin- complex machining procedure
cipal subject is made to com- required for the Speny ballistic
ment that the use of servo cams. Finally, the idea came
mechanisms to solve simulta- from engineers from a success-
neous systems of equations is ful laboratory with a good
f e a s i b l e a n d , in a large reputation and an organization
number of cases, practicable. familiar to the NDRC. After
This fact may lead to the ap- all, Bell Labs’ founder and for-
p l i c a t i o n of this type of mer president, Frank Jewett,
mechanism to the solution of was a founding member of the
many types ofproblems disso- NDRC.
ciated from the one in ques- The Army concurred, and
tion [8]. suggested the NDRC fund the
The tracker of the M-9 electrical gun director in action. As one
He recognized that the soldier orients the telescopes in elevation, the other orients them BTL project, “during the de-
computing elements were in azimuth by turning the entire tracker head. Photographs COUP- velopment stage, when flexi-
analogous to the mechanical tesy ofAT&T Archives. bilitv of contract is impor-
elements used in earlier com- tant.”[ll] NDRC Sectionb-2
puters: let a contract to BTL to design
.._the availability of accurate differen- the Coastal Artillery Board at Fort Mon- and build an electronic gun director, to
tiators and servo-mechanisms make pos- roe, VA, they were told of BTL’s elec- begin Nov. 6,1940 [ 121. [See this column,
sible the solution of differential equations, tronic director. Weaver and D-2 then August 1995, for a survey of the NDRC’s
and BTL had been using such circuits for visited Bell Labs and met with Kelley, other control system projects.] Under the
that purpose for another project. I want to Lovell, Parkinson, and other Bell engi- contract, BTL would design the machine,
point out that machines of the same char- neers. The BTL team explained thelr idea designated T-10, for use with the Army’s
acter as the differential analyzer of Bush and showed schematics of their circuits. new 90” gun, which had hydraulic
and Caldwell can be made to operate The NDRC representatives also saw power controls for remote aiming. An op-
electrically by the use ofthe means at our BTL’s machine for winding potentiome- tical rangefinder would provide altitude
disposal, and that a machine can be built ter cards of any shape, and a completed input, but the machine would include pro-
to solve systems of simultaneous differen- “sinusoidal” potentiometer [lo]. vision for radar inputs. It would also keep
tial equations, in particular multi-mesh BTL’s work appealed to Weaver and the “constant altitude assumption” of pre-
network equations [9]. his committee. An electronic machine vious directors, which predicted the future
In his notebook, Lovell sketched an would provide a necessary alternative to position of the target by assuming straight
equivalent for the MIT differential ana- Spew ’s directors, whose shortcomings in and level flight at constant speed.
lyzer made entirely out of servomechani- performance and production became During the next few months, BTL con-
cal computing devices. From the clearer every day. Bell engineers argued tinued gathering information and re-
beginning, Bell Labs researchers saw that that electronic computing provided sources o n control systems and
their innovative work on fire control prob- greater accuracy and speed at lower cost antiaircraft directors. Lovell visited the
lems had general importance for electron- than corresponding mechanical tech- army’s training schools for antiaircraft
ics and computation. niques-the traditional arguments for gunners and the arsenals responsible for
electronic over mechanical computing. technology development. He requested
NDRC Section D-2 Funds the But in 1940, these were not the arguments samples of telescopes, data transmitters,
BTL Director that appealed to the NDRC. Rather, they receivers, and other equipment [13]. The
Until this point the BTL gun director saw that an electronic f i e control com- Frankford Arsenal sent him blueprints for
work remained an intemally funded pro- puter would be easy to reconfigure to the tracking mechanisms in the Sperry M4
ject. But that same summer of 1940, Presi- change the algorithm (the components director, and drawings of other directors
dent Roosevelt and Vannevar Bush could be rewired). In contrast, a mechani- [ 141. Ed Poitras of the NDRC sent Park-
created the National Defense Research cal computer’s algorithm was tightly inson and Lovell copies of Gordon
Committee to fund scientific research into bound to its physical structure and was Brown’s servomechanisms paper, “Be-
December 1995 75
fiers for mathematical purposes [22]. In rushing it into production would waste rate (Le., its velocity) directly from its
fact, the 1947 paper by Ragazzini, Ran- money, “I cannot emphasize too strongly position, by differentiating. The observed
dall, and Russell which coined the term my own feeling that, since at least $2.5 position data unavoidably contained
“operational amplifier” acknowledges the million will be spent on the first few di- roughness, due either to the jerky nature
authors drew inspiration from “the cir- rectors, every effort should be made to of human tracking or to electrical noise in
cuits employed in the Western Electric improve this part [the data handling] of the a radar signal. Thus the instantaneous rate
M-IX antiaircraft gun director [the opera- predictor, and this effort should be made derived from this signal fluctuated wildly.
tional version of the T-10].”[23] By ap- as promptly as possible.”[29] Both Ste- Smoothing could average out these errors
plying their experience in telephone wart and Stibitz built automatic testing over some time period, but only by intro-
engineering to control systems problems, machines for quantifying the performance ducing time delays which caused errors in
then, BTL engineers made fundamental of the T-10 and other new directors. prediction (Le., the predictor operated on
contributions to modem electronics. The Army’s Anti-Aircraft Artillery stale data). Also, the DC amplifiers tended
Board reported that tests showed the T-IO to “drift,” or fall out of adjustment over
Making it Work-Delivery and to be about equal in performance to the time. Furthermore, each oftheT-lo’scon-
Testing of the T-10 mechanical directors. D-2 agreed, arguing versions-from polar, to Cartesian, and
Designing this electrical computer was the device should not go into full produc- then back to polar coordinates-intro-
no easy task, but making it actually work tion but rather apilot production lot be run duced distortion and loss of accuracy. To
proved even more difficult. Numerous for field trials. For the Army, however, accommodate these conversions, then,
problems delayed the first T- 10 prototype, advantages of production and procure- each stage required comparatively higher
which was supposed to ship to the Anti- ment outweighed deficiencies in perform- performance to maintain the overall accu-
Aircraft Artillery Board at Fort Monroe on ance. They told Weaver, “If a good supply racy of the system.
Sept. 1, 1941. The project faced many of instruments [the T-101 were available To overcome these problems, only
difficulties, but none as challenging as the which were not even as good as the Sperry three months into the T-10 project, BTL
specially shaped potentiometers that pro- M-4, [Army] Ordnance would still feel and the NDRC initiated a new project to
vided functions and range table data. The compelled to purchase this supply.”[30] study algorithms and electrical comput-
wire that wrapped the potentiometers In these tense weeks after Pearl Harbor, ing, “Fundamental Director Studies.” In
needed to have uniform resistance down the Army needed decisive action on new February 1941,BTL undertook the design
its entire length, and to maintain consis- technologies. In mid-February 1942 the of another director, the T-15, as a compet-
tency despite temperature changes [24]. T-10 was standardized by the Army as the ing project to the T-10, headed by Walter
Winding the wire smoothly on the odd M-9 Director. McNair. Henrik Bode, as part of McNair’s
shapes demanded new and specialized Section D-2 was uncomfortable with team, applied his previous experience
equipment. The NDRC, while frustrated the Army’s decision to uncriticaIIy adopt with feedback amplifiers to design the
at the missed delivery date, recognized the the T-10 [31]. Weaver thus extended smoothing networks for the T-15. Instead
novelty of the machine, and that its suc- BTL’s contract to allow for improvements of the Plan Prediction Method, the T-15
cess was by no means assured [25]. Fi- in smoothing and error reduction of the employed a “memory point method” and
nally, the unit was ready and shipped to T-IO before production. This work, in the worked entirely in polar coordinates. The
Fort Monroe for testing, the day before spring of 1942, achieved most of its in- director stored an initial data point for the
Pearl Harbor [26].Using testing machines tended results, bringing director’s per- target in a mechanical “memory.” For any
constructed specifically for comparing formance to a level that satisfied D-2, future time, it derived target velocity by
gun directors, the T-10 performed about including the addition of an averaging subtracting the initial from the current
as well as, or perhaps a bit worse than, the circuit for data smoothing. In 1942, the position, and the dividing the difference
Sperry directors. M-9 went into production with Western by time. This calculation required no dif-
But even before the unit shipped, while Electric as prime contractor, subcontract- ferentiation and even smoothed out per-
BTL still conducted its own tests, the ing out the tracking unit and a few other turbations. Because this method, which
Army announced an order for 200 of the components to the Ford Instrument Com- came to be called “one plus,” used the
directors, without waitingfor theNDRC’s pany [32].During the war, Western EIec- difference between the current position
approval or for any field testing by the tric produced more than 1500 M-9 and the predicted position, it operated on
Army [27]. This move caused concern at directors and its derivatives, M-10, M-12, relatively small magnitudes, which re-
the NDRC; Duncan Stewart, who oversaw M-13, as well as the M-8 and M-14 which quired less accurate computing mecha-
the BTL project, worried about perform- included ballistics for British guns [33]. nisms. Second, because the T-15’s
ance. He found the test data inconclusive, computation required no differentiation, it
and “little to choose between any of these Fundamental Director Studies could use AC circuits, inherently drift-
[Sperry or BTL directors] on the basis of The T-10 was a essentially a rush pro- free and more accurate than DC amplifi-
results.”[28] George Stibitz, himself a re- ject to design an electrical director and get ers. While the T-15 proved more accurate
searcher at Bell Labs and now a member it into production as quickly as possible. by about a factor of two than the T-10, and
of Section D-2 as well, echoed Stewart’s Hence, it introduced no innovations in settled on a solution twice as quickly, it
reservations. He warned that “the me- computation; it only implemented exist- never went into production.
chanical inaccuracies in T-10 are com- ing algorithms with new electronic tech- Nonetheless, the T-15 did advance the
pletely swamped by poor use of data.” In niques. But the original S p e w algorithm state of the art, both in electrical comput-
Stibitz’s view, the Army was overly im- had a number of basic problems. Its “Plan ing and in analytical understanding of the
pressed with BTL’s new machine, and Prediction Method” derived the target’s fire control problem. Although its design
December 1995 77
SCR-584 and the BTL M-9 director shot anti-aircraft control system saw its finest Before World War 11, Bell Labs re-
down enemy aircraft, over a hundred in hour. Hitler unleashed the “V-1 Blitz” searchers applied their expertise primarily
one month, which had been harassing Al- against London in mid-1944, and over the to “The System” and problems in commu-
lied landings. On D-day, 39 systems next 80 days launched about 7500 against nications. As engineering became more
landed in Normandy to protect the inva- the English capital. In anticipation of the analytical and scientific, those problems
sion force against air attack. Despite their V-1 blitz, and in response to a special assumed increasingly general importance
automation, however, these systems still request by Churchll, the Radiation lab for electrical engineering. The crisis of
maintained the “constant altitude assump- rushed experts to England who helped set World War 11thrust Bell Labs, like much
tion.” The M-9, rushed into production in up nearly 100 anti-aircraft batteries. Be- American science and technology, into
1942, did not even incorporate the latest tween June 18 and July 17, 1944, the defense research. In tackling the design
results on predicting curved flight from systems, consisting of the Bell Labs M-9 problems of anti-aircraft control systems,
BTL and MIT. The systems worked best, gun director, the Radiation Lab SCR-584 Bell Labs engineers found that their expe-
then, against attackers that flew straight Radar, the 90mm gun, and the Proximity rience in communications, especially with
and level. German aircrews, of course, fuze, shot down 343 V-ls, or 10% of the feedback amplifiers, prepared them to
learned to maneuver to throw off the sim- total and about 20% of those shot down analyze a broad range of problems with
ple predictors. (the others were brought down by aircraft, similar techniques. These included elec-
In June 1944, nevertheless, a new barrage balloons, and ships) [46]. During tromechanical and electronic computing
threat emerged from Nazi engineers, one this period the AA batteries deployed in a circuits, prediction machines, and radar
that perfectly matched the constant alti- ring south of London, and their ability to signal processing. Together with other re-
tude assumption because the new airplane fire was limited by the need to avoid hit- search supported by the NDRC, the war-
had no human operator. This threat itself ting Allied fighters that were also attack- time efforts of Bell Labs in fire control
relied on an automatic control system to ing the buzz bombs. Thus, aircraft had the contributed to a new vision of technology,
fly, and hence formed the ideal target for first chance at the missiles. That situation a vision that treated different types of
the automatic antiaircraft system: the first changed in mid-July when the AA batter- machinery (radar, amplifiers, electric mo-
operational robot bomb, the V-1 “buzz ies moved to the coast, where they could tors, computers) in analytically similar
bomb.” Although they did fly straight and fire over the English Channel. From July terms-paving the way for information
level, the buzz bombs were no easy tar- 17 to Aug. 31, the automated guns ac- theory, systems engineering, and classical
gets. Smaller than a typical airplane, they counted for 1286 V-1 kilIs, or 34% of the control theory. These efforts produced not
flew at about 380 miles per hour, much attack and more than 50% of those shot only new weapons but also a vision of
faster than bombers of the day, and at low down [47]. That October, the M-9/SCR- signals and systems. Through ideas and
altitudes, averaging about 2000 feet-in- 584PT-Fuze combination defended Ant- through people, this vision diffused into
deed, “fast and low” would become a ra- werp from the buzz bombs with similar engineering culture and solidified as the
dar-evading strategy in later years. And success. In this tense confrontation of ro- technical and conceptual foundations of
the V-1s proved remarkably resistant to bot weapons, the automated battlefield, the information age.
shellfire, sometimes taking several hits which even today remains a dream of mili-
before falling. tary technologists, began to take shape. References
But in the words of the British head of [1] Warren Weaver, foreword to “Final Report:
the Anti-Aircraft Command, “It seemed to Conclusion D-2 Project #2, Study of Errors in T-10 Gun
us that the obvious answer to the robot Despite this success, or indeed because Director,”National Archives, Office of Scientific
target or the flying bomb ... was a robot of it, by the end of the war anti-aircraft Research and Development,Division 7 (hereafter
defense.”[45] Against the V-1, to para- control systems were reaching their limits. referred to as OSRD7) Office Files of Warren
phrase Winston Churchill, the automatic Electronic circuits calculated ballistics Weaver, 3.
and other factors with an accuracy that 121 D.B. Parkinson wrote an account of his dream
exceeded the uncertainty of the system on Jan. 5, 1975. It is stored in the AT&T archives
Ihu‘rci A. Mindelt is an elcclrical overall. Radar and telescopes could track and reprinted in M.D. Fagan, ed., A History of
cnginecr and a tloctornl s~udentin the targets with similar precision. But Engineering and Science in the Bell System: Na-
I listory cil‘ Tcchnolog at h e Massa- “straight and level” prediction schemes tional Service in War and Peace (1925-1975)
chusetts Instilute of I‘eclinology. He is had fatal flaws, and predictions based on (Bell Telephone Laboratories, 1978), 135-36.
currently a f‘tllow at the Dibncr histi-
past history could only marginally im- [3] D.B. Parkinson, Notebook #16413, Project
prove their performance. There was sim- File 23140, AT&T archives (hereafter referred to
ply no reliable way to hit a distant, rapidly as ATT). For other notebooks on this project, see
ihc hislory c:f control systems from B.T. Weber,#16042, K.D. Swartzel, Jr.,#17512&
maneuvering target with a ballistic shell.
1916-1945. Bcforc coming to h41T hc 16312,C.A.Lovell,#17665 㴋,D.B.Park-
The fire control system, or part of it,
\vas ii skiff enginccr ai. tlic Deep Sub- inson, #16413, and B.T. Weber, #18009, ATT.
needed to move into the projectile, ex-
mcrgcncc I-nboralory 01‘ thc Woods
tending the feedback in the proximity fuze [4] For detailed chronology of this project, see
I. I o 1c Oce a i ! o gra 1) hi c Ins i tu I io 11,
w1iei:c hc de\,cloped the control system to several more dimensions. The stage “Check list for use in connection with record of
was set, then, for the guided missile. In laboratories work on N.D.R.C. and O.S.R.D. con-
for .I,\SON. a remotely opcratctl vchi- tracts, no. NDCrc-127.” Project File 23140, ATT.
clu [or clcc.p-c.)ccanexploration. He can fact, Bell Labs built the first postwar anti-
bc rcazlicd at mindell~~iiiit.cdu. aircraft guided missile, Nike, with person- [5] E.C. Wente diary, July 3, 1940. Project file
nel and technology from its wartime fire 23140, ATT. For another chronology of these
control projects [48]. events, see R.B. Colton to M.J. Kelley, Oct. 6,
[6] These two meetings were on June 27, 1940, [25] Duncan Stewart wrote, “It is important to [38] GRS diary, May 21, 1941. OSRD7 GP, Pro-
and Aug. 5, 1940. Ibid. bear in mind that the Bell Telephone Laboratories, ject #2.
with unselfish and patriotic motives, has under-
[7] D.B. Parkinson, July 23, 1940. Notebook taken the development and construction of t h s [39] “Final Report: D-2 Project #2, Study of Er-
#16413, Project File 23140, ATT. instrument. in accordance with a program which rors in T-10 Gun Director.”
[8] C.A. Lovell, July 17, 1940,Notebook#15627, not only would be foolish under normal circum- [40] For the difficulties of producing the SCR-584
Project File 23140, ATT. stances but is entirely at variance with the Bell see George Raynor Thompson, Dixie R. Harris,
Telephone Laboratories ordinary development Pauline M. Oakes, and Dulany Terrett, The United
[9] C.A. Lovell, April 14, 1941. Notebook procedure.” DJS diary, Sept. 20, 1941. OSRD7 States army in World War II: The Technical Sew-
#15627, Project File 23140, ATT. GP, Project #Z. ices, The Signal Corps: The Test (December,1941
[lo] WW diary, Oct. 24, 1940. OSRD7 General [26] Kelley to WW, Dec. 17, 1941. OSRD7 GP, to July 1943) (Washington, D.C.: Office of the
Project Files (hereafterreferred to as GP), Project Project #2. Chief of Military History, United States Army,
#2. 1957), 265-274; Ivan Getting, All in a Lifetime:
[27] WW to KTC, Nov. 11, 1941. OSRD7 GP, Science in the Defense of Democracy (New York:
[ l l ] WW diary of phone call to Somers, Nov. 6, Project #2. Vantage Press, 1989), 121-127;Guerlac,Radar in
1940. OSRD7 GP, Project #2.
[28] DJS to HLH, WW, EJP, GRS, Dec. 31,1942, World War II (New York: Pomash Publish-
[12] WW to Kelley, Nov. 9, 1940, and Memoran- OSRD7 GIP, Project #2. This memo summarizes ers/American Institute of Physics, 1987), 81-83.
dum of Agreement between NDRC and Bell Tele- Stewart’s problems with the BTL project, which
phone Laboratories, May 19, 1941. OSRD 7 GP, 1411 “Study of Errors in T-10 Gun Director,” 72.
were many.
Project #2. [42] A.C. Hall, “Early History of the Frequency
1291 GRS diary, Dec. 25, 1941.0SRD7 GP, Pro-
[I31C.A. Lovell to OrdnanceDept., Jan. 15,1941. ject #2. Response Field,” Trans. ASME 76 (no. 8) 1954,
Project file 23140, ATT. 1153.
[30] WW tlo Fletcher, Oct. 31, 1941. OSRD7 GP,
[I41 C.A. Lovell diary, Dec. 21,1940. Project file Project #2. [43] Warren Weaver, foreword to “Final Report:
23140, ATT. D-2 Project #2, Study of Errors in T-10 Gun
[31] WWd,iary,Feb.25,1942.OSRD7GP,Project Director,” OSRD7 Office Files Of Warren
[15] EJP to Parkinson, Nov. 27, 1940. Project file #2.
Weaver, 3.
23140, ATT. Gordon S. Brown, “Behavior and
[32] WWdiary, Jan. 23,1942.OSm7 GP, Project
Design of Servomechanisms” OSRD 39, Report [44] George Raynor Thompson and Dixie R. Har-
#2.
to the Services 2, MassachusettsInstitute of Tech- ris, The United States Army in World War II: The
nology, Nov. 1940. Stuart Bennett, A History of [33] William J. Wuest, “History of Heavy AAFire Technical Services, The Signal Corps: The Out-
Control Engineering, 1930-1960 (London: Peter Control anld Materiel,”(Ft. Bliss, Texas: U S . come (Mid-1943 Through 1945) (Washington,
Pegrinus, Ltd., 1993), 138-140. army, The Artillery School, Anti-Aircraft and D.C.: Office of the Chief of Military History,
Guided Missiles Branch), 1951. In ATT folder 84 United States Army, 1966), 474-477. For a de-
[16] Warren Weaver, foreword to “Final Report: 05 02 03. ~~~