2925 Modeling of Anhydrite Swelling With Flac
2925 Modeling of Anhydrite Swelling With Flac
2925 Modeling of Anhydrite Swelling With Flac
J.M. Rodríguez-Ortiz
Gamma Geotécnica SL, Madrid, Spain
P. Varona & P. Velasco
Itasca Consultores SL, Asturias, Spain
ABSTRACT: Anhydrite and rocks containing argillaceous minerals experience swelling phenomena when
they come into contact with water. In tunneling, this can lead to a strong heave of the floor and to a high level
of stresses in the lining. Although characterization of swelling potential, monitoring of swelling process, and
a lot of relevant case histories of tunnel construction in swelling rocks are currently available, the design of
the support in swelling rocks usually do not consider an accurate stress-strain relationship for the swelling.
Current trend in tunneling design considers numerical modeling of the rock-support interaction, but the
available geotechnical codes do not include the swelling formulation. This paper presents the implementation
in FLAC (via FISH routines) of the analytical stress-strain formulation for the swelling presented by Wittke
(1999) and the validation of this algorithm against the swelling tests carried out by different authors and
presented by Wittke (1999).
{ }
swelling process); Kq= swelling deformation 1
parameter; σz= axial stress; and σ0= axial swelling =a 0 + a el ⋅ ε elv + a vp ⋅ min ε plv , maxEVP (5)
stress (as showed in Figure 2, it is intersection of the ηq
straight line with εqz∞= 0). where a0, ael, avp= constant values. The parameter a0
represents the dependence of the swelling velocity
on the anhydrite content, regardless of whether a Then, a loop is performed until the swelling time
strain occurred before or not; εelv is the elastic reaches the expected simulation age. Within this
volumetric strain occurred prior to the beginning of loop, the strain tensor due to complete swelling is
swelling that also influence the permeability; εplv is calculated according to Equation 3. The stress
the volumetric plastic strain; and maxEVP increments associated to these strains are calculated
represents an upper limit of the plastic volume strain with the following lineal elastic relationship,
with regard to an eventual acceleration of swelling. Equation 6:
According to Wittke (1999), plastic volumetric
strains larger than maxEVP do not lead to a further ⎧∆σ 1 = (λ + 2G ) ⋅ ε 1q∞ + λε 2q∞ + λε 3q∞ ⎫
⎪ ⎪
increase of the swelling velocity because the ⎨∆σ 2 = λε 1∞ + (λ + 2G ) ⋅ ε 2 ∞ + λε 3∞ ⎬
q q q
(6)
penetration of water into the rockmass cannot be ⎪ q ⎪
⎩∆σ 3 = λε 1∞ + λε 2∞ + (λ + 2G ) ⋅ ε 3∞ ⎭
q q
further accelerated by these.
Following Equation 5 the swelling time
parameter is no longer constant but dependent on where λ and G are constants known as Lamé’s
time as elastic-plastic volumetric strains varies parameters (λ= K - 2/3G; K is the bulk modulus and
during the swelling process. G is the shear modulus).
t=0
3 FINITE DIFFERENCES CALCULATION
ALGORITHM
σ i=1, 2 = f (σ xx ,σ yy ,τ xy ,θ )
The swelling law presented in previous paragraphs Principal
has been implemented in FLAC, coupling the σ 3 = σ zz stresses
swelling phenomena with the built-in elastic-plastic
constitutive relationships via FISH routines. The t< T_fin
principal concept of this algorithm is that the
volumetric strain is reached in the zones of the
model introducing of small increments of isotropic ε iq∞ = K q log⎛⎜σ i σ ⎞⎟ Swelling strains
stress within them, Noorany et al (1999). ⎝ 0 ⎠ Associated stress
The sketch of the algorithm is to calculate the (
∆σ i = f εiq∞ ; λ, G ) increment
final swelling strain tensor for all the zones of the
model, transform the strains into an increment of
stresses, and then “inject” the stresses in small
increments into the zones.
1
{ }
= a0 + ael ⋅ εelv + a vp ⋅ min εvpl , max EVP
Swelling time
ηq parameter
The flowchart of the calculation algorithm is
presented in Figure 3, and can be resumed in the
following points: ⎧10% ⋅σ i ⎫
∆t = ηq ⋅ min ⎨ ⎬
− Determination of the principal stresses for all the i =1, 2, 3
⎩ ∆σ i ⎭ Minimum
elements of the model. timestep
− Determination of the swelling principal strains ∆t min = min {∆t}
and of the stress increments associated with these
strains. ∆t min
σ i = σ i + ∆σ i
− Determination of the swelling time parameter. ηq “Injection” of a
− Determination of the minimum timestep,
σ xx ,σ yy, τ xy = f (σ i =1, 2 ,θ )
fraction of the
necessary for numerical convergence of the stress increment
algorithm, and to synchronize the swelling rate of σ zz = σ 3
all the element in the model.
− “Injection” of a fraction of the stress increment Solve to
associated to the swelling strain. Mechanical equilibrium mechanical
equilibrium
− Solve to mechanical equilibrium of the current
timestep t = t + ∆t min Accumulation of
− Accumulation of swelling strains and time. ∆t min
εiq = εiq + (εiq∞ − εiq ) swelling time and
− Repetition of the algorithm until the expected age ηq swelling strains
of the simulation is reached.
A detailed description of the algorithm is as
END
follows. After initiation of swelling time to zero, the
principal stress tensor for all the elements is
Figure 3. Flowchart of the calculation algorithm
calculated from the current stress state. As the
routine has been implemented in a 2D model, the
out-of-plane stress is a principal stress.
Previously to the calculation of the swelling time ⎧ 1% ⋅ σ i ⎫
parameter the plastic component of the volumetric ⎪ri ⋅ ∆σ i = 1% ⋅ σ i ; ri =
∆σ i ⎪⎪
strain has to be determined. ⎪
⎨ ⎬ (11)
The total volumetric strain, addressed in FLAC ⎪r = min {r } = min ⎧ 1% ⋅ σ i ⎫ ⎪
with a FISH variable, is the sum of the following ⎪⎩ i=1, 2 , 3 i i=1, 2 ,3 ⎨⎩ ∆σ i ⎬⎭ ⎪⎭
components, Equation 7:
where ri= fraction of the stress increment ∆σi;
ε tot
v = εv + εv + εv + εv
el 0 el pl q
(7)
σi= stress state; and r= minimum fraction of the 3
where εtotv= total volumetric strain; εel0v= elastic principal directions.
volumetric strain produced in the model previous to From equations 6 and 11 the fraction r of the
any calculation; εelv= elastic volumetric strain stress increment that are going to be “injected” in
produced during the calculation; it can be calculated the elements of the model can be expressed with the
as εelv=(σ1+σ2+σ3)/(3K), being K the bulk modulus; following Equation 12:
εqv= swelling volumetric strain accumulated during ∆t
calculation, εqv=εq1+εq2+εq3; therefore, the plastic r= (12)
volumetric strain, εplv, can be calculated with the ηq
following Equation 8: and therefore, the timestep for each element can be
ε =ε
pl
v
tot
v −ε el 0
v −ε −ε
el
v
q
v (8) obtained as, Equation 13,
⎧ 1% ⋅ σ i ⎫
The swelling strain does not occur ∆t = η q ⋅ r = η q min ⎨ ⎬ (13)
instantaneously but following the kinetics i =1, 2 , 3
⎩ ∆σ i ⎭
formulated with Equation 4. Expressing this
differential equation in finite differences we obtain It is necessary to synchronize the rate of swelling
the following Equation 9: for all the elements of the model adopting the same
timestep for all; the minimum timestep of all the
ε iq (t + ∆t ) − ε iq (t )
∆t
=
1
ηq
[ε q
i∞ (t ) − ε iq (t )] (9) elements is the searched,
∆t min = min{∆t} (14)
and therefore, The “injection” of stresses associated to the
ε iq (t + ∆t ) = ε iq (t ) +
∆t
ηq
[ε q
i∞ (t ) − ε iq (t )] (10)
swelling behavior can be expressed with the
following Equation 15,
∆t min
As in all finite difference algorithm schemes, this σ i (t + ∆t ) = σ i (t ) + ∆σ i (15)
equation applies only for values of ∆t that are ηq
significantly low. This means that the swelling strain
that give the relationship between the current stress
at time t that still remains to produce, [εqi∞(t) -
state, σi(t) the total increment of stresses due to
εqi∞(t)] cannot be induced in the model
swelling, ∆σi, the minimum timestep, ∆tmin, and the
instantaneously because the model would
swelling time parameter ηq.
degenerate. Thus, the next phase is to determine a
These stress increments have to be transformed
critical value of ∆t to use in the finite difference
from the principal axes reference to the coordinated
scheme.
axes reference, assuming that the principal stresses
To determine a value of ∆t small enough, only a
have not rotated during the swelling processes, and
fraction of the stress increment associated to the
the angle between the principal stresses and the
remaining swelling strain should be “injected” in the
horizontal remains the same.
elements of the model.
Finally, once the mechanical equilibrium has
A criterion of a maximum of 1% of the current
been reached for this fraction of stresses injected
stress state has been adopted to determine de
into the elements of the model, it is necessary to
fraction of ∆σi to “inject”. The minimum fraction
actualize the accumulated swelling strain of each
obtained from the 3 principal directions in each
element of the model, Equation 16:
element is adopted. These relationships are
ε (t + ∆t ) = ε (t ) + ∆t min
[ε (t ) − ε iq (t )]
illustrated in Equation 11 for every element in the q min q q
model. i∞ (16)
ηq
i i
400
300
σ (kN/m )
2
200
100
0
0 5 10 15
t (horas)
sx sy sz FLAC
-4
-3
εz (%)
q
-2
-1
0
0 5 10 15
t (días)
sz = 520 kN/m2 sz = 260 kN/m2 sz = 130 kN/m2 sz = 65 kN/m2 sz = 32.2 kN/m2
FLAC sz=520 kPa FLAC sz=260 kPa FLAC sz=130 kPa FLAC sz=65 kPa FLAC sz=32.2 kPa
A FLAC model with 1 element has been set up; the The elastic constants of the material are E= 2800
constitutive model is elastic with E= 1000 MPa and MPa and ν= 0.33, and swelling parameters are Kq=
ν= 0.33. The results from FLAC simulation are 6.4% and σ0= 89.2 MPa.
presented in Figure 7 (strain in % versus time in Wittke (1999) suggests that it is necessary to
days) against the results of the test. consider the plastic strain of the sample to reproduce
this test, as it is shown in Figure 8 where the back-
analysis with elastic-plastic stress-strain relationship
4.3 Huder-Amberg swelling test in plasticity fits better with the measured values than the back-
analysis with elastic stress-strain relationship. The
The objective now is to validate the algorithm plastic constants are c’= 0, φ= 11º and ψ= 5.5º.
against a test in which the strength of the sample is Figure 9 presents the results from the FLAC
exceeded and therefore, plastic strains develop in model, also for elastic and elastic-plastic behaviors,
addition to the elastic and swelling deformations. together with the results from the tests and the
The test was carried out following the Huder- values fitted by Wittke (1999).
Amberg procedure. The initial vertical load (applied
in two cycles) is 15 MPa; the sample is then flooded
and unloaded to a vertical pressure of 6.5 MPa. The 4.4 Combined swelling pressure and swelling strain
results for this test are presented in Figure 8. test
-20
-16
-12
ez (%)
-8
-4
4
0.1 1 sz (MPa) 10 100
Following to this, the vertical deformation of the For the swelling parameters, Wittke (1999) uses
sample was again prevented, and consequently, the the following values, σ0= 16 MPa and kq= 15%.
vertical stress increased again to the same value of Nevertheless, regarding on the kinetics of the
4.2 MPa. swelling, Wittke found necessary to change the
The course of phase 1c was equivalent to the one swelling time parameter during the course of the
of phase 1b. During phase 1d it was allowed for a test. The parameters proposed are presented in Table
vertical strain slightly larger than during the 3.
preceding phases. At the beginning this led to
decrease the vertical stress to less than 0.5 MPa. Table 3. Swelling kinetics parameters used in Wittke (1999) to
Subsequently, the vertical stress was increased to 2.5 reproduce the test.
________________________________________________
MPa over a period of 0.3 year without stabilization Kinetic of the swelling
_____________________________________
of the vertical stress. a0(year-1) ael(year-1) avp(year-1) maxEVP(%)
________________________________________________
During phase 2 of the test, the vertical stress was 1a - 2 0.0018 0.0 40.0 0.1
lowered to 0.5 MPa keeping it constant for more 3 0.0018 0.0 2.0 0.1
________________________________________________
than 5 years. The vertical strain was measured as a
5 CONLUSIONS
As Wittke (1999) refers, to reproduce accurately
the phase 3 of the test it is necessary to reduce the The formulation for the swelling behavior presented
value of the coefficient avp from 40 year-1 to 2 year-1, by Wittke (1999) has been reviewed and a
that is equivalent to a reduction of the permeability calculation algorithm, based in this formulation, has
of the sample during phase 3 due to the increment of been implemented in FLAC, via FISH routines. This
the vertical stress in this phase of the test. algorithm allows the simulation of the swelling
Changes in permeability of the sample during the behavior with FLAC code.
load process are not taken into account in the The algorithm has been checked against different
formulation of the kinetic, thus Wittke (1999) swelling tests presented by Wittke (1999), and the
suggests that the coefficient avp should vary during results from the model fit quite well to the results of
the calculation for an accurate simulation of the the different tests. Therefore, these routines can be
swelling process. used to simulate the swelling behavior of expansive
The test described in this paragraph has been grounds in real engineering problems.
simulated with FLAC, considering the same Nevertheless, when using these routines to
parameters (in Table 2 and Table 3). Figure 11 simulate a swelling behavior, the following
presents the evolution of the vertical stress (in MPa) limitations of the formulation have to be
versus time (in years), comparing the results from remembered:
FLAC simulation against the test. − The direction of the principal stresses does not
Figure 12 presents the evolution of the vertical change during the swelling process.
strain (in %) versus time (in years), comparing the − All the elements of the model are susceptible to
results from FLAC model against the test. swell; this means that the whole rockmass is
saturated and the penetration of water is enough
5
to permit the complete swelling of the anhydrite.
− The proposed kinetics describe adequately the
4 swelling process when the strength of the rock is
not exceeded, but the parameters of the
formulation need to be changed in case of large
3
plastic deformations.
σz(MPa)
6 REFERENCES
1
ISRM 1989. Suggested Methods for Laboratory Testing of
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0
0 5
t (años)
10 15 Huder J. & G. Amberg 1970. Quellung in Mergel, Opalinus-
Ensayo FLAC ton und Anhydrit. Schweizer, Bauzeit, 83: 975-980.
Figure 11. Combined swelling pressure-strain test simulated Noorany, I., Frydman S. & Detournay C. 1999. Prediction of
with FLAC; comparison of stresses. soil slope deformation due to wetting, In Detournay & Hart
(eds), FLAC and Numerical Modeling in Geomechanics:
40 101-107. Rotterdam: Balkema.
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Construction Procedures. In Int. J.Rock Mech. Min. Sci. &
εz(%)
20
Geomech. Abstr. Vol. 30. No. 4: 361-380.
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Print 4. Ed. WBI Prf.Dr.Ing. W. Wittke. Consulting
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0 with Case Histories. Springer-Verlag, New-York.
0 5 10 15
t (años)
Ensayo Cálculo FLAC