Chapais - Competence and The Evolutionary Origins of Status
Chapais - Competence and The Evolutionary Origins of Status
DOI 10.1007/s12110-015-9227-6
Bernard Chapais 1
Abstract In this paper I propose an evolutionary model of human status that expands
upon an earlier model proposed by Henrich and Gil-White Evolution and Human
Behavior, 22,165–196 (2001). According to their model, there are two systems of status
attainment in humans—“two ways to the top”: the dominance route, which involves
physical intimidation, a psychology of fear and hubristic pride, and provides coercive
power, and the prestige route, which involves skills and knowledge (competence), a
psychology of attraction to experts and authentic pride, and translates mainly into
influence. The two systems would have evolved in response to different selective
pressures, with attraction to experts serving a social learning function and coinciding with
the evolution of cumulative culture. In this paper I argue that (1) the only one way to the
top is competence because dominance itself involves competence and confers prestige, so
there is no such thing as pure dominance status; (2) dominance in primates has two
components: a competitive one involving physical coercion and a cooperative one
involving competence-based attraction to high-ranking individuals (proto-prestige); (3)
competence grants the same general type of power (dependence-based) in humans and
other primates; (4) the attractiveness of high rank in primates is homologous with the
admiration of experts in humans; (5) upon the evolution of cumulative culture, the
attractiveness of high rank was co-opted to generate status differentials in a vast number
of culturally generated domains of activity. I also discuss, in this perspective, the origins of
hubristic pride, authentic pride, and nonauthoritarian leadership.
* Bernard Chapais
[email protected]
1
Department of Anthropology, University of Montreal, CP. 6128, Succursale Centre-ville, Montreal,
QC, Canada H3C 3J7
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In this paper I am mainly concerned with the primate origins of human status. I
argue that the distinction between two strategies of status attainment in humans,
dominance and prestige, is fuzzy because dominance itself depends intimately on
competence and confers prestige. I seek to establish that the major components of
human status, including competence, attraction to experts, prestige, power, hubristic
pride, and (possibly) authentic pride, are homologous phenomena between humans and
primates, and that they can be traced back to the competitive and cooperative aspects of
primate dominance. To do so I begin by expanding upon the dual evolutionary model
and highlight five central aspects of human status that, I argue, are also found in other
primates and provide the phylogenetic connections between them. Next I present the
primate evidence about status and power in support of the proposed homologies, and I
propose a sequence for the evolution of human status from its primate background. I
end the paper with a discussion of two implications of the present view: the demise of
primate-like dominance in the course of human evolution and the origins of non-
authoritarian leadership in small human groups.
Dominance is defined here as the capacity to exercise coercive power, which in turn
refers to the capacity to orient the behavior of others by undermining, or threatening to
undermine, their welfare and reproductive capacity—this is also the definition given by
Henrich and colleagues (Cheng et al. 2013). In humans the capacity to exercise domi-
nance depends on the acquisition of competence in various domains, in addition to sheer
physical force and fighting ability. Those include, minimally: (1) the abilities involved in
handling weapons efficiently (e.g., speed, anticipation, dexterity); (2) the ability to
control one’s fear, or external signs of fear; (3) the personality traits affecting the capacity
to recruit allies based on ideational arguments; (4) the cognitive abilities involved in
working out efficient tactics of attack, including deception; (5) the various components of
leadership in the conduct of coalitionary raids; (6) the numerous qualities affecting the
capacity to produce, control, or withhold information, resources, or services affecting
others’ welfare; and (7) the traits enabling one to be recognized as someone who can use
nonphysical entities to inflict physical costs (from illness to death) on others.
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Given that it is competence in any of those domains that enables one to exercise
dominance, individuals possessing those skills are attractive and have prestige, like
experts in any other domain. They may certainly intimidate others, but their high levels
of competence simultaneously induce varying levels of admiration, attractiveness, and
prestige. Even “pure” bullies exhibit various skills relating, for example, to physical
prowess, social manipulation, the recruitment of allies, or the control of resources.
Therefore it is unlikely that bullies acquire status through intimidation alone—i.e.,
without prestige. Henrich and Gil-White (2001) argued that “it is possible for humans
to have only . . . [dominance status or prestige status] because the prototypical stimuli
and underlying psychologies are fundamentally different (e.g., Stephen Hawking, for
pure prestige, and a high-school bully, for pure dominance)” (2001:171, italics origi-
nal). But as just argued, this appears unlikely because competence, and hence prestige,
has invaded virtually all domains of activity in humans. In that sense, there is a single
route to status—competence—and status in all human hierarchies, agonistic and
nonagonistic alike, is pervaded by prestige. This is why I refer to the model presented
here as the unitary evolutionary model of human status (Fig. 1), by contrast to the dual
evolutionary model.
If dominance in humans is only one domain of competence among others that elicit
attraction, a highly relevant question regarding the evolutionary roots of status in
humans is whether dominance in nonhuman primates is also a domain of competence
eliciting attraction. I shall argue that it is.
Perhaps the most important idea contained in the dual evolutionary model of human
status is that competence-based status is conferred on experts by group members, rather
than imposed by experts, and hence stems from cooperation between experts and
nonexperts, not from competition between them. Henrich and Gil-White (2001) argued
that followers provide experts with benefits such as deference and privileges, whereas
experts provide followers with knowledge and information. They thus placed the
emphasis on the social learning benefits of attraction to experts and downplayed the
role of concrete benefits such as resources and services, a point I shall return to.
The cooperative character of status must be emphasized. It implies that the compe-
tence of experts is valued by others inasmuch as it translates into the obtention of
commodities or services from experts, and that to experts, competence is useful
inasmuch as it attracts followers and translates into benefits, including power. The
motivation to become competent would thus be indissociable from the motivation to
cooperate. In this view, experts would be motivated to be recognized not only as highly
competent but as valuable social partners who are simultaneously competent and
generous, whether as hunters, warriors, shamans, military chiefs, cooks, teachers, or
entertainers. Several lines of evidence support the view that enjoying high status and
prestige is conditional upon being both competent and generous. First, experts are
expected, if not compelled, to be generous. Such is the case, for example, with good
hunters (Gurven 2004) and with leaders (Boehm 1993; van Vugt 2006), who may be
considered as multidomain experts, as will be argued later. Moreover, the experts
themselves may acknowledge explicitly the connection between their status and its
prosocial dimension—e.g., individuals asked why they want to be shamans despite the
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Power
Coercive Noncoercive
Passive influence
Obedience to authority
Aggressive Nonaggressive
Physical dominance Bargaining power (leverage)
Dependence-based dominance
Fig. 1 Schematic representation of the proposed unitary evolutionary model of human status
risks associated with the function answer that they do so to help others (Robert
Crépeau, personal communication). Second, experimental and observational studies
show that donations and generosity bring about prestige (Harbaugh 1998a, b) and result
in enhanced reputation and social status in the group (Bird and Smith 2005; Gurven
2004; Gurven et al. 2000; Milinski et al. 2002). Third, experimental studies indicate
that individuals are more generous when they think they are observed, which suggests
that generosity is motivated by social approval and serves to increase one’s reputation
(Bateson et al. 2006; Haley and Fessler 2005; Izuma et al. 2010). Fourth, authentic
pride, as the term was defined previously, is experienced not only in response to
success and accomplishments, but also when helping others, acting altruistically, and
conforming to social norms (Clark 2013; Tracy et al. 2010). Authentic pride thus
reinforces both competence acquisition and prosociality.
Interestingly, from the present perspective, generosity appears to be biologically
grounded. In a series of cross-cultural studies, Aknin et al. (2013) report that humans
around the world experience emotional rewards (higher positive affects) when helping
others financially, and the authors conclude that prosocial spending is a psychological
universal “deeply ingrained in human nature.” In that vein, neuroimaging studies
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status derives from primate dominance, one expects primate dominance to exhibit the
phylogenetic precursors of both components. I shall argue that this is indeed the case.
The relation between competence, status, and power, and the exact nature of power
exercised by experts, are not central issues in the dual evolutionary model of human
status, but they are crucial for understanding the primate origins of human status. As
argued by Henrich and Gil-White (2001), expertise provides a noncoercive form of
power. Followers may freely defer to experts; they may emulate them, adopt their ideas,
grant them privileges, and so on, in which case experts passively exert influence over
followers. I refer to this type of power as passive influence. In fact, passive influence
may be at the origin of another, more active form of noncoercive power. The step is
small indeed between passively conforming to the opinion of experts and conforming
to their wishes, which is obeying them. The difference lies in experts voicing their
wishes or spelling out directives. Arguably, passive influence may have set the stage for
the phenomenon of obedience to authority (where authority means expertise), in which
obedience does not rely on the threat of punishment, but on the recognized competence
of experts. Obedience to authority, induced noncoercively, has been repeatedly dem-
onstrated ever since Milgram’s (1974) famous experiments (see Blass 1999 for a
review). The suggestion here is not that passive influence necessarily translates into
obedience to authority, but that the psychology of passive influence, based on the belief
that because experts are competent they are right, was an evolutionary prerequisite for
obedience to authority.
Passive influence and obedience to authority stem from the cooperative nature of
relationships between experts and nonexperts. More specifically, they reflect the exis-
tence of asymmetries in the degree to which experts and nonexperts are dependent on
each other for satisfying their respective needs. Dependence asymmetries generate
dependence-based sources of power. The ideas developed here are derived from the
work of dependence-power theorists (Blau 1964; Emerson 1962) and were discussed
elsewhere in relation to the evolutionary origins of human power (Chapais 1991). The
services experts are in a position to offer may be intrinsically more valuable than the
services nonexperts may furnish in return, if only because experts are the best in their
domains. An expert may also be the only individual capable of providing specific types of
services (e.g., curing illness). In both situations there is an asymmetry in dependence
between experts and nonexperts. Equally important, if the services provided by an expert
have a zero sum character (i.e., if one follower gains from the expert, another loses), all
followers must seek to secure the expert’s preference or allegiance. As a result, an expert
may withdraw from an exchange with a given follower and favor another one at little cost
to himself, whereas the follower cannot withdraw from the relationship without losing the
unique benefits offered by the expert. In this situation, any follower is dependent on the
expert, but the expert is not dependent on a particular follower. These various sources of
dependence asymmetries entail that experts have much more bargaining power (e.g.,
Bacharach and Lawler 1980) or leverage (the two expressions are used interchangeably
here) than followers and therefore can more easily impose their will.
Importantly, contrary to passive influence and obedience to authority, bargaining
power based on expertise can take the form of coercive power, or dominance, in certain
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According to the present model, the exact type of power human experts are in a
position to use depends to a large extent on their domain of competence. Of particular
interest for understanding the evolutionary connection between power in humans and
nonhuman primates is the fact that, in humans, experts in a small category of domains
are in a position to exercise both physical dominance and dependence-based domi-
nance. Such experts are expected to have a high value as potential cooperative partners,
and hence much prestige. This is because, depending on their area of expertise, they are
in a position to grant access to limited and defensible resources, protect lower-ranking
individuals and their kin and other allies against any aggressor, including supernatural
threats, and help them settle disputes and win conflicts. A case in point is shamanism.
Among the Achuars of Peru, for example, the shaman trades his capacity to cure
witchcraft-induced illness for various labor-related tasks performed by the patient’s kin
(Crépeau 1988). The dependence of others on the shaman’s skills grants him bargaining
power, which in this case translates into dependence-based dominance because by
withholding his services he has the power to undermine the physical welfare of others.
Thanks to this capacity he is ostensibly wealthier than other people and has prestige. At
the same time, the shaman is in a position to exercise physical dominance, based on his
acknowledged capacity to induce illness, or kill, and one must take care not to make
him angry (Crépeau 1988). Similarly, expertise in any other domain affecting the
capacity to undermine others’ welfare, from highly specific types of activities such as
wrestling, fencing, or spear throwing to complex, composite activities such as
conducting raids or exercising military leadership, provides both physical dominance
and extremely variable levels of dependence-based dominance.
Importantly for the present phylogenetic argument, I shall argue that high-ranking
primates also cumulate physical dominance and dependence-based dominance. This
means that experts in dominance exercise similar types of power in both humans and
other primates. In many other domains of activities, by contrast, human experts cannot
exercise physical dominance but have varying levels of bargaining power, including
dependence-based dominance. For example, experts in subsistence activities, such as
highly skilled hunters, gatherers, or tool makers, are, in theory, in a position to threaten
to withhold resources from group members and to exercise some levels of dependence-
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based dominance. Experts in still other domains, such as storytelling, dancing, music-
playing, or ball games, are expected to have even less power. They might exercise
passive influence, but relatively little bargaining power, unless others depend on them
for the satisfaction of their primary needs.
If competence pervades all status arenas in humans, agonistic and nonagonistic alike, a
basic question concerns the evolutionary origins of the relation among competence,
status, and power. There are two general possibilities here. According to the first,
exemplified by the dual evolutionary model of human status, competence-based status
is a uniquely human phenomenon, and our primate heritage is limited to physical
dominance and its motivational underpinnings. Another possibility is that some forms
of competence-based status are already present in nonhuman primates. In the remainder
of this paper I argue that there is evidence supporting this possibility.
A dominance relationship is an enduring state of relative physical power between two
individuals, in which a higher rank grants varying priority access levels to food, territory,
and mates. The multiple advantages conferred by dominance explain why acquiring a
higher rank has become an objective per se—why primates have a motivation for
dominance itself (Chapais 1995). In chimpanzees, for example, the second- or third-
ranking male may challenge the alpha male over a long period of time until he is defeated
(de Waal 1982; Nishida 1983), and in macaques, females are prompt to challenge and
outrank any higher-ranking female that has been experimentally deprived of her allies
and lost her usual assertiveness (Chapais 1992). This testifies to the existence of a
context-dependent motivation to rise in rank whenever opportunities arise.
In earlier work (Chapais 1991) I differentiated between two types of power in
nonhuman primates: aggressive power—the basis of dominance relationships—and
dependence-based power—founded on the control of resources, services, or informa-
tion, and amounting to bargaining power. A concept closely related to dependence-
based power is that of leverage as the term was defined by Lewis: “power based upon
[the control] of inalienable resources” (resources that cannot be taken by force)
(2002:77). Lewis gave the example of estrous female primates who may experience
“advantageous changes in social relationships” without changing rank, presumably
because they have an inalienable commodity: eggs that may be fertilized. Although
Lewis was not explicit about the nature of those advantages, a study on wild orangu-
tans, a highly sexually dimorphic species, illustrates the idea. Van Noordwijk and van
Schaik (2009) reported a consistent pattern of food transfers between adult males and
sexually receptive females in which the female took food from the male’s hand, mouth,
or foot. They noted that sexual associations could end if males refused to share food.
This suggests that males used a tactic of tolerance to get sexual access to females and
that the latter had dependence-based power (leverage) because they could, in theory,
reject a male who did not share food in favor of a male who did, whereas males could
hardly forego mating opportunities without incurring significant costs. As another
example, Stammbach (1988) reported an experiment in which a single subordinate
male long-tailed macaque was trained to use a relatively complex procedure to obtain
food. Once he had completed the task, other animals had access to food. As a result, the
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trained animal received significantly more grooming than before the training, which
suggests that he had leverage independent of his dominance rank.
Lewis (2002) contrasted the two types of power, physical dominance and leverage,
as if they were independent. But as argued here and elsewhere (Chapais 1991), they
need not be, because dominance itself is a source of leverage. Dominance is the
capacity to control a specific category of inalienable resources, namely, the services
that only dominants can offer—efficient protection, decisive support, and tolerance
near monopolizable resources. From that perspective, dominance itself is a domain of
competence (as in humans) and high-ranking individuals are experts having a high
value as potential cooperative partners (Chapais 2006). Discrepancies in rank might
thus create dependence asymmetries and provide dominants with bargaining power, in
which case dominants would be in a position to influence others by threatening to
withhold services or resources—rather than by threatening to attack them
(physical dominance). The fact that high-ranking animals might cumulate both
physical dominance and dependence-based dominance may contribute to
explaining why power asymmetries between dominants and subordinates are
particularly pronounced. Interestingly, because the capacity for dominance varies
along a gradient across individuals, it generates group-wide hierarchies, whereas the
possession of fertilizable eggs does not do so. In theory, the stage is set for
competence hierarchies.
Based on this reasoning I shall argue that dominance hierarchies in primates have
some of the attributes of competence-based (prestige) hierarchies in humans and
therefore that primates have some of the emotional and motivational underpinnings
of competence status, such as a prosocial emotion underlying attraction to high-ranking
individuals. This hypothesis generates three predictions: (1) dominant individuals offer
unique services to subordinates—i.e., services that cannot be obtained from nondom-
inant individuals; (2) as a result, subordinates are attracted to high-ranking individ-
uals—in particular the alpha male and the alpha female—and offer them common (i.e.,
not unique) types of services; and (3) there is a causal relation between the services
offered by dominants and those offered by subordinates—i.e., an exchange of benefits.
All three predictions receive empirical support.
A particularly clear illustration of the capacity of dominant individuals to exercise
decisive favoritism among subordinates (prediction 1) is found in the phenomenon of
bridging alliances—the capacity of a higher-ranking individual to inverse the rank
relations of subordinates. For example, experimental and observational evidence in
Japanese and rhesus macaques show that an adult female, by intervening in the
conflicts of her immature daughters, granddaughters, or sisters, may enable them to
outrank any female ranking below her (the intervener) (Chapais 1992; Chapais et al.
2001); that intermediate-ranking females can maintain their rank above subordinate
females in the presence of unrelated high-ranking females, but not in their absence, and
therefore that they are dependent on the latter (Chapais et al. 1991); that an alpha
female may be instrumental in having her sons outrank all adult males in the group and
become the highest-ranking males (Chapais 1983); and that low-ranking estrous
females forming homosexual consortships with higher-ranking estrous females may
temporarily outrank intermediate-ranking females (Chapais and Mignault 1991). All
such instances exemplify the dependence of lower-ranking individuals upon higher-
ranking ones for obtaining a unique service: effective support determining one’s rank.
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(Chapais 1986). As another example, Tiddi et al. (2011) found that in wild tufted
capuchin monkeys, the alpha male was “the most socially integrated male in the group”
and the favorite social partner of high-ranking adult females in proximity networks. In
their review of the literature on relationships between adult females and alpha males in
that species, Tiddi et al. (2011) describe results showing that females associated with,
and preferentially groomed, the alpha male; that the alpha male was the most frequent
provider of support; and that he directed tolerance, food sharing, and protection toward
his potential offspring. They concluded that “females may benefit from associating with
alpha males by increasing the probability of support during conflicts, by gaining access
to food resources, and by decreasing the risk of infanticide” (2011:813). Finally, in a
wild group of chimpanzees, the alpha male was observed to allow lower-ranking males
to mate with females by not interfering in their mating attempts, in exchange for
support by those males (Duffy et al. 2007): the frequency with which the alpha male
interrupted the mating activity of males was inversely related to the amount of support
he received from them. In this example as in the previous ones, the most competent
individual trades a unique service (here, mating rights) for a service that many
individuals may offer (support).
To sum up, all three predictions pertaining to the hypothesis that dominance is a
domain of competence in nonhuman primates and that as such it induces attraction to
experts and procures them bargaining power receive empirical support. This should
certainly not be taken to mean that the attractiveness of high rank and bargaining power
characterize all primate species. In fact, one expects the phenomenon to exhibit a great
deal of interspecific variation. Among the factors expected to generate variation,
besides group composition, are the relative importance of dominance as a factor
affecting access to resources—e.g., dominance relations between females are faint or
absent in some species—and the exact nature of the services dominants are in a position
to offer. What the present review suggests, more modestly, is that a number of primate
species display some of the motivational and behavioral components of competence-
based status and power in humans, and that high-ranking primates may experience
something like proto-prestige. This in turn suggests that those aspects are primitive and
characterized early hominins.
exchanged for support in chimpanzees (Mitani and Watts 2001) and that meat-sharing
results in part from harassment (Gilby 2006) indicate that meat is a valued commodity,
which in turn suggests that expertise in hunting might be attractive and generate
dependence asymmetries, regardless of the possessor’s dominance rank.
The situation is drastically different in humans. In all societies, people practice a vast
number of activities requiring high levels of competence and knowledge to be performed
adequately. Examples are innumerable. In small foraging groups, they include hunting,
gathering, cooking, making tools, telling stories, playing music, dancing, wrestling,
trading, waging wars, dealing with supernatural entities, and so on. The subset of
individuals regularly practicing certain types of activities may be said to belong to the
same competence domain and competence group. In all likelihood, the multiplication of
competence domains in the course of human evolution resulted from the cultural capacity
itself having acquired novel properties that reflected new cognitive abilities—notably, its
cumulative character (Boyd and Richerson 1996; Tomasello et al. 1993) and ideational
content. Domains of activities involving high levels of competence—for example,
complex hunting or gathering techniques in foraging societies—result from the accumu-
lation of knowledge and technical innovations over thousands of generations; they are the
product of history. Correlatively, acquiring competence in any such domain requires long
training periods involving intensive individual and social learning. For example, in
foraging societies, competence in the gathering of extracted resources and in hunting
continues to increase until 35 to 40 years of age (Kaplan et al. 2000). Equally important is
the ideational dimension of culture. Human actions are always embedded in particular
systems of meanings and beliefs shared by the members of a group. Beliefs are
interpretations about the nature of relations among objects, individuals, and events.
Like the realm of formal (behavioral) culture, the phylogenetically more recent realm
of ideation and meaning lent itself fully to cultural innovation and created a vast array of
new domains of competence, from storytelling (e.g., Carroll 2007) to interactions with
supernatural entities (e.g., Boyer and Bergstrom 2008). With the dramatic proliferation of
competence domains in the course of human evolution the stage was set for the expansion
of competence-based status.
Within any competence domain and corresponding competence group individuals vary
substantially in their levels of competence. This reflects the sheer complexity of the
corresponding tasks and associated knowledge, as well as differences in talent, learning
abilities, and learning efforts. Humans commonly engage in self-centered social com-
parison (e.g., Corcoran et al. 2011) in which they compare and evaluate themselves to
others. Significantly, they compare others among themselves just as easily. To do so
they engage in what may be described as others-centered social comparison. Humans
discriminate the levels of performance of others along a wide range of criteria and
related scales pertaining to their physical activities (e.g., strength, speed, stamina,
precision, rhythm), the resources and objects they produce (e.g., quantity, solidity,
symmetry, efficiency, taste, ergonomic value), and their qualities as individuals (e.g.,
knowledge, oratory skills, reliability, honesty, diplomacy, courage, humor).
Competence ranking along such criteria, whether implicit or explicit, is commonplace
in humans and constitutes what is perhaps the most basic condition for the existence of
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Dominance in primates
high ranks” (Chapais 1991:216). Henrich and Gil-White (2001) listed a number of
phenomena that the social exchange account did not explain—for example, that
individuals continue to copy the behaviors and opinions of experts even when the
latter are old and have ceased to produce tangible goods. On this basis they favored the
social learning model to explain the origin of prestige status.
However, the observations that, in other primates, subordinates are attracted to high-
ranking individuals and that dominants and subordinates engage in social exchange
suggest that the attractiveness of high rank is a primitive phenomenon that already
characterized early hominins and hence antedated by far the onset of cumulative
culture. Upon the diversification of competence domains, as just argued, attraction to
and social exchange with dominants would have evolved into attraction to and social
exchange with experts in general. Moreover, the observation that, in nonhuman
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Table 1 Comparison of the attractiveness of high-ranking individuals in primates and the admiration of
experts in humans
primates, dominants may defer to subordinates in order to cooperate with them (as
when male orangutans relinquish food to estrous females) indicates that deference as a
strategy of cooperation is primitive and was presumably used by nonexperts as a way to
cooperate with experts.
Cumulative culture involves uniquely human social learning abilities, including
teaching and the capacity to imitate the exact process and sequence of events leading
to an outcome, rather than just the outcome itself (Dean et al. 2012; Tennie et al. 2009).
This implies that once cumulative culture had evolved, and considering that experts
were already engaged in social exchange with nonexperts, hominins were in a position
to acquire information and knowledge from experts. The social exchange function of
attraction to experts would thus antedate its social learning function and both would be
at work today (Fig. 2).
presumably because hubristic pride is derived from the primate motivation for
dominance. Weisfeld and Dillon (2012) similarly argue that, in humans, pride motivates
both aggressive and nonaggressive competition and they provide several arguments
supporting the view that human pride derived from primate dominance behavior.
However, they appear to discard the distinction between hubristic and authentic pride
and lump their respective manifestations.
Authentic pride was described by Tracy et al. (2010) as “promoting a focus on one’s
effort and accomplishments . . ., fostering a sense of humility . . ., and inhibiting
aggression and hostility,” in addition to “pro-social behavior, agreeableness, conscien-
tiousness, and voluntary moral action” (2010:170). Authentic pride would thus support
both the motivation to become competent (e.g., through training and social learning)
and the motivation to use one’s competence to help others. Authentic pride is a self-
conscious emotion involving self-evaluations in relation to external standards (Lewis
2000). For this reason Tracy et al. (2010) reason that it is probably uniquely human.
How, then, did it evolve? Given that they conceive of hubristic pride and authentic
pride as two facets of a single emotion (Cheng et al. 2010; Tracy et al. 2010), one may
infer that, in the dual model of human status, authentic pride too evolved from the
primate motivation for dominance, presumably as a result of interactions with new
cognitive abilities, notably those underlying self-evaluations. Clark (2013) presents as
similar view but is more explicit about it. He conceives of hubristic pride and authentic
pride as two distinct emotions. The first would be homologous in humans and other
animals and would have retained its original function of regulating dominance. The
other would be a duplicate of hubristic pride and would have acquired new functions
following the evolution of new cognitive abilities and new social dynamics, namely,
“cooperation, conformity, and prestige hierarchies.” In Clark’s words, in this novel
sociocognitive context, “pride appears to have been co-opted to occur not merely as a
result of achieving dominance over others, but as a result of aiding others, or
conforming to group norms” (2013:447).
Both views imply that the antisocial emotion underlying primate dominance evolved
into a prosocial emotion, and that the enjoyment of dominating others gave rise to the
enjoyment of helping others. Such a transition is not immediately obvious. The present
model suggests a different and possibly more parsimonious evolutionary pathway.
Authentic pride would derive not from the motivation for dominance, but from the
emotional system regulating attraction to high rank and the motivation of dominants to
cooperate with subordinates (Fig. 2). The attractiveness of high-ranking individuals in
primates is behaviorally manifest in their being disproportionately monitored,
approached, groomed, solicited, and supported, as shown above. If one assumes that
those behaviors are experienced as pleasurable by the recipients, and if a prosocial
emotion such as the enjoyment of being attractive exists in primates, we have a
candidate phylogenetic precursor for authentic pride. The enjoyment of being attractive
would promote behaviors that increase attractiveness, such as taking a side in conflicts
and granting access to defensible resources. Because this emotion would be ultimately
responsible for the capacity of dominants to exercise dependence-based power, it would
be adaptive. The enjoyment of attractiveness is hypothetical; it remains to be fully
investigated and empirically validated, but it appears to be a natural correlate of being
attractive as a dominant, in the same manner that authentic pride is a natural correlate of
being attractive as an expert.
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In prior work I have argued that the invention of weapons and their systematic use in
human conflicts had a profound impact on primate-like dominance relationships. I was
specifically concerned with the origins of human monogamy under the assumption that
it derived from a prior state of generalized polygyny. By decreasing discrepancies in
intrinsic physical power between males, weapons would have substantially increased
the costs of monopolizing several females simultaneously, leading to a more egalitarian
distribution of females among males (Chapais 2008, 2011, 2013). Weapons, however,
did not eliminate dominance. Rather, they transformed its modalities: from then on,
dominance belonged to those forming larger coalitions, controlling the most efficient
weapons, or employing the best strategies of attack.
Arguably, the evolution of cumulative culture and the diversification of competence
domains had a deeper impact on dominance relationships because it resulted in the
dilution of physical dominance among a large array of sources of power. In primates,
dominance provides both aggressive power and leverage so that in a typical dominance
relationship both types of power are in the hands of the dominant and the power
asymmetry is pronounced. This was presumably the situation among hominins prior to
Hum Nat
individual who ceases to be recognized as competent or does not meet expectations, for
example because he refuses to cooperate—good hunters are compelled to share their kills
to maintain their status (Gurven 2004). Similarly, followers should revoke the leadership
of an individual who proves not to be competent or fails to meet expectations. Unlike
other experts, leaders are endowed with the power to make decisions, which enables them
to bias decisions in their own favor or in favor of their kin and friends. One thus expects
group members to counter any attempt by leaders to abuse power. In small groups, owing
to subsistence-related factors such as nomadism and the dispersion of resources
(reviewed in Boehm 1993), leaders cannot usually monopolize the means (supporters,
resources, weapons) required to maintain their power. Intentional leveling and non-
authoritarian leadership would therefore fundamentally reflect a basic property of
competence-based status in humans, its revocable character.
Conclusion
I have argued that dominance status in nonhuman primates has two components, a
competitive one involving physical coercion and fear and a cooperative one involving
competence-based attraction (proto-prestige), dependence asymmetries, and bargaining
power. The fact that the two components stem from the same basis—physical domi-
nance—makes it particularly easy to confuse them and limit dominance to its competitive
dimension. Once cumulative culture evolved, the cooperative component of primate
dominance was co-opted to generate a vast number of domain-specific social hierarchies
in which status was granted to experts by group members, rather than imposed by
dominants, and competence was the predominant route to privileges and power. In that
context the competitive component of primate dominance was co-opted to regulate
competition for status within competence-based hierarchies. Henceforward status differ-
entials continuously emerged from cooperation between experts and nonexperts as new
domains of competence were culturally created and, somewhat paradoxically, competi-
tion for status was a consequence rather than the source of status differentials.
In small human groups and hence during the major part of human evolution, status
tended to correlate positively with competence and was, by definition, revocable by
those who granted it in the first place. Varying levels of egalitarianism prevailed. In
retrospect, a revolution in the nature of human politics occurred when cultural evolution
generated situations in which status ceased to correlate with competence and lost its
revocable character.
Acknowledgments I thank Robert Crépeau, Evelyne Gauthier, Kim Hill, Shona Teijeiro, Robert Walker,
and three anonymous reviewers for helpful discussions or comments on the manuscript, and Evelyne Gauthier
for help with the figures.
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Bernard Chapais is a professor of anthropology at the University of Montreal. Having devoted some 25 years
to research on primate behavior, he now focuses on the evolutionary origins of human social behavior in an
attempt to bridge evolutionary anthropology and sociocultural anthropology.