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    Stock Books 039-Oliver Velez - Swing Trading Tactics

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    diglemar
    Swing Trading Tactics

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    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd

    Stock Books 039-Oliver Velez - Swing Trading Tactics

    Uploaded by

    diglemar
    328 views1 page
    Swing Trading Tactics

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    © © All Rights Reserved

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    PDF, TXT or read online from Scribd

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    Swing Trading Tactics

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    328 views1 page

    Stock Books 039-Oliver Velez - Swing Trading Tactics

    Uploaded by

    diglemar
    Swing Trading Tactics

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 1

    Noll Moriarty, CFP. 8 Stringybark Drive, Aspley, Queensland 4034.

    Authorised Representative # 245078 of


    Professional Investment Services, Australian Financial Services Licence 234951, ABN 11 074 608 558.

    My Financial Planning Process

    No obligation Stage Initial Discussions  Fill in parts of Client Data Form


    Until I specify  Nominate goals (near, long-term)
    estimated costs of the advice
    re aims and concerns
     What are main issues, concerns?

    Detailed Data Gathering  Complete Client Data Form


     Detailed information on goals

    Education Processes  Review PowerPoint presentations


    eg meaning of risk  Complete Risk Profiler questions

    Analysis of Current Situation  Are goals realistic?


    Strategy Stage 1  What minimum risk is
    Requirements to meet financial goals
    (specifies costs & required?
    benefits of
    different options)
     Different risk strategies
    Define relevant choices  Efficient use of debt
    Review pros and cons of strategies  Super vs non-super
     Ownership structures

    You make the informed decisions  Revised goals


    Stage 2
     Balance of risk & return
    (You decide to
     Required flexibility
    proceed to SoA)

    I prepare Statement of Advice

    You Approve
    Statement of Advice

    Ongoing Reviews &


    associated costs
    (covers research, Review Investments
    reports & portfolio every 3-12 months; you approve changes
    adjustments)

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