Slop Variancepdf PDF
Slop Variancepdf PDF
For many years engineers and others have a moving plane established by a series of bogie
been concerned with the need for a device that wheels so arranged that if one small bump or
would indicate the wheelpath profiles of roads irregularity is traversed by one of the wheels
or railroads. Some of the earliest devices for its effect on the reference plane is reduced in
this purpose, then called land planes, were de- proportion to the number of bogie wheels.
veloped in the 19th Century in Germany and Michigan and California use various statis-
France. The first to come to attention in the tics to summarize these analog records. Nota-
United States was the land plane developed by ble is one in which one-half of the total excur-
the Illinois Division of Highways about the sion of the sensing wheel with respect to the
time of the Bates Road Test (Fig. 1). Recently plane established by the bogie wheels is con-
the land plane was brought into the 20th Cen- sidered a roughness index.
tury, modified to include electronic recording, These devices are particularly useful to those
by the California Division of Highways. A investigators who wish to study the changes
rather elaborate unit called the California Pro- in profile of a specific section of pavement over
filograph was constructed and has been used a period of years as they might relate to warp-
extensively in California (Fig. 2). Another ing and frost heave, for example. Changes in
unit modeled after the California device, with profile are clearly presented on the analog
some additional features, was built for the records obtained by these devices. However,
Michigan Highway Department. These devices when one pavement is to be compared with
provide continuous analog records of the dis- another, the devices have an inherent short-
placement profile of a pavement referenced to coming, best illustrated by the case where a
126
SELECTED SPECIAL STUDIES
127
pavement has a sinusoidal undulation longi- ometer, towed by any vehicle at relatively high
tudinally w i t h a wave length equal to one-half speeds (20 to 30 mph) over a pavement (Fig.
the distance between the forward and rear 3) . Attached to a single wheel trailer is what
bogie wheels. Here the forward bogie wheels, is essentially a seismic mass. The total excur-
the sensing wheel at the center, and the rear sion i n one direction of a wheel running on the
bogie wheels are all traversing the ascending pavement with respect to the seismic mass is
part of the undulation at the same time. They accumulated through a mechanical integrator.
all reach the peak and descend at the same The resultant excursion in inches per mile of
time. Consequently, the analog record shows a pavement is termed the road roughness. This
straight line indicating a smooth pavement. device is exceedingly simple to operate. I t too,
Obviously this kind of a pure sine wave is however, has shortcomings in that i t is highly
never found i n an actual highway, but the fact susceptible to changes in temperature and to
remains that components of periodic waves the condition of its bearings and mechanical
exist in all wave forms so that there can be components and i t also has a resonant fre-
an appreciable error associated with the output quency which, i f excited by a large component
of these devices when they are used on certain of a corresponding wave length in the pave-
highways. A n extensive investigation of the ment, produces erroneous results.
mathematics involved i n these errors associ- Another device was developed f o r the A i r
ated with the profilographs (and also with the Force by the Midwest Research Institute (Fig.
AASHO Road Test Profilometers) was made 4) . This is the first semi-automatic device that
by Thomas W. DeVries (Ph. D. dissertation, has come to the attention of the authors that
Purdue University, 1959). Another disadvan- utilizes a fixed reference plane. Consequently,
tage of the profilographs is that they must the output is in absolute units of displacement
operate at slow speed (5 mph) when recording. profile. The reference plane is provided by a
Another device developed f o r the purpose of collimated beam of light established by fixing
studying pavement roughness is a simple trail- a light source on a tripod at one end of the
er, called the Bureau of Public Roads Rough- section of pavement under investigation. A
C O N F E R E N C K ON T H E AASHO ROAD TEST
128
traveling device employing a servomechanism mentation Panel f o r the AASHO Road Test.
follows the light beam and records the profile A large number of ideas were considered, some
of the pavement. The most serious disadvan- discarded immediately, some tried with models
tage of this device, aside f r o m its rather cum- and later discarded and some tried as f a r as
bersome and complicated makeup, is that i t the prototype stage and, unfortunately, also
must be operated leap-frog fashion over short discarded. The most difficult problem associ-
stretches of pavement at each set-up. ated with this work was that of providing a
Because each of the existing devices f o r the reference plane f r o m which measurements
determination of roughness had what appeared could be made, the difficulty being that the
to be f a i r l y serious shortcomings and because reference plane was required to move along
pavement roughness was considered to be a the pavement with the balance of the instru-
very important element of pavement perform- ment system. Gyroscopes were immediately
ance, it was decided early in the deliberations discarded because they precess due to rotation
concerning the AASHO Road Test to attempt of the earth and due to the inevitable accelera-
to develop a new device that would overcome tions and decelerations associated with travel
these shortcomings. The advice of a highly over irregular surfaces. Some highly ingeni-
qualified group of instrumentation and physi- ous devices suggested by George W. Cook of
cal research men was utilized toward this end. the Road Test instrumentation contractor's
These men were the members of the Instru- staff were tried. One of these involved a highly-
SELECTED SPECIAL STUDIES 129
and the fact that many of its components had ' TR4NSITI0N -)- TE8T SECTIOW
f o r the case of the land plane device. This is Figure 6. Sample Profilometer records.
demonstrated by DeVries.
The Road Test Profilometer was used suc-
cessfully throughout the AASHO Road Test $1,500 per month. Maintenance of the equip-
(Fig. 5 ) . Its principal disadvantages are the ment required highly qualified electronic tech-
inherent error mentioned above, its extreme nicians. Consequently, although this instru-
complexity and its slow operating speed (about ment was highly useful f o r the special purpose
5 mph). The device and its associated elec- of a large highway research project, i t would
tronic equipment cost about $100,000 (includ- be out of the question f o r routine highway
ing development cost). Its output is in the evaluation.
f o r m of an analog record in ink on paper tape The Road Test Profilometer was designed to
(Fig. 6 ) . This record required the develop- provide continuous analog records f r o m both
ment of an automatic chart reader at a devel- wheelpaths of the slope of the pavement with
opment cost of about $20,000 (Fig. 7 ) . A n elec- reference to a horizontal plane as the device
tronic digital computer also was required to moved along the pavement. The slope of the
digest and summarize the output of the chart pavement at a point was taken to be the tan-
reader. The cost of the computer was about gent of the angle f r o m horizontal of two points
CONFERENCE ON T H E AASHO R O A D T E S T
130
Pavement
Surface
50
1 1
X Flexible
4.0
Rigid
X
? 3.0 tM
X*'
o
01 2.0
X X
> f
X
e X
X
X
e
1.0
tion of this profile. A slope profile (as shown power in the pavement is great at the resonant
in Fig. 6, for example) is simply an aperiodic frequency of the vehicle, the vehicle is going to
wave form with frequencies identical to those get an extraordinarily rough ride. Whereas
in the displacement profile but 90 deg out of for the same vehicle resonant frequency, if the
phase. Little can be learned from a study of a pavement has a small power component, the
complicated wave form of this type in itself. vehicle will get a smooth ride. The analysis,
Perhaps the best transformation for many pur- however, is much too cumbersome for ordinary
poses involves a highly complex analysis called pavement roughness determinations.
power spectral density analysis. This analysis Nevertheless, the total area under the power
transforms the original wave form into a plot spectral density curve, and therefore, the total
similar to the one in Figure 10 where the power in a particular pavement record, is equal
abscissa is frequency in cycles per foot and mathematically to the variance of the original
the ordinate is the power associated with each profile record. It is this line of reasoning that
band of frequencies. Power is a term borrowed led the engineers at the Road Test to choose
from communication engineers but it seems to variance as the most meaningful single-number
fit very well in this context, in that it may be summary statistic for the aperiodic wave form
said that the power at any frequency is that that is the record of pavement slope along its
available to excite a vehicle and, therefore, wheelpaths. Variance, fortunately, can be esti-
cause discomfort in the ride. This analysis is mated by rather simple mathematical tech-
exceedingly useful for research studies of the niques. Variance is defined as the average
pavement-vehicle relationship. Since, if the squared deviation of a function from its mean.
The slope variance for Road Test usage was
estimated by sampling the slope record at 1-ft
intervals on the pavement, finding the mean
of the values in each test section and then find-
ing the mean squared deviation of those values
from the mean. Computing formulas are given
in the Appendix. Figure 11 shows the relation-
ship between the slope variance and the sub-
jective ratings of the same pavements used in
Power
the illustration of roughometer-rating correla-
tion (Fig. 9). It is clear that the correlation
is higher than that for the roughometer. The
relationship in Figure 9 is curvilinear. The
logarithm of the slope variance serves as a
satisfactory linearizing transformation. For
Frequency, c y c l e s per f t use in the present serviceability index, one was
added to the slope variance before taking the
Figure 10. Typical power spectral density curve. logarithm so that the minimum value of the
132 CONFERENCE ON T H E AASHO ROAD TEST
5.0
0 10 20 30 40 50 60 70 80 90 100
Slope Variance
Figure 11. Serviceability rating vs slope variance from AASHO Profilometer.
I \ Slope Switch
/ 29 Contacts
0.0029089
Radians
/ B - D = l9in.
/ A - C = 9in.
Switch Segment \ / A-B=4.5in.
Enlarged \
\
AO
Figure 13. Rear of C H L O E Profilometer.
ments in primary highway systems. The prime Figure 14. Schematic of mechanical
diflference between Models 1 and 2 is in their elements of C H L O E .
system f o r data display. I n Model 1 the dis-
play is in binary form, whereas in Model 2 the switch plates are made by printed circuit tech-
display is in decimal form. A t h i r d model is niques and provision is made f o r easy replace-
now under consideration incorporating simpli- ment of the switch plate when it wears out.
fication and further advances. Pulses at 6-in. intervals along the pavement
The CHLOE Profilometer employs basically are initiated by a device attached to one of the
the same principles as the Road Test Profilom- trailer wheels. This device is a slotted disc
eter without a horizontal reference. A long with a light on one side and a photoelectric cell
trailer is towed behind any vehicle. Toward on the other. As the wheel advances the slots
the rear a set of slope detecting wheels 9 i n . pass by the photocell permitting the light to
apart are so arranged that the angle between energize the cell. The output of the cell is
the long trailer tongue and the slope wheels is recognized at the computer and triggers a
detected. Figure 13 shows the working end of pulse which is designated a command-to-sample
the trailer unit. pulse.
Whereas the Road Test Profilometer meas- The electronic heart of the CHLOE Pro-
ured slope in both wheelpaths simultaneously, filometer is contained in a cabinet that is nor-
the CHLOE Profilometer operates in only one mally carried inside the towing vehicle. Figure
wheelpath at a time. I t has been standard 15 shows the interior of this cabinet, called
operation to run in the outer wheelpath and to the computer f o r the Model 2 CHLOE units,
consider the slope variance so obtained as an
estimate of the average slope variance in both
wheelpaths. Slopes measured by the CHLOE
Profilometer are not recorded continually as i n
the case of the Road Test device, rather they
are sampled at 6-in. intervals along the pave-
ment. With the Road Test device although
slopes were recorded continually, data were
sampled f r o m the record at 1-ft intervals on
the pavement. Therefore, the CHLOE device
actually uses twice as many values in its com-
putations than were used with the Road Test
Profilometer f o r a given length of pavement.
However, the speed of travel of the new unit
is still 5 mph. Where the Road Test Profilo-
meter utilized a highly complex mechanical-
electronic system f o r detection of the slope
angle, the CHLOE Profilometer uses a simple
mechanical system involving a switch with 29
segments each pair of which subtends an arc
of 10 min. Figure 14 shows this mechanical
switching arrangement schematically. The Figure 15. Interior of C H L O E computer.
134 C O N F E R E N C E ON T H E AASHO ROAD T E S T
with the plug-in printed circuit boards. Figure the slope variance measured by the AASHO
16 shows the f r o n t of the cabinet, the display Profilometer. Ideally, the usefulness of any
panel. other instrument would be tested by similar
The operation of the device is relatively sim- correlation studies where its output is com-
ple. As the unit moves along the road at about pared directly with subjective ratings. A t the
5 mph the slope wheels following the pavement Road Test i t was not feasible to accomplish
profile, an arm attached to the slope wheels such a direct study with the CHLOE Profilo-
continually sweeps back and f o r t h over the meter. The most likely available alternative
switch plate which is attached to the trailer plan was to test the CHLOE device against the
frame. Therefore, at any instant the location already proven AASHO profilometer. This was
of the arm indicates the angle between done over pavements with a wide range of
the slope wheels and the trailer frame. variances or roughnesses. The resultant corre-
The pulses formed by the distance sens- lation is shown in Figure 17. U n t i l direct test-
ing device at 6-in. intervals are used to ing of the CHLOE device against subjective
interrogate the switching device. The com- ratings can be accomplished, this curve (Fig.
puter determines the switch position that exists
at that instant. This position is considered to
represent the slope at that point. (The angle i n
radians is used to represent the slope which is
actually the tangent of the angle. The maxi-
mum possible error introduced by this simpli-
fication is f o r switch positions 1 or 29 where o 20
the angle is 0.04072 and the slope is 0.04075.)
The slope values thus obtained are accumulated
in the computer over a sample length of pave-
ment, 500 f t , f o r example. Simultaneously, the
slope values are squared and the sum of
squares also computed as the machine moves
over the sample pavement. The console of the
computer displays the number of samples, the
sum of the slope values and the sum of the
squared slope values at all times so that when
a sample run is completed, these three num-
bers can be read f r o m the console.
CORRELATION STUDIES 4 8 12 16 20 24
Slope V a r i a n c e , Chloe Profilometer
The Road Test serviceability indexes were_
based on correlation between the subjective Figure 17. Correlation of C H L O E with
serviceability ratings of the Rating Panel and A A S H O Profilometer.
S E L E C T E D SPECIAL STUDIES 135
17) will be used to translate C H L O E readings eral Motors device, the Midwest Research
into slope variance for use in the serviceability Institute device, the Purdue accelerometer
index formulas. device, the AASHO Profilometer and the
It is strongly recommended that new experi- C H L O E Profilometer. Only in this way can
ments be conducted in which pavements with the effectiveness of one device as compared
a wide range in condition are rated as to their with another for each specific type of rough-
serviceability by one or more rating groups in ness or profile measuring job be demonstrated.
several parts of the country. Simultaneously, This survey or group of simple experiments
measurements should be made on these pave- can provide the much needed universal present
ments of cracking, patching, rut depth, serviceability index equations. The Highway
faulting, slipperiness, and most important, Research Board is ready to assist in any way
roughness by each of the several available in- possible in the design and conduct of these
struments for roughness determination, notably experiments and in the analyses, interpreta-
the Profilograph, the Roughometer, the Gen- tion and reporting of their results.
Appendix
D E R I V A T I O N OF COMPUTING FORMULA FOR SLOPE V A R I A N C E
AT m (2d)
In the original equation for serviceability the with C H L O E were about 3 x 10-'' higher than
average of both wheelpaths was used (thus the those obtained with the Road Test system,
bar over SV). C H L O E estimates the average Thus the final computing formula for C H L O E
value from observations on one wheelpath only. is
Correlation studies between the first model of ryv - / "5" Y \ - l
C H L O E and the Road Test Profilometer indi- sV = 8.46 =^ ( ^ ) 3.0 (5)
Gated that, for some reason, variances obtained L N \ N / J