Stuart A. Montgomery-Handbook of Generalized Anxiety Disorder - CMG (2009)
Stuart A. Montgomery-Handbook of Generalized Anxiety Disorder - CMG (2009)
Stuart A. Montgomery-Handbook of Generalized Anxiety Disorder - CMG (2009)
Stuart A Montgomery
Imperial College School of Medicine
London, UK
Published by Springer Healthcare, 236 Grays Inn Road, London, WC1X 8HB, UK
www.currentmedicinegroup.com
Reprinted 2010
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under clinical investigation.
7 Pharmacological treatments 25
Serotonin reuptake inhibitors 25
Serotonin noradrenaline reuptake inhibitors 31
Calcium channel GABA receptor modulators 34
Benzodiazepines 39
Busiprone 41
Forthcoming and other treatments for GAD 42
vi t $0/5&/54
8 Psychological treatments 45
Psychological and psychopharmacological treatments 46
References 53
Index 59
Author biography
Dr Stuart A Montgomery is Emeritus Professor of Psychiatry at the Imperial
College of Medicine in the University of London. He completed his undergradu-
ate and postgraduate training in medicine at University College, University of
London, UK. He carried out further postgraduate research at the Karolinska
Institute, Stockholm, Sweden, where he was awarded his research md.
Dr Montgomery is one of the foremost researchers in the treatment of
depression and anxiety disorders. He has a great breadth of experience in
the field of psychotropic medicine with seminal work in depression, anxiety
disorders, suicide prevention and schizophrenia. His reputation was estab-
lished with his early work on improving the methodology of clinical trials.
His numerous placebo-controlled studies in the long-term treatment of
depression and anxiety have set the standard for investigations in the field.
The Montgomery and Asberg Depression Rating Scale is now recognised as
the most sensitive instrument for measuring efficacy. He has published more
than 400 research reports and reviews and has authored 26 books.
Dr Montgomery has served on the executive committee and councils
of numerous national and international scientific societies. He has been
President of the British Association of Psychopharmacology and President
of the European College of Neuropsychopharmacology. He has considerable
experience in the licensing of treatments and has served for many years on
the Committee on Safety of Medicines in the UK in the past.
Dr Montgomery is editor of International Clinical Psychopharmacology
and European Neuropsychopharmacology as well as serving on the editorial
board of numerous other scientific journals.
Chapter 1
appears to match quite closely the concept of GAD as measured on the Hamilton
Anxiety Scale9 in which both psychic and somatic symptoms are well represented.
The relatively short duration of the disorder required would allow the inclusion
of a number of individuals with short-lived anxiety states as well as a larger
group with the more chronic condition. In a radical change of position in the
DSM-IIIR1 categorisation, episodes of anxiety having a duration of less than 6
months were excluded and the diagnosis of GAD reserved exclusively for the
persistent, chronic form of the disorder. This development helped identify a
group associated with a high degree of suffering and fewer short episodes. GAD
in this formulation might still have a waxing and waning character but now
on a background of clearly demonstrable chronic persistent anxiety. There is,
however, a fairly large group of sufferers of GAD who have discrete episodes of
anxiety separated by periods of remission and these are neglected in the current
definition. These short-lived, more discrete episodes of anxiety are also associ-
ated with considerable disability.10
In 1994, the DSM system was again revised (DSM-IV)4 to redefine GAD
focusing on the core psychic symptoms of anxiety (Figure 1.1). This stated that
Figure 1.1 Current DSM-IV diagnostic criteria for generalised anxiety disorder.
DSM, Diagnostic and Statistical Manual. Adapted from the American Psychiatric Association.3
5)& $)"/(*/( $0/$&15 0' (&/&3"-*4&% "/9*&5: %*403%&3 t
In millions EU estimate*
GAD 1.7 5.9 (5.36.2)
0 1 2 3 4 5 6 7
50
Generalised anxiety symptoms only
40 GAD (DSM-IV)
Patients (%)
30
20
10 23.3 23.2
20.3 21.1 23.3
19.6
0 5.6 6.6 6.8 7.0 6.6 2.9
1619 2029 3039 4049 5059 60+
Figure 2.2 GAD is the most frequent anxiety disorder in primary care. DSM, Diagnosic and Statistical
.BOVBM("%
HFOFSBMJTFEBOYJFUZEJTPSEFS3FTVMUTGSPNUIFHFOFSBMJTFEBOYJFUZEJTPSEFSJOQSJNBSZ
care (GAD-P) study showed that a third of patients had some GAD symptoms. Point prevalence
among consecutive attenders; n = 20 451 patients total assessment. Based on DSM-IV criteria.
Adapted from Wittchen et al.13
)08 $0..0/ *4 (&/&3"-*4&% "/9*&5: %*403%&3 t
10 USA
Cumulative probability of lifetime disorder (%)
9 The Netherlands
8 Canada
7 Brazil
6
5
4
3
2
1
0
0 10 20 30 40 50
Age (years)
Figure 2.3 Cumulative age of onset for GAD. GAD, generalised anxiety disorder. Age of onset
distributions for lifetime generalised anxiety disorder. Data from Kessler et al.14
age 65 and in women until age 49.12 In a small study in a German population the
prevalence in those aged over 55 (2.2%) was more than double the prevalence
in those under 35 (<1%).15 This helps explain why GAD is the most frequent
psychiatric disorder in those over the age of 55 attending for treatment.16
The key symptoms of GAD defined in the current version of the DSM are: exces-
sive anxiety and worry that are difficult to control and present for most days
for a period of 6 months or more. However, the primary complaints that bring
patients to seek medical attention are frequently at variance with this picture.
Anxiety symptoms, while present, are frequently not the primary complaint in
patients with GAD presenting in primary care (Figure 3.1), which is unfortunate
as those presenting with anxiety symptoms stand a better chance of their GAD being
detected. Since those with GAD complain mostly about somatic symptoms and pain
it is unfortunate that these are not included as important diagnostic features.
Somatic
complaints 47.8
Pain 34.7
Depression 15.5
Anxiety 13.3
Figure 3.1 Primary reasons for presentation of GAD. GAD, generalised anxiety disorder. Data
from Wittchen et al.13
Somatic symptoms
It is clear that in primary care the majority of those with GAD present with
various somatic complaints (Figure 3.2). In a study carried out in primary care
in Germany,13 anxiety was the primary complaint in only 13.3% of patients
with GAD. Approximately 48% presented with various somatic symptoms, and
approximately 35% with pain symptoms. These somatic symptoms (Figure 3.3)
are often not recognised as being part of GAD and contribute to the poor rec-
ognition rate of pure GAD in primary care. This failure to detect GAD leads to
a large number of investigations aimed at exploring possible physical conditions
while the GAD is overlooked. Approximately half of the direct costs of manag-
ing GAD can be attributed to the cost of these investigations.
GAD is associated with an increased risk of a variety of physical disorders.
These include irritable bowel syndrome, coronary heart disease, diabetes and
arthritis.23 Careful investigation is needed when these disorders present for
treatment in order to identify the possible presence of GAD. For example,
in a series of patients investigated for atypical chest pain 23% had GAD. 24
In another study of chest pain half the patients with a normal angiogram were
found to have GAD.25 GAD is conceptualised as an anxiety disorder not as a
somatic disorder and a presentation with predominantly physical symptoms is
a significant negative predictor of recognition of GAD.
Pain
Pain is a presenting symptom of GAD in 35% of cases. The painful symptoms
may manifest as headache, chest pain, gut pain, or muscle and joint pain. It is not
surprising that the GAD, of which these symptoms form a part, may frequently
be overlooked. There is substantial overlap between pain syndromes and GAD
and it is estimated that the risk of somatoform pain disorder or somatisation
disorder in GAD is more than doubled. The reverse is also true in that those with
a pain disorder have an eight-fold increase in GAD. It is therefore important to
Figure 3.2 Presenting features of GAD in primary care. GAD, generalised anxiety disorder.
Data from Wittchen et al.13
13&4&/5*/( '&"563&4 0' (&/&3"-*4&% "/9*&5: %*403%&3 t
Figure 3.3 Somatic symptoms associated with GAD. GAD, generalised anxiety disorder.
bear both aspects of the disorder in mind when considering choice of treatment.
Clearly, a treatment that has a good therapeutic effect on both the anxiety and
the pain symptoms should be preferred where both disorders coexist. This is
not the case with all the medications that have been shown to be effective in
GAD, for example, selective serotonin reuptake inhibitors (SSRIs), buspirone
and benzodiazepines are not effective in pain disorders.
Sleep disturbance
It is not always fully appreciated that sleep disturbance is a core feature of GAD
and is the presenting complaint in over 30% of patients with GAD. Unfortunately
most of the treatments licensed for GAD (eg, SSRIs, serotonin noradrenaline
reuptake inhibitors [SNRIs], buspirone) do not target sleep disturbance and may
even make the sleep worsen initially. Only one treatment licensed for GAD,
pregabalin, has a direct, early and beneficial effect on sleep. Benzodiazepines or
other hypnotics are also useful for relieving sleep disturbance but, in practice,
are most likely to be given in low doses that are unlikely to have any therapeutic
effect on the other symptoms of GAD.
Chapter 4
Comorbidity is common with GAD and the majority of patients presenting with
GAD also have at least one other diagnosis. Analysis of data from Germany
found that comorbidity for any depressive or anxiety disorder was 91.3%
(Figure 4.1).15 This high level of comorbidity is similar to the estimate from
the prospective naturalistic follow-up study of patients with anxiety disorders
from the Harvard Brown Anxiety Disorders Research Program (HARP) where
83% of patients with GAD had another anxiety disorder.19
Figure 4.1 Comorbidity with GAD over 12 months in Germany. GAD, generalised anxiety
disorder. Data taken from Carter et al.15
Somatic disorders
GAD is associated with somatic symptoms and it is no surprise that there
is substantial comorbidity of GAD with a variety of physical disorders.
People with GAD have an increased risk of coronary heart disease,
hypertension and irritable bowel disease. The risk of having any chronic somatic
disease comorbid with GAD is doubled when compared with the healthy
population.23,32 Comorbidity of GAD with a physical disorder raises the level of
dysfunction but at the same time appears to lower the level of the recognition
of GAD. This is not surprising since the focus of attention of the patient with
GAD and the presenting complaints are largely somatic.
GAD is frequently comorbid with both pain and pain disorders. The pre-
senting complaint in patients with GAD is frequently pain, and the odds ratio
of having a pain syndrome is high. As with other somatic complaints, the focus
on pain by the patient tends to divert the doctor away from considering the
presence of GAD. The presence of pain or other somatic complaints should
lead the clinician to consider the possible presence of GAD in the differential
diagnosis rather than neglect this possibility.
and GAD are present. In these cases there may well be an advantage in prescribing
a treatment that is effective in both conditions. Since some selective serotonin
reuptake inhibitors (SSRIs) and serotonin noradrenaline reuptake inhibitors
(SNRIs) have been found to be effective in both MDD and GAD, these treatments
should be used preferentially in the presence of an obvious comorbidity.
The same principle applies in separating GAD from other comorbid
disorders (eg, irritable bowel syndrome, respiratory disorders, cardiac disorders,
pain disorders). Here, too, separation of the time course of each disorder is
helpful. Clearly where an effective therapy for GAD exists that is also effective
in treating the comorbid disorder, that treatment will be preferred.
Chapter 5
Costs of GAD
Most of the estimates of the cost burden of anxiety disorders have not separated
GAD from the other anxiety disorders. However in those studies that focused
on GAD the costs are reported to be high. In a primary care sample in the US,
for example, the median medical care costs per year for patients with GAD were
$US 2375 compared with $US 1448 in those without GAD. The combination of
pain and GAD appears to be particularly costly and the medical care costs were
highest for those who had GAD in combination with pain that caused interference
in function.43 Similar increases in the direct costs of GAD have been reported in
France where the costs were higher in the presence of any comorbidity.44 These
costs were due to clinic visits, hospitalisations, accident and emergency costs,
internal medicine consultations, and diagnostic and laboratory tests. The costs
of medication represented only 5% of the total costs.
Attendance rates in primary care are three to four times higher than expected
from the prevalence data and this frequent attendance contributes to the costs
of the disorder. An increase in emergency department visits compared with
other axis I disorders is also reported.45 The high direct cost of managing GAD,
particularly when levels of pain are high, relates in large part to the costs of
investigating the physical symptoms with which patients present.
10
8
Days lost in the past month
0
No mental GAD without GAD and current
disorder depression depression
Figure 5.1 Days lost from work due to GAD. ("%
HFOFSBMJTFEBOYJFUZEJTPSEFST3FQSPEVDFE
with permission from Wittchen et al.46
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
The failure to recognise and properly treat GAD has the effect of greatly increas-
ing the number of investigations, many of them potentially unnecessary. One
study over a 12-month period found that, although over half the sample with
GAD had received some form of intervention including psychotherapy, social
support and counselling, evidence-based medical interventions (ie, medicine
or cognitivebehavioural therapy) were used in only 6.9% of the sample.22 The
failure to provide appropriate treatment prolongs the disorder, the accompany-
ing pain and somatic suffering and repeat clinic visits, and therefore further
increases the direct costs.
The indirect costs of GAD include the loss of work days and also inefficient
work days (Figure 5.1). A 50% reduction of work productivity and an increase
in days not working are reported.38 Further costs are incurred in providing
the necessary appropriate financial and social support for sufferers and their
dependants. Nor should the cost burden of early retirement be overlooked.
Both direct and indirect costs of GAD are high which emphasises the need for
better recognition and effective treatment.
Chapter 6
The most widely used instrument for measuring the severity of GAD is the
Hamilton Anxiety (HAM-A) scale (Figure 6.1).9
The HAM-A comprises a mixture of psychic anxiety symptoms, somatic
anxiety symptoms and depressive symptoms. The major subscales used are the
psychic anxiety and the somatic anxiety subscales to measure possible differential
effects of treatments. The psychic anxiety symptoms on the scale, which measure
worries, irritability, fears, fatigability, poor concentration, as well as the somatic
symptom of insomnia, are currently used to define GAD; the somatic symptoms
which include pain, cardiovascular, respiratory, gastrointestinal, genitourinary,
autonomic and other somatic symptoms have been somewhat overlooked. This
neglect stems to some extent from the rush to use selective serotonin reuptake
inhibitors (SSRIs) and serotonin noradrenaline reuptake inhibitors (SNRIs) that
have been shown to be effective in GAD but which may not work well on these
somatic symptoms. A reappraisal of this strategy is long overdue.
Other assessment scales that have been used both in GAD and in other
anxiety disorders include the anxiety subscale of the Hospital Anxiety and
Depression Scale47 which has proved the most useful in identifying effective
treatments compared with placebo. For example, this self-rating scale proved
capable of demonstrating the efficacy of venlafaxine in all five placebo-controlled
studies in GAD, whereas the HAM-A showed its efficacy in only three of the five
studies. This was possibly because venlafaxine had a differential benefit on the
psychic symptoms of anxiety rather than on the somatic ones. The Covi Anxiety
(Figure 6.2) and Raskin Depression scales are sometimes applied particularly
at the beginning of a treatment study in order to establish whether anxiety or
depressive symptoms are the more predominant.48,49 Efficacy on the three-item
Covi scale has been reported but it appears less sensitive than other scales.
S. A. Montgomery, Handbook of Generalised Anxiety Disorder
Current Medicine Group 2009
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
Covi-Anxiety Scale
All items scored 15
1 = not at all, 2 = somewhat, 3 = moderately, 4 = considerably, 5 = very much
1 Verbal report
Feels nervous shaky, jittery, jumpy, suddenly, scared for no reason, fearful, apprehensive,
tense or keyed up, has to avoid certain things, places, activities because of getting
frightened, finds it hard to keep mind on a task
2 Behaviour
Appears frightened, shaking, restless apprehensive, jumpy, jittery
3 Somatic complaints
Unjustified sweating, trembling, heart pounding or racing, trouble getting breath, hot or
cold spells, restless sleep, going unjustifiably more frequently to bathroom, discomfort at
pit of stomach, lump in throat
Work*/School
The symptoms have disrupted your work/school work
0 1 2 3 4 5 6 7 8 9 10
I have not worked/studied at all during the past week for reasons unrelated to the disorder.
*
Work includes paid, unpaid volunteer work or training
Social life
The symptoms have disrupted your social life/leisure activities
0 1 2 3 4 5 6 7 8 9 10
0 1 2 3 4 5 6 7 8 9 10
Days lost
0OIPXNBOZEBZTJOUIFMBTUXFFLEJEZPVSTZNQUPNTDBVTFZPVUPNJTTTDIPPMPSXPSLPS
leave you unable to carry out your normal daily responsibilities?
Days unproductive
OIPXNBOZEBZTJOUIFMBTUXFFLEJEZPVGFFMTPJNQBJSFECZZPVSTZNQUPNTUIBU
FWFO
0
though you went to school or work, your productivity was reduced?
Pharmacological treatments
The changes over time in the criteria used to diagnose GAD make it difficult to
generalise the findings on efficacy from early studies where the selected patient
samples fulfilled earlier criteria focusing on short prior duration of the condition.
These studies would include an undetermined but substantial proportion of
patients in whom the GAD was of short duration. Relating the results to GAD
as currently defined by a prolonged prior duration is complicated. Caution is
therefore needed in assessing the efficacy of some of the earlier treatments where
studies were carried out in patient samples with short duration GAD.
which can increase the plasma levels of some treatments used concomitantly.
Sertraline has some activity in inhibiting reuptake of dopamine, an action that
has been suggested could increase anxiety at the start of treatment and it also
binds to sigma receptors. Its effects on adrenoceptors may lead to mydriasis and
dry mouth. It shares the disadvantage of some of the other SSRIs in producing
inhibition of CYP2D6. Citalopram, which has not been properly investigated
in GAD, is a selective inhibitor of the reuptake of serotonin which lacks
important effects on noradrenaline, dopamine or muscarinic receptors, giving
it a relatively low side-effect burden. Like other SSRIs, escitalopram, which is
the active S-enantiomer of citalopram, binds to the serotonin transporter to
produce serotonin reuptake inhibition but in addition to binding to the primary
site it also binds to the allosteric binding site of the serotonin transporter. It is
thought that this additional augmenting effect is behind the superior efficacy
reported with escitalopram as an antidepressant.52,53
The SSRIs are effective antidepressants and some, but not all, have been
shown to be effective in treating anxiety disorders such as panic disorder or
social anxiety disorder. For the treatment of GAD, however, only escitalopram,
paroxetine and sertraline have been shown to be effective at a level recognised
by licensing authorities. All three medications are established antidepressants
and since depressive symptoms are frequently a part of GAD the possibility
of their exerting a therapeutic effect via an antidepressant action has to be
addressed. To demonstrate a direct effect on the GAD independent of the
efficacy in depression, patients with comorbid major depression have had to
be excluded from the efficacy studies.
Paroxetine
Paroxetine was the first SSRI to be investigated and licensed for the treatment
of GAD. The studies supporting the regulatory submission were comparisons
with placebo but paroxetine has since been included as an active comparator in
subsequent studies of other potential treatments for GAD so that some estimate
of its relative place in treatment is possible.
Two studies in short-term treatment of GAD patients without significant
comorbidity, one having a flexible dose (2050 mg)54 and the other compar-
ing fixed doses of 20 mg and 40 mg with placebo,55 showed that paroxetine
was effective in treating GAD. In the flexible dose study the efficacy appeared
late at 6 weeks. The rate of response on placebo in the study was high (56%)
compared with paroxetine (72%). There is a risk in flexible dose studies that
the dose rises carry an extra placebo effect which may contribute to the high
placebo response that is frequently observed in this type of study. In the fixed
1)"3."$0-0(*$"-53&"5.&/54 t
0.6
Placebo (n = 286)
0.5 Paroxetine (n = 274)
Proportion of patients relapsed
0.4
0.3
0.2
0.1
0
0 50 100 150 200
Days on treatment
Figure 7.1 Time to relapse during the double-blind phase (KaplanMeier curve). 3FQSPEVDFE
with permission from Stocchi et al.56
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
25
24 Placebo (n = 162)
23 Paroxetine (n = 181)
22
21
Mean total score
20
19
18
17
16
15
14
13
12
11
0 1 2 3 4 5 6 7 8
Week
Figure 7.2 Mean total scores on the Hamilton Anxiety rating scale. Adapted from Pollack et al.54
Escitalopram
The efficacy of escitalopram in GAD is soundly based on the evidence from
four placebo-controlled studies of short-term treatment and also one study
that investigated efficacy in relapse prevention. Three of the short-term treat-
ment studies carried out in non-depressed outpatients meeting GAD criteria
of DSM-IV followed the same protocol with randomisation to treatment
with escitalopram 10 mg or placebo following a single-blind placebo run-in
period. After 4 weeks the dose of escitalopram or placebo could be raised to
20 mg/day day for a further 4 weeks. The efficacy of escitalopram compared
1)"3."$0-0(*$"-53&"5.&/54 t
with placebo at endpoint was shown in all three studies on the HAM-A, the
primary efficacy scale. Significant efficacy was also shown on the psychic
anxiety symptoms subscale of the HAM-A and the Clinical Global Impression
(CGI) severity rating which are secondary scales. There was some evidence
of an early effect with escitalopram in the first of the three studies59 but not in
the other two (Figure 7.3).
The use of the same protocol in the three studies made it possible to carry
out a pooled analysis of the data that supported the efficacy of escitalopram
shown in the individual studies, registered on the primary HAM-A scale and
all the secondary scales at endpoint.60 Analysis of subgroups of the patient
population established the efficacy of escitalopram in both the moderate and
the severe GAD groups, in men and women, and in the older patients aged
between 60 and 65. The analysis showed significantly higher remission rates,
defined as HAM-A 9 or 7 on escitalopram than placebo.
Escitalopram was shown in a fixed-dose, placebo- and paroxetine-controlled
study to be effective when given in doses of 10 mg or 20 mg but the 5 mg dose
did not separate from placebo. It is unusual to detect a difference between
Mean change from baseline in HAM-A total scores by visit (intention to treat,
observed cases) and at last observation carried forward
0 Placebo
Escitalopram 5 mg
Escitalopram 10 mg
Mean change in HAM-A total score
4
Escitalopram 20 mg
Paroxetine 20 mg
8
12 *
*
-0$'
*
*
16
* *
* *
20
0 2 4 6 8 10 12
Treatment week
Figure 7.3 Mean change from baseline in HAM-A total scores by visit (intention to treat, observed
cases) and at last observation carried forward. )"."
)BNJMUPO"OYJFUZSBUJOHTDBMF-0$'
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observation carried forward. Difference vs placebo, *P <0.05; P <0.01; P<0.001; difference vs
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Sertraline
The efficacy of sertraline in the treatment of GAD has been shown in two large
placebo-controlled studies. In the first of these studies18 flexible doses from 50 mg
to 150 mg of sertraline were compared over 12 weeks with placebo in patients
with GAD who did not have current MDD and had only low scores of depressive
symptoms. Efficacy was seen at the 12-week endpoint on the primary scale, the
HAM-A, and on a variety of secondary measures including assessments of quality
of life and daily function. Sertraline did not show a particularly fast effect and a
significant advantage compared with placebo was seen only after 4 weeks treatment.
Sertraline was effective on both the psychic symptoms and the somatic symptoms
although the treatment effect on the somatic symptoms was less substantial. The
mean dose in the study was approximately 95 mg/day but, because of the flexible
dosage regimen and the slow conservative upward titration of the dose, it is not
possible to determine the contribution of the higher and lower doses. The second
study also investigated flexible doses of sertraline but the range was from 50 mg to
200 mg over 10 weeks.62 This study also found that sertraline was effective compared
with placebo at the endpoint measured by the HAM-A. The stronger effect of
sertraline on psychic symptoms over somatic symptoms was more apparent in this
study and the difference from placebo on somatic symptoms was not significant.
Although the effect size on the significant measures was not particularly large, it
appears that sertraline has a place in the treatment of GAD.
Few studies have been carried out in children of any treatment for GAD
so evidence of efficacy is sparse. Sertraline was investigated in a placebo-
controlled study in a very small sample of 22 children with GAD over 9 weeks
and appeared to be effective.63
Sertraline was well tolerated in the studies in GAD, with side effects similar
to those expected for SSRIs.
1)"3."$0-0(*$"-53&"5.&/54 t
Venlafaxine
The description of venlafaxine as an SNRI is complicated by the dose issue.
Only the higher doses of venlafaxine are thought to have a significant effect
on noradrenaline reuptake inhibition. Venlafaxine in a dose of 75 mg/day is
thought to have only negligible effects on noradrenaline reuptake and to work
almost exclusively as an SSRI.
Venlafaxine was introduced in an immediate-release formulation and
later an extended-release (ER) formulation. In GAD venlafaxine ER has been
found to be effective in a series of short-term and long-term studies in doses
of 75, 150 and 225 mg/day compared with placebo (Figure 7.4).6467 All three
doses of venlafaxine were significantly better than placebo on some or all the
measures used in the studies. There appears to be a greater effect on the psychic
symptoms of GAD than on the somatic symptoms. The therapeutic benefit of
venlafaxine is also seen in its effect in improving social function.39 The studies
Placebo (n = 96)
2 7FOMBGBYJOF&3NHEBZ n = 86)
7FOMBGBYJOF&3NHEBZ n = 81)
4
7FOMBGBYJOF&3NHEBZ n = 86)
10
12
*
14
Figure 7.4 Venlafaxine ER compared with placebo in the treatment of GAD. &3
FYUFOEFE
release; GAD, generalised anxiety disorder; HAM-A, Hamilton Anxiety rating scale. *P<0.05.
3FQSPEVDFEXJUIQFSNJTTJPOGSPN3JDLFMTFUBM64
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Duloxetine
Duloxetine is the most recent SNRI to be licensed for the treatment of GAD
both in the US and in the EU. Its efficacy was established on the basis of three
placebo-controlled studies of 9 or 10 weeks duration. In one study, which
investigated duloxetine in fixed doses of 60 mg or 120 mg, both doses showed
a significant separation from placebo at 2 weeks.73 There was no evidence of
one dose having a therapeutic advantage over the other, which suggests that the
lower dose should be preferred. This could also be interpreted as showing that
any additional noradrenaline reuptake inhibition associated with higher doses
did not make an obvious contribution to efficacy. The higher doses were less
well tolerated with more frequent reports of dizziness, dry mouth and hyper-
hidrosis, which might be taken as indirect evidence of greater noradrenaline
reuptake inhibition activity at higher doses.
Duloxetine was investigated in a flexible dose of 60120 mg/day in a second
study which showed a significantly greater improvement compared with placebo
measured on the HAM-A, a higher response rate and greater global improve-
ment.74 The significantly better response in the duloxetine-treated patients was
also seen in the improvement in the functional measures included in the study.
There appeared to be no difference in efficacy between venlafaxine, included as
a comparator in a further study, and duloxetine, both being significantly better
than placebo. Duloxetine was given in a flexible dose of 60120 mg/day (mean
approximately 108 mg/day) and venlafaxine, in a flexible dose of 75225 mg/day
(mean approximately 184 mg/day).75 Evidence of early response with duloxetine
is not convincing. Early separation from placebo at 1 week was seen in only
one study.75 The most frequent adverse events with duloxetine included nausea,
decreased appetite, constipation and decreased libido.
Duloxetine is poorly tolerated by some patients even at the lower dose of
60 mg/day and as many as 20% of patients may need their dosage lowered in the
first week. The mixed effects repeated measures (MMRM) analysis applied in
the studies tends to underestimate the influence of early discontinuations from
treatment by assuming that these patients would have continued to improve
with the rest of the patients who did not discontinue treatment. Many doctors
have adopted the procedure where treatment is started on a low, subtherapeutic
dose of duloxetine 30 mg, the dose being later raised to the therapeutic dose of
60 mg (Figure 7.5). This may reduce early dropouts but would also be expected
to prolong the time before a significant difference from placebo is observed.
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
0
Placebo
2
Least squares: mean change from baseline
Duloxetine 60 mg
4 Duloxetine 120 mg
6
Improvement
*
8
*
10
*
12 * *
*
*
*
14 *
*
16
18
-0$'
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Figure 7.5 Mean change from baseline to endpoint in HAM-A total score by treatment week (MMRM)
and at endpoint (week 9, LOCF). *P )"."
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Pregabalin efficacy across phase 3 GAD studies: mean (95% CI) HAM-A score
difference vs placebo at endpoint
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2 * *
*
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* *
3 * *
*
4
7
300 450 600 ALP 1.5 200 400 450 400 600 VEN 75
(n = 89)(n = 87)(n = 85) (n = 88) (n = 75) (n = 85) (n = 85)(n = 94)(n = 104)(n = 110)
Dose (mg/day)
Figure 7.6 Pregabalin efficacy across phase 3 GAD studies: mean (95% CI) HAM-A score
difference vs placebo at endpoint. ALP, alprazolam; CI, confidence interval; GAD, generalised
anxiety disorder; HAM-A, Hamilton Anxiety rating scale; VEN, venlafaxine. *P<0.05 vs placebo.
%BUBUBLFOGSPN3JDLFMTFUBM78 Pohl et al.79 Montgomery et al.69
4-week endpoint in any of these three studies. A pooled analysis of the two
positive studies found that pregabalin 150 mg was associated with a signifi-
cant treatment effect but the effect was obviously less than that of the 600 mg
dose.80,81 Pregabalin 150 mg is therefore considered the subtherapeutic dose.
Pregabalin has been found to be effective compared with placebo in a series
of studies at daily doses between 200 mg and 600 mg with little difference in
efficacy between them so that the target dose of pregabalin for treatment of
GAD is usually 300 mg.
A three times daily dosage regimen was used in the early studies but in a
later placebo-controlled comparison study a twice daily regimen of pregabalin
was as effective.79 The simpler twice-daily dosage regimen, which is preferred
by patients, is therefore recommended.
Two of the later studies included a comparator drug as well as placebo.
Alprazolam in a daily dose of 1.5 mg was the reference comparator in one 4-week
study investigating three doses of pregabalin (300, 450, and 600 mg/day).78 All
three doses of pregabalin separated early from placebo at 1 week through to
the endpoint on the HAM-A scale. The significant treatment effect (difference
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
Efficacy of pregabalin seen by week: least square mean change in HAM-A total score
Placebo (n = 101)
0
Pregabalin 400 mg/day (n = 97)
2
Mean change in HAM-A total score
10 *
12
*
14 * *
16
*
18
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Figure 7.7 Efficacy of pregabalin seen by week 1:least square mean change in HAM-A total score.
)"."
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Adapted from Montgomery et al.69
between active medication and placebo) early in the study with pregabalin at
1 week was nearly twice that seen with alprazolam, which helps to confirm that
pregabalin has a fast action in GAD. Efficacy was observed on both the psychic
and somatic subscales.
A further placebo-controlled study examined the efficacy of pregabalin
in fixed doses of 400 and 600 mg/day with venlafaxine 75 mg/day included as
an active comparator. All the treatments separated significantly from placebo
at treatment endpoint but the efficacy of pregabalin was seen already after
1 weeks treatment whereas venlafaxine had a slower response.69 The advantage for
pregabalin is unlikely to be attributable to the dose of venlafaxine being too low
since there is no clear doseresponse relationship for venlafaxine.
Further information on the dose issue comes from a placebo-controlled study
investigating escalating doses of pregabalin up to 600mg/day and increasing doses
of venlafaxine up to 225mg in the XR formulation. Pregabalin showed very early
significant separation from both placebo and venlafaxine at 4 days. The efficacy of
pregabalin was maintained until the treatment endpoint. The high dose of venla-
faxine failed to separate from placebo at treatment endpoint although efficacy was
observed midway through the study. This study confirms the very early response
seen with pregabalin in the treatment of GAD.70
1)"3."$0-0(*$"-53&"5.&/54 t
Treatment week
0 1 2 3 4 Endpoint
0
1 Placebo (n = 484)
Psychic mean change from baseline (%)
4
*
5 *
*
*
6
Treatment week
0 1 2 3 4 Endpoint
0
1 Placebo (n = 484)
Somatic mean change from baseline (%)
Figure 7.8 Pregabalin reduces both psychic and somatic symptoms of GAD: pooled analysis from
six GAD studies. ("%
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placebo; PGB, pregabalin; VEN, venalafaxine. *P<0.05; P<0.001 vs placebo; Endpoint: 4 weeks
-0$'
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0 1 2 3 4 6 8 9
0
2 Placebo (n = 95)
Pregabalin 150600 mg/day (n = 171)
Mean change from baseline (%)
8
10
*
12
14
*
16
Figure 7.9 Pregabalin versus placebo in the treatment of elderly patients with GAD. GAD,
generalised anxiety disorder. *P<0.05, P<0.01 vs placebo. Mean HAM-A baseline score was
26.5. An 8-week, double-blind, randomised placebo-controlled trial of pregabalin in the
treatment of patients over the age of 65 years with GAD. Adapted from Montgomery et al.41
Benzodiazepines
Despite the acknowledged side effects and risks of dependence associated with
benzodiazepines these drugs are still widely used in primary care in the treatment
of GAD. To some extent this continued use is due to their long availability and
hence familiarity. Their use also perhaps reflects a less than adequate assess-
ment of the efficacy of benzodiazepines and the ratio of risk to benefit. The
problem is compounded by the relatively weak evidence of efficacy accepted in
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
the less demanding climate for testing efficacy in anxiety or anxiety neurosis,
prevailing at the time that benzodiazepines were introduced, and by the failure
to take into account the safety issues which, to be fair, became more evident
over subsequent years. Studies that did not specify the nature of the anxiety
disorder studied cannot provide evidence of efficacy in GAD; evidence can be
obtained only from placebo-controlled studies that specifically studied GAD
defined by accepted criteria.
There are suggestions that benzodiazepines may lose efficacy with time
and this tolerance has been reported to lead to dose escalation and an
increased risk of dependence. Benzodiazepines have profound effects on
short-term memory, a property that has been found particularly useful in
dental and surgical procedures where they are widely used for this purpose.
The disturbances in cognition are also seen in the daytime even when taken
at night, particularly with benzodiazepines that have a long half-life or when
those with a short half-life are prescribed in the multiple daily dose regimens
considered necessary in the treatment of daytime anxiety. Benzodiazepines
are associated with daytime drowsiness which impairs the ability of the
individual to work or function adequately and users should not drive or
operate heavy machinery.
Concerns relating to tolerance, dose escalation and addiction85,86 have led
regulatory authorities in Europe to restrict the use of all benzodiazepines to
short-term use for no longer than 3 months. This limits the suitability of benzo-
diazepines for the treatment of GAD which is a chronic disorder requiring
treatment over long periods.
The evidence of the efficacy of benzodiazepines in GAD is modest and the
number of placebo-controlled studies surprisingly small. In an early study in
GAD defined using a short duration criterion, diazepam in a dose of 15 mg was
shown to be significantly better than placebo over 8 weeks measured on the
HAM-A.87 Efficacy was greatest in the early weeks and then appeared to tail off.
The question mark over the efficacy of the benzodiazepine in this study is also
underlined by the greater treatment effect observed with imipramine in the same
study. However, efficacy is reported for diazepam in several placebo-controlled
studies.8792 A range of studies investigating 5-HT3-receptor antagonists in GAD,
which included diazepam as a reference anxiolytic drug and failed to separate
from placebo, has regrettably never been properly published.93 This leads to a
very real concern that negative results often remain unpublished and that the
efficacy of diazepam may not be strong.
The best evidence that benzodiazepines are effective in treating GAD defined
by a longer duration comes from the placebo-controlled studies investigating
1)"3."$0-0(*$"-53&"5.&/54 t
Buspirone
Buspirone, an azapirone drug that has partial agonist activity at the 5-HT1A
receptor, is one of the earlier medications that has shown efficacy in GAD
although not all studies were positive. An early study in patients who would
have fulfilled criteria for anxiety neurosis in the DSM version current at the time
found similar efficacy between buspirone and diazepam.96 Its efficacy in GAD
as later defined is not well established and in one study it failed to show efficacy
whereas venlafaxine was reported to be effective.65 A meta-analysis of the studies
carried out with buspirone concluded that the efficacy was comparable with that
of benzodiazepines97 but it is not generally a first choice treatment. Uncertainty
about the therapeutic dose range and the appearance of unwanted effects such
as dizziness attributable to the -agonist actions of buspirones active metabolite
also detract from its value in treatment. There have been reports of a reduction
in efficacy where buspirone follows treatment with benzodiazepines.
t )"/%#00, 0' (&/&3"-*4&% "/9*&5: %*403%&3
Quetiapine XR
This atypical antipsychotic has begun a comprehensive programme to investi-
gate efficacy in both MDD and GAD. The MDD programme is complete and is
currently under review by the various licensing agencies. Suffice to say there is
clear efficacy in four out of five placebo-controlled studies in the acute treatment
of MDD, including in elderly people, as well as in a long-term efficacy study.98
Efficacy is seen in fixed doses of 50, 150 and 300 mg/day with an optimum ratio
of efficacy to side effects at 150 mg/day. There is good evidence of fast onset of
efficacy in MDD with separation from placebo consistently observed at 1 week
and sustained to the end of the 6-week studies.
Some caution is needed in interpreting the results of the studies of quetiapine
XR in GAD since these have not yet been published in peer-reviewed journals,
although they have been presented at international conferences and can be
checked on the AstraZeneca website (www.astrazenecaclinicaltrials.com). Two
studies reported early and persistent efficacy of quetiapine XR in the short-term,
8-week treatment of GAD. In one study quetiapine in doses of 50 or 150 mg/
day were significantly better than placebo at both 4 days and endpoint. In the
other study quetiapine in doses of 150 or 300 mg were again effective at 4 days
and endpoint. In both studies the 150 mg dose was significantly better than both
placebo and the comparators in the two separate studies, paroxetine 20 mg and
escitalopram 10 mg. The 150 mg dose of quetiapine was therefore the most effec-
tive dose with the most consistent efficacy on the secondary study measures.
Quetiapine XR appeared well tolerated with somnolence dizziness, and dry
mouth being the most common adverse events. At the lower doses weight gain
was minimal and the rate of extrapyramidal symptoms observed was less than
that seen with duloxetine, the comparator used in the MDD study. Concerns
about the metabolic syndrome have led the FDA not to approve the licence for
monotherapy in GAD.
1)"3."$0-0(*$"-53&"5.&/54 t
Agomelatine
Agomelatine is now licensed as an antidepressant in the EU and some other
countries at doses of 2550 mg/day. There is evidence of superior efficacy
compared with venlafaxine and sertraline, driven to some degree by the much
better tolerability and compliance observed with agomelatine. Because of its
5-HT2C-antagonist properties agomelatine does not increase serotonin or
noradrenaline levels. Discontinuation symptoms are therefore not observed
following abrupt cessation of treatment.57 There are also low levels of sexual
dysfunction or other well-known serotoninergic side effects. There are some
concerns about possible liver toxicity, particularly at the higher dose, which
requires monitoring.
In GAD there is one positive placebo-controlled study99 in which agomelatine
showed efficacy with a typical treatment effect and separation from placebo in
the 12-week study (Figure 7.10). We await further studies.
80 *
P =0.026
Placebo (n = 58)
70 Agomelatine 2550 mg/day (n = 63)
60
50
Percentage
P =0.027
*
40
30
20
10
0
3FTQPOTF 3FNJTTJPO
(reduction in HAM-A >50%) (HAM-A score <7)
Imipramine
The efficacy in GAD of the tricyclic antidepressant (TCA), imipramine, was shown
in an 8-week study compared with placebo in patients whose GAD symptoms
had persisted for at least 4 months.87 The study included the benzodiazepine
diazepam as a comparator given at a high dose of 15 mg/day. The effect was largely
confined to the psychic symptoms of anxiety in contrast to diazepam. Although
diazepam was associated with efficacy early in the study at 2 weeks, by the end
of the study imipramine showed a significant advantage over diazepam. Similar
results are seen in the comparison with alprazolam.100 The absence of long-term
efficacy, regarded as mandatory in the EU, and the reported cardiotoxicity and
poor tolerability of the TCAs have compromised the use of imipramine in GAD
and it is unlikely that it will ever be licensed for GAD.
Hydroxazine
The antihistamine hydroxazine has been found to be effective in placebo-con-
trolled studies in the acute treatment of GAD101 in a study where the comparator
buspirone did not separate from placebo. This study has not been followed by
studies examining efficacy in long-term treatment so that it is unlikely that
hydroxazine can ever be recommended for the treatment of GAD.
Other treatments
-blockers, which are useful in managing tremor associated with performance
anxiety, have been tested in GAD and failed to separate from placebo. CCK
antagonists, which were thought at one stage to be useful in anxiety disorders in
the light of the provocation of anxiety by CCK, was found not to separate from
placebo in GAD.102 The 5-HT1A-antagonist ipsapirone was found to be effective
in GAD91 but since it failed to separate from placebo in MDD its development
was abandoned. The result suggests that other 5-HT1A-antagonist may also have
efficacy but the high levels of dizziness and poor compliance reported might
well, as with buspirone, limit their potential.
Chapter 8
Psychological treatment
Despite the body of evidence showing the disability associated with GAD there
are still many who do not recognise that GAD is a serious, dangerous and
impairing disorder and who prefer to believe that right living, right thinking
and exercise are the answer. Formal investigation of the possible efficacy of these
types of intervention has not been undertaken in adequately controlled trials
that take account of confounding variables such as the halo effects of enthusi-
asts. In a climate of cost cutting there is a risk that alternative approaches such
as self-help manuals, counselling and exercise are promoted in order to save
money on drug budgets without appropriate critical reference to the quality
of the evidence base.
The evidence supporting the efficacy of psychological treatments in GAD
is derived from a small number of studies relative to the large body of evidence
for the efficacy of pharmacological treatments. Nevertheless there is a growing
literature on the use of behavioural therapies and several treatment packages
have been proposed. These have included anxiety management through relaxa-
tion therapy, components of cognitive therapy aimed at addressing worrying
and behavioural challenges to confront worry behaviours.103,104
The problem of identifying an adequate control treatment group in studies
of psychological treatments makes for a major difficulty in obtaining a valid and
reliable estimate of efficacy. Various designs have been applied, for example,
taking a no treatment group as a control, or a group remaining on the waiting
list for treatment, but these are flawed by the potential bias of untreated patients
exaggerating their symptoms and those receiving treatment reporting responses
that may be due to non-specific factors unrelated to the treatment. Giving or
receiving a treatment perceived by both therapist and patient as effective carries
an additional therapeutic effect over and above that which may be due to the
treatment itself. It is not possible to control for this except by comparing treat-
ments given under open conditions by doctors who believe in the efficacy of
S. A. Montgomery, Handbook of Generalised Anxiety Disorder
Current Medicine Group 2009
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Independent raters will, to some extent, reduce the bias of open studies though
the patient is inevitably aware of the nature of the treatment. The bias of this
knowledge and beliefs about the treatment, in addition to dependence on the
therapist, may exaggerate response. Such a design, which might cope with the
extra non-specific benefits that accompany open treatment, does not appear
to have been attempted.
In studies investigating the efficacy of pharmacotherapy, recording of the
discontinuations from treatment is mandatory and the analysis of efficacy is
carried out in the randomised population on a last observation carried forward
analysis to address the influence of early withdrawals. These data are rarely
provided in studies of CBT. Ignoring the substantial number of patients who
refuse treatment or discontinue early produces a biased sample that will distort
the results in the direction of those who benefit from treatment.
Chapter 9
The evidence base for the pharmacological treatment of GAD is now substantial.
However, there are few studies comparing treatments to inform rational choices
either for GAD as a whole or for selective treatments for particular subgroups
of GAD. The best guidance therefore comes from a careful analysis of the data
from placebo-controlled studies that indicate the strengths and weaknesses of
particular treatments.
Sleep disturbance
Sleep disturbance is a core diagnostic symptom of GAD and is reported as the
main presenting complaint in some 35% of those with GAD attending primary
care. SSRIs and SNRIs are often disruptive on sleep particularly in the early
stages of treatment. Duloxetine and sertraline are particularly troublesome.
For this reason SSRIs and SNRIs are not the preferred choice for those with
predominant sleep problems. Pregabalin by contrast has a beneficial effect on
sleep disturbance which is seen early and persists and pregabalin should be
considered a priority in those with prominent sleep difficulties.
Depression
Major depressive disorder (MDD) is one of the most frequent comorbid condi-
tions in GAD and for patients with both GAD and MDD it makes sense to select a
treatment that is effective in both. Since both the SSRIs and the SNRIs have shown
efficacy in both MDD and GAD they are obvous first-line treatments where there is
overlap. Anxiety symptoms subside when the MDD is treated with SSRIs or SNRIs
and depressive symptoms when the GAD is treated. Prospective trials of efficacy
in GAD comorbid with MDD would be helpful. In GAD with mild depression that
does not meet the diagnostic criteria for MDD there appears to be no advantage
for antidepressants compared with other treatments. Pregabalin and venlafaxine
were equally effective in GAD compared with placebo in improving mild depres-
sive symptoms as measured on the Hamilton Depression Scale (HAMD)111 and it
seems likely that these mild symptoms are part of GAD rather than representing
a comorbid depressive disorder. Benzodiazepines are thought to be ineffective or
even to make depression worse and, since they are not licensed for either GAD
or depression and have other well-known risks, they should be avoided.
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Index
undertreatment 8
USA 7, 19
women 6
work impairment 17, 18, 19, 20
Zurich study 17