Soil Mechanics: Description and

Classification

Course No: G04-002

Credit: 4 PDH

Yun Zhou, PhD, PE

Continuing Education and Development, Inc.

9 Greyridge Farm Court
Stony Point, NY 10980

P: (877) 322-5800
F: (877) 322-4774

[email protected]
U.S. Department of Transportation Publication No. FHWA NHI-06-088
Federal Highway Administration December 2006

NHI Course No. 132012_______________________________

SOILS AND FOUNDATIONS
Reference Manual Volume I

Testing Theory

Experience

National Highway Institute

 Technical Report Documentation Page
1. Report No. 2. Government Accession No. 3. Recipients Catalog No.

FHWA-NHI06-088
4. Title and Subtitle 5. Report Date
December 2006
SOILS AND FOUNDATIONS 6. Performing Organization Code
REFERENCE MANUAL Volume I
7. Author(s) 8. Performing Organization Report No.

Naresh C. Samtani*, PE, PhD and Edward A. Nowatzki*, PE, PhD

9. Performing Organization Name and Address 10. Work Unit No. (TRAIS)
Ryan R. Berg and Associates, Inc.
2190 Leyland Alcove, Woodbury, MN 55125
11. Contract or Grant No.
* NCS GeoResources, LLC
640 W Paseo Rio Grande, Tucson, AZ 85737 DTFH-61-02-T-63016
12. Sponsoring Agency Name and Address 13. Type of Report and Period Covered

National Highway Institute

U.S. Department of Transportation 14. Sponsoring Agency Code
Federal Highway Administration, Washington, D.C. 20590
15. Supplementary Notes
FHWA COTR Larry Jones
FHWA Technical Review Jerry A. DiMaggio, PE; Silas Nichols, PE; Richard Cheney, PE;
Benjamin Rivers, PE; Justin Henwood, PE.
Contractor Technical Review Ryan R. Berg, PE; Robert C. Bachus, PhD, PE;
Barry R. Christopher, PhD, PE
This manual is an update of the 3rd Edition prepared by Parsons Brinckerhoff Quade & Douglas, Inc, in 2000.
Author: Richard Cheney, PE. The authors of the 1st and 2nd editions prepared by the FHWA in 1982 and 1993,
respectively, were Richard Cheney, PE and Ronald Chassie, PE.
16. Abstract

The Reference Manual for Soils and Foundations course is intended for design and construction professionals involved
with the selection, design and construction of geotechnical features for surface transportation facilities. The manual is
geared towards practitioners who routinely deal with soils and foundations issues but who may have little theoretical
background in soil mechanics or foundation engineering. The manuals content follows a project-oriented approach
where the geotechnical aspects of a project are traced from preparation of the boring request through design
computation of settlement, allowable footing pressure, etc., to the construction of approach embankments and
foundations. Appendix A includes an example bridge project where such an approach is demonstrated.
Recommendations are presented on how to layout borings efficiently, how to minimize approach embankment
settlement, how to design the most cost-effective pier and abutment foundations, and how to transmit design
information properly through plans, specifications, and/or contact with the project engineer so that the project can be
constructed efficiently.

The objective of this manual is to present recommended methods for the safe, cost-effective design and construction of
geotechnical features. Coordination between geotechnical specialists and project team members at all phases of a
project is stressed. Readers are encouraged to develop an appreciation of geotechnical activities in all project phases
that influence or are influenced by their work.
17. Key Words 18. Distribution Statement
Subsurface exploration, testing, slope stability, embankments, cut slopes, shallow No restrictions.
foundations, driven piles, drilled shafts, earth retaining structures, construction.
19. Security Classif. (of this report) 20. Security Classif. (of this page) 21. No. of Pages 22. Price

UNCLASSIFIED UNCLASSIFIED 462

Form DOT F 1700.7(8-72) Reproduction of completed page authorized
 CHAPTER 4.0
ENGINEERING DESCRIPTION, CLASSIFICATION AND CHARACTERISTICS
OF SOILS AND ROCKS

The geotechnical specialist is usually concerned with the design and construction of some
type of geotechnical feature constructed on or out of a geomaterial. For engineering
purposes, in the context of this manual, the geomaterial is considered to be primarily rock
and soil. A geomaterial intermediate between soil and rock is labeled as an intermediate
geomaterial (IGM). These three classes of geomaterials are described as follows:

Rock is a relatively hard, naturally formed solid mass consisting of various minerals and
whose formation is due to any number of physical and chemical processes. The rock
mass is generally so large and so hard that relatively great effort (e.g., blasting or heavy
crushing forces) is required to break it down into smaller particles.

Soil is defined as a conglomeration consisting of a wide range of relatively smaller

particles derived from a parent rock through mechanical weathering processes that
include air and/or water abrasion, freeze-thaw cycles, temperature changes, plant and
animal activity and by chemical weathering processes that include oxidation and
carbonation. The soil mass may contain air, water, and/or organic materials derived from
decay of vegetation, etc. The density or consistency of the soil mass can range from very
dense or hard to loose or very soft.

Intermediate geomaterials (IGMs) are transition materials between soils and rocks. The
distinction of IGMs from soils or rocks for geotechnical engineering purposes is made
purely on the basis of strength of the geomaterials. Discussions and special design
considerations of IGMs are beyond the scope of this document.

The following three terms are often used by geotechnical specialists to describe a
geomaterial: identification, description and classification. For soils, these terms have the
following meaning:

Identification is the process of determining which components exist in a particular soil

sample, i.e., gravel, sand, silt, clay, etc.

Description is the process of estimating the relative percentage of each component to

prepare a word picture of the sample (ASTM D 2488). Identification and description are
accomplished primarily by both a visual examination and the feel of the sample,
particularly when water is added to the sample. Description is usually performed in the

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 field and may be reevaluated by experienced personnel in the laboratory.

Classification is the laboratory-based process of grouping soils with similar engineering

characteristics into categories. For example, the Unified Soil Classification System,
USCS, (ASTM D 2487), which is the most commonly used system in geotechnical work,
is based on grain size, gradation, and plasticity. The AASHTO system (M 145), which is
commonly used for highway projects, groups soils into categories having similar load
carrying capacity and service characteristics for pavement subgrade design.

It may be noted from the above definitions that the description of a geomaterial necessarily
includes its identification. Therefore, as used in this document, the term description is
meant to include identification.

The important distinction between classification and description is that standard AASHTO or
ASTM laboratory tests must be performed to determine the classification. It is often
unnecessary to perform the laboratory tests to classify every sample. Instead soil technicians
are trained to identify and describe soil samples to an accuracy that is acceptable for design
and construction purposes. ASTM D 2488 is used for guidance in such visual and tactile
identification and description procedures. These visual/tactile methods provide the basis for
a preliminary classification of the soil according to the USCS and AASHTO system.

During progression of a boring, the field personnel should describe only the soils
encountered. Group symbols associated with classification should not be used in the field. It
is important to send the soil samples to a laboratory for accurate visual description and
classification by a laboratory technician experienced in soils work, as this assessment will
provide the basis for later testing and soil profile development. Classification tests can be
performed in the laboratory on representative samples to verify the description and assign
appropriate group symbols based on a soil classification system (e.g., USCS). If possible, the
moisture content of every sample should be determined since it is potentially a good indicator
of performance. The test to determine the moisture content is simple and inexpensive to
perform.

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Soils and Foundations Volume I 4-2 December 2006
4.01 Primary References

The primary references for this Chapter are as follows:

ASTM (2006). Annual Book of ASTM Standards Sections 4.02, 4.08, 4.09 and 4.13.
ASTM International, West Conshohocken, PA.

AASHTO (2006). Standard Specifications for Transportation Materials and Methods of

Sampling and Testing, Parts I and II, American Association of State Highway and
Transportation Officials, Washington, D.C.

FHWA (2002a). Geotechnical Engineering Circular 5 (GEC5) - Evaluation of Soil and Rock
Properties. Report No FHWA-IF-02-034. Authors: Sabatini, P.J, Bachus, R.C, Mayne, P.W.,
Schneider, J.A., Zettler, T.E., Federal Highway Administration, U.S. Department of
Transportation.

4.1 SOIL DESCRIPTION

Soil description/identification is the systematic naming of individual soils in both written and
spoken forms (ASTM D 2488, AASHTO M 145). Soil classification is the grouping of soils
with similar engineering properties into a category by using the results of laboratory-based
index tests, e.g., group name and symbol (ASTM D 2487, AASHTO M 145). It is important
to distinguish between a visual description of a soil and its classification in order to minimize
potential conflicts between general visual evaluations of soil samples in the field and more
precise laboratory evaluations supported by index tests.

The soil's description should include as a minimum:

Apparent consistency (e.g., soft, firm, etc. for fine-grained soils) or density adjective
(e.g., loose, dense, etc. for coarse-grained soils);
Water content condition adjective (e.g., dry, moist, wet);
Color description (e.g., brown, gray, etc.);
Main soil type name, often presented in all capital letters (e.g. SAND, CLAY);
Descriptive adjective for main soil type (e.g., fine, medium, coarse, well-rounded,
angular, etc. for coarse-grained soils; organic, inorganic, compressible, laminated,
etc., for fine-grained soils);
Particle-size distribution adjective for gravel and sand (e.g., uniform, well-graded,

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 gap-graded);
Plasticity adjective (e.g., high, low) and soil texture (e.g., rough, smooth, slick, waxy,
etc.) for inorganic and organic silts or clays;
Descriptive term for minor type(s) of soil (with, some, trace, etc.);
Minor soil type name with "y" added if the fine-grained minor component is less than
30 percent but greater than 12 percent or the coarse-grained minor component is 30
percent or more (e.g., silty for fine grained minor soil type, sandy for coarse-grained
minor soil type);
Descriptive adjective with if the fine-grained minor soil type is 5 to 12 percent
(e.g., with clay) or if the coarse-grained minor soil type is less than 30 percent but 15
percent or more (e.g., with gravel). Note: some practices use the descriptive
adjectives some and trace for minor components;
Inclusions (e.g., concretions, cementation);
Geological name (e.g., Holocene, Eocene, Pleistocene, Cretaceous), if known, in
parenthesis or in notes column.

The various elements of the soil description are generally stated in the order given above.
For example, a soil description might be presented as follows:

Fine-grained soils: Soft, wet, gray, high plasticity CLAY, with f. Sand; (Alluvium)

Coarse-grained soils: Dense, moist, brown, silty m-f SAND, with f. Gravel to c. Sand;
(Alluvium)

When minor changes occur within the same soil layer (e.g., a change in apparent density), the
boring log should indicate a description of the change, such as same, except very dense.

4.1.1 Consistency and Apparent Density

The consistency of fine-grained soils and apparent density of coarse-grained soils can be
estimated from the energy-corrected SPT N-value, N60. The consistency of clays and silts
varies from very soft to firm to stiff to hard. The apparent density of coarse-grained soil
ranges from very loose to dense to very dense. Suggested guidelines for estimating the in-
place apparent density or consistency of soils are given in Tables 4-1 and 4-2, respectively.

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 Table 4-1
Evaluation of the apparent density of coarse-grained soils (after Peck, et al., 1974)
N60 Apparent Density Relative Density, %
04 Very loose 0 20
>4 - 10 Loose 20 40
>10 - 30 Medium dense 40 70
>30 - 50 Dense 70 85
>50 Very Dense 85 100
The above guidance may be misleading in gravelly soils.

Table 4-2
Evaluation of the consistency of fine-grained soils (after Peck, et al., 1974)
Unconfined
N60 Consistency Compressive Strength, Results of Manual Manipulation
qu, ksf (kPa)
< 0.5 Specimen (height = twice the diameter) sags
<2 Very soft under its own weight; extrudes between
(<25) fingers when squeezed.

0.5 1 Specimen can be pinched in two between the

2-4 Soft thumb and forefinger; remolded by light
(25 50) finger pressure.
12 Can be imprinted easily with fingers;
4-8 Medium stiff remolded by strong finger pressure.
(50 100)
24 Can be imprinted with considerable pressure
8 - 15 Stiff from fingers or indented by thumbnail.
(100 200)
48 Can barely be imprinted by pressure from
15 - 30 Very stiff fingers or indented by thumbnail.
(200 400)
>8 Cannot be imprinted by fingers or difficult to
>30 Hard indent by thumbnail.
>400
Note that N60-values should not be used to determine the design strength of fine grained soils.

The apparent density or consistency of the soil formation can vary from these empirical
correlations for a variety of reasons. Judgment remains an important part of the visual
identification process. Field index tests (e.g., smear test, dried strength test, thread test)
which will be described in the next section are suggested as aids in estimating the
consistency of fine grained soils.

In some cases the sampler may pass from one layer into another of markedly different
properties; for example, from a dense sand into a soft clay. In attempting to identify apparent

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density, an assessment should be made as to what part of the blow count corresponds to each
layer since the sampler begins to reflect the presence of the lower layer before it actually
reaches it.

4.1.2 Water Content (Moisture)

The relative amount of water present in the soil sample should be described by an adjective
such as dry, moist, or wet as indicated in Table 4-3.

Table 4-3
Adjectives to describe water content of soils (ASTM D 2488)
Description Conditions
Dry No sign of water and soil dry to touch
Moist Signs of water and soil is relatively dry to touch
Signs of water and soil definitely wet to touch; granular soil exhibits some free water
Wet
when densified

4.1.3 Color

The color must be described when the sample is first retrieved in the field at the as-sampled
water content since the color may change with changes in the water content. Primary colors
should be used (brown, gray, black, green, white, yellow, red). Soils with different shades or
tints of basic colors are described by using two basic colors; e.g., gray-green. Some agencies
may require use of the Munsell color system (USDA, 1993). When the soil is marked with
spots of color, the term mottled can be applied. Soils with a homogeneous texture but
having color patterns that change and are not considered mottled can be described as
streaked.

4.1.4 Type of Soil

The constituent parts of a given soil type are defined on the basis of texture in accordance
with particle-size designators separating the soil into coarse-grained, fine-grained, and highly
organic designations. Soil with more than 50 percent by weight of the particles larger than
the U.S. Standard No. 200 sieve (0.075 mm) is designated coarse-grained. Soil (inorganic
and organic) with 50 percent or more by weight of the particles finer than the No. 200 sieve
(0.075 mm) is designated fine-grained. Soil primarily consisting of less than 50 percent by
volume of organic matter, dark in color, and with an organic odor is designated as organic
soil. Soil with organic content more than 50 percent is designated as peat. The soil type
designations used by FHWA follow ASTM D 2487; i.e., gravel, sand, silt, clay, organic silt,
organic clay, and peat.

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4.1.4.1 Coarse-Grained Soils (Gravel and Sand)

Coarse-grained soils consist of a matrix of either gravel or sand in which more than 50
percent by weight of the soil is retained on the No. 200 sieve (0.075 mm). Coarse-grained
soils may contain fine-grained soil, i.e., soils passing the No. 200 sieve (0.075 mm), but the
percent by weight of the fine-grained portion is less than 50 percent. The gravel and sand
components are defined on the basis of particle size as indicated in Table 4-4. The particle-
size distribution is identified as well graded or poorly graded. Well graded coarse-grained
soil contains a good representation of all particle sizes from largest to smallest, with #12
percent fines. Poorly graded coarse-grained soil is uniformly graded, i.e., most of the coarse-
grained particles are about the same size, with # 12 percent fines. Gap graded coarse grained
soil can be either a well graded or poorly graded soil lacking one or more intermediate sizes
within the range of the gradation.

Gravels and sands may be described by adding particle-size distribution adjectives in front of
the soil type in accordance with the criteria given in Table 4-5. Based on correlation with
laboratory tests, the following simple field identification tests can be used as an aid in
identifying granular soils.

Table 4-4
Particle size definition for gravels and sands (after ASTM D 2488)
Component Grain Size Determination
12 +
Boulders* Measurable
(300 mm +)
3 to 12
Cobbles* Measurable
(300 mm to 75 mm)
Gravel
Coarse 3 Measurable
(19 mm to 75 mm)

Fine to #4 sieve ( to 0.187) Measurable

(19 mm to 4.75 mm)
Sand
Coarse #4 to #10 sieve (0.19 to 0.079) Measurable and visible to the eye
(4.75 mm 2.00 mm)

Medium #10 to #40 sieve (0.079 to 0.017) Measurable and visible to the eye
(2.00 mm 0.425 mm)

Fine #40 to #200 sieve (0.017 to 0.003) Measurable but barely discernible to the
(0.425 mm- 0.075 mm) eye
*Boulders and cobbles are not considered soil or part of the soil's classification or description, except
under miscellaneous description; i.e., with cobbles at about 5 percent (volume).

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 Table 4-5
Adjectives for describing size distribution for sands and gravels (after ASTM D 2488)
Particle-Size Adjective Abbreviation Size Requirement
Coarse c. < 30% m-f sand or < 12% f. gravel
Coarse to medium c-m < 12% f. sand
Medium to fine m-f < 12% c. sand and > 30% m. sand
Fine f. < 30% m. sand or < 12% c. gravel
Coarse to fine c-f > 12% of each size1
1
12% and 30% criteria can be modified depending on fines content. The key is the shape of
the particle-size distribution curve. If the curve is relatively straight or dished down, and
coarse sand is present, use c-f, also use m-f sand if a moderate amount of m. sand is
present. If one has any doubts, determine the above percentages based on the amount of
sand or gravel present.

Feel and Smear Tests: A pinch of soil is handled lightly between the thumb and fingers to
obtain an impression of the grittiness (i.e., roughness) or softness (smoothness) of the
constituent particles. Thereafter, a pinch of soil is smeared with considerable pressure
between the thumb and forefinger to determine the degrees of grittiness (roughness), or the
softness (smoothness) of the soil. The following guidelines may be used:

Coarse- to medium-grained sand typically exhibits a very gritty feel and smear.
Coarse- to fine-grained sand has less gritty feel, but exhibits a very gritty smear.
Medium- to fine-grained sand exhibits a less gritty feel and smear that becomes softer
(smoother) and less gritty with an increase in the fine sand fraction.
Fine-grained sand exhibits a relatively soft feel and a much less gritty smear than the
coarser sand components.
Silt components less than about 10 percent of the total weight can be identified by a
slight discoloration of the fingers after smear of a moist sample. Increasing silt
increases discoloration and softens the smear.

Sedimentation Test: A small sample of soil is shaken in a test tube filled with water and
allowed to settle. The time required for the particles to fall a distance of 4-inches (100 mm)
is about 1/2 minute for particle sizes coarser than silt. About 50 minutes would be required
for particles of 0.0002 in (0.005 mm) or smaller (often defined as "clay size") to settle out.

For sands and gravels containing more than 5 percent fines, the type of inorganic fines (silt or
clay) can be identified by performing a shaking/dilatancy test. See fine-grained soils section.

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Visual Characteristics: Sand and gravel particles can be readily identified visually, but silt
particles are generally indistinguishable to the eye. With an increasing silt component,
individual sand grains become obscured, and when silt exceeds about 12 percent, the silt
almost entirely masks the sand component from visual separation. Note that gray fine-
grained sand visually appears to contain more silt than the actual silt content.

4.1.4.2 Fine-Grained Soils

Fine-grained soils are those having 50 percent or more by weight pass the No. 200 sieve.
The so-called fines are either inorganic or organic silts and/or clays. To describe fine-
grained soils, plasticity adjectives and soil-type adjectives should be used to further define
the soil's plasticity and texture. The following simple field identification tests can be used to
estimate the degree of plasticity of fine-grained soils.

Shaking (Dilatancy) Test (Holtz and Kovacs, 1981). Water is dropped or sprayed on a
portion of a fine-grained soil sample mixed and held in the palm of the hand until it shows a
wet surface appearance when shaken or bounced lightly in the hand or a sticky nature when
touched. The test involves lightly squeezing the wetted soil sample between the thumb and
forefinger and releasing it alternatively to observe its reaction and the speed of the response.
Soils that are predominantly silty (nonplastic to low plasticity) will show a dull dry surface
upon squeezing and a glassy wet surface immediately upon release of the pressure. This
phenomenon becomes less and less pronounced in soils with increasing plasticity and
decreasing dilatancy,

Dry Strength Test (Holtz and Kovacs, 1981). A relatively undisturbed portion of the sample
is allowed to dry out and a fragment of the dried soil is pressed between the fingers.
Fragments which cannot be crumbled or broken are characteristic of clays with high
plasticity. Fragments which can be disintegrated with gentle finger pressure are
characteristic of silty materials of low plasticity. Thus, in generally, fine-grained materials
with relatively high dry strength are clays of high plasticity and those with relatively little dry
strength are predominantly silts.

Thread Test (After Burmister, 1970). Moisture is added to or worked out of a small ball
(about 1.5 in (40 mm) diameter) of fine grained soil and the ball kneaded until its consistency
approaches medium stiff to stiff (compressive strength of about 2,100 psf (100 kPa)). This
condition is observed when the material just starts to break or crumble. A thread is then
rolled out between the palm of one hand and the fingers of the other to the smallest diameter
possible before disintegration of the sample occurs. The smaller the thread achieved, the
higher the plasticity of the soil. Fine-grained soils of high plasticity will have threads smaller

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than 0.03 in (3/4 mm) in diameter. Soils with low plasticity will have threads larger than
0.12 in (3 mm) in diameter.

Smear Test (FHWA, 2002b). A fragment of soil smeared between the thumb and forefinger
or drawn across the thumbnail will, by the smoothness and sheen of the smear surface,
indicate the plasticity of the soil. A soil of low plasticity will exhibit a rough textured, dull
smear while a soil of high plasticity will exhibit a slick, waxy smear surface.

Table 4-6 identifies field methods to approximate the plasticity range for the dry strength,
thread, and smear tests.
Table 4-6
Field methods to describe plasticity (FHWA, 2002b)
Thread Smallest
Plasticity
Adjective Dry Strength Smear Test Diameter, in
Range
(mm)
none - crumbles into powder with gritty or
0 Nonplastic ball cracks
mere pressure rough
low low - crumbles into powder with rough to 1/4 1/8
1 - 10
plasticity some finger pressure smooth (6 to 3)
medium - breaks into pieces or 1/16
medium smooth and
>10 - 20 crumbles with considerable finger
plasticity dull (1.5)
pressure
high - cannot be broken with
high finger pressure; spec. will break 0.03
>20 - 40 Shiny
plasticity into pieces between thumb and a (0.75)
hard surface
very high - cant be broken very shiny 0.02
>40 very plastic
between thumb and a hard surface and waxy (0.5)

4.1.4.3 Highly Organic Soils

Colloidal and amorphous organic materials finer than the No. 200 sieve (0.075 mm) are
identified and classified in accordance with their drop in plasticity upon oven drying (ASTM
D 2487). Further identification markers are:

1. dark gray and black and sometimes dark brown colors, although not all dark colored
soils are organic;
2. most organic soils will oxidize when exposed to air and change from a dark
gray/black color to a lighter brown; i.e., the exposed surface is brownish, but when
the sample is pulled apart the freshly exposed surface is dark gray/black;
3. fresh organic soils usually have a characteristic odor that can be recognized,

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 particularly when the soil is heated;
4. compared to inorganic soils, less effort is typically required to pull the material apart
and a friable break is usually formed with a fine granular or silty texture and
appearance;
5. workability of organic soils at the plastic limit is weaker and spongier than an
equivalent inorganic soil;
6. the smear, although generally smooth, is usually duller and appears more silty than an
equivalent inorganic soils; and
7. the organic content of organic soils can also be determined by the combustion test
method (AASHTO T 267, ASTM D 2974).

Fine-grained soils, where the organic content appears to be less than 50 percent of the
volume (about 22 percent by weight), should be described as soils with organic material or as
organic soils such as clay with organic material or organic clays etc. If the soil appears to
have an organic content greater than 50 percent by volume it should be described as peat.
The engineering behavior of soils below and above the 50 percent dividing line is entirely
different. It is therefore critical that the organic content of soils be determined both in the
field and in the laboratory (AASHTO T 267, ASTM D 2974). Simple field or visual
laboratory identification of soils as organic or peat is neither advisable nor acceptable.

It is very important not to confuse topsoil with organic soils or peat. Topsoil is the relatively
thin layer of soil found on the surface composed of partially decomposed organic materials,
such as leaves, grass, small roots etc. Topsoil contains many nutrients that sustain plant and
insect life and should not be used to construct geotechnical features or to support engineered
structures.

4.1.4.4 Minor Soil Type(s)

Two or more soil types may be present in many soil formations,. When the percentage of the
fine-grained minor soil type is less than 30 percent but greater than 12 percent, or the total
sample or the coarse-grained minor component is 30 percent or more of the total sample, the
minor soil type is indicated by adding a "y" to its name (e.g., f. gravelly, c-f. sandy, silty,
clayey). Note the gradation adjectives are given for granular soils, while the plasticity
adjective is omitted for the fine-grained soils.

When the percentage of the fine-grained minor soil type is 5 to 12 percent or for the coarse-
grained minor soil type is less than 30 percent but 15 percent or more of the total sample, the
minor soil type is indicated by adding the descriptive adjective with to the group name
(i.e., with clay, with silt, with sand, with gravel, and/or with cobbles).

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Some local practices also use the descriptive adjectives some and trace for minor
components as follows:

"trace" when the percentage is between 1 and 12 percent of the total sample; or
"some" when the percentage is greater than 12 percent and less than 30 percent of the
total sample.

4.1.4.5 Inclusions

Additional inclusions or characteristics of the sample can be described by using "with" and
the descriptions described above. For example:
with petroleum odor
with organic matter
with foreign matter (roots, brick, etc.)
with shell fragments
with mica
with parting(s), seam(s), etc. of (give soils complete description)

4.1.4.6 Other Descriptors

Depending on local conditions, the soils may be described based on reaction to HCl acid, and
type and degree of cementation. ASTM D 2488 provides guidance for such descriptors.

4.1.4.7 Layered Soils

Soils of different types can be found in repeating layers of various thickness. It is important
that all such formations and their thicknesses are noted. Each layer is described as if it is a
non-layered soil by using the sequence for soil descriptions discussed above. The thickness
and shape of layers and the geological type of layering are noted according to the descriptive
terms presented in Table 4-7. The thickness designation is given in parentheses before the
type of layer or at the end of each description, whichever is more appropriate.

Examples of descriptions for layered soils are:

Medium stiff, moist to wet 0.2 to 0.75 in (5 to 20 mm) interbedded seams and layers
of gray, medium plastic, silty CLAY and lt. gray, low plasticity SILT; (Alluvium).

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 Soft moist to wet varved layers of gray-brown, high plasticity CLAY (0.2 to 0.75-in
(5 to 20 mm)) and nonplastic SILT, trace f. sand (0.4 to 0.6 in (10 to 15 mm));
(Alluvium).
Table 4-7
Descriptive terms for layered soils (NAVFAC, 1986a)
Type of Layer Thickness Occurrence
< 1/16
Parting
(< 1.5 mm)
1/16 to
Seam
(1.5 mm to 12 mm)
to 12
Layer
(12 mm to 300 mm)
> 12
Stratum
(>300 mm)
Pocket Small erratic deposit
Lens Lenticular deposit
Varved (also Alternating seams or layers of silt and/or clay
layered) and sometimes fine sand
One or less per 12 (300 mm) of thickness or
Occasional
laboratory sample inspected
More than one per 12 (300 mm) of thickness
Frequent
or laboratory

4.1.4.8 Geological Name

The soil description should include the geotechnical specialists assessment of the origin of
the soil unit and the geologic name, if known. This information is generally placed in
parentheses or brackets at the end of the soil description or in the field notes column of the
boring log. Some examples include:

a. Washington, D.C.-Cretaceous Age Material with SPT N-values between 30 and 100:
Very hard gray-blue silty CLAY (CH), moist [Potomac Group Formation]

b. Newport News, VA-Miocene Age Marine Deposit with SPT N-values around 10 to
15: Stiff green sandy CLAY (CL) with shell fragments, calcareous [Yorktown
Formation].

c. Tucson, AZ Holocene Age Alluvial Deposit with SPT N-values around 35:
Cemented clayey SAND (SC), dry [Pantano Formation].

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Soils and Foundations Volume I 4 - 13 December 2006
4.2 SOIL CLASSIFICATION

As previously indicated, final identification with classification is best performed in the

laboratory. This process will lead to more consistent final boring logs and avoid conflicts
with field descriptions. The Unified Soil Classification System (USCS) group name and
symbol (in parenthesis) appropriate for the soil type in accordance with AASHTO M 145 (or
ASTM D 3282) or ASTM D 2487 is the most commonly used system in geotechnical work
and is covered in this section. For classification of highway subgrade material, the AASHTO
classification system (see Section 4.2.2) is used. The AASHTO classification system is also
based on grain size and plasticity.

4.2.1 Unified Soil Classification System (USCS)

The Unified Soil Classification System (ASTM D 2487) groups soils with similar
engineering properties into categories base on grain size, gradation and plasticity. Table 4-8
provides a simplification of the group breakdown based on percent passing No. 200 sieve
(0.075 mm) and Table 4-9 provides an outline of the complete laboratory classification
method. The procedures, along with charts and tables, for classifying coarse-grained and
fine-grained soils follow.
Table 4-8
Basic USCS soil designations based on percent passing No. 200 sieve (0.075 mm) (after
ASTM D 2487; Holtz and Kovacs, 1981)
(Clean)

(Dirty)
(Clean/Dirty)

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 Table 4-9
Soil classification chart (laboratory method) (after ASTM D 2487)
Criteria for Assigning Group Symbols and Group Names Soil Classification
Using Laboratory Testsa

COARSE-GRAINED SOILS (Sands and Gravels) - more than

Group Group
50% retained on No. 200 (0.075 mm) sieve
Symbol Nameb
FINE-GRAINED (Silts and Clays) - 50% or more passes the
No. 200 (0.075 mm) sieve

GRAVELS CLEAN Well-graded

Cu 4 and 1 Cc 3e GW
GRAVELS gravelf
More than Poorly-graded
Cu < 4 and/or 1 > Cc > 3e GP
50% of < 5% fines gravelf
coarse Fines classify as ML or MH GM Silty gravelf,g,h
GRAVELS
Fraction
WITH FINES
retained on Clayey
Fines classify as CL or CH GC
No. 4
> 12% of fines c gravelf,g,h
Sieve
SANDS CLEAN Well-graded
Cu 6 and 1 Cc 3e SW
SANDS Sandi
50% or more Poorly-graded
< 5% finesd Cu < 6 and/or 1 > Cc > 3e SP
of coarse sandi
fraction SANDS WITH Fines classify as ML or MH SM Silty sandg,h,i
passes No. 4 FINES
Sieve Clayey
Fines classify as CL or CH SC
d sandg,h,i
> 12% fines
PI > 7 and plots on or above
CL Lean clayk,l,m
SILTS AND Inorganic "A" linej
CLAYS PI < 4 or plots below "A" linej ML Siltk,l,m
Organic
Liquid limit Liquid limit - overdried clayk,l,m,n
Organic < 0.75 OL
less than 50 Liquid limit - not dried Organic
siltk,l,m,o
SILTS AND PI plots on or above "A" line CH Fat clayk,l,m
Inorganic
CLAYS PI plots below "A" line MH Elastic siltk,l,m
Liquid limit - ove n dried Organic
Liquid limit < 0.75 clayk,l,m,p
50 or more Organic Liquid limit - not dried OH
Organic
siltk,l,m,q
Highly
Primary organic matter, dark in color, and
fibrous Pt Peat
organic odor
organic soils

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 Table 4-9 (Continued)
Soil classification chart (laboratory method) (after ASTM D 2487)

NOTES:
a Based on the material passing the 3 in (75 mm) sieve.
b If field sample contained cobbles and/or boulders, add with cobbles and/or boulders
to group name.
c Gravels with 5 to 12% fines require dual symbols:
GW-GM, well-graded gravel with silt
GW-GC, well-graded gravel with clay
GP-GM, poorly graded gravel with silt
GP-GC, poorly graded gravel with clay
d Sands with 5 to 12% fines require dual symbols:
SW-SM, well-graded sand with silt
SW-SC, well-graded sand with clay
SP-SM, poorly graded sand with silt
SP-SC, poorly graded sand with clay
D60 (D30 )2
e Cu = Cc =
D10 (D10) (D60)
[Cu: Uniformity Coefficient; Cc: Coefficient of Curvature]
f If soil contains 15% sand, add with sand to group name.
g If fines classify as CL-ML, use dual symbol GC-GM, SC-SM.
h If fines are organic, add with organic fines to group name.
i If soil contains 15% gravel, add with gravel to group name.
j If the liquid limit and plasticity index plot in hatched area on plasticity chart, soil is a
CL-ML, silty clay.
k If soil contains 15 to 29% plus No. 200 (0.075 mm), add with sand or with gravel,
whichever is predominant.
l If soil contains 30% plus No. 200 (0.075mm), predominantly sand, add sandy to
group name.
m If soil contains 30% plus No. 200 (0.075 mm), predominantly gravel, add gravelly
to group name.
n PI 4 and plots on or above A line.
o PI < 4 or plots below A line.
p PI plots on or above A line.
q PI plots below A line.

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 Figure 4-1: Flow chart to determine the group symbol and group name for coarse-grained soils (ASTM D 2487).

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4.2.1.1 Classification of Coarse-Grained Soils

Coarse-grained soils are defined as those in which 50 percent or more by weight are retained
on the No. 200 sieve (0.075 mm). The flow chart to determine the group symbol and group
name for coarse-grained soils is given in Figure 4-1. This figure is identical to Figure 3 in
ASTM D 2487 except for the recommendation to capitalize the primary soil type; e.g.,
GRAVEL.

The shape of the grain-size distribution (GSD) curve or gradation curve as it

is frequently called, is one of the more important aspects in a soil classification
system for coarse-grained soils. The shape of the gradation curve can be
characterized by a pair of shape parameters called the coefficient of uniformity, Cu,
and the coefficient of curvature, Cc, to which numerical values may be assigned. By
assigning numerical values to such shape parameters it becomes possible to compare
grain-size distribution curves for different soils without having to plot them on the
same diagram. In order to define shape parameters certain characteristic particle sizes
must be identified that are common to all soils. Since the openings of a sieve are
square, particles of many different shapes are able to pass through a sieve of given
size even though the abscissa on the gradation curve is expressed in terms of particle
diameter, which implies a spherical-shaped particle. Therefore, the diameter
shown on the gradation curve is an effective diameter so that the characteristic
particle sizes that must be identified to define the shape parameters are in reality
effective grain sizes (EGS).

A useful EGS for the characterizing the shape of the gradation curve is the grain size
for which 10 percent of the soil by weight is finer. This EGS is labeled D10. This
size is convenient because Hazen (1911) found that the ease with which water flows
through a soil is a function of the D10. In other words, Hazen found that the sizes
smaller than the D10 affected the permeability more than the remaining 90 percent of
the sizes. Therefore, the D10 is a logical choice as a characteristic particle size. Other
convenient sizes were found to be the D30 and the D60, which pertain to the grain size
for which thirty and sixty percent, respectively, of the soil by weight is finer. These
EGSs are used as follows in the Unified Soil Classification System (USCS) for the
classification of coarse grained soils.

Slope of the gradation curve: The shape of the curve could be defined relative to an
arbitrary slope of a portion of the gradation curve. Since one EGS has already been
identified as the D10, the slope of the gradation curve could be described by
identifying another convenient point (EGS) that is higher on the curve. Hazen

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 selected this other convenient size as the D60 that indicates the particle size for which
60 percent of the soil by weight is finer. The slope between the D60 and the D10 can
then be related to the degree of uniformity of the sample through a parameter called
the Coefficient of Uniformity or the Uniformity Coefficient, Cu, which is
expressed as follows:

D 60
Cu = 4-1
D10

Curvature of the gradation curve: The second shape parameter is used to

evaluate the curvature of the gradation curve between the two arbitrary points, D60
and D10. A third EGS, D30, that indicates the particle size for which 30 percent of the
soil by weight is finer, is chosen for this purpose. The curvature of the slope between
the D60 and the D10 can then be related to the three EGS through a parameter called
the Coefficient of Curvature or the Coefficient of Concavity or the Coefficient
of Gradation, Cc, which is expressed as follows:

2
D 30
Cc = 4-2
D 60 x D10

By use of the two shape parameters, Cu and Cc, the uniformity of the coarse-grained soil
(gravel and sand) can now be classified as well-graded (non-uniform), poorly graded
(uniform), or gap graded (uniform or non-uniform). Table 4-10 presents criteria for such
classifications.
Table 4-10
Gradation based on Cu and Cc parameters
Gradation Gravels Sands
Well-graded Cu 4 and 1 < Cc < 3 Cu 6 and 1 < Cc < 3
Poorly graded Cu < 4 and 1 < Cc < 3 Cu < 6 and 1 < Cc < 3
Gap graded* Cc not between 1 and 3 Cc not between 1 and 3
*Gap-graded soils may be well-graded or poorly graded. In addition to the Cc value it is
recommended that the shape of the GSD be the basis for definition of gap-graded.

Cu and Cc are statistical parameters and provide good initial guidance. However, the plot of
the GSD curve must always be reviewed in conjunction with the values of Cu and Cc to
avoid incorrect classification. Examples of the importance of reviewing the GSD curves
are presented in Figure 4-2 and discussed subsequently.

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 Curve B Curve A

D60 =
0.6 mm

Curve C
D30 =
0.2 mm

D10 =
0.075 mm

D10 D30 D60

Curve Cu Cc Gradation
(mm) (mm) (mm)
A 0.075 0.2 0.6 8.0 0.9 Well graded (1)
B 1 1.5 2 2.0 1.12 Poorly graded - Gap graded (2)
C 19 25 27 1.4 1.2 Poorly graded
(1) Soil does not meet Cu and Cc criteria for well-graded soil but GSD curve clearly
indicates a well-graded soil
(2) The Cu and Cc parameters indicate a uniform (or poorly) graded material, but the
GSD curve clearly indicates a gap-graded soil.

Note: For clarity only the D10, D30, and D60 sizes for Curve A are shown on the figure.

Figure 4-2. Evaluation of type of gradation for coarse-grained soils.

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Discussion of Figure 4-2: Curve A in Figure 4-2 has Cu = 8 and Cc = 0.9. The soil
represented by Curve A would not meet the criteria listed in Table 4-10 for well-graded soil,
but yet an examination of the GSD curve shows that the soil is well-graded. Examination of
the GSD curve is even more critical for the case of gap graded soils because the largest
particle size evaluated by parameters Cu and Cc is D60 while the gap grading may occur at a
size larger than D60 size as shown for a 2/3:1/3 proportion of gravel: sand mix represented by
Curve B in Figure 4-2. Based on the criteria in Table 4-10, the soil represented by Curve B
would be classified as a uniform or poorly graded soil which would be an incorrect
classification. Such incorrect classifications can and do occur on construction sites where the
contractor may (a) simply mix two stockpiles of uniformly graded soils leftover from a
previous project. (b) use multiple sand and gravel pits to obtain borrow soils, and/or (c) mix
soils from two different seams or layers of poorly graded material in the same gravel pit.
Figure 4-2 is an illustration on the importance of evaluating the shape of the GSD curve in
addition to the statistical parameters Cu and Cc. Practical aspects of the engineering
characteristics of granular soils are discussed in Section 4.4.

4.2.1.2 Classification of Fine-Grained Soils

Fine-grained soils, or fines, are those in which 50 percent or more by weight pass the No.
200 (0.075 mm) sieve, The classification of fine-grained soils is accomplished by use of the
plasticity chart (Figure 4-3). For fine-grained organic soils, Table 4-11 may be used.
Inorganic silts and clays are those that do not meet the organic criteria as given in Table 4-11.
The flow charts to determine the group symbol and group name for fine-grained soils are
given in Figure 4-4a and 4-4b. These figures are identical to Figures 1a and 1b in ASTM D
2487 except that they are modified to show the soil type capitalized; e.g., CLAY. Dual
symbols are used to classify organic silts and clays whose liquid limit and PI plot above the
"A"-line, for example, CL-OL instead of OL and CH-OH instead of OH. To describe the
fine-grained soil types more fully, plasticity adjectives and soil types used as adjectives
should be used to further define the soil type's texture, plasticity, and location on the
plasticity chart (see Table 4-12). Examples using Table 4-11 are given in Table 4-12. An
example description of fine-grained soils is as follows:

Soft, wet, gray, high plasticity CLAY, with f. Sand; Fat CLAY (CH); (Alluvium)

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 Figure 4-3. Plasticity chart for Unified Soil Classification System (ASTM D 2487).

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 Figure 4-4a. Flow chart to determine the group symbol and group name for fine-grained soils (ASTM D 2487).

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 Figure 4-4b. Flow chart to determine the group symbol and group name for organic soils (ASTM D 2487).

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 Table 4-11
Soil plasticity descriptors (based on Figures 4-3, 4-4a and 4-4b)
Adjective for Soil Type, Texture, and Plasticity
Chart Location
Plasticity Plasticity
Index Range Adjective ML &
CL & CH OL & OH
MH
(Clay) (Organic Silt or Clay)1
(Silt)
0 nonplastic - - ORGANIC SILT
1 - 10 low plasticity - silty ORGANIC SILT
medium
>10 - 20 Clayey silty to no adj. ORGANIC clayey SILT
plasticity
>20 - 40 high plasticity Clayey - ORGANIC silty CLAY
>40 very plastic Clayey - ORGANIC CLAY
Soil type is the same for above or below the A-line; the dual group symbol (CL-OL or
CH-OH) identifies the soil types above the A-line.

Table 4-12
Examples of description of fine-grained soils (based on Figures 4-3, 4-4a and 4-4b)
Group Complete Description For Main Soil Type (Fine-
PI Group Name
Symbol Grained Soil)
CL 9 lean CLAY low plasticity silty CLAY
ML 7 SILT low plasticity SILT
ML 15 SILT medium plastic clayey SILT
MH 21 elastic SILT high plasticity clayey SILT
high plasticity silty CLAY or high plasticity CLAY,
CH 25 fat CLAY depending on smear test (for silty relatively dull and not
shiny or just CLAY for shiny, waxy)
ORGANIC low plasticity ORGANIC SILT
OL 8
SILT
ORGANIC medium plastic ORGANIC clayey SILT
OL 19
SILT
CH >40 fat CLAY very plastic CLAY

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4.2.2 AASHTO Soil Classification System

The AASHTO soil classification system is shown in Table 4-13. The AASHTO
classification system is useful in determining the relative quality of the soil material for use
in earthwork structures, particularly embankments, subgrades, subbases and bases.

According to this system, soil is classified into seven major groups, A-1 through A-7. Soils
classified under groups A-1, A-2 and A-3 are granular materials where 35% or less of the
particles pass through the No. 200 sieve (0.075 mm). Soils where more than 35% pass the
No. 200 sieve (0.075 mm) are classified under groups A-4, A-5, A-6 and A-7. Soils where
more than 35% pass the No. 200 sieve (0.075 mm) are mostly silt and clay-size materials.
The classification procedure is shown in Table 4-13. The classification system is based on
the following criteria:

i Grain Size: The grain size terminology for this classification system is as follows:
Gravel: fraction passing the 3 in (75 mm) sieve and retained on the No. 10
(2 mm) sieve.
Sand: fraction passing the No. 10 (2 mm) sieve and retained on the No.
200 (0.075 mm) sieve
Silt and clay: fraction passing the No. 200 (0.075 mm) sieve

ii Plasticity: The term silty and clayey are used as follows:

Silty: use when the fine fractions of the soil have a plasticity index of 10
or less.
Clayey: use when the fine fractions have a plasticity index of 11 or more.

iii. If cobbles and boulders (size larger than 3 in (75 mm)) are encountered they are
excluded from the portion of the soil sample on which the classification is made.
However, the percentage of material is recorded.

To evaluate the quality of a soil as a highway subgrade material, a number called the group
index (GI) is also incorporated along with the groups and subgroups of the soil. The group
index is written in parenthesis after the group or subgroup designation. The group index is
given by Equation 4-3 where F is the percent passing the No. 200 (0.075 mm) sieve, LL is
the liquid limit, and PI is the plasticity index.

GI = (F-35)[0.2+0.005(LL-40)] + 0.01(F-15) (PI-10) 4-3

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 Table 4-13
AASHTO soil classification system based on AASHTO M 145 (or ASTM D 3282)
GENERAL GRANULAR MATERIALS SILT-CLAY MATERIALS
CLASSIFICATION (35 percent or less of total sample passing No. 200 sieve (0.075 mm) (More than 35 percent of total
sample passing No. 200 sieve (0.075 mm)
A-1 A-2 A-7
GROUP
A-3 A-4 A-5 A-6 A-7-5,
CLASSIFICATION A-1-a A-1-b A-2-4 A-2-5 A-2-6 A-2-7
A-7-6
Sieve analysis,
percent passing:

No. 10 (2 mm) 50 max.

No. 40 (0.425 mm) 30 max. 50 max. 51 min.
No. 200 (0.075 mm) 15 max. 25 max. 10 max. 35 max. 35 max. 35 max. 35 max. 36 min. 36 min. 36 min. 36 min.
Characteristics of
fraction passing
No 40 (0.425 mm)

Liquid limit 40 max. 41 min. 40 max. 41 min. 40 max. 41 min. 40 max. 41 min.
Plasticity index 6 max. NP 10 max. 10 max. 11 min. 11 min. 10 max. 10 max. 11 min. 11 min.*
Usual significant
Stone fragments, Fine
constituent Silty or clayey gravel and sand Silty soils Clayey soils
gravel and sand sand
materials
Group Index** 0 0 0 4 max. 8 max. 12 max. 16 max. 20 max.
Classification procedure:
With required test data available, proceed from left to right on chart; correct group will be found by process of elimination. The first group from
left into which the test data will fit is the correct classification.

*Plasticity Index of A-7-5 subgroup is equal to or less than LL minus 30. Plasticity Index of A-7-6 subgroup is greater than LL minus 30 (see Fig
4-5).

**See group index formula (Eq. 4-3). Group index should be shown in parentheses after group symbol as: A-2-6(3), A-4(5), A-7-5(17), etc.

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 Figure 4-5. Range of liquid limit and plasticity index for soils in groups A-2, A-4,
A-5, A-6 and A-7 per AASHTO M 145 (or ASTM D 3282).

The first term of Equation 4-3 is the partial group index determined from the liquid limit.
The second term is the partial group index determined from the plasticity index. Following
are some rules for determining group index:

If Equation 4-3 yields a negative value for GI, it is taken as zero.

The group index calculated from Equation 4-3 is rounded off to the nearest whole
number, e.g., GI=3.4 is rounded off to 3; GI=3.5 is rounded off to 4.
There is no upper limit for the group index.
The group index of soils belonging to groups A-1-a, A-1-b, A-2-4, A-2-5, and A-3
will always be zero.
When the group index for soils belonging to groups A-2-6 and A-2-7 is calculated,
the partial group index for PI should be used, or

GI=0.01(F-15) (PI-10) 4-4

In general, the quality of performance of a soil as a subgrade material is inversely

proportional to the group index.

A comparison of the USCS and AASHTO system is shown in Figures 4-6 and 4-7.

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Figure 4-6. Comparison of the USCS with the AASHTO soil classification system (after
Utah DOT Pavement Design and Management Manual, 2005).

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 Figure 4-7. Comparison of soil groups in the USCS with the AASHTO Soil Classification Systems (Holtz and Kovacs, 1981).

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4.3 ENGINEERING CHARACTERISTICS OF SOILS

The major engineering characteristics of the main soil groups discussed in the previous
section as related to foundation design are summarized as follows. A discussion on the
practical aspects of the engineering characteristics is presented for granular and fine-grained
soils following these summaries.

4.3.1 Engineering Characteristics of Coarse-Grained Soils (Sands and Gravels)

Generally very good foundation material for supporting structures and roads.
Generally very good embankment material.
Generally the best backfill material for retaining walls.
Might settle under vibratory loads or blasts.
Dewatering may be difficult in open-graded gravels due to high permeability.
Generally not frost susceptible.

4.3.2 Engineering Characteristics of Fine-Grained Soils (Inorganic Clays)

Generally possess low shear strength.

Plastic and compressible.
Can lose part of shear strength upon wetting.
Can lose part of shear strength upon disturbance.
Can shrink upon drying and expand upon wetting.
Generally very poor material for backfill.
Generally poor material for embankments.
Can be practically impervious.
Clay slopes are prone to landslides.

4.3.3 Engineering Characteristics of Fine-Grained Soils (Inorganic Silts)

Relatively low shear strength.

High capillarity and frost susceptibility.
Relatively low permeability.
Frost heaving susceptibility
Difficult to compact.

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4.3.4 Engineering Characteristics of Organic Soils

The term organic designates those soils, other than topsoil, that contain an appreciable
amount of vegetative matter and occasionally animal organisms in various states of
decomposition. Any soil containing a sufficient amount of organic matter to influence its
engineering properties is called an organic soil. The organic matter is objectionable for three
main reasons:

1. Reduces load carrying capacity of soil.

2. Increases compressibility considerably.
3. Frequently contains toxic gasses that are released during the excavation process.

Generally organic soils, whether peat, organic clays, organic silts, or even organic sands, are
not used as construction materials.

4.4 PRACTICAL ASPECTS OF ENGINEERING CHARACTERISTICS OF

COARSE-GRAINED SOILS

Grain size distribution is the single most important element in the design of structures on, in,
or composed of granular soils. As discussed in Chapter 2, grain size distribution is
determined by sieving a dried soil sample of known weight through a nest of U.S. Standard
sieves with decreasing mesh opening sizes. Figures 2-3 and 4-2 presented sample grain size
distribution curves, also known as gradation curves, and introduced the terminology well
graded, poorly graded, and gap graded.

Much can be learned about a soils behavior from the shape and location of the curve. For
instance, the well graded curve shown in Figure 4-2 represents a non-uniform soil with a
wide range of particle sizes that are evenly distributed. Densification of a well-graded soil
causes the smaller particles to move into the voids between the larger particles. As the voids
in the soil are reduced, the density and strength of the soil increase. Specifications for select
structural fill should contain required ranges of different particle sizes so that a dense, non-
compressible backfill can be achieved with reasonable compactive effort. For example, the
well-graded soil represented by Curve A shown in Figure 4-2 could be specified by providing
the gradation limits listed in Table 4-14.

As shown by Curve C in Figure 4-2, a poorly graded or uniform soil is composed of a narrow
range of particle sizes. When compaction is attempted, inadequate distribution of particle
sizes prevents reduction of the volume of voids by infilling with smaller particles. Such
uniform soils should be avoided as select fill material. However, uniform soils do have an

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important use as drainage materials. The relatively large and permanent void spaces act as
conduits to carry water. Obviously, the larger the average particle size the larger the void
space. The "French drain is an example of the engineering use of a coarse uniform soil.
Table 4-15 presents a typical specification for drainage materials having a narrow band of
particle sizes. For material specifications related to drain material, it is important to specify
that gap-graded materials shall not be acceptable. This is because gap-graded materials have
variable permeabilities that may cause malfunction of the drain with associated damage to
the geotechnical feature associated with the drain.

Table 4-14
Example gradation limits of well-graded granular material
(see Curve A in Figure 4-2)
Sieve Size Percent Passing by Weight
2 (50.8 mm) 100
#10 (2 mm) 75-90
#40 (0.425 mm) 40-60
#200 (0.075 mm) 0 15

Table 4-15
Example gradation limits of drainage materials
(see Curve C in Figure 4-2)
Sieve Size Percent Passing by Weight
2 (50.8 mm) 100
1 (37.5 mm) 90-100
(19 mm) 0-15

4.5 PRACTICAL ASPECTS OF ENGINEERING CHARACTERISITICS OF

FINE-GRAINED SOILS

As indicated in Chapter 2, the plasticity index (PI) is the difference between the liquid limit
(LL) and the plastic limit (PL). The PI represents the range of water content over which the
soil remains plastic. In general, the greater the PI, the greater the amount of clay particles
present and the more plastic the soil. The more plastic a soil, the more likely it will be to
have the following characteristics:

1. Be more compressible.
2. Have greater potential to shrink upon drying and/or swell upon wetting.
3. Be less permeable.

In addition to the PI, the Liquidity Index (LI) is a useful indicator of the engineering
characteristics of fine-grained soils. Table 2-4 in Chapter 2 identifies the strength and
deformation characteristics of fine-grained soils in terms of the LI.

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4.7 SUBSURFACE PROFILE DEVELOPMENT

The mark of successfully accomplishing a subsurface exploration is the ability to draw a

subsurface profile of the project site complete with soil types, rock interfaces, and the
relevant design properties. The subsurface profile is a visual display of subsurface conditions
as interpreted from all of the methods of explorations and testing described previously.
Uncertainties in the development of a subsurface exploration usually indicate the need for
additional explorations or testing. Because of the diverse nature of the geologic processes
that contribute to soil formation, actual subsurface profiles can be extremely varied both
vertically and horizontally, and can differ significantly from interpreted profiles developed
from boring logs. Therefore, subsurface profiles developed from boring logs should contain
some indication that the delineation between strata do not necessarily suggest that distinct
boundaries exist between the strata or that the interpolations of strata thickness between
borings are necessarily correct. The main purpose of subsurface profiles is to provide a
starting point for design and not necessarily to present an accurate description of subsurface
conditions.

In the optimum situation, the subsurface profile is developed in stages. First, a rough profile
is established from the drillers logs by the geotechnical specialist. The object is to discover
any obvious gaps or question marks while the drill crew is still at the site so that additional
work can be performed immediately. Once a crew has left the site, a delay of months may
occur before their schedule permits them to reoccupy the site, not to mention the additional
cost to remobilize/demobilize. The drilling inspector or crew chief should be required to call
the project geotechnical specialist when the last scheduled boring has begun to request
instructions for any supplemental borings.

When all borings are completed and laboratory visuals and moisture content data received,
the initial subsurface profile should be revised. Estimated soil layer boundaries and accurate
soil descriptions should be established for soil deposits. Estimated bedrock interfaces should
be identified. Most importantly, the depth to perched or regional groundwater should be
indicated. The over-complication of the profile by noting minute variations between adjacent
soil samples can be avoided by:

1. Reviewing the geologic history of the site, e.g., if the soil map denotes a lakebed
deposit overlying a glacial till deposit, do not subdivide the lakebed deposit because
adjacent samples have differing amounts of silt and clay. Realize before breaking
down the soil profile that probably only two layers exist and variations are to be
expected within each. Important variations such as the average thickness of silt and
clay varves can be noted adjacent to the visual description of the layer.

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 2. Remembering that the soil samples examined are only a minute portion of the soil
underlying the site and must be considered in relation to adjacent samples as well as
adjacent borings.

A few simple rules should be followed at this stage to interpret the available data properly:

1. Review the USDA Soil Survey map for the county and determine major surface and
near-surface deposits that can be expected at the site.

2. Examine the subsurface log containing SPT results and the laboratory visual
descriptions with accompanying moisture contents.

3. Review representative soil samples to check laboratory identifications and to

calibrate your interpretations with those of the laboratory technicians who
performed the visual description.

4. Establish rational mechanics for drawing the soil profile. For example:

a. Use a vertical scale of 1 in equals 10 ft or 20 ft; generally, any smaller scale

tends to compress data visually and prevent proper interpretation.

b. Use a horizontal scale equal to the vertical scale, if possible, to simulate actual
relationships. However, the total length should be kept within 36 inches (920
millimeter) to permit review in a single glance.

When the subsurface layer boundaries and descriptions have been established, determine the
extent and details of laboratory testing. Do not casually read the drillers log and randomly
select certain samples for testing. Plan the test program intelligently from the subsurface
profile and for the proposed feature. Identify major soil deposits and assign appropriate tests
for the design project under investigation.

The final subsurface profile is the geotechnical specialists best interpretation of all available
subsurface data. The final subsurface profile should include the following:

interpreted boundaries of soil and rock

the average physical properties of the soil layers, e.g., unit weight, shear strength, etc.
a visual description of each layer including USCS symbols for soil classification
location of the ground water level, and

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 notations for special items such as boulders, artesian pressure, etc.

If the inclusion of all of the information listed above clutters the subsurface profile, then
complementary tables containing some of that information should be developed to
accompany the profile. Figures 4-8 and 4-9 show a typical boring location plan and an
interpreted subsurface profile. Note that the interpreted boundaries of rock and
groundwater profiles are for internal agency use. Such interpretations should not be
presented in bid documents. Another example of boring location plan and subsurface
profile is presented in Chapter 11 (Geotechnical Reports).

Figure 4-8. Example boring location plan (FHWA, 2002a).

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 Figure 4-9. Example interpreted subsurface profile (FHWA, 2002a).

4.7.1 Use of Historical Data in Development of Subsurface Profile

Data from historical boring logs from the area can be used to supplement data provided by
the current boring logs in developing a subsurface profile, however, such historical logs need
to be reviewed carefully well in advance of drilling activities to ensure that the data are
accurate. In some cases, boring log locations are referenced to the center alignment of a
roadway without the location of the borehole having been actually surveyed. It is imperative
to ensure that a consistent coordinate system is used to establish the correct relative location
of all borings. Since borings would have likely been performed over an extended period of
time or for different contracts along a roadway alignment (i.e., project centerlines are
commonly changed during project development), it is possible that coordinate systems will
not be consistent. Simply stated, if a historical boring cannot be located confidently on a site

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plan, then the boring has limited usefulness for establishing stratigraphy. Also, it is likely
that different drill rigs with different operators and different energy efficiencies were used in
the collection of SPT data on historical boring logs. This factor must also be recognized
when an attempt is made to correlate engineering properties to SPT blow count values.
However, the geotechnical specialist should realize that while there may be potential
limitations in the use of historical borings, it is necessary to review these borings relative to
the design under consideration. As an example, a historical boring may indicate a thick layer
of very soft clay as evidenced by the description weight of rod/weight of hammer in the
SPT recording box of the log at a large number of test depths. While shear strength and
consolidation properties cannot be reliably estimated based on SPT blow count values, the
historical boring may provide useful information concerning the depth to a firm stratum.

Most DOTs have collected large amounts of subsurface data from previous investigations
within their states. Unfortunately, much of these data are archived with related project data
once the project has been completed, and thus may not be readily available or accessible for
use during future projects. Additionally, the subsurface data may not be fully utilized if the
locations of the borings are not identified properly or if the plan drawing of the project site is
not maintained with the boring logs. To overcome this problem, many DOTs currently use
longitude and latitude to identify the boring locations, in lieu of or in conjunction with the
conventional positioning format that uses station and offset. Unfortunately, the vast majority
of the historical subsurface boring information is available only on paper. Therefore, a
considerable amount of work is required to convert that data into electronic form before it
can be fully appreciated and used to establish an electronic database of the subsurface
information.

Several DOTs have recently commenced using electronic boring records for their projects.
Not only does the use of electronic boring records provide a redundancy to compliment the
paper copy, but it also preserves data in a way that has the potential for automated electronic
data management. One method of electronic data management increasingly used by DOTs
involves the use of a centralized electronic database in conjunction with Geographic
Information System (GIS) techniques to locate and identify borings on a plan. In its most
simplistic form, the electronically stored data are managed and assessed visually by using
GIS software, where each boring location is identified on a plan map. An appropriately
developed database and GIS can be used to great advantage by the DOT. Specifically, in
addition to the previously mentioned advantages of having electronic data records
compliment paper logs, it is possible to:

1. catalog borings that were conducted previously;

2. inventory data regarding specific problematic formations across the state; and

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 3. develop cross sections that depict subsurface conditions across a site or within a
region.

This type of application of electronic boring records and data base accessibility can facilitate
the development of subsequent subsurface investigations that are appropriately focused and
that optimize the utility of existing data.

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