VOL.

379, MARCH 12, 2002 181

People vs. Pastor
G.R. No. 140208. March 12, 2002. *

PEOPLE OF THE PHILIPPINES, plaintiff-appellee, vs. ELPIDIO PASTOR, accused-

appellant.
Criminal Law; Death Penalty; Courts must proceed with more care where the possible
punishment is in its severest form, namely death, for the reason that the execution of such a sentence
is irrevocable and experience has shown that innocent persons have at times pleaded guilty.When a
plea of guilty to a capital offense is entered, the trial court is duty bound to: (1) conduct a searching
inquiry into the voluntariness of the plea and the accuseds full comprehension of the consequences
thereof; (2) require the prosecution to present evidence to prove the guilt of the accused and the
precise degree of his culpability; and (3) inquire from the accused if he desires to present evidence
on his behalf and allow him to do so if he desires. The rationale behind the rule is that the courts
must proceed with more care where the possible punishment is in its severest form, namely death,
for the reason that the execution of such a sentence is irrevocable and experience has shown that
innocent persons have at times pleaded guilty. Moreover, the requirement of taking further
evidence would aid this Court on appellate review in determining the propriety or impropriety of the
plea.
Same; Same; Guidelines in the Conduct of Searching Inquiry.Anent the first requirement,
the searching inquiry must determine whether the plea of guilt was based on a free and informed
judgment. Hence, it must focus on the voluntariness of the plea, and (2) the full comprehension of
the consequences of the plea. Although there is no definite and concrete rule as to how a trial judge
must conduct a searching inquiry, we have held that the following guidelines should be observed:
1. Ascertain from the accused himself (a) how he was brought into the custody of the law; (b)
whether he had the assistance of a competent counsel during the custodial and preliminary
investigations; and (c) under what conditions he was detained and interrogated during the
investigations. This is intended to rule out the possibility that the accused has been coerced or
placed under a state of duress either by actual threats of physical harm coming from malevolent
quarters or simply because of the judges intimidating robes. 2. Ask the defense counsel a series of
questions as to whether he had conferred with, and completely explained to, the accused the
meaning and consequences of a plea of
______________

*EN BANC.
182
1 SUPREME COURT REPORTS
82 ANNOTATED
People vs. Pastor
guilty. 3. Elicit information about the personality profile of the accused, such as his age, socio-
economic status, and educational background, which may serve as a trustworthy index of his
capacity to give a free and informed plea of guilty. 4. Inform the accused the exact length of
imprisonment or nature of the penalty under the law and the certainty that he will serve such
sentence. For not infrequently, an accused pleads guilty in the hope of a lenient treatment or upon
bad advice or because of promises of the authorities or parties of a lighter penalty should he admit
guilt or express remorse. It is the duty of the judge to ensure that the accused does not labor under
these mistaken impressions because a plea of guilty carries with it not only the admission of
authorship of the crime proper but also of the aggravating circumstances attending it, that increase
punishment. 5. Inquire if the accused knows the crime with which he is charged and fully explain to
him the elements of the crime which is the basis of his indictment. Failure of the court to do so
would constitute a violation of his fundamental right to be informed of the precise nature of the
accusation against him and a denial of his right to due process. 6. All questions posed to the accused
should be in a language known and understood by the latter. 7. The trial judge must satisfy himself
that the accused, in pleading guilty, is truly guilty. The accused must be required to narrate the
tragedy or reenact the crime or furnish its missing details.
Same; Same; Under the 1985 Rules of Criminal Procedure, a conviction in capital offenses
cannot rest alone on a plea of guiltthe prosecution evidence must be sufficient to sustain a
judgment of conviction independently of the plea of guilty.The second requirement prescribes that
the trial court must order the prosecution to prove the guilt of the accused-appellant and the precise
degree of his culpability beyond reasonable doubt. It must be stressed that under the 1985 Rules of
Criminal Procedure, a conviction in capital offenses cannot rest alone on a plea of guilt. The
prosecution evidence must be sufficient to sustain a judgment of conviction independently of the
plea of guilty.
Same; Same; Convictions based on an improvident plea of guilt are set aside if such plea is the
sole basis of the judgment, but if the trial court relied on sufficient and credible evidence to convict
the accused, the conviction must be sustained.As heretofore discussed, the plea of guilty of
accused-appellant was made improvidently. Convictions based on an improvident plea of guilt are
set aside if such plea is the sole basis of the judgment. If, however, the trial court relied on sufficient
and credible evidence to convict the accused, the conviction must be sustained, because then it is
predicated not merely on the guilty plea of the accused but on evidence proving his commission of
the offense charged. A perusal of the
183
VOL. 379, MARCH 12, 2002 1
83
People vs. Pastor
decision of the trial court will reveal that the judge failed to state the factual and legal reasons
on which he based accused-appellants conviction. The judge merely stated that the complainant
positively declared that on May 7, 1998, her father (the accused in this case), without her consent,
forcibly obtained carnal knowledge with her, which resulted in her being pregnant. He then
concluded that the lone testimony of the victim, if credible, is enough to sustain a conviction, and
made a bare recital of Article 266-B of the Revised Penal Code as amended by R.A. 8353. There is no
discussion of the facts of the case and the qualifying circumstances alleged in the information, in
utter disregard of the constitutional injunction that no decision shall be rendered by any court
without expressing therein clearly and distinctly the facts and the law on which it is based.
Same; Rape; The mere fact that the accused is the father of the victim and therefore exercises
moral ascendancy over his daughter cannot ipso facto justify the Court to conclude that the victim
was intimidated.Moreover, there was practically no evidence presented to prove force and
intimidation as well as the relationship of accused-appellant with complainant. It is true that our
jurisprudence is replete with cases where the moral ascendancy of a parent over his child has been
allowed to justify a finding that there was intimidation sufficient to convict the accused of
incestuous rape. However, in the case of People vs. Alberto Chua, we held that the mere fact that
accused-appellant is her father and therefore exercises moral ascendancy over his daughter
cannot ipso facto justify this Court to conclude that the victim was intimidated. Thus we held:
There must be some evidence of intimidation employed on the victim as to indubitably show how
vitiated the victims consent was to the violation of her womanhood. After all, rape is committed
against or without the consent of the victim. x x x The court cannot rely on presumptions of moral
ascendancy x x x [which] cannot and should not prevail over the constitutional presumption of
innocence. Force or intimidation is an element of the crime of rape. There must, therefore, be proof
beyond reasonable doubt that the victim did not resist her defloration due to the moral ascendancy
of the accused.
Same; Same; Birth Certificates; The bare testimony of the complainant and the admission of the
accused as to their relationship is not sufficient; A birth certificate of the complainant which was not
duly certified cannot be given probative value insofar as the relationship of complainant with the
accused is concerned.We have ruled that it is the concurrence of the minority of the victim and her
relationship with the offender that would qualify the rape as heinous and thus justify the imposition
of the
184
1 SUPREME COURT REPORTS
84 ANNOTATED
People vs. Pastor
supreme penalty. Both qualifying circumstances of age and relationship must be alleged in the
information and proved during the trial. In the case at bar, the qualifying circumstance of
relationship was not established beyond moral certainty. The rule is that relationship, as a
qualifying circumstance of rape, must be proved beyond reasonable doubt, just as the crime itself.
It has been held that the bare testimony of the complainant and the admission of accused-appellant
as to their relationship is not sufficient. The birth certificate of herein complainant which was not
duly certified cannot be given probative value insofar as the relationship of complainant with
accused-appellant is concerned. Since the relationship of complainant to accused-appellant has not
been sufficiently established, it was error for the trial court to impose the penalty of death.
Same; Same; Right to Counsel; Death Penalty; Life cannot be lost due to the ignorance of
counsel.In addition, the trial court, in convicting accused-appellant, considered pieces of evidence
presented by the prosecution that are inadmissible for being hearsay. The prosecution merely asked
complainant to identify the two medical certificates relating to her pregnancy without presenting
the doctors who issued the certifications to testify thereon. The defense counsel failed to object to
the documentary evidence of the prosecution and worse, even expressed his conformity to its
admission. Such lapses should not have been allowed by the trial court considering that it was
trying a case where a life was at stake. Life cannot be lost due to the ignorance of counsel.
Same; Same; Same; It is the bounden duty of lawyers to protect the constitutional right of an
accused even when he has pleaded guilty to the crime charged.Very glaring is the manifest lack of
enthusiasm of the defense counsel, Atty. Damalerio, for his clients cause when he refused to cross
examine the complainant, on the pretext that accused-appellant has pleaded guilty. We reiterate
that it is the bounden duty of lawyers to protect the constitutional right of an accused even when he
has pleaded guilty to the crime charged.
Same; Same; Same; It cannot be overemphasized that even the guilty cannot be prosecuted by
means revolting to the civilized demands of due process.This utter lack of concern is further
aggravated by Atty. Damalerios lackadaisical and perfunctory discharge of his obligation to present
evidence in behalf of accused-appellant. After the prosecution rested its case, Atty. Damalerio
manifested that since the accused-appellant had already pleaded guilty, he is not presenting any
defense, and merely prayed that his client be credited with the mitigating circumstances earlier
claimed by him. To say the least, Atty. Damalerios attitude
185
VOL. 379, MARCH 12, 2002 1
85
People vs. Pastor
falls short of the noble duty of a lawyer to defend an accused however guilty he may appear to
be if only to assure that his prosecution is in accord with the procedure laid down by our law. It
cannot be over emphasized that even the guilty cannot be prosecuted by means revolting to the
civilized demands of due process.

AUTOMATIC REVIEW of a decision of the Regional Trial Court of Tagbilaran City, Br. 2.

The facts are stated in the opinion of the Court.

The Solicitor General for plaintiff-appellee.
Public Attorneys Office for accused-appellant.
PUNO, J.:

For automatic review is the decision of the Regional Trial Court of the City of Tagbilaran,
Branch 2, in Criminal Case No. 10283, dated August 30, 1999, finding accused-appellant
Elpidio Pastor guilty of incestuous rape and sentencing him to suffer the supreme penalty
of death with its accessory penalties, to indemnify the complainant Maria Nia R. Pastor
the sum of P75,000.00, and to pay the costs. 1

In an Information dated March 12, 1999, accused-appellant was charged crime of

2

Incestuous Rape, committed as follows:

That on or about the 7th day of May, 1998, in the Municipality of Loon, Province of Bohol,
Philippines and within the jurisdiction of this Honorable Court, the abovenamed accused with lewd
designs, entered the room of his own daughter, Maria Nia R. Pastor (accused being the biological
father of the victim), a 13-year-old girl, and once inside did then and there willfully, unlawfully and
feloniously, by means of force and intimidation, lie on top of her, insert his penis in the vagina of the
said offended victim, Maria Nia R. Pastor, and succeeded in having carnal knowledge of her
against her will and without her consent resulting in the pregnancy of the victim, to the damage
and prejudice of the latter.
Acts committed in violation of Sec. 2, Art. 266-B, par. 1, of RA 8353, amending [Article] 335 of
the Revised Penal Code.
______________

1Penned by Judge Baudilio K. Dosdos; Principal Record, pp. 78-81.

2Ibid., p. 22.
186
186 SUPREME COURT REPORTS
ANNOTATED
People vs. Pastor
On April 8, 1999, accused-appellant was arraigned and, with the assistance of PAO lawyer
Atty. Perpetuo Magallano, entered a plea of not guilty.
During the hearing on June 23, 1999, Atty. Adriano Damalerio of PAO manifested that
after a conference with accused-appellant, the latter had decided to change his plea from
Not Guilty to Guilty. The trial court ordered that the previous plea of not guilty be set aside
and that accused-appellant be arraigned anew. Upon rearraignment, accused-appellant
entered a plea of guilty to the Information which was read and translated to him in the
Visayan dialect. Thereafter, the trial court propounded clarificatory questions to accused-
appellant to ascertain whether he understood the consequences of his plea.
Accused-appellant then testified on the mitigating circumstances of plea of guilty,
voluntary surrender and drunkenness which is not habitual. The prosecution admitted the
plea of guilty and voluntary surrender. Accused-appellant offered evidence to prove
drunkenness. He testified that on May 7, 1998, he drank tuba and in his drunkenness, he
was led to think bad about his daughter, herein complainant, because his wife left him. He
claims that it was never his intention to rape his daughter. 3

Subsequently, the prosecution was ordered to prove the culpability of accused-appellant.

Complainant Maria Nia testified that on May 7, 1998, at about 3 oclock in the morning,
she was raped by her father, herein accused-appellant, in their house at Catagbacan Sur,
Loon, Bohol. Her parents were already separated at that time and her mother was living in
Manila. Complainant was impregnated and gave birth on December 12, 1998. On cross
4 5

examination, complainant testified that she was 13 years old at the time of the
incident; that she had a premature delivery and her baby died five days after birth; that
6
nobody forced her to file the complaint against accused-appellant; and that she pursued the
prose-
______________

3 TSN, June 23, 1999, pp. 9-12.

4 Exhibit A, Medical Certificate dated October 14, 1998; Record of Documentary Evidence, p. 1.
5 Exhibit B, Medical Certificate dated April 19, 1999; Ibid., p. 2.

6 Exhibit C, Certificate of Birth; Ibid., p. 3.

187
VOL. 379, MARCH 12, 2002 187
People vs. Pastor
cution of the case against accused-appellant knowing that he may be sentenced to death. 7

On August 30, 1999, the court a quorendered judgment finding accused-appellant guilty
beyond reasonable doubt of the crime of incestuous rape. It nevertheless recommended the
commutation of the sentence from death to reclusion perpetua by reason of the remorseful
attitude exhibited by accused-appellant. The dispositive portion of the decision reads:
WHEREFORE, in Criminal Case No. 10283, the Court finds accused ELPIDIO PASTOR, guilty
beyond reasonable doubt of the crime of Incestuous Rape, defined under Par 1 (a) of Article 266-A
and penalized under Par 5, No. (1) of Article 266-B, of the Revised Penal Code, as amended by
Republic Act No. 8353, and hereby sentences said accused ELPIDIO PASTOR to suffer the supreme
and indivisible penalty of DEATH, in the manner provided for by law, with the accessory penalties
of the law, to indemnify the offended party, Maria Nia R. Pastor the sum of P75,000.00, and to pay
the costs.
The Court herein was saved of its precious time in conducting (a) full-dress trial because the
accused pleaded guilty. The prosecution even conformed to accused (sic) claim of the mitigating
circumstances of voluntary surrender and spontaneous plea of guilt.
When the accused took the witness stand to prove the circumstance of drunkenness, which is not
habitual, which was not conceded by the prosecution, we found him to be meditative and remorseful,
a behaviour which is quite different from other death-row convicts, who despite the onus of the
evidence against them, with insistence, persist in needlessly taxing the court on their claim of
innocence, all throughout the trial and even after the affirmance of their conviction by our Highest
Court. We believe that accused herein should not be equated to the likes of these calloused and non-
repentant offenders.
It is therefore on the basis of the foregoing circumstances, and in the highest interest of humane
and compassionate justice, that we are minded of the provisions of Article 5, paragraph 2 of the
Revised Penal Code, and hereby, without suspending the execution of the sentence herein,
recommends unto the President of the Republic of the Philippines, thru the Secretary of Justice, the
commutation of accused (sic) sentence from death to reclusion perpetua.
______________

7TSN, July 30, 1999, pp. 4-12.

188
188 SUPREME COURT REPORTS
ANNOTATED
People vs. Pastor
Accordingly, let copy of this decision be furnished the Secretary of Justice, Padre Faura, Manila, for
whatever recommendation he may deem proper to His Excellency, the President of the Republic of
the Philippines.
SO ORDERED.
In his appellants brief, accused-appellant avers that the trial court gravely erred in not
applying the guidelines for a plea of guilty to a capital offense provided in Section 3, Rule
116 of the Revised Rules of Criminal Procedure. Specifically, it is contended that the trial
court failed to conduct a searching inquiry into the voluntariness and full comprehension of
the consequences of the accused-appellants plea, pursuant to the ruling laid down in the
cases of People vs. Bello and People vs. Dayot. Allegedly, the questions propounded to the
8 9

accused-appellant were limited to his family background and personal circumstances.

Accused-appellant thus prays that the case be remanded to the court a quo for a full blown
trial.
Section 3, Rule 116 of the 1985 Rules of Criminal Procedure provides, viz.:
SEC. 3. Plea of guilty to capital offense; reception of evidence.When the accused pleads guilty to a
capital offense, the court shall conduct a searching inquiry into the voluntariness and full
comprehension of the consequences of his plea and shall require the prosecution to prove his guilt
and the precise degree of his culpability. The accused may present evidence in his behalf.
When a plea of guilty to a capital offense is entered, the trial court is duty bound to: (1)
conduct a searching inquiry into the voluntariness of the plea and the accuseds full
comprehension of the consequences thereof; (2) require the prosecution to present evidence
to prove the guilt of the accused and the precise degree of his culpability; and (3) inquire
from the accused if he desires to present evidence on his behalf and allow him to do so if he
desires. The rationale behind the rule is that the courts must proceed with more care
10

where the possible punishment is in its severest form,

______________

8 141 SCRA 563 (1999).

9 187 SCRA 637 (1990).
10 People vs. Nadera, Jr., 324 SCRA 490 (2000).

189
VOL. 379, MARCH 12, 2002 189
People vs. Pastor
namely death, for the reason that the execution of such a sentence is irrevocable and
experience has shown that innocent persons have at times pleaded guilty. Moreover, the 11

requirement of taking further evidence would aid this Court on appellate review in
determining the propriety or impropriety of the plea. 12

I.
Anent the first requirement, the searching inquiry must determine whether the plea of
guilt was based on a free and informed judgment. Hence, it must focus on the voluntariness
of the plea, and (2) the full comprehension of the consequences of the plea. Although there
13

is no definite and concrete rule as to how a trial judge must conduct a searching inquiry,
we have held that the following guidelines should be observed:

1. 1.Ascertain from the accused himself (a) how he was brought into the custody of the
law; (b) whether he had the assistance of a competent counsel during the custodial
and preliminary investigations; and (c) under what conditions he was detained and
interrogated during the investigations. This is intended to rule out the possibility
that the accused has been coerced or placed under a state of duress either by actual
threats of physical harm coming from malevolent quarters or simply because of the
judges intimidating robes.
2. 2.Ask the defense counsel a series of questions as to whether he had conferred with,
and completely explained to, the accused the meaning and consequences of a plea of
guilty.
 3. 3.Elicit information about the personality profile of the accused, such as his age,
socio-economic status, and educational background, which may serve as a
trustworthy index of his capacity to give a free and informed plea of guilty.

______________

11 People vs. Samontaez, 346 SCRA 837 (2000), citing 14 Am Jur Crim Law, 271, p. 951; People vs.
Havana, 199 SCRA 805 (1991); People vs. Gonzaga, 127 SCRA 158 (1984).
12 People vs. Albert, 251 SCRA 136 (1995).

13 People vs. Hermoso, 343 SCRA 567 (2000); People vs. Alicando, 251 SCRA 293 (1995).

190
190 SUPREME COURT REPORTS
ANNOTATED
People vs. Pastor

1. 4.Inform the accused the exact length of imprisonment or nature of the penalty under
the law and the certainty that he will serve such sentence. For not infrequently, an
accused pleads guilty in the hope of a lenient treatment or upon bad advice or
because of promises of the authorities or parties of a lighter penalty should he admit
guilt or express remorse. It is the duty of the judge to ensure that the accused does
not labor under these mistaken impressions because a plea of guilty carries with it
not only the admission of authorship of the crime proper but also of the aggravating
circumstances attending it, that increase punishment. 14

2. 5.Inquire if the accused knows the crime with which he is charged and fully explain
to him the elements of the crime which is the basis of his indictment. Failure of the
court to do so would constitute a violation of his fundamental right to be informed of
the precise nature of the accusation against him and a denial of his right to due
process.
15

3. 6.All questions posed to the accused should be in a language known and understood
by the latter.
16

4. 7.The trial judge must satisfy himself that the accused, in pleading guilty, is truly
guilty. The accused must be required to narrate the tragedy or reenact the crime or
furnish its missing details.17

In the case at bar, the records will show 15 People vs. Alberto Chua, G.R. No. 137841,
October 1, 2001, 366 SCRA 283.
that the trial court miserably failed to 16 People vs. Alicando, supra note 13.

discharge its duty to conduct a searching 17 People vs. Albert, supra note 12.

inquiry, to wit: 191

ATTY. ADRIANO DAMALERIO: VOL. 379, MARCH 12, 2002 191
Yes, your Honor, and the accused is People vs. Pastor
now ready to enter a plea of Guilty, Guilty and he would like to change
and I would like to manifest, Your his plea of Not Guilty to Guilty,
Honor, that the accused was already Your Honor, and we move that the
arraigned and he entered the plea of earlier plea of Not Guilty be
Not vacated and the accused be re-
______________ arraigned.
14 People vs. Bernardino Aranzado, G.R. Nos.
COURT:
132442-44, September 24, 2001, 365 SCRA 649. Let the previous plea of Not Guilty
 by the accused Elpidio Pastor be 192 SUPREME COURT REPORTS
set aside and re-arraign the accused ANNOTATED
now. People vs. Pastor
COURT: Q You and your wife were married in
Call the accused, Elpidio Pastor, church?
and arraign the accused. A Yes, Your Honor.
RECORD: Q Do you have children?
COURT INTERPRETER: reads the A Yes, Your Honor, five (5) children.
Information of Incestuous Rape Q Tell the Court the names of your
and translated the same to the children?
accused in Visayan vernacular. A Goldelyn the eldest.
COURT TO ACCUSED ELPIDIO Q How old is Goldelyn now?
PASTOR: A 16 years old.
Lets ask the accused Elpidio Q Where is Goldelyn now?
Pastor, whether he understood the A She is in Mindanao, Don Carlos,
Information read and translated to Mindanao.
him in the Visayan vernacular. Q Your second child, what is the name?
COURT INTERPRETER TO THE A Maria Nia, Your Honor.
ACCUSED: Q Maria Nia is the private complainant
Q Do you understand the Information in this case?
read to you? A Yes, Your Honor.
ACCUSED ELPIDIO PASTOR: Q How old is Maria Nia?
A Yes, Your Honor. A 14 years old, Your Honor.
COURT: Q Maria Nia was living with you
Q Now, having understood the during the incident?
Information, Mr. Elpidio Pastor, A Yes, Your Honor.
what is your plea, guilty or not Q The third child, what is the name?
guilty? A Joel.
ACCUSED ELPIDIO PASTOR: Q How old is Joel?
A I admit, Your Honor, that I have A 12 years old, Your Honor.
committed a sin. Q How about the 4th child?
COURT: A Rodel.
Enter a plea of Guilty as expressed Q How old is Rodel?
by accused Elpidio Pastor through A 10 years old, Your Honor.
his very own mouth, upon his re- Q And the 5th child?
arraignment today. A Jenelyn.
COURT TO ELPIDIO PASTOR: Q How old is Jenelyn?
Q You are Elpidio Pastor? A 8 years old.
A Yes, Your Honor. Q Your wife Josefina is living with you?
Q How old are you? A We got separated, Your Honor, she
A 35 years old, Your Honor. left for Manila and she did not return
Q You are married? because she had a boyfriend.
A Yes, Your Honor. Q Of the five (5) children, how many
Q What is the name of your wife? children were living with you at that
A Josefina Requello. time of the incident?
192 A Four (4), Your Honor.
 193 COURT TO COUNSELS:
VOL. 379, MARCH 12, 2002 193 I have to inform counsels that in
People vs. Pastor cases of Incestuous Rape, neither
Q Who supported your four (4) mitigating nor aggravating
children, Maria Nia, Joel, Rodel circumstances cannot (sic) be
and Jenelyn? availed of
A Me and my mother. ATTY. ADRIANO DAMALERIO:
Q Why, what is your work? Only to save him, Your Honor, for
A Fisherman, Your Honor. (sic) the penalty of death.
Q You have changed your plea from COURT:
Not Guilty to Guilty, is this Okay, lets hear the accused.
correct? 194
A Yes, Your Honor, that is true that I 194 SUPREME COURT REPORTS
have committed a sin. ANNOTATED
Q Nobody has forced you to plead People vs. Pastor
guilty to this Information? Call the accused to the witness stand.
A None, Your Honor. xxx xxx xxx
Q In other words, your pleading ATTY. ADRIANO DAMALERIO:
guilty is your free and voluntary The purpose of the testimony of
act? Elpidio Pastor, Your Honor, is to
A Yes, Your Honor. prove the three (3) mitigating
Q Do you know that by pleading circumstances: 1. Plea of guilt; 2.
guilty you may be sentenced to a Voluntary surrender; and 3.
death penalty? Drunkenness which is not habitual,
A I do not know what will be the Your Honor.
outcome of my pleading guilty, FISCAL HELEN T. CABATOS:
Your Honor. We admit the plea of guilt, Your
Q The Court is now telling you, that Honor, and the voluntary surrender,
by pleading guilty you may be Your Honor.
sentenced to a death penalty. xxx xxx xxx
A Yes, Your Honor, I understand. DIRECT EXAMINATION ON ELPIDIO
Q Despite of your knowledge, you PASTOR BY: ATTY. ADRIANO
still insist on your plea of guilt? DAMALERIO
A Yes, Your Honor. Q You have just admitted and in fact
COURT: pleaded guilty to the crime which
No further questions. accordingly committed (sic) on May
ATTY. ADRIANO DAMALERIO: 7, 1998, now please tell the Court why
Your Honor, we would like to did you do this kind of crime and what
present the accused himself to the led you to do this crime?
witness stand to prove three (3) A I have drunk tuba.
mitigating circumstances: First, the Q And what did you feel after you drunk
plea of guilt; Second, voluntary tuba?
surrender; and Third, drunkenness A A little bit tipsy.
which is not habitual and at that Q You mean you are drunk?
time of the incident, Your Honor, A Yes, sir.
he was drunk. Q And because of that drunkenness,
 what did you do? COURT:
A I was led to think bad about my xxx xxx xxx
daughter because my wife left me. Q Now, did you purposely take tuba in
xxx xxx xxx order to commit crime (sic) against
CROSS EXAMINATION: your child?
xxx xxx xxx 195
Q I said, this is not the first time that you VOL. 379, MARCH 12, 2002 195
were drunk? People vs. Pastor
A There are times that I got drunk but A When I drunk (sic), Your
that was the only time that I Honor, that was not my intention to
committed that kind of incident. do it. 18

xxx xxx xxx

The questions propounded by the trial court failed to show the voluntariness of the plea of
guilt of accused-appellant nor did the questions demonstrate that he fully understood the
consequences of his plea.
First, all the questions propounded by the court were couched in English but there is
nothing in the records to show that accused-appellant had a good comprehension, or at
least, a nodding acquaintance with the English language. The records also do not show
whether the judge translated and explained his questions to accused-appellant in a
language or dialect known and understood by the latter. Accused-appellant is a simple
19

fisherman and his educational background is unknown.

Second, the trial court failed to explain to accused-appellant the elements of the crime of
rape. Moreover, when the trial court asked accused-appellant if he knew that by pleading
guilty he may be sentenced to a death penalty, the latter answered I do not know what will
be the outcome of my pleading guilty, Your Honor. Given the vagueness of accused-
appellants answer, the trial court went no further to find out whether or not he fully
comprehended the consequences of his plea. In addition, accused-appellant was not
categorically advised that his plea of guilt would not under any circumstance affect or
reduce his sentence. The records reveal that it was the defense counsel, not accused-
appellant, who was informed and warned by the court that in cases of incestuous rape,
mitigating and aggravating circumstances do not matter. When accused-appellant
20

attempted to prove the mitigating circumstances of plea of guilty, voluntary surrender and
drunkenness, he was under the mistaken assumption that his liability would be
reduced. He was not warned that the penalty of death is indivisible and is not affected by
21

either aggravating or mitigating circum-

______________

18 TSN, June 23, 1999, pp. 3-12.

19 People vs. Alberto Chua, supra note 15.
20 TSN, June 23, 1999, p. 8.

21 Ibid.

196
196 SUPREME COURT REPORTS
ANNOTATED
People vs. Pastor
stances. The trial courts statement that by pleading guilty he may be sentenced to a
22

death penalty is inadequate. It should have warned him, in a language that cannot be
misinterpreted, that should the court find that the qualifying circumstances alleged in the
information were proved during the trial, along with the elements of the crime of rape, he
would be meted the death penalty. 23

Third, when accused-appellant was questioned by the court as to the act he committed,
he answered that he was led to think bad about my daughter because my wife left me.
Again, the answer is hardly comprehensible yet, the court failed to probe deeper into the
material details of the crime.
We hold that in the absence of a searching inquiry into the voluntariness of the plea of
guilt of accused-appellant and his full comprehension of the consequences thereof, the re-
arraignment of accused-appellant is fatally flawed.
II.
The second requirement prescribes that the trial court must order the prosecution to prove
the guilt of the accused-appellant and the precise degree of his culpability beyond
reasonable doubt. It must be stressed that under the 1985 Rules of Criminal Procedure, a
conviction in capital offenses cannot rest alone on a plea of guilt. The prosecution evidence
must be sufficient to sustain a judgment of conviction independently of the plea of guilty. 24

In the case at bar, complainant Maria Q Now, if you can recall, when was
Nia testified as follows: that that your father raped you?
Q Ma. Nia, the accused in this case is A May 7, 1998.
Elpidio Pastor, how are you related to Q Where did it happen?
him? A In our house.
A My father. Q Where is your house located?
Q If your father is inside this court room A Catagbacan Sur, Loon, Bohol.
today please point (sic) him? Q Can you recall what time was that,
A That one, maam. that your father sexually abused
xxx xxx xxx you?
______________ A That was 3:00 oclock dawn.
22 People vs. Estomaca, 256 SCRA 421 (1996).
Q By the way, where was your
23 People vs. Aranzado, supra note 14. mother at that time when your fa-
24 US vs. Jamad, 37 Phil. 305 (1917).
ther sexually abused you?
197
A My mother is not there.
VOL. 379, MARCH 12, 2002 197
xxx xxx xxx
People vs. Pastor Q What was the result of that sexual
Q Were you present during the abused (sic) committed by your
arraignment of your father, the father on May 7, 1998?
accused in this case? A I got ill and always vomit.
A Yes, maam. Q What was the caused (sic) of
Q And you heard him pleaded (sic) vomiting?
guilty to the crime charge (sic)? A I was pregnant.
A Yes maam, I heard. Q Were you examined by a doctor, to
Q Having heard your father admitted prove that you were pregnant of
(sic) the crime charged against him, that rape incident?
do you still insist to pursue in A Yes, maam.
prosecuting this case? xxx xxx xxx
A Yes, Your Honor. 198
COURT: 198 SUPREME COURT REPORTS
Record that the witness is crying. ANNOTATED
xxx xxx xxx
 People vs. Pastor Q What else did you feel?
Q Now, you said that you were pregnant, A Angry.
eventually did you give birth of (sic)a Q Is that all your feelings because of this
child? incident?
A Yes, maam. A Im also sad.
Q When did you give birth? xxx xxx xxx
A December 12, 1998. FISCAL HELEN T. CABATOS:
Q And where is your baby now? No further questions, Your Honor.
A She died. COURT:
xxx xxx xxx Cross.
Q What did you feel about the sexual ATTY. ADRIANO DAMALERIO:
assault committed by your father No cross, Your Honor, accused had
against you? already pleaded guilty. 25

A Im mad.
The prosecution formally offered its documentary evidence which consist of the birth
certificate of complainant to prove that she was 13 years old at the time of the incident and
that accused-appellant is her father, and two medical certificates, one showing that
26

complainant has been pregnant for 23-3/7 weeks, and the other that she gave birth to a
27

baby girl who died five days thereafter. 28

As heretofore discussed, the plea of guilty of accused-appellant was made improvidently.

Convictions based on an improvident
______________

25 TSN, July 30, 1999, pp. 4-10.

26 Exhibit C, Record of Documentary Evidence, p. 3.
27 Exhibit A, id., p. 1.

28 Exhibit B, id., p. 2.

199
VOL. 379, MARCH 12, 2002 199
People vs. Pastor
plea of guilt are set aside if such plea is the sole basis of the judgment. If, however, the trial
court relied on sufficient and credible evidence to convict the accused, the conviction must
be sustained, because then it is predicated not merely on the guilty plea of the accused but
on evidence proving his commission of the offense charged. 29

A perusal of the decision of the trial court will reveal that the judge failed to state the
factual and legal reasons on which he based accused-appellants conviction. The judge
merely stated that the complainant positively declared that on May 7, 1998, her father (the
accused in this case), without her consent, forcibly obtained carnal knowledge with her,
which resulted in her being pregnant. He then concluded that the lone testimony of the
victim, if credible, is enough to sustain a conviction, and made a bare recital of Article 266-
B of the Revised Penal Code as amended by R.A. 8353. There is no discussion of the facts of
the case and the qualifying circumstances alleged in the information, in utter disregard of
the constitutional injunction that no decision shall be rendered by any court without
expressing therein clearly and distinctly the facts and the law on which it is based. 30

Also, there is no evaluation of the evidence and no reason given why the court found that
the testimony of the complainant is credible. We note that the first question asked of the
complainant in her direct examination was if she could recall when she was raped by the
accused-appellant. It did not elicit the specific details as to how the rape was committed
against complainant. The prosecution simply presumed that the complainant was indeed
raped on the basis of the plea of guilty of accused-appellant.
Moreover, there was practically no evidence presented to prove force and intimidation as
well as the relationship of accused-appellant with complainant. It is true that our
jurisprudence is replete with cases where the moral ascendancy of a parent over his child
has been allowed to justify a finding that there was intimidation sufficient to convict the
accused of incestuous rape. However,
______________

People vs. Lakindanum, 304 SCRA 429 (1999).

29

People vs. Albert, supra note 12.

30

200
200 SUPREME COURT REPORTS
ANNOTATED
People vs. Pastor
in the case of People vs. Alberto Chua, we held that the mere fact that accused-appellant is
31

her father and therefore exercises moral ascendancy over his daughter cannot ipso
facto justify this Court to conclude that the victim was intimidated. Thus we held:
There must be some evidence of intimidation employed on the victim as to indubitably show how
vitiated the victims consent was to the violation of her womanhood. After all, rape is committed
against or without the consent of the victim. x x x The court cannot rely on presumptions of moral
ascendancy x x x [which] cannot and should not prevail over the constitutional presumption of
innocence. Force or intimidation is an element of the crime of rape. There must, therefore, be proof
beyond reasonable doubt that the victim did not resist her defloration due to the moral ascendancy
of the accused.
We have ruled that it is the concurrence of the minority of the victim and her relationship
with the offender that would qualify the rape as heinous and thus justify the imposition of
the supreme penalty. Both qualifying circumstances of age and relationship must be
32

alleged in the information and proved during the trial. In the case at bar, the qualifying
circumstance of relationship was not established beyond moral certainty. The rule is that
relationship, as a qualifying circumstance of rape, must be proved beyond reasonable
doubt, just as the crime itself. It has been held that the bare testimony of the complainant
and the admission of accused-appellant as to their relationship is not sufficient. The birth
33

certificate of herein complainant which was not duly certified cannot be given probative
value insofar as the relationship of complainant with accused-appellant is concerned. Since 34

the relationship of complainant to accused-appellant has not been sufficiently established,

it was error for the trial court to impose the penalty of death.
In addition, the trial court, in convicting accused-appellant, considered pieces of evidence
presented by the prosecution that are
______________

31 Supra note 15.

32 People vs. Arves, 343 SCRA 123 (2000).
33 People vs. Antonio Evangelista, G.R. No. 132044, October 5, 2001, 366 SCRA 631.

34 People vs. Tabanggay, 334 SCRA 575 (2000).

201
VOL. 379, MARCH 12, 2002 201
People vs. Pastor
inadmissible for being hearsay. The prosecution merely asked complainant to identify the
two medical certificates relating to her pregnancy without presenting the doctors who
issued the certifications to testify thereon. The defense counsel failed to object to the
documentary evidence of the prosecution and worse, even expressed his conformity to its
admission. Such lapses should not have been allowed by the trial court considering that it
was trying a case where a life was at stake. Life cannot be lost due to the ignorance of
counsel.
III.
Under the third requirement, the court must ask the accused if he desires to present
evidence on his behalf and allow him to do so if he desires. In the present case, there is
nothing in the records to show that accused-appellant was informed, either by his counsel
or by the court, of his right to present evidence, if he so desires.
Very glaring is the manifest lack of enthusiasm of the defense counsel, Atty. Damalerio,
for his clients cause when he refused to cross-examine the complainant, on the pretext that
accused-appellant has pleaded guilty. We reiterate that it is the bounden duty of lawyers to
protect the constitutional right of an accused even when he has pleaded guilty to the crime
charged, viz.:
It may be so that defense counsel personally found Olebys testimony to be believable. Nonetheless,
he had the bounden duty to scrutinize private complainants testimony to ensure that the accuseds
constitutional right to confront and examine the witnesses against him was not rendered for
naught.
It bears pointing out that in rape cases, it is often the word of the complainant against that of the
accused, the two being the only persons present during the commission of the offense. While the
lone testimony of the victim is sufficient to convict the accused, such testimony must be clear,
positive, convincing and consistent with human nature and the normal course of things.
Complainants testimony cannot be accepted with precipitate credulity without denying the
accuseds constitutional right to be presumed innocent. This is where cross examination becomes
essential to test the credibility of the witnesses, expose falsehoods or half-truths, uncover the truth
which rehearsed direct examination testimonies may successfully suppress, and demonstrate
inconsistencies in substantial matters which create reasonable doubt as to the guilt of the accused
and
202
202 SUPREME COURT REPORTS
ANNOTATED
People vs. Pastor
thus to give substance to the constitutional right of the accused to confront the witnesses against
him. For unless proven otherwise to be guilty beyond all reasonable doubt, the accused is presumed
to be innocent.
xxx xxx xxx
Atty. Brotonel, as counsel de oficio, had the duty to defend his client and protect his rights, no
matter how guilty or evil he perceives accused-appellant to be. The performance of this duty was all
the more imperative because the life of accused-appellant hangs in the balance. His duty was no less
because he was counsel de oficio. 35

This utter lack of concern is further aggravated by Atty. Damalerios lackadaisical and
perfunctory discharge of his obligation to present evidence in behalf of accused-appellant.
After the prosecution rested its case, Atty. Damalerio manifested that since the accused-
appellant had already pleaded guilty, he is not presenting any defense, and merely prayed
that his client be credited with the mitigating circumstances earlier claimed by him. To say 36

the least, Atty. Damalerios attitude falls short of the noble duty of a lawyer to defend an
accused however guilty he may appear to be if only to assure that his prosecution is in
accord with the procedure laid down by our law. It cannot be over emphasized that even the
guilty cannot be prosecuted by means revolting to the civilized demands of due process.
IN VIEW WHEREOF, the judgment appealed from is SET ASIDE. The case is
REMANDED to the trial court for further proceedings in accord with the guidelines set
forth in this Decision.
SO ORDERED.