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A Conceptual History of Civil Society:

From Greek Beginnings


to the End of Marx

Boris DeWiel*

ABSTRACT: The idea ofcivil society has undergone a renaissance


in recent years, but missing from this literature is an explanation for
its historical transfonnation in meaning. Originally civil society was
synonymous with political society, but the common modem meaning
emphasizes autonomy from the state. This paper traces this historical
transfonnation within the context ofthe history ofideas, and suggests
that the critical event was an eighteenth-century reaction against
the rationalistic universalism associated with the French
Enlightenment. The continued significance of the question of
universalism is suggested by the fact that universalistic Marxist-
Leninist theories provided the ideological underpinnings for the
destruction of civil society in Eastern European nations. The paper
concludes that three elements are essential to the modern
understanding of civil society: its autonomy from the state, its
interdependence with the state, and the pluralism of values, ideals
and ways of life embodied in its institutions.

INTRODUCTION

Interest in the idea of civil society has been growing in


recent years. Contemporary discussions may be broadly
categorized into two schools of thought. The first is the
post-Marxist attempt to find a new foundation for socialist
ideals, broadly understood. Within this group, writers like
John Keane l seem to be moving towards a more liberal
account, emphasizing the distinction between state and
society, while others like Jean L. Cohen and Andrew Arato2
are more interested in ways to regulate civil society while
avoiding the dangers ofstatism and bureaucracy. A novel
contribution comes from Paul Hirst,3 who argues for a

Past Imperfect. Vol. 6, 1997, pp.3-42


4 Past Imperfect
plurality of voluntary socialist organizations within civil
society, as an alternative to compulsoty socialism at the
level of the state. Others, like Charles Taylor,4 believe in
the continuing relevance of Hegel. Besides these writers
in English, a host ofothers have taken up the idea, including
theorists in Asia, the Middle East, and post- communist
Europe. s
A second group of theorists working on the idea of
civil society may be categorized as belonging more ftrmly
in the liberal tradition. Writers like Seymour Martin Lipset
point out the importance of the pluralistic institutions of
civil society to the viability of liberal democracy itself. 6
This point has been strongly supported by Robert D.
Putnam's study ofItalian democracy,7 which demonstrates
an empirical connection between autonomous pluralistic
associations and successful democratic governance. The
central point seems to be that, as Tocqueville claimed, these
institutions are the arena in which people learn to trust
others with whom they have no blood tie. The notion of
trust also enters the account of Adam B. Seligman,8 who
emphasizes the religious supposition ofuniversalism as a
precondition to Locke's idea of civil society.9 Finally,
Edward Shils 10 demonstrates that an ethic of civility is
necessaty between adherents ofthe variety ofways oflife
within civil society. This civil ethic may ftll the role ofan
"overlapping consensus," the ideal pursued by John Rawls
in his more recent work. II Generally for writers in the
liberal tradition, the renewal of the idea of civil society
may hold the best answer to communitarian critics of
liberalism who charge that liberal ideology has led to the
atomism and moral poverty of modern life.
But neither post-Marxist nor liberal democratic writers
have provided an explanation for the historical emergence
of the modern idea of civil society itself. For example,
Keane l2 describes various incarnations of the idea within
the liberal tradition, but does not tty to explain why the
Civil Society 5
idea should have developed as it did. This paper will argue
that the critical event in the transfonnation ofcivil society
from a purely political idea into a primarily sociological
concept was an eighteenth century reaction against the
rationalism ofthe French Enlightenment.
The original idea of civil society, as equivalent in
meaning to political society, will be traced from antiquity
to the Enlightenment. It will be further shown that after
the Enlightenment, as part of the reaction against it, the
meaning ofcivil society began to change. The shift away
from the conception of civil and political society as
synonymous, toward the modern idea of civil society as
distinct from the state, will be shown to originate with
various writers in the eighteenth century, each of whom
wrote in reaction against the rationalistic universalism
associated with the Enlightenment.
With this reaction emerged the idea of each nation as
the home of a particular people, in the ethnographic or
sociological sense; that is, a cultural group with its own
organizing traditions, mores and ethos. This idea of a
society as a people was the prerequisite for the modem
concept of civil society as a unique entity apart from the
state. Finally, the tradition of thinkers whose theories led
to the dissolution of the distinction between state and
society will be examined. By returning to universalistic
pretensions, these writers, from Hegel to Marx to Lenin,
provided the essential ideological justification for the
destruction ofthe autonomous institutions ofcivil society
in Eastern European nations.
The approach taken in this paper is to focus on the
history of ideas. While it is beyond the scope of this
discussion to trace the fun range of social, economic and
political causes that contributed to the evolution of the
idea of civil society, it should be remembered that ideas
do not exist in isolation from events. The reaction against
rationalism, for example, was part ofthe broader reaction
6 Past Imperfect
against the French dominance ofpolitical, intellectual and
social life in eighteenth century continental Europe. This
fact is essential in understanding the ideas ofHerder and
his German followers, who sought sources ofuniqueness
in their own culture. A full explanation for the modem
idea ofcivil society also would include the growing power
of the independent bourgeois class that emerged with the
industrial revolution, a development which was central to
Hegel's, and then Marx's, concept of civil society. In
addition, the religious wars ofseventeenth-century England
led thinkers like Locke to see the need for tolerance of a
range of conflicting ways of life. The recognition of the
inevitability ofconflict underlies liberal constitutionalism
and the ideal of the limited state, which opened the space
for an independent civil society to flourish. 13 However,
while these political, economic and social events should
be kept in mind as providing the context for the conceptual
history discussed here, this paper will be limited to a
discussion of the evolution ofthe concept ofcivil society
itself.

ANCIENT ROOTS

The first attempts to answer the basic questions ofpolitical


philosophy have been traced with certainty no further than
the fifth century B.C. 14 The Sophists are commonly
credited as the first to discuss these issues. 15 These itinerant
teachers were united less by a set ofcommon beliefs than
by their vocation and methods, but they did share the
revolutionary doctrine that virtue could be taught. This
meant that anyone with a suitable education could be
entrusted with political power. Thus the Sophist Protagoras
appears to have been the first to discuss the underlying
tenets ofdemocratic theory.16 Another Sophist innovation
was the idea ofprogress, held in contrast to the prevailing
Hellenistic doctrine that history was cyclical, or
Civil Society 7
alternatively that the golden age lay in the past. The idea of
progress led Critias, who was both a Sophist and a student of
Socrates, to the beliefthat mankind could emerge from sav-
agery onlythrough the instrumentofthe civil state and its legal
sanctions,17 a view that would reappear much later with
Hobbes.
Among the Sophists' rhetorical techniques was the
dialectical method ofdrawing out the contradictions within
popular ideas. The best known example of Sophist
dialectics is the tension between natural and conventional
criteria ofright and wrong. This foreshadowed the debate
between theorists ofnatural versus positive law. A century
after the height ofthe Sophists' influence, the Stoics would
suggest a resolution to this tension in favour of natural
law, a doctrine that would be taken up much later yet by
Locke, via Cicero and Aquinas, in his departure from
Hobbes. By providing moral principles for society that are
logically and historically prior to the state, Lockean natural
law would become one ofthe necessary conditions ofthe
distinction between state and society.
Aristotle is credited with the first usage of the term
civil society, although his meaning has been distorted subtly
in the translation from Greek to Latin and then to English.
The Greek phrase used by Aristotle, at the outset of his
Politics, was koinoniapolitike. 'B The noun, koinonia, has
been translated by Liddell and Scott as "communion,
association, partnership,"19 and according to Riedel,
"means nothing else than association, union. "20 The
common rendering into Latin was societas or communitas.
With this transition, the word began to take on new shades
ofmeaning, becoming somewhat closer to what we today
mean by society or community. But it is important to note
that these words in their Greek and Latin meaning, and in
their early English usage as discussed below, had none of
the sense of "the people" as a cultural group, as we
understand the terms today. For the Ancients, the idea of
8 Past Imperfect
culture in this sense did not exist, as we will see, and was
not implied by words like koinonia and societas.
The adjective,poUtik, is a derivative ofpolis. Apo/is
is in general a Greek civic republic, but more precisely
means the city as a political community. Originally, the
polis referred only to the citadel at the centre ofthe Greek
city, like the Athenian Acropolis, while the asty was the
residential area surrounding it. Butpolis in time came to
mean the inhabitants ofthe city and its close environs as a
single organized political unit. 21 The adjectival form of
polis, politik, "signifies the theory (or rather the art) of
the common life of the polis and the betterment of that
life.''22 In the Latin translation,politikebecame civilis, an
adjective pertaining to a member of a city-or originally,
a resident ofa citadel; hence the word citizen. This seems
to mirror the Greek derivation, so the translation here
seems straightforward, without significant change of
meaning.
So koinonia politikewas translated by writers of Latin
as societas civilis, and thus in English became civil society.
But a more literal translation of Aristotle's phrase would
be political community or political association. Indeed the
translation of Politics by Benjamin lowett23 used the first
of these alternatives, while that of Ernest Barker used the
second. Barker's term, association, better captured
Aristotle's belief that politics was the deliberate and
purposeful activity of self-organization in an effort to
achieve common ends. Thus Aristotle's koinonia politike
is best translated as political association.
As its etymology shows, civil society for Aristotle was
identified with the polis itself. Aristotle saw the political
organization of the polis as natural, arising through the
intermediate stages of the household and the village. For
Aristotle, man was naturally a political animal, but the
adjective had none of today's pejorative sense. Aristotle
wrote that there was "an immanent impulse in all men
elv" Society 9
towards an association of this order"24-the order, that
is, ofthe polis in which human life has reached its highest
social fonn.
For Aristotle, all associations were purposeful-they
existed because their members had common ends. While
many kinds of associations existed, political association
was the highest fonn, encompassing and prevailing over
all others, because political ends were the highest ends of
man. 2S This theme was repeated in the Nicomachean
Ethics.

Now all forms of community are like parts of the


political community; for men journey together with a
view to some particular advantage, and to provide
something that they need for the purposes oflife; and it
is for the sake ofadvantage that the political community
too seems both to have come together originally and to
endure, for this is what legislators aim at, and they call
just that which is to the common advantage. Now the
other communities aim at advantage bit by bit, e.g.
sailors at what is advantageous on a voyage with aview
to making money or something of the kind, fellow-
soldiers at what is advantageous in war, whether it is
wealth or victory or the taking ofa city that they seek,
and members oftribes and demes26 act similarly (Some
communities seem to arise for the sake ofpleasure, viz.
religious guilds and social clubs; for these exist
respectively for the sake of offering sacrifice and of
companionship. But all these seem to fall under the
political community; for it aims not at present advantage
but at what is advantageous for life as a whole), ....
All the communities, then, seem to be parts of the
political community.21

Aristotle recognized sub-communities within the polis,


but the polis itself was supreme. However, this passage
10 Past Imperfect
shows that other forms of association were not
incompatible with citizenship in Aristotle's account.
His idea of the polis as an association based on shared
ends suggests the idea ofa social contract. This is explicit
in another passage from the Ethics: "Every form of
friendship, then, involves association, as has been said ...
Those of fellow-citizens, fellow-tribesmen, fellow-
voyagers, and the like . . . seem to rest on a sort of
compact."28 The social contract would become a central
theme ofpolitical philosophy much later, but the idea was
known in Aristotle's time. It has been traced as far as the
Sophist Lycophron, and was familiar to Aristotle's teacher,
Plato. 29
If, for Aristotle, civil society was inherently political,
the distinction between state and society also had ancient
roots, including the Stoic idea ofuniversal natural law. In
the Christian era, natural law would become associated
with God-given powers of reason, leading to the age of
rationalism. Religious faith itselfwould become important
as a locus of resistance against the state with the historic
rise of liberalism itself, particularly in the religious wars
that followed the Reformation. 3o Seeds of this resistance
appeared in Jesus' answer to the Pharisees' question about
whether it was right to pay Roman taxes. His reply-
"Render therefore unto Caesar the things which are
Caesar's; and unto God the things that are God's"-implied
that church and state involve separate realms oflife. This
distinction would be formalized by Aquinas as the
sacerdotum and regnum, respectively the jurisdictions of
the sacred and the secular, within the respublica christiana,
or Christian society. For Aquinas, while these categories
were conceptually distinct, iftheir interests should conflict,
the state should be subordinate to the church-the
Emperor should bow to the Pope. 31 Religious authority,
in contrast to that of the state, would become central to
the natural law doctrine of Locke.
Civil Society 11
FROM HOOKER TO HOBBES TO LOCKE

The conception of "the people" as an independent entity


having an autonomous purpose and identity was already
present in the Old Testament. As Laslett observed, the
idea was implicit in "the Judaic sense ofthe chosen people,
the people led by the hand ofGod through the wilderness
because they had an enduring pwpose and being. Whenever
Christian political theorists thought ofthe people as having
a voice in the appointment ofa king or a regime, or ofthe
king as having a duty to his people, their model was the
peculiar people ofIsrael."32 This conception ofthe people
as a single entity would become central to the modem
idea ofcivil society as a zone ofautonomy apart from the
state.3]
But early usage of "society" did not have this
connotation. It had none of the sense in which we today
might speak of "the norms of Victorian society" or "'the
history ofWestem society," denoting a particular people,
joined by common mores and culture. As we will see, this
sense would emerge only as a reaction against the
universalizing rationalism ofthe Enlightenment. In early
usage, society meant association with one's fellows, as in
the phrase, ""People naturally seek the society of others."
Still in its early form, the word came to include a collective,
concrete sense, as in, "People naturally desire to create a
society."34 But in these usages there was none of the
modem sense ofa society as "a people," a singular entity
defined by common culture, language, geography, history,
and so on. (The agricultural origin of the word "culture"
suggests this organic sense of orderly growth-a people
as a single entity arising naturally from its own historical
soil.)35 This modem connotation ofa society as culturally
defined-an orderly whole, self-organized according to
its own unique mores and customs-is crucial to the
contemporary idea ofcivil society as distinct from the state.
12 Past Imperfect
It is important to see that the early English political
writers did not make the distinction between state and
society. Before the Enlightenment, in the era of Hooker,
Hobbes, and Locke, political society and civil society were
interchangeable phrases. For these writers, civil society
was a political union based on an implicit consensual
arrangement. Before such political union or civil society,
there was only the state of nature.
The Oxford English Dictionary gives Shakespeare's
prologue to Romeo and Juliet as the first English usage of
"civil" in the relevant sense,J6 closely followed by Richard
Hooker's Laws ofEcclesiastical Polity: "Civil Society doth
more content the nature of man than any private kind of
solitary living. "37 The Aristotelian sense of man as a
political or social animal is clear here-civil society for
Hooker was political society. Hooker took from Aquinas
the differentiation between positive and natural law; for
Hooker, these were combined in the eternal law of God,
the lex aeterna. But they were conceptually distinct:
positive law was a necessary supplement to natural law.
While mankind was naturally gregarious, social life
required both kinds oflaw:

We see then how nature itselfteacheth laws and statutes


to live by. The laws which have been hitherto mentioned
do bind men absolutely even as they are men, although
they have never any settled fellowship, never any solemn
agreement amongst themselves what to do or not to
do. But forasmuch as we are not by ourselves sufficient
to furnish ourselves with competent store of things
needful for such a life as our nature doth desire, a life
fit for the dignity of man; therefore to supply those
defects and imperfections which are in us living single
and solely by ourselves, we are naturally induced to
seek communion and fellowship with others. This was
the cause of men's uniting themselves at the first in
Civil Society 13
politic Societies, which societies could not be without
Government, nor Government without a distinct kind
ofLaw from that which hath been already declared.)8

Hooker was a defender ofthe Anglican Church against


Puritan dissenters. The latter's political claims were
illegitimate, argued Hooker, because they relied entirely
on divine revelation, to the exclusion of natural law. He
argued further that secular government was the
embodiment of natural law, just as the church embodied
the revealed law of God; thus the ideal state and church
were congruous. In this way, Hooker could defend the
Anglican monarchies ofHenry VIII and Elizabeth, while
denying the claims of extreme Puritan sects. Hooker,
writing in support ofa popular queen, did not envision the
need to revolt against tyrants, but Locke would later make
explicit the conclusion that Hooker's argument seemed to
imply: Any government that fails to embody natural law
must be thereby illegitimate. While the separation ofchurch
and state was not compatible with Hooker's political goals,
his defence ofnatural law set the stage for later religious
dissenters against the Crown.
In Hobbes' Leviathan, political and civil society were
the same thing. But some ofthe modem meaning ofcivil
society began to emerge, as in the approbative sense of
the adjective, "civilized." Thus for Hobbes the character
oflife in the state ofnature was entirely uncivilized. Before
civil society there was only, in his famous phrase, "War,
where every man is Enemy to every man.... And the life
of man, solitary, poor, nasty, brutish and short."39 For
Hobbes, natural law was minimal prior to the social
contract, so whatever order existed in the world was due
to the sanctions ofpositive law.
Locke too began by considering man's lot in the state
ofnature, though that state for him was very different than
the one described by Hobbes. In Locke's Second Treatise
14 Past Imperfect
ofGovernment, he wrote that we need to understand the
origins of political society-which was, for Locke, civil
society-before we can understand its true nature.

To understand political power right, and derive it from


its original, we must consider, what estate all men are
naturally in, and that is, a state of perfect freedom to
order their actions, and dispose oftheir possessions and
persons, as they think fit, within the bounds of the law
ofnature, without asking leave, or depending upon the
will of any other man. A state also of equality ...
without subordination or subjection.40

Locke went on to quote a long passage from Hooker's


Ecclesiastical Polity on the obligations of justice and
charity implied by man's natural equality. Thus natural law
for Locke continued to have force even after civil or
political society had been established.
Unlike Hobbes, Locke was true to the Aristotelian
vision of man as naturally sociable. Human nature for
Locke, like Hooker, was divinely given, and included the
impetus to form social groups. "God having made man
such a creature, that in his own judgment, it was not good
for him to be alone, put him under strong obligations of
necessity, convenience, and inclination to drive him into
society.'>41 This vision ofhuman nature led to Locke's idea
ofpolitical or civil society:

Those who are united into one body, and have a common
established law and judicature to appeal to, with
authority to decide controversies between them, and
punish offenders, are in civil society one with another;
but those who have no such common appeal, I mean
on earth, are still in the state of nature. . .. Where-ever
therefore any number of men are so united into one
society, as to quit every one his executive power ofthe
Civil Society 15
law of nature, and to resign it to the public, there and
there only is a political, or civil society.42

To understand Locke's argument, it is helpful to identify


his political goals. Where Hobbes was a supporter of
Charles I against the Puritan Revolt, Locke was born on
the side of the Puritans-his father was a captain in
Cromwell's army.43 Where Hobbes was patronized by
Charles II following the Restoration, Locke's patron was
the first Earl ofShaftesbwy, whom he followed into Dutch
exile after a conspiracy against Charles. Hobbes' goal was
to defend royal power as the embodiment oflaw and order,
but Locke's was more complex. Following Shaftesbury,
Locke supported the Glorious Revolution that brought
William and Mary into power in 1689. Thus Locke had at
once to justify the overthrow of one monarch while
defending the right to rule of another. Arguments like
Robert Filmer's thesis that kings had a divine right to rule
because they were the direct descendants of Adam, or
Hobbes' defence of whatever ruler could best maintain
order, were inadequate for Locke's purposes. Instead, he
found his model in Hooker's ideas of legitimacy and
consent.
While Locke rejected Hobbes' view ofa belligerent state
of nature, he followed Hooker in arguing that men, while
naturally peaceful and sociable, were none the less partial
to their own interests. This meant that life and property
could not be secure unless an impartial authority existed
to mediate disputes. But an absolute ruler does not fit this
criterion, because a ruler with unrestricted power would
be partial to his or her own interests.

And hence it is evident, that absolute monarchy, which


by some men is counted the only government in the
world, is indeed inconsistent with civil society, and so
can be no form of civil government at all. For the end
of civil society, being to avoid, and remedy those
16 Past Imperfect
inconveniences ofthe state ofNature, which necessarily
follow from every man's being judge in his own case,
by setting up a known authority, to which every one of
that society may appeal upon any injury received, or
controversy that may arise, and which every one ofthe
society ought to obey.44

Thus civil government for Locke was compatible, not


with absolute monarchy as Hobbes had claimed, but with
something like a constitutional monarchy. Thus, in Locke's
usage, civil society was political society, but a specific kind
of political society, one in which the powers of the state
were carefully limited.
Locke endorsed an idea implicit in Hooker, that
government is a trust granted on the sufferance of the
people. Locke took the further step that Hooker did not:
a ruler who violates the people's trust may be deposed.
Natural law and positive law are distinct, and natural law
gives men natural rights, discoverable by reason. Where
rulers contravene the natural rights oftheir subjects, they
may be overthrown.
Locke was thus a critical figure in establishing the idea
of legitimacy of government. But he was also central to
the birth ofthe Enlightenment. In the era following Locke,
the idea of natural law would be transformed into the
rationalistic ideas like those of the Encyclopedists in
France, where Locke's idea of legitimacy ofgovernment
would become the doctrine that there is a single, universally
legitimate way oflife, discoverable by reason. And it would
be in reaction to this doctrine that the conception ofeach
society as a unique cultural entity would arise.

EMERGENCE OF THE MODERN IDEA OF CIVIL SOCIETY

In its modem meaning, civil society is a phrase used, not


in contrast to the state of nature, but in contrast to the
CivU Society 17
4S
powers ofthe positive state. Locke was the critical figure
in this development: his usage confonned to the ancient
meaning, while his argument pointed to the modem one-
but in divergent ways. On one hand, natural law in Locke's
interpretation pointed to certain rights which the state may
not abridge. But on the other hand, his idea ofnatural law
was universal law. And since Locke's interpretation of
natural law as entailing natural rights was open to question,
it could be reinterpreted by others in less liberal ways. It
would be the universalism of natural law, and its
culmination in Enlightenment rationalism, that would lead
to ideological and political counteractions. And in these
would be born the modem idea of society, wherein every
society is a culturally unique, orderly whole.
The idea ofculture in this sense was first fonnalized by
Edward Tylor in 1871, who defined it as "that complex
whole which includes knowledge, belief, art, morals, law
customs, and any other capabilities and habits acquired by
man as a member of society.''46 But the sources of this
idea preceded Tylor. With the opening of the world
following the Renaissance, international travel became
popular among the educated elite, and their reports were
widely read. By the close of the eighteenth century,
"government officials, missionaries, naturalists, and others
had gathered a considerable body of trustworthy and
surprisingly detailed ethnographic information. ''47
The best known of these earlier ethnographers was
Montesquieu. Between 1729 and 1731, he travelled widely
in Western Europe to study the laws and customs ofthese
lands. With the same purpose, he studied the ancient
Romans. Using the methods ofcross-cultural and historical
comparison, Montesquieu tried to draw lessons for France,
which he feared would fare badly in its rivalry with England
and enter a period of decline. 48 Thus Montesquieu was
the ancestor of the cultural sciences: sociology,
anthropology and ethnography. But he was a social scientist
18 Past Imperfect
of a certain kind. His goal was to find the true causes of
social phenomena. "From the 'nature of things,'
Montesquieu set himself to derive the principles of laws
which express necessary relations."49 Although he
recognized the different customs of various peoples, he
believed these could be rendered into a few simple
principles which applied universally, and which had the
same status as physical laws. In short, Montesquieu was,
in his goals if not in his methods, still a rationalist in the
spirit ofthe French Enlightenment.
Enlightenment rationalism in its purest form was the
doctrine ofthinkers such as:

Descartes, Spinoza, and Leibniz. The characteristics of


this kind of rationalism are: (a) the belief that it is
possible to obtain by reason alone a knowledge ofthe
nature ofwhat exists; (b) the view that knowledge forms
a single system, which (c) is deductive in character;
and (d) the beliefthat everything is explicable, that is,
that everything can in principle be brought under the
single system. 50

This systematic thesis neither began nor died with the


Age of Reason,51 but there it was clearly articulated as a
consistent philosophical doctrine. Its most dramatic effects
were in France, where it was consummated in the
Revolution. Although this event had other, more concrete
antecedents and goals,52 it was animated by the rationalism
that Edmund Burke would denounce as "the mazes of
metaphysic sophistry."53 But before Burke, and before the
excesses of the Reign of Terror, French rationalism had
other critics.
Outside of France, the arts and letters also flowered in
other European nations in the seventeenth and eighteenth
centuries, but less so in the disunited German-speaking
regions. 54 While some Germans of this era began to
ClvU Society 19
emulate the French, others reacted against them. As Isaiah
Berlin described, the German reaction against French
universalism caused these thinkers to look for the essence
that made Germans unique:

The inner life, the life ofthe spirit, concerned with the
relation ofman to man, to himself, to God-that alone
was of supreme importance; the empty materialistic
French wiseacres had no sense oftrue values-ofwhat
alone men lived by.... Gradually this German self-
image grew in intensity, fed by what might be called a
kind of nationalist resentment. The philosopher, poet,
critic, pastor Johann Gottfried Herder was perhaps the
first wholly articulate prophet of this attitude, and
elevated this cultural self-consciousness into a general
principle. 55

Berlin traced Herder's ideas through Vico and


Machiavelli,s6 but in Herder's search for the organic
sources ofGerman cultural uniqueness, the modern sense
of culture-and thus the idea of a society in the holistic
sense of"a people"-first emerged fully formed. 57 Cultural
differences were not just superficial manifestations of
universal principles, as for Montesquieu. For Herder,
culture was what gave a people their identity. Berlin wrote,

This was a novel doctrine.... What, for him, makes


Germans Gennan is the fact that the way in which they
eat or drink, dispense justice, write poetry, worship,
dispose of property, get up and sit down, obtain their
food, wear their clothes, sing, fight wars, order political
life, all have a certain common character, a qualitative
property, a pattern which is solely Gennan, in which
they differ from the corresponding activities of the
Chinese or the Portuguese. 58
20 Past Imperfect
Thus the Gennans make up a culture, or a society in
the modem sense, and the Chinese another, and the
Portuguese a third. And in recognizing these particularities,
the modem idea of a society as a self-ordered cultural
whole was born.
Concurrently with Herder, the better known reaction
against French rationalism came from Edmund Burke.
Beginning with his earliest published writings, Burke was
critical ofabstract reasoning as providing guiding principles
for politics. 59 Following the French Revolution, Burke's
critique reached its height. Unlike Irish and American
secessionists, whom he saw as defenders oftheir traditional
rights, Burke viewed the French revolutionaries-the
"sophistic tyrants ofParis"60-as ideological zealots, bent
on destroying the existing social order so they could rebuild
society according to a rationalistic blueprint, based on
nothing but "the nakedness and solitude of metaphysical
abstraction.''6) Burke argued that politics should be guided
by acknowledged traditions rather than pure speculation,
and in doing so he did for England what Herder had done
for Germany: He idealized the existing practices, mores
and values of Englishmen, arguing in effect that these
constituted their cultural identity. Thus Burke wrote of
"our national character"62 and the "fabric of ... society.''63
For him, it was "British Tradition versus French
Enlightenment. "64 That tradition, he argued, constituted a
set ofnormative rules which political leaders should follow
rather than create anew. Traditional rules should be binding
on the state. Thus for Burke, the state should be the servant
of civil society-now understood as a set of evolved
cultural practices and beliefs-rather than its master or its
embodiment.
Meanwhile, a second Enlightenment, without the
characteristic rationalism of the French movement, was
occurring in Scotland. As Daniel N. Robinson described
it, "What united the architects of the Scottish school was
Civil Society 11
a passion for natural science, a wariness toward speculative
metaphysics, and the common sense convictions that all
epistemic claims are finally settled in the court ofconscious
experience. "65 The philosophers of the Scottish
Enlightenment had very different approaches to the kinds
of problems addressed by the thinkers of the Cartesian
rationalist school. Adam Smith's idea, for example, ofthe
"great society" was not one that was rationally constructed,
but one that arose naturally through the co-ordinating
principles of what Burke would call "enlightened self-
interest," and Smith famously called the "invisible hand.'t66
A well-ordered society had its own rules of organization
apart from those imposed by the state. These rules or
organizing principles meant that society could be seen as
a single orderly entity which the state should serve. Thus
Smith described the role of the state in terms ofits duties
to society.67 For Smith as for Burke, the state should be
neither the embodiment nor the master of society, but its
servant.
With Smith's friend and colleague Adam Ferguson, the
phrase "civil society" was presented for the first time in
the title of a major work,68 Ferguson made explicit his
debt to Montesquieu,69 and there are similarities between
them: Both men studied Ancient Rome as an exercise in
comparative history, both recognized the cultural
differences ofvarious nations, and each may be seen as a
predecessor of the modem cultural sciences. But where
Montesquieu was essentially still a rationalist, Ferguson
and his Scottish colleagues expressly were not. Where
rationalists proceeded by searching for first principles from
which a blueprint for society could be drawn, Ferguson
denied that society's constitutive rules could be understood
in this way:

The peasant, or the child, can reason, and judge, and


22 Past Imperfect
speak his languaget with a discemmentt a consistencYt
and a regard to analogyt which perplex the logician t the
moralis~ and the grammarian t when they would find
the principle upon which the proceeding is founded, or
when they would bring to general rules t what is so
familiart and so well sustained in particular cases. The
felicity of our conduct is more owing to the talent we
possess for detail t and to the suggestion of particular
occasions, than it is to any direction we can find in theory
and general speculations. 70

This passage shows clearly that Ferguson rejected the


rationalists t goal of guiding social behaviours by the
dictates ofabstract theory. Thus he complained about his
era:

It is peculiar to modem Europet to rest so much ofthe


human character on what may be learned ... from the
information of books.... [W]e endeavour to derive
from imagination and thoughtt what is in reality a matter
of experience and sentiment: and we endeavour ... to
arrive at the beauties of thought and elocution, which
sprang from the animated spirit ofsociety. 71

This "animated spirit of society" was an idea closer to


Herder than to Montesquieu. Where the latter still wanted
to derive from social diversity a single set of principles t
Ferguson, like Herder, was more consistently a pluralist.
"Nations ... like private men, have their favourite ends,
and their principal pursuits, which diversify their manners,
as well as their establishments."72 Ferguson celebrated the
diversity ofcultures, and saw that the competition between
them was inevitable. In faet t he thought conflict was
beneficial to the development oftheir distinctive virtues.
"Athens was necessary to Spartat in the exercise of her
virtue, as steel is to flint in the production of fire.,,73
Civil Society 23
Ferguson denied both the truth and the usefulness of
the idea ofa state ofnature from which civil society arose.
The evidence, he argued, shows that people have always
lived in groups. "[Bloth the earliest and the latest accounts
collected from every quarter of the earth, represent
mankind as assembled in troops and companies; and the
individual always joined by affection to one party, while
he is possibly opposed to another."74 The idea ofthe state
ofnature for Ferguson had "led to many fruitless inquiries,
and given rise to many wild suppositions.''7.5 Civil society
for him was not characterized by the beginnings of
collective life, but was marked by the emergence of arts
and letters, vigorous commercial activity, and the thriving
ofurban life, which in total he described as the "bustle of
civil pursuits and occupations."76 Civil society was the
nonnal outgrowth of natural sociability and the instinct
for self-preservation, but also of the restless longing for
industry and self-improvement.
Consistently with his anti-rationalist philosophy, civil
society for Ferguson did not arise from conscious or
purposive decision, but emerged slowly from historical
circumstances. Indeed Ferguson did not define the term,
and actually used it infrequently-in the 430 pages ofthe
original text, it appeared perhaps a dozen times. Hence it
does not seem possible to force a definition ofcivil society
onto Ferguson without adding something that was not in
the original. Instead, Ferguson gave a description of the
gradual historical development ofWestem nations. Where
he did come close to a definition, it revolved around the
character and virtues of a free people, rather than a
description of the state.

During the existence ofany free constitution, and whilst


every individual possessed his rank and his privilege,
or had his apprehension ofpersonal rights, the members
of every community were to one another objects of
24 Past Imperfect
consideration and of respect; every point to be carried
in civil society, required the exercise of talents, of
wisdom, persuasion, and vigour, as well as ofpower. 77

The essential accomplishment ofFerguson's book was to


describe civil society in tenns of the people; that is, as
arising through the gradual evolution ofa way oflife, which
we have come to call a culture. With Ferguson, civil society
described the culture of a people, and was no longer a
synonym for political society or the state.
In summary, the modem meaning ofsociety, in the sense
ofa culture or a people, emerged in the eighteenth century
from these sources: German romanticism and historicism,
personified by Herder; English anti-rationalism and
conservatism, represented by Burke; and the proto-
sociological and market-based economic ideas of the
Scottish Enlightenment. These writers and their followers
were widely read by the educated generation that
succeeded them. By the beginning of the nineteenth
century, the distinction between state and civil society
would be taken for granted, as in the work of Hegel,
Tocqueville, and Marx.

ASSOCIATIONAL PLURALISM
AND STATE-SOCIETY RELATIONS

Once the hold of universalistic rationalism had been


weakened, the idea could grow that different ways ofHfe
had their own legitimacy. With the continued opening of
the world through large-scale migrations, this pluralism
would take a new form. Nations that had been home to
unique cultures became more mixed, so that cross-cultural
pluralism would come to be replaced by multicultural
pluralism.
But if the door to the acceptance of multiculturalism
was opened by the attack on universalism, this kind of
Civil Society 25
pluralism at best was implicit in the new understanding of
civil society. Instead t the pluralism contained within the
modem idea of civil society took an intermediate form.
By the eighteenth centuryt the idea of civil society had
come to include what we might call associational pluralismt
to depict the variety of institutions formed by freely
associating individuals within civil society. As Shils
describ~ "In the views which prevailed in the eighteenth
centuryt civil society was pluralistic; minimally it was a
society with numerous private activities t outside the family
and not assimilated into the state."78
The idea of civil society as the realm of activities
intermediate between the family and the state was accepted
by Hegel. Hegel was familiar with the ideas ofthe Scottish
Enlightenmentt79 and market relations were central to his
development ofthe notion. As Shils pointed outt "Like all
other usages of 'civil society' in modem times t Hegel's
usage enunciated the right to private ownership ofproperty
as the central and indispensable feature ofcivil society."80
Howevert Hegel was above all a systematic theorist of
historyt and it is of questionable usefulness to consider
any particular phrase or segment ofhis theory in isolation.
In Hegel's triadic system ofthesist antithesis and synthesiSt
civil society was but one stage ofa progress that itselfwas
a part ofa triadic progression. Thus Hegel's Encyclopedia
ofthe Philosophical Sciences in Outline was made up of
the sections: Logic, Philosophy ofNature t and Philosophy
of Mind, and the latter was subdivided into Subjective
Mindt Objective Mind, and Absolute Mind; the second of
these consisted oflawt subjective moralityt and objective
morality or the ethical life. FinallYt the latter of these
included the dialectic triad offamilYt civil society and the
state. 81
Within each of these triads t the thesis arises through
the development ofa previous synthesis; the antithesis is a
kind of spontaneous outgrowth or development from the
26 Past Imperfect
thesis; and the synthesis is the final flourishing of that
segment or stage of the system, from which the next
dialectic triad begins. Thus the family was the natural
consequence that followed when purely private or
subjective morality was resolved into the ethical life:
"Hence in a family ... one is in it not as an independent
person but as a member."82 But the family too involves a
triadic process: marriage, the accumulation offamily capital
and property, and the education of the children. 83 In the
Hegelian progression, this education is made possible by
the previous accumulation offamily wealth, but it leads to
the child's self-sufficiency, and thus to the dissolution of
the family. At this point, a new stage has been reached and
civil society becomes possible.
This is of course a very different mode of argument
than is typical in the liberal tradition, and raises a host of
questions. For example, it might be asked whether Hegel
considered the development of civil society to be a
historical process that culminated in this stage of social
development, or to be an ongoing process that occurs in
every generation. The answer seems to be that he allowed
both to be true; that is, reality consists of, or is constituted
by, the tension between thesis and synthesis and their
renewal into a synthesis, and that this process (a) occurs
during historical stages, and (b) provides an impetus for
the movement ofhistory itself. In Hegel's idealist ontology,
without the tension between thesis and antithesis, nothing
would exist-reality is forged out ofdialectic process, as
if the Big Bang itselfwere a dialectical phenomenon, the
pulling apart of matter and anti-matter that makes all
existence possible. Thus the dialectic process is creative
in both the constitutive and developmental senses.
Whether or not explanations ofthis sort are convincing,
the preceding description is sufficient to show the
essentially economic nature ofHegel's civil society, which
of course has its own triad of "moments": the "system of
Civil Society 27
needs" which encompasses the market; ajustice system to
protect property, and more general systems of authority
including the police and the corporation.84 These systems
ofauthority are generalized or synthesized as the state, as
the dialectical process begins anew.
This sense of transition from civil society to the state
introduced a new theme in the history ofthe concept, that
civil society and the state are interrelated, an aspect that
modem writers like Shils emphasize: "Civil society and
the state are bound together by the constitution and by
traditions which stress the obligations ofeach to the other
as well as their rights vis-a-vis each other.n8S Taylor
suggests that Hegel had successfully combined the
corporatist ideas ofMontesquieu, whereby political power
is dispersed and mediated through a plurality ofinstitutions,
with the Lockean distinction between state and society.86
Hegel's seemingly contradictory notion ofthe unity of
opposites, captured in the dialectic, may be one way to
maintain the essential distinction between state and society
on one hand, and their interrelatedness on the other,
although to do so would seem to require that we accept
the entire Hegelian system. More than any of the writers
surveyed here (Hobbes is closest to him in this sense),
Hegel's ideas stand or faU as part of his system. Without
this comprehensive idea, it is hard to believe that Hegel
would have been more than a minor figure in history-
Hegel without the dialectic is like Gutenberg without the
press. Furthermore, Hegelian metaphysics seems to move
away from Locke's straightforward idea of natural law.
Although the philosophical foundation of morality is a
difficult topic,87 for the citizens of liberal democracies-
that is, members of civil societies-the idea of moral
realism, that some things are objectively right or wrong,
still has a great deal ofintuitive appeal. Finally, Hegel saw
the state as a superior or more advanced entity than civil
society, a step closer to the Absolute Mind and the universal
28 Past Imperfect
state. The Hegelian idea ofprogress may in the end leave
less room for civil society than someone like Taylor would
have us believe. As Seligman points out, "In Hegel's
attempt to save civil society as an ethical entity, civil society,
at least as it was classically conceived, disappears."88
Perhaps the Lockean tradition may yet be more attractive
than the Hegelian system.
Whatever the viability of Hegelian metaphysics, his
account does serve to highlight two important aspects of
civil society: the pluralism ofassociations within it, and its
interrelatedness with the state. These themes reappear with
Tocqueville. In his visit to the new American democracy,
Tocqueville admired the multitude of associations
spontaneously formed by Americans in the pursuit of
shared goals.

Americans ofall ages, all condition, and all dispositions,


constantly form associations. They have not only
commercial and manufacturing companies, in which all
take part, but associations ofa thousand other kinds,-
religious, moral, serious, futile, general or restricted,
enormous or diminutive.... Wherever, at the head of
some new undertaking, you see the government in
France, or a man ofrank in England, in the United States
you will be sure to find an association. 89

Tocqueville recognized that this willingness to associate


was educative-that the art of association in one sector
enhanced sociability in another-and thus fundamental to
a workable democracy. But he did not think the transfer
of skills from politics to civil association, or the reverse,
was unidirectional. Instead, he argued that the educative
process worked both ways at once. Associations within
civil society fostered democratic participation, but at the
same time, democracy forced Americans to take care of
their own common affairs, and thus encouraged them to
elvu Society 29
associate politically. "Civil associationst thereforet facilitate
political association; butt on the other hand t political
association singularly strengthens and improves
associations for civil pwposes. tt90 Tocqueville believed that
in a democratic state t political and civil society must be
mutually supporting. He had no illusions that collective
political action was unnecessaryt and he was no dogmatic
libertarian-he saw that sometimes "liberty degenerates
into license.''91 But he recognized in the right ofassociation
one ofthe central securities against oppression t including
the tyranny by a democratic majority. "There are no
countries in which associations are more needed, to prevent
the despotism ofa faction or the arbitrary power ofa prlncet
than those which are democratically constituted. n92 Thus
the freedom to associate is fundamental to democracy and
to liberal society itself. "The right ofassociation therefore
appears to me almost as inalienable in its nature as the
right ofpersonal liberty. No legislator can attack it without
impairing the foundations ofsociety.''93

MARX AND THE RETURN OF RATIONALISM

Hegel ts idealist metaphysics had been intricate enough


to retain the central features of the modem idea of civil
society. He had recognized civil society, with its plurality
of social institutions, as independent from but linked to
the state. However, in Marx's less rarefied materialist
theory of historical progress, civil society was no longer
seen as legitimately independent. Instead, Marx saw civil
society as the site ofoppression, and its aura oflegitimacy
as an ideological mirage. For his followers t the replacement
ofthe pluralistic institutions ofcivil society by the rationally
planned state would become a political goal.
Marx's famous inversion ofdialectical idealism arose
from his studies of Hegel's idea of civil society. After
reading Hegel's Philosophy ofRightt he wrote t
30 Past Imperfect
I was led by my studies to the conclusion that legal
relations as well as forms of state could be neither
understood by themselves nor explained by the so-called
general progress of the human mind, but that they are
rooted in the material conditions of life, which are
summed up by Hegel after the fashion of the English
and French of the eighteenth century under the name
'Civil Society'.94

For Marx, civil society was the realm within which the
bourgeoisie exploited the labouring class. The economic
relations within that realm were the underlying reality, of
which all else was just a superstructural manifestation.
Marx too distinguished between political and civil society,
but to the detriment of the latter.

Where the political state has attained its pure


development, man ... leads a twofold life, ... life in
the political community, in which he considers himself
a communal being, and life in civil society, in which he
acts as a private individual, regards other men as a
means, degrades himself into a means and becomes a
plaything ofalien powers. 95

Civil society for Marx was the locus of degradation, not


liberation.
While Marx was concerned with the same questions as
earlier political writers-the relationship between the
economic, social and political orders, and the role of
individuals within them-his solution was fundamentally
different. With the rise of the proletariat would come the
dissolution ofcivil society and the oppressive structures it
supported. Marx's differences with Hegel on this point
can be illustrated by an ambiguity in the phrase itselfin its
German form: civil society in German is burgerliche
Gesellschaft. But Burger may be translated as either
elvU Sodety 31
townsman or citizen. While Hegel retained both senses of
the word,96 Marx put all the emphasis on the former, so in
his usage, as when Burger is rendered into the French as
the more pejorative bourgeois, the economic sense of
exploitation was all that remained. Thus civil society for
Marx was something to be overcome, as would the state
itself: "Marx, as is well known, followed the Hegelian
critique ofcivil society. positing its 'sublation' not in the
existing political state of the nineteenth century but in a
future metahistorical entity where the 'true' essence of
man would unfold."97
Marx's ideas about the post-revolutionary state were
notoriously incomplete, but the utopian nature ofmature
communism seems to follow from the idea that all social
conflict arises from class struggle. With the end of class
comes the end of social disharmony. In "On the Jewish
Question," Marx was both utopian and communitarian.
reacting against liberal notions such as rights, property,
and individualism. These are associated with civil society:

Above all, we note the fact that the so-called rights of


man, the droits de I 'homme, as distinct from the droits
du citoyen, are nothing but the rights of a member of
civil society, i.e., the rights of egoistic man. of man
separated from the other men and from the community.98

With the end of the class struggle, and the demise of its
oppressive manifestation in civil society, will come
participatory democracy. communitarian harmony, and the
withering away ofthe state. "Only when the real, individual
man re-absorbs in himself the abstract citizen ... and
consequently no longer separates social power from himself
in the shape of political power. only then will human
emancipation have been accomplished."99 All these
elements-the absorption of political power into social
power. the withering away of the state, emancipation
32 Past Imperfect
through totalizing participatory democracy on the model
ofRousseau's General Will-these amounted once again
to the dissolution of the distinction between state and
society. Thus Marx had set the stage for the totalitarian
statesmen who followed.
Whatever the contingencies of revolutionary politics,
Lenin's-and then Stalin's-efforts to eliminate the
institutions of civil society were not strategies that
originated solely with them, or that arose through the
particularities ofEastern European history alone. The ideas
ofMarx and Engels about the withering away ofthe state,
following the transitional dictatorship of the proletariat,
were taken up in Lenin's revolutionary programme. In State
and Revolution, \00 written just before the events of 1917,
Lenin took up Marx's communitarian, participatory ideal.

Only in communist society, when the resistance of the


capitalists has been completely broken, when the
capitalists have disappeared, when there are no classes
. . . only then a really full democracy, a democracy
without any exceptions, will be possible and will be
realised. And only then will democracy itself begin to
wither away, due to the simple fact that, freed from
capitalist slavery, from the untold horrors, savagery,
absurdities, and infamies of capitalist exploitation,
people will gradually become accustomed to observing
the elementary rules ofsocial life that have been known
for centuries and repeated for thousands ofyears in all
school books; they will become accustomed to
observing them without force, without compulsion,
without subordination, without the special apparatus
for coercion called the state. 10\

With the culmination ofthe revolution, the functions of


the state would be absorbed into society, and the distinction
between the two realms would disappear. "From the
Civil Society 33
moment when all members of society, or even the
overwhelming majority, have learned to govern the state
themselves ... the need for any government begins to
disappear altogether. "102 This would lead to ''the transition
from the first phase of Communist society to its higher
phase, and along with it to the complete withering away
of the state."103
Today we know that this higher phase of communism
would never arrive in the USSR, but Lenin believed that
the proper route to that goal was through his policy of
aggressive centralization ofpower. While this policy was
accelerated in response to the practical political challenges
he faced, 104 it was also consistent with his original ideology:
As part ofthe process by which the state would disappear,
all functions of governance would be taken over by the
vanguard party acting in the name ofthe people. And Stalin
in tum would continue this policy, as with his own policy
offorced collectivization. As noted by Paul Johnson,

The whole of the gigantic operation of collectivizing


the peasants, involving about lOS million people, was
conducted from Stalin's study in the Kremlin ... without
any kind ofpublic debate, in the last weeks of 1929. It
was typical of the way in which the pursuit of Utopia
leads the tiny handful ofmen in power abruptly to assault
a society many centuries in the making. lOS

The ideology that justified Stalin's power was derived


from Marx via Lenin. All institutions, including the church,
the family, and all spontaneously formed associations of
public life-in short, all the institutions ofcivil society-
were illegitimate unless they were taken over by the
representatives of the people, the Communist Party, and
put into the service ofthe Revolution. The universalistic,
totalizing ideology ofMarxism could not allow, in theory
nor in practice, any autonomous associations apart from
34 Past Imperfect
the Party, because the Party was the true and complete
embodiment ofthe will of the people.
With the demise of the Soviet empire, a great deal of
attention has been paid by post-Marxist scholars to the
restitution of civil society.l06 While some Marxists still
question the value ofthe idea,107 others have attempted to
rehabilitate the concept within a Marxist framework. Best
known is the work of Antonio Gramsci, as interpreted by
Norberto Bobbio. 108 Gramsci criticized the reductionism
ofMarxist materialism. "Between the premise (economic
structure) and the consequence (political organization),
relations are by no means simple and direct; and it is only
by economic facts that the history of a people can be
documented."109 As Bobbio puts it, civil society is no
longer part of the base in Gramsci's understanding, but
part ofthe superstructure.110 This means that the ideologies
embodied in the institutions and practices ofcivil society
are notjust tools ofoppression, but provide opportunities
for the transformation of society through persuasive
leadership. (Bobbio uses the terms "cultural" vs. "political"
leadership in his depiction ofGramsci's thought, but given
the historical realities, it is hard not to think ofGramsci as
advocating democratic, persuasive leadership, in contrast
to the coercive leadership of Lenin and Stalin.) But
whatever his improvements to Marx's theory, in Gramsci's
vision civil society remains primarily useful for its strategic
value. III On its own terms, it is just a condition to be
transcended in reaching the utopian future.

CONCLUSION

The history of the idea of civil society shows that three


central elements ofthe concept have emerged. First, in its
modem form civil society represents the realm of public
institutions that are separate from the state. This new
understanding arose with the idea of each nation as the
Civil Society 35
home of a distinct people, a cultural entity with its own
constitutive beliefs, values and ideals. The idea ofa culture
as a self-organized whole meant that the state was no longer
seen as the sole source ofsocial cohesion. Thus the political
and the social came to be seen as distinct.
The second essential feature ofthe modem idea ofcivil
society is its continued interdependence with the state. If
the social and the political are distinct, this does not mean
that political institutions no longer have a central role in
organizing and regulating the public life ofcitizens. Utopian
or anarchist ideas about the end of politics, such as the
withering away of the state, have been shown to result in
the loss of autonomy for the institutions of civil society.
Instead ofdisappearing, the state must exist both to serve
the interests ofcivil society and to regulate social life.
These two features of civil society-its separateness
from, and its interdependence with the state-are
conceptually distinct but in tension. Writers who emphasize
the autonomy of civil society may tend to underplay the
role of the state, while those who concentrate on the
dependency of society on the state may tend to diminish
the distinction between them. This tension is what is at
issue between the two schools ofthought discussed at the
beginning ofthis essay, the liberals and the post-Marxists,
both of whom recognize the importance of civil society,
but with these respective emphases.
This brings us to the third element, the pluralism of
institutions within civil society. It remains to be seen
whether a deeper understanding of the idea of pluralism
itselfmay help us to maintain together the distinction and
interdependence between state and society.
Pluralism-the idea that there are a variety oflegitimate
but conflicting values, ideals and ways of-life ll2 -is
historically related to the modem concept ofcivil society.
36 Past Imperfect
The idea of the people of each nation as a cultural entity
took hold in reaction to the rationalism of the French
Enlightenment. Implicit in the recognition ofdifferences
between nations was a denial that there are universal
answers to the problems of life. Pluralism represents the
rejection ofEnlightenment universalism, because it asserts
that there is no singular answer to the question of how to
live. Thus civil society and pluralism were joined at the
root.
Today, pluralism is a feature of cultural life within
nations rather than between them, so that now we may
begin to see civil society as including a diversity ofways
oflife within each modem nation-state. This understanding
would represent a further development of the original,
counter-Enlightenment version of pluralism, which
originated as the recognition ofthe existence ofa plurality
of cultures or societies, each comprising its own nation.
While the era of large-scale migrations has resulted in the
transition from cross-cultural to multicultural pluralism,
the rejection of universalism remains,1I3 so our
understanding of civil society today should include a
recognition of value pluralism, ideological diversity and
multiculturalism. This recognition would represent a
refinement or explication of the associational or
institutional pluralism already inherent in the modem idea
ofcivil society.
In conclusion, any definition of civil society is
incomplete without the understanding that it is the realm
within which free people may pursue a diversity of
legitimate values, ideals, and ways of life. This suggests
that the argument between the various theorists of civil
society may be resolved by seeing which school ofthought
can best ac~mmodate a pluralist conception ofcivil society
while balancing together the autonomy and dependency
ofits institutions
Civil Soc:iety 37
NOTES

The author thanks the anonymous reviewers and the editors of this
journal, and especially Thomas E. Flanagan, for their helpful
comments on earlier versions of this paper, as well as the Social
Sciences and Humanities Research Council ofCanada for funding.
I John Keane, Democracy and Civil Society (London: Verso, 1988).
ZJean L. Cohen and Andrew Arato, Civil Society andPolitical Theory
(Cambridge, MA: MIT Press, 1992).
) Paul Hirst, Associative Democracy: New Fonns ofEconomic and
Social Governance (Amherst: U. of Massachusetts Press, 1994).
4 Charles Taylor, "Modes of Civil Society," Public Culture 3 (Fall

1990): 95-118.
S For an example of Asian writers, see X.L. Ding, "Institutional
Amphibiousness and the Transition from Communism: The Case
ofChina," British Journal ofPolitical Science 24 (July 1994): 293-
318. Ding wants to substitute the unlikely phrase in his title for the
idea of civil society. His account is useful in showing the relevance
of cultural differences between the East and West. For a survey of
Middle Eastern work, see Salwa Ismail, "The Civil Society Concept
and the Middle East: Questions of Meaning and Relevance." (Paper
presented at the Canadian Political Science Association Annual
Meeting, Calgary, Alberta, June 13, 1994). She finds no single trend
in the writers she surveys. A good sample of European writers is
presented in John Keane, ed., Civil Society and the State (London:
Verso, 1988).
6 Seymour Martin Lipset. "The Social Requisites ofDemocracy Re-
visited," American Sociological Review 59 (Feb. 1994): 1-22.
7 Robert D. Putnam, Making Democracy Work: Civic Traditions in
Modern Italy (Princeton: Princeton U. Press, 1993).
8 Adam B. Seligman, The Idea of Civil Society (New York: Free
Press, 1992).
9 Seligman's concerns may be partly answered by Putnam, for whom
religion was a control variable. More generally, Seligman may be
making the mistake identified by Richard Rorty, who argues against
the view that our "political institutions [are] no better than their
philosophical foundations. to Rorty, Objectivity, Relativism and Truth
(Cambridge: Cambridge U. Press, 1991),178.
10 Edward Shils, "The VIrtUe of Civil Society," Government and
Opposition 26 (Winter 1991): 3-20.
11 John Rawls, '"The Idea of an Overlapping Consensus," Oxford
Journal ofLegal Studies 7:1 (1987): 1-25.
12 John Keane, "Despotism and Democracy," in Civil Society and
38 Past Imper/ect
the State, ed. John Keane, (London: Verso, 1988).
13 "The case for religious toleration was central to ... the crucial

but complex thought that civil society is an arena ofconflicts, which


should be coordinated and regulated by the constitutional state."
Steven Lukes, "Making Sense of Moral Conflict," in Liberalism
and the Moral Life, ed Nancy L. Rosenblum (Cambridge, Mass.:
Harvard, 1989), 139.
14 Peter Laslett, Encyclopedia o/Philosophy (New York: Macmi1lan,

1967), s.v. "Political Philosophy, History of; Introduction through


Kant," 6:371.
15 Ibid., 372.

16 G.B. Kerferd, Encyclopedia o/Philosophy (New York: Macmillan,


1967), s.v. "Sophists," 7:496.
17 Ibid.

18 Ernest Barker, trans., The Politics 0/ Aristotle (London: Oxford


U. Press, 1958), 1.
19 Henry George Liddell and Robert Scott, A Greek-English Lexi-

con (Oxford: Clarendon, 1940), s.v. "koinonia."


20 Manfred Riedel, Between Tradition and Revolution, trans. Walter

Wright (Cambridge: Cambridge U. Press, 1984), 131.


21 Barker, "Introduction" to The Politics of Aristotle, lxv.

22 Ibid., lxvi.

21 Benjamin Jowett, trans" The Politics ofAristotle, rev. ed. (New


York: Colonial, 1900), 1.
24 Barker, trans., The Politics of Aristotle, 7,

25 This shows that Aristotle did not distinguish positive from natu-

rallaw-a distinction he would have called sophistry-because man-


made law should promote man's highest natural ends. "But it is the
cardinal issue of goodness or badness in the life of the polis which
always engages the attention of any state that concerns itself to se-
cure a system of good laws well obeyed" Politics, Barker trans.,
118-19.
26 A deme is an administrative district, and a tribe is a group of

demes. In Aristotle's time, Athens had about 150 demes and ten
tribes. See Barker, trans., The Politics ofAristotle, 382, n. 1.
27 David Ross, trans., Aristotle: The Nicomachean Ethics (Oxford:

Oxford U. Press, 1980),208. Translator's note: "It seems best to


treat [the bracketed Hnes] as an insertion from an alternative version."
Civil Society 39
28 Ibid., 212.
29 Antony Flew, cons. ed., A Dictionary ofPhilosophy, rev. ed., s.v.
"Social Contract:'
30 Rawls, "The Idea of an Overlapping Consensus," 4.
31 Laslett, "Political Philosophy," 375.32 ibid., 373,33 Taylor, "Modes
ofCivil Society," 114.
34 For an account of both senses of "society" in its early meaning,

see John Bossy, "Some Early Fonns ofDurkheim," Past andPresent


95 (May 1982): 8-11.
35 See Raymond Williams, Keywords: A Vocabulary ofCulture and

Society (London: Fontana, 1976), 76-82.3


6 The prologue begins,

Two households. both alike in dignity,


(In fair Verona. where we lay our scene.)
From ancient grudge break to new mutiny.
Where civil blood makes civil hands unclean.
37 Hooker, Ofthe Laws ofEcclesiastical Polity, (1593 or 1594; re-

print, London: Dent, 1907), Vol. I, 198.


38 Ibid., 187-88.

39 Thomas Hobbes, Leviathan (165 I; reprint, Harmondsworth, Mid-

dlesex: Penguin, 1968), 186.


40 John Locke, Of Civil Government, 1Wo Treatises (1689; reprint,
London: Dent, 1924), 14.
41 Ibid., 154-55.
42 Ibid., 159-60.

43 Jacob Bronowski and Bruce Mazlish, The Western Intellectual

Tradition (New York: Harper, 1960), 209.


44 Locke, Of Civil Government, 161-61.

45 ''The idea ofcivil society is the idea of a part ofsociety which has
a life of its own, which is distinctly different from the state, and
which is largely in autonomy from it." Shils, "Virtue of Civil Soci-
ety," 3.
46 Tylor, Primitive Society, Vol. VII (London: Murray, 1871),7.

47 Gerald Broce, "Herder and Ethnography," Journal ofthe History

ofthe Behavioral Sciences 22 (April 1986): ISO.


48 Bronowski and Mazlish, Western Intellectual Tradition, 268.
49 Ibid., 271.

so Flew, Dictionary of Philosophy, 298-99.


51 See Isaiah Berlin, "The Decline of Utopian Ideas in the West," in

The Crooked limber ofHumanity (London: Fontana, 1990).


52 See George H. Sabine, "The 1\\'0 Democratic Traditions," Philo-
sophical Review 61 (Oct. 1952): 451-74.
40 Past Imperfect
53 Edmund Burke, Reflections on the Revolution in France (1790;
reprint, New York: Libeml Arts, 1955), 24.
54 Berlin, "Decline of Utopian Ideas," 36-37.
55 Ibid.

56 Isaiah Berlin, "The Pursuit of the Ideal," in The Crooked nmber


ofHumanity (London: Fontana, 1990).
57 Williams, Keywords, 78-79.
58 Berlin, "Decline of Utopian Ideas:' 39.
59 Fmnk N. Pagano, "Burke's View ofthe Evils of Political Theory,"
Polity 17:3 (1985): 446-62.
60 Burke, Reflections. 122.
61 Ibid., 8.
62 Ibid., 97 and 102.

63 Ibid., 108.
64 Ibid., 95. Emphasis in original.
65 Daniel N. Robinson, "The Scottish Enlightenment and its Mixed
Bequest," Journal ofthe History ofthe Behavioral Sciences 22 (April
1986), 172.
66 Adam Smith, The Theory of Moral Sentiments, 11th ed, vol. 2
(Edinburgh: Bell and Bradfute, 1808),103; Burke, Reflections, 171;
Adam Smith, The Wealth of Nations (1776; reprint, New York:
Modem Libmry, 1937),423. See also Donald Winch, "The Burke-
Smith Problem and Late Eighteenth-Century Political and Economic
Thought," Historical Journal 28: I (1985): 231-47.
67 For example, "The third and last duty of the sovereign or com-

monwealth is that of erecting and maintaining those public institu-


tions and those public works ... advantageous to a great society."
Ibid., 681. The other two duties are national defence and the admin-
istmtion ofjustice.
68 Adam Ferguson, An Essay on the History of Civil Society, fac-
simile ed. (1767; reprint, New York: Garland, 1971).
69 Ibid., 98 ff.
70 Ibid., 51.

71 Ibid., 45.

72 Ibid., 208.
73 Ibid., 89.
74 Ibid., 4.
75 Ibid., 3.
76 Ibid., 281.

77 Ibid., 423.
78 Shils, "Virtue of Civil Society," 5.
s
79 Norbert Waszek, The Scottish Enlightenment and Hegel Account

of 'Civil Society' (Dordrecht: Kluwer, 1988).


Civil Society 41
80 Shils, "Virtue of Civil Society:' 6.
81 G.W.F. Hegel, Encyclopedia ofthe Philosophical Sciences in Out-
line (1827; reprint, New York: Continuum, 1990).
U T.M. Knox, trans., Hegel:r Philosophy ofRight (London: Oxford
U. Press, 1967), 110.
8J Ibid., Ill.
84 Ibid., 126-155.

85 Shils, "Virtue of Civil Society," 4.

86 Taylor, "Modes ofCivil Society," 114.


87 Seligman discusses challenges from Kant and Hume to Lockean

natural law. See Seligman, Idea of Civil Society, 36-44.


88 Ibid., 51-52.

89 Alexis de Tocqueville, Democracy in America, vol. 2 (1840; re-


print, New York: Mentor, 1956), 198.
90 Ibid., 205.

91 Alexis de Tocqueville, Democracy in America, vol. I (1835; re-

print, New York: Mentor, 1956), 98.


91 Ibid.

93 Ibid.

94 Karl Marx, "Preface to A Contribution to the Critique of Political


Economy:' in Marx and Engels, Basic Writings on Politics and
Philosophy, ed. Lewis S. Feuer (Garden City, NY: Doubleday, 1959),
84.
95 Karl Marx, "On the Jewish Question," in Marx and Engels, Col-

lected Works, vol. 3 (New York: International, 1975), 154.


96 "Transferring the words to specific German relationships, Hegel
notes in the margin: 'Townsman and national subject......' Riedel,
Between 1radition and Revolution, 142.
97 Seligman, Idea of Civil Society, 59-60.

98 Marx, "On the Jewish Question," 162.

99 Ibid., 168. Emphasis in original.


100 V.I. Lenin, State and Revolution (New York: International Pub-
lishers, 1932). For the importance Lenin himself put on this work,
see Leonard Shapiro, The Origin ofthe Communist Autocracy, 2nd
ed. (Cambridge, MA: Harvard U. Press, 1977),56 and 350-51.
101 Lenin, State and Revolution, 73-74. Emphases in original.
102 Ibid., 84. Emphasis in original.
103 Ibid., 85.
11M See Shapiro, Origin ofthe Communist Autocracy.

105 Paul Johnson, Modern 1imes: The Worldfrom the 'lWenties to the
Nineties, rev. ed. (New York: Harper Collins, 1991),270.
106 A useful survey of this trend is Keane, Democracy and Civil
42 Past Imperfect
Society. See also the companion volume edited by Keane, Civil So-
ciety and the State.
107 For example, Krishan Kumar, "Civil Society: An Inquiry into the
Usefulness of An Historical Tenn," British Journal ofSociology 44
(Sept. 1994): 375-95.
IGlI See for example, Norberto Bobbio, "Gramsci and the Concept of

Civil Society," in Civil Society and the Stale, ed. John Keane (Lon-
don: Verso, 1988).
109 Gramsci, quoted in Bobbio, "Gramsci and the Concept of Civil
Society," 86.
110 Ibid., 82.85.
III John Keane, "Introduction," in Keane, ed., Civil Society and the

Slate, 21-25.
112 The best defence of pluralism by a historian of ideas is that of
Isaiah Berlin. For a concise example, see Berlin, "The Pursuit ofthe
Ideal." A good summary by a political philosopher is Steven Lukes,
"Making Sense of Moral Conflict," in Liberalism and the Moral
Life, ed. Nancy L. Rosenblum (Cambridge, Mass.: Harvard, 1989).
For a discussion ofthe political implications of pluralism, see Boris
DeWiel, "The Politics of Ideological Diversity," in Roger Gibbins,
el ai, Mindscapes: Political Ideologies Towards the 21st Century
(Toronto: McGraw-Hili Ryerson, 1996).
II) For a good discussion ofthe connection between the value plural-

ism and multiculturalism in modem democracies, see Joseph Raz,


"Multiculturalism: A Liberal Perspective," Dissent41 (Winter 1994):
67-79.

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