DC LM2-070115-063016 Final - 092816

U.S.
Department of Labor Form Approved

Office of Labor-Management Standards
Washington, DC 20210
FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Office of Management and Budget
No: 1245-0003
MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN Expires: 08-31-2016
TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP
This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only 1. FILE NUMBER 2. PERIOD COVERED 3. (a) AMENDED - If this is an amended report, check
MO DAY YEAR here:
032-922 From 07/01/2015 (b) HARDSHIP - If filing under the hardship
procedures, check here:
E Through 06/30/2016 (c) TERMINAL - If this is a terminal report, check here:
8. MAILING ADDRESS (Type or print in capital letters)
4. AFFILIATION OR ORGANIZATION NAME
First Name Last Name
CARPENTERS IND
JOSEPH GEIGER
5. DESIGNATION (Local, Lodge, etc.) 6. DESIGNATION NUMBER
P.O. Box - Building and Room Number
DISTRICT COUNCIL
7. UNIT NAME (if any) Number and Street
NEW YORK CITY & VICINITY #4112 395 HUDSON STREET

City
9. Are your organization's records kept at its mailing address? (If "No," NEW YORK
provide address in Item 69.) State ZIP Code + 4
Yes X No
NY 10014
69. ADDITIONAL INFORMATION (Text entered will appear on last page of form. To enter comments, press the "General Additional Information" button.)
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in
this report (including the information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned's knowledge and belief, true, correct,
and complete. (See Section VI on penalties in the instructions.)
70. SIGNED: Stephen McInnis PRESIDENT 71. SIGNED: Joseph Geiger TREASURER
(If other title, see
09/28/2016 212-366-7400 (If other title, see
instructions.)
09/28/2016 212-366-7400 instructions.)
Date Telephone Number Date Telephone Number
Form LM-2 (Revised 2010) Page 1 of 239

COMPLETE ITEMS 10 THROUGH 21 FILE NUMBER: 032-922
10. During the reporting period did the labor organization create or
19. What is the date of the labor organization's next regular
participate in the administration of a trust or other fund or organization, as 12/2017
election of officers?
defined in the instructions, which provides benefits for members or their
beneficiaries? Yes X No 20. How many members did the labor organization have at
the end of the reporting period?(Total from Members Line of Schedule 13) 20,092
11(a). During the reporting period did the labor organization have a political
action committee (PAC) fund? Yes No
X 21. What are the labor organization's rates of dues and fees? (Enter
a minimum and maximum if more than one rate applies for any line.)
11(b). During the reporting period did the labor organization have a subsidiary
organization as defined in Section X of these Instructions? Yes X No
Rates of Dues and Fees
12. During the reporting period did the labor organization have an audit or
Dues/Fees Amount Unit Minimum Maximum
review of its books and records by an outside accountant or by a parent body
auditor/representative? Yes No 1% per of complete N/A N/A
X
(a) Regular Dues/Fees
13. During the reporting period did the labor organization discover any loss
or shortage of funds or other assets? (Answer "Yes" even if there has been
repayment or recovery.) No
Yes X $0.55 per hour worked N/A N/A
14. What is the maximum amount recoverable under the labor organization's (b) Working Dues/Fees
fidelity bond for a loss caused by any officer, employee or agent of the labor
organization who handled union funds?
$500,000 $300 per Member N/A N/A
15. During the reporting period did the labor organization acquire or dispose (c) Initiation Fees
of any assets in any manner other than by purchase or sale? Yes No X
16. Were any of the labor organization's assets pledged as security or

N/A per N/A N/A N/A
encumbered in any other way at the end of the reporting period?
Yes No X
(d) Transfer Fees
17. Did the labor organization have any contingent liabilities at the end of
the reporting period? Yes X No
N/A per N/A N/A N/A
18. During the reporting period did the labor organization have any changes (e) Work Permits
in its constitution and bylaws, other than rates of dues and fees, or in
practices/procedures listed in the instructions? Yes No X
If the answer to any of the above questions is "Yes," provide details in Item 69 (Additional Information) as explained in the instructions for each item.

STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 032-922
Complete Schedules 1 Through 20 Before Completing Statement A
Schedule Start of Reporting Period End of Reporting Period

ASSETS Number (A) (B)
22. Cash $16,483,558 $15,397,991
23. Accounts Receivable 1 $7,624,718

$8,184,593
Assets
24. Loans Receivable 2 $0
25. U.S. Treasury Securities $0 $0
26. Investments 5 $36,004,470 $36,263,735
27. Fixed Assets 6 $1,283,213

$1,695,066
28. Other Assets 7 $402,978 $473,817
29. TOTAL ASSETS $61,798,937 $62,015,202
Schedule Start of Reporting Period End of Reporting Period

LIABILITIES Number (C) (D)
Liabilities
30. Accounts Payable 8 $1,762,372 $2,684,210
31. Loans Payable 9
32. Mortgages Payable $0 $0
33. Other Liabilities 10 $13,437 $170,487
34. TOTAL LIABILITIES $1,775,809 $2,854,697
35. NET ASSETS (Item 29 Less Item 34) $60,023,128 $59,160,505

STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 032-922
Complete Schedules 1 Through 20 Before Completing Statement B
Item CASH RECEIPTS SCH # AMOUNT Item CASH DISBURSEMENTS SCH # AMOUNT
36. Dues and Agency Fees $31,494,429 50. Representational Activities $15,407,914
15
37. Per Capita Tax $2,848,935 51. Political Activities and Lobbying $1,556,179
16
38. Fees, Fines, Assessments, Work Permits $1,065,870 52. Contributions, Gifts, and Grants 17 $451,657
53. General Overhead $6,504,939
39. Sale of Supplies $0 18
40. Interest 54. Union Administration $3,486,459

$472,095 19
41. Dividends $119,991 55. Benefits 20 $8,870,405

56. Per Capita Tax $962,727
42. Rents $317,302
57. Strike Benefits $0
43. Sale of Investments and Fixed Assets 3 $0
58. Fees, Fines, Assessments, etc. $7,476
44. Loans Obtained 9
59. Supplies for Resale $0
45. Repayments of Loans Made 2 $0
60. Purchase of Investments and Fixed Assets 4 $1,121,658
46. On Behalf of Affiliates for Transmittal to Them $272,322
61. Loans Made 2 $0
47. From Members for Disbursement on Their Behalf $0
62. Repayment of Loans Obtained 9
48. Other Receipts 14 $1,917,052
$272,322
63. To Affiliates of Funds Collected on Their Behalf
49. TOTAL RECEIPTS $38,507,996 64. On Behalf of Individual Members $0
65. Direct Taxes $1,086,372
66. Subtotal $39,728,108
67. Withholding Taxes and Payroll Deductions
67a. Total Withheld $4,269,721

67b. Less Total Disbursed $4,135,176
67c. Total Withheld But Not Disbursed $134,545
68. TOTAL DISBURSEMENTS (Line 66-Line 67c) $39,593,563

SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 032-922
Entity or Individual Name Total Account 90-180 Days 180+ Days Liquidated
(A) Receivable Past Due Past Due Account
(B) (C) (D) Receivable
(E)
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12. Total of all itemized accounts receivable
13. Totals from all other accounts receivable $8,184,593
14.Totals (Total of Column(B) will be automatically entered in Item 23, Column (B)) $8,184,593
Form LM-2 (Revised 2010)

SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 032-922
List below loans to officers, employees, or Repayments Received During Period

members which at any time during the reporting Loans Loans
Outstanding at Loans Made Outstanding at
period exceeded $250 and list all loans to
Start of Period During Period End of Period
business enterprises regardless of amount. Cash Other Than Cash
(B) (C) (E)
(A) (D)(1) (D)(2)
1. Name:
Purpose:
Security:
Terms of Repayment:
2. Name:
Purpose:
Security:
Terms of Repayment:
3. Name:
Purpose:
Security:
Terms of Repayment:
4.Total of loans not listed above
5.Total of all lines above
Item 24 Item 69 Item 24

Totals will be automatically entered in
Column (A) Item 61 Item 45 with Explanation Column (B)

FILE NUMBER: 032-922
SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS
Description (if land or buildings, give location) Cost Book Value Gross Sales Price Amount Received
(A) (B) (C) (D) (E)
1. Marketable Securities $42,951,417 $42,325,262 $42,325,262 $42,325,262
Total of all lines above $42,951,417 $42,325,262 $42,325,262 $42,325,262
Less Reinvestments $42,325,262

(The total from Net Sales Line
will be automatically entered in Net Sales $0
Item 43.)

SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 032-922
Description (if land or buildings, give location) Cost Book Value Cash Paid
(A) (B) (C) (D)
1. Payroll interface software $15,000 $15,000 $15,000
2. Software in progress $452,462 $452,462 $452,462
3. Leasehold improvement $50,719 $50,719 $50,719
4. Marketable Securities $42,913,835 $42,913,838 $42,913,835
5. Desks and chairs $14,904 $14,904 $14,904
Total of all lines above $43,446,920 $43,446,923 $43,446,920
Less Reinvestments $42,325,262

(The total from Net Purchases Line will be
automatically entered in Item 60.)
Net Purchases $1,121,658

SCHEDULE 5 - INVESTMENTS FILE NUMBER: 032-922
Description Amount
(A) (B)
Marketable Securities
A. Total Cost $36,599,552
B. Total Book Value $36,263,735
C. List each marketable security which has a book value over $5,000 and exceeds 5% of Line B. Also, list each subsidiary for which separate reports are attached.
JP Morgan Short Duration Bond - Ultra $26,345,807
JP Morgan managed income fund institutional $2,919,454
JP Morgan Disc quity fund institutional $2,028,439
Other Investments
D. Total Cost
E. Total Book Value
F. List each other investment which has a book value over $5,000 and exceeds 5% of Line E. Also, list each subsidiary for which separate reports are attached.
G. Total of Lines B and E (Total will be automatically entered in Item 26, Column (B)) $36,263,735

SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 032-922
Description Total Depreciation Book Value

Cost or Other Basis
(A) or Value (E)
(B)
Amount Expensed (D)
(C)
A. Land
1. 1. 89-07 ATLANTIC AVE, WOODHAVEN, NY $85,000 $85,000 $85,000
B. Buildings
1. 89-07 ATLANTIC AVE, WOODHAVEN, NY $340,000 $278,811 $61,189 $62,000
2. 214-38 HILLSIDE AVE., QUEENS VILLAGE NY $71,385 $66,869 $4,516 $5,000
C. Automobiles and Other Vehicles
D. Office Furniture and Equipment $1,053,736 $257,157 $796,579 $770,000
E. Other Fixed Assets $2,314,249 $1,566,467 $747,782 $745,000
F. Total of Lines A through E (Column (D) Total will be automatically entered in Item 27,
Column (B))
$3,864,370 $2,169,304 $1,695,066 $1,667,000

SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 032-922
Description Book Value

(A) (B)
1. Prepaid Expenses $38,828
2. Due from related organizations $27,769
3. Security deposits $397,048
4. Other receivables $6,358
5. Accrued investment income $3,814
Total (Total will be automatically entered in Item 28, Column (B)) $473,817

SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 032-922
Entity or Individual Name Total Account 90-180 Days 180+ Days Past Liquidated
(A) Payable Past Due Due Account
(B) (C) (D) Payable
(E)
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12. Total of all itemized accounts payable
13. Totals from all other accounts payable $2,684,210
14. Totals (Total for Column (B) will be automatically entered in Item 30, Column (D)) $2,684,210

SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 032-922
Source of Loans Payable at Any Loans Owed at Loans Obtained Repayment Made During Period Loans Owed at
Time During the Reporting Period Start of Period During Period Cash Other Than Cash End of Period
(A) (B) (C) (D)(1) (D)(2) (E)
1.
Total Loans Payable
Totals will be automatically entered in Item 31 Item 44 Item 62 Item 69 Item 31

Column (C) with Explanation Column (D)

SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 032-922
Description Amount at End of Period

(A) (B)
1. FSA payable $10,837
2. Security Deposits $5,600
3. Deferred income $137,450
4. Payroll withholding $11,023
5. Other liabilities $5,577
Total Other Liabilities (Total will be automatically entered in Item 33, Column (D)) $170,487

SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 032-922
(D) (E) (F) (G)

(A) (B) (C) Gross Salary Allowances Disbursed Disbursements Other Disbursements
(H)
TOTAL
Name Title Status Disbursements (before
any deductions)
for Official Business not reported in
(D) through (F)
1 Last Name First Name Middle Initial
A
B Mc
B INNIS STEPHEN
B PRESIDENT $221,120 $12,542 $233,662
C C
I Schedule 15 Schedule 16 Schedule 17 Schedule 18 Schedule 19

Representational Activities 40% Political Activities and Lobbying 25% Contributions 5% General Overhead 15% Administration 15%

A
B CAVANAUGH
B MICHAEL
B VICE PRESIDENT $219,920 $12,032 $231,952
C C


A
B GEIGER
B JOSEPH
B EXEC SECRETARY TREASURER $253,868 $16,495 $270,363
C C


A
B BRUEN
B GERRY
B Trustee $14,134 $267 $14,401
C C


A
B NOONAN
B JAMES
B TRUSTEE $15,909 $260 $16,169
C C


SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 032-922
(D) (E) (F) (G)

(H)
TOTAL
Name Title Status Disbursements (before
any deductions)
(D) through (F)
A
B FIORENTINO
B PHILLIP
B WARDEN $113,643 $13,600 $127,243
C C


A
B DINAPOLI
B JOSEPH
B CONDUCTOR $172,479 $9,154 $181,633
C N
Schedule 15 Schedule 16 Schedule 17 Schedule 18 Schedule 19
I 90% 10% 0% 0% 0%
Representational Activities Political Activities and Lobbying Contributions General Overhead Administration

A
B Ellis
B James D
B TRUSTEE $16,334 $162 $16,496
C N
I 0% 0% 0% 0% 100%
TOTAL OFFICER DISBURSEMENTS $1,027,407 $0 $64,512 $0 $1,091,919

LESS DEDUCTIONS $330,746
NET DISBURSEMENTS $761,173

SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 032-922
(D) (E) (F) (G)

(H)
TOTAL
Name Title Other Payer Disbursements (before
any deductions)
(D) through (F)
A
BAYAS LESLIE P
B OWL REPRESENTATIVE $39,108 $39,108
C N/A
I 90% 0% 0% 0% 10%

A
BLUHM KENNETH R
B COUNCIL REPRESENTATIVE $131,153 $10,298 $141,451
C N/A
I 90% 10% 0% 0% 0%

A
Boucicault Katiuscia
C N/A
I 90% 0% 0% 0% 10%

A
BREYER KAREN
B ADMIN ASSISTANT $45,764 $45,764
C N/A
I 100% 0% 0% 0% 0%

A
BROWNSTEIN DANA
B DIRECTOR OF HR $125,148 $151 $125,299
C N/A
I 0% 0% 0% 100% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
CALDERON ANTHONY
C N/A
I 90% 0% 0% 0% 10%

A
CAPURSO PAUL G
B LEAD REGIONAL MGR $184,659 $10,003 $194,662
C N/A
I 90% 10% 0% 0% 0%

A
CAREY EDWARD j
C N/A
I 90% 10% 0% 0% 0%

A
CARVAJAL YARIELA
B ADMIN ASSISTANT $70,037 $228 $70,265
C N/A
I 15% 0% 0% 75% 10%

A
Chapple Leslie Ann
B AR Associate $46,397 $46,397
C N/A
I 0% 0% 0% 100% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Cirillo Larry R
C N/A
I 90% 10% 0% 0% 0%

A
CONLON BRIAN C
C N/A
I 90% 10% 0% 0% 0%

A
COWARD RAHSHAN A
C N/A
I 90% 0% 0% 0% 10%

A
Drayton Shawn
B OWL Representative $36,656 $36,656
C N/A
I 90% 0% 0% 0% 10%

A
DUNBAR DANIEL
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Durant Cedric
C N/A
I 90% 0% 0% 0% 10%

A
FLANAGAN KELLY
B ASST. OWL SUPERVISOR $59,934 $59,934
C N/A
I 90% 0% 0% 0% 10%

A
FLEMING KEVIN M
C N/A
I 90% 10% 0% 0% 0%

A
Foley Donald J
C N/A
I 90% 10% 0% 0% 0%

A
FOWLKES MANGITO G
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Galan Rolando
C N/A
I 90% 0% 0% 0% 10%

A
GALICIA RANDY S
B AR MANAGER $72,272 $72,272
C N/A
I 0% 0% 0% 100% 0%

A
GAULRAPP JR. THOMAS P
C N/A
I 90% 10% 0% 0% 0%

A
GHOLSTON AARON
B OWL SUPERVISOR $116,697 $124 $116,821
C N/A
I 90% 0% 0% 0% 10%

A
HARVEY RAYMOND F
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
HATCHER GLENN P
C N/A
I 90% 10% 0% 0% 0%

A
IPPOLITI FRANK R
C N/A
I 90% 10% 0% 0% 0%

A
JENSEN AMANDA
B DEPUTY DIRECTOR PAC $55,805 $546 $56,351
C N/A
I 0% 100% 0% 0% 0%

A
JONES SHAAMGOD
C N/A
I 90% 0% 0% 0% 10%

A
JOULE SR. ROBERT E
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Kevnick Heather
B Agreements Manager $73,292 $73,292
C N/A
I 100% 0% 0% 0% 0%

A
King Thomas
C N/A
I 90% 10% 0% 0% 0%

A
Kong Grace
B OWL REP $35,684 $35,684
C N/A
I 90% 0% 0% 0% 10%

A
LACEY WILLIAM P
B DIRECTOR OF CIVIL SERVICE $176,396 $10,576 $186,972
C N/A
I 100% 0% 0% 0% 0%

A
LEE JULIA
B ASST. TO CHIEF ACCOUNTANT $88,990 $88,990
C N/A
I 0% 0% 0% 100% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Liang Jenny
B Paralegal $62,630 $62,630
C N/A
I 100% 0% 0% 0% 0%

A
Linares Andry
B Tech Support Analyst $59,243 $59,243
C N/A
I 0% 0% 0% 100% 0%

A
LINDSAY JARRETT P
C N/A
I 90% 0% 0% 0% 10%

A
Lossi Kaylin
B ADM ASST $64,795 $137 $64,932
C N/A
I 15% 0% 0% 75% 10%

A
LOWERY VALERIE A
B ADM ASST $45,814 $45,814
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
LYDON MARTIN A
B CIVIL SERVICE REP. $28,231 $8,819 $37,050
C N/A
I 100% 0% 0% 0% 0%

A
Mackey Christopher
B OWL REP $38,394 $38,394
C N/A
I 90% 0% 0% 0% 10%

A
MADAIO ANTHONY
C N/A
I 90% 10% 0% 0% 0%

A
McCann Stephen
B COUNCIL REP $124,630 $15,166 $139,796
C N/A
I 90% 10% 0% 0% 0%

A
McHUGH GRAHAM A
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
McKEON THOMAS J
C N/A
I 90% 10% 0% 0% 0%

A
McLAUGHLIN BRIAN H
C N/A
I 90% 10% 0% 0% 0%

A
MILIN JEREMY
C N/A
I 90% 10% 0% 0% 0%

A
Mondesir Carsandre
B OWL REP $33,277 $33,277
C N/A
I 90% 0% 0% 0% 10%

A
MONTGOMERY JOHN L
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
MONTREUIL JUDY
B CHIEF ACCOUNTANT $150,066 $150,066
C N/A
I 0% 0% 0% 100% 0%

A
MUCARIA ANDREW J
C N/A
I 90% 10% 0% 0% 0%

A
Norelli Louis
B COUNCIL REP $112,542 $13,157 $125,699
C N/A
I 90% 10% 0% 0% 0%

A
Nunez Justin
B OWL REP $34,039 $34,039
C N/A
I 90% 0% 0% 0% 10%

A
PAGE CARLA C
C N/A
I 0% 0% 0% 0% 100%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Phill Dellon
C N/A
I 90% 0% 0% 0% 10%

A
PORTUHONDO JOEY
B ASST. OWL SUPERVISOR $63,881 $63,881
C N/A
I 90% 0% 0% 0% 10%

A
Primicias Joshua
B OWL REP $20,928 $20,928
C N/A
I 90% 0% 0% 0% 10%

A
Pupovic Denis
B COUNCIL REP $135,661 $12,298 $147,959
C N/A
I 90% 10% 0% 0% 0%

A
Rayside Stefanie
B ADMIN ASST. $70,113 $116 $70,229
C N/A
I 85% 0% 0% 5% 10%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Rivera Ralph
B Information Tech. Manager $122,447 $70 $122,517
C N/A
I 0% 0% 0% 100% 0%

A
RODIN MICHAEL
B REGIONAL MANAGER QUEENS $172,479 $11,320 $183,799
C N/A
I 90% 10% 0% 0% 0%

A
ROSADO ISIS
C N/A
I 0% 0% 0% 100% 0%

A
Rosario Michael
B Sr. Systems Administrator $81,005 $81,005
C N/A
I 0% 0% 0% 100% 0%

A
SALAZAR VANESSA
C N/A
I 90% 10% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Santos Sandy
B PAYROLL/AR SPECIALIST $54,508 $54,508
C N/A
I 0% 0% 0% 100% 0%

A
SHEEHY JOHN P
B DIRECTOR OF JURISDICTION $178,921 $8,800 $187,721
C N/A
I 80% 0% 0% 0% 20%

A
Spencer Jr Brian
B Agreements Analyst $52,597 $52,597
C N/A
I 100% 0% 0% 0% 0%

A
TUOZZO MARTIN J
C N/A
I 90% 10% 0% 0% 0%

A
TYZNAR III PAUL M
B DIRECTOR OF GRIEVANCES $185,245 $10,694 $195,939
C N/A
I 85% 5% 0% 5% 5%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
VALOY DOMIS G
C N/A
I 90% 0% 0% 0% 10%

A
VILLALTA ROBERT
C N/A
I 90% 10% 0% 0% 0%

A
VOLPE VINCENT J
C N/A
I 90% 0% 0% 0% 10%

A
WALKER ABIGAIL N
B AP/AR SPECIALIST $56,745 $56,745
C N/A
I 0% 0% 0% 100% 0%

A
WALKER MATTHEW
B DIRECTOR OF OPERATIONS $241,414 $11,415 $252,829
C N/A
I 15% 10% 5% 50% 20%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
WALLACE CHRISTOPHER J
C N/A
I 90% 10% 0% 0% 0%

A
WEATHERS WILLIE A
C N/A
I 90% 0% 0% 0% 10%

A
Zanchelli Carl C
C N/A
I 90% 10% 0% 0% 0%

A
BERMAN BARRY
C N/A
I 100% 0% 0% 0% 0%

A
BRADY BERNARD
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
COLON RUBEN
C N/A
I 100% 0% 0% 0% 0%

A
DIMARCO ANTHONY J
C N/A
I 100% 0% 0% 0% 0%

A
DONNELLY MICHAEL J
C N/A
I 100% 0% 0% 0% 0%

A
FLASH MARTIN T
C N/A
I 100% 0% 0% 0% 0%

A
Makin James A
B COUNCIL REP $128,514 $2,252 $130,766
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
MATTHEWS GERALD V
C N/A
I 100% 0% 0% 0% 0%

A
McWILLIAMS EDWARD J
B ORGANIZING DIRECTOR $234,263 $13,417 $247,680
C N/A
I 100% 0% 0% 0% 0%

A
ODENTHAL MICHAEL
C N/A
I 100% 0% 0% 0% 0%

A
OLSEN JOHN
B UNION ACTIVITIES ADMINSTR $105,977 $105,977
C N/A
I 100% 0% 0% 0% 0%

A
PAUL CARLISLE A
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
RIVERA TAMARA M
C N/A
I 100% 0% 0% 0% 0%

A
SCHULER BYRON
C N/A
I 100% 0% 0% 0% 0%

A
SPECE RYAHN M
C N/A
I 100% 0% 0% 0% 0%

A
WALCOTT DANIEL
B POLITICAL DIRECTOR $187,559 $11,147 $198,706
C N/A
I 25% 75% 0% 0% 0%

A
Clarke Morgan
B Communications Coordinato $47,351 $47,351
C N/A
I 0% 0% 0% 100% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
McKenna Elizabeth
B Director of Communication $88,324 $435 $88,759
C N/A
I 0% 0% 0% 100% 0%

A
ALDRICH CYNTHIA T
B JOB SITE INTEGRITY INSP. $23,293 $372 $23,665
C N/A
I 100% 0% 0% 0% 0%

A
Angelletta Matthew
B INVESTIGATOR $109,282 $10,151 $119,433
C N/A
I 50% 0% 0% 0% 50%

A
BALDI SALVATORE
C N/A
I 100% 0% 0% 0% 0%

A
BURNS BRENDAN
B JOB SITE INTEGRITY INSP $23,634 $342 $23,976
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
CASTILLO KAROLYN
B ADMIN, INVESTIGATOR $82,094 $82,094
C N/A
I 10% 0% 0% 0% 90%

A
CENGIA VICTORIA
B INVESTIGATIVE INPUT SPEC $61,584 $61,584
C N/A
I 10% 0% 0% 0% 90%

A
CIQUERA GERARD P
C N/A
I 100% 0% 0% 0% 0%

A
CRAWFORD SHAVIN O
B INVESTIGATIVE INPUT SPEC $54,068 $54,068
C N/A
I 10% 0% 0% 0% 90%

A
DANIELSON SCOTT C
B INSPECTOR GENERAL $239,697 $10,397 $250,094
C N/A
I 20% 0% 0% 0% 80%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
DOLAN JAMES P
C N/A
I 100% 0% 0% 0% 0%

A
Fernandez Justine
B Investigative Input Speci $51,573 $51,573
C N/A
I 10% 0% 0% 0% 90%

A
Ferrara Charles
B Job Site Integrity Inspec $27,573 $434 $28,007
C N/A
I 100% 0% 0% 0% 0%

A
Giblin Kevin
C N/A
I 100% 0% 0% 0% 0%

A
IBRIC RAMADAN
B CARPENTER/INVESTIGATOR $165,058 $11,604 $176,662
C N/A
I 50% 0% 0% 0% 50%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
KENNEDY PATRICK J
B DEPUTY INSPECTOR GENERAL $119,024 $15,653 $134,677
C N/A
I 20% 0% 0% 0% 80%

A
KILLACKY THOMAS J
C N/A
I 100% 0% 0% 0% 0%

A
Leach Winston
C N/A
I 100% 0% 0% 0% 0%

A
LURIA DENNIS
C N/A
I 100% 0% 0% 0% 0%

A
Marchak Robert
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Marsalisi Peter
B CARPENTER/INVESTIGATOR $111,722 $12,378 $124,100
C N/A
I 50% 0% 0% 0% 50%

A
Nigrovic Vladimir
C N/A
I 100% 0% 0% 0% 0%

A
Norcott James
C N/A
I 100% 0% 0% 0% 0%

A
O'Brien George
C N/A
I 100% 0% 0% 0% 0%

A
STROMBOSKY ALLEN J
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
SZABUNIO MARTIN P
B INVESTIGATOR $22,046 $5,965 $28,011
C N/A
I 50% 0% 0% 0% 50%

A
Tessar Mark
B Job Site Integrity Inspec $31,013 $1,276 $32,289
C N/A
I 100% 0% 0% 0% 0%

A
ZAVA JACK A
C N/A
I 100% 0% 0% 0% 0%

A
Beatty Jodie
B Council Rep $30,300 $263 $30,563
C N/A
I 100% 0% 0% 0% 0%

A
Brown Charles
B DC RECEPTIONIST $10,679 $10,679
C N/A
I 0% 0% 0% 100% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Caraballoso David
C N/A
I 100% 0% 0% 0% 0%

A
Castle Patrick J
C N/A
I 100% 0% 0% 0% 0%

A
Clarrett Kenisha
B OWLREP $32,871 $32,871
C N/A
I 90% 0% 0% 0% 10%

A
Conlon John C
B Membership Part Coordinat $27,523 $27,523
C N/A
I 100% 0% 0% 0% 0%

A
Corrigan Peter
B Council Rep $31,275 $2,532 $33,807
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Costello Martin
B Membership Part Coordinat $25,503 $164 $25,667
C N/A
I 100% 0% 0% 0% 0%

A
DellaSperanza Vito
C N/A
I 100% 0% 0% 0% 0%

A
Edwards Paul
B Carpenter/Investigator $52,520 $4,747 $57,267
C N/A
I 50% 0% 0% 0% 50%

A
Eppolito Jr. Joseph
B Investigator/Retired Inv $41,554 $6,496 $48,050
C N/A
I 50% 0% 0% 0% 50%

A
Gegan James R
B Carpenter/Investigator $55,687 $4,813 $60,500
C N/A
I 50% 0% 0% 0% 50%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Hall Michelle
B Administrative Assistant $45,485 $45,485
C N/A
I 100% 0% 0% 0% 0%

A
Hammond Sydian S
C N/A
I 100% 0% 0% 0% 0%

A
Harkin Adam
B Council Rep $30,300 $5,071 $35,371
C N/A
I 90% 10% 0% 0% 0%

A
Javed Umer
B OWL Rep $22,056 $22,056
C N/A
I 90% 0% 0% 0% 10%

A
Klunder Gary
B Membership Part Coordinat $25,528 $81 $25,609
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Rachiele Julia
B Administrative Assistant $35,007 $225 $35,232
C N/A
I 0% 0% 0% 100% 0%

A
Romero Yoselis
B Receptionist $12,332 $12,332
C N/A
I 0% 0% 0% 0% 100%

A
Tejada Barzi
C N/A
I 100% 0% 0% 0% 0%

A
Vargas Joudary
B OWL Rep $32,990 $32,990
C N/A
I 90% 0% 0% 0% 10%

A
Vasquez Yessenia
C N/A
I 0% 0% 0% 100% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Vesely Christopher
B Council Rep $30,300 $245 $30,545
C N/A
I 100% 0% 0% 0% 0%

A
Zayas Jose A
B Membership Part Coordinat $27,498 $27,498
C N/A
I 100% 0% 0% 0% 0%

A
Abreu Jacinto
B Banner Personnel $16,695 $16,695
C N/A
I 100% 0% 0% 0% 0%

A
Arias Efrain
C N/A
I 100% 0% 0% 0% 0%

A
Arroyo Charles
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Concepcion Domingo
C N/A
I 100% 0% 0% 0% 0%

A
Degraffenreid Rudolph
C N/A
I 100% 0% 0% 0% 0%

A
Del Valle Manuel
C N/A
I 100% 0% 0% 0% 0%

A
Diaz Idamis E
C N/A
I 100% 0% 0% 0% 0%

A
Donzo Sekou
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Gomes Cecilia
C N/A
I 100% 0% 0% 0% 0%

A
Gonzalez Anthony
C N/A
I 100% 0% 0% 0% 0%

A
Hui Chung P
C N/A
I 100% 0% 0% 0% 0%

A
Jimenez Quilvio R
C N/A
I 100% 0% 0% 0% 0%

A
Johnson Prince M
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Mojica Heredia Bertico
C N/A
I 100% 0% 0% 0% 0%

A
Nguyen Nghia H
C N/A
I 100% 0% 0% 0% 0%

A
Ortiz David A
C N/A
I 100% 0% 0% 0% 0%

A
Pacheco Crystal L
C N/A
I 100% 0% 0% 0% 0%

A
Preston Darnell
C N/A
I 100% 0% 0% 0% 0%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
Richards Jathiyah
C N/A
I 100% 0% 0% 0% 0%

A
Suarez Julio A
C N/A
I 100% 0% 0% 0% 0%

A
Tavares Juan A
C N/A
I 100% 0% 0% 0% 0%

A
Young Maurice
C N/A
I 100% 0% 0% 0% 0%

A
DONNELLY MICHAEL J
B CAPENTER/INVESTIGATOR $109,320 $12,792 $122,112
C N/A
I 50% 0% 0% 0% 50%

(D) (E) (F) (G)

(H)
TOTAL
any deductions)
(D) through (F)
A
BARLETTA DOMINGO
B INVESTIGATOR $10,028 $4,080 $14,108
C N/A
I 50% 0% 0% 0% 50%
172. TOTAL RECEIVED BY ALL OTHER EMPLOYEES MAKING $10,000 OR

251,492 3,510 $255,002
LESS
I 9 0 0 91 0
TOTAL EMPLOYEE DISBURSEMENTS 12,556,080.00 $0 $724,438 $0 $13,280,518

LESS DEDUCTIONS $3,938,976
NET DISBURSEMENTS $9,341,542

SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 032-922
Category of Membership Number Voting Eligibility

(A) (B) (C)
1. Disabled 752 Yes X
2. Apprentice 1,260 Yes X
3. Contractor member 3 Yes X
4. Honorary 1,668 Yes X
5. Called to Military 10 Yes X
6. Regular 12,795 Yes X
7. Retired 1,953 Yes X
8. Arrear 1,651 Yes
Members (Total of all lines above) 20,092
Agency Fee Payers* 0
Total Members/Fee Payers 20,092
*Agency Fee Payers are not considered members of the labor organization.

DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 032-922
Complete Itemization Pages BEFORE the Detailed Summary Page
1. Named Payer Itemized Receipts $1,600,322 1. Named Payee Itemized Disbursements $243,565
2. Named Payer Non-itemized Receipts
$79,332 2. Named Payee Non-itemized Disbursements $32,419
SCHEDULE 14 3. All Other Receipts $237,398 SCHEDULE 17 3. To Officers $36,799
ITEM
OTHER RECEIPTS 4. Total Receipts (add Lines 1 through 3) CONTRIBUTIONS, ITEM
$1,917,052 48 4. To Employees $12,641
GIFTS,& GRANTS 52
5. All Other Disbursements $126,233
6.Total Disbursements (add Lines 1 through 5) $451,657
1. Named Payee Itemized Disbursements

1. Named Payee Itemized Disbursements $4,849,278 $4,244,668
2. Named Payee Non-itemized Disbursements $234,125 2. Named Payee Non-itemized Disbursements $431,149
SCHEDULE 18 3. To Officers $98,798
SCHEDULE 15 3. To Officers $498,953
REPRESENTA- GENERAL 4. To Employees
4. To Employees $9,786,034 ITEM $1,584,673
TIONAL OVERHEAD
50 ITEM
ACTIVITIES 5. All Other Disbursements $39,524 5. All Other Disbursements $145,651 53
6. Total Disbursements (add Lines 1 through 5) $15,407,914 6. Total Disbursements (add Lines 1 through 5) $6,504,939
1. Named Payee Itemized Disbursements 1. Named Payee Itemized Disbursements $1,723,072

$507,289
2. Named Payee Non-itemized Disbursements $44,717 2. Named Payee Non-itemized Disbursements $240,835
SCHEDULE 16 3. To Officers $201,364 SCHEDULE 19 3. To Officers $256,005
POLITICAL UNION 4. To Employees
ACTIVITIES AND
4. To Employees $694,890 ITEM ADMINISTRATION $1,202,289 ITEM
LOBBYING 5. All Other Disbursements 51 5. All Other Disbursements $64,258 54
$107,919
6. Total Disbursements (add Lines 1 through 5) $1,556,179 6. Total Disbursements (add Lines 1 through 5) $3,486,459

SCHEDULE 14 - OTHER RECEIPTS
Name and Address Purpose Date Amount

(A) (C) (D) (E)
Name A S Information Resource To fund related organization 09/13/15 $830,400

P.O. Box
Street 395 Hudson Street

City New York
State NY
Zip Code 10014
(B) Type or Classification

Related organization
Total Itemized Transactions with this Payee/Payer $830,400
Total Non-Itemized Transactions with this Payee/Payer
Total of All Transactions with this Payee/Payer for This Schedule

$830,400


(A) (C) (D) (E)
Name C-Mor Company Arbritration settlement 12/18/15 $5,934

P.O. Box
Street 1 Passaic Ave,

City Wood-Ridge
State NJ
Zip Code 07075

Window treatement store

$5,934


(A) (C) (D) (E)
Name Canon Solutions America Equipment lease buy out 02/29/16 $56,550
P.O. Box
Street 15004 Collections Center

City Chicago
State IL
Zip Code 60693

Equipment leasing company

$56,550


(A) (C) (D) (E)
Name Element Financial Corporation (GE Fleet)

Auto lease reimbursement 04/29/16 $74,179
P.O. Box
Auto lease reimbursement 10/24/15 $166,852
Street 655 Business Center Drive
City Horsham
State PA
Zip Code 19044

Auto leasing company

$241,031


(A) (C) (D) (E)
Name Hollow Metal Trust Fund Refund of benefit payment 01/14/16 $5,250
P.O. Box

City New York
State NY
Zip Code 10014

Health and Welfare Plan

$5,250


(A) (C) (D) (E)
Name Industry Prom Fund for the Wall Ceiling & Carp IND
P.O. Box
Street 125 Jericho Tpke Ste 301

City Jericho
State NY
Zip Code 11753

Industry trade board
Total Itemized Transactions with this Payee/Payer
Total Non-Itemized Transactions with this Payee/Payer $7,050

$7,050


(A) (C) (D) (E)
Name Kauff McGuire & Margolis LLP

P.O. Box
Street 950 3rd Ave

City New York
State NY
Zip Code

Counselor at law

$8,000


(A) (C) (D) (E)
Name Liberty Mutual Insurance Co. Inc Insurance reimbursement - auto collision 07/29/15 $15,227
P.O. Box 7247-0109
Insurance reimbursement - auto collision 10/30/15 $7,578
Street
City Philadelphia
State PA
Zip Code 19170

Insurance Compan

$37,966


(A) (C) (D) (E)
Name Local 1556

P.O. Box
Street 395 Hudson St

City New York
State NY
Zip Code 10014

Labor Union

$9,400


(A) (C) (D) (E)
Name Local 2790

P.O. Box

City New York
State NY
Zip Code 10014

Local Union

$6,487


(A) (C) (D) (E)
Name Local 45 Reimbursement of expenses 09/30/15 $5,100

P.O. Box

City New York
State NY
Zip Code 10014

Local Union

$6,700


(A) (C) (D) (E)
Name Local 926

P.O. Box

City New York
State NY
Zip Code 10014

Local Union

$6,590


(A) (C) (D) (E)
Name New York and Vicinity Carpenters Labor-Management

Charity Golf Outing 09/11/15 $10,000
P.O. Box
Street 13850 Queens Blvd
City Jamaica
State NY
Zip Code 11435

Labor Management Corporation

$20,000


(A) (C) (D) (E)
Name NYCDC Benefits Funds Refund - deposit error 10/30/15 $11,826

P.O. Box

City New York
State NY
Zip Code 10014

WelfareFund
Total Non-Itemized Transactions with this Payee/Payer $490

$12,316


(A) (C) (D) (E)
Name NYCDC Grievance Fund Grievance settlement 10/30/15 $5,027

P.O. Box
Grievance settlement 12/18/15 $21,959
City New York Grievance settlement 12/31/15 $14,584
State NY
Zip Code
Benefits Fund Grievance settlement 02/24/16 $19,115


(A) (C) (D) (E)
Name NYCDC Grievance Fund Grievance settlement 06/30/16 $27,337

P.O. Box

City New York
State NY
Zip Code

Benefits Fund

$235,619


(A) (C) (D) (E)
Name NYCDC Welfare Funds Salary continuation reimbursement 10/30/15 $15,086

P.O. Box
Salary continuation reimbursement 04/29/16 $10,400
City New York
State NY
Zip Code 10014

Welfare Fund

$25,486


(A) (C) (D) (E)
Name NYCDCC Relief and Charity Fund Charity Golf Outing 08/11/15 $10,000
P.O. Box

City New York
State NY
Zip Code 10014

Charity Fund

$10,000


(A) (C) (D) (E)
Name Prudential Financial Charity Golf Outing 08/11/15 $10,000

P.O. Box
Street 751 Broad Street

City Newark
State NJ
Zip Code 07102

Financial company

$10,000


(A) (C) (D) (E)
Name Retirement & Pension Plan for Officers Reimbursement of benefits 10/30/15 $18,967
P.O. Box

City New York
State NY
Zip Code 10014

Pension Fund

$18,967


(A) (C) (D) (E)
Name Spivak Lipton Attorney Trust Fund Grievance settlement 09/11/15 $61,989
P.O. Box
Street 1700 Broadway, 21st Flr

City New York
State NY
Zip Code 10019

Counselor at law

$62,444


(A) (C) (D) (E)
Name Structure Tone, Inc. Member assessment reimbursement 10/30/15 $19,725

P.O. Box
Member assessment reimbursement 12/18/15 $5,439
Street 330 West 34th Street
City New York
State NY
Zip Code 10001

Construction Company

$25,164


(A) (C) (D) (E)
Name UBCJ of America Millwright Local 740

P.O. Box
Street 89-07 Atlantic Ave

City Woodhaven
State NY
Zip Code 11421

Labor Union

$5,800


(A) (C) (D) (E)
Name Ullico Arbritration settlement reimbursement 08/21/15 $17,000

P.O. Box
Street 1625 Eye Street

City Washington
State DC
Zip Code 20006

INSURANCE COMPANY

$17,000


(A) (C) (D) (E)
Name United Brotherhood of Carpenters Local 45

P.O. Box
Street 21438 Hillside Avenue

City Jamaica
State NY
Zip Code 11427

Labor Union

$5,300


(A) (C) (D) (E)
Name Virginia & Ambinder, LLP Charity Golf Outing 07/29/15 $5,100
P.O. Box
Street 111 Broadway, Suite #1403
City New York
State NY
Zip Code 10006

Counselors at law

$10,200

SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES

(A) (C) (D) (E)
Name 395 Hudson New York, LLC Rent - organizing 07/01/15 $36,378
P.O. Box
Rent - organizing 08/03/15 $18,718
Street 1801 W. Olympic Blvd.
City Pasadena Rent - organizing 09/15/15 $36,378
State CA
Zip Code 91199
Property management compan Rent - organizing 12/01/15 $18,718


(A) (C) (D) (E)
Name 395 Hudson New York, LLC Rent - organizing 06/01/16 $18,739
P.O. Box

City Pasadena
State CA
Zip Code 91199

Property management compan

$285,849


(A) (C) (D) (E)
Name A S Information Resource To fund related organization 09/13/15 $830,400

P.O. Box

City New York
State NY
Zip Code 10014

Related Organization

$830,400


(A) (C) (D) (E)
Name Archer, Byington, Glennon & Levine Legal fees 08/13/15 $35,581
P.O. Box
Legal fees 08/14/15 $82,879
Street 1 Huntington Quadrangle
City Melville Legal fees 09/09/15 $10,178
State NY
Legal fees 10/21/15 $10,000
Zip Code 11747
Legal fees 11/04/15 $22,567
Counselors at law Legal fees 12/10/15 $22,191
Legal fees 12/16/15 $28,413
Legal fees 01/13/16 $24,271
Legal fees 02/11/16 $10,063
Legal fees 03/04/16 $10,053
Legal fees 04/11/16 $10,081
Legal fees 05/09/16 $10,000


(A) (C) (D) (E)
Name Archer, Byington, Glennon & Levine Legal fees 06/23/16 $5,000
P.O. Box
Street 1 Huntington Quadrangle

City Melville
State NY
Zip Code 11747

Counselors at law

$287,367


(A) (C) (D) (E)
Name AT&T Telephone - organizing 07/24/15 $15,979

P.O. Box 6463
Telephone - organizing 08/14/15 $16,378
Street
City Carol Stream Telephone - organizing 09/17/15 $16,431
State IL
Zip Code 60197
Telephone company Telephone - organizing 12/16/15 $11,155

$159,716


(A) (C) (D) (E)
Name Bar Code Direct Computer expense- Shop Steward mobile device 01/27/16 $72,400
P.O. Box
Street 41 N Main Street

City North Grafton
State MA
Zip Code 01536

Bar code scanning wholeshale supplier

$72,400


(A) (C) (D) (E)
Name Bredhoff & Kaiser, P.L.L.C. Legal fees - Litigation 11/04/15 $16,433
P.O. Box
Legal fees - Litigation 11/20/15 $15,632
Street 805 15th St NW #1000
City Washington Legal fees - Litigation 01/19/16 $16,084
State DC
Zip Code 20005
Attorney at law

$80,607


(A) (C) (D) (E)
Name Broach & Stulberg, LLP Legal fees 07/23/15 $12,345

P.O. Box
Legal fees 07/24/15 $39,371
Street One Penn Plaza, Ste. 2016
City New York Legal fees 08/14/15 $34,733
State NY
Legal fees 11/04/15 $31,738
Zip Code 10119
Legal fees 12/10/15 $10,796
Counselors at law Legal fees 01/20/16 $18,274
Legal fees 02/12/16 $20,613
Legal fees 04/14/16 $20,740
Legal fees 05/12/16 $9,396
Legal fees 06/09/16 $6,650
Legal fees 12/10/15 $18,960

$223,616


(A) (C) (D) (E)
Name Build up NYC, LLC Public relations 06/24/16 $175,000

P.O. Box
Street 25 W 18th Street

City New York
State NY
Zip Code 10011

Non-profit organization

$175,000


(A) (C) (D) (E)
Name Canon Financial Services

P.O. Box

City Chicago
State IL
Zip Code 60693


$21,223


(A) (C) (D) (E)
Name Canon Solutions America Equipment leasing 03/30/16 $5,277

P.O. Box
Equipment leasing 06/24/16 $6,196
City Chicago
State IL
Zip Code 60693


$14,632


(A) (C) (D) (E)
Name Columbia Omni Corp. Office supplies 04/14/16 $5,634

P.O. Box
Street 14 West 33rd Street

City New York
State NY
Zip Code 10001

Art supply store

$14,781


(A) (C) (D) (E)
Name Construction Data Company Dues and subscriptions - organizing 12/10/15 $6,842
P.O. Box
Street 2001 9th Ave., 2nd Floor

City Vero Beach
State FL
Zip Code 32960

Coomercial construction publishing company

$6,842


(A) (C) (D) (E)
Name CoStar Group, Inc.

P.O. Box 791123
Street
City Baltimore
State MD
Zip Code 21279

Commercial real estate research company

$15,337


(A) (C) (D) (E)
Name De Lage Landen Financial Svs

P.O. Box 41602
Street
City Philadelphia
State PA
Zip Code 19101


$6,019


(A) (C) (D) (E)
Name Elba Parking Corp. Parking - organizing 07/29/15 $50,400

P.O. Box
Street 575 Washington Street

City New York
State NY
Zip Code 10014

Commercial parking company

$50,400


(A) (C) (D) (E)
Name F.A.B.ulous Specialties, Inc. Merchandise - Organizing 08/06/15 $19,790

P.O. Box
Merchandise - Organizing 12/10/15 $19,796
Street 600 S. Livingston Ave.
City Livingston
State NJ
Zip Code 07039

Wholesale advertising merchant

$39,586


(A) (C) (D) (E)
Name Liberty Mutual Insurance Co. Inc Insurance - organizing 10/24/15 $40,041
P.O. Box 7247-0109
Insurance - organizing 03/30/16 $5,199
Street
City Philadelphia
State PA
Zip Code 19170

Insurance Company

$45,240


(A) (C) (D) (E)
Name National Union Insurance - workers comp 11/02/15 $16,771

P.O. Box
Street 22427 Network Place

City Chicago
State IL
Zip Code 60673

Insurance Company

$16,771


(A) (C) (D) (E)
Name NYCDC Benefit Funds Arbritration settlement 07/09/15 $259,834

P.O. Box
Arbritration settlement 07/31/15 $186,201
City New York Arbritration settlement 09/24/15 $137,904
State NY
Zip Code 10014
Welfare Fund Arbritration settlement 06/30/16 $42,419
Total Itemized Transactions with this Payee/Payer $1,272,341

$1,272,341


(A) (C) (D) (E)
Name Office Team Temporary staffing 07/24/15 $8,654

P.O. Box
Temporary staffing 08/04/15 $22,157
Street 125 Park Ave
City New York Temporary staffing 09/17/15 $9,836
State NY
Zip Code 10017
Employment agency Temporary staffing 12/16/15 $6,264

$95,747


(A) (C) (D) (E)
Name Richard Adelman, Esq Legal fees - Arbritration 08/14/15 $6,000

P.O. Box
Street 1175 York Avenue - 10D

City New York
State NY
Zip Code 10065

Counselor at law

$18,500


(A) (C) (D) (E)
Name Roger E. Maher Legal fees - Arbritration 07/24/15 $8,030

P.O. Box
Legal fees - Arbritration 10/21/15 $6,510
Street 23 83rd Street
City Brooklyn Legal fees - Arbritration 01/20/16 $9,687
State NY
Zip Code 11209
Counselor at law

$54,357


(A) (C) (D) (E)
Name SKDK Acquisition LLC Advertising - media campaign 12/29/15 $29,946

P.O. Box
Street 594 Broadway

City New York
State NY
Zip Code 10012

Communications company

$29,946


(A) (C) (D) (E)
Name Solomon-Page Group LLC Temporary staffing 07/24/15 $9,945

P.O. Box 75314
Street
City Chicago Temporary staffing 10/21/15 $12,032
State IL
Zip Code 60675
Employment agency Temporary staffing 06/09/16 $5,292

$75,688


(A) (C) (D) (E)
Name Spivak Lipton LLP Legal fees 07/24/15 $64,853

P.O. Box
Legal fees 08/14/15 $71,765
Street 1700 Broadway 21st Flr
State NY
Legal fees 09/17/15 $74,992
Zip Code 10019
Legal fees 11/04/15 $44,495
Councelors at law Legal fees 12/10/15 $52,797
Legal fees 12/16/15 $31,942
Legal fees 01/19/16 $32,220
Legal fees 02/12/16 $43,571
Legal fees 03/10/16 $46,941
Legal fees 04/14/16 $33,626
Legal fees 05/12/16 $43,601


(A) (C) (D) (E)
Name Spivak Lipton LLP Legal fees 06/09/16 $80,699

P.O. Box

City New York
State NY
Zip Code 10019

Councelors at law

$627,436


(A) (C) (D) (E)
Name Standard Data Corp Computer expenses 07/24/15 $26,803

P.O. Box
Computer expenses 08/14/15 $25,012
Street 26 Journal Square
City Jersey City Computer expenses 09/17/15 $31,020
State NJ
Zip Code 07306
Application software provider Computer expenses 12/14/15 $32,220

$363,519


(A) (C) (D) (E)
Name United Brotherhood of Carpenters

P.O. Box
Street 855 S.Mill Street Suite C

City Mount Carroll
State IL
Zip Code 61053

International Union

$8,636


(A) (C) (D) (E)
Name Virginia & Ambinder, LLP Legal fees 07/24/15 $7,671

P.O. Box
Legal fees 08/14/15 $13,853
Street 111 Broadway, Suite #1403
State NY
Legal fees 10/21/15 $12,942
Zip Code 10006
Legal fees 12/16/15 $5,329
Counselors at law

$64,927


(A) (C) (D) (E)
Name West End Express Printing, Inc. Printing - postcards 08/14/15 $5,136
P.O. Box
Street 1115 Broadway

City New York
State NY
Zip Code 10010

Printing company

$23,112


(A) (C) (D) (E)
Name Westlaw Information Dues & subscription - legal research 10/21/15 $6,297
P.O. Box 6292
Dues & subscription - legal research 11/04/15 $8,724
Street
City Carol Stream Dues & subscription - legal research 12/16/15 $6,415
State NJ
Zip Code 60197
Legal research providers Dues & subscription - legal research 04/14/16 $7,520

$76,043


(A) (C) (D) (E)
Name Winmill Software

P.O. Box
Street 420 Lexington Avenue, Suite

City New York
State NY
Zip Code 10170

Software company

$27,365

SCHEDULE - 16 - POLITICAL ACTIVITIES AND LOBBYING

(A) (C) (D) (E)
Name A & S Screen Printing, Inc. Printing of sweatshirts & T-shirts - Election 10/16/15 $49,975
P.O. Box
Printing of sweatshirts -Election 01/12/16 $5,968
Street 2305 Garry Rd
City Cinnaminson
State NJ
Zip Code 08077

Commercial Printing Company

$55,943


(A) (C) (D) (E)
Name Andrew Cuomo 2018, Inc. Political contribution 10/16/15 $25,000

P.O. Box
Political contribution 01/12/16 $15,000
Street 1 Pallisar Road
City Irvington On Hudson
State NY
Zip Code 10533

Political campaign committee

$40,000


(A) (C) (D) (E)
Name Beacon Hotel

P.O. Box
Street 2130 Broadway

City New York
State NY
Zip Code 10023

Hotel

$6,811


(A) (C) (D) (E)
Name Bronx Democratic County Committee Housekeeping

P.O. Box
Street 1640 Eastchester Rd

City Bronx
State NY
Zip Code 10461


$25,000


(A) (C) (D) (E)
Name Building & Construction Trades Co

P.O. Box

City New York
State NY
Zip Code 10010

Political Action Committee

$12,224


(A) (C) (D) (E)
Name CORDO & COMPANY, LLC Political Lobbyist 07/14/15 $10,000

P.O. Box
Political Lobbyist 08/20/15 $10,000
Street 100 STATE STREET
City Political Lobbyist 10/16/15 $10,000
ALBANY
State NY Political Lobbyist 11/05/15 $10,000
Zip Code 12207
Political Lobbyist

$120,000


(A) (C) (D) (E)
Name DACC Political contribution 11/05/15 $25,000

P.O. Box
Street 107 Washington Avenue
City Albany
State NY
Zip Code 12210


$50,000


(A) (C) (D) (E)
Name DiNapoli 2018 Political contribution 06/24/16 $10,000

P.O. Box 1776
Street
City Mineola
State NY
Zip Code 11501


$13,000


(A) (C) (D) (E)
Name Hampton Inn

P.O. Box
Street 7930 Jones Branch Drive

City McLean
State VA
Zip Code 22102

Hotel

$8,182


(A) (C) (D) (E)
Name Ken Thompson for DA Political contribution 01/12/16 $5,000

P.O. Box
Street 585 Jefferson Avenue Apt# 1
City Brooklyn
State NY
Zip Code 11221


$12,500


(A) (C) (D) (E)
Name Levy Ratner, P.C.

P.O. Box
Street 80 8th Ave

City New York
State NY
Zip Code 10011

Political Lobbyist

$6,000


(A) (C) (D) (E)
Name New York County Democratic Committee Political contribution 07/14/15 $25,000
P.O. Box
Street 243 5th Avenue

City New York
State NY
Zip Code 10016


$25,000


(A) (C) (D) (E)
Name Northeast Regional Council of Carpenters Political Conference & Convention 06/24/16 $22,681
P.O. Box
Street 91 Fieldcrest Avenue

City Edison
State NY
Zip Code 08837

Regional Trade Union

$22,681


(A) (C) (D) (E)
Name NYS Democratic Senate Campaign Political contribution 07/08/15 $10,000

P.O. Box
Street 111 Washington Avenue
City Political contribution 04/14/16 $25,000
ALBANY
State NY
Zip Code 12210


$45,000


(A) (C) (D) (E)
Name NYS Senate Republican Campaign Committee

P.O. Box 7229
Street
City Political contribution 04/14/16 $25,000
Albany
State NY
Zip Code 12211


$75,000


(A) (C) (D) (E)
Name Politico, LLC Dues and subscription 06/23/16 $7,698

P.O. Box
Street 1000 Wilson Blvd

City Arlington
State VA
Zip Code 22209

American political-journalism organization

$7,698


(A) (C) (D) (E)
Name Schneiderman 2018 Political contribution 07/14/15 $5,000

P.O. Box
Street 82 Nassau Street
City New York
State NY
Zip Code 10038


$15,000


(A) (C) (D) (E)
Name Suffolk County Democratic Committee

P.O. Box
Street 1461 Lakeland Avenue

City Bohemia
State NY
Zip Code 11716


$6,000


(A) (C) (D) (E)
Name United Brotherhood of Carpenters & Joiners

Election expense -Voter activation fees
of Amer 03/11/16 $5,967
P.O. Box
Street 101 Constitution Avenue

City Washington
State DC
Zip Code 20001

Non-profit organization - Labor organization

$5,967

SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS

(A) (C) (D) (E)
Name ACCNJ
P.O. Box
Street 91 Fieldcrest Ave # 2

City Edison
State NJ
Zip Code 08837

Non-Profit Organization

$5,900


(A) (C) (D) (E)
Name Ali Graphics Mailing - Charity softball 09/30/15 $6,977

P.O. Box
Street 333 Westchester Ave

City West Harrison
State NY
Zip Code 10604

Commercial Printing Company

$6,977


(A) (C) (D) (E)
Name Coliseum Caterers Catering - Softball picnic 08/19/15 $8,719

P.O. Box
Catering - Softball picnic 09/09/15 $34,876
Street 1660 Old Country Road
City Plainview
State NY
Zip Code 11803

Catering company

$43,595


(A) (C) (D) (E)
Name Crystal Springs Golf Club Charity Golf outing 07/16/15 $20,000
P.O. Box
Charity Golf outing 08/13/15 $27,500
Street 3621 Route 94
City Charity Golf outing 01/22/16 $17,240
South Hamburg
State NJ
Zip Code 07419

Golf club

$64,740


(A) (C) (D) (E)
Name F.A.B.ulous Specialties, Inc.

P.O. Box
Street 600 S. Livingston Ave.

City Livingston
State NJ
Zip Code 07039

Wholesale advertising merchant

$8,349


(A) (C) (D) (E)
Name Friends of Saint Domenic Donation 01/12/16 $10,000

P.O. Box
Street 500 Western Highway

City Blauvelt
State NY
Zip Code 10913

Non-Profit organization

$10,000


(A) (C) (D) (E)
Name General Contractors Association

P.O. Box
Street One Grand Central Place, 60

City New York
State NY
Zip Code 10165

General Contractor

$8,370


(A) (C) (D) (E)
Name Greater NY Councils, BSA Donation 03/21/16 $5,000

P.O. Box
Street 350 5TH AVENUE

City New York
State NY
Zip Code 10118


$5,000


(A) (C) (D) (E)
Name Jared Allens Homes for Wounded Warriors

Donation 09/08/15 $75,000
P.O. Box
Street 7890 E McClain Dr

City Scottsdale
State AZ
Zip Code 85260


$75,000


(A) (C) (D) (E)
Name NYC Helmets to Hardhats,Inc. Donation 04/26/16 $5,000

P.O. Box

City New York
State NY
Zip Code 10010

Non profit organization

$7,000


(A) (C) (D) (E)
Name PC Richard & son Charity Golf outing 08/07/15 $10,753

P.O. Box
Street 150 Price Parkway

City Farmingdale
State NY
Zip Code 11735

Commercial appliance store

$10,753


(A) (C) (D) (E)
Name Queens Economic Development Donation 03/21/16 $5,000

P.O. Box
Street 120-55 Queens Blvd Suite

City Kew Gardens
State NY
Zip Code 11424


$5,000


(A) (C) (D) (E)
Name The Edward J Malloy Initiative Contribution 09/16/15 $5,000

P.O. Box
Street 71 West 23rd Street, Suite

City New York
State NY
Zip Code 10010


$5,000


(A) (C) (D) (E)
Name UBC Latino Club Donation 06/09/16 $5,000

P.O. Box
Street 38-11 Ditmars Blvd, #168

City Astoria
State NY
Zip Code 11105


$8,000


(A) (C) (D) (E)
Name Wall Ceiling & Carpentry Industrie Donation 03/21/16 $7,500

P.O. Box
Street 125 Jericho Turnpike

City Jericho
State NY
Zip Code 11753


$12,300

SCHEDULE 18 - GENERAL OVERHEAD

(A) (C) (D) (E)
Name 395 Hudson New York, LLC Rent 07/01/15 $136,822

P.O. Box
Rent 07/16/15 $16,461
City Pasadena Rent 08/03/15 $136,822
State CA Rent 08/17/15 $20,820
Zip Code 91199
Rent 09/01/15 $136,822
Rent 09/15/15 $21,662
Property management company
Rent 10/01/15 $136,822
Rent 10/15/15 $20,009
Rent 11/02/15 $136,822
Rent 11/17/15 $18,876
Rent 12/01/15 $136,822
Rent 12/15/15 $15,552
Rent 01/04/16 $136,822
Rent 01/21/16 $7,639


(A) (C) (D) (E)
Name 395 Hudson New York, LLC Rent 02/03/16 $136,822

P.O. Box
Rent 02/16/16 $19,800
City Pasadena Rent 03/01/16 $136,886
State CA Rent 03/15/16 $17,101
Zip Code 91199
Rent 04/01/16 $136,886
Rent 04/15/16 $9,438
Property management company
Rent 05/02/16 $136,886
Rent 05/16/16 $6,102
Rent 06/01/16 $136,886
Rent 06/15/16 $14,053
Total Itemized Transactions with this Payee/Payer $1,829,633

$1,829,633


(A) (C) (D) (E)
Name Accountemps Temporary staffing 07/24/15 $5,702

P.O. Box
Street 12400 Collections Ctr Drive
State IL Temporary staffing 10/21/15 $7,231
Zip Code 60693
Employment agency

$55,688


(A) (C) (D) (E)
Name ADP, Inc.

P.O. Box
Street One Adp Drive MS-100

City Augusta
State GA
Zip Code 30909

Payroll service provider

$24,195


(A) (C) (D) (E)
Name AKA Enterprise Solutions, Inc.

P.O. Box
Street 875 6th Ave, 20th Fl

City New York
State NY
Zip Code 10001

Computer software company

$19,564


(A) (C) (D) (E)
Name Amtrust North America, Inc. Insurance 04/14/16 $6,104

P.O. Box 6939
Street
City Cleveland
State OH
Zip Code 44101

Insurance Company

$6,104


(A) (C) (D) (E)
Name AT&T Telephone 07/24/15 $6,726

P.O. Box 6463
Telephone 08/14/15 $8,613
Street
City Carol Stream Telephone 09/17/15 $8,721
State IL Telephone 10/21/15 $7,190
Zip Code 60197
Telephone 11/04/15 $7,015
Telephone 12/16/15 $6,818
Telephone company
Telephone 01/20/16 $7,262
Telephone 02/12/16 $6,586
Telephone 03/10/16 $6,706
Telephone 04/14/16 $6,982
Telephone 05/12/16 $10,592
Telephone 06/09/16 $7,620

$90,831


(A) (C) (D) (E)
Name Bayside Milk Farm

P.O. Box
Street 35-15 Bell Blvd.

City Bayside
State NY
Zip Code 11361

Catering company

$5,510


(A) (C) (D) (E)
Name Building & Construction Trades Member dues 11/04/15 $113,664

P.O. Box
Member dues 02/12/16 $59,674
City New York Member dues 05/12/16 $59,674
State NY
Zip Code 10010

Trade Association

$233,012


(A) (C) (D) (E)
Name Calibre CPA Group, PLLC Audit committee 10/21/15 $6,000

P.O. Box
Audit committee 05/26/16 $15,000
Street 7501 Wisconsin Avenue Sui
City West Bethesda
State MD
Zip Code 20814

CPA firm

$48,000


(A) (C) (D) (E)
Name Canon Financial Service Equipment leasing 04/14/16 $12,414

P.O. Box
City Chicago
State IL
Zip Code 60693


$18,178


(A) (C) (D) (E)
Name Chase Paymentech Card Services Bank service charges 06/30/16 $16,330
P.O. Box 29534
Bank service charges 07/01/15 $13,070
Street
City Phoenix Bank service charges 07/30/15 $13,680
State AZ Bank service charges 08/31/15 $11,588
Zip Code 85038
Financial institution


(A) (C) (D) (E)
Name Chase Paymentech Card Services Bank service charges 05/31/16 $12,755
P.O. Box 29534
Street
City Phoenix
State AZ
Zip Code 85038

Financial institution

$179,113


(A) (C) (D) (E)
Name CMS Electrical

P.O. Box
Street 46 Carnation Avenue

City Floral Park
State NY
Zip Code 11001

Electrical supplies provider

$9,480


(A) (C) (D) (E)
Name Cogent Communications Inc. Internet service expense 10/21/15 $5,271

P.O. Box 791087
Internet service expense 01/20/16 $5,688
Street
City Baltimore Internet service expense 03/10/16 $9,450
State MD
Zip Code 21279

Internet service provider

$33,439


(A) (C) (D) (E)
Name Collins Building Services, Inc Cleaning 08/14/15 $6,629

P.O. Box
Cleaning 01/20/16 $7,462
Street 24-01 44th Rd., 15th Fl.
City Long Island City Cleaning 04/14/16 $6,332
State NY
Zip Code 11101

Cleaning service provider

$43,938


(A) (C) (D) (E)
Name Columbia Omni Corp. Office supplies 09/17/15 $6,556

P.O. Box
Office supplies 10/21/15 $5,569
City New York Office supplies 12/16/15 $7,780
State NY Office supplies 01/20/16 $10,454
Zip Code 10001
Office supplies provider

$65,563


(A) (C) (D) (E)
Name Consolidated Technologies, Inc Telephone 02/11/16 $16,080

P.O. Box
Street 10 Midland Avenue, Floor

City Port Chester
State NY
Zip Code 10573

Telephone company

$22,468


(A) (C) (D) (E)
Name Content Critical Solutions, Inc Printing 07/23/15 $10,000

P.O. Box 1486
Printing 09/22/15 $11,105
Street
City New York Printing 11/04/15 $8,392
State NY Printing 11/20/15 $10,000
Zip Code 10008
Printing 03/21/16 $12,205
Printing services provider

$65,150


(A) (C) (D) (E)
Name Corporate Coffee Systems

P.O. Box
Street 148 W 37th St #5

City New York
State NY
Zip Code 10018

Coffee supplies company

$8,025


(A) (C) (D) (E)
Name CPR123 Inc. CPR training 02/27/16 $7,345

P.O. Box
Street 274 Madison Ave #701

City New York
State NY
Zip Code 10016

Emergency certification training center

$7,345


(A) (C) (D) (E)
Name Daniel Doohan Rent 08/04/15 $6,000

P.O. Box
Rent 11/05/15 $6,000
Street 66 Highview Terrace
City Yonkers Rent 06/01/16 $6,000
State NY Rent 01/19/16 $9,000
Zip Code 10705

Landlord

$36,000


(A) (C) (D) (E)
Name Data Research Group Computer expense - cloud hosting 01/27/16 $9,000
P.O. Box
Computer expense - cloud hosting 03/04/16 $9,000
Street 5520 Cherokee Ave #200
City Alexandria
State VA
Zip Code 22312

Web hosting company

$18,000


(A) (C) (D) (E)
Name De Lage Landen Financial Svs, Equipment leasing 07/24/15 $6,766

P.O. Box 41602
Street
City Philadelphia Equipment leasing 09/18/15 $6,193
State PA Equipment leasing 10/21/15 $6,165
Zip Code 19101

$80,417


(A) (C) (D) (E)
Name Dell Marketing LP Computer expense 02/11/16 $7,591

P.O. Box
Street One Dell Way

City Round Rock
State TX
Zip Code 78682

Computer supplies corporation

$9,920


(A) (C) (D) (E)
Name Dodge Data & Analytics Dues and subscription 12/10/15 $8,456
P.O. Box
Street 7625 Collection Center Dr.

City Chicago
State IL
Zip Code 60693

Publishing company - Data analysis

$8,456


(A) (C) (D) (E)
Name Elba Parking Corp. Parking 07/29/15 $159,600

P.O. Box
Street 575 Washington Street

City New York
State NY
Zip Code 10014

Commercial parking company

$159,600


(A) (C) (D) (E)
Name Enterprise
P.O. Box
Street 600 Corporate Park Drive

City St. Louis
State MO
Zip Code 63105

Auto leasing company

$52,672


(A) (C) (D) (E)
Name Extreme System Services Office supplies 04/14/16 $10,427

P.O. Box
Street 16 Templar Road

City Manalapan
State NJ
Zip Code 07726


$16,342


(A) (C) (D) (E)
Name Global HR Research

P.O. Box
Street 9530 Marketplace Road

City Fort Myers
State FL
Zip Code 33912

Employee management company

$5,573


(A) (C) (D) (E)
Name Gould, Kobrick & Schlapp Accounting services 10/21/15 $66,775

P.O. Box
Accounting services 11/04/15 $8,469
Street 3 Park Avenue
City New York Accounting services 01/19/16 $15,225
State NY Accounting services 02/12/16 $5,500
Zip Code 10016

CPA firm

$98,469


(A) (C) (D) (E)
Name Harvard Protection Services LLC Security 08/14/15 $18,529

P.O. Box
Security 09/17/15 $18,529
Street 570 Seventh Ave
City New York Security 10/21/15 $37,058
State NY Security 12/10/15 $18,529
Zip Code 10018
Security 12/16/15 $18,529
Security 01/20/16 $18,529
Security service provider
Security 02/12/16 $18,656
Security 03/10/16 $18,656
Security 04/14/16 $18,528
Security 05/12/16 $18,528
Security 06/09/16 $18,528

$225,607


(A) (C) (D) (E)
Name Intelli-Tec Security Services

P.O. Box
Street 400 W. Division St

City Syracuse
State NY
Zip Code 13204


$8,049


(A) (C) (D) (E)
Name Intuit Quickbooks

P.O. Box
Street 2700 Coast Ave

City Mountain View
State CA
Zip Code 94043

Software Company

$5,028


(A) (C) (D) (E)
Name ISSI Innovative Software Solut Computer expense 02/12/16 $7,500

P.O. Box
Street Two Executive Campus, Suite

City Cherry Hill
State NJ
Zip Code 10005

Computer software company

$7,500


(A) (C) (D) (E)
Name Liberty Mutual Insurance Co. Inc Insurance 10/24/15 $190,193

P.O. Box 7247-0109
Insurance 03/30/16 $16,462
Street
City Philadelphia
State PA
Zip Code 19170

Insurance Company

$206,687


(A) (C) (D) (E)
Name Local 2790

P.O. Box

City New York
State NY
Zip Code 10014

Local Union

$10,375


(A) (C) (D) (E)
Name Lockton Companies, LLC Insurance 11/02/15 $61,714

P.O. Box 3207
Insurance 02/11/16 $240,099
Street
City Boston
State MA
Zip Code 02241

Insurance Agency

$304,313


(A) (C) (D) (E)
Name National Union Insurance - workers comp 11/02/15 $95,039

P.O. Box
Street 22427 Network Place

City Chicago
State IL
Zip Code 60673

Insurance Company

$95,039


(A) (C) (D) (E)
Name NYCDC Benefit Funds Reimbursement of expenses 04/15/16 $229,255

P.O. Box

City New York
State NY
Zip Code 10014

Welfare Fund

$229,255


(A) (C) (D) (E)
Name NYS Office of Court Administration

P.O. Box
Street 25 Beaver Street-Room 840

City New York
State NY
Zip Code 10004

NYS court system administrators

$42,965


(A) (C) (D) (E)
Name Sequential Employment Testing

P.O. Box
Street 633 Wallace Avenue

City Bowling Green
State OH
Zip Code 43402

Employment service provider

$10,202


(A) (C) (D) (E)
Name Solomon-Page Group LLC Temporary staffing 07/24/15 $8,581

P.O. Box 75314
Street
State IL Temporary staffing 11/04/15 $10,136
Zip Code 60675
Employment agency

$55,922


(A) (C) (D) (E)
Name Spivak Lipton LLP

P.O. Box

City New York
State NY
Zip Code 10019

Counselors at law

$10,000


(A) (C) (D) (E)
Name Standard Data Corp

P.O. Box

City Jersey City
State NJ
Zip Code 07306

Application software provider

$16,750


(A) (C) (D) (E)
Name Storage Post

P.O. Box
Street 112 Bruckner Blvd

City Bronx
State NY
Zip Code 10454

Storage company

$29,364


(A) (C) (D) (E)
Name Time Warner Cable

P.O. Box 11820
Street
City Newark
State NJ
Zip Code 07101

Internet service provider

$5,716


(A) (C) (D) (E)
Name Toshiba Business Solutions, USA Equipment leasing 09/17/15 $8,684

P.O. Box 418600
Street
City Boston Equipment leasing 04/14/16 $9,498
State MA
Zip Code 02241


$26,026


(A) (C) (D) (E)
Name TTR Shipping Office expense - Storage 03/04/16 $5,250

P.O. Box
Street 1000 Campus Dr,

City Stow
State OH
Zip Code 44224

Storage company

$5,435


(A) (C) (D) (E)
Name United Brotherhood of Carpenters

P.O. Box

City Mount Carroll
State IL
Zip Code 61053

International Union

$8,455


(A) (C) (D) (E)
Name UPS
P.O. Box 7247-0244
Street
City Philadelphia
State PA
Zip Code 19170

Package delivery company

$11,000


(A) (C) (D) (E)
Name US Postal Service Postage 07/29/15 $10,000

P.O. Box
Postage 01/13/16 $10,000
Street 201 Varick Street
City New York
State NY
Zip Code 10014

Postal service carrier

$20,000


(A) (C) (D) (E)
Name W.B. Mason Co. In Office supplies 07/24/15 $8,663

P.O. Box 981101
Street
City Boston
State MA
Zip Code 02298


$11,957


(A) (C) (D) (E)
Name Winmill Computer expense 08/06/15 $6,126

P.O. Box
Computer expense 09/30/15 $60,295
Street 420 Lexington Ave # 455
City New York Computer expense 05/26/16 $7,130
State NY
Zip Code 10170

Software company

$79,487

SCHEDULE 19 - UNION ADMINISTRATION

(A) (C) (D) (E)
Name ACT - Carpenters Conference expense 05/18/16 $5,110

P.O. Box
Street 6801 Placid Street

City Las Vegas
State NV
Zip Code 89119

Local Union
Total Itemized Transactions with this Payee/Payer 5,110
Total of All Transactions with this Payee/Payer for This Schedule 5,110


(A) (C) (D) (E)
Name AJREI Apprentice graduation 04/27/16 $11,362

P.O. Box
Reimbursed expenses - 300 Hitter conference 12/10/15 $7,262
City New York
State NY
Zip Code 10014

Labor technical college
Total Non-Itemized Transactions with this Payee/Payer 1,764


(A) (C) (D) (E)
Name AliGraphics Printing and Postage - Winter magazine 04/27/16 $14,570

P.O. Box
Street 333 Westchester Ave

City West Harrison
State NY
Zip Code 10604

Commercial printing company


(A) (C) (D) (E)
Name Allied Printing & Graphics Co. Convention expense 08/28/15 $9,400
P.O. Box
Street 4 Madison Rd
City Fairfield
State NJ
Zip Code 07004



(A) (C) (D) (E)
Name American Airlines

P.O. Box
Street 333 Amon Carter Boulevard

City Fort Worth
State TX
Zip Code 76155

Commercial airline company


(A) (C) (D) (E)
Name Barbara Deinhardt

P.O. Box
Street 52 Third Street

City Brooklyn
State NY
Zip Code 11231

Arbitrator


(A) (C) (D) (E)
Name Bracewell LLP Legal fees 06/24/16 $5,430

P.O. Box
Street 1251 Ave of the Americas

City New York
State NY
Zip Code 10020

Counselor at law


(A) (C) (D) (E)
Name Carmine's Las Vegas Meals - conference 08/23/15 $12,510

P.O. Box
Street 3500 Las Vegas Blvd S

City Las Vegas
State NV
Zip Code 89109

Restaurant


(A) (C) (D) (E)
Name Construction Information Systems Dues and subscriptions 01/27/16 $7,408

P.O. Box
Street 170 Kinnelon Rd

City Butler
State NJ
Zip Code 07405

Information Technology company


(A) (C) (D) (E)
Name Crowell & Moring LLP Legal fees - Independent Monitor 07/24/15 $75,000
P.O. Box
Legal fees - Independent Monitor 08/04/15 $130,891
Street 1001 Pennsylvania Avenue
City Washington Legal fees - Independent Monitor 09/17/15 $64,644
State DC
Zip Code 20004
Counselor at law Legal fees - Independent Monitor 11/16/15 $89,688


(A) (C) (D) (E)
Name Crowell & Moring LLP Legal fees - Independent Monitor 02/11/16 $95,842
P.O. Box
Street 1001 Pennsylvania Avenue

City Washington
State DC
Zip Code 20004

Counselor at law
Total Itemized Transactions with this Payee/Payer 1,164,072
Total of All Transactions with this Payee/Payer for This Schedule 1,164,072


(A) (C) (D) (E)
Name Delta airlines

P.O. Box 20980
Street
City Atlanta
State GA
Zip Code 30320-2980



(A) (C) (D) (E)
Name FJL Associates, LLC Legal - Compliance officer 07/24/15 $31,894

P.O. Box 665
Legal - Compliance officer 09/14/15 $14,568
Street
City North Salem Legal - Compliance officer 10/21/15 $13,444
State NY
Zip Code 10560
Counselor at law Legal - Compliance officer 01/20/16 $12,375


(A) (C) (D) (E)
Name Fort Orange Press Inc Printing - Magazine 08/07/15 $10,526

P.O. Box
Printing - Magazine 01/27/16 $11,291
Street 11 Sand Creek Rd
City Albany
State NY
Zip Code 12205



(A) (C) (D) (E)
Name Getting Hungry

P.O. Box
Street 225 Varick Street

City New York
State NY
Zip Code 10014

Caterers


(A) (C) (D) (E)
Name Harvard Protection Services LL

P.O. Box
Street 570 Seventh Ave

City New York
State NY
Zip Code 10018



(A) (C) (D) (E)
Name Hilton Diplomat Resort Accommodation - Conference 03/15/16 $10,976

P.O. Box
Street 3555 S Ocean Dr

City Hollywood
State FL
Zip Code 33019

Hotel


(A) (C) (D) (E)
Name JetBlue Conference expense - airfair 06/08/16 $5,659

P.O. Box
Street 27-01 Queens Plaza N

City Long IslandCity
State NY
Zip Code 11101

Commercial airline


(A) (C) (D) (E)
Name Joe's Pizza

P.O. Box
Street 150 E 14th St

City New York
State NY
Zip Code 10003

Pizzeria


(A) (C) (D) (E)
Name Lynda.com, Inc. Training and seminar 05/12/16 $10,500

P.O. Box 848527
Street
City Los Angeles
State CA
Zip Code 90084

Online training company


(A) (C) (D) (E)
Name Mandara Spa Las Vegas UBC Convention - Spa for spouses 09/14/15 $5,646
P.O. Box
Street 3667 S Las Vegas Blvd

City Las Vegas
State NV
Zip Code 89109

Spa


(A) (C) (D) (E)
Name NYS Building & Constr. Trades Council Membership dues 06/23/16 $10,000
P.O. Box
Street 50 State St - Third Floor

City Albany
State NY
Zip Code 12207

Non profit organization


(A) (C) (D) (E)
Name Paris Las Vegas & Casino Accommodation - Conference 09/14/15 $29,527
P.O. Box
Street 3655 S Las Vegas Blvd

City Las Vegas
State NV
Zip Code 89109

Hotel


(A) (C) (D) (E)
Name Reporter's Ink, Corp

P.O. Box
Street 90 John St
City New York
State NY
Zip Code 10038

Court reporter service provider


(A) (C) (D) (E)
Name Santo Barravecchio

P.O. Box
Street 35 Kennedy Drive

City Centereach
State NY
Zip Code

Counselor at law


(A) (C) (D) (E)
Name Spivak Lipton LLP

P.O. Box

City New York
State NY
Zip Code 10019

Counselor at law


(A) (C) (D) (E)
Name Standard Data Corp

P.O. Box

City Jersey City
State NJ
Zip Code 07306

Application software provider


(A) (C) (D) (E)
Name Tessar, Ryan & Rochman, LLP

P.O. Box
Street 509 Madison Avenue10th Fl

City New York
State NY
Zip Code

Counselor at law


(A) (C) (D) (E)
Name The Mailworks Postage - Newsletter 11/02/15 $5,601

P.O. Box
Street 45 Prospect Avenue

City Albany
State NY
Zip Code 12206

Mailing service company


(A) (C) (D) (E)
Name United Brotherhood of Carpenters Conference expense 03/10/16 $5,088

P.O. Box

City Mount Carroll
State IL
Zip Code 61053

International Union


(A) (C) (D) (E)
Name Untied Airlines Travel - conference 07/28/15 $5,475

P.O. Box
Street 233 S Wacker Dr

City Chicago
State IL
Zip Code 60606



(A) (C) (D) (E)
Name USA Union Pro UBC convention - promotional items 08/06/15 $24,840
P.O. Box 3282
Street
City Paducah
State KY
Zip Code 42002

Printing company - Union Promotional items
Total Non-Itemized Transactions with this Payee/Payer 778


(A) (C) (D) (E)
Name Zuckerman Spaeder LLP Legal fees 07/31/15 $10,634

P.O. Box
Legal fees 08/19/15 $22,845
Street 1185 Avenue of the Americas
State NY
Legal fees 11/10/15 $17,620
Zip Code 10036
Legal fees 01/28/16 $6,456
Counselor at law Legal fees 03/15/16 $17,274
Legal fees 04/14/16 $28,432
Legal fees 05/13/16 $16,491
Legal fees 06/09/16 $35,872

SCHEDULE 20 - BENEFITS FILE NUMBER: 032-922
Description To Whom Paid Amount

(A) (B) (C)
1. Health & Welfare Hollow Metal Trust Fund $267,170
2. Member Life Insurance Reliance Standard Life Insurance $23,042
3. Pension Retirement & Pension Plan for Officers $2,087,000
4. Pension United Brotherhood of Carpenters $1,903,066
5. Health & Welfare NYCDC Welfare $1,764,771
6. Annuity NYCDC Benefit Fund $521,932
7. Pension NYCDC Benefit Fund $2,303,424
Total of all lines above (Total will be automatically entered in Item 55.) $8,870,405

69. ADDITIONAL INFORMATION SUMMARY
Question 12: Gould, Kobrick and Schlapp, P.C, 3 Park Avenue New York, NY 10016, performed an audit of the financial statements for year ended 06/30/2016.
Question 17: Supervision
The District Council continues operating under a Consent Decree entered in 1994 and a Stipulation and Order entered in 2014 and renewed in 2016 in the ongoing
action in the United States District Court, Southern District of New York, captioned United States v. District Council, et al., 90 Civ. 5722 (RMB). The 2016 Stipulation and
Order was entered into among the District Council, the District Council Benefit Funds, and the Office of the United States Attorney for the Southern District of New York
and was so ordered by Judge Richard M. Berman on April 18, 2016. The 2016 Stipulation and Order extends the appointment of the court-appointed officer (the
Independent Monitor) to provide oversight of the District Council and the Employee Benefit Funds to March 31, 2017. Glen G. McGorty of the firm Crowell & Moring
continues as the Independent Monitor. Mr. McGorty served for nearly fifteen years as a federal prosecutor with the United States Department of Justice and the Criminal
Division of United States Attorneys Office for the Southern District of New York.
Federal Court Actions
Creative Constr. Servs. Corp. et al. v. District Council of N.Y.C. and Vicinity, No. 14- CV-07629 (AKH) (S.D.N.Y. filed Sept. 19, 2014). This is an action filed by a
signatory contractor and its principal under 42 U.S.C. Section 1981 and New York Citys Human Rights Law claiming at least $2 million in damages. Plaintiffs allege,
among other things, that the District Council purposely referred unproductive and unskilled employees, including shop stewards, to the contractor because of its and its
principals minority status. The District Court granted in part the District Councils motions to dismiss, and the Plaintiffs filed a second amended complaint. The parties are
currently in the discovery process. The District Councils counsel believes that the claims are frivolous and vexatious.
Frederick Stampone v. Matthew Walker (Director of Operations) and New York City District Council of Carpenters, Civil Action No.: 15-6956 (JLL) (JAD) (U.S. Dist. Ct.,
New Jersey (Newark), filed Nov. 9, 2015, amended complaint served Dec. 15, 2015). This is an action by a pro se plaintiff who is a member and shop steward seeking
pension credits from the separate District Council of Carpenters Pension Fund and claiming $100 million in damages against the District Council. He claims violations of
the RICO and ERISA statutes and various other claims alleging "slander, deformation of character, harassment and 360 other personal injury'' along with the denial of
the right to a skill, age discrimination, whistleblowing, and loss of wages. In response to the District Councils motion to dismiss the amended complaint, on March 8,
2016 the court issued an opinion and order dismissing the entire complaint without prejudice to the plaintiff filing a second amended complaint by April 22, 2016. The
plaintiff did so and has also added the District Council Pension Fund and the Northeast Regional Council of Carpenters Pension Fund as defendants. On August 30,
2016, a conference with the pro se plaintiff and counsel for the District Council and the defendant Funds was held before a Magistrate Judge. The District Council
anticipates having to file a motion to dismiss plaintiffs second amended complaint.
State Court Actions
Herzog v. NYC District Council of Carpenters Pension Fund et al., Index No. 154427 (New York Supreme Court, New York County). Arbitrator Robert Herzog brought
this action seeking $283,479.83 in fees allegedly owed to him for serving as the arbitrator in numerous proceedings concerning employers obligation under the District
Council CBAs to contribute to the Benefit Funds. In addition to the unpaid fees, Plaintiff seeks interest on the fees, costs, and attorneys fees. The District Council
Benefit Funds, which are separate legal entities, are also defendants in the action. The District Councils motion to dismiss the complaint was granted, but that ruling was
reversed on appeal. All defendants then filed answers, and the case will next proceed to discovery, absent settlement.
Administrative Agency Proceedings
Edward Saunders v. New York City District Council of Carpenters, PERB Charge No. U-34829. On February 4, 2016, the Public Employment Relations Board (PERB)
notified the District Council that Javits Center employee Edward Saunders filed an improper practice charge against the District Council. The initial charge was deficient
and Saunders filed a perfected charge on April 11, 2016 alleging that the District Council breached its duty of fair representation and discriminated in its dues collection,
citing six separate allegations. On June 17, 2016, a conference was held before Administrative Law Judge Angela Blassman. At the conference, the District Council
moved to dismiss the charge in its entirety and ALJ Blassman dismissed four of the six allegations. A trial is scheduled for October 18 on the remaining two allegations
(failure to represent charging party during a meeting with Javits management and failure to file a grievance on charging partys behalf.)
William McKenna v. New York City District Council of Carpenters, NLRB Charge No. 02-CA-179849. On July 11, 2016, William McKenna, a former instructor with the
Labor Technical College, filed an unfair labor charge against the District Council alleging a violation of section 8(a)(1) of the NLRA. McKenna alleges the Union
discriminated against him by terminating him in retaliation for and in order to discourage concerted activities. The District Council advised the NLRB that the Union was
never McKennas employer and is therefore not a proper respondent. The NLRB is still investigating the Charge.
Ernest Bonneau v. Local 157 New York City District Council of Carpenters, EEOC Charge No. 520-2015-02139. Carpenter Ernest Bonneau filed a charge with the U.S.
Equal Employment Opportunity Commission (EEOC) alleging that the District Council violated Title VII of the Civil Rights Act by discriminating against him in job referrals
on the basis of his race. No remedies were specified by the charging party. The District Council filed a position statement with the EEOC on July 20, 2015. The EEOCs
decision is pending.
Austin Gilead v. New York City District Council, EEOC Charge No. 520-2010-00705. Charge filed by District Council member Austin Gilead on February 11, 2010 with
the Equal Employment Opportunity Commission in New York City alleging discrimination (not being called for jobs) based on race and age in violation of Title VII, the
Age Discrimination in Employment Act, and the New York State Human Rights Law. Counsel has been meeting with EEOC investigators and providing information as
requested by the EEOC. No specific requested remedy is stated. To date no EEOC determination has been made.
Question 10: The following Funds are located at 395 Hudson Street New York, NY 10014.
NYDCC Annuity Fund EIN # 51-0174279, Plan #001. The fund files Federal Form 5500 with the Employee Benefits Security Administration. The purpose of the fund is to
provide benefits to members of the District Council.
NYDCC Welfare Fund EIN # 13-5615576, Plan #501. The fund files Federal Form 5500 with the Employee Benefits Security Administration. The purpose of the fund is
to provide benefits to members of the District Council.
Hollow Metal Pension Fund EIN # 11-2758544, Plan # 001. The fund files Federal Form 5500 with the Employee Benefits Security Administration. The purpose of the
fund is to provide benefits to members of the District Council.
Hollow Metal Trust Fund EIN # 11-2750720, Plan # 501. The fund files Federal Form 5500 with the Employee Benefits Security Administration. The purpose of the fund
is to provide benefits to members of the District Council.
NYDCC Pension Fund EIN# 51-0174276, Plan #001. The fund files Federal Form 5500 with the Employee Benefits Security Administration. The purpose of the fund is to
provide benefits to members of the District Council.
Retirement and Pension Plan for Officers & Employees of the NYCDCC and related organizations EIN# 51-0167964, Plan # 001. The fund files Federal Form 5500 with
the Employee Benefits Security Administration. The purpose of the fund is to provide benefits to employees and officers of the District Council.
Question 11(a): Question 11(a): : NYC District Council of Carpenters PAC reports are filed with the NYS Board of Elections under ID # A01226; Form 990, EIN # 13-
4157935.
Question 11(b): Question 11(b): : MILLWRIGHT 740 Corporation ( A real estate holding Corp ) 395 Hudson St. New York, NY 10014 IRS Form 990, EIN # 11-3015373.
JACAR Holding Corp ( A real estate holding Corp ) 395 Hudson St. New York, NY 10014 IRS Form 1120, EIN # 11-2041023.
A S Information Resource Inc 395 Hudson St. New York, NY 10014 IRS Form 990, EIN # 27-2115098.
NYC District Council of Carpenters Charity Fund 395 Hudson St. New York, NY 10014 IRS Form 990, EIN # 56-2389393.
NYC District Council of Carpenters PAC. 395 Hudson St. New York, NY 10014 IRS Form 990, EIN # 13-4157935.
Schedule 13, Row2:Apprentice members pay reduced dues.
Schedule 13, Row3:Contractor member.
Schedule 13, Row4:Honorary members pay no dues.
Schedule 13, Row5:Called to Military service pay reduced dues.
Schedule 13, Row6:Regular members pay full dues.
Schedule 13, Row7:Retired members pay reduced dues.
Schedule 13, Row1:Disabled members pay reduced dues.
Schedule 13, Row8:Members in arrears pay full or reduced dues depending on classification.
Schedule 13, Row8:Members in arrears cannot vote.
Investments: The difference in the investment reconciliation of $42,129 is partially due to the cash account of the investment portfolio not being included in the cash
balance on statement A.
Fixed assets: The difference of $52,398 in fixed assets is partially due to a reclassification of software in progress in prior year''s cost after the LM2 was filed. Therefore
the LM2 beginning fixed asset cost should be $3,331,285 instead of $3,278,887.


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U.S.

Department of Labor Form Approved

READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.

NEW YORK CITY & VICINITY #4112 395 HUDSON STREET

Form LM-2 (Revised 2010) Page 1 of 239

16. Were any of the labor organization's assets pledged as security or

Form LM-2 (Revised 2010) Page 2 of 239

Complete Schedules 1 Through 20 Before Completing Statement A

Schedule Start of Reporting Period End of Reporting Period

22. Cash $16,483,558 $15,397,991

23. Accounts Receivable 1 $7,624,718

24. Loans Receivable 2 $0

25. U.S. Treasury Securities $0 $0

26. Investments 5 $36,004,470 $36,263,735

27. Fixed Assets 6 $1,283,213

28. Other Assets 7 $402,978 $473,817

29. TOTAL ASSETS $61,798,937 $62,015,202

Schedule Start of Reporting Period End of Reporting Period

30. Accounts Payable 8 $1,762,372 $2,684,210

31. Loans Payable 9

32. Mortgages Payable $0 $0

33. Other Liabilities 10 $13,437 $170,487

34. TOTAL LIABILITIES $1,775,809 $2,854,697

35. NET ASSETS (Item 29 Less Item 34) $60,023,128 $59,160,505

Form LM-2 (Revised 2010) Page 3 of 239

40. Interest 54. Union Administration $3,486,459

41. Dividends $119,991 55. Benefits 20 $8,870,405

65. Direct Taxes $1,086,372

66. Subtotal $39,728,108

67. Withholding Taxes and Payroll Deductions

67a. Total Withheld $4,269,721

67c. Total Withheld But Not Disbursed $134,545

68. TOTAL DISBURSEMENTS (Line 66-Line 67c) $39,593,563

Form LM-2 (Revised 2010) Page 4 of 239

12. Total of all itemized accounts receivable

13. Totals from all other accounts receivable $8,184,593

Form LM-2 (Revised 2010)

Form LM-2 (Revised 2010) Page 5 of 239

List below loans to officers, employees, or Repayments Received During Period

4.Total of loans not listed above

5.Total of all lines above

Item 24 Item 69 Item 24

Form LM-2 (Revised 2010) Page 6 of 239

1. Marketable Securities $42,951,417 $42,325,262 $42,325,262 $42,325,262

Total of all lines above $42,951,417 $42,325,262 $42,325,262 $42,325,262

Less Reinvestments $42,325,262

Form LM-2 (Revised 2010) Page 7 of 239

1. Payroll interface software $15,000 $15,000 $15,000

2. Software in progress $452,462 $452,462 $452,462

3. Leasehold improvement $50,719 $50,719 $50,719

4. Marketable Securities $42,913,835 $42,913,838 $42,913,835

5. Desks and chairs $14,904 $14,904 $14,904

Total of all lines above $43,446,920 $43,446,923 $43,446,920

Less Reinvestments $42,325,262

Form LM-2 (Revised 2010) Page 8 of 239

B. Total Book Value $36,263,735

JP Morgan Short Duration Bond - Ultra $26,345,807

JP Morgan managed income fund institutional $2,919,454