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1
Introduction

1.1
The Beginnings of Mass Transfer

Separation technology using phase equilibria was perhaps first used by the Greek
alchemists of Alexandria [7]. However, modern development of the technology
from the viewpoint of rates of mass transfer had to wait until the early 20th cen-
tury, when W. K. Lewis and W. G. Whitman [4] applied their famous two-film theory
to gas absorption in 1924. They assumed that there exist two thin fluid films on
both sides of an interface, in which the concentration distribution varies sharply
and through which transfer of the material takes place by diffusion, and they pro-
posed the important concept of the mass transfer coefficient in analogy to the coeffi-
cient of heat transfer. Subsequent studies of mass transfer were directed towards
experimental approaches to obtaining mass transfer coefficients and delineating
empirical correlations thereof. In 1935, R. Higbie [3] applied the transient diffu-
sion model to the absorption of gases by bubbles and proposed a theoretical equa-
tion for the prediction of mass transfer coefficients. Although this model repre-
sented a milestone in the early days of the studies of mass transfer, its significance
was unfortunately not well understood among practical engineers and its applica-
tion to practical problems was quite limited because it could not deal with mass
transfer in flow systems. In 1937, T. K. Sherwood [5] published a well-known text-
book on mass transfer, Absorption and Extraction, and demonstrated a systematic
approach to the problem.
In 1960, R. B. Bird, W. E. Stewart, and E. N. Lightfoot published a ground-
breaking textbook, Transport Phenomena [1], in which they proposed a new ap-
proach to momentum, heat, and mass transfer based on a common understand-
ing that the transport phenomena of these quantities in fluid media are gov-
erned by similar fundamental laws and that they should be treated from a com-
mon viewpoint in a similar way. In a few decades, this new concept has devel-
oped into one of the new fields of engineering science and the title of the book
has even become a name of the new engineering science. Nowadays, studies of
heat and mass transfer tend to be directed towards a more systematic and theo-
retical understanding of the phenomena, as opposed to the empirical and case-
by-case approach of earlier studies. Many textbooks have since been published in

Mass Transfer. From Fundamentals to Modern Industrial Applications. Koichi Asano


Copyright # 2006 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
ISBN: 3-527-31460-1
2 1 Introduction

the field of transport phenomena. Studies of mass transfer are now recognized
as a branch of transport phenomena. Although this approach has led to remark-
able successes in many fields of practical application, especially in the field of
heat transfer, too much emphasis has been placed on systematic interpretation
of the phenomena and on the similarity between heat and mass transfer, with
consequently too little emphasis on practical applications. As a result, some prac-
tically important aspects of mass transfer have inevitably been neglected and be-
cause of this comparatively less success has been achieved in this field. The only
exceptional case is the textbook, Mass Transfer, by T. K. Sherwood, R. L. Pigford,
and C. R. Wilke, which was published in 1975, but more than 30 years have
elapsed since then.

1.2
Characteristics of Mass Transfer

Modern transport phenomena are based on the fundamental assumption that mo-
mentum, heat, and mass transfer are similar in nature. However, as far as mass
transfer is concerned, there are some specific issues that need to be addressed be-
fore any real approach to actual problems can be made. Some of these are sum-
marized in the following.
Phase Equilibria: Figure 1.1 shows the temporal variation in the concentration
of a dissolved gas A in a liquid contained in a closed vessel upon contact with the
gas at constant pressure and temperature. The rate of increase of the concentra-
tion in the liquid is very rapid immediately after exposure to the gas, but it soon
becomes gradual and the concentration finally approaches a certain limiting va-
lue, which remains constant as long as the pressure and the temperature of the
system remain unchanged. This stable state is known as phase equilibrium (satu-
rated solubility of gas A), and the conditions of the phase equilibrium depend so-
lely on the thermodynamic nature of the system. This indicates that the phase
equilibrium determines an upper limit for mass transfer, whereas no such limita-
tion exists for heat transfer.

Fig. 1.1 Absorption of a gas by a


liquid and solubility of gases in
liquids.
1.3 Three Fundamental Laws of Transport Phenomena 3

Mixture: In momentum and heat transfer, we are mostly concerned with sys-
tems consisting of pure fluids, but in mass transfer our main targets are mixed
systems of fluids; the simplest case is a binary system, and in most cases we have
to deal with ternary or multi-component systems. Consequently, various defini-
tions of concentrations have been used in a case-by-case manner, which can lead
to serious confusion in describing rates of mass transfer.
Convective mass flux: Mass transfer can be defined as the transfer of material
through an interface between the two phases, whereas diffusion can be defined in
terms of the relative motion of molecules from the center of mass of a mixture,
moving at the local velocity of the fluid. This means that mass fluxes are not iden-
tical to diffusional fluxes at the interface, as is usually assumed in primitive mass
transfer models. Rather, mass fluxes are accompanied by convective mass fluxes,
as will be discussed in detail in later sections, and can be expressed as the sum of
the diffusional fluxes at the interface and the convective mass fluxes. In this re-
spect, mass transfer is completely different from heat transfer, which is not asso-
ciated with such accompanying fluxes. The existence of convective mass fluxes is
a characteristic feature of mass transfer and this needs careful consideration
when dealing with mass transfer problems.
High mass flux effect: Convective mass fluxes can also have a significant effect on
the velocity and concentration distributions near the interface if the order of magni-
tude of the flux becomes considerable. This is known as the high mass flux effect.
Effect of latent heat: Mass transfer is a phenomenon involving the transfer of ma-
terial from one phase to another, and the transfer of material is always accompa-
nied by the energy transfer associated with the phase change, that is, the latent
heat. This means that energy transfer is always accompanied by mass transfer,
which will affect the interface conditions. In this respect, mass transfer is interre-
lated with heat transfer through the boundary conditions at the interface. Except
for gas absorption in a very low concentration range, the effect is usually quite
considerable and we cannot neglect the effect of latent heat.

1.3
Three Fundamental Laws of Transport Phenomena

1.3.1
Newtons Law of Viscosity

Figure 1.2 shows a flow of fluid between two parallel plates, where the upper plate
moves at a constant velocity, U [m s1], and the lower one is at rest. In a steady
state, a linear velocity profile is established, as shown in the figure, due to the ef-
fect of the viscosity of the fluid. Because of this frictional drag caused by the vis-
cosity of the fluid, a drag force, Rf [N], will act on the surface of the plate. The fol-
lowing empirical equation is known for the fluid friction:

t tw Rf =A 1:1
4 1 Introduction

Fig. 1.2 Flow of a viscous fluid between two


parallel plates.

du
t m 1:2
dy

where A is the surface area of the plate [m2], y is the distance from the wall [m],
t is the shear stress in the fluid [Pa], tw (: Rf /A) is the shear stress at the wall
[Pa], and m is the viscosity [Pa s], which is one of the important physical properties
of the fluid. Equation (1.2) is usually known as Newtons law of viscosity. Fluids are
classified into two groups: Newtonian fluids, which obey Newtons law of viscosity,
and non-Newtonian fluids, which do not obey Newtons law. Common fluids such
as air, water, and oils generally behave as Newtonian fluids, whereas polymer solu-
tions usually behave as non-Newtonian fluids.
1.3.2
Fouriers Law of Heat Conduction

Figure 1.3 shows the temperature distribution in a solid plate of surface area
A [m2] and thickness d [m], where the temperature of one surface is kept at T1 [K]
and that of the other at T2 [K] (T1 > T2). Heat will be transferred from the hot to
the cold surface and this phenomenon is known as the conduction of heat. In a
steady state, a linear temperature profile is established in the solid and the rate of
heat transfer, Q [W], is observed to be proportional to the temperature difference
between the two surfaces (T1 T2) and the surface area of the plate, A [m2], and in-
versely proportional to the thickness of the plate, d [m]:

T1 T2
Q /A 1:3
d

The above expression reduces to the following familiar empirical equation as


the thickness of the plate approaches an infinitesimally small value:

Q dT
q k 1:4
A dy

where q (: Q/A) is the heat flux [W m2], T is the temperature [K], y [m] is the dis-
tance in the direction of heat conduction, and k is a physical property of the fluid
1.3 Three Fundamental Laws of Transport Phenomena 5

Fig. 1.3 Conduction of heat through a solid wall.

known as the thermal conductivity [W m1 K1]. Equation (1.4) is referred to as


Fouriers law of heat conduction.

1.3.3
Ficks Law of Diffusion

If we place a small amount of a volatile liquid in the bottom of a test tube and let
it be in contact with a dry air stream, as shown in Fig. 1.4, a linear concentration
profile is established in the test tube at steady state, and steady evaporation of the
liquid will take place. This phenomenon, whereby a transfer of material is caused
by a non-uniform distribution of concentration, is called diffusion. The following
empirical law is known for the rate of diffusion:

dxA
JA cD 1:5
dy

Fig. 1.4 Diffusion of vapor in a gas.


6 1 Introduction

where c is the molar density [kmol m3], D is the diffusivity [m2 s1], JA is the rate
of diffusion of component A per unit area of the surface (diffusional flux)
[kmol m2 s1], and y is the distance in the direction of diffusion [m]. Equa-
tion (1.5) was first reported by A. Fick [2] in 1855 following observation of the dis-
solution of salt in water and so is referred to as Ficks law of diffusion.

1.4
Summary of Phase Equilibria in Gas-Liquid Systems

The fact that the upper limit of a mass transfer is restricted by the relevant phase
equilibrium and that the rate of mass transfer also depends on the phase equili-
brium means that we have to be familiar with the phase equilibrium of the system
before we can deal with mass transfer problems. Here, we briefly summarize some
of the important quantitative relationships of the phase equilibria commonly en-
countered in gas-liquid systems. More detailed discussions of these topics can be
found in standard textbooks on chemical engineering thermodynamics.
Solubility of gases in liquids: The solubility of a gas in a liquid usually increases
with increasing pressure and decreases with increasing temperature. For spar-
ingly soluble gases, the well-known Henrys law applies:

pi Hxi 1:6

where H is the Henry constant [MPa], pi is the partial pressure of component i


[MPa], and xi is the mole fraction of dissolved gas in the liquid in equilibrium
with the gas.
Vapor pressures of pure liquids: The vapor pressure of a pure liquid is a function
only of temperature and can be approximated by Antoines equation over a wide
range of temperatures:

B
log p A 1:7
T C

where p* is the saturated vapor pressure of the liquid [Pa], T [K] is the tempera-
ture, and A, B, and C are so-called Antoines constants.
Vapor pressures of solutions: The vapor pressure of a component i in a solution
consisting of members of the same chemical series, such as a mixture of homolo-
gous paraffin hydrocarbons, is expressed by the following equation:

pi pi xi 1:8

This equation is referred to as Raoults law. The solubility of the vapor of a hy-
drocarbon in an oil is usually described by Raoults law.
Solutions can be classified into two groups, ideal solutions, which obey Raoults
law, and non-ideal solutions, which do not obey Raoults law. Most actual solutions
References 7

behave as non-ideal solutions. The vapor pressure of a component i in a non-ideal


solution can be expressed in a similar way as for an ideal solution through the use
of an activity coefficient:

pi pi gi xi 1:9

where pi is the vapor pressure of component i [Pa], p*i is the vapor pressure of the
pure component i [Pa], xi is the mole fraction of component i in the liquid [], and
gi is the activity coefficient of component i [].
The estimation of activity coefficients is one of the important subjects of chemi-
cal engineering thermodynamics. Readers interested in this subject may refer to
the appropriate standard textbooks.

References

1 R. B. Bird, W. E. Stewart, and ineering Chemistry, 16, [12], 12151220


E. N. Lightfoot, Transport Phenomena, (1924).
Wiley, (1960). 5 T. K. Sherwood, Absorption and
2 A. Fick, Ueber Diffusion, Annalen der Extraction, McGraw-Hill (1937).
Physik und Chemie, 94, 5986 (1855). 6 T. K. Sherwood, R. L. Pigford, and C. R.
3 R. Higbie, The Rate of Absorption of a Wilke, Mass Transfer, McGraw-Hill
Pure Gas into a Still Liquid during Short (1975).
Periods of Exposure, Transactions of the 7 A. J. V. Underwood, The Historical
American Institute of Chemical Engineers, Development of Distilling Plant, Trans-
31, 365389 (1935). actions of Institutions of Chemical En-
4 W. K. Lewis and W. G. Whitman, Prin- gineers, 13, 3462 (1935).
ciples of Absorption, Industrial and Eng-

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