People As Changemakers: Community Based Management For Right To Education
People As Changemakers: Community Based Management For Right To Education
People As Changemakers: Community Based Management For Right To Education
Richa Kapoor
In the light of recent passage of Right to Education Act as a fundamental right to all children between
6-14 years of age, there is a critical need to find ways in which this can be realized. It is also now
widely acknowledged that without community as a primary stakeholder in the process, this right would
not meet its intent. The Act provides for various entry points for such a purpose, most critical of them
being School Management Committees. Oxfam India and many other civil society organizations have
been working through various models for quite some time in which community of parents, teachers,
local institutions and civil society have been working together to provide a vision in which this right
can be realized. This paper attempts to capture some of those learnings which can show the pathway
in which communitys direct stake can be built in accessing free, quality and universal education for
all.
This paper was conceived primarily as a means to collate some of the ongoing work around
community based management practices in education so that it could become a good learning
tool for future practitioners. A discussion was initiated towards the same on Solution Exchange
(the UN website for knowledge sharing). It was after this that Richa Kapoor, the intern working
with Oxfam India did her field work to do further in depth research. Based on her first draft, a
two-day national consultation was organized by Oxfam India and Wada Na Todo Abhiyan where
various practitioners from about 15 states, activist-academics like Vinod Raina and Prof. Janaki
Rajan, Prof. Apoorvanand, and policy experts like Dr Santosh Mehrotra, Advisor, Planning
Commission, B. Muralidharan, Advisor, UN Resident Coordinator, participated in the same. It
was given a final shape by Kaushik Dasgupta. The paper acknowledges all their contributions
towards the same.
Disclaimer:
Oxfam India Working Paper Series disseminates the finding of the work in progress to encourage the exchange of ideas about development
issues. An objective of the series is to get the findings out quickly, even if the presentations are less than fully polished. The papers carry
the names of the authors and should be cited accordingly. The findings, interpretations, and conclusion expressed in this paper are entirely
those of the authors. They do not necessarily represent the views of Oxfam India.
For more information, please contact:
Avinash Kumar
Theme Lead, Essential Services
Oxfam India
Plot No. 1, Community Centre
2nd Floor (Above Sujan Mahinder Hospital)
New Friends Colony, New Delhi - 110 025
Tel: 91 11 4653 8000
Website: www.oxfamindia.org
INTRODUCTION
On April 1, 2010, the Government of India notified the rules for the recently passed
Right to Education Act, named, the Right of Children to Free and Compulsory
Education Act. This Act had already received the President of Indias assent on
August 26, 2009. The Act intends to give shape to the right of free and compulsory
education for all children between the age of 6 and 14. Article 21-A, inserted by the
Constitution (Eighty-Sixth Amendment) Act, 2002, provides for such a right.
Every child from 6 to 14 years of age has a right to free and compulsory
education in a neighborhood school till completion of elementary education.
Private schools must reserve a quarter of their class strength for students
from weaker sections and disadvantaged groups, sponsored by the
government.
All schools except private unaided schools are to be managed by School
Management Committees with 75 per cent parents and guardians as
members.
All schools except government schools are required to be recognized by
meeting specified norms and standards within 3 years to avoid closure.
No child shall be held back, expelled, or required to pass a board
examination until completion of elementary education
A child who completes elementary education (up to class 8) shall be
awarded a certificate
There must be a fixed student-teacher ratio of 30:1.
Mandates improvement in quality of education
School teachers will need adequate professional degree within five years or
else will lose their jobs
The financial burden will be shared between state and central government.
But the effectiveness of these provisions will depend on getting the right design that
will ensure accountability and transparency in implementing the act. The Right To
Education Act does have many provisions to ensure accountability through
decentralization, including the creation of school management committees (SMCs)
empowered to make plans and monitor school-level expenditures. But as is well
known in India, the devil lies in implementation.
It is increasingly being realized that without active participation of citizens,
policy and program initiatives will not deliver, certainly not in any inclusive way.
Citizens participation helps in mobilizing public awareness as well as building a
strong sense of ownership of government policies and programs. It also creates
greater transparency and accountability, holding public officials/politicians
responsible on their promises. Such initiatives at the local level are also invaluable in
bringing local issues, problems, aspirations and needs into sharper focus, so that
indigenous fixes can be provided for them. Enabling such participation is also a
means of empowering the marginalized groups.
Community-based monitoring (CBM) must be seen in this context. Simply put,
CBM can be defined as a form of public stewardship, driven by indigenous needs, to
increase the accountability and quality of public services and local development. The
idea behind mobilizing and facilitating communities to take an active role in the
planning, implementation and monitoring of development programssuch as the
Right to Education Actis to let primary stakeholders take ownership. A participatory
role of this kind also builds the communitys awareness of local development issues.
Such kind of participatory approach also builds local partnerships and networks
between key stakeholders such as concerned citizens, government officials,
academics, industry personnel, NGOs, community groups and local institutions.
Within the CBM framework, members of a community affected by a
social/public program generate not just data but also place demands, offer
suggestions and critiques. Such feedback can help in further planning and
implementation, thereby envisioning a model of facilitating grassroots activism.
CBM also promotes evidence-based policymaking and program
implementation.
While the central notification for the implementation of the Act have just come into
being, a few figures need to be kept in mind.
So 68% of all out of school children belong to Scheduled Caste, Scheduled Tribes
and Muslim communities. Dysfunctional schools plagued with poor infrastructure,
irregular teacher attendance and unattractive teaching methods are the bane of
schools catering to children of marginalized communities. Such schools are a big
reason behind high drop out rates and the persistence of out-of-school children
(Vaidyanathan and Nair, 2001).
The Sarv Shiksha Abhiyan (SSA), the precursor of the Right to Education Act,
recognized such a shortfall. The mission laid much store on community institutions to
improve matters. The Abhiyan tried to involve the community in the following ways:
The decentralisation envisaged by the two precursors of the Right To Education Act
owed much to the 73rd and 74th constitutional amendment acts. Enacted in 1992, the
two pieces of legislation created a key paradigm shift in governance models by
invoking decentralisation, paving the way for the participation of local communities
and institutions in the planning, implementation, and monitoring of government
programs including those in education. The amendments established the three-tier
Panchayati Raj system in the country, with elected bodies at the gram, taluk, and
zilla levels to enable the community to actively participate in developmental programs
and ensure more effective implementation. Amongst the 29 subjects identified by the
73rd amendment act for transfer to the panchayats was education -primary and
secondary, adult and non-formal, vocational and technical.
The institutionalized statutory space provided by the 73rd and the 74th
amendment acts makes mechanisms like Community Bsed Monitoring (CBM)
key factors in facilitating movement from top-down methods to participatory
processes for local engagement in effective governance.
The Right to Education Act keeps up with this commitment of
decentralisation. It asks that SMCs be constituted for every state school
(including aided schools) with adequate representation of parents (at least
3/4th with proportional representation of Scheduled Castes, Scheduled Tribes
and Other Backward Castes). The act devolves the following responsibilities
on SMCs
Monitoring the day-to-day working of school
Preparing school development plans to ensure equitable
distribution
Utilizing grants for development of school
The act has been criticized for excluding children from the committees, or lack of
clarity in terms of the status of the committees vis--vis PRIs. One of the demerits of
the new law is that it provides limited powers to the National Commission for
Protection of Child Rights (NCPCR).
This body does not have the capacity to monitor performance of teachers in
terms of quality. Hence it is not clear which agency/organization is going to monitor
the functioning of the schools, teachers and other units. If monitoring of the systems
and processes are not institutionalised its very difficult for any law to be effective.
But these can be overcome by making substantive rules. For instance, the
rules related to procedure for developing school development plans could build in
participation of children and make it mandatory for the plans to be presented and
discussed before the gram sabha or the panchayat standing committees on
education (Mehandale, 2010).
The formulation of the rules by states on the implementation of the Act can
serve as an effective tool towards engaging local self-governments more
comprehensively with the educational issues and challenges in their respective
areas. In the light of the above the following questions are important:
What should be the roles and responsibilities of each of the local authorities
as envisaged in the act?
What kind of accountability and supervisory mechanisms must be there to
ensure that the line departments in education at each level are made
accountable to the democratic local authorities?
What kind of preparation, capacity enhancement and framework will be
needed for local authorities, to play their role effectively?
What should be the process and mechanism for centre and states to
formulate rules for the implementation of the act, who should be the
participants, how it should be done?
Moreover, the word local authority needs to be further elucidated to differentiate
between various administrative bodies within the government and urban as well as
rural governance structures. In the act, the definition of local authorities clubs a
range of completely different entities and structures which require to be dealt with
separately to define clear roles and responsibilities.
SMCs and community levels groups formed at the village level should
undertake the responsibility of planning and monitoring of each school. Gram sabhas
should be the forum to approve the plans prepared by SMCs. Gram panchayat
should have an oversight role for the schools in its area. One of the roles of gram
panchayat should also be to ensure the convergence between education department
and agencies that provide services such as water and sanitation. It should also
ensure coordination between the education department and the mid day meal
scheme as well as between school development plan and panchayat overall plan for
development. Municipal authorities in urban and semi urban areas should play the
same roles.
Another important role of local bodies at each level should be to ensure that
complaints can be addressed before they get escalated to the State Child Rights
Commission to be formed in each state under the provision of Right to Education Act.
The process of legislating on right to education is far from over. Civil society
organisations and teachers unions must continue to engage with the rule-making
process, especially at the state level and ensure that their state governments
formulate provisions that effectively realise the goals of the act.
Ground realities differ across states, even across regions between states. But there
is a general tendency amongst education department officials to sideline and neglect
local governance structures in the absence of clear guidelines and accountability
mechanisms being in place.
Civil society groups working to ensure that the Right To Education Act is
implemented effectively could draw on a range of experiences that ensure
accountability.
For other NGOs like the Society for All Round Development (SARD) and Bachpan
Bachao Andolan (BBA), the notion of community participation is based on the belief
that the local community needs to be empowered and enabled to sustain the
changes occasioned by any intervention, and hence, the communitys active
involvement is integral rather than incidental to the scheme of things.
SARDs work in the Deeg and Kaman blocks of Bharatpur district of Rajasthan
stands as a good model of participatory development with education as a key
intervention. An autonomous Community Based Organisation (CBO), comprised of
10-15 villagers (with representation of marginalized sections), is the main grassroots
institution through which the NGO works to improve program participation and
implementation. These CBOs have played an important role in influencing
community attitudes, garnering support for the SARD-run Quality Education Centers
(QECs) and soliciting contributions from the community.
The NGOs vision of community participation also entails capacity building of the PRI
as a genuine grassroots institution by arming its members with clear guidelines about
the activities they need to undertake and the responsibilities they need to discharge
when it comes to educating the communitys children. SARDs strategies in this
respect involve the following:
To make education a priority issue with the PRI.
Identifying interested PRI members for work with the local community
to bring about a change in attitudes, etc.
Create platforms and opportunities for better interface between the
PRI and government officials. Undertake joint planning, budgeting and decision-
making.
Involving PRIs in fund-raising as well as in generating resources from
available government schemes for education.
Organising exposure visits of PRI members to model educational
institutions around the country to help them develop a better grip on the myriad
issues involved in educating children from marginalized communities, from
infrastructure to the qualitative aspects of classroom processes.
A unique and key feature of a BMG is the formation of a childrens assembly known
as the Bal Panchayat which allows children an opportunity to create a legitimate
democratic space for themselves to voice their demands and grievances. A Bal
Panchayat is an elected childrens assembly which is given recognition by the adult
(Gram) Panchayat. Bal Prashikshan programmes (Child Orientation Programme) are
organised to help children to learn about the process of holding elections, debate and
act on issues that impact children and their lives, whether it is the construction of
toilets in the local school or demands for shutting down the local liquor store.
The experience gained from such initiatives can be very useful in framing rules that
enable the community to monitor the implementation of the Right To Education Act.
SARD and BBAs work points to the fact that getting the community to identify with
the aims and objectives of programs/initiatives often works as a solid way of ensuring
the latters impact. Involving community at every stage of the program (i.e. planning,
implementation, monitoring and evaluation) not only empowers the community over
its living conditions (a desirable goal in general) but also ensures that the program
continues to serve the needs of the local community rather than those of the
implementing NGO or its donor agency.
What is the role of the gram panchayat in the field of education and why is it
not central to any planning and development process?
How can parents be given a voice in planning, developing, assessing and
monitoring the educational program?
Why is control of the primary education system not in the hands of those who
benefit from it and are the closest to it?
Why does the community not own its school and its educational agenda?
Decentralization
Given the highly political nature of most village educational committees, the
Samajshala model SMCs have a healthy representation of women and members of
the SC, ST and OBC communities. The model recommends exposure trips for
members to allow them to experience how reputable schools and school programs
are organized and managed. The model also recommends the SMCs forming their
own subcommittees (School Building and Ground Improvement Committee, The
Teacher Evaluation Committee, The Admissions and Retention Committee, Finance
and Budgeting Committee, Committee on Curricular and Co-curricular Programs,
etc.) each responsible for specific functions. The model aims to invest the SMCs and
their various sub committees with the following responsibilities:
Operation of the school budget plus making budgetary allocations
Policy decisions including those regarding curricular/co-curricular programs
Setting the annual calendar and ensuring that children get classroom
instruction for no less than 200 days in each year
Monitoring physical and human resource needs
Monitoring the free midday meal program and the free grain distribution plan
Monitoring teacher attendance with the power to take disciplinary action
against errant teachers
Assuring that the physical facilities of the school are available for community
programs such as adult literacy and non-formal education classes after
normal school hours
Assuring that there are programs in place for enrolling and retaining children
from marginalized socio-economic groups and the girl child
Assuring the regular attendance of each child of school-going age including
the authority to appoint a volunteer truancy officer who works with parents to
ensure regular attendance.
Sustainability
One of the hallmarks of the Samajshala model is its community mobilization and
training. Once a community becomes involved and begins to own its school and
recognizes that providing a good education is not the sole responsibility of the
government, the sustainability of those institutions and their continued excellence are
assured even after outside input ends. This is what is anticipated with the primary
schools in this model. Groups like the SMCs, the Mahila Mandals and local
management boards will continue to retain their power and responsibility and remain
the vital groups that insist on demanding excellence.
The model can be replicated as a whole or in part, i.e. such elements of the
program that serve the needs of a particular community, with the following key
features in place:
Community Involvement
Institution of the Education Committees/Management Boards to ensure
administrative, academic and fiscal accountability and efficiency with
representation from village organizations like the VECs, PTAs, Mahila
Mandals, youth organizations, etc.
The defined roles of the, VEC, PTA, Mahila Mandal, youth organizations (if
any), and partnering NGOs.
Joint school community ventures to address quality and equity issues in
school education.
Capacity Building
The organizations experiences show effective PRI involvement is critical for school
effectiveness and development. Hence Bodh members spend a lot of time enhancing
the capacity of the PRIs, the first democratic governing unit, by involving them in the
discourse on education.
An active PRI engages in such activities like frequent school visits;
taking part in community meetings (so as to establish a close relationship with the
members of the community as well as understand the problems faced by them);
being in regular touch with both the general administrative apparatus of the state as
well as education department officials regarding issues faced by its schools; and
leverage resources for school infrastructure from various government schemes.
The organisation has worked hard on establishing a close relationship with
PRI members in both Thanagazi and Umren Blocks. As a result, PRI representatives
began to regularly attend the inauguration of various Bodhshalas as well as other
functions held on their premises. The team members ensured their participation in
the decision-making related to the functioning of schools. In monthly meetings with
the community, Members apprised the Panchayat about the progress, condition and
status of the Bodhshalas.
Bodh has managed to create several openings for dialogue and engagement with the
community. More often than not, the PRIs have initiated the forums that contribute to
the building of solidarity, help overcome internal rifts among people, and allow
collective action to make the ideal of meaningful education for rural children a reality.
Community Level Meetings: In these monthly meetings (attended by
PRI members) the status of school, teachers attendance, teaching-
learning processes and infrastructure all figure prominently.
Gram Panchayat Meetings: Held twice a month, these village-level
meetings help in carrying forward the work initiated in the form of joint
ventures by Bodh and the Panchayats.
Panchayati Samiti Meetings: These monthly, block-level meetings
provide spaces for discussions regarding educational initiatives led by
Bodh and the Panchayats. They also provide impetus for expanding
programs as well as the addition of new features to existing programs.
These meetings often result in an increased monitoring of schools
functioning through regular visits made by PRI members, district
officials, etc.
Gram Sabha Meetings: Occurring once in six months, Bodhs efforts
have resulted in education being an important topic of discussion in
these meetings, with the result that a number of solutions have been
put forward.
Village-Level Education Meetings or Gram Shiksha Sabhas: Formed
with Bodhs active intervention, this forums monthly meetings help
sustain the momentum to solve educational problems at the village
level.
Some of the issues discussed include enrolment (and non-
enrollment), availability of adequate classrooms, community
contributions to build more facilities, status of various facilities,
availability and attendance of teachers, attendance of students,
learning levels/achievement levels, etc.
Panchayat Education Group: In this forum, Panchayats come together
for regular monitoring of schools and assess educational progress at
the cluster level
Block-Level Panchayat Group: Meetings take place yearly at the block
level and include all the Panchayats that Bodh works with.
Kishori Samooh/Mahila Samooh: Community level forums accessible
to young girls and women where issues such as education and
literacy figure prominently.
Community Program Coordination Committee: A significant step in
creating a specialist forum to supervise, monitor, support and
strengthen the education program both at the Bodhshalas as well as
in the government schools of the block, thus allowing the community
to take ownership of them. This forum formalizes the involvement of
local communities and their PRI representatives in providing children
with a quality education.
The Bodh model proves alternate educational management mechanisms that replace
traditional top-down approaches are possible. An aware and organized community,
actively supported by the PRI and the teachers, has the power to transform the
educational experiences that children get even in government schools.
In rural communities with deep divides of caste, class, religion and gender, Bodhs
way of addressing deeply-entrenched practices of social exclusion and discrimination
is to create an ideal of the common good like educating the communitys children -
which everyone in the community aspires to achieve. As the community aspires to
achieve this common good, it necessarily reorganizes and mobilizes itself collectively
around the issue.
Lokmitra has set in place a system of ensuring local accountability through evolving
and forming SMCs with about 10-20 members. The NGO organises large parent
meetings as community-mobilization exercises and to identify active, interested and
vocal parents who can contribute effectively as SMC members. In addition to
parents, the SMCs have Panchayat representatives and a few other active
community members who are motivated to work on the issue of education.
The organisation has encouraged the participation of women and
marginalized sections in the SMCs.
The SMCs meet twice a month and raise and discuss issues of school
infrastructure, proper utilization of available resources, mid-day meals, teacher
regularity, timely student enrollment, students learning levels, etc.
Lokmitras role has been in helping the SMCs to evolve into effective
grassroots bodies by building the leadership potential of its members and sensitizing
them to their democratic roles and responsibilities. Capacity-building exercises
initiated by Lokmitra include organising intense debates about issues in quality
education to help mobilize the community towards the education of their children.
Its team works with teachers, children and parents to develop locally relevant
teaching, learning material, develops school development plan and works towards its
better implementation.
Community involvement in childrens work also demands a greater synergy with all
the stakeholders in terms of looking at the ways in which they can support each
other. In this respect, the model also works towards bringing teachers on a common
platform for their own inter-linking, learning and sharing. Besides, their specific
problems are discussed and ways found to resolve them. Their stake is thus
deepened in the entire process where they become co-travelers and not just half-
hearted duty bearers. Towards this end, Lokmitra also works closely with teachers to
enhance their learning and involvement in the development process itself.
It is to upscale the model at the state level and follow it up with an active advocacy
work that the model also works with an upward linking model of parents-teachers
association called Basic Shiksha Manch which works to organize them at the village,
block, district and state level. Linking with several other like-minded organizations it
has brought scores of parents and teachers on a common platform for cross-learning
and sharing exercises, helped to build their voices demanding greater accountability
of the state and improvement in delivery services.
It is in this sense that Lokmitra model looks at the issue both horizontally and
vertically for the fulfillment of universal access to quality education.
CONCLUDING REMARKS
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Mehendale, Archana, Model Rules for The Right To Education Act, Economic and
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Oxfam India, Plot No. 1, Community Centre, 2nd Floor (Above Sujan Mahinder Hospital), New Friends Colony, New Delhi - 110 025
Ph: 91 11 4653 8000; www.oxfamindia.org