House Hearing, 107TH Congress - Combating Terrorism: Options To Improve Federal Response
House Hearing, 107TH Congress - Combating Terrorism: Options To Improve Federal Response
House Hearing, 107TH Congress - Combating Terrorism: Options To Improve Federal Response
FEDERAL RESPONSE
JOINT HEARING
BEFORE THE
Committee on Transportation
Serial No. 10711
Committee on Government Reform
Serial No. 10758
(
Available via the World Wide Web: http://www.gpo.gov/congress/house
http://www.house.gov/reform
(II)
SUBCOMMITTEE ON ECONOMIC DEVELOPMENT, PUBLIC BUILDINGS AND EMERGENCY
MANAGEMENT
STEVEN C. LATOURETTE, Ohio, Chairman
ROBERT W. NEY, Ohio JERRY F. COSTELLO, Illinois
JOHN COOKSEY, Louisiana MARION BERRY, Arkansas
MIKE ROGERS, Michigan ELEANOR HOLMES NORTON, District of
SHELLEY MOORE CAPITO, West Virginia, Columbia
Vice-Chair JAMES A. BARCIA, Michigan
DON YOUNG, Alaska JAMES L. OBERSTAR, Minnesota
(Ex Officio) (Ex Officio)
(III)
COMMITTEE ON GOVERNMENT REFORM
DAN BURTON, Indiana, Chairman
BENJAMIN A. GILMAN, New York HENRY A. WAXMAN, California
CONSTANCE A. MORELLA, Maryland TOM LANTOS, California
CHRISTOPHER SHAYS, Connecticut MAJOR R. OWENS, New York
ILEANA ROS-LEHTINEN, Florida EDOLPHUS TOWNS, New York
JOHN M. MCHUGH, New York PAUL E. KANJORSKI, Pennsylvania
STEPHEN HORN, California PATSY T. MINK, Hawaii
JOHN L. MICA, Florida CAROLYN B. MALONEY, New York
THOMAS M. DAVIS, Virginia ELEANOR HOLMES NORTON, Washington,
MARK E. SOUDER, Indiana DC
JOE SCARBOROUGH, Florida ELIJAH E. CUMMINGS, Maryland
STEVEN C. LATOURETTE, Ohio DENNIS J. KUCINICH, Ohio
BOB BARR, Georgia ROD R. BLAGOJEVICH, Illinois
DAN MILLER, Florida DANNY K. DAVIS, Illinois
DOUG OSE, California JOHN F. TIERNEY, Massachusetts
RON LEWIS, Kentucky JIM TURNER, Texas
JO ANN DAVIS, Virginia THOMAS H. ALLEN, Maine
TODD RUSSELL PLATTS, Pennsylvania JANICE D. SCHAKOWSKY, Illinois
DAVE WELDON, Florida WM. LACY CLAY, Missouri
CHRIS CANNON, Utah
ADAM H. PUTNAM, Florida
C.L. BUTCH OTTER, Idaho
EDWARD L. SCHROCK, Virginia BERNARD SANDERS, Vermont
(Independent)
EX OFFICIO
DAN BURTON, Indiana HENRY A. WAXMAN, California
LAWRENCE J. HALLORAN, Staff Director and Counsel
NICK PALARINO, Professional Staff Member
JASON CHUNG, Clerk
DAVID RAPALLO, Minority Professional Staff Member
(IV)
CONTENTS
TESTIMONY
Page
Boyd, General Charles G., USAF(Ret.), Executive Director, U.S. Commission
on National Security/21st Century ..................................................................... 35
Clapper, Lieutenant General James, Jr., USAF(Ret.), Vice Chairman, Advi-
sory Panel to Assess Domestic Response Capabilities for Terrorism Involv-
ing Weapons of Mass Destruction ....................................................................... 35
Cilluffo, Frank J., Center for Strategic and International Studies ..................... 35
Decker, Raymond J., Director, Defense Capabilities and Management Team,
U.S. General Accounting Office, accompanied by Steve Caldwell, Assistant
Director ................................................................................................................. 21
Ellis, William W., Senior Specialist in American National Government and
Public Administration, Congressional Research Service .................................. 23
Gilchrest, Hon. Wayne, a Representative in Congress from Maryland .............. 8
Skelton, Hon. Ike, a Representative in Congress from Missouri ......................... 9
Smithson, Dr. Amy E., Director, Chemical and Biological Weapons Non-
proliferation Project, the Henry L. Stimson Center .......................................... 35
Thornberry, Hon. Mac, a Representative in Congress from Texas ...................... 11
(V)
COMBATING TERRORISM: OPTIONS TO
IMPROVE FEDERAL RESPONSE
But for this hearing, these options would have been considered
by separate committees. Instead, we asked our witnesses this after-
noon to describe the relative merits and challenges of both concepts
in the hope that overall executive branch coordination and the role
of a lead homeland defense agency can be clarified and strength-
ened.
In January, the subcommittee wrote to Dr. Condoleezza Rice, the
Presidents National Security Advisor, concerning the need for
stronger leadership and a more coordinated Federal effort against
terrorism. She informed us a review of counterterrorism organiza-
tion and policy is underway. But we neednt wait for the results of
that review to begin consideration of proposals to correct longstand-
ing and widely noted deficiencies in Federal structure and coordi-
nation.
Previous subcommittee hearings led us to the conclusion the
fight against terrorism remains fragmented and unfocused, because
there is no one in charge to develop a coordinated threat and risk
assessment, articulate a national strategy, measure progress to-
ward defined goals or disciplined spending. Legislation to restruc-
ture the Federal effort to combat terrorism should address those
weaknesses.
Almost a decade after the dawn of a harsh new strategic reality,
international terrorism aimed at our military and civilian person-
nel abroad and here at home, these bills address todays equally
stark realities. As a Nation, we are not ready. As a Government,
we are not prepared.
Our witnesses this afternoon bring us the benefit of their sub-
stantive experience, substantial experience and expertise in this
area. On behalf of the Government Reform Subcommittee on Na-
tional Security, Veterans Affairs and International Relations, I
thank them for their time and their testimony. Again, Mr. Chair-
man, I thank you for this joint hearing.
Mr. LATOURETTE. I thank you, Mr. Shays.
Mr. Berry of Arkansas, filling in for the distinguished ranking
member of our subcommittee, Mr. Costello, indicates he has no
statement to make. Id now yield to the ranking member of Mr.
Shays subcommittee, the gentleman from Ohio, Mr. Kucinich.
Mr. KUCINICH. Thank you very much, Mr. Chairman. Good after-
noon. I want to welcome the distinguished members who will be
discussing their respective bills today. Let me also welcome the
other witnesses who took time out of their schedule to testify. I
would like to briefly raise several points.
First, GAO has stated in past hearings that Federal priorities in
spending should be based on a comprehensive threat and risk as-
sessment. The logic was that until we identify the threats, evaluate
their likelihood and craft a strategy to address them, we have no
basis upon which to build a national strategy, and we have no
guarantee that spending is properly apportioned among various
programs.
Id assume that such a threat and risk assessment would evalu-
ate all terrorist threats, foreign and domestic, and prioritize all
Federal counterterrorism programs. After reviewing the bills, how-
ever, it appears that some of the proposals are limited to domestic
preparedness programs alone. I wonder, therefore, how these pro-
4
posals could escape the same criticisms made of the current struc-
ture. In other words, how do we know were spending the correct
amount on domestic preparedness vis-a-vis other counterterrorism
initiatives, such as border patrol, intelligence gathering and inter-
national law enforcement cooperation efforts.
Taking this one step further, focusing on terrorism alone, might
even be overly narrow. One could argue that a truly comprehensive
threat and risk assessment should take into account all threats, re-
gardless of their origin, whether our embassies are threatened by
military or rebel forces, for example, may have different political
implications. But the security concerns are very similar. As we
know, the line between state actors, state sponsored actors and in-
surgent groups continues to blur.
Related to this issue, in a recent National Security Subcommittee
hearing, a few of us had a candid exchange with some of our expert
witnesses about the perception of American citizens, American
Government and American corporations. These individuals, who
have spent many years living and working abroad, all cited the ex-
istence of anti-American sentiment that pervades many foreign
countries to various degrees.
For me, this underscores the need for discussion of the effects of
American foreign policy and American corporate activity on threats
to American interests. We cannot assess risk and develop national
counterterrorism strategies, divorced from the larger reality of our
role in this world, and the perceptions of our actions abroad.
In other words, we must look not only for responses to threats,
but also for ways to eliminate the currents of enmity from which
these threats arise. Diplomacy in this regard can provide as much
protection as strengthening our borders or hardening our embas-
sies.
GAO has stated that there is no single individual accountable to
Congress with authority to make counterterrorism decisions and ef-
fect budgetary priorities. Although some of the proposals create
new positions, some of which are subject to Senate confirmation, I
did not see any proposal that would confer power to direct the
spending of other agencies such as the Departments of Defense and
State, which both perform substantial counterterrorism functions.
Again, this relates to the need for a risk assessment that consid-
ers all manner of threats to American interests and a
counterterrorism strategy that articulates more than simply a plan
for domestic consequence management.
Finally, at the last terrorism hearing before our subcommittee, I
raised the issue of civil liberties. Other various proposals say they
would ensure the protection of civil liberties. I have yet to hear how
these proposals would do so. The protection of civil liberties must
be included in any of our discussions. I would be very skeptical of
any proposal that would jeopardize civil liberties. A properly con-
ducted and comprehensive risk assessment, threat and risk assess-
ment, is mandatory and preliminary to a proper assessment of the
impact on civil liberties. Civil liberties, freely exercised in a free so-
ciety, remain a strong protection against terrorism.
I would appreciate if our witnesses today could address these
fundamental concerns. I thank the chairman and Mr. Shays for
holding this hearing.
5
ways to keep them out? Or to keep enemies from within from com-
mitting acts of terrorism?
I believe that we need to look at terrorism in the context of main-
taining an open democratic society. If you want to really grapple
with this problem, you cannot simply deal with one aspect, albeit
a hugely important aspect of it. Because you can deal with that as-
pect and end saying, how could we have done this to ourselves? Is
there no better way to do this?
May I suggest that I think that beyond ourselves we have to, in
order to come to grips with what is a problem that has never faced
the world before, at some level and in some ongoing working forum
bring together the best minds in the society. And I do not simply
mean security minds, albeit they are indispensable minds. I mean
people who know how to think about the kind of society in which
we live, the societys intellectuals, the societys security people, the
societys police people, the people who understand what kind of a
society it is, and let them all help us gather this problem and think
this problem through.
Weve done this in the past, when we had problems we didnt
know what to do with. We did it in Los Alamos. We did it with the
Kerner Commission came forward. We realized that we did not
have all the answers, or that we were all grappling with one part
of the aspect of the beast.
We need an approach that takes full account of the importance
of maintaining our democratic traditions, while responding ade-
quately to a very real and very substantial threat that terrorism
poses. Are you proud that the best your country could think to do
after the outrageous, stunning bombing in Oklahoma City was to
close down Americas main streets? Is that the response of the
worlds greatest power, of its most advanced technological power?
If so, we are truly bankrupt. And I do not believe we are. But
I do not believe we have brought to the table all of those that are
necessary to help us think through this problem. We are called
upon to provide ever higher levels of security in public spaces,
while somehow remaining just as free and open as we were before
there was any worldwide terrorist threat. As yet, our country does
not begin to have, has not begun to do any of the thinking through
of a systematic process or strategy for meeting the dual challenge
of securing us against terrorist threats and maintaining the open
democratic society which is all that we stand for.
Before he left, I discussed with Senator Daniel Moynihan an ap-
proach that would put the people Im calling the best minds in soci-
ety together at a table. And he was very taken with it. Unfortu-
nately, he has retired. I am not giving up, and I regard this hear-
ing as one way of informing me about an indispensably important
aspect of this problem. I thank our Chairs and all who have been
involved in preparing legislation for their contribution.
Thank you, Mr. Chairman.
Mr. LATOURETTE. I thank the gentlelady.
If there are no further opening statements, I would now like to
call up todays first panel. This panel consists of three very distin-
guished Members of the House of Representatives, who are to be
commended for their work and their leadership in addressing the
problem.
8
appropriate the funds that will make execution of any strategy pos-
sible.
Therefore, my bill requires the President report to Congress on
the progress and the process and the time table for development
of homeland security strategy, so that we here in the Congress can
adequately have the opportunity to intervene legislatively should
that become necessary. We all recognize that domestic terrorism is
a growing problem. We all want our Government resources to be
used in the most effective way.
My bill simply reflects my effort to keep the horse before the cart
to require the development of a comprehensive national homeland
security strategy before we start implementing operational solu-
tions to the problems. We have to have the strategic thought in
mind before we can start adding up the techniques thereof. Thank
you.
Mr. LATOURETTE. Thank you, Congressman Skelton.
Mr. Thornberry.
STATEMENT OF HON. MAC THORNBERRY, A REPRESENTATIVE
IN CONGRESS FROM THE STATE OF TEXAS
Mr. THORNBERRY. Thank you, and I appreciate the opportunity
to testify before both subcommittees. But I appreciate even more
your having the hearing. Because if you believe, as I do, that one
of the primary reasons we have a Federal Government to begin
with is to defend the country, then were all going to have to spend
a lot more time and effort discussing the issues around homeland
security.
There have been a number of studies over the past couple of
years which mostly all come to the conclusion that we are more
vulnerable here at home than we have been in the past. Others out
in the world have realized that you dont hit us where were strong,
you look for our weak points.
I noticed, for example, theres an article in last weeks New Orle-
ans paper which publishes a CIA translation of a Chinese report
which says, you dont hit the United States on conventional mili-
tary, you use computer viruses, information warfare and stock mar-
ket manipulation as ways to disrupt the country.
The Commission on National Security in the 21st Century, upon
which my bill is based, says that a direct attack on American citi-
zens on American soil is likely over the next quarter century. And
we spend a fair amount of time talking about chemical, biological,
nuclear weapons. We have the computer threat. These days, we
have to worry quite a bit about livestock diseases or something get-
ting into our food supply. There are all sorts of ways to complicate
our lives.
Let me give you one fact which certainly caught my attention.
Every day, $8.8 billion worth of goods, 1.3 million people, 58,000
shipments and 340,000 vehicles enter our country. And the Cus-
toms Service is able to inspect 1 to 2 percent of them. The volume
of trade has doubled since 1995. A lot of people think it would dou-
ble over the next 5 years.
We have got to do something, and you all have seen the reports
that say, we are not well organized to address this threat. Home-
land security is a big, complicated issue. Certainly my bill, none of
12
the bills, solve all of the problems or address all the issues. But if
we wait around until we get all the issues studied and solved, then
we will do nothing. And I think that would be a great tragedy.
We absolutely have to have a strategy on how were going to deal
with these issues. But that strategy has to be evolving. Its never
going to be a final product. In the meantime, we have to make sure
that the efforts are getting adequate resources and, in my view, we
also have to deal with some of the organizational deficiencies.
President Eisenhower put it pretty well. He said, the right sys-
tem does not guarantee success, but the wrong system guarantees
failure. Because a defective system will suck the leadership into
the cracks and fissures, wasting their time as they seek to manage
dysfunction rather than making critical decisions. I think thats
where we are.
Again, my bill does not even try to deal with all of the organiza-
tional problems. But it does try to get our arms around some of the
key deficiencies. First, it would create a national homeland security
agency, building upon the existing FEMA structure. The reason it
builds upon FEMA are a lot of the reasons that Mr. Gilchrest just
talked about. The first people out there are going to be State and
local folks. FEMA already has a relationship with those people. It
already has 10 regional offices. It makes sense to have this integra-
tion from the Federal down to the State and local level, to build
upon that structure that is there.
This entity would be one focal point and one contact point for the
retired guy whos hanging out at the fire station who takes that
911 call, or for the National Guard at the State office or whoever
it is, theres one focal point so that somebody knows who to contact.
Its also one focal point, by the way, to coordinate other Federal
entities, like the Centers for Disease Control or the DOE labs, the
intelligence folks. It brings it together, and it puts priority on plan-
ning and coordination, to make sure that we are getting our act to-
gether and doing it well with one person whos responsible, which
is a point in Mr. Skeltons legislation.
What it would do then is bring several other agencies under that
umbrella. In addition to continuing the FEMA work, it would bring
the Coast Guard, Customs Service and Border Patrol as distinct
entities, in other words, it doesnt take them apart, it brings them
as distinct entities under the umbrella of the homeland security
agency. These are folks that are on the front lines of protecting our
border. Theyre people who could be on the front lines of respond-
ing.
We have to do a lot better in coordinating their efforts, not just
what they do day to day, although thats important, but giving
them the resources to be ready to do what they do. And if you go
down the line of each of those agencies, were not putting the
money, were not recapitalizing, were not giving them the vehicles,
the helicopters, the planes, the boats, that they need to do the job.
Finally, my bill would consolidate a number of information infra-
structure programs into one place. I mentioned the issue on China.
Clearly, this is an impressive array of charts down here. It is also
an impressive thing if you look at how many agencies are doing lit-
tle pieces of information infrastructure protection. Clearly, weve
got to get more coordinated and more focused on that. It seems to
13
aspects to it. The first is fighting it. Its called anti-terrorism activi-
ties. It includes everything from forced protection to prevention and
detection of attack, including intelligence, networks and the like.
The second is the consequence management after it happens.
What do you do, what Government entities are designed to respond
to and to mitigate the damages. You have to keep those two as-
pects in mind. If you fuzz them together, you might very well end
up with some legislation that finds itself contradictory. So we have
to keep the anti-terrorism activity and the consequent management
of it both in mind when we make our decisions.
Frankly, I just want something to work. I introduced the legisla-
tion that I did so we could get a good handle on it, look at the var-
ious types of anti-terrorism activities that we can do, several types
of consequent management that we can do, with an overall strate-
gic thought in mind. There is one person, as you know, that is re-
sponsible to the President to put together this strategy, and the
President sends it over to us. Bottom line is, the buck stops with
us right here in the Congress to write whatever laws.
Mr. SHAYS. What Im basically hearing, I think, is that you be-
lieve this is a gigantic problem.
Mr. SKELTON. Oh, it is. It is.
Mr. SHAYS. And you believe that we havent responded to it ade-
quately. And so I sense an openness in terms of considering alter-
natives besides the one you mentioned. Im struck with the fact,
though, that you want ultimately the President to seize this issue,
take charge
Mr. SKELTON. And make recommendations. Ultimately, the buck
is going to stop with us, eventually, sooner or later. Since any ad-
ministration, this administration or any others will have to imple-
ment and glue these entitiesyou know, there are 43 agencies out
there, some $7 billion is going into this effort today. And its not
coordinated with an overall strategy at all.
Mr. SHAYS. Time is running out, but maybe the two of you would
just respond. It seems to me like we need to wake people up. It
may be one of the reasons why I like your proposal, Mr. Thorn-
berry, which is the one recommended by Senator Rudman and his
commission. I share the concerns that are expressed here about
what can we do about the possibility of terrorism coming into our
domestic experience.
Everyone of us who represents people has those same concerns,
and the members who have taken it upon themselves and have had
the opportunity to work closely with Mr. Skelton, more than the
other two members, who I respect greatly. But I know that Mr.
Skelton has a dedication to this country second to none. So your
articulation of your love for the country and your desire to defend
it I think is something that everyone in your district and my dis-
trict would applaud.
So while I think that this discussion is extremely important, I
would urge that we be very deliberate in our approach to coming
up with any kind of a solution. Because at this moment, were real-
ly looking at some territory that other Congresses have looked at,
other administrations have had to deal with, with varying results.
There is a piece here from the Air Force Judge Advocate General
15
School, the Air Force Law Review, Mr. Chairman, that Id like to
submit for purpose of the record, without objection.
Mr. LATOURETTE. Without objection.
Mr. KUCINICH. And in this piece by Major Kirk Davies, its enti-
tled The Imposition of Marshal Law in the United States, its a
very interesting read. Because one of the things it talks about is
the tendency in recent years has been for the President and the
Congress to direct the military into more and more operations that
are traditionally civilian in nature. But then as he goes into his re-
view, he speaks of statutes and regulations that cover the mili-
tarys involvement in civilian affairs, and particularly focuses on a
discussion of 1878, the Posse Comitatus Act, which I know youre
all familiar with, because thats the act that forbids military per-
sonnel from executing laws or having any direct involvement in ci-
vilian law enforcement activities.
I think the concern of generations of lawmakers has been to,
while we want a strong military, the military presence in the civil-
ian life of the country sends quite a different message as to the
type of system that we have. And Major Kirk points out that when
the founders drafted the constitution, they weakened the possibility
of a military with a dominant role in society by subordinating the
military to civilian control.
And while we all appreciate greatly the role of the military in
protecting our liberties and keeping this a strong Nation, I think
weve had some concerns about how far the military would go in
terms of serving as a, as some of these bills would recommend, in
a coordinating role with State and local officials.
I mention this not in any way to denigrate the concerns that our
members brought to us, but as a cautionary note of how, as we get
into this idea of a homeland security act, we have to be very gentle
on the ground that were walking on. Because Ill go back to my
initial remarks, concerns about basic civil liberties. If we have a
cyber tax, for example, we know those are going on, and theyve
been going on, how would we devise a regimen for dealing with
that without compromising computer privacy, for example?
There are privacy issues.
Mr. SHAYS. Would the gentleman yield for a question?
Mr. KUCINICH. Of course I will.
Mr. SHAYS. When Ive been listening to your questions, because
youve done it in a previous hearing, Im left with the feeling that
somehow youre connecting reorganizing Government with threat-
ening civil rights. And I see that as a very valid concern whether
we reorganize it or not.
What I view this hearing as is an issue of our failure to have,
the fragmented reform of Government doesnt allow us to respond
to the real threat of terrorism that I dont see in any way would
move forward or backward the issue of civil rights.
Mr. KUCINICH. I would respectfully submit to my good friend, Mr.
Shays, who I am honored to be on this committee with, that there
are civil rights issues that are central to this discussion. As a mat-
ter of fact, if you read one of the proposals here, it may have been
Mr. Skelton, he specifically mentions that he would want, this is
in section 3, article 4, that providing for the selective use of person-
nel and assets of the armed forces, circumstances in which those
16
tions from the President, start fitting the pieces together. Were
going to get there. This Congress has to do something. But the first
step should be the right step in establishing the overall strategy
along with the help of the President.
Mr. THORNBERRY. Mr. Putnam, I would agree. I think the situa-
tion you pose is the kind of thing were going to be facing. Its not
going to fit in a nice, neat little box that we can put a label on and
make us feel better and say, yes, this is your problem, its not our
problem. Thats one of the reasons that weve got to do something
about all of these charts that you see up here. Theres got to be a
single focal point for the U.S. Government for dealing with home-
land security issues, even if you dont have all of the agencies in-
volved under his jurisdiction, there has to be one focal point ac-
countable to the President to deal with these things.
I think that is a very likely scenario, some outside entity wants
to smuggle something in to some Timothy McVeigh type to do
something horrible. Thats one reason we have to do better in get-
ting control of our borders, we have to have more focus in trying
to prevent these things and deal with the consequences of them.
And then the law enforcement, you know, finding them and pros-
ecuting them later, is a separate thing.
But I dont think you can divide very easily the terrorism versus
the consequence or the domestic versus the foreign. I think it is all
very fuzzy.
Mr. GILCHREST. I think we have to have the ability to determine
whether or not that single 18 year old acted alone to cause the
stock market to crash versus, which is a crime, plus a terrorist ac-
tivity, because it affects tens of thousands if not millions of people.
So if it affects large groups of people, not having a law enforcement
background, not being an attorney, I would as a layman say its a
terrorist act.
But we need the skill to find out if theres anybody else involved
in that, such as a Bin Laden. I think each of these bills makes that
attempt.
Mr. SKELTON. Mr. Putnam, if I may add, the recent kidnapping
and murder of a man, from my district, Sunrise Beach, MO, down
to Ecuador, posed that same question, were these mere criminals
or were they terrorists. It made a great deal of difference as to the
response from our country as to whether we could engage them as
terrorists.
Well, as you know, ransom was paid and the rest of those who
were kidnapped were returned, of course, with the very sad murder
of the very first one.
Mr. PUTNAM. Let me follow up, Mr. Skelton, if I may, with your
proposal. Should the design of your consequence management
strategy be apart and different from the design of the anti-terrorist
strategy?
Mr. SKELTON. Well, it has to be. The left hand has to know what
the right hand is doing. But one, youre trying to stop it before it
happens. And the other is, doing something after it happened, all
the way from helping people who are injured to catching the cul-
prits.
Mr. PUTNAM. This hearing sort of illustrates the problems that
Congress is having. We have a transportation and infrastructure
20
When Mr. Ellis was talking, he sort of went through and indi-
cated that maybe H.R. 525 was good in terms of outlining how
grants are going to go to the States, and perhaps some standards
and guidelines discussions.
Would it be your recommendation to not only the two subcommit-
tees here today, but to the Congress, that all three of these bills,
we should just pass them and were done, or are there things that
you think are missing from the three pieces of legislation that
were considering today that you think, or Mr. Caldwell thinks, or
Mr. Ellis thinks, would help us do this better?
Mr. DECKER. Mr. Chairman, thats a very difficult question. Its
much like going to the grocery store which has apples, oranges, and
bananas, and being asked to pick which one is the best fruit. Clear-
ly, the scope of the three bills vary, and I think Dr. Ellis addressed
that as well as we did in our testimony and in our prepared state-
ment. Mr. Skeltons bill looks at a strategy, a homeland security
strategy, whereas Mr. Gilchrests bill looks at an amendment to the
Stafford Act to improve domestic preparedness at the State and
local level, primarily. And the bill from Mr. Thornberry looks at the
establishment of a new agency to deal with other issues besides
terrorism.
I can only go back to our foundation, and that is, regardless of
what mechanism, what organization, what model is used, there has
to be key elements to promote the effectiveness of the model. The
key elements deal with leadership, with strategy, with implementa-
tion, with interagency coordination, and with some ability to link
the effectiveness with some type of results.
Mr. LATOURETTE. And I understood that from your testimony. I
guess my question is, are there specific things, as you have re-
viewed these three pieces of legislation, specific suggestions that
you would want to share with the subcommittees that would im-
prove any of the three? I dont think any of the authors would take
umbrage by it. I think they want to have the best possible product
possible.
Are there specific suggestions that you would choose to offer or
can offer that might improve whats before us now?
Mr. DECKER. Sir, I think if we look at each of the five, I would
just simply make a comment or two about each. On the leadership,
I think each of the proposals outlined someone in charge. I think
a key aspect is accountability. And accountability to me would
mean, with the advice and consent of Congress, the individual
would work on, in the executive branch, toward these measures.
There would be visibility and accountability.
The national strategy is another important aspect. I think a key
to any program has to have a framework that pulls in all the key
components for an effective effort. As mentioned by Representative
Skelton, the threat and risk assessment is critical. Without that,
you cannot really structure a good national strategy to implement.
Each of the proposals did talk about a threat and risk assess-
ment. As I mentioned, it was H.R. 1158 that did not clearly stipu-
late or require threat and risk assessment. We think thats critical.
It gets a little bit more fuzzy when you talk about interagency
coordination mechanisms. That probably is one of the hardest as-
pects of the Federal efforttying together and linking the efforts
26
of 43 agencies that are dealing with this at the Federal level. And
can you imagine the interagency coordination, if it were intra,
intergovernmental coordination as you get into the States and
local.
So I would only suggest that the language in any proposal has
to have more specificity in those five areas that we just outlined.
Mr. LATOURETTE. Mr. Ellis, your observations were not only dip-
lomatic, but I thought they were also very helpful in terms of
where you would choose to make adjustments. Are there others
that you didnt mention that you would like to add now, or was
that list pretty exhaustive?
Mr. ELLIS. Thank you for your kind words, sir. I would just make
these comments. The constitution of the United States of America
is one of the most astonishing documents that has ever been cre-
ated by the human mind. Im sure we can all agree on that, and
celebrate it. One of the things that virtually everyone has agreed
upon here is that there are some serious constitutional issues in
this. On the one hand, there is the need to protect the realm. And
on the other hand, there is the need to protect the liberties. And
I would think it would be very useful if the Congress could directly
engage that issue as it does these deliberations on this important
measure.
On the issue of threat assessment, of course, the logic of the
thing is that you must have a threat assessment that is adequate
if you are going to press forward with legislating in this vein. How-
ever, with the new kinds of threats that have been developed, in
terms of potential information warfare, in terms of the chemical
and biological threats and the scientific aspects of those things,
these are new things that are really very difficult to dimension in
terms of any real threat assessment. I would suggest that issue
might be engaged as you engage the issue of determining what the
threat is that is going to drive this whole thing.
I would also, sir, suggest, in all humility, and certainly it is not
my role to tell the Congress what to do, but I would just point out
that in a number of these reports it has been suggested that con-
gressional organization is part of the kind of thing that we must
deal with in considering reorganization of the Federal Executive.
And I would hope that the Congress would address that issue as
well.
Mr. LATOURETTE. Good. I thank you very much.
Chairman Shays.
Mr. SHAYS. Thank you. It is wonderful to have GAO here, and
it is wonderful to have you here, Dr. Ellis, as well. We usually do
not invite CRS to come in to testify but we usually get them into
our office so that we get all the good background before we go out
to the public. So, wonderful to give you a little public exposure for
your very good work.
I bring two basic assumptions to the table. One, there will be a
terrorist attack, be it chemical, biological, or nuclear, less likely nu-
clear, somewhere in the United States in the not too distant future
and it will be a pretty alarming event. I take that and that there
may be more than one. I just make that assumption because I be-
lieve it with all my heart and soul. I also believe that we are totally
and completely disorganized in how we respond to it.
27
nection with that, I wonder if any of the bills would require an as-
sessment of actions of U.S. corporations operating abroad and the
effect of those actions on the likelihood of a threat?
Mr. ELLIS. There is nothing specific in the legislation at this
time, as I read these bills.
Mr. KUCINICH. Because certainly threats do not exist in a vacu-
um. I am just offering that for your consideration. They do not
exist in a vacuum. So, is this an area that maybe the legislation
ought to consider?
Mr. ELLIS. That is up to the committee, sir. Of course, it is one
of the things that legislation may very well consider.
Mr. KUCINICH. Thank you.
Mr. LATOURETTE. Thank you, Mr. Kucinich.
Mr. Gilman.
Mr. GILMAN. Thank you, Mr. Chairman. I want to thank our wit-
nesses for their excellent analysis of these measures before us.
Let me ask, is there any way to reorganize our antiterrorism ef-
forts at home to avoid the creation of a new and large bureaucracy
and the significant organizational disruption that could occur in
properly responding to this problem? I note that H.R. 1158 provides
for a wholesale transfer of various agencies, assets, and authorities.
H.R. 525 details how parts of the Federal Government should be
reorganized. Is there any easier way to do this without providing
a significant disruption of our agencies? I propose that to both of
our panelist.
Mr. ELLIS. Well, of course, the two polar opposites are doing a
radical reorganization, a very fundamental reorganization, on the
one hand, and putting in place some coordinating mechanism de
minimis, on the other hand. And then you have a whole array of
things along the spectrum. What suggests itself is the logic of the
thing, sir, is that whatever it is that you contemplate doing would
well benefit from a consideration of the benefits of that change and
the costs of that change with respect to what it is that you are try-
ing to do.
So I would come at it from a different way. I would not say there
is a danger in creating this bureaucracy, that bureaucracy, or not
doing enough to reorganize. I would rather say whatever it is that
is contemplated one would benefit from considering what the costs
and benefits are in reckoning what would be most appropriate.
Mr. DECKER. Mr. Gilman, I would only state that, of the three
proposals, Representative Skeltons is to discuss the homeland se-
curity strategy. And a strategy may shake out some of the details
that might indicate a better approach to dealing with what he calls
antiterrorism and consequence management.
If you go back to Presidential Decision Directive No. 39 and No.
62, which deal with combating terrorism, they make a distinction
between crisis and consequence management to prevent, deter, and
then actually respond after an incident. I suspect that regardless
of the proposals of H.R. 525 or H.R. 1158, those issues of how you
actually prevent, protect, prepare, and respond might be clearer
based upon the mechanism that you select.
Mr. GILMAN. I think what you are both telling us is that there
probably is no easier way of approaching this problem than a major
reorganization. Am I correct?
31
Mr. ELLIS. I would not necessarily say that, sir. Any time you do
a major reorganization there are costs that are incurred and you
just have to look at the benefits on the other side. On the other
hand, if one takes a coordinating kind of an approach, then it may
be the case that in the coordination the agencies that are com-
manded from the White House or whatever through this and that
may resist or may come here and seek to mobilize Members of Con-
gress on their behalf, and all kinds of things like that. So this is
not an easy problem to solve. There is no silver bullet.
Mr. GILMAN. That is why I am addressing the problem, to see if
there is any easier way of taking 40-some agencies where this prob-
lem has been proliferated and then $11 billion that we are talking
about and try to put it all into one easier method of addressing this
problem. And apparently, from what you are both saying, that is
not possible.
Mr. ELLIS. No, sir, I would not say that. I have not been clear.
What I would suggest to you is that in H.R. 525 and in H.R. 1292,
what you have is more coordinating approaches that do not have
within the many major reorganization and the costs that would be
incurred in such a reorganization. On the other hand, if you take
the one that does create the major new agency and does put a lot
of pieces of agencies together in doing that, there may be costs that
are incurred in doing that but the benefits may vastly outweigh the
costs. I do not know without considering that very, very carefully.
Have I been clear, sir?
Mr. GILMAN. Yes, you are clear. But it still leaves a major prob-
lem for all of us.
Mr. Decker, do you want to comment further?
Mr. DECKER. No, sir. I think the issue is complex as Dr. Ellis
said, there is no silver bullet. Whether you rework what is existing
and strengthen the mechanism that exists, or reorganize and cre-
ate a new organization, we would be unable to advise you which
is the better approach.
Mr. GILMAN. I want to thank both of you. Thank you, Mr. Chair-
man.
Mr. LATOURETTE. Thank you, Mr. Gilman.
Mr. Putnam, questions?
Mr. PUTNAM. Thank you, Mr. Chairman. I thank the panel for
their insightful discussion of this issue, that all of us are led to
more questions than to more answers as a result.
Tell me how this country is inherently at greater risk today than
we were at the time of the 1984 Olympics, or the 1996 Olympics,
or the 1994 Trade Center bombing? What has substantively
changed that we are at a much greater risk today? And what have
been our successes in preventing terrorism and terrorist attacks
such that we have had as few as we have up till this point? In
other words, what is working?
Mr. ELLIS. Of course, Congressman, you will have an opportunity
to address those issues to representatives of some of these commis-
sions that have done this work in a subsequent panel, and I hope
very much that you will do that.
There are many things. There is the rapid advance of technology,
and not just the rapid advance of technology that is related to
weaponry, but the proliferation of some of that technology. So that
32
first kind of response team so often and they kind of have that dual
role of being DOD when they are federalized but really are State
entities. And when I think of coordination, here in this very agency
there needs to be great coordination because of their dual role to
begin with, let alone in this type of situation. So that is why I
throw that out. It is something that maybe we need to look at if
H.R. 1158 is to move forward.
Thank you, Mr. Chairman.
Mr. LATOURETTE. Thank you, Mr. Platts.
Before we let you gentlemen go, Mr. Caldwell, I have been told
that you are one of the smartest guys around on this issue. So I
want to avail myself of that wisdom before you leave. Specifically,
as the subcommittees think about marking up this legislation, I
understand you may have some observations about how the council
proposed by Mr. Gilchrests legislation, H.R. 525, is comprised and
how it operates, and specifically in section 651, where his legisla-
tion talks about the voting and the nonvoting members. Have I
been led astray, or do you in fact have some observations that you
think would be important to us?
Mr. CALDWELL. We provided some technical comments to your
staff in terms of that bill and some of its provisions. In terms of
the way H.R. 525 is set up now, there is an executive chairman
who would serve in the Presidents place and yet there is also an
executive director. Perhaps if both positions were filled by the same
person, it might add accountability. That person would be the focal
point but would also be responsible for the staff and the day to day
coordination. That was one aspect of H.R. 525 that we commented
on.
Also, in terms of the voting, there is a voting structure there in
H.R. 525 and we are not quite sure how that would work. If you
had the President voting, I think his vote would probably count
more than, say another person on the council who was the weak-
est link, just to use your analogy. We had some other technical
comments of a more specific nature and we can provide those for
the record.
Mr. LATOURETTE. If you could put those in writing for the record,
that will I think help us as we move forward to markups on the
legislation.
I want to thank all three of you for your wonderful testimony
today. And thank you for helping both subcommittees as we con-
tinue our work.
Mr. LATOURETTE. I now want to call to the table the last panel
of witnesses we have today. First, we will have General Charles G.
Boyd, who is the Executive Director for the U.S. Commission on
National Security for the 21st Century; General James Clapper,
who is the Vice Chairman of the Advisory Panel to Assess Domestic
Response Capabilities for Terrorism Involving Weapons of Mass
Destruction; Mr. Frank J. Cilluffo, who is the director of the terror-
ism task force of the Center for Strategic and International Stud-
ies; and Dr. Amy E. Smithson, a senior associate with the Henry
L. Stimson Center.
Again on behalf of both subcommittees, we thank you very much
for attending today. Without objection, as with the other two pan-
els, your full and complete written observations will be included in
35
pared to deal with what is ahead than necessarily having the new
hook and ladder truck.
Dr. SMITHSON. One of the things I think you will find, as you
have, when you talk with the first responders is that they can be
quite resourceful with what they have. In fact, while the Defense
Department first approached them with all sorts of equipment to
decontaminate victims, one of the things that they came back with
was how they could use the equipment they already have to accom-
plish the same task. So while it is reasonable to expect that some
jurisdictions would want to buy and would need to buy specialized
equipment, especially personal protective gear, they would all point
out to you is that they need funds to exercise their skills in this
area. If they do not exercise their capabilities then they atrophy.
So a balance needs to be found there.
Another balance that needs to be found is between what the Fed-
eral Government funds and what local jurisdictions fund. The state
of Florida has passed a disaster preparedness tax. If other states
in this country would do the same then perhaps a strategy could
be found for maintaining disaster preparedness over the long term
without having the Federal Government foot the entire bill.
Mr. LATOURETTE. OK. Thank you.
General Boyd, General Clapper, observations on that?
Mr.Cilluffo?
General BOYD. I think I would agree. We were out last week to
talk to the Governor of Colorado on just these sort of issues, what
is the role in their view of the Federal Government and what do
they need, and explaining how we had in our report addressed our
view of how we should deal with the State and local level. Our own
discussion with people at the State and local level, clearly, they are
looking for some kind of centralizedthey would like to know one
number to call. They would like some kind of coherent system of
training where the marriage of Federal and State capabilities come
together. So I think there is much merit there. I do not know that
I disagree.
I do believe that a cabinet level organization, which we have
called for, in the National Security Agency, some agency of that
stature and that kind of clout within our own bureaucracy is abso-
lutely going to be necessary. If you can muster the capabilities at
the Federal level, then articulate the needs in a way and come over
here and be accountable to the Congress to get those capabilities
down to the State and local level, I think that is essential.
Mr. LATOURETTE. OK. Thank you.
General Clapper, anything you want to add?
General CLAPPER. I would vote, given the Hobsons choice of pick-
ing between equipment and training, from what I have been able
to glean, I would lean on the side of training and education and
the ability to draw on support on a mutual supporting basis from
others, other communities, from the State at-large, or, if required,
from the Federal level.
One of the features of our national office for counterterrorism is
a senior staff element that would focus specifically on the issue of
training and exercises.
Mr. LATOURETTE. Thank you.
45
Mr. Cilluffo, is there something nice you would like to say about
this question?
[Laughter.]
Mr. CILLUFFO. Just very briefly. I do not see the two as mutually
exclusive. Obviously, it comes down to how muchthe devil is in
the detailsspecifically how much you are allocating to one over
another. But I think that for starters you need benchmarks; you do
need standards, you do need common protocols, you do need com-
mon procedures. So then you can spend wiser. So I think it is an
issue of how do you best spend your money.
And there is just one conceptual point I want to make. I do not
see it as a top-down or a bottom-up approach when we look at this
holistically as a Nation. It is that box where the two come together.
Those are the real hard questions we need to grapple with. Wheth-
er it is a civil liberties issue, obviously, we should never infringe
upon our liberties in order to preserve them; or whether it is the
openness and security issue, you do not want to build up too many
walls or the bad guys win by default because our way of life has
been lost. But I do not see it as mutually exclusive. I do not see
these as either/ors. I see these as ways to augment one another.
Mr. LATOURETTE. Thank you.
Mr. Kucinich.
Mr. KUCINICH. I would like to step back a minute and have kind
of a more general discussion. For anybody, what would you define
as terrorism? Anyone, since this is all about terrorism, define ter-
rorism.
General CLAPPER. It is an attack on the U.S./U.S. interests that
is not in the conventional mode of a military attack and may resort
to weapons of mass destruction or weapons of mass disruption, ei-
ther chemical, biological, nuclear, or cyber.
Mr. KUCINICH. So does this bill then have only to do with that
and no other kind of terrorism? Only to deal with weapons of mass
destruction?
General CLAPPER. Or disruption.
Mr. KUCINICH. Mr. Cilluffo?
Mr. CILLUFFO. Which bill specifically?
Mr. KUCINICH. Any of the bills that we are talking about here
in terms of this national homeland defense.
Mr. CILLUFFO. No. I do not see them as treating merely the
chemical, biological, radiological, nuclear threat. The issue is how
do you amalgamate them all and how do you have the stars align-
ing where the different pieces can come together. I do see a possi-
bility where you can have this assistant to the President, give it
some teeth, give it some budget authority, then you have the coun-
cil that oversees that, and then you might have an organization
two years out.
Mr. KUCINICH. Let me be more specific. What do you define as
terrorism in terms of the meaning of these bills, as you understand
it?
Mr. CILLUFFO. On top of whatever else it may be, it is a criminal
act. I take sort of the top out. But on top of whatever else is moti-
vating it, whether it is politically, whether it is radically religious,
is it a criminal act. Shed the ideology from the definition.
46
sons other than the fact that it was reorganized in that way to
begin with.
Mr. PUTNAM. Is there any other? Dr. Smithson?
Dr. SMITHSON. I think it would be quite optimistic to think that
they would not be building more jobs at the Federal level by creat-
ing a new agency. Even when some components are taken out of
one agency to put it in this new one, the agency that had personnel
moved over is still going to retain a staff because they still have
some responsibilities and they simply will not cede that turf 100
percent.
Think of homeland defense as something that is in every U.S.
community, not as something vested in Federal bureaucracies that,
in all likelihood, cannot get there in time to respond and save lives
for a chemical disaster. Federal personnel can certainly be there in
time to help cleanup and to help the communities recover in the
aftermath, but creating more Federal bureaucracy and layers of in-
terference does little, if anything, to assist the local and state agen-
cies that would be addressing this type of disaster. FEMA can go
in with its current capabilities and do what local officials want it
to do, as can HHS and the Department of Defense. Lets not create
a new agency, please.
Mr. CILLUFFO. Mr. Putnam, one point. I think that if you were
to prioritize what we need to do, we need to target those issues
that need to be fixed first. And I am not so sure it is where the
rubber meets the road at the operational level. Whether it is from
top down or whether it is from the bottom up, it is again where
the policy and operations come together. It is that convergence
right there. And I think that the agency may perhaps be a long
term solution and a viable one, but I do not think we know enough
to be able to determine whether in fact that is the case.
But I do see the three legislative proposals before us can in some
ways feed off one another. They are actually not that different. You
can build on one. The problem is we need to make sure that the
foreign and domestic all come as a whole because, you talked about
a Federal agency, but I think if you were to look at the Congress,
with all due respect, this cuts across every committees jurisdiction
and the disconnect between the authorizers and the appropriators
is another challenge, that how to put this all together is difficult.
But maybe if you guys come out in front, maybe the Executive
Branch will follow, or vice versa.
Mr. LATOURETTE. I thank you all. I want to thank all of our wit-
nesses today. Your observations are critical as both committees
move forward.
Before adjourning, I do want to ask unanimous consent that the
written observations and opening statements of our Ranking Mem-
ber of our subcommittee, Mr. Costello of Illinois, be submitted for
the record if he should so choose, and also the Ranking Member of
the full committee, Mr. Oberstar of Minnesota.
With that, this concludes the hearing. The meeting is adjourned.
[Whereupon, at 6:02 p.m., the committee was adjourned, to re-
convene at the call of the Chair.]
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