SENATE HEARING, 107TH CONGRESS - PROTOCOL ON PERSISTENT ORGANIC POLLUTANTS (POPs) IMPLEMENTATION ACT
SENATE HEARING, 107TH CONGRESS - PROTOCOL ON PERSISTENT ORGANIC POLLUTANTS (POPs) IMPLEMENTATION ACT
SENATE HEARING, 107TH CONGRESS - PROTOCOL ON PERSISTENT ORGANIC POLLUTANTS (POPs) IMPLEMENTATION ACT
107997
HEARING
BEFORE THE
COMMITTEE ON
ENVIRONMENT AND PUBLIC WORKS
UNITED STATES SENATE
ONE HUNDRED SEVENTH CONGRESS
SECOND SESSION
ON
Printed for the use of the Committee on Environment and Public Works
(
U.S. GOVERNMENT PRINTING OFFICE
83693 PDF WASHINGTON : 2004
(II)
C O N T E N T S
Page
OPENING STATEMENTS
Jeffords, Hon. James M., U.S. Senator from the State of Vermont .................... 1
Smith, Hon. Bob, U.S. Senator from the State of New Hampshire ..................... 28
WITNESSES
Buccini, chair, Intergovernmental Negotiating Committee on POPS ................. 14
Prepared statement .......................................................................................... 35
Burnam, Jeffry M., Deputy Assistant Secretary for Environment, Bureau
of Oceans and International Environmental and Scientific Affairs, Depart-
ment of State ........................................................................................................ 4
Prepared statement .......................................................................................... 29
Responses to additional questions from Senator Jeffords ............................. 30
Johnson, Stephen L., Assistant Administrator, Office of Prevention, Pes-
ticides, and Toxic Substances, U.S. Environmental Protection Agency .......... 6
Prepared statement .......................................................................................... 31
Muir, Warren, executive director, Commission on Life Sciences, and executive
director, Board on Agriculture and Natural Resources, National Research
Council .................................................................................................................. 12
Prepared statement on behalf of Bruce Alberts ............................................. 33
Response to additional question from Senator Jeffords ................................ 35
Perry, Karen, deputy director, Environment and Health Programs, Physicians
for Social Responsibility ...................................................................................... 21
Prepared statement .......................................................................................... 53
Responses to additional questions from:
Senator Jeffords ......................................................................................... 61
Senator Smith ............................................................................................ 61
Walls, Michael, senior counsel, American Chemistry Council ............................. 19
Prepared statement .......................................................................................... 49
Yeager, Brooks, Vice President for Global Threats, World Wildlife Fund .......... 16
Prepared statement .......................................................................................... 37
ADDITIONAL MATERIAL
Article, U.S. Ratification of POPs Treaty in Danger ............................................ 56
Letters:
American Chemistry Council ........................................................................... 53
OCEANA ........................................................................................................... 86
Physicians for Social Responsibility, Oceana, World Wildlife Fund, U.S.
PIRG .............................................................................................................. 58
(III)
IV
Page
Continued
Physicians for Social Responsibility, Oceana, World Wildlife Fund, U.S.
PIRG, Sierra Club, American Oceans Campaign, Center for Inter-
national Environmental Law, Pesticide Action Network North America,
Friends of the Earth, League of Conservation Voters, National Audu-
bon Society, American Rivers, The Ocean Conservancy, Earth Island
Institute, Circumpolar Conservation Union, Indigenous Environmental
Network, Alaska Community Action on Toxics, Silicon Valley Toxics
Coalition, Atlantic States Legal Foundation Inc., Department of the
Planet Earth, Protect All Childrens Environment, Cancer Action NY,
Commonweal, Greenwatch Inc., Pennsylvania Environmental Network,
Air, Montana Environmental Information Center, Anacostia Watershed
Society, Northwest Environmental Advocates, Bluewater Network, Citi-
zens for a Future New Hampshire, Michigan Environmental Council,
Friends of Casco Bay .................................................................................... 59
State of Alaska, Office of the Governor .......................................................... 85
Map, Toxic Hot Spots ............................................................................................... 4548
Publications:
CropLife International, Creating Opportunities for Sustainable Agri-
culture ............................................................................................................ 6684
Interagency Collaborative Paper, Contaminants in Alaska: Is Americas
Aractic At Risk? ............................................................................................. 8798
Statements:
Alberts, Bruce, president, National Academy of Sciences ............................. 33
Vroom, Jay J., president, CropLife America .................................................. 62
Text of bill:
Protocol on Persistent Organic Pollutants (POPs) Implementation
Act................................................................................................................. 99194
PROTOCOL ON PERSISTENT ORGANIC
POLLUTANTS (POPs) IMPLEMENTATION ACT
U.S. SENATE,
COMMITTEE ON ENVIRONMENT ANDPUBLIC WORKS,
Washington, DC.
The committee met, pursuant to notice, at 9:37 a.m. in room 406,
Senate Dirksen Building, Hon. James Jeffords (chairman of the
committee) presiding.
Present: Senator Jeffords.
OPENING STATEMENT Of HON. JAMES M. JEFFORDS, U.S.
SENATOR FROM THE STATE OF VERMONT
Senator JEFFORDS. Good morning. We have had a little difficulty
getting started on this hearing. I would like to thank our wit-
nesses, several of whom flew from great distances twice to partici-
pate in todays hearing, and we appreciate that.
I am sorry that we did not receive the consent required from the
minority leader to proceed last Thursday. I know it meant a great
deal of expense and inconvenience for several of you, and therefore
I greatly appreciate your dedication for coming here today.
This committee has an important task before it. Last May, the
United States signed the Stockholm Convention on Persistent Or-
ganic Pollutants, otherwise known as the POPs Convention. The
Senate now has two jobsto pass this treaty, as well as the
LRTAP POPs Protocol, and the Rotterdam Convention on Prior In-
formed Consent, and to pass corresponding implementing legisla-
tion. This committee must craft the implementing legislation that
will allow the United States to domestically fulfill its obligations
under these treaties. Passage of these treaties is not in dispute.
After reviewing the Administrations implementing legislation, it
seems the disagreement centers on whether we implement the
POPs Convention in its entirety. The POPs Convention is a land-
mark agreement that has brought the international community to-
gether to protect human health and the environment. The initial
goal of the convention is to phaseout the dirty dozen. These 12 pes-
ticides and industrial chemicals and other POPs resist degradation.
They are toxic to humans and also wildlife, and travel across inter-
national boundaries.
Currently in the United States, registration for 9 of the 12 POPs
have been canceled, and the manufacture of PCBs have been
banned. However, other countries still use these substances. They
come back to us on our food, in our water, and through our air.
These POPs create a circle of pollution requiring a global solution,
(1)
2
true for Alaska Natives, who rely heavily on traditional diets com-
prised of fish and wildlife. By joining with the rest of the world to
phaseout and reduce these toxic pollutants, we will help to protect
the health and the environment, not only of our fellow Americans,
but of all those who share our planet.
As mentioned, we take the threats posed by these pesticides and
chemicals to our environment and public health very seriously. For
example, the United States was the first country to begin a thor-
ough scientific reassessment, or if you will, re-registration program
for pesticides and to evaluate cumulative risk posed by pesticides.
Across the world, the United States is considered an international
model for sound scientific risk assessments and effective regulatory
decisionmaking. Our actions are respected and often replicated in
other countries across the globe.
We have implemented a series of aggressive approaches for miti-
gating and subsequently reducing exposure to POPs chemicals. For
example, EPA developed national action plans for persistent bio-
accumulative and toxic chemicals, or PBTs as they are known, a
number of which are POPs chemicals. These comprehensive plans
focus on Federal, State and local efforts to reduce emissions to and
exposures to PBTs, with an emphasis on prevention. Many of these
national action plans have already been reviewed and commented
on in the public, and are in the process of being finalized. Many
of the action plans will implement innovative and voluntary part-
nership activities.
The Administrations legislative proposal provides targeted
changes to the Toxic Substances Control Act and the Federal Insec-
ticide, Fungicide and Rodenticide Act in order to track the provi-
sions of these three agreements. Because these agreements are
largely consistent with existing U.S. law and to ensure expeditious
approval of these agreements, only narrowly targeted adjustments
to FIFRA and TSCA are necessary for the United States to imple-
ment our obligations under them.
For the POPs chemicals, the legislation would prohibit any pro-
duction, use, processing, distribution and commerce, and disposal
operations that may be inconsistent with treaty obligations. It also
contains provisions for specific exemptions from the prohibition,
such as those needed for research purposes consistent with the
agreements.
The Administrations legislative language directly tracks obliga-
tions in the PIC Convention, effectively controlling the inter-
national trade of toxic chemicals and pesticides through export no-
tification, export controls and labeling. With these provisions, the
United States will be able to effectively and expeditiously imple-
ment this important Convention.
As you know, the legislation does not include provisions to ad-
dress the listing of additional chemicals under the global POPs and
LRTAP POPs. Such a provision is not required to bring the United
States into compliance with these agreements. I want to stress that
the Bush administration is fully committed to the listing of addi-
tional chemicals to the POPs agreements, using the science-based
listing process outlined in the global POPs treaty and ratifying
amendments that list appropriate chemicals.
8
and I are looking forward to working with you and the committee
to approve these important agreements and finalize the imple-
menting legislation.
I would certainly be pleased to answer any questions.
Senator JEFFORDS. Thank you both for excellent statements. I
will have a few questions for the record here.
Mr. Burnam, U.S. negotiators agreed some time ago to ban or se-
verely restrict four additional POPs under the provisions of the
LRTAP POPs Protocol. How can the Administration say that it
does not know what additional chemicals are likely to be added to
the POPs Convention?
Mr. BURNAM. Well, Senator, I think those four chemicals are
likely candidates for addition. You have to look at the differences
between LRTAP and POPs. LRTAP does not contain some of the
trade and waste disposal elements that the global POPs does, but
those are certainly very likely candidates for addition. I merely
point out that the obligations of countries under the LRTAP pro-
posal are somewhat narrower than they are under the global POPs
Convention, so you would have to consider that in evaluating why
there are 16 chemicals in one and 12 in another.
Senator JEFFORDS. Doesnt it make sense from a level playing
field point of view to support global bans on chemicals we have al-
ready agreed to ban on a regional basis in the LRTAPs POPs Pro-
tocol?
Mr. BURNAM. Well, I guess I would have to refer to my previous
answer. My understanding is that the LRTAP Protocol does not
contain some of the trade elements of the Stockholm Convention.
So it would not necessarily be the case that the two Conventions
would be the same. But yes, you certainly have a point. If we were
to agree to having these chemicals listed under the LRTAP Pro-
tocol, that would certainly be a strong argument for listing them
under the Stockholm Convention.
Senator JEFFORDS. Thank you.
Mr. JOHNSON. Senator, if I might?
Senator JEFFORDS. Sure. Please, Mr. Johnson.
Mr. JOHNSON. If I may add to my colleagues comment, just as
a reminder for all of us that LRTAP focuses on air transport, and
POPs focuses on air transport, water transport and all of the other
pathways. While there has been a great deal of effort looking at the
air transport issues in LRTAP, there has been less international
review on these other pathwaysso just as a point of reference.
Senator JEFFORDS. Thank you.
Mr. Burnam, again, you have stated that you wish to have more
experience with additional procedure and practices of the POPs Re-
view Committee as part of the process of developing language to
add new chemicals to the global POPs Convention. But is it not the
intent of this Administration to notify at the time of positing the
articles of ratification that intends to utilize the option provisions
provided in the Convention?
Mr. BURNAM. I think it is likely. I will refer your question also
to Mr. Johnson for a more technical answer, but yes, the United
States probably will, and I would anticipate that the United States
would use a provision of the Convention known as the opt-in, which
the United States pushed to make a part of the Convention. Under
10
have to agree to anything that is done under the treaty that is sig-
nificant, to put it in colloquial terms. In this particular case, since
there is a three-fourths vote if there is controversy, it was impor-
tant to the United States to ensure that it was not bound by a deci-
sion with which it disagreed. So it put the opt-in provision in there
to ensure that it would have toand I anticipate we would exercise
the opt-in provision.
There is another provision called opt-out, where you accept an
additional listing simply by your silence, but under the opt-in pro-
vision, you have to affirmatively state. So we did put that in there
to protect U.S. interests in the off-chance that there would be a
listing with which we disagreed.
Senator JEFFORDS. Mr. Johnson, a comment?
Mr. JOHNSON. I have really nothing more to add. I guess one
other specific of that, I think that another point that you might
want to reference. This is with regard to the new chemicals, that
at the diplomatic conference in May 2001, the member States
agreed not to begin work on new chemicals under after ratification.
Of course, we are hopeful that we will be a part of the 50 to ratify
the Convention through this legislation.
However, it has been estimated by the POPs Convention secre-
tariat that the listing process and going through looking at the risk
management aspects of new chemicals, the times range anywhere
from 3 to 6 years. So while there may be some new chemicals that
people would like for the POPs Convention to consider, it has been
estimated that it is going to be a number of years before those
chemicals actually move through the kind of science process that
is outlined in the Convention. So issues of opting in and opting out
may be a little ways away.
Senator JEFFORDS. Thank you both. Sorry again we had to call
you back, but glad to have you here and thank you for excellent
testimony.
Mr. JOHNSON. Thank you, Senator.
Senator JEFFORDS. Now I would ask if my final five remaining
witnesses would please approach and be seated. I will introduce
while you are getting organized here.
Our first witness is Dr. Warren Muir. Warren is the executive di-
rector for the Commission of Life Sciences, and the executive direc-
tor of the Board on Agriculture and Natural Resources at the Na-
tional Research Council. From 1971 to 1977, he was a senior staff
member for the Environmental Health of the Council on Environ-
mental Quality. He was a key formulator of the Administrations
proposal for TSCA. After TSCA was enacted, he served at EPA
from 1977 to 1981 in various capacities associated with implemen-
tation. Welcome, Mr. Muir.
The second witness is John Buccini, a native of Winnipeg, Can-
ada. He is the chair of the Intergovernmental Negotiation Com-
mittee established by the United Nations Environmental Program
to negotiate a global POPs Convention. Prior to his election as
chair in June 1998, he served in leadership roles in other inter-
national programs addressing toxic chemical issues, including the
North American Commission on Environmental Cooperation, the
OECD Chemicals Program, and the Intergovernmental Forum on
12
I would say, Mr. Chairman, that we hope the Senate will move
on two fronts expeditiously in implementing the treaty. First, that
you will in fact work together to move forward with your and Sen-
ator Smiths implementing legislation, but of course including the
provisions necessary to allow the United States to fully participate
in the addition of new chemicals. Second, that you will help the Ap-
propriations Committee realize the importance of the United
States GEF contribution to the proper working of this treaty. It is
very important that the Global Environment Facility be funded at
a level that allows them to take on this new priority without
cannibalizing their existing priorities. As you may know, Mr.
Chairman, the replenishment negotiations for the Global Environ-
ment Facility are going on today, as we speak, downtown. We are
very hopeful that the United States will come forward with a con-
structive proposal in that negotiation.
With that, Mr. Chairman, thank you very much for allowing me
the time, and I will be glad to answer any questions.
Senator JEFFORDS. Thank you for your excellent testimony.
Mr. Walls, please proceed.
amendment, and as you have heard, the United States has re-
served the right to opt in to each amendment individually.
It is worth noting that the universe of POPs that we are talking
about that might be added to the Stockholm Convention over the
long term is not vast. Application of the science-based criteria in
the treaty is likely to result in at most the addition of one or two
dozen POPs, not hundreds or thousands.
A briefing for NGOs last July indicated that an interagency
group had agreed on changes to the Toxic Substances Control Act
and the Federal Insecticide, Fungicide, and Rodenticide Act, includ-
ing those needed for EPA to address additional POPs. Regrettably,
the Administrations proposal leaves out this critical piece of imple-
menting authority. This omission would put up an unnecessary
hurdle to domestic regulation of future POPs, and would amount
to a failure to fully implement the convention. It would result in
an absurd situation in which each new POP, which has already
been agreed by the United States as a member of the Conference
of the Parties, and subjected possibly to Senate review under the
opt-in process, would still require both Houses of Congress to
amend TSCA and FIFRA again. Given that these laws have rarely,
if ever, been amended, such a process seems unmanageable, unde-
sirable and politically unrealistic.
Your bill acknowledges this defect and legislates a domestic eval-
uation process to parallel the international one from start to finish.
S. 2118 would give a rebuttable presumption to the decision of the
Conference of the Parties to add a new POP. Based on the
POPRCs work and its own, EPA could conclude that an added POP
presents an unreasonable risk of injury to health or the environ-
ment, and the Agency would be authorized to undertake a rule-
making at that time.
Administration officials, as you have heard, have argued that
such authority is not needed to fulfill our obligations, but PSR dis-
agrees. As written, TSCA and FIFRA would not allow EPA to pro-
hibit the manufacture for export of a future POP. Experience with
the dirty dozen confirms this. Chlordane and heptachlor, for exam-
ple, were manufactured and exported for years after all uses were
canceled domestically.
As other witnesses have noted, the United States has long been
at the forefront of global efforts to protect the environment and
public health. For example, this country led the world in phasing
out the use of DDT and leaded gasoline. S. 2118 would again facili-
tate U.S. leadership. In addition to the provisions we have men-
tioned already, it would require EPA to contract with the National
Academy of Sciences to conduct a major POPs study, begin identi-
fying priority POPs for possible nomination, develop monitoring
and control strategies for persistent and bioaccumulative sub-
stances, and finalize its long-awaited state-of-the-science dioxin re-
assessment. These provisions will position the United States to be
a proactive participant to the Stockholm Convention.
The announcement by President Bush of his intention to sign
and ratify the Stockholm Convention more than a year ago received
unprecedented support from the public interest community, the
chemical industry, and Members of Congress on both sides of the
aisle. This important treaty continues to offer a rare opportunity to
23
Convention. I think Mr. Yeager had indicated that there were all
kinds of compromises and sort of cross-connecting issues that were
resolved. Ultimately, the Convention represents a package deal.
You know, we can say it is the addition of new chemicals, but in
fact it is the embodiment in some cases of the need to show that
the Convention will have life after the 12 have been dealt with; the
need to address future POPs as they come along.
It incorporated a number of the elements of caution of pre-
caution, whichever word does not strike fear into peoples hearts,
because I realize that that is an issue. But it is really very much
a part of the overall architecture. I think especially going back to
my first remarks that it is not a sustainable practice in the long
term to continue to generate and release to the environment chemi-
cals which prove to have POPs properties. So as they are discov-
ered in the future, I think it would be essential for them to be
brought on board and to be treated in an appropriate manner after
a full and fair evaluation of them by the POP Review Committee,
by the Conference of Parties.
So I guess what I have worked my way toward is I think it is
a key ingredient of the Stockholm Convention.
Senator JEFFORDS. Can you outline for the committee all of the
mechanisms contained in the POPs Convention that could serve as
a safety net if the United States did not agree with a decision to
add a particular chemical to one of the annexes?
Mr. BUCCINI. Let me do them in sort of reverse order. The easiest
one is that when the United States deposits its instrument of ratifi-
cation, it can make a statement that under Article 25, paragraph
4, that it declares that any amendment to Annex A, B, or Cthat
is, any addition of the name of a chemical to the Conventionthat
such an amendment would only enter into force upon the deposit
by the United States of an instrument of ratification, acceptance or
approval.
So that is the simplest one, and I think it was already mentioned
a few times this morning. It is in fact the simplest one. Of the nine
countries that have so far become parties to this Convention, one
party has already chosen that option, and that is Canada. On May
22 of last year, they made it quite clear that Canada was taking
that option. To me, that is probably the most streamlined way of
dealing with the issue because what you are saying is that we are
now going to go back to the other two mechanisms.
The first one is the nature of the review process itself. It is a
process which will take years for each chemical once the Con-
ference of Parties begins to meet. It is a process that is built on
science and agreed upon criteria. I believe that among your partici-
pants in the panel, both the first panel and this one, there was no
issue at all with the scientific criteria as to what constitutes a
POP, and taking a look at how the Review Committee will interact
in an open and transparent manner involving observers as well as
parties.
There is a very robust, full, open, transparent process by which
a chemical will be evaluated as to whether it possesses scientific
properties, then a risk profile will be generated, again through an
open, transparent process; and finally a risk management profile
that will be considered by the Conference of Parties.
25
including Allison Taylor, who is now on your staff, who was then
with the House Energy and Commerce Committee, we did say that
we assumed that the major amendments would have to be TSCA
and FIFRA and they would be for the purposes of allowing the pro-
hibitions on the export of chemicals and for the addition of new
chemicals.
Senator JEFFORDS. Mr. Walls, in your letter of February 26, 2002
to the Environmental Protection Agency, you indicated that you
understood that the Administration had drafted a legislative pro-
posal to amend TSCA and FIFRA to implement the treaty obliga-
tions as to the 12 named chemicals, but that the Administration
would not propose amendments to address additional chemicals
listed under the POPs Convention process. Your understanding has
now been shown to be correct. What is the American Chemistry
Councils current position on the omission of an adding mecha-
nism?
Mr. WALLS. Mr. Chairman, in February we made that observa-
tion in Fred Webbers letter to Administrator Whitman on the basis
of media reports in the environmental trade press regarding the
Administrations draft of legislation. As we stated in our testimony,
we believe that an additions process must be part of the imple-
menting process. It makes sense to address it now, and we are con-
fident that an appropriate approach can be crafted as the legisla-
tion goes forward.
Senator JEFFORDS. In your letter of February 26, 2002, ACC
noted, the treaty contemplates the listing of other POPs in the fu-
ture and provides a criteria and risk-based process to consider
nominations made by the governments. That is a plural. And you
believed it possible to, craft appropriate amendments to TSCA and
FIFRA to reflect the treaty addition process. Is that still your
view?
Mr. WALLS. Yes, sir.
Senator JEFFORDS. Does this indicate that you are prepared to
work with this committee on specific language to amend TSCA and
FIFRA to authorize the Administrator of EPA to ban a chemical be-
yond those listed in the treaty which has completed the treatys,
rigorous process of review, and is recommended as an additional
POPs chemical?
Mr. WALLS. We think there are a number of options available to
consider for those amendments, Mr. Chairman, and we are pre-
pared to work with the committee.
Senator JEFFORDS. Thank you.
Ms. Perry, you mention in your testimony that children and de-
veloping fetuses are particularly vulnerable to POPs. Are there
other populations that suffer from increased exposures of POPs?
Ms. PERRY. There are, and among them are Arctic indigenous
peoples. Studies in far-northern Quebec in Canada have shown
that Inuit mothers, for example, have among the highest levels of
POPs like DDT and dioxin in their breast milk of any women in
the world, even though they are far from the sources. These kinds
of studies have not yet been done in Alaska to the same extent.
They are under way, and we expect that they will similarly show
that Alaska Native peoples, particularly those whose diets include
fish and marine mammals, will also be abnormally exposed. Fisher
27
Mr. Chairman and members of the committee, thank you for the invitation to ap-
pear before you today. It is my privilege to represent the U.S. Environmental Pro-
tection Agency and to discuss the Administrations legislative proposal to effectively
implement three very important international environmental agreements: The
Stockholm Convention on Persistent Organic Pollutants (POPs), the Rotterdam Con-
vention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals
and Pesticides in International Trade (PIC) and the Protocol on Persistent Organic
Pollutants negotiated under the U.N. Economic Commission for Europes Conven-
tion on Long Range Transboundary Air Pollution (LRTAP POPs Protocol). This
afternoon, I respectfully ask for your help to expeditiously approve the Administra-
tions legislative proposal so that the United States may be able to quickly and effec-
tively ratify and implement these important environmental agreements.
The Bush administration is committed to working closely with all members of this
committee and the U.S. Senate to ensure quick enactment of the implementing leg-
islation and subsequent ratification of the agreements. We want to work with you
to craft legislation that tracks the provisions of these agreements and ensures that
the United States retains its current position as the international leader in chemical
environmental
safety.
I am pleased to have the opportunity to update the committee on EPAs domestic
and international activities to effectively manage these pesticides and chemicals, our
intentions with respect to the listing of additional chemicals on the POPs agree-
ments and to explain specific provisions of the Administrations draft legislative pro-
posal.
The Bush administration is firmly committed to ratification of both the global
POPs Convention, the PIC Convention and the regional LRTAP POPs Protocol.
Here in the United States, we have already taken extensive steps to address risks
posed by the substances covered by the global POPs Convention and the LRTAP
POPs Protocol. Stand-alone action by any one country is not enough. These chemi-
cals continue to pose real health risks to U.S. citizens and to people around the
world because they are used and released in other countries and travel long dis-
tances from their source. In the United States, these agreements are of particular
importance for the people and environment of Alaska, which are impacted by POPs
transported by air and water from outside the State. This is particularly true for
Alaskan Natives, who rely heavily on traditional diets comprised of fish and wildlife.
By joining with the rest of the world to phaseout or reduce these toxic pollutants,
we protect the health and the environment, not only of our fellow Americans, but
of all those who share our planet.
II. U.S. ROLE AS AN INTERNATIONAL LEADER
At EPA, we take the threats posed by these pesticides and chemicals to our envi-
ronment and public health very seriously. The U.S. was the first country to begin
a thorough scientific reassessment/re-registration program for pesticides and, I be-
lieve, is still the only Nation that is looking at the cumulative risks posed by pes-
ticides. Other countries look to the United States to provide strong leadership in the
area of chemical safety. EPA is internationally recognized for its sound scientific
risk assessments and regulatory decisionmaking. Our actions are respected and
often replicated in other countries across the globe.
32
EPA continues to take measures that promote the objectives of the POPs Conven-
tion. As you know, the Convention contains obligations related to providing tech-
nical and financial assistance to developing countries and countries with economies
in transition to help them comply with POPs Convention obligations. The U.S. is
committed to providing financial and technical assistance to assist developing coun-
tries in ratifying the Convention and meeting their obligations.
III. THE BUSH ADMINISTRATIONS LEGISLATIVE PROPOSAL TO IMPLEMENT POPS,
PIC AND LRTAP
The Administration is very proud of the U.S.s leadership role on these very im-
portant environmental treaties. I am especially proud of the POPs treaty because
it provides a perfect example of how industry, business and environmental interests
have worked together to resolve serious environmental issues. These three agree-
ments illustrate how much can be accomplished in support of common environ-
mental goals. Upon ratification, EPA will continue to work with various industry
and environmental organizations on implementation of the Convention. Together
with our domestic stakeholders and international organizations, we will support the
growth of the capacity of developing countries to meet the imperative of the sound
management of chemicals.
Thank you for the opportunity to discuss these international environmental agree-
ments this afternoon. Again, I want to thank you for your support and leadership
and assure you that President Bush, Administrator Whitman and I are looking for-
ward to working with the committee to ratify these important agreements and final-
ize the implementing legislation. I will be pleased to answer any questions.
Before delving into the specifics of the implementing legislation, a brief overview
of the structure and mechanisms of the Stockholm POPs Convention may be in
order. The POPs treaty is designed to eliminate or severely restrict production and
use of POPs pesticides and industrial chemicals; ensure environmentally sound
management and chemical transformation of POPs waste; and avert the develop-
ment of new chemicals with POPs-like characteristics.
Eliminating intentionally produced POPs. The agreement targets chemicals that
are detrimental to human health and the environment globally, starting with a list
of 12 POPs that includes formerly used pesticides, dioxins, and PCBs. Most of the
pesticides are slated for immediate bans once the treaty takes effect. A longer
phase-out (until 2025) is planned for certain PCB uses. With regard to DDT, the
agreement sets the goal of ultimate elimination, with a timeline determined by the
availability of cost-effective alternatives for malaria prevention. The agreement lim-
its use in the interim to disease vector control in accordance with World Health Or-
ganization guidelines, and calls for research, development, and implementation of
safe, effective, and affordable alternatives to DDT.
Ultimately eliminating byproduct POPs. For dioxins, furans, and
hexachlorobenzene, parties are called on to reduce total releases with the goal of
their continuing minimization and, where feasible, ultimate elimination. The treaty
urges the use of substitute or modified materials, products, and processes to prevent
the formation and release of by-product POPs.
Incorporating precaution. Precaution, including transparency and public participa-
tion, is a guiding approach throughout the treaty, with explicit references in the
preamble, objective, provisions for adding POPs, and determination of best available
technologies.
Disposing of POPs wastes. The treaty includes provisions for the environmentally
sound management and disposal of POPs wastes (including stockpiles, products, ar-
ticles in use, and materials contaminated with POPs). The POP content in waste
is to be destroyed, irreversibly transformed, or, in very limited situations, otherwise
disposed of in an environmentally sound manner in coordination with Basel Conven-
tion requirements.
Controlling POPs trade. Trade in POPs is allowed only for the purpose of environ-
mentally sound disposal or in other very limited circumstances where the importing
State provides certification of its environmental and human health commitments
and its compliance with the POPs treatys waste provisions.
Allowing limited and transparent exemptions. Most exemptions to the treaty re-
quirements are chemical- and country-specific. There are also broader exceptions for
use in laboratory-scale research; for small quantities in the possession of an end-
user; and for quantities occurring as unintentional trace contaminants in products.
Notification procedures and other conditions apply to exemptions for POPs as con-
stituents of manufactured articles and for certain closed-system site-limited inter-
mediates.
Funding commitments enabling all countries to participate. The ability of all coun-
tries to fulfill their obligations will be integral to the treatys success. The treaty
contains a sensible and realistic financial mechanism, utilizing the Global Environ-
ment Facility (GEF), through which donor countries have committed to assisting de-
veloping countries and transitional economies in meeting their obligations under the
treaty. Adequacy, predictability, and timely flow of funds are essential. The treaty
calls for regular review by the Conference of Parties of both the level of funding and
the effectiveness of performance of the institutions entrusted with the treatys finan-
cial operations.
THE POPS TREATY AS A CAREFUL BALANCE OF INTERESTS
In my view, Mr. Chairman, this is a solid and carefully crafted treaty. But it is
also a treaty that reflects a careful balance of interests achieved through negotiation
and compromise. The U.S. interest, as we articulated it during the negotiations, was
to achieve an ambitious treaty that would address the global environmental damage
caused by POPs, but do so in a way that would be practical, implementable, finan-
cially efficient, and consistent with the fundamental structure of our national ap-
proach to chemical regulation.
40
Other countries had different interests, some similar, some at variance with ours.
The developing countries were neither willing nor able to invest in what to them
was a new environmental priority such as POPs control and remediation without
financial and technical assistance from the developed world. The G77 negotiators
insisted throughout the negotiation on a new financial mechanism, specific to the
Convention, with mandatory assessments. The establishment of the GEF as the
Conventions interim financial mechanism represents a genuine compromise in
which the donor countries committed to provide additional financial resources, but
through a channel with a proven track record and one over which donor countries
exert significant control.
Similarly, the EU and a number of other countries insisted early in the negotia-
tions on a framework for regulating byproducts such as dioxins based on quan-
titative baselines and mandatory percentage reductions. The United States and
some developing countries considered this unrealistically rigid, in view of the highly
varying levels of knowledge regarding dioxin sources in various national contexts
and the even higher variation among countries in the capacity to address such
sources. The framework for dioxin regulation which emerged sets an ambitious goal
of ultimate elimination . . . where feasible, but seeks to reach this goal through
a nationally driven process of inventory, planning, and appropriate regulation,
under guidance from the Convention. This too was a genuine compromise that
should produce real progress in dioxin source reduction in the coming years.
The process of balancing interests and finding a unified way forward was critical
to developing a consensus as to how to add new POPs chemicals to the treaty over
time. All parties clearly recognized that the Convention could not be successful if
it were limited solely to the 12 chemicals already on the POPs list. All parties recog-
nized, and stated, that the Convention was intended to be dynamic rather than stat-
ic. But the question of what scientific and institutional process to use in adding
chemicals to the list was fraught with difficulties and misunderstandings.
For the United States, it was critical that this process be scientifically driven and
not subject to political whim. Some in the U.S. feared that other countries might
be almost cavalier in adding chemicals to the list, and that such an approach would
distort the treaty and distract parties from the strong efforts needed to deal with
the chemicals already on the list.
For some in the EU and elsewhere, it was critical that the process for adding
chemicals not be subject to endless procedural roadblocks. This concern reflected an
anxiety that the affected industries or governments might use procedural challenges
to block the addition of chemicals that would legitimately qualify for the list on sci-
entific grounds, and that this approach would impede the effectiveness of the Con-
vention over time.
The procedure for adding new chemicals which was finally adopted is, once again,
a genuine compromise, but one which, in my view, successfully protects the U.S. in-
terest in every respect. It may be useful to give a short account of the negotiations
on this important issue.
First, the U.S. negotiating team insisted on, and successfully negotiated, the sci-
entific criteria according to which a nominated chemical would be evaluated. These
criteria are contained in Annex D of the Convention. Then we negotiated the process
through which these criteria should be applied, by a scientific screening committee
(the so-called POPs Review Committee or POPRC), working under the supervision
of the Conference of the Parties (the COP). Finally, we negotiated the terms under
which the COP would review the recommendation of this scientific group, the condi-
tions under which the COP could make a decision to add or reject a chemical, and
the procedures for party governments to accept or reject the COPs decision.
The process which emerged is described in more detail in our substantive discus-
sion of the new chemicals provisions. Let me just say here that it offers the United
States the safeguards of rigorous science, a careful review procedure, a high institu-
tional threshold for COP decisions to add chemicals, and the right to reject the addi-
tion of a new chemical, if appropriate. In addition, this compromise also successfully
resolved, at least in this context, the long-running controversy between the United
States and the European Union on the subject of precaution, and did so in a way
which may have useful applications in the future.
CONGRESSIONAL ACTION NEEDED TO IMPLEMENT THE STOCKHOLM CONVENTION
The Congressional action necessary to implement the POPs treaty must come in
two areasfinancial support and implementing legislation.
POPs Financial Support
Negotiators agreed to request that the Global Environment Facility serve as the
treatys principal financial mechanism, on an interim basis. It is WWFs strong view
41
that the GEF must be fully funded in order to provide sufficient resources for devel-
oping countries to begin to eliminate POPs. In order to take on the added responsi-
bility of assisting the global effort to eliminate POPs without robbing its other crit-
ical priorities, the GEF needs to be replenished at a higher level. It will take Amer-
ican leadership to do this. The Administrations $177.5 million FY03 request for the
GEF, including paying a portion of U.S. arrears, is an important first step towards
this goal. We urge the committee to work with the Appropriations Committee to
fully fund the Administrations $177.5 million request, and to allow the President
sufficient flexibility within the request to position the United States to lead efforts
to replenish the GEF at the level necessary.
POPS IMPLEMENTING LEGISLATION
As WWF has not had an opportunity to review the official transmission from the
Administration, our comments will be directed primarily to the Chairmans bill, S.
2118. We would be happy to submit comments on the Administrations bill at a later
date.
S. 2118 amends FIFRA and TSCA (the first amendments to TSCA since its enact-
ment in 1976) to implement both the Stockholm POPs Convention and the Protocol
on POPs to the Convention on Long-Range Transboundary Air Pollution (LRTAP
POPs Protocol). My comments will address primarily the implementing legislation
for the Stockholm Convention.
S. 2118 would provide EPA with the authority to prohibit manufacture of the 12
POPs identified in the Stockholm Convention annexes as well as other POPs subse-
quently added to the Convention. The legislation also includes related provisions
calling on the National Academy of Sciences to develop new methodologies for
screening future POPs candidates.
First and foremost, I would like to address the provisions for adding new chemi-
cals to the treaty. Speaking both as the lead U.S. negotiator and in my capacity for
WWF, I want to emphasize the importance of including the targeted statutory
amendments needed to add other chemicals to the treaty.
The international community envisioned a dynamic instrument that could take
into account emerging scientific knowledge about chemicals beyond the initial 12.
Integral to the treaty is a process for nomination, science-based assessment (includ-
ing risk profiles and risk assessments), and decisionmaking that involves both the
subsidiary POPs Review Committee and the Conference of Parties before a sub-
stance can be added to the treatys annexes. Unless this element of the treaty is
considered to be self-executing, the legal mechanism to eliminate the production,
use, and export of new POPs must be reflected in the implementing legislation. We
applaud Senator Jeffords for including in his bill the critical amendments to TSCA
and FIFRA to regulate subsequent additions.
WWF and other environmental and public health organizations stand alongside
the chemical industry in voicing our support for full implementation. Again to quote
from the American Chemistry Councils letter to Governor Whitman,
ACC believes it is possible to craft appropriate amendments to TSCA and
FIFRA to reflect the treaty additions process . . . . Although we have not yet
seen the Administrations draft implementing legislation, we are confident that
matters concerning the substance selection process can be addressed as nec-
essary in the course of the legislative process.
It is our understanding that both the Jeffords bill and the Administration pro-
posal are based on a legislative proposal crafted by EPA and other U.S. Government
agencies last summer, but the Administration removed these essential provisions for
adding new POPs from its final implementing package.
The Administrations proposal apparently envisions a case-by-case revision of do-
mestic legislation for each POP candidate beyond the initial 12. Such an approach
risks politicizing decisions that would otherwise be based on sound science. More-
over, we find it hard to believe that Congress will be willing or able to repeatedly
reopen domestic laws such as TSCA and FIFRA which have rarely if ever been
amended.
In our view, as I have already mentioned, the Convention as negotiated provides
the U.S. with a great deal of flexibility in deciding whether and how to take domes-
tic action against future POPs:
The international selection process involves input from all countries that are
Parties to the Convention: Article 8 of the Convention provides for the evaluation
and addition of chemicals beyond the initial 12. Upon entry into force, the Con-
ference of the Parties (COP) will establish a Persistent Organic Pollutants Review
Committee (POPRC). Parties will submit chemical nominations to the POPRC,
42
which will evaluate them based on agreed scientific criteria including persistence,
bioaccumulation, long-range transport, and toxicity. The POPRC must prepare a
draft risk profile in accordance with Annex E, to be made available for input from
all Parties and observers. The POPRC will then make recommendations that must
be approved by the entire Conference of the Parties before a nominated chemical
can be added to the treaty as a binding amendment.
The Convention does not automatically obligate the U.S. to eliminate each new
POP that is added internationally: Under Article 22(3) of the Convention, COP-
agreed amendments to add new chemicals become binding upon all Parties, subject
to the opportunity to opt out of such obligations within 1 year. However, there ex-
ists another safeguard under Article 25(4), which was proposed by the U.S., allowing
a Party to declare when ratifying the Convention that it will be bound by new chem-
ical amendments only if it affirmatively opts in via a separate, subsequent ratifica-
tion process. The State Department has indicated that the U.S. will take advantage
of the opt in provision, enabling the Senate to give its advice and consent to the
addition of each new POP in the future.
Including these and other safeguards in the POPs treaty was a major objective
of U.S. negotiators, and one which I believe was fully achieved. At the end of the
long, hard concluding week of negotiations in Johannesburg in December 2000, I
can say that the U.S. negotiators felt extremely pleased with the balance of the trea-
ty, and were fully satisfied with the particular provisions for the addition of new
chemicals. In my view, the Administrations reluctance to include authority to regu-
late new POPsthe so-called 13th POP, and beyondcannot be justified by any
need to add to an already elaborate system of protections. It is also my view that
the absence of such provisions jeopardizes U.S. participation in the Convention, and
will injure the credibility of the United States in this context.
We recognize that broad options exist for regulating additional POPs under U.S.
law. Two major options can be considered for amending TSCA and FIFRA to deal
with future POPs under the Convention. The first option would amend these stat-
utes to allow for automatic regulation of new POPs once the United States opts
in to the corresponding treaty amendments. This option is preferred by environ-
mental and public health NGOs, given the other existing safeguards described
above. The second option, according to Administration officials, would provide that
a rebuttable presumption be given to the COPs decision on a new POP, while pre-
serving the right to make a persuasive case that modified controls are necessary.
From the point of view of an environmental organization, in view of the safe-
guards built into the treaty mechanism itself, it would make sense to make regula-
tion of newly listed POPs automatic, triggered by the governments decision to opt
in to the listing under Article 25(4). While the rebuttable-presumption language
contained in S. 2118 offers the additional reassurance of a domestic process of notice
and comment, which may be attractive for some interests, we would note that
FIFRAs special review and cancellation process, if challenged, generally takes at
least 5 years and often more than 10. This is clearly far too long a period to revisit,
via the procedures set forth in domestic regulations that govern the cancellation
process, a scientific conclusion and policy decision already taken by the government
in its role as a party to the Convention.
One solution to this dilemma might be to amend the cancellation process so that
when a pesticide is listed as a POP, or in the judgment of EPA deserves to be listed
as a POP, the EPAs evidentiary burden would be restricted to proving that the
basic POPs listing criteria applythereby precluding a full FIFRA cost-benefit anal-
ysis. Administrative review would be limited to the data and scientific judgments
supporting EPAs conclusion that the POPs criteria apply to a given pesticide.
In addition, it is important that the legislation ensure the elimination of any
POPs pesticidewhether registered for a formulated end-use product or a technical
materialto enable U.S. compliance with obligations under the POPs treaty. In
other words, each of a pesticides registrationsthe one covering technical mate-
rial, i.e., the pure active ingredient, and the second for end-use products formu-
lated with the addition of inert ingredients (surfactants, emulsifiers, carriers, etc.)
should count as existing registrations even if the pesticide is not being actively
marketed or used in the United States.
In step with the cancellation action (but lagged by about 2 years to allow channels
of trade to clear), whenever a pesticide is listed as a POP, EPA should be directed
to phaseout all tolerances covering food uses of the pesticide. Likewise, listing as
a POP should be enough to trigger EPA revocation of any import tolerances or ex-
emptions. Revocation of a tolerance is the only tool the EPA has to alter how high-
risk pesticides are used outside U.S. bordersand to protect human health inside
the United States. Tolerances set in the United States can serve as de facto global
standards because so many countries depend on access to the U.S. market and be-
43
cause changes in U.S. tolerance levels often trigger changes in the international
Maximum Residue Limits set by Codex.
WWF is undertaking a thorough assessment of these issues as presented in S.
2118, with the intent of assisting the committee in assuring that any changes to
FIFRA and TSCA effectively and efficiently carry out the aims of the POPs treaty.
We would be happy to share that analysis upon completion.
Research Program to Support POPs Convention
WWF is pleased to see that S. 2118 calls for a program of scientific research to
assist the U.S. Government in meeting its obligations under the POPs treaty. The
bill directs the National Academy of Sciences to review scientific models and testing
methods for screening candidate POPs; to propose alternative designs for a global
monitoring program on persistent and bioaccumulative substances; and to rec-
ommend priority POPs chemical substances or mixtures for possible nomination to
the POPRC.
WWF strongly supports these provisions, which are described in Section 107 of
the bill. While not essential to the legislation amending TSCA and FIFRA, the re-
search provisions are a valuable complement to POPs treaty implementation. They
will help ensure that proposals for subsequent additions to the treaty target the
worst offenders and are supported by sound testing methods, risk assessment mod-
els, and environmental monitoring techniques. Carrying out this program of rig-
orous scientific research on POPs places the United States in a strong position not
only to nominate the most appropriate candidates for future POPs but also to ques-
tion any proposed listings that are based on misguided information or inaccurate
data.
The Chairmans bill also very appropriately calls upon the Administrator of EPA
to submit no later than 90 days after enactment of S. 2118 the agencys final expo-
sure and human health reassessment of 2,3,7,8-Tetrachlorodibenzo-p-Dioxin (TCDD)
and related compounds, which are among the most dangerous POPs. In this regard,
less than 2 weeks ago the U.S. General Accounting Office released a report, Envi-
ronmental Health Risks: Information on EPAs Draft Assessment of Dioxins. In its
transmittal letter, the GAO notes that, according to EPA officials, the assessment
will conclude that (p. 1)
dioxins may adversely affect human health at lower exposure levels than pre-
viously thought and that most exposure to dioxins occurs from eating such die-
tary staples as meats, fish, and dairy products, which contain minute traces of
dioxin. These foods contain dioxins because animals eat plants and commercial
feed, and drink water contaminated with dioxins, which then accumulate in ani-
mals fatty tissue.
The GAO report is significant in that it endorses the work undertaken thus far
by EPA and provides a solid basis for the long-awaited reassessment to be expedi-
tiously completed and released. Release of the dioxin reassessment will contribute
important information relevant to actions that may be required to address dioxins
and other unwanted byproducts under the POPs treaty, measures that would ben-
efit citizens in the United States and other countries.
LRTAP POPS PROTOCOL
WWF also supports the inclusion of implementing legislation for the Economic
Commission for Europes Long-Range Transboundary Air Pollution (LRTAP) POPs
Protocol. An outgrowth of scientific findings linking sulfur emissions in continental
Europe to acid deposition in Scandinavian lakes, LRTAP was the first legally bind-
ing agreement to address air pollution problems on a broad regional basis. Parties
to LRTAP include the United States, Canada, and Western and Eastern European
countries including Russia.
The LRTAP POPs Protocolthe first legally binding multi-lateral instrument on
POPswas added in 1998. It targets 16 substances including the 12 POPs chemi-
cals plus chlordecone, hexabromobiphenyl, and hexachlorocyclohexane (including lin-
dane). It also includes obligations to reduce emissions of polycyclic aromatic hydro-
carbons (PAHs) whichas with other byproduct chemicalsdo not require changes
to TSCA or FIFRA. Although the LRTAP POPs Protocol includes more chemicals
than the POPs treaty, it is not a replacement. LRTAP deals with transmission of
POPs through only a single medium (air); confines its reach to northern, largely Eu-
ropean countries; and does not address many of the issues involving developing
countries.
To date, eight countries have ratified the LRTAP POPs Protocol out of 15 needed
for entry-into-force. WWF would welcome U.S. participation in these regional efforts.
Given POPs global reach, however, a realistic and comprehensive solution needs to
44
include developing countries as well. The United States and other donor countries
must assist the developing world in coming to grips with the POPs problemand
the global POPs treaty is the ideal vehicle through which to do this.
ROTTERDAM CONVENTION ON PRIOR INFORMED CONSENT
We are pleased to see that the Administration has bundled the Rotterdam PIC
Convention in its implementing legislation alongside the POPs treaty and the
LRTAP POPs Protocol. The PIC treaty alerts governments as to what chemicals are
banned or severely restricted, by which governments, and for what reasons. The cor-
nerstone of the treaty is prior informed consent, a procedure that enables Parties
to review basic health and environmental data on specified chemicals and to permit
or refuse any incoming shipments of those chemicals. Each Partys decisions are dis-
seminated widely, allowing those countries with less advanced regulatory systems
to benefit from the assessments of those with more sophisticated facilities. Insti-
tuting PIC is a critical first step in the process of improving chemical management
capacity.
The PIC treaty includes provisions for:
alerting countries when there is an impending import of a chemical which has
been banned or severely restricted in the exporting country;
labeling hazards to human health or the environment; and
exchanging information about toxicological findings and domestic regulatory ac-
tion.
Ultimately the Rotterdam Convention will replace the voluntary PIC procedure,
which has been operated by UNEP and FAO since 1989. Governments have elected
to follow the new PIC procedures during this interim period before the Convention
enters into force.
The PIC treaty makes an important contribution to global chemicals management
by drawing attention to those substances causing the greatest harm, disseminating
that information, and facilitating national decisionmaking on chemical imports. To
date, the Convention has 20 Parties out of 50 required for entry into force. As with
the POPs treaty, WWF would like to see the United States ratify PIC prior to the
Johannesburg Summit, and we therefore support the Bush administrations decision
to bundle PIC for the purpose of Senate advice and consent and implementing leg-
islation.
Many of the POPs-, LRTAP-, and PIC-related legislative provisions are inter-re-
lated. WWF would be happy to work with E&PW staff to help ensure that the im-
plementing legislation facilitates rather than hinders the efficient working of these
laws.
In closing, we wish to applaud Chairman Jeffords and committee staff for the
hard work and initiative that went into introducing this legislation. Full implemen-
tation of these agreements is essential to protecting the American people from the
threat of POPs and other toxic substances.
Thank you for the opportunity to testify today. I would be happy to answer any
questions.
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49
STATEMENT OF MICHAEL WALLS ON BEHALF OF THE AMERICAN CHEMISTRY COUNCIL
I. INTRODUCTION
The American Chemistry Council (ACC) is pleased to provide its strong support
for the Stockholm Convention on Persistent Organic Pollutants (POPs), and the
treatys reasonable implementation into U.S. law. The Council and its members urge
the Senate to provide advice and consent to U.S. ratification of the Stockholm Con-
vention as soon as possible, and to approve the necessary statutory changes in short
order.
The Council is the national trade association whose member companies represent
more than 90 percent of the productive capacity for basic industrial chemicals in the
United States. ACC members represent an industry on the cutting-edge of techno-
logical innovation and progress, whose products provide significant benefits to every
sector of the global economy. The industry has been engaged in the international
discussions about persistent organic pollutants (POPs) for many years, and it has
a significant interest in seeing a globally harmonized approach to controls on POPs
releases.
The chemical industrys support for the Stockholm Convention lies in several sim-
ple points.
The industrys support of the Stockholm Convention is based on our commit-
ment to product stewardship, including our goal of preventing health and environ-
mental damage in the manufacture and use of chemical products. Our industrys
product stewardship commitment is an integral part of our Responsible Care pro-
gram, which is now being implemented by the chemical industry in more than 42
countries.
The Stockholm Convention is the culmination of many different initiatives by
both industry and governments to address the concerns about persistent organic pol-
lutants. It is the next best step to assure that governments around the world take
appropriate measures to control the manufacture, use and disposal of POPs and to
reduce unwanted POPs emissions.
The Convention adopts a risk-based, science-justified approach to considering
possible additions to the list of chemicals. It is an approach entirely consistent with
long-standing U.S. law and practice, and one that will lead to appropriate controls
on those POPs chemicals that pose global threats.
II. GENERAL COMMENTS
The U.S. chemical industrys work on the POPs issue began shortly after the Rio
Summit on Environment and Development, in 1992. We worked with the Intergov-
ernmental Forum on Chemical Safety (IFCS) in its effort to map the best ap-
proaches to dealing with POPs, particularly in discussions on criteria for identifying
potential POPs. The industry also participated in the negotiations sponsored by the
U.N. Economic Commission for Europe (UNECE) and the North American Commis-
sion on Environmental Cooperation (NACEC) as those regional POPs programs were
developed and implemented.
We were visible and positive participants throughout the negotiations that led to
the Stockholm Convention, including the Expert Working Groups that met to con-
sider and recommend criteria for identifying future POPs. The global chemical in-
dustry was an early and consistent supporter of improved international controls on
persistent organic pollutants.
ACCs efforts were not limited to the international level. In 1995, ACCs Board
of Directors approved a new policy on persistent, bioaccumulative and toxic sub-
stances (the class of chemicals of which POPs are a subset). The policy recognized
that due to their physical and chemical properties, POPs substances should receive
priority attention in industry risk characterization, risk management, and pollution
prevention programs. POPs substances represent a very small percentage of chemi-
cals in commerce in the United States, and indeed none of the UNEP product POPs
are manufactured in the United States.
The American Chemistry Council believes that it is critical for the United States
to continue its longstanding leadership role in the global effort to address the risks
posed by POPs emissions. In order to continue in that role, however, the United
States must be a full Party to the treaty. In ACCs view, the United States should
be one of the first 50 countries ratifying the Stockholm Convention. As an original
ratifying Party, the United States will be able to leadand appropriately influ-
encethe development of procedures necessary to implement the treaty at the inter-
national level. The U.S. governments ability to influence the further development
and implementation of the treaty at the international level requires, simply, full
U.S. participation in the agreement.
50
III. THE STOCKHOLM CONVENTION ON PERSISTENT ORGANIC POLLUTANTS
Two proposals have been tabled to implement the obligations of the Stockholm
Convention in U.S. law, Senator Jeffords bill (S. 2118), and an Administration pro-
posal. The core implementing provisions of both approaches are substantially simi-
lar, but each raises important concerns.
Both approaches raise important questions about the status of chemicals on the
UNECE POPs Protocol list that are not addressed under the Stockholm Convention.
Despite the fact that the Protocol and Convention contemplate several similar re-
strictions on listed chemicals, the draft implementing proposals suggest significantly
different approaches to the process under each of the agreements.
Both S. 2118 and the Administrations draft attempt to limit the use of informa-
tion not submitted in the notice and comment processes that accompany the consid-
eration of new chemicals under the UNECE Protocol and the Stockholm Convention.
That limitation is not justified. At the early stages of the international listing dis-
cussions it cannot be determined what regulatory consequences the listing will have,
or indeed whether a nominated chemical will in fact be added to the POPs list. The
U.S. negotiating team should have access to information about the production, im-
port, export and/or use of a nominated chemical. ACC believes there will be suffi-
cient incentive for interested commercial entities to produce information on nomi-
nated chemicals without the need to limit the use of the information in any subse-
quent regulatory action.
Both approaches establish a continual reporting obligation on manufacturers un-
less EPA decides otherwise or the international decisionmaking process is con-
cluded. It is not clear what benefit is expected from the continuing obligation to re-
port or how it relates to the Agencys work with respect to POPs substances. Again,
we believe commercial entities with an interest in a nominated chemical will have
sufficient incentive to provide EPA and other U.S. negotiators appropriate informa-
tion about the chemical without a continuing reporting obligation under Section 8
of TSCA.
As noted earlier, ACC has long recognized that the Stockholm Convention con-
templates the addition of other POPs. We believe that U.S. implementing legislation
should reflect that process. We also believe that there are a number of options avail-
able that could address both the Senates constitutional prerogative regarding treaty
amendments and Congress interest in practical changes to statutory requirements.
51
We have attached a copy of correspondence ACC sent earlier this year to EPA Ad-
ministrator Christine Todd Whitman, which outlines our view that the issue of addi-
tions can be addressed in implementing legislation.
ACC is also concerned that S. 2118 addresses matters that are not strictly related
to the obligations and responsibilities established by the Stockholm Convention.
These provisions raise concerns about U.S. acceptance of the internationally accept-
ed criteria for identifying POPs, and the possible duplication of existing EPA pro-
grams on persistent, bioaccumulative and toxic substances (PBTs), among others. In
order to assure that the Senate can approve the Convention and the implementing
package as soon as possible, we believe it critical that the legislation address only
those issues required by the treaty.
The American Chemistry Council believes that U.S. implementation of the Stock-
holm Convention should be guided by certain principles. In brief, these principles
are:
Full implementation of the Conventions obligations in U.S. law, through appro-
priate amendments to the Toxic Substances Control Act (TSCA) and the Federal In-
secticide, Fungicide and Rodenticide Act (FIFRA).
TSCA and FIFRA amendments that are narrowly drawn to implement only the
obligations imposed by the Stockholm Convention.
TSCA and FIFRA amendments that focus on the specific measures required by
the Stockholm Convention, and which avoid the possibility of confusion or com-
plexity with respect to U.S. implementation. There is ample precedent for the imple-
mentation of U.S. treaty obligations in this manner.
V. IMPLEMENTATION OF THE ROTTERDAM CONVENTION ON PRIOR INFORMED CONSENT
ACC also supports Senate advice and consent to ratification of the Rotterdam
Convention on Prior Informed Consent. This Conventionnegotiated on the basis of
a very successful government-to-government information exchange systemalso re-
quires amendments to TSCA and FIFRA if the United States is to fully implement
the treaty. Because the Rotterdam Convention requires these amendments, ACC be-
lieves it makes sense to include appropriate implementing language in the same leg-
islation designed to implement the Stockholm Convention.
VI. CONCLUSION
Article Requirement
Art. 3.1Measures to reduce/elimi- (a) Prohibit and/or eliminate production, use, import and export of Annex A chemi-
nate exposures from intentional cals, subject to Annex A provisions. (b) Restrict production and use of Annex B
production and use. chemicals.
Art. 3.2 .............................................. (a) Permit import only for the purposes of (1) environmentally sound disposal or (2)
for a permitted use under Annex A or B. (b) Permit export only for the purposes of
(1) environmentally sound disposal, (2) to a State Party for permitted use, or (3)
to a non-State Party upon identification of the use and certification that the non-
State Party is committed to minimizing releases, has developed strategies to deal
with related wastes, and notify WHO about DDT uses. (c) Prohibit the export of
Annex A chemicals for whichproduction or use exemptions are no longer in effect,
except for environmentally sound disposal.
Art. 3.3 .............................................. Parties with new chemical and pesticide assessment regimes shall take regulatory
measures with the aim of prevent the production and use of new chemical or
pesticide POPs.
Art. 3.4 .............................................. Parties with chemical and pesticide assessment programs shall take into account
the Annex D paragraph 1 criteria when conducting assessments of existing uses.
Art. 3.5 .............................................. Excludes laboratory scale research and reference standards from the regulatory
measures imposed under Article 3.
52
Stockholm Convention on Persistent Organic PollutantsContinued
Obligations of the Parties to be Implemented in U.S. Law
Article Requirement
Art. 3.6 .............................................. Parties shall take appropriate regulatory measures to assure that human and envi-
ronmental exposures from exempted production and use are minimized.
Art. 4Register of specific exemp- Assumes national measures to extend, withdraw or further restrict exempted produc-
tions. tion and use when the five-year exemption period expires.
Art. 5Measures to reduce or Parties to take the following minimum measures to reduce emissions of by-product
eliminate releases from uninten- POPs from anthropogenic sources with the goal of minimizing those emissions
tional production. and where feasible, to eliminate them. (a) develop a national (or regional) action
plan (NAP) within 2 years to identify, characterize and address the release of by
product POPs; (b) promote available, feasible and practical measures to achieve
release reduction or source elimination; (c) promote and where appropriate require
the development and use of substitute materials, products and processes that
prevent the formation and release of by-product POPs; (d) promote and in accord
with the NAP require implementation of best available technology for new sources
within source categories meriting such an approach. BAT requirements to be im-
plemented as soon as possible but within 4 years. Parties shall promote best en-
vironmental practices for identified source categories; (e) promote for existing
source categories, in accordance with NAP, BAT and BEP, and for new sources not
addressed in subparagraph (d);
Art. 6Measures to reduce or Parties to ensure that stockpiles consisting of or containing Annex A or B chemicals
eliminate releases from stockpiles and wastes, and products contaminated with Annex A, B, or C chemicals upon
or wastes. becoming wastes are managed in a manner protective of human health or the
environment, by (a) develop strategies for identifying covered stockpiles and
wastes; (b) identify relevant stockpiles by employing the strategies; (c) manage
stockpiles in a safe, efficient and environmentally sound manner; (d) (1) take ap-
propriate measures to assure that stockpiles and wastes are handled, transported
and stored in an environmentally sound manner, (2) disposed of in a way that
the POP content is destroyed or irreversibly transformed or otherwise disposed of
in an environmentally sound mannerand (3) POPs are not permitted to be recy-
cled, reclaimed or reused, not transported across international boundaries except
in accord with existing international standards and rules. (e) endeavor to develop
appropriate strategies for identifying site contaminated with Annex A, B or C
chemicals and if remediated, to do so in an environmentally sound manner.
Art. 7Implementation Plans .......... (1) Each Party shall develop plan to implement its obligations under the treaty,
transmit it to other parties within 2 years, and review and update the plan on a
periodic basis. (2) In developing plans, Parties shall cooperate and consult with
other stakeholders. (3) Parties shall endeavor to integrate POPs plans with sus-
tainable development strategies.
Art. 9Information Exchange .......... Parties shall facilitate or undertake the exchange of information relevant to reduc-
tion and/or elimination of POPs production, use and release; and on alternatives,
including their risks and socio-economic costs.
Art. 10Public information, aware- Each Party shall within its capabilities promote and facilitate awareness and infor-
ness and education. mation on POPs (particularly health effects), public access to information on
POPs, and training.
Art. 11Research, development and Each Party shall within its capabilities encourage and/or undertake appropriate re-
monitoring. search, development and monitoring programs, including support for national pro-
grams, intergovernmental research.
Art. 12Technical assistance ......... Parties shall cooperate to provide timely technical assistance to developing coun-
tries.
Art. 13Financial resources and Each Party undertakes to provide, consistent with its capabilities, financial support
mechanisms. and incentives with respect to implementation of the treaty. Developed country
Parties shall provide new and additional financial resources to developing coun-
tries and countries with economies in transition to meet the full incremental
costs of implementation measures.
Art. 15Reporting ........................... Each Party shall report to the Conference of the Parties on its implementation meas-
ures, statistical data on the amount of Annex A and B chemicals produced, im-
ported and exported, and (to the extent practicable) a list of States importing or
exporting such chemicals.
53
Stockholm Convention on Persistent Organic PollutantsContinued
Obligations of the Parties to be Implemented in U.S. Law
Article Requirement
Art. 25.4Ratification, acceptance, Permits Parties to clarify in its instrument of ratification that with respect to
approval or accession. amendments to annexes, no amendment will be effective as to that Party except
upon deposit of an instrument of ratification, acceptance, approval or accession.
Assuming a Party wishes to utilize this clarification, some national process for
making such opt-in decisions should be addressed.
1 Schecter A et al. 2001. Intake of dioxins and related compounds from food in the U.S. popu-
lation. Journal of Toxicology and Environmental Health (Part A) 63:101118.
2 Brouwer A et al. 1999. Characterization of potential endocrine-related health effects at low-
dose levels of exposure to PCBs. Environmental Health Perspectives 107 (Suppl. 4): 639649.
3 Jacobson JL and SW Jacobson. 1996. Intellectual impairment in children exposed to poly-
chlorinated biphenyls in utero. New England Journal of Medicine 335:783789.
4 Rogan WJ et al. 1988. Congenital poisoning by PCBs and their contaminants in Taiwan.
Science 241:334338.
5 Patandin S et al. 1999. Effects of environmental exposure to polychlorinated biphenyls and
dioxins on cognitive abilities in Dutch children at 42 months of age. Journal of Pediatrics
134(1):3341.
6 Markowski VP et al. 2001. Altered operant responding for motor reinforcement and the de-
termination of benchmark doses following perinatal exposure to low-level 2,3,7,8-
tetrachlorodibenzo-p-dioxin. Environmental Health Perspectives 109(6):621627.
7 Faqi AS et al. 1998. Reproductive toxicity and tissue concentrations of low doses of 2,3,7,8-
TCDD in male offspring rats exposed throughout pregnancy and lactation. Toxicology and Ap-
plied Pharmacology 150:383392.
55
ance to infections. It has been suggested that this is one of the most sensitive toxi-
cological outcomes for dioxin exposure, for example. A study of Dutch preschool chil-
dren has linked prenatal and lactational exposure to PCBs and dioxins to increased
susceptibility to infectious diseases lasting into childhood.8
THE ADDITION OF FUTURE POPS IS AT THE HEART OF THE STOCKHOLM CONVENTION
While the Stockholm Convention begins with an initial list of 12 POPs, including
those I have mentioned, it is by no means limited to that list. From the very start
of the negotiations, the international community envisioned a dynamic instrument
that could take into account emerging scientific knowledge about chemicals beyond
the initial 12. In a series of intersessional meetings during the treaty negotiations,
an experts group hammered out a set of science-based screening criteria for POPs
that was incorporated into the final agreement. In short, the addition of POPs be-
yond the initial 12 was not an afterthought.
Indeed, the final convention spells out the science-based process for evaluating
and adding POPs quite clearly in Article 8. Upon entry into force, the Conference
of the Parties (COP) will establish a Persistent Organic Pollutants Review Com-
mittee (POPROC). Parties will submit chemical nominations to the POPROC, which
will evaluate them based on agreed scientific criteria including persistence, bio-
accumulation, long-range transport, and toxicity. The POPROC must prepare a draft
risk profile in accordance with Annex E, to be made available for input from all Par-
ties and observers. The POPROC will then make recommendations that must be ap-
proved by the COP before a nominated chemical can be added to the treaty as a
binding amendment. The U.S. has reserved the right to opt-in to each amendment
via a separate, subsequent ratification process.
It is worth noting that the universe of POPs that might be added to the Stock-
holm Convention over the long term is not vast. Application of the science-based cri-
teria set out in the treaty is likely to result in the addition of a few dozen additional
POPsnot hundreds or thousands.
S. 2118 CONTAINS A WORKABLE MECHANISM FOR ADDING POPS
The U.S. has long been at the forefront of global efforts to protect the environ-
ment and public health. This country led the world, for example, in phasing out the
use of DDT and leaded gasoline. In implementing the Stockholm Convention, the
U.S. must continue to play a leadership role. S. 2118 will facilitate U.S. leadership
in meeting the obligations of the Stockholm Convention in several important ways.
For example, the legislation would require EPA to contract with the National Acad-
emy of Sciences (NAS) to undertake a major POPs study. This comprehensive re-
search program outline in the bill is designed to screen chemicals using the Stock-
holm Conventions POPs criteria, identify priority POPs for possible nomination to
the POPROC, and develop a monitoring strategy for persistent and bioaccumulative
substances. This NAS study, along with the related requirement that EPA develop
and submit to Congress a comprehensive strategy to reduce the publics exposure
to persistent, bioaccumulative toxic substances, will enable the U.S. to be a
proactive participant to the Stockholm Convention. Indeed, it will position the
United States to lead the world in utilizing a science-based process to identify and
take action against future POPs, rather than merely reacting to international pres-
sure.
Finally, S. 2118 would require EPA to submit to Congress, within 90 days of its
enactment, the agencys final dioxin reassessment. This document has been in devel-
opment for more than 10 years, and represents the state-of-the-science on dioxin
and related POPs. Many organizations and agenciesincluding the EPA itself
have been waiting for its release to guide policy actions to phaseout this most toxic
of POPs. The long-awaited release of this document will serve as a jumping off point
for the U.S. to meet its long-term obligation of dioxin elimination under the Stock-
holm Convention.
CONCLUSION
The announcement by President Bush of his intention to sign and ratify the
Stockholm Convention more than a year ago received unprecedented support from
the public interest community, the chemical industry, and Members of Congress on
both sides of the aisle. This important treaty continues to offer a rare opportunity
to achieve consensus in the environmental policy arena.
The ratification and full implementation of the Stockholm Convention is of utmost
importance to PSR. In addition, numerous groups and constituencies not rep-
resented here todayincluding environmental, public health, consumer, and indige-
nous organizations across the countryshare our hope that the treaty can be rap-
idly ratified and fully implemented, and can be claimed as a victory by all. It is now
up to this committee and the Congress as a whole to strive for such an outcome.
We look forward to working with you to reach it.
Thank you for your attention, and I will be pleased to answer any questions you
may have.
Our industry looks forward to the opportunity to fully support implementing legis-
lation to accompany the POPs and P1C agreements. We are committed to work with
this committee to ensure that these agreements are fully implemented, without un-
intended consequences, and offer the following recommendations:
General
We fully support enactment of POPs implementing legislation (S. 2118) con-
sistent: with POPs and PIC international agreements. In our analysis, the proposed
POPS legislation could result in U.S.-registered pesticides being removed from do-
mestic use, which is not consistent with our understanding of what is called for in
the Conventions. We would welcome the opportunity to work with the committee on
clarification.
Safety Standards
We believe that if a pesticide does not meet FIFRA standards and is not eligible
for EPA registration, then the U.S. should be authorized to support its inclusion on
the international POPs and PIC lists. Health and environmental protections under
FIFRA warrant that pesticides meeting FIFRA safety standards for registration in
the U.S. should be ineligible for U.S. support for inclusion on the international
POPs or PIC list.
EPA
We support EPA as the pre-eminent pesticide regulatory agency that recognizes
the risks of pesticides and the beneficial role pesticides play in protecting human
health and the environment and providing for a safe and abundant food supply. U.S.
65
decisions on POPS and PIC; pesticides should be based on EPA expertise and regu-
latory responsibility, with input from other Federal agencies as appropriate.
SUMMARY
OCEANA,
Juneau, Alaska, May 10, 2002.
Senate Committee on Environment and Public Works,
Washington, DC.
DEAR COMMITTEE MEMBERS: Tiffany Prather, staff to the Senate Committee on
Environment and Public Works contacted me regarding your hearing on Persistant
Organic Pollutants and related legislation. I am submitting the attached document,
Contaminants in Alaska, pertaining to contaminants and Persistant Organic Pol-
lutants in the Arctic.
This document reflects the importance of this matter regarding the health of our
great nations oceans and watersheds in the Arctic. Further this illustrates the
threat that Persistant Organic Pollutants have to Alaskans, in particularly and
86
most immediately to the indigenous people of the Arctic region. Clearly, all Ameri-
cans are at risk to known and future Persistant Organic Pollutants.
The recent May 7th report of an orca, found dead on the Olympic Peninsula, is
the same whale species found in Alaska waters. The high level of the Persistant Or-
ganic Pollutants found in the orca, by scientists of the National Marine Fisheries
Service, is a red alert to the urgency of this matter.
Please, allow me to enter this document into the record. I urge you to take action
to protect us, our Arctic, and oceans from currently known Persistant Organic Pol-
lutants, as well as, those yet to be identified and listed. Thank you for this oppor-
tunity and any future opportunities to meet with your committee on this very ur-
gent matter.
Sincerely,
JIM AYERS,
Director.
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