Restricted Joint Chiefs of Staff Manual 3314.01A Intelligence Planning PDF
Restricted Joint Chiefs of Staff Manual 3314.01A Intelligence Planning PDF
Restricted Joint Chiefs of Staff Manual 3314.01A Intelligence Planning PDF
CHIEFS OF STAFF
MANUAL
INTELLIGENCE PLANNING
a. This manual applies to the Joint Staff, Services, CCMDs, and Defense
Intelligence CSAs. It is distributed to other agencies for information.
b. This manual will be followed except when, in the judgment of the CCDR,
exceptional circumstances dictate otherwise. This manual will take precedence
if conflicts arise between it and Service publications.
c. Guidance contained in this manual does not preclude the Joint Staff,
CCMDs, Services, and Defense Intelligence CSAs from conducting collaborative
intelligence planning for CCDR plans or operations not tasked in reference p,
reference h or CAP directives.
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(5) Support Joint Staff Joint Combat Capability Assessments (JCCA) for
JSCP-tasked plans.
(8) Co-chair IPSGs which determine the scope and level of intelligence
planning support for each assigned top priority planning effort and manage
NISP production process when applicable.
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(12) Represent and advocate CCMD intelligence interests to the Joint
Staff, OSD, and the ODNI.
d. Combatant Commands
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(3) To the extent possible, identify and prioritize anticipated collection
and all-source intelligence production tasks for all phases of supported plan(s).
(7) In accordance with reference k, the CCDR, via the CCMD J-2, will
request the development, staffing, and production of NISPs through the JS J-2.
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f. Explains how intelligence requirements are developed to support the
commander's operational objectives and campaign Intermediate Military
Objectives (IMOs) and through intelligence support to assessments enable the
CCDR's decision advantage.
CURTIS M. SCAPARROTTI
Lieutenant General, U.S. Army
Director, Joint Staff
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Enclosures:
A - The Intelligence Planning Process
B - National Intelligence Support Plan Development Process
C - Intelligence Planning in Support of Campaign Plans
D - Intelligence Planning in Support of Crisis Action Planning
E - Federated Targeting Support
F - Capability Assessments
G - CCMD J-2 Staff Estimate Format
H - NISP Base Plan Format
I - Functional Support Plan Format
J - PRMx Format
K - CRMx Format
L - Requirements Examples
M - References
GL - Glossary
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DISTRIBUTION
Copies
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TABLE OF CONTENTS
Page
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ENCLOSURE G COMBATANT COMMAND J-2 STAFF
ESTIMATE PROCESS......................................................................... G-1
Purpose .................................................................................................. G-1
Initial J-2 Staff Estimate ........................................................................ G-1
Revised J-2 Staff Estimate ...................................................................... G-1
Final J-2 Staff Estimate .......................................................................... G-1
Use of the J-2 Staff Estimate .................................................................. G-2
Sample J-2 Staff Estimate Format .......................................................... G-2
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FIGURE Page
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ENCLOSURE A
2. IP Overview
a. IP Guiding Principles
(3) IP levels of effort and required products mirror the level of detail and
purpose of the plan they support.
A-1 Enclosure A
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specified in reference k, the IPSG will determine appropriate NISP development
levels of detail.
3. IP Output
A-2 Enclosure A
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(3) Defense Intelligence Enterprise supporting plans
A-6 Enclosure A
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response to CCMD capability requests and identify knowledge gaps, capability
shortfalls, and mitigation strategies. A NISP consists of four primary
components: the NISP Basic Plan, prioritized requirements for production and
collection support (i.e., PRM and CRM), capability assessments performed
against these requirements, and FSPs. Refer to Enclosure B for NISP
development procedures, Enclosure I for the NISP format, and Enclosure J for
the FSP format.
A-7 Enclosure A
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a. Operational Activities
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towards the achievement of operational objectives and make decisions
regarding the allocation of resources or the conduct of operations to ensure the
mission remains focused on the end state.
(4) Plan Assessment. During Plan Assessment, the CCDR refines the
complete plan while supporting and subordinate commands, Services, and
supporting agencies complete their plans for review and approval. All
commanders continue to develop and analyze branches and sequels as
required. The CCDR and the Joint Staff continue to evaluate the situation for
any changes that would trigger decisions to refine, adapt, terminate, or execute
(RATE) the plan. If required, the CCDR will brief the Secretary of Defense
during IPR-R (Plan Assessment). This plan assessment IPR will address
modifications and updates to the plan based on assessments of the situation
and the plans ability to achieve military end states. A key result of this IPR is
dialog with the Secretary of Defense regarding the direction of future planning,
and a RATE recommendation. Plan refinement continues on a regular basis as
circumstances related to the contingency change. Planners frequently adjust
the plan based on evolving commanders guidance, results of force planning,
support planning, deployment planning, shortfall identification, or revisions to
intelligence assessments and estimates highlighting changes to the operational
environment or to adversary capabilities and intentions. Plan refinement
continues even after execution begins with changes typically transmitted in the
form of fragmentary orders (FRAGOs).
5. The IP Process
A-10 Enclosure A
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A-11 Enclosure A
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anticipated shortfalls; CSA and Service Intelligence Center estimates as
requested or appropriate for federated support; the Annex B to a campaign or a
contingency plan; and, when appropriate, a NISP. Additional outputs of this
LOE may include intelligence resource demand signals articulated through the
CCDRs Integrated Priority List (IPL), Concepts of Collection Operations, Force
Readiness Reporting, or RFF messages. Activities along this LOE are
continuous and typically conducted internal to the command as facilitated by
an IPT led by CCMD intelligence planners who participate directly in joint
operation planning and assessment B2C2WG. To effectively integrate national-
level intelligence support, activities along this LOE are performed ICW CSA and
Service component LNOs, DNI representatives, or the IPSG.
(c) The Red Team should review products that result from the
CCMDs JIPOE process as well as other externally generated intelligence
products in order to offer alternative assessments.
A-12 Enclosure A
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(2) IP activities along IP LOE # 2: Planning Intelligence Operations
(c) To generate the J-2 Staff Estimate, the IPT, ICW representatives
from Service component or subordinate Joint Force Commanders, identifies
and analyzes intelligence capabilities under COCOM authority available to
support the execution of the plan. For contingency plans, this may include
assigned and apportioned forces. For ongoing operations and steady-state
campaign plans this may include assigned and allocated forces. CSA LNOs
may also contribute to the CCMDs J-2 Staff Estimate by providing their initial
supportability estimates for consideration early in the planning process.
Conducting this analysis for ongoing operations, steady-state campaigns, and
CAP may inform requests for additional forces.
A-13 Enclosure A
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A-14 Enclosure A
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(f) Considering the identified intelligence gaps relevant to the
planning effort and recognizing the uncertainties in analytical conclusions,
intelligence planners, in collaboration with the appropriate B2C2WG, may
nominate additional planning assumptions and initial PIR for validation during
the current planning cycle. Upon consolidation by the J-2 and approval by the
CCDR, initial PIRs are then passed to the IPT for action and coordination with
appropriate mission managers. If left unanswered prior to the completion of
Plan Development, initial PIR should be considered by the J-2 for update and
presentation to the commander as a part of the final CCIR to be monitored
during Plan Assessment to inform RATE decisions.
A-15 Enclosure A
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(c) Theater-level and below intelligence planners will also
participate in COA Comparison by determining intelligence governing factors
and highlighting the advantages and disadvantages of each friendly option from
an intelligence supportability perspective.
(c) The CCMD intelligence planner revises the J-2 Staff Estimate,
capturing additional factors unique to each of the proposed friendly COAs,
which may limit the employment of intelligence capabilities. Once identified,
the CCMD intelligence planner ensures these factors are considered during
COA Comparison.
(f) If required, the IPT will use PIRs, EEIs, their associated
indicators, and anticipated SIRs to then generate a PRMx and a CRMx.
(g) The J-2 Staff Estimate process culminates with the CCMDs
collection and production capability assessments performed against anticipated
requirements entered on the CRMx and PRMx, respectively, as appropriate.
(h) Based on the CCMD J-2 Staff Estimate and in accordance with
reference k, the CCMD J-2 will determine whether a NISP is required and will
request IP support from the JS J-2 to initiate NISP development. The JS J-2 is
responsible for publishing a message announcing the NISP effort and
A-16 Enclosure A
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requesting points of contact from the relevant communities of interest.
Collaboration between the CCMD, JS J-2, CSAs, and Service intelligence
centers is encouraged and can occur at any time during the planning process.
However, the NISP process begins in earnest after the CCMDs initial draft PRM
and Concept of Collection Operations (with CRMx) are reviewed by the IPSG
and refined as required.
(b) The CCMD J-2 may also provide analytical support and input to
other portions of the plan, to include Annex H, Meteorological and
Oceanographic Operations (METOC), and other annexes as required.
(a) The IPTs lead intelligence planner develops the basic Annex B
that outlines the intelligence mission, concept of intelligence operations, PIRs,
and guidance for how collection, processing & exploitation, analysis &
production, dissemination & integration, and evaluation & feedback will be
performed during execution. The Annex B also details the communications
and intelligence systems architecture and specifies tasks to subordinate
intelligence organizations and requirements for external support.
A-17 Enclosure A
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(e) If the plan will be supported by a NISP, the lead intelligence
planners from JS J-2 and the CCMD J-2 will co-chair the IPSG and lead the
NISP development, production, completion, staffing, and approval process. For
more information on NISP development, see Enclosure B.
(b) Normally, the J-3 and the J-5, assisted by the J-2, are
responsible for coordinating assessment activities. Intelligence assessments of
the current situation provide the means for intelligence analysts (including Red
Teams) to draw conclusions of a potential future situation and estimate the
next series of adversary COAs. In so doing, CCMD intelligence planners
coordinate with analysts to revise and maintain a running Intelligence Estimate
to facilitate continuous planning across multiple horizons. These planning
horizons are tailored by the command to best suit the conduct of operations.
For the purpose of assessing steady-state campaign plans, the planning
horizons specified in the CJA are: near-term (0-2 years), mid-term (3-8 years),
and long-term (9-20 years). See Figure 7.
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reflect progress towards the achievement of an objective, unfavorable indicators
reflect regression and could provide warning of a potential crisis and the need
to execute a branch plan. For more information on the relationships between
the CCIR process and the assessment process and continuous planning during
execution, refer to reference f.
(b) Upon completion of the NISP, the CCMD J-2 validates selected
preplanned collection and production requirements and enters them into the
appropriate requirements tasking system such as the Community Online
Intelligence System for End Users and Managers (COLISEUM) and the National
SIGINT Requirements Process (NSRP). Future IP Tool spiral development will
facilitate the dynamic modification and validation of preplanned requirements
for automated submission through appropriate tasking systems. Results of
these tasks are used to update a variety of intelligence products used to inform
RATE. For additional information on steady-state intelligence operations, refer
to Chapter III, reference b.
(d) The CCMD JIOC will monitor the execution of Defense Intelligence
tasks assigned to supporting organizations and will coordinate with JS J-2 to
ensure satisfaction of requirements specified in the FSPs. CCMD intelligence
planners will maintain a running J-2 Staff Estimate and, if required, update
their capability assessments against new collection and production
requirements.
(e) If a NISP has been produced, the IPSG will coordinate periodic
assessment conferences and events as required. These venues provide the
opportunity for:
(f) The CCMDs running J-2 Staff Estimate and National-level collection
and production capability assessments will also support JCCA processes and
should be used to inform CCMD risk, readiness posture, IPLs, and other
processes and products within the JSPS used to inform the acquisition and
development of joint capabilities. For additional information on the JSPS, refer
to reference g.
7. IP Governance
A-22 Enclosure A
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ENCLOSURE B
1. Purpose. This enclosure details the steps required to develop, staff, and
approve NISPs. It is based on best practices and is intended to serve as a guide
with options that allow the process to be tailored to meet specific CCMD
requirements and circumstances.
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The FSP also identifies critical information gaps, intelligence capability
shortfalls, and mitigation strategies, in support of the CCMD mission.
3. NISP Initiation
4. Requirements Development
B-2 Enclosure B
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5. NISP Planning Conferences
a. The IPSG will determine the number and type of NISP planning
conferences and SVTCs required for each planning effort and include them in
the POA&M. There is no fixed number of conferences required for NISP
development; the number will vary depending on the nature of the plan, the
location of the CCMD, time available, and other factors. The IPSG will
determine the duration, timing, location, participants, agenda, and desired
outcomes for each conference. It should be stressed that the majority of the
NISP development effort occurs offline and that NISP Planning conferences
(whether conducted in person or virtually) are not intended to serve as the
primary planning venues. NISP planning conferences should be scheduled on
the POA&M as a forum to present the results of planning activities conducted
in between conferences or to discuss issues that if not resolved would affect the
NISP development POA&M. Once details are finalized, the JS J-2 will publish a
message announcing the conference.
(1) CCMD J-2, J-5, JIOC, and other staff elements. Joint Task Force J-
2 and/or Service component commands as appropriate.
6. NISP Development
B-4 Enclosure B
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(3) CCMD J-2 outlines their concept of intelligence operations,
capability assessments, and identified capability shortfalls resulting in requests
for support from the broader Defense Intelligence Enterprise and operational
risk determinations if capabilities gaps are not mitigated.
(4) The JS J-2 briefs the POA&M for NISP production which identifies
key milestones and deliverables.
7. NISP Production
a. PRMx and CRMx Refinement. During NISP production, the CCMD will
consider recommendations from Defense Intelligence Enterprise participants to
continue to refine their anticipated production and collection requirements.
B-5 Enclosure B
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d. The preferred means of PRMx and CRMx dissemination is the
automated IP Tool, which should be used as early as possible in the NISP
development process. The IP Tool facilitates collaboration and the recording of
capability assessments to be included in the NISP. Once the data is entered
into the IP Tool it is easily displayed and manipulated in various views and
formats. The IP Tool accommodates several prioritization schemes, including
priority banding and ordinal prioritization at the production task or subtask
level. Future spirals of the IP Tool will facilitate the prioritization of anticipated
collection requirements. Prioritization of collection and production
requirements entered into the IP Tool is essential to focus the collection and
production effort and to prevent the employment of available capabilities on
topics of limited or peripheral interest to the CCDR.
e. Capability Assessments
(1) CCMD J-2 briefs changes or updates to the BPLAN or Annex B, and
discusses information gaps, capability shortfalls, mitigation strategies, and
operational risk determinations if critical capability shortfalls are not mitigated.
(2) CCMD J-2 and JS J-2 review the PRMx and CRMx and resolve any
remaining issues concerning the assignment of analytic or collection
responsibilities.
b. Complete the FSPs and NISP Base Plan (BPLAN). The IP participants
complete their FSPs. The JS J-2 completes the NISP BPLAN with emphasis on
identifying significant gaps and shortfalls as well as mitigation strategies and
risks. The CCMD J-2 then reviews the draft NISP basic plan, PRMx, CRMx,
and FSPs to ensure they are synchronized with Annex B and support the
CCDRs decision requirements and the assessment of progress towards the
accomplishment of objectives. The JS J-2 will work with the supported CCMD
to determine the best avenue to engage other non-DoD organizations that may
be able to assist filling the remaining gaps and determine the risk associated if
no mitigation strategy exists. DIA Directorate for Information Management
(DS) draws on the CCMD J-2developed Communications and Intelligence
Systems Architecture and, in coordination with supporting agencies, finalizes
the Communications and Intelligence Systems Architecture FSP.
9. NISP Staffing and Approval. If possible, the completed NISP with all
Annexes (Requirements, Capability Assessments, and FSPs) will be submitted
for JPEC review ICW the staffing of the supported plan prior to IPR-F. If
concurrent staffing is not feasible, JS J-2 will formally staff the NISP using the
JSAP process in accordance with reference y. JS J-2 will ensure the review
package includes the NISP BPLAN, Annexes to the NISP, and the supported
plans BPLAN, Annex B, and Annex C. NISPs should be evaluated following the
JPEC review criteria outlined in references f and l. The purpose of this staffing
is to ensure that the NISP supports the CCDRs requirements and that it is
complete, operationally and technically feasible, and supportable.
a. Step 1: Action Officer (AO) Review. The JS J-2 will conduct an informal
AO review of the final draft NISP BPLAN, Requirements, Capability
Assessments, and FSPs with the supported CCMD and supporting intelligence
organizations via e-mail. The intent is to identify and resolve substantive
issues as well as correct administrative and format errors. AO-level review can
occur in conjunction with the NISP Completion Conference/SVTC.
b. Step 2: Planner (0-6) Review. The JS J-2 will formally staff the NISP
with Annexes using the JSAP system in accordance with reference y. All
B-8 Enclosure B
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critical comments require endorsement by a GO/FO or SES. Depending on the
quantity and level of the comments received during the initial staffing, a second
planner review may be required as coordinated with and determined by the
IPSG.
B-9 Enclosure B
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B-10 Enclosure B
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ENCLOSURE C
C-2 Enclosure C
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(1) The CJA survey will serve as the means for CCMDs to articulate
annually-forecasted, steady-state intelligence priorities. Once the relative
priority of intelligence requirements across all plans, operations, and security
concerns has been determined, CCMDs will submit their CCDRs Top Ten
intelligence priorities to the JS J-2 via the CJA survey tool. The degree of
specificity or refinement of each of the CCDRs Top 10 intelligence priorities
will typically be limited to the association of an NIPF topic with a NIPF actor
that will be used as points of departure for more focused collection and
production requirements to be submitted throughout the course of the fiscal
year. (For more information regarding topic definitions, refer to the NIPF
Intelligence Topic Information Needs).
(2) The CCDRs Top 10 does not prevent CCMDs from submitting
collection and production requirements to CSAs and Service intelligence
centers in support of other topics of lesser priority, nor does it prevent CCDRs
from updating their priorities throughout the course of the year as dynamic
changes occur in the strategic environment. The purpose of identifying all
C-3 Enclosure C
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CCDRs intelligence priorities simultaneously is to evaluate them against the
NIPF in effect at the time, determine the annual, baseline assessment of the
Defense Intelligence Enterprise to satisfy them, and to inform follow-on year
force requests and allocation decisions with the goal of optimizing the
employment of theater assets and national-level resources.
(1) No later than 15 days following the receipt of annual CJA Survey
data, the JS J-2 will disseminate a consolidated list of CCDRs Top 10 to
intelligence CSAs and Service intelligence centers. To enhance situational
awareness and to advocate on behalf of CCDRs, the JS J-2 will disseminate
these intelligence priorities to other Defense Intelligence Enterprise
organizations and the ODNI. Intelligence CSAs and Service intelligence centers
will evaluate the consolidated list of CCDRs Top 10 against their steady-
state posture and provide brief descriptions in response to each of the CCDRs
stated priorities based on the NIPF in effect at the time. In evaluating CCDR
priorities, single discipline intelligence entities consider existing collection
programs and capabilities with access to potential collection targets and/or the
ability to acquire raw data and process it into useable information related to
CCDRs intelligence needs. All-source and single-source analytic centers
consider factors such as levels of effort associated with CCDR priority topics,
annual production plans if developed, or production that might be scheduled
as a part of relevant UIS.
C-4 Enclosure C
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d. Utilization of the JIPA. The JIPA is developed to inform CCDRs of the
ability of the Defense Intelligence Enterprise to satisfy the steady-state
intelligence priorities identified across all ongoing operations and planning
efforts and to facilitate risk determinations. To that end, the CCMD JIOC
leadership may use the annual JIPA to inform: readiness assessments and
reports; IPLs; follow-on year Concepts of Collection Operations prepared in
response to the annual GFMAP PLANORD; and the effective steady state
management of the JIOC and the theater intelligence enterprise. The JS J-2
will integrate the JIPA into a variety of Joint Strategic Planning System
processes to inform the Chairmans recommendations for the allocation of
resources or the development of required joint intelligence capabilities and as
an input to the ODNIs Global Coverage Study/Decision Aid Framework.
C-5 Enclosure C
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C-6 Enclosure C
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ENCLOSURE D
(2) Planning. The Planning activity normally begins with the issuance
of a CJCS WARNORD, PLANORD, or Alert Order (ALERTORD) indicating that a
threat to national security exists or a response is warranted. Planning consists
of two parts: COA Development and Detailed Plan Development.
D-2 Enclosure D
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that is not supported by a NISP, or if military operations will be conducted in
response to unforeseen situations.
D-3 Enclosure D
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The following paragraphs offer exceptions to the IP activities previously
discussed in Enclosure A.
D-4 Enclosure D
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6. Identifying requirements for additional personnel, generating
and submitting RFFs for augmentation as required, and coordinating with JS
J-2 to reconcile RFFs with pre-planned augmentation captured in relevant
NISPs.
(d) Crisis responses from intelligence CSAs are generated within the
context of established CAP procedures and tailored to suit the needs of the
CCMD within the time available. To that end, NISP development may take
various forms. It may be limited to the NISP BPLAN, NISP BPLAN with Annex A
(to include the PRMx and CRMx), or it may include FSPs with abbreviated
content. In developing the PRMx and CRMx for inclusion in Annex A to the
D-5 Enclosure D
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NISP, emphasis should be placed on the assignment of production and
collection responsibilities. During CAP, detailed capability assessments are not
required.
D-6 Enclosure D
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ENCLOSURE E
1. Overview
a. Joint Staff Targeting (JS J-26) is the responsible office for coordinating
CCMD target development support with national-level organizations,
supporting CCMDs, and Service elements, upon CCMD request. It establishes
the most productive and efficient federation partnerships based on available
E-1 Enclosure E
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resources and capabilities. J-26 also assists the CCMD J-2 in integrating
cyberspace operations and special technical operations by coordinating with
national-level organizations, supporting CCMD and Service elements to bridge
white and black targeting programs.
E-2 Enclosure E
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3. Tasking
E-3 Enclosure E
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E-4 Enclosure E
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ENCLOSURE F
CAPABILITY ASSESSMENTS
2. Phased Assessments
3. Assessment Procedures
F-2 Enclosure F
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c. 2/Yellow = Somewhat capable of producing the required intelligence or
collecting and processing the required information (< 1/2).
5. A&P Limitation Codes. The nature of the capability limitation(s) driving the
overall ratings will be identified using the following codes:
6. C&E Limitation Codes. The nature of the capability limitation(s) driving the
overall ratings will be identified using the following codes:
F-3 Enclosure F
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e. IE Exploitation Limitation: Lack of single-source analysts or linguists
to conduct timely exploitation.
a. JWICS
http://nediacweb0170j.dodiis.ic.gov//jfccisr/plantaskmgt/buildPlanList.do
b. SIPRNET -
http://nediacweb0069s.dse.dia.smil.mil:7101/jfccisr/plantaskmgt/
F-4 Enclosure F
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ENCLOSURE G
2. Initial J-2 Staff Estimate. The initial J-2 Staff Estimate is generated to
identify available intelligence capabilities as part of the commands overall force
structure analysis conducted during Mission Analysis. To facilitate the
development of a comprehensive list of available intelligence capabilities,
CCMD intelligence planners may consult with representatives from within the
CCMD J-2 staff, J-3 force managers, and liaison officers from Service
component commands and intelligence CSAs. To support deliberate planning
for the development of a contingency plan, assigned and apportioned forces are
considered. If the J-2 Staff Estimate is being developed to support steady-state
activities, current operations, or CAP, the latest operational status of assigned
and allocated capabilities should be determined.
3. Revised J-2 Staff Estimate. During Concept Development, the J-2 Staff
Estimate is revised as required to inform each subsequent step of the JOPP.
Critical to the J-2 Staff Estimate process is the evaluation of each of the
proposed friendly COAs from an intelligence supportability perspective. To
facilitate this evaluation, CCMD intelligence planners, ICW the IPT, consider
the operational objectives, desired effects, and potential decision requirements
associated with each of the proposed friendly COAs.
4. Final J-2 Staff Estimate. Although the J-2 Staff Estimate is a living
document, it is finalized for a particular planning cycle to support Plan
Development. Based on PIRs approved during COA Approval, the intelligence
G-1 Enclosure G
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staff then develops a series of EEIs and their associated indicators for all
phases of the plan. From these anticipated requirements, the IPT then
identifies and prioritizes potential A&P tasks and subtasks and anticipated
collection requirements described in terms of SIR. Capability assessments
performed IAW Enclosure F represent the culmination of the J-2 Staff Estimate
process.
5. Use of the J-2 Staff Estimate. Portions of the J-2 Staff Estimate may be
used to inform the development of the Commanders Estimate by highlighting
anticipated intelligence capability shortfalls. The most immediate use of the J-
2 Staff Estimate is to inform the development of paragraphs 2 (Mission) and 3
(Execution) of Annex B. The Concept of Operations and Tasks subparagraphs
are based in large part on available intelligence capabilities that are identified
and assessed through the J-2 Staff Estimate process. The J-2 Staff Estimate
may also serve to inform requests for additional ISR capabilities and individual
augmentation through GFM and the integration of DoD/National-level
capabilities through the NISP process, when applicable.
G-2 Enclosure G
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J-2 STAFF ESTIMATE
1. Mission
G-4 Enclosure G
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ENCLOSURE H
H-1 Enclosure H
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c. (U) Joint Pub 2-01, 5 January 2012, Joint and National Intelligence
Support to Military Operations
d. (U) etc.
1. (U) Situation
b. (U) Friendly
(2) (U) Key Assumptions. [List any assumptions from Annex B to the
supported plan, related to intelligence and intelligence support that have a
direct impact on the NISP and any additional assumptions specific to the
NISP.]
H-2 Enclosure H
CJCSM 3314.01A
17 September 2012
(1) (U) Restraints. [Restraints are restrictions imposed by higher
headquarters that limit the subordinates freedom of action.]
3. (U) Execution
(1) (U) CRMx and Integrated Collection. [Describe the composition and
prioritization scheme of the CRM and its relation to collection disciplines.]
H-3 Enclosure H
CJCSM 3314.01A
17 September 2012
requirements, changing priorities, the role of JS J-2 for the management of
execution phase, and the roles of relevant collection management boards.]
(1) (U) PRMx and Federated Production. [Provide any general guidance
not covered by published instructions, regulations, manuals etc., on all-source
fusion and the production of finished intelligence. Describe the composition
and prioritization scheme of the PRMx and its relation to DIAP responsibilities.]
H-4 Enclosure H
CJCSM 3314.01A
17 September 2012
Updates as a means to highlight the relationships between and importance of
evaluation and feedback, NISP assessments, and JCCAPA.]
(1) (U) Knowledge Gaps and Potential Mitigation Strategies. [List key
intelligence and information gaps that pose significant operational and
strategic risks to the execution of the plan. These include elaborations on
those addressed in paragraph 4a of the Annex B and other critical gaps not
previously considered. This is not intended to be a comprehensive list of every
requirement not rated green. Rather, focus on a small number of critical gaps
and describe efforts to be undertaken by JS J-2 to oversee the development
and implementation of mitigation strategies to address them.]
//Signed//
Rank
Director, JS J-2
(INTENTIONALLY BLANK)
H-8 Enclosure H
CJCSM 3314.01A
17 September 2012
ENCLOSURE I
2. An FSP is an intelligence agency annex that details the agencys concept for
providing intelligence discipline/functional support to meet the CCDRs
intelligence requirements. In the context of this enclosure, the word agency
connotes the CSAs, Service intelligence centers, and, in some cases, a
federation of intelligence organizations.
I-1 Enclosure I
CJCSM 3314.01A
17 September 2012
Agency Title
Directorate [If Appropriate]
City, State, Zip Code
Date
References
d. Etc.
1. (U) Situation
b. (U) Friendly
(2) (U) Key Facts and Assumptions. [List all relevant facts and
planning assumptions upon which the FSP is based. In listing relevant facts,
consider the facts and assumptions of the supported plans Annex B or any
other facts bearing on the FSP. In listing assumptions, include only those
specific to the agency authoring the FSP.]
I-2 Enclosure I
CJCSM 3314.01A
17 September 2012
(1) (U) Restraints. [Restraints are restrictions imposed by higher
headquarters that limit a subordinates freedom of action.]
(3) (U) Legal Considerations. [As appropriate, list and describe any
significant legal considerations that will impact execution of the FSP in support
of this plan; consider those identified in paragraph 1d of Annex B to the
supported plan.]
3. (U) Execution
I-3 Enclosure I
CJCSM 3314.01A
17 September 2012
d. (U) Requests to Cooperating Organizations. [If applicable, list external
organizations from which intelligence support is requested, including allied or
coalition partners.]
(1) (U) Knowledge Gaps and Potential Mitigation Strategies. [List key
intelligence and information gaps that pose significant operational and
strategic risks to the execution of the plan. Elaborate on those addressed in
paragraph 4b of the NISP and other critical gaps not previously considered.
This is not intended to be a comprehensive list of every requirement not rated
green. Rather, focus on a small number of critical gaps and describe efforts to
be undertaken by the agency to oversee the development and implementation
of mitigation strategies to address them.]
I-4 Enclosure I
CJCSM 3314.01A
17 September 2012
d. (U) Foreign Disclosure. [Provide a general discussion of agency issues
regarding release of intelligence to potential international partners.]
5. (U) Command and Control. [Briefly describe any command and control
issues specific to the agency.]
b. (U) Relevant MOUs. [By exception, discuss any issues with existing
MOUs between the agency and supported CCMD or non-DoD organizations
that could have significant impact on support to CCMD.
(1) HQ addresses.
//Signed//
Rank/Title
Director, Specific Agency
Appendices:
I-5 Enclosure I
CJCSM 3314.01A
17 September 2012
(INTENTIONALLY BLANK)
I-6 Enclosure I
CJCSM 3314.01A
17 September 2012
ENCLOSURE J
PRMX FORMAT
2. PRMx Sections. The PRMx is a complex matrix that highlights the priorities
and the relevance of intelligence requirements to the supported plan, the
analytic efforts (in terms of PRMx tasks and subtasks) required to satisfy these
intelligence requirements, the assignment of analytic responsibilities, and the
capabilities of tasked organizations. Figure 9 shows that it is difficult to clearly
illustrate the entirety of a notional PRMx on one page. Tailored reports from
the IP Tool can be generated to show portions or the totality of the PRMx. Not
all data sets resident on the IP Tool are described in the paragraphs below.
What follows is a brief, conceptual explanation of each of the PRMxs major
sections with a supporting graphic. The PRMx is divided into sections depicted
in Figure 9.
J-1 Enclosure J
CJCSM 3314.01A
17 September 2012
Hierarchy:
See Paragraph 3
A&P Tasks:
See Paragraph 4
All-Source Capability
Assessments:
See Paragraph 5
Single Discipline
Capability Assessments:
See Paragraph 5
J-2 Enclosure J
CJCSM 3314.01A
17 September 2012
3. Hierarchy. This section of the PRMx captures the relationships between
prioritized intelligence requirements and the elements of operational design
and phasing construct used in the supported plan. Typically, the elements of
operational design and phasing construct are listed to the upper left of the
matrix as a way to nest and synchronize the intelligence requirements with the
supported plan. This nesting highlights the operational relevance of the
requested intelligence and which phase of the operation these requirements
might be active. See Figure 10.
J-3 Enclosure J
CJCSM 3314.01A
17 September 2012
J-4 Enclosure J
CJCSM 3314.01A
17 September 2012
J-5 Enclosure J
CJCSM 3314.01A
17 September 2012
synchronize their updates to the PRMx to inform Joint Combat Capability
Assessments.
J-6 Enclosure J
CJCSM 3314.01A
17 September 2012
ENCLOSURE K
CRMX FORMAT
3. CRM Sections. The CRMx is a complex matrix that highlights the priorities
and the relevance of intelligence requirements to the supported plan, the
collection of information required to satisfy these intelligence requirements, the
assignment of responsibilities, and the collection capabilities of tasked
organizations. Figure 14 shows that it is difficult to clearly display the entirety
of a notional CRMx on one page. The IP Tool will enable users to generate
tailored reports to show portions or the totality of the CRMx. Not all data sets
resident on the IP Tool are described in the paragraphs below. What follows is
a brief, conceptual explanation of each of the sections with a supporting
K-1 Enclosure K
CJCSM 3314.01A
17 September 2012
graphic. The CRMx is divided into four major sections, as illustrated in Figure
14.
Hierarchy:
See Paragraph 4
Theater Collection
Capability Assessments:
See Paragraph 6
DOD/National
Collection Capability
Assessments:
See Paragraph 6
K-2 Enclosure K
CJCSM 3314.01A
17 September 2012
4. Hierarchy. Refer to Paragraph 3, Enclosure J, for an explanation of the
relationships between the prioritized intelligence requirements, phasing
construct, and elements of operational design. The main difference between
the Hierarchy section of the PRMx and the Hierarchy section of the CRMx is
that the CRMx introduces the need to identify indicators as the basis for the
development of SIR. All information requirements (to include EEIs) are
concerned with identifying the specific indicators that could fill a gap in the
commands knowledge and understanding of adversary activities and other
relevant aspects of the operational environment. Indicators are defined in
intelligence usage as an item of information which reflects the intention or
capability of an adversary to adopt or reject a COA. Many indicators are
developed through the JIPOE process and can be detected through CI,
GEOINT, HUMINT, MASINT, OSINT, SIGINT, and friendly unit reports such as
spot reports, situation reports, and mission reports, as well as by other means.
Refer to Paragraph 4.e, Enclosure A, for additional information regarding the
use of indicators within the context of plan assessments.
K-3 Enclosure K
CJCSM 3314.01A
17 September 2012
5. SIRs and Collection Responsibilities. This section of the CRMx is intended
to capture the relationship of indicators to SIRs, the relative priority of these
SIR, and the assignment of organizations with primary, alternate, and if
required, tipping responsibilities. Based on indicators, SIRs are then developed
to focus the employment of available collection capabilities in a manner that is
synchronized with the supported plan.
K-4 Enclosure K
CJCSM 3314.01A
17 September 2012
Figures 17 and 18 are for illustration purposes. The IP Tool will provide the
capability for discipline-specific managers to further describe capability
shortfalls within their functional areas in Remarks fields. Expanded remarks
could also be used to further define internal responsibilities during deliberate
planning or during CAP as part of a Fast Track NISP.
K-5 Enclosure K
CJCSM 3314.01A
17 September 2012
7. CRMx Maintenance. The CRMx is intended to be a living document and
maintained accordingly. The IP Tool will allow users to enter and maintain
their organizations respective collection capabilities by discipline as a part of
the running Staff Estimate process. As SIRs are satisfied or are no longer
relevant, they are removed from the active portion of the CRMx on the IP Tool.
As new SIRs are generated, the IP Tool will allow the user to search collection
requirements databases to identify standing collection requirements that, if
satisfied, would answer the SIR. Upon the identification of a gap in existing
collection requirements databases, users can generate and submit new
collection requirements through the appropriate tasking system of record.
Although users can update their organizations capability status at any time via
the IP Tool, NISP assessments conferences provide a venue for the supported
CCMD to provide evaluation and feedback data on a periodic basis, generate
and validate new SIRs, and for all users to synchronize their updates to the
CRMx to inform Joint Combat Capability Assessments.
K-6 Enclosure K
CJCSM 3314.01A
17 September 2012
ENCLOSURE L
REQUIREMENTS EXAMPLES
L-3 Enclosure L
Strategic End State 1.0: Countries in the region advocate for the reduction of existing WMD stockpiles, are willing partners in the execution of counter
proliferation operations, and actively support non proliferation initiatives.
Operational Objective 1.1: State Actor A is deterred from developing nuclear weapons.
MOE 1.1.1: Decrease in State Actor A's ability to produce highly enriched uranium or weapons grade plutonium.
Indicators:
*
Supported Decision:
PIR 1.0: What is the capability of State Actor A to develop, store, transport, and deliver nuclear weapons?
EEI1.1: Whatis State Actor A's ability to produce highly enriched uranium?
Figure 19
Indicators:
}
L-4
Ob~Noblo< (Uo;q,. """"'" O<go< ''"""""'" "' GEOINT. HUMINT '"' ~mo m o< MASIND}
Collectables: (Unique collection target characteristics for SIGINT, and some forms of MASINT]
~
- All Source A&P Task: Assess State Actor A's ability to develop highly enriched uranium
17 September 2012
CJCSM 3314.01A
A&P Subtask: Determine uranium enrichment levels at facilities X and Y
GEOINT
SIGINT }
HUMINT
MASINT
Other
Strategic End State 2.0: Countries in the region enjoy favorable relations and promote common security goals.
,.... Operational Objective 2.1 : State Actor C does not assume an offensive posture against State Actor D.
MOE 2.1.1 : State Actor C's major ground force command posts remain in garrison.
Indicators:
Supported Decision:
2.1.1.1 Location of air defense artillery capabilities
2.1.1.2 Location of target acquisition radars }
* ,
"'
If proaresslno change: Sustain PH 0 activities; support ongoing DOS initiatives
If regression/crisis I&W: Transition to PH 1 operations; share information as required w/ State Actor D
PIR 2.0: Is State Actor C preparing to initiate an attack against State Actor Din the near term?
EEl 2.1 : What is the location of State Actor C's major ground force command posts?
Figure 20
Indicators:
L-5
}
I
Location of air defense artillery capabilities
Location of target acquisition radar systems
SIR: Are there target acquisition radar systems emanating from vic NAI 2.1.1?
ELINT collectable .----
SIR: Are there air defense artillery assets deployed vic NAI 2.1.2?
GEOINT observable .----
... All Source A&P Task: Confirm the location of State Actor C's major ground force command posts
17 September 2012
CJCSM 3314.01A
A&P Subtask: Determine the location of XX Corps HQ
GEOINT
SIGINT }
HUMINT
MASINT
Other
Strategic End State 3.0: State Actor G capacity outweighs the capacity of non-state actors to threaten government stability.
Indicators:
Supported Decision:
EEl 3.1: What is the level of VEO recruiting activity in southwestern provinces?
Indicators:
Figure 21
}
Level of VEO propaganda
L-6
SIR: Are VEO propaganda leaflets being disseminated in southwestern urban centers? .__
HUMINT observables
SIR: Is externally-based VEO leader [NAME] directing local.feve/ recruiting activities in southwestern urban
centers?
SIGINT collectables
.__
SIR: Are local leaders exposing VEO recruiting efforts?
Friendly unit reports (SITREP) .__
-
1- All Source A&P Task: Assess the level of VEO recruiting activity in southwestern provinces
17 September 2012
A&P Subtask: Determine the level of VEO propaganda being distributed in southwestern urban centers
CJCSM 3314.01A
A&P Subtask: Evaluate local leader willingness to expose VEO recruiters
GEOINT
SIGINT }
HUMINT
MASINT
Other
CJCSM 3314.01A
17 September 2012
ENCLOSURE M
REFERENCES
M-1 Enclosure M
CJCSM 3314.01A
17 September 2012
q. DoD Directive 5105-21, 18 March 2008 Defense Intelligence Agency (DIA)
M-2 Enclosure M
CJCSM 3314.01A
17 September 2012
GLOSSARY
GL-2 Glossary
CJCSM 3314.01A
17 September 2012
SIGINT Signals Intelligence
SIPRNET Secure Internet Protocol Routing Network
SIR Specific Information Requirement
SME Subject Matter Expert
SVTC Secure Video Teleconference
GL-3 Glossary
CJCSM 3314.01A
17 September 2012
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GL-4 Glossary
CJCSM 3314.01A
17 September 2012
PART II DEFINITIONS
Analysis and Production (A&P) Task (formerly ITL Task). Tasks are all-source
analysis and production requirements designed to satisfy the intelligence
requirements (to include Priority Intelligence Requirements) of the supported
Combatant Command plan. (IP-specific term)
Analysis and Production (A&P) Subtask (formerly ITL Subtask). Subtasks are
the constituent elements of an A&P task which, when taken together, define
the tasks scope and content. (IP-specific term)
GL-5 Glossary
CJCSM 3314.01A
17 September 2012
Production sub task. CACs may provide all-source analysis, application of
analysis, or single-source analysis. This term was developed for use in
Intelligence Planning and is derivative of the COLISEUM phrase contributing
centers or elements.
(IP-specific term)
Defense Intelligence Analysis Program (DIAP). The DIAP integrates all general
military intelligence and scientific/technical intelligence analysis conducted at
DIA, the Service intelligence centers, and the Combatant Command intelligence
centers. DIAP ensures efficiency and effectiveness of defense intelligence all-
source analysis by assigning analytic responsibilities based on capabilities,
workforce characteristics, and command, Service, or DIA mission
requirements. (DIAI 3115.300)
End state. The set of required conditions that defines achievement of the
commander's objectives. (JP 3-0)
GL-7 Glossary
CJCSM 3314.01A
17 September 2012
Essential Elements of Information (EEI). The most critical information
requirements regarding the adversary and the environment needed by the
commander by a particular time to relate with other available information and
intelligence in order to assist in reaching a logical decision. (JP 1-02, JP 2-0)
Joint Strategic Planning System (JSPS). The primary means by which the
Chairman of the Joint Chiefs of Staff carries out statutory responsibilities
assigned in titles 6, 10, 22 and 50 of the United States Code. The primary roles
are to: 1) conduct independent assessments; 2) provide independent advice to
the President, Secretary of Defense, National Security Council, and Homeland
Security Council; and 3) assist the President and Secretary of Defense in
providing unified strategic direction to the Armed Forces. The JSPS is a system
that enables the Chairman to effectively assess, advise, direct, and execute in
fulfillment of these statutory responsibilities. (CJCSI 3110.01B)
GL-10 Glossary
CJCSM 3314.01A
17 September 2012
Measure of Performance (MOP). A criterion used to assess friendly actions that
is tied to measuring task accomplishment. (JP 3-0)
Objective. 1. The clearly defined, decisive, and attainable goal toward which
every operation is directed. 2. The specific target of the action taken which is
essential to the commander's plan. (JP 5-0)
GL-11 Glossary
CJCSM 3314.01A
17 September 2012
Operational Environment. A composite of the conditions, circumstances, and
influences that affect the employment of capabilities and bear on the decisions
of the commander. (JP 1-02, JP 3-0)
Targeting. The process of selecting and prioritizing targets and matching the
appropriate response to them, taking account of operational requirements and
capabilities. (JP 1-02)
GL-13 Glossary
CJCSM 3314.01A
17 September 2012
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GL-14 Glossary