Chapter 1. Review of Fundamentals: Essential Graduate Physics CM: Classical Mechanics
Chapter 1. Review of Fundamentals: Essential Graduate Physics CM: Classical Mechanics
Chapter 1. Review of Fundamentals: Essential Graduate Physics CM: Classical Mechanics
1 The reader is advised to perform a self-check by solving a few problems of the dozen listed in Sec. 1.7. If the
results are not satisfactory, it may make sense to start from some remedial reading. For that, I could recommend,
for example (in the alphabetical order): G. R. Fowles and G. L. Cassiday, Analytical Mechanics, 7th ed., Brooks
Cole, 2004; K. R. Symon, Mechanics, 3rd ed., Addison-Wesley, 1971; or J. B. Marion and S. T. Thornton,
Classical Dynamics of Particles and Systems, 4th ed., Saunders, 1995.
2 This series assumes readers familiarity with the basic calculus and vector algebra. The formulas most important
for this series are listed in the Selected Mathematical Formulas appendix, referred below as MA. In particular, a
reminder of the definition and the basic properties of the Laplace operator may be found in MA Sec. 9.
2013-2016 K. Likharev
Essential Graduate Physics CM: Classical Mechanics
To summarize, term dynamics is so ambiguous3 that, after some hesitation, I have opted to
using for this course the traditional name Classical Mechanics, implying its broader meaning, which
includes (similarly to Quantum Mechanics and Statistical Mechanics) studies of dynamics of some non-
mechanical systems.
r3 z
point
n3
r
3 Another important issue is: Definition (iii) of dynamics is suspiciously close to the part of mathematics devoted
to the differential equation analysis; what is the difference? To answer, we have to dip, for just a second, into the
philosophy of physics. Physics may be described as an art (and a bit of science :-) of description of Mother Nature
by mathematical means; hence in many cases the approaches of a mathematician and a physicist to a problem are
very similar. The main difference is that physicists try to express the results of their analysis in terms of systems
motion rather than function properties, and as a result develop some sort of intuition (gut feeling) about how
other, apparently similar, systems may behave, even if their exact equations of motion are somewhat different - or
not known at all. The intuition so developed has an enormous heuristic power, and most discoveries in physics
have been made through gut-feeling-based insights rather than by plugging one formula into another one.
4 In these notes the Cartesian coordinates are denoted either as either {r , r , r } or {x, y, z}, depending on
1 2 3
convenience in the particular case. Note that axis numbering is important for operations like the vector (cross)
product; the correct (meaning generally accepted) numbering order is such that rotation n1 n2 n3 n1
looks counterclockwise if watched from a point with all ri > 0 see Fig. 1.
5 In references to figures, formulas, problems and sections within the same chapter of these notes, the chapter
number is dropped for brevity.
6 From the point of view of the tensor theory (in which the physical vectors like r are considered the rank-1
tensors), it would be more natural to use superscripts in the components rj and other contravariant vectors.
However, the superscripts may be readily confused with the power signs, and I will postpone this notation (as
well as the implied summation over the repeated indices) until the discussion of relativity in EM Chapter 9.
Chapter 1 Page 2 of 14
Essential Graduate Physics CM: Classical Mechanics
3
Radius
-vector
r n j rj , (1.3)
j 1
where n 1 , n 2 , n 3 are the unit vectors along coordinate axis directions, with the Euclidean metric:
3
r 2 r j2 .
Euclidean
metric (1.4)
j 1
point
r in O '
r in O
7 Following tradition, an introduction to special relativity is included into the Classical Electrodynamics (EM)
part of these notes. The relativistic effects are small if all particles velocities are much lower than the speed of
light, c 3.00108 m/s, and all distances are much larger then the systems Schwarzschild radius rs 2Gm/c2,
where G 6.6710-11 SI units (m3/kgs) is the Newtonian gravity constant, and m is systems mass. (More exact
values of c, G, and some other physical constants may be found in appendix CA: Selected Physical Constants.)
Chapter 1 Page 3 of 14
Essential Graduate Physics CM: Classical Mechanics
If the frames move versus each other by translation only (no mutual rotation!), similar relations
are valid for velocity and acceleration as well:
v in O' v in O v O in O' , (1.8)
In the case of mutual rotation of the reference frames, notions like vOin O are not well defined.
(Indeed, different points of a rigid body connected to frame O may have different velocities in frame
O.) As a result, the transfer laws for velocities and accelerations are more complex than those given by
Eqs. (8) and (9). It will be more natural for me to discuss them in the end of Chapter 5 that is devoted to
rigid body motion.
(v) The particle: a localized physical object whose size is negligible, and shape unimportant for
the given problem. Note that the last qualification is extremely important. For example, the size and
shape of a Space Shuttle are not too important for the discussion of its orbital motion, but are paramount
when its landing procedures are being developed. Since classical mechanics neglects the quantum
mechanical uncertainties,8 particles position, at any particular instant t, may be identified with a single
geometric point, i.e. one radius-vector r(t). Finding the laws of motion r(t) of all particles participating
in the given problem is frequently considered the final goal of classical mechanics.
8 This approximation is legitimate, crudely, when the product of the coordinate and momentum scales of the
particle motion is much larger than the Plancks constant 1.05410-34 Js. A more exact formulation may be
found, e.g., in the Quantum Mechanics (QM) part of these note series.
9 Due to the genius of Sir Isaac Newton, these laws were formulated as early as in 1687, far ahead of the science
of that time.
10 Some laws of Nature (including the Newton laws) may be derived from certain more general postulates, such as
the Hamilton (or least action) principle - see Sec. 10.2 below. Note, however, that such derivations are only
acceptable because all known corollaries of the postulates comply with all known experimental results.
Chapter 1 Page 4 of 14
Essential Graduate Physics CM: Classical Mechanics
On the other hand, the 2nd and 3rd Newton laws may be postulated together in the following
elegant way. Each particle, say number k, may be characterized by a scalar constant (called mass mk),
such that at any interaction of N particles (isolated from the rest of the Universe), in any inertial system,
Total
N
P mk v k const.
momentum
and its (1.10)
conservation k 1
11Of course, for composite bodies of varying mass (e.g., rockets emitting jets, see Problem 11), momentums
derivative may differ from ma.
Chapter 1 Page 5 of 14
Essential Graduate Physics CM: Classical Mechanics
with the vector g (Gm/r3)r being constant, for local, relatively small-scale motions, with r << r.13
As a result, m in Eq. (15) cancels, it is reduced to just r g , and may be easily integrated twice:
t
r (t ) v (t ) g dt' v (0) gt v (0), (1.17)
0
t
t2
r (t ) v (t' )dt' r (0) g v (0)t r (0) , (1.18)
0
2
thus giving the full solution of all those undergraduate problems on the projectile motion, which should
be so familiar to the reader.
All this looks (and indeed is) very simple, but in most other cases leads to more complex
calculations. As an example, let us consider another simple problem: a bead of mass m sliding, without
friction, along a round ring of radius R in a gravity field obeying Eq. (16b) see Fig. 3.
R initial
position,
N v=0
intermediate
position
v final
position, Fig. 1.3. Bead moving on a vertical ring.
mg
v=?
Suppose we are only interested in beads velocity v in the lowest point, after it has been dropped
from the rest at the rightmost position. If we want to solve this problem using only the Newton laws, we
have to do the following steps:
(i) consider the bead in an arbitrary intermediate position on a ring, described, for example by
the angle shown in Fig. 3;
(ii) draw all the forces acting on the particle - in our current case, the gravity force mg and the
reaction force N exerted by the ring;
12 Note that the fact that the masses participating in Eqs. (14) and (16) are equal, the so-called weak equivalence
principle, is highly nontrivial, but has been verified experimentally to the relative accuracy of at least 10-13. Due
to its conceptual significance of the principle, new space experiments, such as MISCROSCOPE
(http://smsc.cnes.fr/MICROSCOPE/), are being planned for a substantial, nearly 100-fold accuracy improvement.
13 Of course, the most important particular case of Eq. (1.16b) is the motion of objects near Earths surface. In this
case, using the fact that (1.16a) remains valid for the gravity field created by a heavy sphere, we get g = GME/RE2,
where ME and RE are the Earth mass and radius. Plugging in their values, ME 5.921024 kg, RE 6.37106 m, we
get g 9.74 m/s2. The effective value of g varies from 9.78 to 9.83 m/s2 at various locations on Earths surface
(due to the deviations of Earths shape from a sphere, and the location-dependent effect of the centrifugal inertial
force see Sec. 6.5 below), with an average value of g 9.807 m/s2 .
Chapter 1 Page 6 of 14
Essential Graduate Physics CM: Classical Mechanics
(iii) write the 2nd Newton law for two nonvanishing components of the bead acceleration, say for
its vertical and horizontal components ax and ay;
(iv) recognize that in the absence of friction, the force N should be normal to the ring, so that we
can use two additional equations, Nx = -N sin and Ny = N cos ;
(v) eliminate unknown variables N, Nx, and Ny from the resulting system of four equations, thus
getting a single second-order differential equation for one variable, for example ;
(vi) integrate this equation once to get the expression relating the velocity and the angle ;
and, finally,
(vii) using our specific initial condition ( 0 at / 2 ), find the final velocity as v R at
0.
All this is very much doable, but please agree that the procedure it too cumbersome for such a
simple problem. Moreover, in many other cases even writing equations of motion along relevant
coordinates is very complex, and any help the general theory may provide is highly valuable. In many
cases, such help is given by conservation laws; let us review the most general of them.
where the integral in the right-hand part is called the work of the force F on the path from A to B.
The further step may be made only for potential (also called conservative) forces that may be
presented as (minus) gradients of some scalar function U(r), called the potential energy.15 The vector
operator (called either del or nabla) of spatial differentiation16 allows a very compact expression of
this fact:
14 Symbol ab denotes the scalar (or dot-) product of vectors a and b - see, e.g., MA Eq. (7.1).
15 Note that because of its definition via the gradient, the potential energy is only defined to an arbitrary additive
constant.
16 Its basic properties are listed in MA Sec. 8.
Chapter 1 Page 7 of 14
Essential Graduate Physics CM: Classical Mechanics
Potential
F U . (1.22) energy
F dr F dr U (rA ) U (rB ) ,
A A
(1.24)
i.e. work of potential forces may be presented as the difference of values of function U(r) in the initial
and final point of the path. (Note that according to Eq. (24), work of a potential force on any closed
trajectory, with rA = rB, is zero.)
Now returning to Eq. (21) and comparing it with Eq. (24), we see that
T (rB ) T (r A ) U (r A ) U (rB ) , (1.25)
so that the total mechanical energy E, defined as
Total
E T U , (1.26) mechanical
energy
is indeed conserved:
Mechanical
E (rA ) E (rB ) , (1.27) energy
conservation
but for conservative forces only. (Non-conservative forces, e.g., friction, typically transfer energy from
the mechanical form into some other form, e.g., heat.)
The mechanical energy conservation allows us to return for a second to the problem shown in
Fig. 3 and solve it in one shot by writing Eq. (27) for the initial and final points:17
m 2
0 mgR v 0. (1.28)
2
Solving Eq. (28) for v immediately gives us the desired answer. Let me hope that the reader agrees that
this way of problem solution is much simpler, and I have got his or her attention to discuss other
conservation laws which may be equally effective.
(ii) Momentum. Actually, the conservation of the full momentum of any system of particles
isolated from the rest of the world, has already been discussed and may serve as the basic postulate of
classical dynamics see Eq. (10). In the case of one free particle the law is reduced to a trivial result p =
const, i.e. v = const. If the system of N particles is affected by external forces F(ext), we may write
N
Fk Fk(ext ) Fkk ' . (1.29)
k 1
17 Here the arbitrary constant in Eq. (32) is chosen so that the potential energy is zero in the finite point.
Chapter 1 Page 8 of 14
Essential Graduate Physics CM: Classical Mechanics
If we sum up the resulting Eqs. (14) for all particles of the system then, due to the 3rd Newton law (13),
the contributions of all internal forces to this double sum in the right-hand part cancel, and we get the
equation
N
P F ( ext) , where F ( ext ) Fk(ext) ,
Systems
momentum (1.30)
evolution k 1
which tells us that the translational motion of the system as the whole is similar to that of a single
particle, under the effect of the net external force F(ext). As a simple sanity check, if the external forces
have a zero sum, we return to postulate (10). Just one reminder: Eq. (30), just as its precursor Eq. (14),
is only valid in an inertial reference frame.
(iii) Angular momentum of a particle18 is defined as the following vector:
Angular
momentum: L r p, (1.31)
definition
where ab means the vector (or cross-) product of the vector operands.19 Now, differentiating Eq. (31)
over time, we get
L r p r p . (1.32)
In the first product, r is just the velocity vector v which is parallel to the particle momentum p = mv, so
that this product vanishes, since the vector product of any two parallel vectors is zero. In the second
product, p equals the full force F acting on the particle, so that Eq. (32) is reduced to
Angular
momentum: L , (1.33)
evolution
where vector
Torque r F, (1.34)
is called the torque of force F. (Note that the torque is evidently reference-frame specific - and again,
the frame has to be inertial for Eq. (33) to be valid.) For an important particular case of a central force
F that is parallel to the radius vector r of a particle (as measured from the force source point), the torque
vanishes, so that (in that particular reference frame only!) the angular momentum is conserved:
Angular
momentum:
conservation
L const. (1.35)
For a system of N particles, the total angular momentum is naturally defined as
N
L Lk . (1.36)
k 1
Differentiating this equation over time, using Eq. (33) for each L k , and again partitioning each force in
a accordance with Eq. (29), we get
18 Here we imply that the internal motions of the particle, including its rotation about its own axis, are negligible.
(Otherwise it could not be represented by a geometrical point, as was postulated in Sec. 1.) For a body with
substantial rotation (see Chapter 6 below), vector L retains its definition (32), but is only a part of the total
angular momentum and is called the orbital momentum even if the particle does not move along a closed orbit.
19 See, e.g., MA Eq. (7.3).
Chapter 1 Page 9 of 14
Essential Graduate Physics CM: Classical Mechanics
N N
L rk Fkk ' (ext ) , where (ext ) rk Fk(ext ) .
k , k '1 k 1
(1.37)
k ' k
The first (double) sum may be always divided into pairs of the type (rkFkk + rkFkk). With a natural
assumption of the central forces (Fkk rk rk), each of these pairs equals zero. Indeed, in this case both
components of the pair are vectors perpendicular to the plane passed through positions of both particles
and the reference frame origin, i.e. to the plane of drawing of Fig. 4. Also, due to the 3rd Newton law
(13) the two forces are equal and opposite, and the magnitude of each term in the sum may be presented
as Fkkhkk, with equal lever arms hkk = hkk. As a result, each sum (rkFkk + rkFkk), and hence the
whole double sum in Eq. (37) vanish, and it is reduced to a very simple result, System s
angular
L (ext)
, (1.38) momentum
evolution
that is similar to Eq. (33) for a single particle, and is the angular analog of Eq. (30). In particular, Eq.
(38) shows that if the full external torque (ext) vanishes by some reason (e.g., if the system of particles is
isolated from the rest of the Universe), the conservation law (35) is valid for the full angular momentum
L, even if its individual components Lk are not conserved due to inter-particle interactions.
Fk(ext) Fkk'
rk
/2
Fk'k Fk'(ext)
hkk' hk'k
rk'
Fig. 1.4. Internal and external forces, and
the internal torque cancellation in a system
O of two particles.
From the mathematical point of view, most conservation laws present the first integrals of
motion which sometimes liberate us from the necessity to integrate the second-order differential
equations of motion, following from the Newton laws, twice.
20Assuming that the additional, non-conservative forces (such as viscosity) responsible for the mechanical energy
drain, vanish at equilibrium as they typically do. (Static friction is one counter-example.)
Chapter 1 Page 10 of 14
Essential Graduate Physics CM: Classical Mechanics
A slightly more subtle case is a particle with potential energy U(r), subjected to an additional
external force F(ext)(r). In this case, the stable equilibrium is reached at the minimum of not function
U(r), but of what is sometimes called the Gibbs potential energy
Gibbs r
potential
U G r U r F ext r' dr' , (1.39)
energy
which is defined, just as U(r) is, to an arbitrary constant. The proof of Eq. (39) is very simple: in an
extremum of this function, the total force acting on the particle,
r
F tot F F ext U F ext r' dr' U G , (1.40)
vanishes, as it should.21 For the simplest (and very frequent) case of the applied force independent on
particles position, the Gibbs potential energy is just
U G r U r F ext r const . (1.41)
This is all very straightforward, but since the notion of UG is not well known to some students, 22
let me offer a very simple example. Consider a 1D deformation of the usual elastic spring providing the
returning force (-x), where x is the deviation from springs equilibrium. In order for the force to comply
with Eq. (22), its potential energy should equal to U = x2/2 + const, so that its minimum corresponds to
x = 0. This works fine until the spring comes under effect of a nonvanishing external force F, say
independent of x. Then the equilibrium deformation of the spring, x0 = F/, evidently corresponds not to
the minimum of U but rather to that of the Gibbs potential energy (41): UG = U Fx = x2/2 - Fx +
const.
21 Physically, the difference UG U specified by Eq. (39) may be considered the r-dependent part of the potential
energy U(ext) of the external system responsible for the force F(ext), so that UG is just the total potential energy U +
U(ext), besides the part of U(ext) which does not depend on r and hence is irrelevant for the fixed point analysis.
According to the 3rd Newton law, the force exerted by the particle on the external system equals (-F(ext)), so that
its work (and hence the change of U(ext) due to the change of r) is given by the second term in the right-hand part
of Eq. (39). Thus the condition of equilibrium, -UG = 0, is just the condition of an extremum of the total
potential energy, U + U(ext), of the two interacting systems.
22 Unfortunately, in most physics teaching plans the introduction of U is postponed until a course of statistical
G
mechanics and/or thermodynamics - where it is a part of the Gibbs free energy, in contrast to U, which is a part of
the Helmholtz free energy - see, e.g., Sec. 1.4 of the Statistical Mechanics (SM) part of my notes. However, the
reader should agree that the difference between UG and U, and hence that between the Gibbs and Helmholtz free
energies, has nothing to do with statistics or thermal motion, and belongs to the basic mechanics.
23 This is essentially a simplified model of the famous mechanical control device called the centrifugal (or
flyball, or centrifugal flyball) governor see, e.g., http://en.wikipedia.org/wiki/Centrifugal_governor.
Chapter 1 Page 11 of 14
Essential Graduate Physics CM: Classical Mechanics
an analytical mechanics testbed), none of the three conservation laws listed in the last section, holds.
In particular, beads energy,
m 2
E v mgh , (1.42)
2
is not constant, because the external forces rotating the ring may change it. Of course, we still can solve
the problem using the Newton laws, but this is even more complex than for the above case of the ring at
rest, in particular because the force N exerted on the bead by the ring now may have three rather than
two Cartesian components, which are not simply related. One can readily see that if we could exclude
the so-called reaction forces such as N, that ensure external constraints of the particle motion, in
advance, that would help a lot. Such an exclusion may be provided by analytical mechanics, in
particular its Lagrangian formulation, which will be discussed in the next chapter.
An even more important motivation for analytical mechanics is given by dynamics of non-
mechanical systems, for example, of the electromagnetic field possibly interacting with charged
particles, conducting bodies, etc. In many such systems, the easiest (and sometimes the only practicable)
way to find the equations of motion is to derive then from the Lagrangian or Hamiltonian function of the
system. In particular, the Hamiltonian formulation of the analytical mechanics (to be discussed in
Chapter 10) offers a direct pathway to deriving Hamiltonian operators of systems, which is the standard
entry point for analysis of their quantum-mechanical properties.
1.2. Two round disks of radius R are firmly connected with a coaxial R T
cylinder of a smaller radius r, and a thread is wound on the resulting spool. r
The spool is placed on a horizontal surface, and threads end is being pooled O
out at angle - see Fig. on the right. Assuming that the spool does not slip on
the surface, what direction would it roll?
(Sometimes the device is called the Watts governor, after the famous engineer J. Watts who used it in 1788 in
one of his first steam engines, though it had been used in European windmills at least since the 1600s.)
Chapter 1 Page 12 of 14
Essential Graduate Physics CM: Classical Mechanics
1.4. A uniform, long, thin bar is placed horizontally on two similar round cylinders rotating
toward each other with the same angular velocity and displaced
by distance d see Fig. on the right. Calculate the laws of relatively
slow horizontal motions of the bar within the plane of drawing for
both possible directions of cylinder rotation, assuming that the
friction force between the slipping surfaces of the bar and each d
cylinder obeys the usual simple law F = N, where N is the normal g R R
pressure force between them, and is a constant (velocity-
independent) coefficient. Formulate the condition of validity of your result.
M, R
Chapter 1 Page 13 of 14
Essential Graduate Physics CM: Classical Mechanics
1.9. One of popular futuristic concepts of travel is digging a straight railway tunnel through the
Earth and letting a train go through it, without initial velocity - driven only by gravity. Calculate trains
travel time through such a tunnel, assuming that the Earths density is constant, and neglecting the
friction and planet rotation effects.
1.11. Find the acceleration of a rocket due to the working jet motor, and explore the resulting
equation of rockets motion.
Hint: For the sake of simplicity, you may consider a 1D motion.
1.12. Prove the following virial theorem:24 for a set of N particles performing a periodic motion,
1 N
T Fk rk ,
2 k 1
where (as everywhere in these notes), the top bar means time averaging in this case over the motion
period. What does the virial theorem say about:
(i) the 1D motion of a particle in a confining potential U(x) = ax2s, with a > 0 and s > 0, and
(ii) the orbital motion of a particle moving in a central potential U(r) = - C/r?
N
Hint: Explore the time derivative of the following scalar function of time: G t p k rk .
k 1
Chapter 1 Page 14 of 14