Deriving Time Dependent & Independent Schrodinger Equations, Classical and Hamilton Jacobi Equations

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The article aims to provide a clear and comprehensive derivation of the time dependent Schrödinger equation for undergraduate students by starting from familiar concepts in classical mechanics.

The main goal of the article is to derive the time dependent Schrödinger equation in a way that is understandable for undergraduate students by taking a step-by-step approach.

The article derives the time dependent Schrödinger equation by starting from wave mechanics, the time independent Schrödinger equation, and classical and Hamilton-Jacobi equations.

Leonardo Electronic Journal of Practices and Technologies

Issue 26, January-June 2015

ISSN 1583-1078

p. 31-48

Deriving time dependent Schrdinger equation from Wave-Mechanics,


Schrdinger time independent equation, Classical and Hamilton-Jacobi
equations
Nilesh P. BARDE1*, Sandeep D. PATIL2, Pravin M. KOKNE1, Pranav P. BARDAPURKAR3
1

Department of Physics, Badrinarayan Barwale Mahavidyalaya, Jalna, Maharashtra, India


Department of Mathematics, Badrinarayan Barwale Mahavidyalaya, Jalna, Maharashtra, India
3
Department of Physics, S. N. Arts, D.J. Malpani Commerce & B. N. Sarda Science College,
Sangamner, Maharashtra, India
E-mails: *[email protected]; [email protected];
2

[email protected]; [email protected]
*Corresponding author, phone: +919420808535

Abstract
The concept of time dependent Schrdinger equation (TDSE) illustrated in
literature and even during class room teaching is mostly either complex or
meant for advanced learners. This article is intended to enlighten the concept
to the beginners in the field and further to improve knowledge about detailed
steps for abstract mathematical formulation used which helps in understanding
to derive TDSE using various tools and in more comprehensible manner. It is
shown that TDSE may be derived using wave mechanics, time independent
equation, classical & Hamilton-Jacobis equations. Similar attempts have been
done earlier by some researchers. However, this article provides a
comprehensive, lucid and well derived derivation, derived using various
approaches, which would make this article unique.
Keywords
Schrdinger wave equation; Simple harmonic motion; Hamilton-Jacobis
equation

31
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Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

Introduction
Quantum Mechanics is an essential part of undergraduate syllabus in Physics as well
as in Chemistry. This specialized branch of physics mainly deals with subatomic particles and
the era where Newtonian laws are not obeyed.
While a student is uplifted from higher secondary level to graduate classes, he has a
high impact and firm belief in classical mechanics and Newtonian laws. Many terms in
quantum mechanics are contradictory to their classical counterparts. This underlines the
importance and need of a focussed a step-down approach to teach the new notions. The most
crucial part of quantum mechanics comes when a teacher has to deal with what is called
Schrdingers equations (SE) and the most regretful saga is that in most of the cases, this is
dealt as a black box and hardly any efforts are taken to derive them following the known to
unknown path.
In fact, it is expected that a teacher should start from the familiar concepts in classical
mechanics and should land down with derivation of these equations giving the physical
significance meaningfully. Same is the approach followed in many of the standard books.
Many researchers, educationalists have attempted to bridge this gap and tried to give
derivations of SE starting from many fundamental principles. However, again many of such
attempts are thorny for undergraduate students. [1-9]
This pitfall itself is the motivation for the present work. Although similar attempts
have been done by many researchers, this article has a primitive thrust to provide the
derivation of SE giving detailed description with deduction of every small step involved in
deriving it. Further, it is intended that the reader should get introduced with a variety of ways
to derive the SE, with a least prerequisite knowledge of quantum mechanics.
This article provides the simplified derivation of Time Dependent Schrdingers
Equation starting from wave mechanics, Schrdinger Time Independent Equation, classical
and Hamilton-Jacobi equations.

On Schrdingers equation
In1924, de-Broglie suggested that every moving particle has a wave associated with it,
which is also known as matter wave. Further, Erwin Schrdinger in continuation to deBroglies hypothesis introduced a differential wave equation of second order to explain the
wave nature of matter and particle associated to wave. This equation is analogous to the
equation for waves in optics, which assumes that the particle behaves as wave and yields
32

Leonardo Electronic Journal of Practices and Technologies

Issue 26, January-June 2015

ISSN 1583-1078

p. 31-48

solution in terms of a function called the wave function. When this equation is solved, it gives
two things; namely the wave function and the energy E, of the particle under consideration.
Once the wave function is known, then everything about the particle is known or can be
deduced from the wave function. Thus, the wave function is the most important thing,
which itself does not have any physical significance, however the absolute square of , i.e.
||2 gives the probability of finding the particle in a particular region of space at a particular
instant of time. The term E in the equation is the energy of the particle depending upon the
potential V and boundary conditions (constraints on the particle) can be continuous or
quantized. Quantization of energy of the particle is a remarkable feature of the quantum
mechanics i.e. a particle cannot have any energy or continuous energy, but can have only that
permitted energy described by Schrdinger equation together with the potential V and the
boundary conditions [10, 11].
Schrdingers equation was very much popular, though initially it was questioned by
scientific community due to its limitation regarding non-relativistic particles. Heisenberg
developed a matrix mechanics in which physical quantities are explained in terms of Eigen
values of the matrix [6]. The mathematical equations in equivalence to matrix mechanics were
successfully shown by Schrdinger in the series of papers published in 1926; the theory later
on was consequently called as wave mechanics. Heisenbergs matrix mechanics and
Schrdingers wave mechanics were known to be two different descriptions of quantum
mechanics [10-16].
Basically Schrdinger equations have two forms: one consisting of time termed as
time dependent equation and the other in which time factor is eliminated and hence named as
time independent equation [17-21].

Material and method


Different methods used to derive TDSE:
a) Using wave mechanics
Propagation of a wave makes particles of the medium to oscillate about their mean
position. These oscillations are to and fro, along the same path and the motion is referred as
Simple Harmonic Motion (S.H.M.). Displacement of a particle from its mean position is
given by a simple equation from wave mechanics, as

33

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

y = A sin ( t )
which can further be modified to

y = A sin

2v x
t
v

Quantum mechanically, this particle, describing S.H.M. in accordance with equation


(0-II) has a wave, or in particular - a matter wave, associated with it, which is represented by a
wave function (x,t). This wave function is not a directly measurable quantity and may be
complex in nature. The wave function associated with a particle moving along +x direction is
given by

= Ae

i t
v

(1)

where, A is the amplitude of oscillations, is angular frequency, t is the time, x is position


and v is its velocity.
As = 2 and v = , equation (1) modifies to,

= Ae
= Ae

i2 t

(2)

i2 t

If is the frequency of oscillations, the total energy is given by


E = h = 2h

where h is Plancks constant and h =

(3)

h
2

Thus, =

E
2h

Also, =

h 2h
(by de-Broglies hypothesis)
=
p
p

Therefore equation (2) becomes

= Ae
= Ae
= Ae
34

xp
Et
i2

2 h
2 h

i 2
(Et xp)
2 h

i
(Et xp)
h

(4)

Leonardo Electronic Journal of Practices and Technologies

Issue 26, January-June 2015

ISSN 1583-1078

p. 31-48

Equation (4) represents a mathematical representation of an unrestricted particle of


total energy E and momentum p moving along +x direction.
The total energy (E) of the particle can be written as
T.E. = E = K.E. + P.E.

E=

1
2

mv 2 +V =

m2 v2
p2
+V
+V =
2m
2m

p2
E =
+ V
2m

(5)

where, V is potential energy of the particle which is a function of x.


Differentiating equation (4) w.r. to x,
i
(Et xp) ip

= A e h

h
x

(6)

Again differentiating with respect to x,


i
( Et xp )
2
p2
h
= 2 A e
x 2
h

Using equation (4),


2
p2
=

x 2
h2

(7)

which then becomes


2
p = h
x 2
2

(8)

Differentiating equation (4) with respect to t,


i
( Et xp ) iE

= Ae h

t
h

(9)

Again using equation (4),

iE
=

t
h
E =

h
i t

(10)

(11)

Equation (5) becomes,

35

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

h
h 2

=
+ V
i t
2m x 2

(12)

Substituting equations (8) and (11) in equation (5),


h h 2 2
=
V
i t
2m x 2

(13)

Equation (13) is the one dimensional TDSE. The same can be written in three
dimensions as
h
h2 2
=
V
i t
2m

where 2 =

(14)

2
2
2
+
+
is a Laplacian operator.
x 2 y2 z2

Thus, the Time Dependent Schrdinger Equation, TDSE, can be derived from the
wave mechanics considering the equations for a particle describing S.H.M. This derivation
has its own importance as it paves the way from classical to quantum mechanics.
Using Schrdingers time independent equation

The Schrdingers time independent equation in 3-D is given by,


2 +

2m
(E V) = 0
h2

(15)

Consider, a wave function represented as:


= Ae-it

(16)

where, A is amplitude of the wave, is an angular frequency and t is the time period.
Differentiating equation (16) w.r. to t,

= iA e it = i ( 2 ) A e it
t

(17)

i.e., as E = h

2E
2E
it
= i
= i

A e
t
h
h

h
i 2 h ih

E =
=
=
= ih
i 2 t
i 2 t
2 t
t
Hence, equation (15) becomes,

36

(18)

Leonardo Electronic Journal of Practices and Technologies

Issue 26, January-June 2015

ISSN 1583-1078

p. 31-48

2 +

2mE
2mV
2 = 0
2
h
h

2 +
2

(19)

2m 2mV
ih
2 =0
t
h2
h

2mV
2m
= 2 ih
2
t
h
h

(20)

h2 2

+ V = i h
t
2m
The above equation represents TDSE with the term:

h2 2
+ V = H as the Hamiltonian operator.
2m
Thus, the two legendary equations have a fair connection. These two equations are like

statics and dynamics in classical mechanics, hence, derivability of the time dependent
equation from the time independent form is much significant.

Using classical wave equation

The 1-D equation for an electromagnetic wave is expressed as


2 E
1 2 E
=

=0
x 2
c 2 t 2

(21)

where, E is the energy of the wave, c is the velocity of light and t is the time, for a wave
propagating in x-direction. The above equation is derived from Maxwells equations which
governs EM waves in electrodynamics [9]. The solution is a plane wave solution which
satisfies the above equation represented as
E(x, t) = E0ei(kx-t)

(22)

where, k is propagation constant and is an angular frequency. Differentiating equation (22)


w.r.to x,
E
= E 0ik ei( kx t )
x

(23)

Again differentiating w.r.to x,


2E
i kx t )
= E0k 2 e (
x 2

(24)

Differentiating equation (22) w.r.to t,

37

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

E
= E 0 ( i ) ei( kx t )
t

(25)

Again differentiating w.r.to t,


2E
i kx t )
= E 0 2 e (
2
t

(26)

Equation (21) becomes,


1

i ( kx t )
2
2
=0
E 0 k + 2 E 0 e
c

2 2
i ( kx t )
=0
k + 2 E 0 e
c

k2 =

(27)

=
,
k
c
c2

As, c =
E = h = 2 h
E = h

(28)

h
2h
2h
p= =
=
= hk
(c / )
c
Equation (22) becomes,
E( x, t ) = E 0

p E
i( x t )
h
h
e

= E0

i
( px Et )
h
e

(29)

Differentiating equation (29) w.r.to x,


i
( px Et ) ip
E
= E0 e h

x
h

(30)

Differentiating again w.r.to x,


i
( px Et )
2E
p2
h
=

e
0
x 2
h2

(31)

Differentiating equation (29) w.r.to t,


i
( px Et ) iE
E
h
= E0 e

t
h

Differentiating again w.r.to t,


i
( px Et )
2E
E2
h
=

e
0
2
2
t
h

Equation (21) becomes,

38

(32)

Leonardo Electronic Journal of Practices and Technologies

Issue 26, January-June 2015

ISSN 1583-1078

p. 31-48

i
( px Et )
2
1 2
h
E
e

=0
2
2
2 0
c t
x
i
( px Et )
p2
E2
h
E
e

=0
2
2 2 0
hc
h

i
( px Et )
1 2 E2
h
p
E
e

=0
2
2 0
c
h

p2

E2
=0
c2

E2 = p2c2

(33)

Now, the relativistic mass of a particle with rest mass mo, is given by
mo

m=

v2
c2

which can further be written as


m 2o

m2 =

v2
c2

v2
4

c
1
Multiplying the above equation by
2
c ,
v2
m c 1 2 = m o2 c 4
c
2 4

m 2 c 2 ( c 2 v 2 ) = m o2 c 4
m 2 c 4 p 2 v 2 = m o2 c 4

m 2 c 4 p 2 v 2 = m o2 c 4

(34)

Thus for an EM wave, considering E = mc2, equation (34) takes the formE 2 = p 2 c 2 + m o2 c 4

(35)

Equation (33) refers to energy in case of non relativistic considerations. However,


when the relativistic effects are considered, the same expression (equation 33) modifies to
equation (35). The rest mass term mo will further be used as m for the sake of simplicity.
Thus, from equation (35),
E2
= p2 + m2c2
c2
39

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

p2
E = p c + m c = m c 1 + 2 2
mc
2 2

2 4

E = mc 2 1 +

2 4

p2
m2c2

p2
E = mc 2 1 +
2 2
2m c

where, the higher order terms are neglected.


E = mc 2 +

p2
(mv) 2
= mc 2 +
= mc 2 + T
2m
2m

(36)

where, T is the classical kinetic energy.


As we are not dealing with any electric field, the energy term in equation (29) may be
replaced by any wave function and is represented by,

( x, t ) = 0 e

i
( px Et )
h

(37)

where, 0 is amplitude of the wave.


The total energy from equation (36) can be substituted in equation (37) which leads to
i

( x, t ) = 0 e h

px (mc2 + T)t

( x, t ) = 0 e
( x, t ) = 0 e

i
px mc2 t + Tt

h
imc2 t
h

eh

( px Tt )

The first term of equation (38), e


i

whereas the later term i.e. e h

( px Tt )

(38)
imc2 t
h

, is associated with velocity of light, c,

is associated with velocity of the particle. As the particle

velocity can never be greater than that of the light, it is obvious that the former term will
oscillate faster than the later.
Now, equation (38) can be written as
( x, t ) = e
i

where, = 0 e h

imc 2 t
h

( px Tt )

and is a non-relativistic function.

Differentiating equation (39) twice with respect to t,

40

(39)

Leonardo Electronic Journal of Practices and Technologies

Issue 26, January-June 2015

ISSN 1583-1078

p. 31-48

t
t
t
2
m 2c 4 imc
2i 2 imc
imc
2
h
h
h
= 2 e
mc e
+e
t 2
t
t 2
h
h
2

(40)

The second term in the above equation is much smaller than that of first term.
E2
Using E = p c + m c i.e. 2 = p 2 + m 2 c 2 and E0 in equation (33),
c
2

2 2

2 4

i
( px Et )
1 2 E2
2 2
h

=0
p
m
c
e

2
2
c
h

(41)

But, the energy and momentum operators are,


p 2 h 2

2
h
and E
2
x
i t

The above equation becomes,

2
i

( px Et )
1 2 2
1 h
2 2
h
h
m
c
e

+
+

=0

2
2
2

h
c i t
x

i
( px Et )
1 2 2 h2 2
2 2
h
2 h
+ 2 2 + m c e
=0
2
h
c t
x

(42)

i
( px Et )
2
1 2 m2c2
h
e

=0
2
2
2
2
c t
h
x

Neglecting small terms from equation (40) and using large terms in equation (42),
2
2
t
t
2
1 m 2 c 2 imc
2i 2 imc
m 2 c 2
h
h
mc e
2 = 0
2 2 2 e
c h
h
h
t
x

imc t
2 m 2 imc t 2i
m 2 c2
h
h
e
me
+
+
2 = 0
2
h2
h
h
t
x
2

2 2i
+ m
= 0 by neglecting two terms
x 2 h
t
2
2i
= m
2
x
t
h
2 2i

= 2 mh
2
h
x
t
h 2 2

= ih
2
2m x
t

(43)

Equation (43) is the TDSE in 1-D without potential energy term. In 3-D form it
modifies to
41

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

h2 2

= ih
2m
t

2
2
2
where = 2 + 2 + 2 is a Laplacian operator.
x y z

(44)

This approach of deriving TDSE from classical wave equation is important as this
helps the students to understand the interlinkage between the classical theory of
electrodynamics and the modern quantum mechanics.

Using Hamilton-Jacobi equation

The Hamilton equations can be obtained by applying Canonical transformation


equations to the spatial coordinates qi and canonical momenta pi for n-dimensional classical
mechanical system which are represented as
H
dq i H
dpi
=
=
and
q i
dt pi
dt

(45)

where, H is the Hamilton of the system at any instant t [9]. The canonical transformed coordinates
Qi and momenta Pi for n-dimensional system satisfies the Hamilton equation as
k
dQi k
dP
=
and i =
Pi
Qi
dt
dt

(46)

where, k is the transformed Hamiltonian related to the original H as


k(Qi , Pi , t) = H(q i , p i , t) +

dF
dt

(47)

where, F is a generating function of the canonical transformation i.e. F(qi, Qi, t)


The another generating function is S called as Hamiltons principle function
represented as
S = F(qi, Pi, t).
Due to which the transformed Hamiltonian k vanishes
H(q i , pi , t) +

dS
=0
dt

(48)

The transformation equations for spatial coordinate qi and momenta pi are


Qi =

S
S
and pi =
Pi
q i

Substituting equation (49) in equation (48),

42

(49)

Leonardo Electronic Journal of Practices and Technologies

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p. 31-48

S ds
H qi ,
,t + = 0
q i dt

(50)

Equation (50) is called as Hamilton-Jacobi equation.


For the particle with Newtonian mass m and potential V, the Hamilton-Jacobi equation
will be,
1 S S S
+ +
2m x y z
2

S
=0
+V+
t

(51)
1

The quantum wave function in terms of coordinate x is given by, ( X, t ) = e h

S( X,t )

Taking log on both sides,


1

log ( X, t ) = log e h

S( X,t )

1
log ( X, t ) = S ( X, t ) log e
h
h
S ( X, t ) = ln
i

(52)

(natural log)

S = ih ln
where, X = (x,y,z) is the space coordinate.
Differentiating equation (52) w.r. to x,y,z and t,
S
ih S
ih S
ih S
ih
=
;
=
;
=
;
=
x
x y
y x
x t
t

(53)

Differentiating first equation only from above equation w.r.to x,

S
=
x
i h x
i S
=
x
h x

(54)

2 i S i 2S
=
+
x 2 h x x h x 2
Differentiating momentum coordinate equation from equation (49) w.r.to x by taking I
q x,
(m xt )
&
2S p x (mx)
2x
=
=
=
=
m
=0
x 2
x
x
x
x t

(55)

From first equation in equation (53),

43

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

S
ih
=
x
x
(56)

S
=
x
i h x

Substituting this value in equation (54) and using equation (55)


2 i S S i
=

+ 0
x 2 h x ih x h

2
S
= 2
2
x
h x

(57)

h 2 2
S
=


x 2
x
2

S
h 2 2
h 2 2
S
and
=



y 2
z 2
z
Similarly, y
2

(58)

Using equation (53) for t, equation (57) and (58) in equation (51)
1 h2 2
2
2

+
+

2m x 2 y 2 z 2


ih
=0
+ V
t

h2 2
ih
+ V
=0
2m
t

h2 2
ih

+ V =
2m
t

(59)

h
h2 2
=
+ V
i t
2m

The above equation is Time Dependent Schrdinger Equation in 3-D form. The
Hamilton-Jacobi equation is basically related to classical mechanics and is particularly used
where conserved quantities mechanical systems are to be identified. Deriving TDSE with this
methodology helps to have similar treatment in quantum mechanics too.

Applications

Schrdingers equation is a fundamental or building block of quantum mechanics and


finds several applications. Some of the significant applications are discussed in the following
section.

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Leonardo Electronic Journal of Practices and Technologies

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p. 31-48

1. Estimation of allowed energy levels of a particle in a constrained rigid box

Schrdinger equation is used to determine the allowed or permissible energy levels of


quantum mechanical systems like atoms, electrons, protons, neutrons etc. The associated
wave function gives the probability of finding the particle at a certain position. The allowed
energy levels of a particle constrained to a rigid box can also be determined using SE.
The best example can be an electron in a thin conducting wire. Here, the electron can
be considered to move freely back and forth along the length of the wire but cannot escape
from it. Then, using SE, one can derive the expression for the allowed energies of the
electron, as given below
h 2
n = 1, 2,3......
2ma 2
for 0 x a
En = n2

2. Investigation of possible energies of a free particle which are unconfined


in any box

This is the case where the particle is not subjected to any forces and is completely
unconfined. The potential energy of a free particle is constant and can be chosen to be zero.
The SE can be set up and solved for such free particle and the allowed energy levels can be
determined.
3. Solutions to the problems related to tunnelling of a particle from different
energy levels.

This is the fundamental basis for the modern characterization technique called
Scanning Tunnelling Microscopy. SE can be used to comprehend the tunnelling or
penetration of electrons through different energy levels.
The tunnelling current can be determined using solution to SE. Further, as the
tunnelling current has a strong dependence on the surface morphology, the technique can then
be directly applied to map the surface topography of a specimen.
4. Solutions to the problems related to step potential, square well potential in
1-D with different conditions for a particle.

Square well potential is a typical example or problem in quantum mechanics that


exemplify differences between classical and quantum mechanical situations. This is analysed

45

Deriving time dependent Schrdinger equation from Wave-Mechanics, Schrdinger time independent
Nilesh P. BARDE, Sandeep D. PATIL, Pravin M. KOKNE, Pranav P. BARDAPURKAR

on the basis of energy of the particle which can be obtained only by solving SE. This
underlines the utmost application.
5. Solutions to the problems related to a harmonic oscillator.

A simple harmonic oscillator is a system that oscillates about a stable equilibrium


according to Hookes law. This situation resemble with vibrating atoms in a solid. The
harmonic oscillator problem may be used to describe the vibrations of molecules. Again in
this case, SE is the way to determine the potential energy, rather allowed energy levels, of
vibrating atoms and to analyze their motion.

Conclusions

Discussion on Schrdingers equation, in particular, its derivation, is dealt with much


complexity in books as well as during class room teaching. Present article is been an attempt
to bridge this gap and to give a clear illustration of the concept along with its derivation,
starting from many simpler concepts in classical mechanics. These starting points included
the equations from wave mechanics, Schrdinger Time Independent Equation, classical and
Hamilton-Jacobi equations. It can be concluded that the article provides a stepping stone for
the beginners in quantum mechanics, or the undergraduate students, to have an insight into SE
and a varieties of way to derive it.

Acknowledgements

Authors (NPB, PPB) would like to thank Dr. R.S. Yennawar and Dr. S. A. Arote for
the fruitful discussions and suggestions to enrich the manuscript

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