Software Engineering-I (CS504)

Software Engineering - I
An Introduction to Software Construction Techniques for Industrial
Strength Software

Chapter 3 Requirement Engineering

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Requirement Engineering
We recall from our previous discussion that software development is not simply coding
it is a multi-activity process. The process of software construction encompasses and
includes answers to the following questions:

What is the problem to be solved?

What are the characteristics of the entity that is used to solve the problem?
How will the entity be realized?
How will the entity be constructed?
What approach will be used to uncover errors that were made in the design and
construction of the entity?
How will the entity be supported over the long term when users of the entity
request corrections, adaptations, and enhancements?

These questions force us to look at the software development process from different
angles and require different tools and techniques to be adopted at different stages and
phases of the software development life cycle. Hence we can divide the whole process in
4 distinct phases namely vision, definition, development, and maintenance. Each one of
these stages has a different focus of activity. During the vision phases, the focus is on
why do we want to have this system; during definition phase the focus shifts from why to
what needs to be built to fulfill the previously outlined vision; during development the
definition is realized into design and implementation of the system; and finally during
maintenance all the changes and enhancements to keep the system up and running and
adapt to the new environment and needs are carried out.
Requirement engineering mainly deals with the definition phase of the system.
Requirement engineering is the name of the process when the system services and
constraints are established. It is the starting point of the development process with the
focus of activity on what and not how.
Software Requirements Definitions
Before talking about the requirement process in general and discussing different tools and
techniques used for developing a good set of requirements, let us first look at a few
definitions of software requirements.
Jones defines software requirements as a statement of needs by a user that triggers the
development of a program or system.
Alan Davis defines software requirements as a user need or necessary feature, function,
or attribute of a system that can be sensed from a position external to that system.

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According to Ian Summerville, requirements are a specification of what should be
implemented. They are descriptions of how the system should behave, or of a system
property or attribute. They may be a constraint on the development process of the system.
IEEE defines software requirements as:
1. A condition or capability needed by user to solve a problem or achieve an
objective.
2. A condition or capability that must be met or possessed by a system or system
component to satisfy a contract, standard, specification, or other formally imposed
document.
3. A documented representation of a condition or capability as in 1 or 2.
As can be seen, these definitions slightly differ from one another but essentially say the
same thing: a software requirement is a document that describes all the services provided
by the system along with the constraints under which it must operate.
Importance of Requirements
Many of the problems encountered in SW development are attributed to shortcoming in
requirement gathering and documentation process. We cannot imagine start building a
house without being fully satisfied after reviewing all the requirements and developing all
kinds of maps and layouts but when it comes to software we really do not worry too
much about paying attentions to this important phase. This problem has been studied in
great detail and has been noted that 40-60% of all defects found in software projects can
be traced back to poor requirements.
Fred Brooks in his classical book on software engineering and project management The
Mythical Man Month emphasizes the importance of requirement engineering and writes:
The hardest single part of building a software system is deciding precisely what
to build. No other part of the conceptual work is as difficult as establishing the
detailed technical requirements, including all the interfaces to people, to
machines, and to other software systems. No other part of the work so cripples the
system if done wrong. No other part is more difficult to rectify later.
Let us try to understand this with the help of an analogy of a house. If we are at an
advanced stage of building a house, adding a new room or changing the dimensions of
some of the rooms is going to be very difficult and costly. On the other hand if this need
is identified when the maps are being drawn, one can fix it at the cost of redrawing the
map only. In the case of a software development, we experience the exact same
phenomenon - if a problem is identified and fixed at a later stage in the software
development process, it will cost much more than if it was fixed at and earlier stage.
This following graph shows the relative cost of fixing problem at the various stages of
software development.
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Boehm(1981) has reported that correcting an error after development costs 68 times
more. Other studies suggest that it can be as high as 200 times. Since cost is directly
related with the success or failure of projects, it is clear from all this discussion that
having sound requirements is the most critical success factor for any project.
Role of Requirements
Software requirements document plays the central role in the entire software
development process. To start with, it is needed in the project planning and feasibility
phase. In this phase, a good understanding of the requirements is needed to determine the
time and resources required to build the software. As a result of this analysis, the scope of
the system may be reduced before embarking upon the software development.
Once these requirements have been finalized, the construction process starts. During this
phase the software engineer starts designing and coding the software. Once again, the
requirement document serves as the base reference document for these activities. It can
be clearly seen that other activities such as user documentation and testing of the system
would also need this document for their own deliverables.
On the other hand, the project manager would need this document to monitor and track
the progress of the project and if needed, change the project scope by modifying this
document through the change control process.
The following diagram depicts this central role of the software requirement document in
the entire development process.

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Some Risks from Inadequate Requirement Process

From the above discussion, it should be clear that the requirements play the most
significant role in the software development process and the success and failure of a
system depends to a large extent upon the quality of the requirement documents.
Following is a list of some of the risks of adopting an inadequate requirement process:
1. Insufficient user involvement leads to unacceptable products.
If input from different types of user is not taken, the output is bound to lack in key
functional areas, resulting in an unacceptable product. Overlooking the needs of
certain user classes (stake holders) leads to dissatisfaction of customers.
2. Creeping user requirements contribute to overruns and degrade product quality.
Requirement creep is one of the most significant factors in budget and time overruns.
It basically means identifying and adding new requirements to the list at some
advanced stages of the software development process. The following figure shows the
relative cost of adding requirements at different stages.

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3. Ambiguous requirements lead to ill-spent time and rework.

Ambiguity means that two different readers of the same document interpret the
requirement differently. Ambiguity arises from the use of natural language. Because
of the imprecise nature of the language, different readers interpret the statements
differently. As an example, consider the following Urdu Phrase: Rooko mut jane
doo. Now, depending upon where a reader places the comma in this statement, two
different readers may interpret it in totally different manner. If a comma is palced
after Rooko, the sentence will become Rooko, mut jane doo, meaning dont let
him go. On the other hand if the comma id placed after mut, the sentence will
become Rooko mut, jane doo, meaning let him go. Ambiguous requirements
therefore result in misunderstandings and mismatched expectations, resulting in a
wasted time and effort and an undesirable product.
Let us consider the following requirement statement:
The operator identity consists of the operator name and password; the password
consists of six digits. It should be displayed on the security VDU and deposited in the
login file when an operator logs into the system.
This is an example of ambiguous requirement as it is not clear what is meant by it
in the second sentence and what should be displayed on the VDU. Does it refer to the
operator identity as a whole, his name, or his password?
4. Gold-plating by developers and users adds unnecessary features.
Gold-plating refers to features are not present in the original requirement document
and in fact are not important for the end-user but the developer adds them anyway
thinking that they would add value to the product. Since these features are outside the
initial scope of the product, adding them will result in schedule and budget overruns.

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5. Minimal specifications lead to missing key requirements and hence result in an
unacceptable product.
As an example, let us look at the following requirement. The requirement was stated
as: We need a flow control and source control engineering tool. Based upon this
requirement, system was built. It worked perfectly and had all the functionality
needed for source control engineering tool and one could draw all kinds of maps and
drawings. The system however could not be used because there was there was no
print functionality.
Let us now look at the following set of requirement statements for another system:

The system should maintain the hourly level of reservoir from depth sensor
situated in the reservoir. The values should be stored for the past six months.
AVERAGE: Average command displays the average water level for a particular
sensor between two times.

This is another case of minimal requirements it does not state how the system
should respond if we try to calculate the average water level beyond the past six
months.

6. Incompletely defined requirements make accurate project planning and tracking

impossible.
Levels of Software Requirements
Software requirements are defined at various levels of detail and granularity.
Requirements at different level of detail also mean to serve different purposes. We first
look at these different levels and then will try to elaborate the difference between these
with the help of different examples.
1. Business Requirements:
These are used to state the high-level business objective of the organization or
customer requesting the system or product. They are used to document main system
features and functionalities without going into their nitty-gritty details. They are
captured in a document describing the project vision and scope.
2. User Requirements:
User requirements add further detail to the business requirements. They are called
user requirements because they are written from a users perspective and the focus of
user requirement describe tasks the user must be able to accomplish in order to fulfill
the above stated business requirements. They are captured in the requirement
definition document.

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3. Functional Requirements:
The next level of detail comes in the form of what is called functional requirements.
They bring-in the systems view and define from the systems perspective the
software functionality the developers must build into the product to enable users to
accomplish their tasks stated in the user requirements - thereby satisfying the business
requirements.
4. Non-Functional Requirements
In the last section we defined a software requirement as a document that describes all
the services provided by the system along with the constraints under which it must
operate. That is, the requirement document should not only describe the functionality
needed and provided by the system, but it must also specify the constraints under
which it must operate. Constraints are restrictions that are placed on the choices
available to the developer for design and construction of the software product. These
kinds of requirements are called Non-Functional Requirements. These are used to
describe external system interfaces, design and implementation constraints, quality
and performance attributes. These also include regulations, standards, and contracts to
which the product must conform.
Non-functional requirement play a significant role in the development of the system. If
not captured properly, the system may not fulfill some of the basic business needs. If
proper care is not taken, the system may collapse. They dictate how the system
architecture and framework. As an example of non-functional requirements, we can
require software to run on Sun Solaris Platform. Now it is clear that if this requirement
was not captured initially and the entire set of functionality was built to run on Windows,
the system would be useless for the client. It can also be easily seen that this requirement
would have an impact on the basic system architecture while the functionality does not
change.
While writing these requirements, it must always be kept in mind that all functional
requirements must derive from user requirements, which must themselves be aligned with
business requirements. It must also be remembered that during the requirement
engineering process we are in the definition phase of the software development where the
focus is on what and not how. Therefore, requirements must not include design or
implementation details and the focus should always remain on what to build and not how
to build.
Let us now look at an example to understand the difference between these different types
of requirements.
Let us assume that we have a word-processing system that does not have a spell checker.
In order to be able to sell the product, it is determined that it must have a spell checker.
Hence the business requirement could be stated as: user will be able to correct spelling
errors in a document efficiently. Hence, the Spell checker will be included as a feature in the
product.

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In the next step we need to describe what tasks must be included to accomplish the
above-mentioned business requirement. The resulting user requirement could be as
follows: finding spelling errors in the document and decide whether to replace each
misspelled word with the one chosen from a list of suggested words. It is important to
note that this requirement is written from a users perspective.
After documenting the users perspective in the form of user requirements, the systems
perspective: what is the functionality provided by the system and how will it help the user
to accomplish these tasks. Viewed from this angle, the functional requirement for the
same user requirement could be written as follows: the spell checker will find and highlight
misspelled words. It will then display a dialog box with suggested replacements. The user will be allowed
to select from the list of suggested replacements. Upon selection it will replace the misspelled word with
the selected word. It will also allow the user to make global replacements.
Finally, a non-functional requirement of the system could require that it must be integrated into

the existing word-processor that runs on windows platform.

Stakeholders
As mentioned earlier, in order to develop a good requirement document, it is imperative
to involve all kinds of user in the requirement engineering process. The first step in
fulfillment of this need is the identification of all the stakeholders in the system.
Stakeholders are different people who would be interested in the software. It is important
to recognize that management carries a lot of weight, but they usually are not the actual
users of the system. We need to understand that it is the actual user who will eventually
use the system and hence accept or reject the product. Therefore, ignoring the needs of
any user class may result in the system failure.
A requirement engineer should be cognizant of the fact that stakeholders have a tendency
to state requirements in very general and vague terms. Some times they trivialize things.
Different stakeholders have different requirements sometimes even conflicting. On top
of that internal politics may influence requirements.
The role of stakeholders cannot be overemphasized. A study of over 8300 projects
revealed that the top two reasons for any project failure are lack of user input and
incomplete requirements.
The following diagram shows the role of different stakeholders in the setting the system
requirements.

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Requirement Statement and Requirement Specification Documents

Different levels of software requirements are documented in different documents. The
two main documents produced during this phase are Requirement Statement and
Requirement Specification. They are also called Requirement Definition and Functional
Specification and are used to document user requirements and functional requirements
respectively.
Requirement Statement Characteristics
A good Requirements statement document must possess the following characteristics.

Complete - Each requirement must fully describe the functionality to be delivered.

Correct - Each requirement must accurately describe the functionality to be built.

Feasible - It must be possible to implement each requirement within the known
capabilities and limitations of the system and its environment.

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Necessary -Each requirement should document something that the customer really
need or something that is required for conformance to an external system requirement
or standard.

Prioritized - An implementation priority must be assigned to each requirement,

feature or use case to indicate how essential it is to a particular product release.

Unambiguous - All readers of a requirement statement should arrive at a single,

consistent interpretation of it.

Verifiable User should be able to devise a small number of tests or use other
verification approaches, such as inspection or demonstration, to determine whether
the requirement was properly implemented.

Requirement Specification Characteristics

A good Requirements specification document should possess the following
characteristics.

Complete - No requirement or necessary information should be missing.

Consistent No requirement should conflict with other software or higher-level

system or business requirements.
Let us try to understand this with the help of some examples. The following set of
(non-functional) requirements was stated for a particular embedded system.

All programs must be written in Ada

The program must fit in the memory of the embedded micro-controller

These requirements conflicted with one another because the code generated by the
Ada compiler was of a large footprint that could not fit into the micro-controller
memory.
Following is another set of (functional) requirements that conflicted with one another:

System must monitor all temperatures in a chemical reactor.

System should only monitor and log temperatures below -200 C and above 4000 C.

In this case the two requirements clearly conflict with each other in stating what
information needs to be monitored and stored.

Modifiable - One must be able to revise the Software Requirement Specification

when necessary and maintain a history of changes made to each requirement.

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Traceable - One should be able to link each requirement to its origin and to the
design elements, source code, and test cases that implement and verify the correct
implementation of the requirement.

Mixed level of Abstraction

It is important to recognize that all requirements in a requirement document are stated at
a uniform level of abstraction. This difference in detail falsely implies the relative
importance of these requirements and hence misguides all involved in the development
process. The following set of requirements clearly demonstrates violation of this
principle:

The purpose of the system is to track the stock in a warehouse.

When a loading clerk types in the withdraw command he or she will communicate
the order number, the identity of the item to be removed, and the quantity
removed. The system will respond with a confirmation that the removal is
allowable.

Relationship of Several components of Software Requirements

The following figure depicts the relationship between different documents produced
during the requirement engineering phase.

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