Carl Jung Darwin of The Mind
Carl Jung Darwin of The Mind
Carl Jung Darwin of The Mind
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CHAPTER TITLE
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CARL JUNG,
DARWIN OF THE MIND
Thomas T. Lawson
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CONTENTS
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ACKNOWLEDGEMENTS
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CHAPTER ONE
Introduction
CHAPTER TWO
The evolution of consciousness
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CHAPTER THREE
Archetypes and the collective unconscious
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CHAPTER FOUR
Individuation
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CHAPTER FIVE
Synchronicity
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CONTENTS
CHAPTER SIX
Conclusion
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REFERENCES
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INDEX
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For Flowers
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ACKNOWLEDGEMENTS
This book has been the backbone of my second career and, for quite
a few years now, a sustaining interest for me. Because of my absorption with it, I have drawn on friends and family in great measure
for counsel and support, and, indeed, where called for, toleration.
Some are not here to see me nally delivered of this undertaking:
Bill Emerson, Lex Allen, and John Larew. I hope I adequately
expressed to them my gratitude for their insights and encouragement while they were alive. I further thank Judy Hawkes, Jane
Covington, Heidi Schmidt, and Linda Thornton who read all or
parts of the manuscript and commented on it to my prot. My wife,
Anna, a superb editor, my son, Towles, and my daughter, Blair,
read, added, and tolerated. Sarah Holland supplied me with my
title. Others contributed in various ways to the birthing of the project: Richard Adams, Alan Armstrong, John Beebe, Annie Dillard,
Leslie de Galbert, and Louis Rubin. To them I am deeply grateful.
Finally I express my sincere appreciation to my agent and adviser,
Larry Becker, who has so gracefully seen me through.
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CHAPTER ONE
Introduction
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attended. Even so, it occurred to me one day that I was having far
more trouble defending the status quo in the south than I should
have had. There was nothing for it but to reverse course on the
segregation issue. It strikes me now that the reality of that status quo
must be all but beyond the comprehension of someone not a part of
that time and place. It consisted in a genteel and seemingly decent
society where a particular group of people was treated by the
majority with such revulsion and disdain as to be forbidden by law
to eat at the same restaurants, drink from the same water fountains,
or use the same public toilets as the others. If the decent people of
that society could have let themselves into the minds of those they
were treating in such a way, surely they would have acted otherwise. Must it not be that they allowed themselves to be unconscious
of how those other people felt? As I view it now, the hallmark of
that societal outlook was unconsciousness.
Somehow, even as the Cold War progressed, it remained possible to think that the world was essentially benign. We now see
starkly that in the Cuban missile crisis a false step by either of two
fallible human beings, John Kennedy or Nikita Khrushchev, might
well have destroyed the whole of humanity. Neither side was
insane. Both considered that they were behaving rationally. But
they nevertheless brought human life to the brink of extinction. At
work was what Carl Jung saw as Shadow behaviour. Each side
projected the darker aspects of its collective psyche on to the other.
Each in turn therefore felt threatened by the other in the most
dangerous way. In not recognizing the unconscious activities within
themselves, each side engaged in potentially self-destructive behaviour. Consciousness says in this situation, A part of what is going
on comes from within me; I must take that into account. The
projection of internal psychic contentsideas or feelings, say, of
which one is unawareon to an external person or thing is a
marker of unconsciousness. When one is unconscious of ones own
motives, for example, they may be seen as belonging to others.
Think of the treatment of African Americans in the South just
mentioned. The white society had repressedthat is, become
unconscious ofdispositions they found to be intolerable in themselves; dispositions, for instance, to be lazy, slipshod, ignorant, and
of no account, or towards brutality and sexual aggression. Such
dispositions, though unconscious, tend nevertheless somehow to
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INTRODUCTION
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INTRODUCTION
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and inspirations that broadly affect our actions. But what is at work
when, for example, at crucial moments we stumble over our words
or fail to come up with a name well known to us? What of our
drives and motivations that may be obvious to those around us, but
of which we remain oblivious? The expression that an idea pops
into ones head seems to have a basis in reality. But who is behind
the scenes deciding what ideas should pop into our heads and
when? If Jung can supply a key to these puzzles, should we be not
glad to have it?
Jungs career was spent in the profession of medicine, treating
patients and teaching. What he learned as one of the earliest practitioners of analytical psychology is central to all of his writing. It
follows, however, that, while a great deal of what Jung wrote is of
general application, there is much of a strictly medical nature that
is not of interest to the common reader. My focus here is on the nonmedical side of Jungs thought, the idea being to propound Jungs
ndings in terms of their wider, philosophical, implications. I shall
describe what I take to be the essence, distilled from Jungs writings
and in some cases the elaborations of his followers, of what is in
broad reach a comprehensive theory of the relation of psyche to the
whole of creation. Jung always maintained that he was a man of
science and not a philosopher; yet my focus should do him no injustice, any more than would a review, from the standpoint of its
philosophical implications, do injury to the spirit of Darwins work.
In as much as we are dealing, albeit in a non-technical way,
with psychology, it is appropriate at this point that I acknowledge
the effects of my own psychologyboth as known to me and
unknownupon what I am putting before the reader. Not only are
there bound to be shortcomings in knowledge and understanding
in one not formally trained in the disciplines of either psychology
or philosophy, but also there will be the intrusion, inevitable in
anyone, of the subjective into the subject matter. Indeed, it will no
doubt be argued on some fronts that my interpretation of Jung is a
highly idiosyncratic one.
Although it has been some time ago now, I spent the rst part
of my adult life as a trial lawyer. The perspective I developed in that
work is bound to shape my address to the material before us.
Indeed I conceive my approach here as analogous to a certain
aspect of trial work. Let me explain. It has been widely observed
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INTRODUCTION
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INTRODUCTION
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INTRODUCTION
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INTRODUCTION
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INTRODUCTION
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There were conicts between my friends island life and her decidedly more mundane domestic life, stateside. I will not attempt to
interpret it, but the dream does seem designed to speak in some
way to the conict between these two aspects of her life. But who
would be the composer of such a script? Our candidate is the
unconscious, which, as Jung demonstrates, has the capacity to act
on its own, independent of ego or will. As we go along, we will
encounter a number of further examples of dreams that seem not
just to be intelligible, but to speak in meaningful ways.
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INTRODUCTION
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As Jung made the point: the man whose sun still moves round the
earth is essentially different from the man whose earth is a satellite
of the sun (Jung, 1960 [1931c], par. 696).
One must resist the temptation to conclude from these propositions that certain thoughts or images are inherited, passed on
directly through the genes. Rather, what is inherited is a predisposition to form certain types of images. Jung used the analogy of the
crystal (Jung, 1958 [1948], par. 222, n. 2). The crystalline lattice is not
discernible in the mother fluid, but upon crystallization there
occurs a unique, distinctive pattern. Further, while the crystalline
patterns of a given substance are all alike, no two are identical. So
it is with the expressions of the archetypes. What is inherited is the
disposition to form certain images. Thus, while across times and
cultures there is a tremendous diversity in mythic material, the
patterns are everywhere the same.
Here it may be also a good idea to confront head-on the problem
of teleology, so as to avoid, if possible, distracting the reader who
may be reexively put off by the whiff of it. Teleology, the idea of a
design or goal in nature, is a highly suspect concept to the scientic
mind. A profound effect of the Darwinian revolution was to unstring
the prevailing idea that the seemingly orderly way in which the natural world is put together bespeaks a divine intelligence. But, in the
place of a divine ordering principle, there sprang to life pseudo-scientic concepts, such as Social Darwinism. The idea that the universe
is ordered to reect God was converted to one that the universe is
ordered to produce man. And not just man; European man.
In due course, the scientific community reacted against this
anthropocentric presumption, and that reaction continues to be
reected in a strong resistance today to anything that smacks of teleology. Thus, for instance, the designation of a culture as primitive,
implying that other cultures have progressed beyond it, may be seen
as, well, taboo. But to suggest a direction in nature is not necessarily
to suggest a goal. The concept of evolution does not exist except in
terms of an evolution from something to something. Thus it is with
psychic evolution. If the psyche as we know it did not spring fullblown into the brain of some early individual, thence to be passed
intact to all of that individuals descendants, then the psyche will
perforce have existed in the past in a less evolved, more primitive, if
you will, state.
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INTRODUCTION
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to a clear-cut solution. The archetypes will be conrmed to be products of natural selection that evolved so as to permit the advance in
adaptability represented by consciousness. But, alas, Jungs formulations will not permit of such a tidy solution. Rather, he ventured
that the archetypes pre-existed the speciesall the species! This
postulation by Jung raises the much vexed mind-brain dichotomy.
It presents the chicken-or-the-egg type question as to which came
rst: mind, as represented by the archetypes, or matter, as represented by the brain as a physical organ. Jung suggests that the stuff
of mind cannot be shown to have emanated from matter. What is
surprising is that his argument has support reaching back to the
early Greek philosophers, and, moreover, that it gains currency in
the formulations of some of the bulwarks of modern physics. Jung
demonstrated that the case for the priority of a purely formal, nonmaterial reality is as defensible, logically, as the proposition, more
congenial to Western thinking, that mind is wholly derivative from
matterthat is, that mind is entirely the product of electro-chemical processes in the brain. We may wonder in the end whether the
two cases can be taken as mutually exclusive ways of seeing the
world, with both being necessary to a complete conception of it.
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resonance we experience with myths and fairy tales can be attributed to the fact that interior processes corresponding to them are
taking place within us. The infant must be differentiated from the
parent, the young adult must be set on an independent course,
mortality must be faced at the middle of life, and the decline of
ones powers must be accepted in later life. Encountering these
transformations is by no means an exclusively conscious process.
As in all things human, if matters are to proceed properly, the
conscious and the unconscious must go hand in hand. Knowing
only vaguely why, most cultures have aided and reinforced these
processes by rituals, such as initiation rites at puberty. Church
sacraments, albeit now somewhat pallidly, exemplify such rituals in
our own culture.
In athletics concentration implies a mating of conscious and
unconscious powers. The outfielder does not think when to leap
so as to reach the y ball at precisely the right instant, nor does the
tennis player consciously direct all of the motions of the serve.
To perform at peak, the athlete must be loose: i.e., not dominated
by conscious processes. Still, conscious thought and will must
be brought fully to bear in order to integrate the ingrained motion
into the context of the game. So it is in life. If its full cooperation is
to be obtained, the unconscious must be accorded its proper role.
Relations with the unconscious may go along perfectly well without
our being specically aware of it, so long as the conscious position
does not become overbalanced one way or another as between the
rational and non-rational (unconscious) aspects of the personality.
Dire consequences can attend a serious imbalance. Jung points to
the two world wars as consequences, on a mass level, of Western
mans hubris in the conviction that the world could be met and
indeed dominated solely through the application of reason
and scientic knowledge. And one does not have to read the existentialists to be sensible of the widespread angst presently within
our culture. For many Westerners, the scientific method, with
its demonstrated ability to explain large chunks of the observable
universe, has supplanted traditional religion as a belief system. But,
unlike the church in former times, science can offer no means
of maintaining the vital connection between the conscious ego
and its roots in the unconscious. Thus, a sense of alienation is the
order of the day.
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INTRODUCTION
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Synchronicity
Jung came to the conviction that there is an a priori ordering principle to the universe. This principlewhich in psychic processes
appears to us as the archetype of the Selfis, he believed, of the
character of mind or spirit, as opposed to matter. If matter were
ordered by this principle, it follows that mind alters matter.
Remember, Jung argues that this is no more strange to think than
that matter can create mind.
Jung wrestled with the problem of an apparent meaningfulness in events. Everyone has experienced seemingly incomprehensible coincidences between mental and physical events: a result
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INTRODUCTION
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Notes
1.
2.
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CHAPTER TWO
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they occurred. We are sceptical when told that the psyche is or does
such and such, because we are impressed with its intangible, its
ultimately mysterious, nature. Feelings and thoughts, real though
we know they are, strike us as somehow less real than the material,
palpable world. But feelings and thoughts have real consequences.
The atom bomb at Hiroshima destroyed more than sixty thousand
people at a stroke. Yet an atomic explosion had never before
occurred on earth and never would have, but for the intervention
of the processes of the mind. Might, Jung asked, one conclude that
it was the uranium, or the laboratory equipment, rather than the
human mind that created this event (Jung, 1958 [1952b], par. 751)?
It is a curiosity that the psyche, the only category of existence of
which we can have direct knowledge, is seen by us as less than fully
existent. And the unconscious psyche seems to us to be at an even
further remove from reality than the part of the psyche that is
conscious. We accept, though not with the same assurance as that
with which we embrace the reality of material things, the reality of
our conscious processes. But do we not, still, disregard or shove
aside those that are unconscious? Unconscious processes are even
more fleeting in nature and hard to grasp than conscious ones.
Accordingly, they are even more likely to be put, if you will, out of
mind. Do we stop to credit the marvel that keeps the car on the
road, perhaps for miles, while we behind the wheel contemplate
matters back at home or in the ofce?
A mood may suddenly change, a headache comes upon us
unawares, the name of a friend we are about to introduce vanishes
into thin air, a melody pursues us for a whole day, we want to do
something but the energy for it has in some inexplicable way disap
peared. We forget what we least wanted to forget, we resign
ourselves happily to sleep and sleep is snatched away from us, or
we sleep and our slumber is disturbed by fantastic, annoying
dreams; spectacles resting on our nose are searched for, the new
umbrella is left we know not where [Jung, 1960 [1926], par. 639]
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ourselves, we often have cause to doubt the validity of our experience of the world about us. Things, events, impressions are not
always clear-cut. Ambiguities creep in. Our fears and desires cloud
our perceptions. The eager sherman thinks he sees the dimple of
the rising trout in what is in actuality only a swirl of the current. Witnesses to the same event give conflicting reports. The mind is a
mediator of experience; it lters it, translates it, allegorizes it, twists
and even falsies it (Jung, 1960 [1926], par. 623). This may be why
we repress the unconscious so vigorously: it unseats our objective
picture of the world. It calls into doubt the integrity of our rational
consciousness.
As no doubt with most children, I had, as a child, an active fantasy life, but there came a point when I was aware of that fact. This,
for me, called into question even the most basic sense perceptions.
In later lifedo not ask my wife to agree with thisI have had to
relearn this uncertainty. It helped, in my case, to have been often
unequivocally sure of a thing, only to have it indisputably
disproved. The occurrence of such awkwardnesses was never more
frequent than during my stint as a young naval ofcer. Even a lower
ofcers rank carries the power to enforce ones views at a certain
level, and that power seemed to carry with it the conviction that
one must be right. As a result, I was all too often compelled to face,
at the hands of those with lesser standing in the military hierarchy
but with a much greater experience of what it was about, the crumbling of the assumptions underlying my most adamant positions.
The courtroom also is an especially good place to observe the
disintegration of assumptions condently held. One does not have
to have been long at the trial bar to note that many seemingly
honest people, having a legal interest in a particular set of facts, will
testify under oath to precisely such facts, only to have the whole
fabric unravel in the face of objective evidence. I am making the
following bit of cross-examination up, but it is not wide of the mark
from testimony heard in courtrooms every day.
QUESTION: What did you do, Madam, before you drove past the
stop sign into the intersection?
ANSWER: I stopped; I looked to my right, and nothing was
coming; I looked to my left, and nothing was coming; so I pulled
out.
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material world. In any case, it sufces for the present merely that
we accept that we all have essentially the same unconscious makeup. This is a proposition ingrained in every practitioner of the art
of human relationsthat is, we all act on it. On the instinctual level,
our desires and appetites are much the same. And such is likewise
the case on a more elevated, yet still unconscious, plane. Certain
affronts, for example, can be counted on to provoke anger, and the
right atteries will tickle the vanity of virtually anyone. Individuals
differ for the most part only in the degree of directness or subtlety,
as the case may be, needed to prompt the predictable response. In
other words, within the human personality the range that we have
in common is perhaps wider, and Jung would say vastly wider,
than the scope of our individuality. The reader may be thinking,
perhaps to this point unconsciously, that this is no more than to say
that there is such a thing as human nature. And so it is. But, since
we are asking in our philosophical inquiry What is human nature,
and how did it come about?, it is well that we come specically to
terms with its existence.
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The same is true of that which holds our attention once gained,
namely, interest. What invests an object with interest other than
the unconscious? You may say that usually perfectly good reasons
exist for what sustains a persons interest, given the personality,
circumstances, and history of the person in question. But what may
be intensely compelling to a person at one moment may be a matter
of indifference at another. And, if we take interest to be a matter of
personality, do we not risk the circularity implicit in the possibility
that much of what we take to be a persons personality lies in what
interests her or him. And then, again, we must ask, are there not
causes outside of that persons consciousness that make particular
things or subjects of interest? Given that different things are of
interest to different people, one may expect, in working ones way
back to the why of what interests a particular person, to reach a
point where the only sensible conclusion is that such is simply the
way it is with that person, that it is a product of nature and nurture
that cannot be unravelled. In other words, whatever the motivations may be, they are not conscious oneswhich is no more than
to say that the motivating factors reside in the unconscious.
Another way the unconscious brings itself into play in the
conscious world is through dreams and reveries. The tendency in
our society is to discount the effect of dreams. Even so, most people
would no doubt accept that, at least in some instances, the nights
dreaming has an effect upon how one feels upon waking: whether,
for example, one is groggy or alert, or in a good mood or bad. One
may even nd upon examination that what is on the mind upon
waking has been keyed by the dreams of the preceding night. If the
events of the day bear upon how one feels at bedtime, might not the
events of the night produce a like result come morning? But the
events of the day are real, the reader will say. Yet are not our
daytime moods affected by what goes on in our heads as well as by
what is going on around us? And might we not also say that these
moods are inuenced by unconscious as well as conscious developments? Who then is to say that what goes on in dreams has a less
potent effect on ones attitude than what goes on in ones head
during the day? In any case, given our bias in favour of the reality of the material world, one would have to assume that we
would naturally undervalue our response to interior events.
Therefore, it is probably safe to say that dreams and reveries have
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came to that, Anna and I were married and had a family. Our young
children, observing me immersed in something called The Portable
Jung, deduced that I was reading up on transportable toilets.
Jung himself, in a number of works, examined archetypal material collected from a great range of sources (e.g., Jung, 1956 [1952]).
Perhaps most notable is his treatment of images surfacing in the
centuries-long pursuit of alchemy (e.g., Jung, 1953 [1944]). Alchemy,
the precursor of chemistry, was an ancient discipline practiced in
both West and East. It ourished into the eighteenth century, claiming even Sir Isaac Newton as a devotee. Jung made himself an
expert in the arcana of alchemy because he observed that contents
of the collective unconscious were projected on to the materials and
processes with which the alchemists worked. As he was able to
demonstrate, any time one encounters the utterly unknown it automatically takes on the aspect of our unconscious contents (Jung,
1953 [1944], par. 346). The alchemists, of course, had no concept of
psychology, a discipline yet to be discovered, and so, when images
emerged as the practitioners stared into their retorts, they saw them
as physical transformations in the substances with which they were
working. By laboriously following the alchemists elaborate and
sometimes intentionally cryptic descriptions of what they perceived
to be taking place, Jung was able to track the alchemists own
unconscious processes (e.g., Jung, 1953 [1944]; 1963).
Perhaps the most exhaustive analysis of a single archetype is
Erich Neumanns The Great Mother (1955). Neumann also accumulated an impressive array of archetypal imagery in support of his
thesis linking developments in myth with the development of
consciousness and culture in his seminal work, The Origins and
History of Consciousness (1954). Let us now take a look at that work.
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of Christ on the cross, for example, has much in common with, yet
is altogether different from, the sacrice of a primitive corn god.
Neumanns categorization of mythic stages, as revealed in fundamental aspects of culture, has great explanatory power respecting
the development of consciousness. It, further, casts light on the
reality and nature of the collective unconscious. Neumanns
demonstration is especially compelling, because it unfolds a procession through the mythic stages that can be linked to an increase in
the level of consciousness in the development both of the individual and of culture. He shows us myths that can be associated with
childhood and with primitive states of culture and others that bear
the stamp of the maturing of psychic functioning in individuals and
of a more advanced state of culture. I am aware that there are many,
including many anthropologists, who do not accept the notion of an
advance of culture. A thrust of this book, however, is to demonstrate the evolution of consciousness as marked by culture. As we
shall see, the idea of such an advance is inseparable from that
undertaking.
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Great Mother (Neumann, 1954, pp. 39ff). The SonLover exists only
to serve her fecundity, expressed in the fecundity of the earth. He,
like the grain at harvest, has to be sacriced, cut down, later to be
reborn with the resurgence of spring. Ritual built upon imagery of
the youthful corn god, sacriced to ensure the return of the crops
in season, characterized primitive agricultural societies the world
over (Frazer, 1922, pp. 376ff).
There was nothing metaphoric about such gods to those who
entertained them. They were real, and the rituals associated with
them carried the necessity of divine command. Thus, even as late
as the days of the Roman Republic, there could be seen, in the
sophisticated streets of Rome, Galli from Phrygia, priests of Attis,
who had emasculated themselves in the service of his mother, the
goddess Cybele (Frazer, 1922, p. 404). Attis was a typical SonLover.
He fatally castrated himself. The loss of phallic power equates with
the surrender of consciousness.
Tammuz, the dead and resurrected SonLover of the Babylonian
great goddess, Ishtar, was the prototype for Adonis, likewise the
consort as well as the son, by virgin birth, of a Great Mother gure,
Venus (Campbell, 1962, pp. 3940). Adonis suffered a fatal wound
from a wild boar, the carriage of which beast, as well as its identication with the terrible aspect of the Great Mother, assures that the
wound was to the same effect as that of Attis. So it was also with
Semeles son, the youthful wine god, Dionysus.
The gure of the SonLover sometimes goes under the name of
the puer aeternus, the divine youth who never grows up. A northern
European example is the graceful Baldur, who is killed by a dart
made of mistletoe. Mistletoe is a parasite of the oak tree and grows
high in its top, suspended between heaven and earth. Its dependence upon the tree, a symbol of the Great Mother, echoes the inability of the SonLover to separate himself from her. It can strike no
roots in the real world. The wound from the mistletoe inicted upon
Baldur is the analogue of the wound by the boars tusk. When the
Druid priest, amid solemn ceremoniesfrom which surely derive
the practice of the kiss under the mistletoe (in honour of the goddess
of fertility?)climbed the tree and severed the mistletoe, he
performed an act of symbolic castration (Jung, 1956 [1952], par. 392).
The myths in their elementary form were not conscious. They
expressed contents of the unconscious as projected upon the exter-
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nal world. The cutting up of the esh of a human being does not,
as far as we know, actually ensure that spring will return, and the
crops will grow. Working these images out through nature in the
form of fertility rites enabled early societies to give expression to
the things that were going on in the collective psyche. The rituals
were never thought up. They were simply performed; the act
preceded the thought. Thought is a relatively late arrival in the
course of human existence, and, before it, unconscious factors alone
moved people to actions. Only after a very long time was there set
in play the process of reection, so that reasons became attached to
action (Jung, 1976 [1964], par. 553). Rituals were observed with
great devotion and at no small cost to the celebrants, without
having the least effect on the immutable processes of nature. Yet
their psychological effect was profound. The external rites replicated and reinforced the psychological processes by which
consciousness was coming to life. They substituted intentional
action for unwitting impulse, and so served to strengthen the
conscious system (Neumann, 1954, p. 126). The presence in the
world of the SonLover, representing consciousness, was brief and
impermanent, but assurance was gained of his return.
Modern rituals are much the same. Their participants may be
aware or unaware of what actually underlies, say baptism, but in
either case its psychological effect can be real, serving to reinforce
the ties among the participants and holding out to them all the
prospect of spiritual rebirth, which is in fact a psychological imperative. If the object of the ceremony is an infant, the question of
whether there is an effect upon the infant is a metaphysical one. On
that score we may be left to stand with the southern gentleman who
was asked whether he believed in infant baptism. Believe in it, he
exclaimed, Ive seen it done! How many, to take another example
of the often unthinking nature of the ritual act, of those who erect
a tree at Christmas time are aware of it as a symbol of the Great
Mother, coupled, in the lights which adorn it, with the symbol of
the newborn Christof whose crucial association with the tree
symbol, albeit not evergreen, the evidence is ample.
From the SonLovers point of view, the experience of the Great
Mother is brief and disastrous. The Egyptian God, Osiris, was torn
to pieces and reassembled, but, in the process, the phallus went
missing. It had been swallowed by shes. The Great Mother, Isis,
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went right about her business with the use of a substitute wooden
phallus attached to Osiris for the purpose. At this point those with
a tendency towards the literal must be reminded that myth is a
protean thing, for they will have objected that Isis was in fact the
sister, not the mother, of Osiris. It is true that Isis was the sister and
twin of Osiris, with whom he mated in the womb, and that their
brother, Set, is the one who killed and dismembered Osiris. But
overlapping roles and shifting meanings lie at the heart of myth.
Only through plumbing the language of symbols can we understand what is signified. Symbols carry their power precisely
because they cannot be pinned down to a single delineable meaning. The prohibition against contradictionthe insistence, for
instance, that a thing cannot be two things at onceis a rule of
reason, of the logic of the conscious mind. Myths, however, spring
from the unconscious and speak a different language. Over time the
stories have, in the main, come to terms with logicalthough there
often remain inconsistent versionsbut the meanings of myth have
never been literal. Thus, it should not surprise us that, regardless of
lineage, Isis stands in relation to Osiris as the Great Mother to the
SonLover. Indeed, Frazer demonstrated that the myth of the dead
and resurrected god, Osiris, closely resembles those of Tammuz and
Adonis (Frazer, 1922, pp. 420ff). As mother, Isis creates Osiris anew.
And she insists on the recognition of the paternity by Osiris of her
son, Horus, who comes to stand in the place of Osiris and in whose
place Pharaoh came to stand. Thus, Isis is the mother of Osiris (and
Pharaoh) through his identity with her son.
The person who has become comfortable with the layered character of mythic expression will be able to accept, further, that Isis is
also a virgin, though by no means in the sense that she is chaste.
She is, rather, virginal in that she is self-fecundating. And should
this image strike a resonance with that of the Virgin Mary, one
might reect that her son, the sacrice, is, like Osiris, torn to bits
and spread among the faithful in the celebration of the Eucharist.
The shifting, complex nature of myth can be seen in a powerful,
puzzling, and clearly symbolic work of art of our own era: Picassos
great 1937 etching, Minotauromachy, in The Museum of Modern
Art in New York. I see it as a depiction of the Great MotherSon
Lover duality. The Minotaur, half man, half bull, is an absolute
symbol of the Great Mother in her terrible aspect. In the classic
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Thousands of years more might readily have passed before agriculture came on the scene, save for the singular development
Cauvin adverts to. However, just on the eve of agricultures birth,
it appears that there was a momentous shift in the way the people
of the Fertile Crescent looked at themselves and the world. They
came, it seems, for the rst time to view themselves in relation to a
divine principle (ibid., pp. 6971). Cauvin concludes that this new
orientation became the source of the psychic energy that launched
the human race upon what is called the Neolithic Revolution.
Cauvin makes an interesting point about the famous prehistoric
cave paintings of Western Europe, widely celebrated for their
sophistication and elegance. They suggest nothing in the way of a
religious belief system (ibid., p. 69). Dating from times before the
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be expected to differ, just as they may be expected to differ in everything else. Not only are women physically different from men, they
encounter the world, psychically, in a different way.
In a patriarchal world, one would be surprised to nd recorded
and preserved numerous myths drawn from the feminine perspective. Some, nevertheless, do exist. Examples are the Demeter
Persephone myth, which served as the basis for the great Eleusian
mysteries, and was characterized by Jung as being deeply rooted in
the feminine,9 and Apuleius story of Amor (Eros) and Psyche, scrutinized by Neumann from the same point of view.10 It also strikes
me that Dorothys quest in The Wizard of Oz is an excellent example
of the heros journey as seen through the eyes of a girl.
One is on uncertain terrain when, as a man, he ventures a take
upon female psychology. Beyond doubt women writers, having
now come fully into their own for the rst time in world history,
will in time thoroughly chart through literature the course of
womans psychic development.11 We can nevertheless speculate for
the present that the dragon fight, transmuted into the feminine,
might frame itself in terms of a sexual union with a frightening, but
god-like, male gure, the Jungian Animus. So it is with Demeter
Persephones encounter with Hades and with Psyches encounter
with Eros. Ultimately, this gure is joined as an equal, and through
this union a balanced relation with the unconscious is established.
It is signal that in these myths the representatives of the Terrible
Mother, Hades and VenusEros, respectively, are not overcome, but
rather are come to terms with.
Carol Gilligan, in her groundbreaking feminist work, In a
Different Voice (1982), demonstrated that modern psychological
models fail to take into account the feminine perspective. She made
the point that separation and individualism, stressed by the culture
in the development of boys, are ill-suited to the outlook of most
girls growing up. Gilligan speaks of feminine values as focused on
the web of relationships necessary to sustain our lives as social
animals. These values stress caring for others and favour at, as
opposed to hierarchical, organizational structures.
Though the DemeterPersephone and Eros and Psyche stories
have been advanced as models for how the female psyche might
respond to the hero archetype, they encounter in this capacity a
serious obstacle. Save for Psyche, who in the end takes her seat
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among them, the principles in these stories are gods. Yet a crucial
attribute of the hero is the simple fact that he is human. Wagners
Ring, for example, with its wonderful mix of characters, mortal,
semi-mortal, and divine, pivots at its climax upon the status of the
hero, Siegfried, as a mortal. For love of him, Brunnhilde surrenders
her own immortality. A stage, indeed, in the development of
consciousness is marked, in the Neumann scheme, at the point
where myths come to be about heroes as opposed to gods.
Dorothy in The Wizard of Oz presents no problem in this respect.
Analysed according to the Gilligan model of feminine values,
Dorothy, I submit, makes a formidable heroine and suggests the sort
of course the feminine hero might take. The book, itself, The Wizard
of Oz, was written by a man, Frank Baum, and it is hard to imagine
that there was much in the way of feminine sensibility around M-GM in or before 1939, when the lm was released. Still, the story speaks
for itself. I base these observations on the film. In the course of
Dorothys quest she takes others under her wing. She is sympathetic
and non-judgemental as to their rather marked shortcomings.
She thus wins the loyalty of Scarecrow, the Cowardly Lion, and the
Tin Woodman, and together they dispatch the Wicked Witch of
the West and unmask the Wizard. In the process, each of those whom
Dorothy has made a partner discovers in himself the virtue he formerly lacked, and is made whole. Although she demonstrates great
bravery in the process, Dorothy prevails not primarily by aggression,
but rather through compassion and understanding. In exposing the
humbug Wizard, Dorothy is able to see him as human and therefore
to encounter him on a relational basis. The unmasking of the Wizard
clearly symbolizes the attainment to a higher level of consciousness.
Dorothy manages to see what no one else could see. And Dorothy
accomplishes all this without ever literally leaving home; that is, it
had not been necessary that she effect an overt break from the maternal gure of Aunt Em and home in Kansas.12 We shall talk, in Chapter
Four, on the subject of individuation and the archetype of the Self, of
the holistic symbolism of the quaternity. Dorothy and her three fellows form a textbook quaternity.
After I left the practice of law, I turned to two occupations:
painting, and study and writing along the lines of this book. I had
had from childhood a faculty for drawing, and I felt the need, given
the chance, to develop the one gift of nature that enabled me to do
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a thing that most around me could not. This is how I came to work
with artists models. I found that a special relationship can develop
between painter and model, especially in the case where the painter
can, as I can, carry on a conversation while painting. This facility
got me into trouble on more than one occasion as a schoolboy. As
the teacher addressed the class, I could entertain myself by drawing in my notebook without losing the thread of the lesson. The
problem arose when I tried to do faces. When attempting to reproduce a particular expressiona smile, a scowl, etc.I would
unconsciously adopt the same expression myself. At such times I
was invariably, as they now say, busted. Even so, drawing served
me well all through my schooling, and, indeed, in the course of
many a deposition and in the boring parts of trials.
I once got into hot water for it in the law practice as well. I have
always been fascinated with the human gureI cannot for the life
of me nd this surprisingand so nudes have been a staple of my
drawing and painting. When I was a younger lawyer, one of the
secretaries took some of the yellow pads that populated my les,
the margins of which were so decorated, to our rms senior partner. Why, she exclaimed, he leaves nothing to the imagination!
There was a positive side as well. A fellow who sat next to me in
class told me later that I had helped him through law school by
relieving, with my nude sketches, some of the boredom of class. The
same was so for me. But, back to the models. Nude models are typically young women who can use the few extra dollars they get
through posing. As I came to painting relatively late in life, I found
the models to be generally different from me both in circumstances
and in age, and therefore in outlook. I nd talking to them during
painting sessions remarkably refreshing. Naturally, over the years,
because of my interest, I have turned the conversations to the
subjects of this book, and I have collected a number of the models
dreams that speak to them.
One such dream ts nicely here. The model is Jessi, a stately
young woman, six feet tall, who had had what might best be
described as a mixed upbringing, but who, by dint of brains and
enterprise, is now attending college. One time, when Jessi was a
girl, her younger sister rushed screaming from the bathroom of the
familys older, somewhat run-down, house. Jessi and her mother
rushed in to nd a huge rat in the toilet. Obviously, the experience
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stayed with Jessi. Recently, enrolled for the rst time in a four-year
college and working at the same time as a waitress, Jessi found
herself wrestling with the stress. She had the following, seemingly
simple dream. She encountered a large rat carrying the mood elevator, Xanax. Rather than recoiling, Jessi addressed the rat. She asked
it if she could score some Xanax. The rat declined in a disagreeable fashion and went on its way.
What can this dream have to do with our tale? We were talking
of the female experience of the heros journey. Jessi, who was
certainly acting heroically in her waking life, confronted in the rat,
as I see it, the Terrible Mother dragon of the unconscious. A large
rat may be considered forbidding enough to a young woman, but
consider whence it came. Conating the dream with Jessis childhood experience, one links the dream rat with the toilet of the real
one, an excellent image of the unconscious, lled with water and
lth, reaching down through its pipes into the bowels of the earth.
One would expect that the task of the male hero would be to kill
the rat dragon and take possession of its hoard, drugs in the place
of gold. Jessi, it seems chose rather to come to terms with the adversary. She negotiated for a part of the dragons hoard to get what she
needed to relieve her stress. In this dream she was not successful,
but I think she will be. It seems to me that this dream shows us two
relevant things: one, a female approach to the heros task, and, two,
how the language of a dream may mask its mythic content. In the
latter regard, Jessi was aware of hero mythology, but she did not
recognize, until it was pointed out to her, what appears to be the
mythological theme behind the dreams imagery.
The simple fact that the unconscious, from which consciousness
arose, is archetypically linked with the feminine has been the source
of endless strife and of bottomless misunderstandings between the
sexes. For that which we rightly prize, consciousness, must naturally stand in opposition to the unconscious, as represented by the
feminine. Accordingly, the masculine must assume the opposing
role of consciousness. So potent are the images of the archetypes
that, as sophisticated as we think we are, we remain a far cry from
being able to divorce the symbol from the reality. The inability to do
so exposes the inadequate level of consciousness we have attained.
To risk belabouring the point, the long struggle to wrest consciousness from the unconscious always presents itself in terms of
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The hero
The stage is now set for a more human hero (Adam was a god-man,
Prometheus a Titan). Jung finds the source of this next image
pattern in physical nature. The course of the sun and the alternation
of day and night must, he says, have imprinted itself upon the
human psyche from earliest times. Thus:
Every morning a divine hero is born from the sea and mounts the
chariot of the sun. In the West a Great Mother awaits him, and he
is devoured by her in the evening. In the belly of a dragon he
traverses the depths of the midnight sea. After a frightful combat
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with the serpent of the night he is born again in the morning. [Jung,
1960 [1931a], par. 326]
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Secondary personalization
Once the stage of the hero myth is reached, the process of what
Neumannn calls secondary personalization proceeds apace.
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Secondary personalization holds that there is a tendency in developing humankind to take primary archetypic contents and reduce
them to secondary, or personal, factors (Neumann, 1954, pp.
337339). Such a conversion depotentiates the psychic elements,
rendering them, if not controllable, then at least easier to deal with,
and it therefore stands in aid of consciousness. Projections of
unconscious ideas and impulses upon the external world are taken
back inside and to a greater or lesser extent recognized as ideas and
impulses present in the individual.
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the early Christians ultimately lost much of his lustre in the all too
human venality of his representatives in the church. The Reformation then brought about a God who stood in a directly personal
relation to his subjects. Finally, fteen hundred years after its emergence in the minds of the faithful, the blessed Trinity that presided
over the universe fell victim to human science. The divine spirit
was projected on to nature, and God, as the embodiment of material world, became knowable. Science, in other words, by explaining
the material world with increasingly marvellous accuracy, stole
Gods thunder. The thunderbolt was captured in the laboratory and
reduced to the electron and then to the quark. That which was
beyond human understanding became, at least in principle, so it
seemed, knowable. In their knowledge and power, humans became
gods. Thus had Nietzsches Zarathustra come down from the
mountain and declared that God is dead.
Secondary personalization is the process by which God matures.
This process may or may not have anything to do with a real God. It
traces, rather, the development of a people and their culture through
the way they see God. An increase of consciousness has occurred
when the apprehension of the exterior world has progressed beyond
one in which objective reality is pasted over with subjective
imagesideas of an anthropomorphic God, for example, taking a
hand in natural events, as when the Reverend Pat Robertson prays
to have a hurricane taken off its course to avoid discomting his
home town. What has shouldered its way into its place is a reality
that ts more congenially with objective experience. The process is a
cyclical one, driven as it is by the archetypes, which seem to portend
an endless round of death and rebirth. The advance of consciousness does not necessarily entail an increase in spiritual well-being.
The death of belief can be a very painful thing, even as it opens the
way for further advance. The cyclical nature of the process nevertheless affords us, in an age of alienation, the prospect of new beginnings in which there may be more to give us comfort.
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psychically what must be gained is a secure separation of egoconsciousness from the unconscious.
Secondary personalization, as we have said, is a mechanism that
serves the withdrawal by degrees of the projection of interior
psychic contents. We are, as a society, persuaded that we presently
see the objective environment pretty much as it in fact exists, and
this is true enough by comparison to earlier stages of cultural development in which external events were seen as the work of spirits or
gods. Likewise, each individual passes through phases of life much
coloured by fantasy, until the mature adult comes to see reality with
a clearer eye. The potency of the parental archetype releases itself
from the earthly parents or their ancestors, and parents come to be
seen as people. Institutions, such as the school, the team, the
company, the party, the church, or the state, on to which the
parental (specically, the father) archetypal image might have been
transferred, come, too, in time, to be seen as merely hierarchical
organizations of individuals. The devotion and zeal that each
attracts spring no longer from archetypes projected upon them, but
to a much greater degree are granted or withdrawn by conscious
choice. This process progresses at different rates with different individuals and reaches to varying extents.
The second part to the hero myth reects events in the second
half of life, when the differentiation of consciousness is secure. At
that point the heros focus is on coming to terms with the damsel
who must be taken to wife. She can be seen as the contra-sexual
aspect of the personality, which must be integrated to make the
individual whole. The encounter with her is part of the process that
Jung calls individuation, of which we shall speak later.
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Notes
1. The chick does not learn how to come out of the eggit possesses
this knowledge, a priori (Jung, 1956 [1952], par 505, n. 39).
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2. Well into this project, I came upon the valuable works of Anthony
Stevens. We cover much of the same ground. His On Jung (1990) takes
a therapeutic approach; The Two-Million-Year-Old Self (1993) and
Archetype Revisited: An Updated Natural History of the Self, (2003) place
Jung within an evolutionary framework as informed by the ndings of
sociobiology and ethology.
An interesting argument that disputes the genetic basis of archetypes
is made by McDowell (2001), who postulates that archetypes derive
from the self-organizing principle inherent in dynamic systems.
3. Confronting the seemingly inexplicable emergence of consciousness
late in the course of human development, psychologist Julian Jaynes
proposes a rather startling physical explanation for the shift to
consciousness. He speculates that, as the capacity for speech was
evolving, there was less coordination between the two hemispheres of
the brain. There was a period, therefore, coming to an end late in the
second millennium, BCE, when authoritative speech was generated in
one hemisphere of the brains of humans, as yet relatively unconscious,
and heard in the other as voices of the gods (Jaynes, 1976). Jaynes
takes no account of the Jungian explanation of the rise to consciousness through a progression of archetypal images as expounded here.
From the Jungian point of view, the demands and instructions of the
gods that imposed themselves upon humans in early states of
consciousness were projections of unconscious contents.
4. William James spoke in terms of a presiding arbiter in what Jung
was later to personify as the unconscious.
Reason is only one out of a thousand possibilities in the thinking of each of us. Who can count all the silly fancies, the
grotesque suppositions, the utterly irrelevant reflections he
makes in the course of a day? Who can swear that his prejudices
and irrational beliefs constitute a less bulky part of his mental
furniture than his claried opinions? It is true that a presiding
arbiter seems to sit aloft in the mind, and emphasize the better
suggestions into permanence, while it ends by dropping out and
leaving unrecorded the confusion. [James, 1890, p. 552]
5. A collection of representational material, demonstrating marked similarities from a wide array of cultures, can be found at the Warburg
Institute, London. Photographic duplicates, known as the Archive for
Research in Archetypal Symbolism, are held by the C. G. Jung Foundation of New York, the C. G. Jung Institute in San Francisco, and the
C. G. Jung Institute of Los Angeles.
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11. Many of the disciples who carried the torch of analytical psychology
after Jung were women, but, to my ear, they for the most part present
the Jungian view from much the same standpoint as would Jung have
himself. Typical examples are, Jolande Jacobi (1959); Aniela Jaff
(1989); and Emma Jung and Marie-Louise von Franz, The Grail Legend
(Princeton: Princeton University Press, 1960).
12. Ann Belford Ulanov (1971, pp. 277285) provides a thorough treatment of Dorothys journey, which she describes, in Jungian terminology, as a paradigm of a young girls series of encounters with the
Animus function and with her egos integration of the contents that the
Animus brings to it.
13. Freud ventures a breath-taking explanation of the reverse situation in
the story of Mosesa child of commoners raised in Pharaohs royal
householdin Moses and Monotheism (1939).
14. Compare Rudolph Arnheim (1954, p. 283):
Central perspective came about as one aspect of the search for
objectively correct descriptions of physical naturea search that
sprang during the Renaissance from a new interest in the
wonders of the sensory world, and led to the great voyages of
exploration as well as to the development of experimental
research and the scientific standards of exactitude and truth.
This trend of the European mind generated the desire to nd an
objective basis for the depiction of visual objects, a method independent of the idiosyncrasies of the draftsmans eye and hand.
15. Professor Toynbee gives an excellent account, from the historians
perspective, of how this comes about:
The problem of the relation between civilizations and individuals has already engaged our attention in an earlier part of this
Study, and we concluded that the institution which we call a
society consists in the common ground between the respective
elds of action of a number of individual souls; that the source
of action is never the society itself but always an individual; that
the action which is an act of creation is always performed by a
soul which is in some sense a superhuman genius; that the
genius expresses himself, like every living soul, through acting
upon his fellows; that in any society the creative personalities
are always a small minority; and that the action of the genius
upon souls of common clay operates occasionally through the
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CHAPTER THREE
Archetypes described
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Given this psychic element in the instincts, it would seem logical to see the archetypes as giving form to them, as well as to the
collective unconscious. A way of conceiving this is to include the
psychic aspect of the instincts as a part of the collective unconscious, conditioned by the archetypes. The instincts might be seen,
in other words, as a special case of the collective unconscious. Thus,
one has a psychic continuum reaching from the basic instinctual
responses to conscious functioning. The instincts plus the broad
middle ground between them and consciousness can be characterized as the collective unconscious (Jung, 1960 [1919], par. 281). The
archetypes are the structures, or one might say, the properties, of
the collective unconscious. As at the instinctual end of the psychic
spectrum the archetypes ensure basic behavioural responses, so at
the other end they afford the predicate for consciousness.
Such is the psychic setup of all humans, regardless of individual
conditioning or experience. We experience consciousness as affording us volition and freedom of thought. Focusing naturally upon
these aspects of psychic functioning, we generally fail to take into
account the high degree of sameness in our unconscious psychological responses. But there is a sameness. In Jungian terms, it ows from
the fact that we are all endowed with the same unconscious archetypal set-up, although we may think of it simply as human nature.
From the unconscious there emanate determining inuences which,
independently of tradition, guarantee in every single individual a
similarity and even a sameness of experience, and also of the way it
is represented imaginatively (Jung, 1959 [1954a], par. 118).
Archetypes as inherited
The wherewithal for the whole psychic continuum is transmitted
through heredity. It is normally accepted without question that the
instinctual pattern of the species is passed, along with the bundle
of physical attributes, from one generation to the next. At the other
end of the spectrum, howeverthe archetype-driven modes of
psychic behaviourthe inheritance factor seems much more problematic. In suggesting the inheritance of archetypes that condition
conscious activity one runs the risk of being taken as arguing for
the genetic transmission of acquired characteristics. One might
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erroneously infer that attributes of consciousnessmental attitudes, say, or learned materialcan be passed on hereditarily. The
transmission through inheritance of acquired characteristics,
whether in terms of physical make-up or intellectual attainment, is
a concept known as Lamarckism, and it has long been discredited
as a scientic doctrine. Embracing Lamarckism was a charge early
laid, incorrectly, at Jungs door. Indeed, Jung adapted the term
archetype because his initial term for describing unconscious
psychic structures, primordial images, had a Lamarckian avour
(Jung, 1960 [1919], par. 270, n. 7 (Eds.)).
At an earlier time Lamarckism exercised a great deal of appeal
in intellectual circles. The idea is named for an early nineteenthcentury thinker, the Chevalier de Lamarck, who anticipated Darwin
in arguing the existence of an evolutionary process in species development (Dawkins, 1986, pp. 288289). In trying to ascertain how
evolution might proceed in the absence of natural selection, which,
of course, had not yet been thought of, he espoused a scheme that
relied upon the inheritance of acquired characteristics. If one went
barefoot, the soles of the feet became thickened, and ones children
were likewise born with tough feet. If the blacksmiths son had
heavy arms and shoulders, that was to be expected, because the
blacksmith had passed them on to him. In fact, the blacksmith no
doubt had passed on heavy arms and shoulders, but it was not
because he had built them up through manual labour and then sent
them down the hereditary line. It was because he, himself, had the
genes for those features, which may be why he became a blacksmith. That it turns out that acquired features are not passed along
genetically should be a comfort to those of us who happen to think
that, except for the children themselves, the best things we have
acquired in life have come well after we nished having children.
Jung repeatedly emphasized that he was not talking about
inherited ideas. Rather, he depicts an inherited psyche that has a
certain structure. In as much as nothing about the psyche is material, in the sense of being palpable, its structure, too, must be nonmaterial. To be sure, neural pathways are formed in the brain that
have a physical reality. But, assuming science can pin down such
physical attributes of the brain, we will not in all likelihood be
much closer to linking that physical reality to the living thought or
feeling.
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not presently conscious, but are nevertheless a part of the individuals psychic constitution, things that we know for example, but do
not happen to be thinking of at the moment. The personal parts of
the psyche, conscious and unconscious, are not inherited, but are
accumulated in ones lifetime. They, in contrast to the collective
unconscious, account for our individuality. We will describe the
personal unconscious in more detail in the next chapter. In our
present attempt to get a handle on the archetypes, we must focus
on the collective unconscious: the objective, the universal part of the
psyche. Jung sees the archetypes as the dominants of this unconscious part of the psyche, the things that make it identiable and
replicable.
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does not depict the archetype. The archetype of the Great Mother,
for example, can be faithfully represented by the image of a spider
or by that of a stone, but no one image, even a very complicated
image or set of images, can exhaust the reality of the Great Mother
Archetype.
We have been speaking rather freely of that which consciousness receives from the archetypes as images. Jung said, I call all
conscious contents images, since they are reections of processes in
the brain (quoted in Van Eenwyk, 1997, p. 68). That establishes the
breadth of the notion, but perhaps it would be well to explore the
term a bit, so as to be able to esh it out in the readers mind. I
propose to consider the image as the backbone of thought, so we
might be warranted in reflecting for a moment on the thought
process itself. Here thought or thoughts should be taken
broadly to include anything that might occur in conscious experience, but yet not so broadly as to include, as in another context
might be justied, certain unconscious processes. Neuroscientists
struggle to identify the mechanism whereby one moments
conscious experience might be linked with that of the next.
Logically speaking, each instant should carry its own packet of
experience. Even if the firings of neurons across synapses in the
brain were of an identical pattern at two successive moments in
time, they would not be the same rings. One would have occurred
before the other. However, presumably because our conscious experiences of consecutive instants are typically similar and because the
succeeding instant is coloured by the memory of the preceding one,
we develop a sense of continuity in thought, much as a succession
of images on a lm blurs together to form a moving picture.
The thoughts that seem to string themselves together through
time to form experience are themselves complex. All the data that
are recorded in a frame of lmto carry the lm analogy forward,
each detail of the clothing of the actors or of the furniture of the
roomsomething as rich as thiscan be seen as compressed into
a single thought, and here we are almost compelled to say, into a
single image. The data of the frame of lm can be broken down by
focusing on the separate items pictured. But this is not so of the
thought. Each of our thoughts is complete in itself. A thought
cannot be broken down into separate components because to break
out the components of a thought is to have a new thought (James,
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receptive to the suggestion that our daily lives are borne along
upon something as insubstantial and seemingly inconsequential as,
for example, the stuff of dreams. In short, the whole idea of our
thinking in terms of images that spring from parts of our psyches,
of which psychic parts we are by denition unaware, can be a little
hard to digest. Let us try, therefore, yet another way of conceptualizing the problem. Let us think of the situation from outside in.
Consider how consciousness, when it finally arrived upon the
evolutionary scene, might have been expected to have registered
signals from the body or from the unconscious. In the absence of
conscious intervention, instincts, both in ourselves and in animals
we observe, result in action. Let us introduce an observerthe
egobetween the instinct and the act. How would this impulse to
action appear to the observer, that is, to ego consciousness? Would
not one good possibility be that the impulse present itself in terms
of an imagesomething in the nature of the flash of an idea or
impression or mental picture, or some mix of the same, of the sort
of which we have been speaking?
Accepting this possibility as our best bet, let us see if we are not
induced further to accept that the most likely bearer to bring to
consciousness the message from the unconscious, whether generated in the senses or elsewhere, would have a pictorial aspect. For
one thing, visual impressions carry a lot of information in a concentrated fashionremember all the detail in the single frame of lm
in our earlier motion picture analogy. And, perhaps for this reason,
they also carry a natural impact far beyond that, for example, of
verbal communication. Now, it is true that verbal expression can be
seen as generating a similar impact when it is in the form of poetry.
But poetic language is pictorial language; that is, poems conjure
visual images. We speak in terms of the imagery of poems. What
the visual image lacks, comparatively speaking, is the linear focus
of verbal thought, with its consequent ability to develop an idea
with great precision. It may be, however, that this linear focus is a
quality that surfaced later on in the development of our faculties,
that it grew hand in hand with an advancing consciousness. The
linguistic or verbal element would, in that case, stand in a like relation to the pictorial imageif that is what indeed we should settle
upon as the primordial vehicle for archetypal expressionas
consciousness stands to the collective unconscious.
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larvae can feed and grow. There is probably not room within the
cranium of the bird or the equivalent space in the buttery to house
the incomprehensibly complex neural apparatus necessary to what
we would call consciousness. What I am saying is that the complex
patterns that the buttery is able to recognize in the ower and that
the grouse is unable to recognize in the vehicle are the same things
that come to us as images.
I am a y sherman. I get satisfaction from inducing a trout who
is feeding on insects oating on the surface of a stream to mistake
a patch of feathers tied to a hook for a bit of food. Thats right, I take
pleasure in outsmarting a sh. But it is not as easy as you may
think. The trout is hovering just beneath the surface of a crystalclear stream selecting from among bits and pieces of matter oating three or four inches from its nose things that look like the
particular insect abundant on the water at the time that is serving
as lunch. And a trout can be very discriminating. But what about the
leader? The leader is a clear length of lament joining the relatively
thick line to the y. For difcult sh, a very ne tippet to this leader
is selected. Most fishermen believe, no doubt, that this is so the
trout will not see it. Think of it! The trout is able to reject a tiny y
because it is not precisely the right size or because its wing does not
lie just so, but it cannot see a leader? I think the trout sees the leader.
But, for the trout, the leader does not count. It is not in the trouts
computer. But the mayfly, Baetis, most decidedly is, although
presumably not by its technical name. What is in the computer is
the pattern of Baetis, in all the forms in which generations of trout
have encountered it, nymph, dun, and spinner. Replicate the form
on which the trout is feeding, and you are on. The leader and, for
that matter, the hook are seen by the trout, but as far as the trout is
concerned they do not exist. Why then, the ne tippet, which experience shows affords an advantage? Because its greater exibility
allows for a more natural oat. Anything coming down the river in
an unnatural way is denitely not on for lunch.
We had an old Pointer named Jake, who was apparently eating
road-kill up on the highway when he was rolled under the undercarriage of an eighteen-wheeler, miraculously, without being killed.
The encounter clearly made a strong impression on Jake, so I
thought to take advantage of it. Every Sunday when I took Jake up
to get the paper I would stop him short of the road and point to
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them that the pain will surely be much more contained than the
reaction warrants. The feeling, in other words, may be reviewed by
consciousness, but it is not the product of consciousness.
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opposites, because the role of the archetypes in directing consciousness is to curb the instincts, channelling the energy that is their
natural resource into paths that can be controlled by conscious
judgement. This is not to say that the instincts, themselves are not
driven by the archetypes. Archetype and instinct are just words
that describe different aspects of a basic thrust in nature. It is not
inconsistent to consider that the archetypes both underlie the
instincts and direct consciousness so as to regulate them. We cannot
prescribe how nature should behave, or choose the routes by which
she brings about the development of her creatures. But precisely
through this strange opposition she has brought Homo sapiens to the
state that, for all its precariousness, and for better or for worse, has
given him dominion over all of the other creatures of the earth.
Each form of life has a particular pattern of behaviour, which
leads us to distinguish it from inert matter and from other life
forms. This pattern of behaviour we recognize in more developed
creatures as instinct. The instincts could be viewed as the blueprint,
or, as Jung puts it, the ground plan, of a species. We have traditionally accepted a division between what in the make-up of the
creature is tangible, the cells, say, and what is not, i.e., that which
causes the creature to function. But Jung compels us to accept that
a transition must logically be made between the two. We observe,
he points out, that the bodily organs are in all humans much the
same, and that the brain is such an organ. The psyche stems from
the brain, and it should follow that the mental processes that the
brain generates should be organized in much the same way in all
of us (Jung, 1963, p. xix). So beguiled are we by the seeming freedom we have in our own thought-making, however, that we tend,
while knowing perfectly well to the contrary, to think that
consciousness is entirely independent of the organ that generates it.
When one drops this illusion, one may more readily grasp that all
human brains will logically generate at least their unconscious
emanations in the same fundamental congurations. Consciousness
may indeed enjoy a measure of freedom, but the instincts and, as
we shall see, the unconscious at its deeper levels are bound to be
genetically basedand therefore rooted in the physical, just as are
our tangible bodily organs.
Instincts evolve with their respective life forms. But we must
conclude that something further happens in the case of humans, for
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societies emerged as survivors in the competition that must everywhere have raged among cultural styles to secure a niche in the
environment. A distinction should be made between these peoples
and peoples who existed at the very dawn of consciousness. If the
presence of culture, however basic, is to be our guide, we can
suppose that incipiently conscious peoples existed among the rst
humanoid toolmakers, long before humans had acquired their
present physical conguration and mental capacity. Culture would
have evolved slowly among such peoples. We can deduce that
before the advent of agriculture and stock breeding, less than 11,500
years ago (Cauvin, 2000, p. 25), variations among cultures were
rather limited. There were only so many cultural patterns available
to hunter-gatherers in a given environment. Thus we can opine, on
the basis of observable diversity in historical times, that, as peoples
experienced the beginnings of consciousness, there occurred an
efflorescence of widely varying cultural patterns. Such rapid
cultural change could not have had genetics as its base.
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make the Goddess fructify the earth, those rites nevertheless serve
to focus the group upon the planting and cultivation necessary to
the project. It is easy to imagine the agrarian primitive, without
something powerful to concentrate the mind, as lapsing into
confused, aimless, or indolent behaviour. Or we might conceive
that, in the absence of an entrenched ritual, the husbandman might
fail of the wherewithal to keep proper track of time and seasons,
and to relate to them their appropriate activities. Yet divinities who
beckon in the stages of the moon or the equinoxes of the sun might
summon the worker to the necessary tasks.
In similar fashion, initiation rites, almost universally present in
culture, serve to reinforce the differentiation of consciousness.
Typical of them are rituals through which the youth is reborn; the
child dies and the youth steps forward into the state of manhood
and independent self-assertion. For girls, social observances attendant upon menstruation, marriage, and motherhood serve similar
ends. Culture both arose with and sustains consciousness. It is the
mechanism by which the progress of conscious experience is xed
and preserved. Culture serves in respect of consciousness, in other
words, as the analogue to the process by which the unconscious
experience of humanity was collected within the human genome as
the collective unconscious. The new experience is not recorded and
preserved in the DNA, but rather in the collective consciousness of
the culture.
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Cultural movements
In the individual, dreams and fantasies may point the way for the
adjustment of an out-of-balance conscious orientation. Sooner or
later a change in the conscious orientation will be brought about
or stagnation in the life of the individual, or worse, will result. By
the same token, on the societal level, movement in the unconscious
prepares the ground for new cultural attitudes. When the general
system of adaptation breaks down, unrest ensues. A new attitude
towards life is required. The ground for such an attitude has long
been being prepared in the unconscious. Prevailing social, political,
and religious conditions have required the repression of nonconforming attitudes towards life, and these repressed attitudes,
over time, have effected an activation of corresponding contents in
the collective unconscious across the society. Certain highly intuitive
individuals become aware of the changes going on subliminally and
translate them into communicable ideas. Because parallel changes
have been going on in the unconsciouses of individuals all around,
these ideas are widely received and take currency (Jung, 1960 [1948],
par. 594).
Consider the rapid onset of Christianity arising out of the spiritually threadbare world of first century Rome. Moral decay,
brought on by the loss of vitality in the images of the Roman gods,
produced a malaise that could only be redressed by a new vision.
The alignment of the unconscious, in compensation of the
unhealthy state of affairs in the realm of the conscious, was ripe for
a new expression of the archetypes. At just this point Christianity
arose to provide a formulation of archetypal myths more suited to
the forthcoming age. The new connection it established with the
archetypes accounts for the great vitality with which the Christian
rite was so obviously imbued (Jung, 1963, par. 744). In just a few
hundred years Christianity took over the whole of the Roman
world.
At such times, the tendency towards enantiodromia is to be
observed. Enantiodromia, a running contrariwise, is a psychological
law given its name by Heraclitus (Jung, 1953 [1917], par. 111). He
meant by it that, sooner or later, everything runs into its opposite.
The concept bears a close identity to the interplay between the
Chinese yin and yang. The alchemists symbolized the tendency of
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The Father
As the Great Mother is the embodiment of the earth and sea and with
them all the depths of the unconscious, the Father reects the sky and
the spirit. Thus, it is our Father who art in Heaven. The fatherland
is not the land itself, but the nation, the cohering principle of the people. The Father image emerges out of the Mother Archetype, and
stands in opposition to it, just as in antiquity patriarchal religions
succeeded the chthonic cults of the Great Mother. The Father represents the world of moral commandments and prohibitions, as it is the
function of the world of the spirit to oppose pure instinctuality.
The Persona
The following archetypal gures are hard to discuss without entering the realm of personal psychology, but I shall tread lightly.
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Broadly put, the Persona is the image one establishes of oneself. The
image, of course, is particular to the individual, but its source is
archetypal, for it is necessary that every individual develop a
personality that she or he presents to the world. This personality
will always diverge from the real individual, because all of us
conduct a part of our psychic lives in secret. A person who let her
or his psychic impulses show through without in any way monitoring or regulating them would immediately be taken as an idiot
or a lunatic, or perhaps a criminal. At the same time, a basic level
of consciousness requires that we be aware that we are not the
precise person we present to those around us.
As it falls out then, we all carry around in ourselves an image of
our self that is the Persona. It is the way we tend to see ourselves,
although we are able on reflection to recognize the incongruity
between this image and who we actually are. Nevertheless, there is
a substantial risk that a person might completely identify herself or
himself with the Persona. As it is impossible for one to be just whom
she or he wants to be, a reaction in the unconscious in such a case
is sure to set in. The consequence will be moods, obsessions, vices,
or other behaviour that is inconsistent with the Persona (Jung, 1953
[1928], par. 307).
The Persona as I have described it may strike the reader as a
perfectly ordinary thing, familiar to all. Why, then, dress it all up as
a Jungian archetype? Consider, though, that I have described the
Persona as a potent image that everyone experiences in one way or
another. That is, in the main, how I have tried to depict archetypal
images generally.
The Shadow
The Persona is what we expose to the light of day; the Shadow hides
in the dark. In the Shadow are collected those parts of ourselves that
we find repugnant or that are otherwise inconsistent with the
Persona. We repress these traits and think we have got rid of them,
but in fact we have only pushed them down into the unconscious.
The Shadow is typically projected on to another person suitable to
the purpose. In our worst enemy we are likely to nd the parts of
ourselves we most despise. Much socially unsuitable sexuality lurks
in the Shadow. The Shadow makes a great subject for literature. Jung
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A new myth
The images that emerge from the archetypes give an adequate
expression of the state of the unconscious. When they are given
conscious consideration and accepted as meaningful, often a connection with the unconscious is made. When, for example, as suggested above, the symbolism in a religious observance is received
with conviction, the individual or the group experiences a renewed
spiritual vitality. When the core of religious experience dries up, a
natural interchange between the conscious and the unconscious is
interrupted. The resulting attitude is, as Jung puts it, lacking in
conviction:
If, however, certain of these images become antiquated, if, that is to
say, they lose all intelligible connection with our contemporary
consciousness, then our conscious acts of choice and decision are
sundered from their instinctive roots, and a partial disorientation
results, because our judgment then lacks any feeling of deniteness
and certitude, and there is no emotional driving force behind
decision. [Jung, 1954 [1951], par. 251]
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Notes
1.
2.
3.
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CHAPTER FOUR
Individuation
n Jungs scheme there are two distinct layers of the unconscious. In addition to the collective unconscious, inhabited by
the archetypes, there is the personal unconscious. Its contents
are catalogued by Jung as including:
everything of which I know, but of which I am not at the moment
thinking; everything of which I was once conscious but have now
forgotten; everything perceived by my senses, but not noted by my
conscious mind; everything which, involuntarily and without
paying attention to it, I feel, think, remember, want, and do; all
future things that are taking shape in me and will sometime come
to consciousness . . . [Jung, 1960 [1947], par. 382]
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INDIVIDUATION
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the collective interpenetrate each other. For one thing, the archetypes of the collective unconscious provide the operating structure
of the personal unconscious, just as they do of conscious thought.
A slip of the tongue, for instance, may betray an unconscious attitude that is purely personal in its origins. In all probability it
betrays in some way what we really think or feel. Yet what
produces it can be said to be an autonomous action of the collective
unconscious, because obviously the slip occurs in contravention of
our conscious volition.
An example: conscience
A sense of how the personal and collective aspects of the unconscious operate together can be taken from the example of a basic
constituent of human nature, conscience. Conscience is affiliated
with the superego, identied by Freud. Jung describes this element
of the psyche as the accumulation of all those traditional, intellectual, and moral values which educate and cultivate the individual
(Jung, 1963, par. 673). Because it is culturally derived, it is not itself
a part of the collective unconscious. Basically, ones conscience
urges conformity with the collective values of the society. But the
unconscious pressure to heed the voice of conscience is archetypically driven, for the impulse to adhere to the collective values is
present no matter what the values might be. The source of the
compulsion that we call conscience is, in other words, distinct from
the prevailing mores that it tends to enforce. It appears, in other
words, that the motive power that gives conscience its sting is bred
into us as a part of the collective unconscious, whereas the cultural
mores that trigger the sting are impressed upon the personal unconscious after birth.
Hamlet could not bring himself to murder Claudius, because his
sensitive intelligence rebelled against the prevailing medieval standard, which prescribed justice through blood revenge. His oedipal
complicity in Claudiuss desire for Hamlets mother, Gertrude
(Freud, 1900, pp. 163164), reinforced his realization that the presence of the sinner in us all stands in ethical contradiction of the idea
that justice may be procured through revenge. Shakespeare, fully
understanding, of course, the invalidity of revenge as a moral solution, nevertheless had Hamlet, in his inaction, suffer pangs of
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Childhood
We will see whether we can get a glimpse of these autonomous
activities of the collective unconscious, beginning at the beginning.
In the preconscious state, clots of unconscious contents precipitate
out of the blackness of the unconscious. Jung likened these concentrated contents in the psyche of the preconscious child to islands in
a sea or lighted objects in the dark (Jung, 1960, [1931d], par. 755).
The ego begins as one such aggregation of associated unconscious
contents, but gradually assumes central importance. Neumann
describes this phase of development as species-specic, because
the process unfolds in essentially the same way in all human beings
(Neumann, 1994, p. 235). Within the context of our present discussion, we would say that this is because the process is genetically
wired into the species.
Jung saw the context of the early part of the childs life as essentially an extension of the womb:
The motherchild relationship is certainly the deepest and most
poignant one we know; in fact, for some time the child is, so to
speak, a part of the mothers body. Later it is part of the psychic
atmosphere of the mother for several years, and in this way everything original in the child is indissolubly blended with the motherimage. This is true not only for the individual, but still more in a
historical sense. It is the absolute experience of our species, an
organic truth as unequivocal as the relation of the sexes to one
another. Thus there is inherent in the archetype, in the collectively
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inherited mother-image, the same extraordinary intensity of relationship which instinctively impels the child to cling to its mother.
[Jung, 1960 [1931c], par. 723]
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rejecting her. Put otherwise, the guilt that will attend the heros
liberation is among the array of weapons brought to bear by the
Great Mother that makes the heroic task so daunting (Neumann,
1994, p. 244).
Archetypal incest imagery is experienced by both sexes,
although in practical circumstances it plays itself out differently in
each. Typically, the withdrawal of the girl from the maternal fold is
more subtle, being achieved by an attachment to the father or other
male figure on whom is projected the Animus, the girls unconscious masculine side. Freud denominated the feminine manifestation of the incest motif the Electra complex. Electras mother,
Clytemnestra, had killed her husband, King Agamemnon, Electras
father. Electra lived only for the moment when her fathers murder
would be avenged through the murder of her mother. Thus,
Sophoclean tragedy also supplies the model for the female version
of the Oedipus drama, in which is played out the girls latent sexual
desire for the father, with an attendant hostility to the mother.
We are arguing that incest imagery is the central mechanism by
which the ego is able to separate itself from the unconscious, and
thereby establish ego-consciousness. Consciousness is given rise by
the archetypes and preserved in culture. Whereas one must conclude that the collective unconscious was informing culture in some
measure as the species evolved, it is hard to know what culture
would have looked like in its beginning stages. Were our genes so
programmed that adolescent males were driven from the pack, as
with young lions? Or did the incest prohibition have more of a
cultural cast; was it more in the nature of a taboo? In the absence of
the incest prohibition, it must be considered that humans might
have had no more compunction about mating within the family
than do most animals. Most anthropologists believe that the pervasiveness of the incest prohibition in human societies cannot be
explained by genetic selection against inbreeding. Although
inbreeding, if perpetuated, weakens a genetic strain, individuals
produced with genetic defects in consequence of inbreeding would,
in primitive conditions, simply have been left to die, and the defective genes would not have survived to be been passed along hereditarily. Biologist Richard Dawkins, however, makes the point that
there is a big price to be paid, in the evolutionary sense, in simply
producing defective offspring (Dawkins, 1976, p. 99). Even carrying
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to term a child that dies at birth imposes a serious burden. But then,
who knows, this may have been a form of genetically engineered
birth control. You cannot conceive number two while carrying
number one, even though number one is not to survive. In any case
the Jungian would conclude that incest imagery and the egoconsciousness attending upon it evolved hand in hand, either in
response to, or in the process of forming, an archetypal initiative.
It is known that incest was practiced in royal houses in ancient
Egypt and elsewhere in antiquity. In the book of Genesis, for example, Lots daughters trick him into incest, and found thereby the
tribes of the Moabites and Ammonites (Genesis 19: 3038). The fact
of such practices, however, does not undermine the ubiquity of the
incest prohibition. It is not at all uncommon for individuals considered to be godlike to indulge themselves in that which is most
strictly forbidden to ordinary people. Needless to say, there are
great practical, as well as psychological, advantages to the application of the incest prohibition, at least as to the generality of society.
Marriage outside the family and outside the tribe fosters alliances
and exchange. The scope of the group is accordingly broadened
and, into the bargain, so is the gene pool.
Youth
By contrast with the rather more rigid development that characterizes childhood, the unconscious initiatives that play themselves out
in the subsequent stages of conscious life may be highly personal in
the way they unfold. These developments vary widely from person
to person in their progress, and it is by no means the norm for an
individual to experience every stage of development to its fullest
extent. Many a person becomes stuck in a particular stage of development and never progresses beyond it. Nevertheless, we can
detect in the course taken by any individual the mechanism that
pushes it, with varying degrees of success, towards full conformity
with the ground plan in the species laid out in its genes.
Jung marked the period of youth as extending from puberty to
mid-life, which latter he saw as commencing between the ages of
thirty-five and forty. In youth one must get beyond the childish
urge to remain unconscious and to live in the indulgence of the
instincts. The task of this time of life is to widen lifes horizons.
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source does not lie in the relationship of the child born of today with
its earthly mother; rather, the symbolic structure is given rise by a
whole succession of mothers, the experience of whom over aeons
shaped the collective unconscious. Imagery from the collective
unconscious projected upon the real mother profoundly conditions
the childs perception of her.
Transposing this pattern to the realm of culture, we can imagine
the potency the image of the female deity must have held in societies at the matriarchal stage. The image of God was woman.
Nevertheless, the dominant imagery deriving from the archetype of
the Great Mother need not imply that early societies were ruled by
women or that women otherwise dominated religiously or politically. Given greater strength and aggressiveness in menthe exercise of which in the primitive context would have been but little
tempered by cultural renementthere is no reason to assume that
males did not assert their power. To what extent the sovereignty of
the Mother Archetype might have kept in thrall the raw physical
ability of men to dominate is not known. Regardless, however, of
whether political and religious power in matriarchal societies lay in
the hands of women or men or both, the archetype of the Great
Mother, translated into religious symbols, must have dominated
cultural life. Accordingly, the focus of the society would have been
on fertility, regeneration, and cycles of growth and decay. A healthy
respect for the feminine and womens mysteries would, presumably, therefore have in any case prevailed.
Both in the development of the child and in the onset of culture,
the matriarchal stage is followed by a patriarchal stage. This is the
stage of the worlds civilizations today. The focus is on the exercise
of the will, on activity, learning, values, and the inculcation of the
cultural canon (ibid.). It may bear saying again that what is at work
in this connection is not gender, but imagery. In the psychic cycle,
the progression from the Mother Archetype to that of the Father
denotes a progression from the earthly to the spiritual, from the
bosom of the unconscious to the opening horizon of growing
consciousness. Of course, this progression is usually taken as literal,
so that men at the level of patriarchal culture feel called upon to
dominate women and take upon themselves the role of spiritual
leaders. It may be seen as an unfortunate fact that the symbolism
by which the archetypes direct psychic growth tends to be acted out
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We now note a change in the direction of the hero myth. Once the
ego is secure and one has established a place in life, it is no longer a
matter of slaying dragons. The heros daring must give way to
humility, his aggressiveness to gentleness. In the practical world, it
does not follow that once the fair maiden is won the couple lives
happily ever after. The couple must make for themselves a real life.
The focus of the quest shifts to the pearl of great price, the Holy
Grail being the same thing under another name. For the attainment
of this, the force of arms will not sufce. The hero who would make
the quest, moreover, can no longer rely exclusively on strategies
developed to cope with the external world. Perceval, when setting
out upon the world as a young man, was advised to keep his own
counsel, and, so, not to ask questions of those he encountered in his
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the individuation experience proceeded to the point where initiation into the Greek mysteries became all but a trendy pastime for
Roman tourists. Finally, the Christian Mass came to embody for all
celebrants the experience of trial, torture, death, and rebirth theretofore reserved to the few. The underlying psychic processes have
remained throughout, however, hidden from the view of the ordinary participant (ibid.).
The person who pursues individuation must be prepared to
disregard the dictates of the culture. The culture expresses the
psychic state of the collective, and it works very powerfully to
enforce that psychic state upon all who are a part of it. For the
purpose of basic education, the transfer to the next generation of
the accumulated knowledge and wisdom of the culture, this is a
highly benecial arrangement. But, for the adult who would recognize and conform to inner directives, the culture is the enemy. This
is not to say that individuated individuals will become lawbreakers
or find themselves at war with societal norms. Rather, they will
follow their inner directives as opposed to the external ones of the
culture, and, if they do nd themselves at odds with the culture,
they will have the courage to face that fact and to stand apart. They
will not fear the culturethat is, what others think and expect
because they will have become independent of it. It is not the
culture for which they live, but rather for a full expression of the
interior parts of themselves they have come to recognize and hold
dear.
While I can attempt to put forth Jungs concept of individuation,
I cannot, of course, say how one might attain to it. Much has been
written about individuation from a psychological perspective by
Jungian analysts and adepts. A study of such material may afford
some illumination. The process itself, however, cannot be learned;
it must be experienced. One can look to the myths as a means of
suggesting what individuation is about. The objective is the establishment of a conscious relationship between the ego, as the
central reference-point of consciousness (Jung, 1963, par. 133),
and the Self. Jung has described the Self as representing the totality of the conscious and unconscious psyche (ibid.), so the relationship is of the part to the whole.
Before we direct our inquiry towards the Self, it is necessary that
we make what may seem to be a rather radical digression. We must
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Psychological types
A night sea journey
Jung himself experienced a nekyia, his own trip to the underworld.
After his break with Freud in 1913, he went through a difcult time
psychologically. He became, as he put it, disorientated (Jung, 1965,
p. 170). Jung was troubled by fantasies which he found to be inexplicable and towards which he consciously felt a great deal of resistance. Finally, much as he had done as a child when he confronted
the obscene vision of Gods throne above the cathedral, he decided
to open himself to them and meet them head-on, lest, through the
unconscious, they take possession of him. In Part II of Goethes
Faust, Jungs favourite work of literature, Faust has set a quest for
no less a woman than Helen of Troy. Mephistopheles tells him that
to proceed to retrieve a person from among the dead he must rst
come to the Mothers, enthroned beyond the world of place or
time (von Goethe, 1959, p. 76). Mephistopheles gives Faust a key
and tells him, simply, to stamp his foot. This Faust does, and down
he plummets (ibid., pp. 7880). Jung did precisely the same thing.
Sitting in his study, he put aside his fears, and he let himself drop.
He felt himself plunge into dark depths, and there he encountered
a dwarf, a glowing red crystal, the oating corpse of a blond youth,
a giant black scarab, and the rising sun. In the end, everything was
engulfed in blood. Jung was at this point expert in depth psychology. He recognized the drama of death and renewal, capped by the
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the dominant function, the selection is value based, and the values
bearing on the choice are, in the main, unconscious. They are
grounded in the values of the culture and, at a deeper level, are
drawn from the whole range of human experience stored in the
collective unconscious. These values are not necessarily compatible
with pure rationality, which is the objective of the thinking function.
To take an example from the law, judges are constantly confronted with choices of whether to apply the law strictly or to
temper it with humanity or mercy. The choices are not always
starkly broken out, but they underlie much of the real work of judging. Where human factors are not involved, the problem may be
simply one of solving a puzzle in logic and can be definitively
resolved. Thinking is fully adequate to this sort of problem. On the
other hand, in most real conicts human factors intrude; values,
which cannot be entirely circumscribed by logic, must be taken into
account. Thinking determines what, in the application of logic, the
law would be in such cases, but feeling is the determining factor
when, for human reasons, a relaxing of the strict standard is appropriate. The two can come into conflict. On the one hand, ones
thinking can be clouded by feeling; on the other, strict logic must,
to an extent, be put aside in the exercise of feeling. In other words,
the pure application of one of the rational functions requires, in
some measure, the suppression of the other. In another context, the
scientist must at all costs be objective, but, when the feeling function is abolished because of its incompatible subjectivity, considerations of the ethical implications of the enterprise are also laid
aside.
A similar mutual incompatibility exists between the non-rational functions of sensation and intuition. However, no doubt
because the function of intuition cannot be reduced to its logical
components and is therefore difcult to analyse, it is a little harder
to demonstrate the incompatibility between the two modes of
receiving impressions. Objects and events are facts. The sensation
function accumulates facts, and the person in whom this function is
highly developed is therefore focused upon the facts: accumulating,
ordering, and manipulating them. Then, through the application of
the rational function to the facts, the sensing person draws conclusions. Where intuition prevails, the focus is not on the facts or
details, but on the big picture. As to it, the conclusion is simply
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serves as a basis for some such tests, and one approach in particular
is derived specically from the relationship of the four functions in
extraverted and introverted personalities.8 A very simple test will
reveal ones Jungian personality type. Most people, encountering
the results, not only instantly recognize their own types, but nd
themselves pleased with them. Such exercises help people to learn
about themselves and can be a tool for achieving greater balance in
the personality. They also stand in aid of interpersonal relations.
Participants who have been led to see themselves through their
personality types are better able to understand why persons whose
types differ from their own tend to react differently to things.
Previously inexplicable reactions in others become, within the
context of a differing typology, both comprehensible and acceptable.
These applications of Jungs ndings are useful, but one is led
to wonder whether they have the effect of trivializing an intellectual breakthrough of enormous signicance. It would be a shame if
Jungs discovery of the psychic impulse towards individualization,
which is of the utmost importance to the understanding of human
nature, were to be obscured behind the practical utility in the workplace of certain aspects of it. There is a risk, moreover, that an inadequate grasp of what the psychic functions are really about will
lead to the perception that the human psyche is reducible to a few
nite elements. There are after all, taking into account a distribution
between judging and perceiving, only sixteen basic combinations of
the two attitudes and four functions. The reality is, however, that
variations in the development of different aspects of the personality allow for highly individualized shadings in combinations of
traits or tendencies, and this flex in the interplay between the
elements of the personality, conditioned separately by the life experience of each individual, affords the virtually infinite range of
personalities that in fact we nd to exist.
Freuds approach to the personality was a reductive one, and
Jung came to oppose it for that reason. It was Jungs view that the
unconscious was as inexhaustible in its vastness and variety as is
the exterior world. Although certain elements of the personality
and certain basic personality types can be identied in the quest for
greater understanding, there is range enough within this vastness
of the psyche for the individual personality to be, as Jung saw it to
be, truly unique.
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But would any physiologist assert that the body is simple? Or that
a living molecule of albumen is simple? If the human psyche is
anything, it must be of unimaginable complexity and diversity, so
that it cannot possibly be approached through a mere psychology
of instinct. I can only gaze with wonder at the depths and heights
of our psychic nature. Its non-spatial universe conceals an untold
abundance of images that have accumulated over millions of years
of living development and become xed in the organism . . . Beside
this picture I would like to place the spectacle of the starry heavens
at night, for the only equivalent of the universe within is the
universe without; and just as I reach this world through the
medium of the body, so I reach that world through the medium of
the psyche [Jung, 1961 [1930], par. 764).
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for ego and God for the Self in these sentences and you have
the stuff of creation myth. But have we not said that the formation
of the ego amounts to the creation of consciousness, and creating
consciousness is tantamount to creating the world? Before the scientic age, Western philosophy accepted that there existed a sort of
super-consciousness in God himself, so it was never considered
that, but for the interposition of our consciousness, the universe
might stand in eternal oblivion. Absent a God of that sort, the
universe, if it is to be known to exist, seems to be left with recourse
only to a consciousness such as our own. If, then, we accept that
consciousness is the means through which the universe, practically
speaking, comes into being, and, if we accept the Self as the activating force of that consciousness, then the Self is a very God-like
figure. And, indeed, the imagery by which the Self Archetype is
expressedimagery pointing to wholeness and unityhappens to
be that by which deity is typically represented (Jung, 1958 [1952],
par. 757).
Jung said that the Self might be called God within us, (1953
[1928], par. 366). He believed, on the evidence of his practice in
depth psychology, his studies in mythology, alchemy, and religionsWest and Eastand his personal experience, that there is in
humans an inbuilt image of God. He saw it as a compensatory
ordering factor, which is independent of the ego (Jung, 1958
[1954a], par. 447). The Self, then, is an unconscious factor, which on
its own works to institute order in the psyche and which presents
itself to consciousness as if it were God. Jung put the state of things
as he saw it in the following succinct formulation:
I am therefore of the opinion that, in general, psychic energy or
libido creates the God-image by making use of archetypal patterns,
and that man in consequence worships the psychic force active
within him as something divine. [Jung, 1956 [1952], par. 129]
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thing there, more deep and more general than any of the special
and particular senses by which the current psychology supposes
existent realities to be originally revealed. . . . So far as religious
conceptions were able to touch this reality-feeling, they would be
believed in in spite of criticism, even though they might be so
vague and remote as to be almost unimaginable . . . [pp. 6667]
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Now, suppose it were said that the propositions just laid out
amount to no more than empty words, that, given the logical
requirement that there be a continuum on the evolutionary path
towards consciousness, we have simply come up with termsthe
collective unconscious, archetypes, and the Selfto ll in the
blank spaces on the continuum. Evolution towards consciousness
would require something in the gulf between it and the instincts,
say, the collective unconscious; that something would perforce have
some structure, say, the archetypes; and it would require some
driving and regulating engine: the Self. In as much as the actual
existence of the things to which these words refer is not susceptible
of proof, what we have done is something akin to lling in missing
links on the palaeontological continuum with esoteric names that
have no fossil to stand behind them. But, even laying aside the
direct observations of Jung and many subsequent therapists, there
remains in support of the reality of these psychic entities the fact of
the overwhelming correspondence, in a way congruent with Jungs
hypothesis, of the mythologies of societies of all times and places.
We shall see, moreover, that Jung can put a persuasive face on the
Self in terms of its manifestations to consciousness.
If it remains to show the reader some evidences of the reality of
the Self, we nevertheless can for now claim to have abstained from
attaching metaphysical signicance to it. We have not, for example,
said anything one way or another about the God or gods around
whom religions are formed. We have placed the Self in an evolutionary context, whereas the gods of religious faith are generally
conceived as operating outside the laws of nature. We have said at
most that, if such a God or gods manifest themselves to humans,
they must perforce do so through the human psyche.
Let us now look more closely at what Jung means when he
relates the Self to an inner image of God. For him the God-concept
includes every idea of the ultimate, of the rst or last, of the highest or lowest (Jung, 1958 [1952], par. 739, n. 1). If the mind could
conceive of something prior to or outside of God, then that something would transcend God and would be entitled to the name,
God. Particular religions might identify a particular being, in the
existence and specic personality of which their votaries believe,
say Elohim or Allah. In reference, however, to a God-image brought
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somewhat smaller than a soft ball. When it rains, unzip the pocket
and out comes the jacket. Thus, the jacket re-enters the womb of the
pocket; there follows a period of gestation; and, in the fullness of
time, the jacket is delivered forth again, renewed.
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and were at the same time the source of the light (Jung, 1965,
p. 198). The Swiss companions obviously did not see the tree. They
commented on the foul weather and wondered that another compatriot had chosen to live in Liverpool. Jung was carried away with
the beauty of the tree and the island and thought to himself that it
was very clear why the other had settled there (ibid.).
At this time Jung had been for some years interested in ancient
Chinese philosophy. In the year following this dream, in circumstances he considered synchronistic, he received from his friend, the
Sinologist Richard Wilhelm, the manuscript of a thousand-year-old,
Taoist-alchemical treatise, The Secret of the Golden Flower. In it Jung
encountered material that squared with what he had been experiencing. Jung sensed his isolation was at an end. He had been able
to establish a tie with something outside his own inner images
(Jung, 1965, p. 197).
The quaternity
Because of the implication of the square in the figure of the
mandala, and therefore in the imagery of the Self, it may be seen
that it is not an accident that concepts by which humans have
always ordered experience fall into groupings of four. Take the
examples of the four cardinal points on the compass, the four
winds, the four seasons, the four elements of antiquityearth, air,
re, and waterand the four humours of medieval medicine. Jung
considered all mythological gures marked by a quaternity to have
to do with the structure of consciousness (Jung, 1963, par. 557).12 Let
us look at a particular image that Jung described as the archetypal
sine qua non for any apprehension of the physical world (Jung,
1959 [1951], par. 398). The image is that of time and space. Einsteins
theory of relativity demonstrates that time and space are not separate realities but, in order to explain the physical world, must be
taken together as an integrated whole. From the psychological
point of view, only through the concepts of time and space is it
possible for the human mind to grasp the physical world. We shall
now see that the timespace complex is itself a quaternity, and
indeed the special kind of quaternity through which the Self
Archetype typically presents itself. The timespace complex has
four parts that stand to each other in the relation of 3:1. Jung has
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The alchemists symbol for the union of opposites, the hierosgamos, or sacred marriage, is sexual in nature. Jung saw Freuds
focus on sexuality as the natural outlet for the sexual symbolism
that lay just beneath the threshold of the collective consciousness.
It could nd expression only after science had released itself sufficiently from Victorian constraints to allow the subject within
its purview (Jung, 1954 [1946], par. 533). Although the alchemists,
given the state of knowledge of the time, almost certainly could not
have been aware of a psychological interpretation of their symbols,
or even that what they were dealing with was, in the main, symbolic and not actual, they strove to achieve a union of opposites (Jung,
1963, par. 335).18 In psychological terms, as understood by Jung,
consciousness is renewed through its descent into the unconscious,
in the course of which the two are joined. The sexual act naturally
symbolizes this conjunction. The renewed consciousness does not
contain the unconscious but forms with it a totality symbolized by
the son (Jung, 1963, par. 520).
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It may be that the concept of God will, in the end, prove inadequate to accommodate further expansions of consciousness. One
might question, in the face of the sense of alienation and ennui that
seems to pervade the spirit of the West todayby no means to be
solved by reactionary religious movements that would put us
under the dominion of an outworn God, and so remove from us the
burden of accepting responsibility to ourselveswhether a new
image of God will emerge that is large enough. That such will be
the case, however, we have reason to believe, not only on the basis
of Jungs revolutionary conception of the God-image in the unconscious, but also on the basis of new conceptions of God that have in
the past emerged out of periods of disbelief and moral desuetude.
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The currently reigning Christian God in the West, for example, one
might argue, not only derived from the collapse of the classical
Hellenic gods, but was foreshadowed by the prophets of Israel,
who decried what they perceived in their days as moral laxity and
a crisis in belief.
God, then, evolves through the evolution of human consciousness. Once gods in their evolution reached the point of secondary
personalization, they were called upon to expand morally, so that
their personae reached to a largeness of spirit corresponding to the
scope of human imagination in their day. If one scans the myths,
this process appears as a maturing of God, but it is, of course, the
maturing of the human mind. In his penultimate work (I exclude
the autobiography, Memories, Dreams, Reections, 1965, written with
Aniela Jaff), the elegant Answer to Job, 1958 [1952], pars. 553758),
Jung traces the moral maturation of the God of the Old Testament.
His thesis is that Job, while acknowledging his insignicance in the
face of, and his submission to the will of, God, demonstrated
himself to be his Gods moral superior. Job saw that it was morally
wrong for God to inict upon him unspeakable miseries solely to
gratify Gods petty vanity. This awareness left God no choice but to
become man in Christ in order to partake of the moral superiority
of his own creation. When God saw himself through the eyes of a
mans consciousness, he knew that he had to become man. The
theme that God was growing up morally in the course of the Bible
likewise runs as a major thread through Thomas Manns monumental work, Joseph and His Brothers (1944).
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Jung opined that the brown-skinned savage who initiated the action
stood for the primitive Shadow and that the cleansing downpour
indicated that the tension between consciousness and the unconscious was being resolved (ibid., p. 81).
What takes the place of the ego at the centre of ones being
where, of course, it has always been, notwithstanding the claims of
the egois the Self. Thus, the unconscious aspect of the personality has its full due. This is not, however, to the total exclusion or
domination of the ego, for it, too, has its rightful place, even in the
face of the awesome majesty of the Self. The proper image of this
relationship within the personality is that of the individual to God.
Jung points out that the imagery of the rst century Gnostics aptly
depicted these developments in the psyche.
The self was of course always at the centre, and always acted as the
hidden director. Gnosticism long ago projected this state of affairs
into the heavens, in the form of a metaphysical drama: egoconsciousness appearing as the vain demiurge, who fancies himself
the sole creator of the world, and the self as highest, unknowable
God, whose emanation the demiurge is. [Jung, 1976 [1969], par.
1419]
Once the ego accepts its place, it realizes that it belongs, as a part
of the whole. Jung held that God is not absolute, but is in a paradoxical way dependent on humanity for completeness (Jung, 1971
[1921], par. 412). The image of God is not innately conscious. As the
Self, it resides in the unconscious until it finds its way into a
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Notes
1. William James embraced both levels of the unconscious in his description of the subliminal or B-region of the personality, as distinct from
the A-region of full sunlit consciousness:
The B-region, then, is obviously the larger part of each of us, for
it is the abode of everything that is latent and the reservoir of
everything that passes unrecorded or unobserved. It contains,
for example, such things as all our momentarily inactive memories, and it harbors the springs of all our obscurely motived
passions, impulses, likes, dislikes, and prejudices. Our intuitions, hypotheses, fancies, superstitions, persuasions, convictions, and in general all our non-rational operations come from
it. It is the source of our dreams, and apparently they may
return to it. In it arise whatever mystical experiences we may
have, and our automatisms, sensory or motor; our life in
hypnotic and hypnoid conditions, if we are subjects to such
conditions; our delusions, xed ideas, and hysterical accidents,
if we are hysteric subjects; our supra-normal cognitions, if such
there be, and if we are telepathic subjects. It is also the fountainhead of much that feeds our religion. [James, 1902, pp. 526
527]
2. To the man of the twentieth century this is a matter of the highest
importance and the very foundation of his reality, because he has
recognized once and for all that without an observer there is no world
and consequently no truth, for there would be nobody to register it.
The one and only immediate guarantor of reality is the observer.
3. At a higher level in the struggle, even Heracles succumbs. Led by
Omphale to dress himself in womens clothes, he symbolically yields
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4.
5.
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7.
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his manhood and is doomed on this earth (Neumann, 1989, pp. 286
289).
The Book of Common Prayer, according to the use of The Protestant
Episcopal Church.
C.W., 6.
Cf. Freud, The Interpretation of Dreams (1900, p. 465: consciousness as a
sense organ for the apprehension of psychic qualities).
Jungs term translates as irrational. He wanted to convey the sense
of something beyond reason, rather than something contrary to
reason (C.W., 6, par. 774). I think non-rational might have a truer
ring for the present reader, because of the sense to us of irrational as
implying an abandonment or failure of reason.
Myers Briggs Type Indicator (Palo Alto, CA: Consulting Psychologists
Press).
The notion of a subconscious self certainly ought not at this
point of our inquiry to be held to exclude all notion of a higher
penetration. If there be higher powers able to impress us, they
may get access to us only through the subliminal door [James,
1902, p. 267].
10. In like manner, Christ, being one with God, caused his own birth, and
at the Last Supper he eats his own esh and drinks his own blood
(Jung, 1963, par., 423).
11. The liver, according to an old view, says Jung, was considered the seat
of life; thus the Liverpool of the dream stood as the pool of life (Jung,
1965, p. 198).
12. It must be taken in this context as provocative that modern science
identies four elemental forces of the universe: the strong atomic force,
the weak atomic force, electro-magnetism, and gravity. And remember A, T, C, and G, the four building blocks of DNA mentioned earlier.
13. According to Jung, there is an established correspondence between
this mandala and similar depictions of the Egyptian god Horus and his
four sons (1967 [1929], par. 31).
14. These two gures, Jung said, are united in the Mercurius duplex of
alchemy (1959 [1951], par. 397).
15. Jung attached great signicance to the fact that the Pope in 1950 nally
accorded Mary a place in the Christian pantheon by the formal acceptance of the doctrine of her assumption into heaven (1959 [1954b], par.
195).
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16. In like fashion, Edward Edinger has traced the projection of psychic
contents on to the philosophy of the early Greek philosophers, from
Thales to Plotinus (Edinger, 1999).
17. A Gnostic codex, a papyrus in Coptic found in 1945 near the village of
Nag Hamadi in Upper Egypt, is named after Jung (Jung, 1976 [1975],
par. 1514, and n. 1 (Eds)).
18. Jung speculated that at a future time our present attempts at psychological explanation will appear just as metaphorical and symbolical
as we nd those of the alchemists to be (1963, par. 213).
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CHAPTER FIVE
Synchronicity
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are called, are neither valid nor invalid. Subjective experience just
is. We are suffused with that which we would have under observation. We have, therefore, in contemplating consciousness, no check
against the possibility that the impression we form is warped by the
shape of that which forms itthe shape of that same consciousness.
During the middle ages the human mind proved so ingenious
as to invent the machine known as the astrolabe. By means of it, the
motions of the planets and the sun and moon could be tracked in a
way that corresponded with physical observation, and the astrolabe
could be used with an appreciable degree of accuracy to predict
what the relative positions of the heavenly bodies would be in the
future. Yet, at the centre of the astrolabe, around which revolved
small spheres representing the heavenly bodies, there stood not the
sun, but the earth! Consciousness, in other words, was sufciently
ingenious to enable our forbears, not only to impose their own
geocentric view on the heavens, but also to devise a complex
machine that conrmed that view. In studying consciousness, can
we ever be sure that we shall not be imposing equally arbitrary, and
nevertheless quite convincing, archetypal projections upon it?
One may say that this difculty applies only to introspection,
and argue that an observer might competently observe consciousness in another person. Yet each persons subjective impressions
belong peculiarly to that person. They cannot be shared, in and of
themselves, by any other person. It is therefore hard to see how an
observer outside someone elses head can develop an accurate
picture of what, at the most subjective level, is going on inside it.
And in any case, the subjective processes of the observer are still
implicated in the observation. It is this difficulty, Jung felt, that
places psychology on an inherently unequal footing with the other
sciences (1960 [1947], par. 429). However, in developments in quantum mechanics, Jung saw a strange encounter between atomic
physics and psychology that offered the possibility that an
Archimedean point might be found, that an objective approach to
psyche might one day become a possibility (1954 [1946], par. 164).
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Meaningful coincidences
Jung saw in the world about him correspondences between physical
events and psychic events that could only be taken as meaningful. He
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developed the view that there is a psychic factor that bears on events
in the material world. The relationship between this psychic factor
and the ow of events, he termed synchronicity. Synchronicity
reveals itself in temporal reality in a variety of ways. Paranormal
phenomena and extra-sensory perception seemed to Jung to have a
claim on reality that could not be discounted. And, beyond these
relatively rare occurrences, he tended to put currency in the sort of
non-causal factors that, in the common mind, play a role in daily
existence: things like good and bad luck or the validity of the experience of dj vu. He suspected, in the vernacular, that there are
things that go bump in the night that are not Santa Claus.
While a young medical student, Jung had been deeply impressed
by the experience of a kinswoman who, as a medium, became possessed by spirits seemingly from another realm. When in a trance the
young woman expressed herself in a voice and a vocabulary completely foreign to her habitual mode of expression, which, from all
Jung knew or could nd out, she could not have picked up from
someone else. Jung wrote his doctoral dissertation on his observation
of these trances (On the psychology and pathology of so-called
occult phenomena, 1957 [1902], pars. 1150). He concluded that
psychological and not supernatural factors were behind the eerie
sances, but the experience left him open for the rest of his life to the
possibility of forces whose existence stand in contravention of the
laws of classical physics. Taking the sances as being authentic only
in so far as they demonstrated the workings of autonomous elements
within the psychic make-up of his young relation by no means rendered them comprehensible, even to psychology as it then stood.
Even Jungs acceptance of the authenticity of the sances in the psychological sense lay at the very verge of credibility. Indeed, at its core,
the problem that developed between Jung and Freud, leading to their
famous break, had to do with Jungs refusal to accept that psychology could be cabined within the reductionist, materialist framework
that Freud insisted upon. Freud, of course, realized that the least hint
of the mystical could be fatal to the budding science of psychoanalysis he was trying so hard to get established. Yet Jung came to
question the underpinnings of the very scientic dogma on which
Freud was trying to ground his new discipline.
As Jung formulated his theory of the archetypes, he came to the
conclusion that the archetypes have been present in the world from
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its beginning. He concluded, in other words, that they are not the
product of natural selection in living organisms, but, rather, transcend living organisms. Further, they condition the development
not only of life and consciousness, but of the whole of the natural
world. That is to say, the archetypes exist outside of the psyche as
well as within it (Jung, 1964 [1958], par. 852). There it is. The archetypes as Jung conceived them do not t within the traditional materialist framework. Yet, as we shall see, Jung viewed his concept as
potentially compatible with scientic understanding. It was merely
that the scientic understanding of his dayand it remains so of
our owndid not reach far enough.
Jung saw the archetypes as psychoid in nature (ibid.). Thus,
there is a psychic element in all of creation. It is through this inltration of a psychic, non-material, factor into the material world
that the phenomenon of synchronicity comes into play. Synchronicity, you will recall, as conceived by Jung, is an acausal ordering
principle that conditions both the psychic and material aspects of
nature. A synchronistic occurrence can be identied when events,
between which a causal connection is out of the question, are found
to correspond to each other through a common meaning. There
is both a psychic and a real-world element to the events. Their
meaningful concurrence is usually expressed symbolically
(Atmanspacher & Primas, 1996, p. 120). Jung cites this example of
synchronicity:
A young woman I was treating had, at a critical moment, a dream in
which she was given a golden scarab. While she was telling me this
dream I sat with my back to the closed window. Suddenly I heard a
noise behind me, like a gentle tapping. I turned round and saw a
flying insect knocking against the window-pane from outside. I
opened the window and caught the creature in the air as it ew in.
It was the nearest analogy to a golden scarab that one nds in our
latitudes, a scarabeid beetle, the common rose-chafer (Cetonia
aurata), which contrary to its usual habits had evidently felt an urge
to get into a dark room at this particular moment. [Jung, 1960 [1952],
par. 843]
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merely an ancillary to the process of observation, but is, as a principle of nature, an essential part of any atomic or subatomic observation. This discovery vouched, for Jung, the presence that he had
long suspected of a psychic factor woven into the material world.
Whether that will be borne out or not, there are reasons to suppose
that there are things operating in the material world that just will
not t the current scientic model, as witness a situation involving
Albert Einstein. Einstein was very resistant to the orthodox,
Copenhagen interpretation of quantum mechanics. In reaction to
it he, with two other physicists, proposed a thought experiment.
The mathematics in question is, of course, beyond my capacity, and
it is questionable to me whether anyone can fully grasp quantum
mechanics except through the maths. Even so, as it is reported,
Einstein and his collaborators, Boris Podolsky and Nathan Rosen,
demonstrated that, if the quantum formalism were correct, then a
consequence would be instantaneous action at a distance. In
quantum mechanics, particles that have interacted with each other
will thereafter react to each other simultaneously, regardless of how
far apart they have become. Now, according to the theory of relativity, any communication between such particles could occur at no
faster a rate than the speed of light. There is established, therefore,
a clear paradox in terms of causality: action upon one particle could
logically produce an effect on another only if the two were in some
way in communication, but the reaction between separated particles would occur simultaneously, allowing no time for communication, even at light speed (Bohm, 1980, p. 129). As it fell out, a
physicist named John Bell devised an actual experiment that
proved that such particles respond to each other simultaneously,
notwithstanding the objection about the speed of light (Stapp, 1993,
pp. 9496). This is to say that, whereas within the contemplation of
classical physics there is no way the action of the one particle could
produce an effect on the other, the effect nevertheless occurs.
Given this state of affairs, one may ask whether a thinking person must not reject the premise that has held sway in scientific
thought for some three hundred years: the premise that mechanical
laws of time, space, and cause and effect govern, without deviation,
the events of the material world. As these laws allow no room for free
will, this premise reduces consciousness to a passive spectator to all
that transpires, for it follows from them that the material operations
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within the brain would go forward from one function to the next in
exactly the same way, with or without consciousness. We think we
direct our thoughts, but the thoughts are consequences of a chain of
material events in the brain that derives strictly from material causes.
Consciousness is, under this view, as it is said, a mere epiphenomenon
(Chalmers, 1996, p. 150). Somehow it is tolerable to accept that the
clash between determinism and free will is simply a paradox that
may some day be resolved, but must for now be simply lived with.
However, if we allow ourselves to confront the conclusion to which
the determinist/materialist viewpoint ineluctably leadsthat consciousness, perhaps the most extraordinary thing in the universe, can
have come to exist in, and yet have no role to play in, that universe
this consequence is altogether unpalatable. The disruption of the
classical picture by the teachings of quantum mechanics may one day
offer a way out.
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Unus mundus
There is only one universe. At least, giving their due to current
many worlds theories designed to accommodate observations in
quantum mechanics, there is only one universe in which we will
actually conduct our lives. Despite all the diversity we see about us,
whatever may be called the universe contains it all. This, of course,
includes mind or spirit just as it does the material world. Dualities
nevertheless persistently urge themselves upon us. We are
inevitably faced with the conundrum of how to embrace spirit and
matter in a world ordered by a single set of natural laws. One could
posit that there is one set of laws for the operation of spirit and one
for the operation of matter. That seems to be the premise of most
metaphysical systems. Gods, representing the principle of spirit,
stand apart from the physical world, intervening in its normal operations only from time to time. Yet, throughout all the ages, there has
been an abiding mystical sense that the universe is truly all of one
piece. Before Jung spoke of archetypes, William James spoke to the
overwhelming universality of this mystical sense:
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That the universe is all one seems too obvious to state, yet, up
to this point, the compartmentalization I spoke of earlier has been
necessary; we have not been able to make the world of spirit
conform to the laws of science or vice versa. Jung observed that a
single world combining these incompatible things could clearly
notsimply because of their incompatibilitybe merely an extension of the one thing or the other. Rather, it must be a third thing,
of which both things are a natural part (Jung, 1963, par. 765). To say
this is to say that a unied conception of the universe would not
present a world ordered exclusively by the laws of cause and effect.
This is because it seems clear that those laws are not congenial to
the world of spirit. New ways of thinking therefore may be necessary for us even to envision a unied world, or as Jung termed it, a
unus mundus (Jung, 1964 [1958], par. 852).
The reader may have the sense that we have leapt a chasm in skipping so lightly from the idea of psyche to the concept of the universe,
with its incomprehensibly vast cosmic array. Psyche represents itself
to us primarily in terms of consciousness, and consciousness, for all
its magical nature, is something intimate to us. It registers, therefore,
as something perhaps not so grand. But consciousness is only the
most immediate expression of psyche. Neither it nor psyche in general has so far been made to t into any category other than that of
themselves. Jung would not have had our problemthe impression
that psyche cannot but be small as measured against the whole of the
external universebecause of the awe in which he held the collective unconscious. He saw it, not simply as the ground of consciousness, but as the interior analogue for the whole of the physical world:
a world itself equally limitless in dimension. In contemplating the
majesty of the unconscious, Jung could only invoke the comparison
earlier quoted, that of gazing into the starry sky (Jung, 1961 [1930],
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par. 764). Remember, for Jung, the Self, the organizing principle of
the psyche, is nothing less than the image of God. In any event, there
seem to be only two alternatives to considering psyche to be a creation and function of the material worldsome of the difculties
with which approach I have tried to sketch out in this chapter. We
can consider psyche something apart from the material world, and
therefore live with an unresolved dualism, or we can consider it as
built into the very fabric of the universe itself.
Psychic filters
If we should ultimately come to understand the universe in this
latter way, we should expect to nd not only that it is not ordered by
causality, but further, that it lacks the conditions of time and space.
Psyche lies palpably outside the governance of time and space. We
cannot x the locus of a thought; a memory brings to us an experience from another time; the logic of a dream operates in serene independence of the causal relationships that prevail in time and space.
Jung compares consciousness to the sense organs. We perceive
the world through the senses. Consciousness, he says, is the perceptual system par excellence (Jung, 1960 [1947], par. 367). We
know that the five senses pick up but a fraction of the stimuli
coming to them from the portions of the environment to which they
are attuned. Sight registers only a specic segment of the spectrum
of light waves, only certain frequencies generate auditory response,
and so on. These limitations upon the possible seem to have developed in the evolutionary process so as to provide humans with
what they need, while protecting them from an overload of stimuli.
We get just about what we can manage. The same can be said of
consciousness. We certainly cannot process all of the data that are
available to us. Thus, much is consigned to the unconscious, some
of which can be called to consciousness as needed, through
memory. Jung suggests that we conceive the concepts of time and
space as thresholds of consciousness, akin, in respect of the sense of
sight, to the thresholds between visible light and the invisible
infrared and ultraviolet bands of the light spectrum. Our minds
organize the world in terms of time and space, but that does not
mean that the world is in fact so organized.
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In keeping with this line of thought, we can only see the world
through the eye of our ego. Without the ego as the centre or focus
of consciousness, we would not, for the most part at least, be
conscious. But the ego, the I to which all the rest of the world is
brought into relation, is itself a part of the world. We nevertheless
reexively, indeed necessarily, strike a duality between the ego and
everything else (Neumann, 1989, pp. 89). Jung suggests another
duality that is all but built into us: that between the personal
psycheconsciousness and the personal unconsciousand the
collective unconscious. In Jungs observation, every time the collective unconscious is approached through archetypal imagery, it is
apprehended as something other. Able more than most of us to
break out conceptually from such limitations, Jung proposed a
rather startling analogy opposing the personal psyche to the totality of the psychic world.
I think one should . . . not attribute to our personal psyche everything
that appears as a psychic content. After all, we would not do this with
a bird that happened to y through our eld of vision. It may well
be a prejudice to restrict the psyche to being inside the body. In so
far as the psyche has a non-spatial aspect, there may be a psychic
outside-the-body, a region so utterly different from my psychic
space that one has to get outside oneself or make use of some auxiliary technique in order to get there [Jung, 1963, par. 410]5
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Notes
1.
2.
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In the Egyptian motif the scarab creates, in his egg, the new sun-god
. . . Marie-Louise von Franz (1972, p. 107). Jung (We might also
mention the intimate connection between excrement and gold: the
lowest value allies itself to the highest (1957 [1952], par. 276)) notes
the link between gold and dung as having also been documented in
folklore and by Freud, on the basis of the latters psychological experience (Jung, 1956 [1952], n. 23).
Physicists, David Bohm and Henry Stapp have also proposed interesting models of this sort (Bohm, 1980; Stapp, 1993).
How startling is Jungs idea? In developing upon the concept of the
selsh gene, Richard Dawkins makes the point that perhaps we are
incorrect in thinking that our genes, the engines of the perpetuation of
our species, belong to our bodies. In one way of looking at it, all the
genes in ones body are parasites upon the aggregate whole (Dawkins,
1976, pp. 250251). If our genes may be interpreted as not our own, it
should not be all that far-fetched to consider that images that pass
through our minds are not necessarily our own.
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CHAPTER SIX
Conclusion
Summation
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upon which her or his new vision is brought to bear. Such a change
may then, through education and tradition, become a permanent
part of the affected culture, and the culture will have in effect
evolved. This evolution will have occurred, however, without
change in the genes and at a much faster pace than would have
been possible through genetic change.
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CONCLUSION
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unconscious upon the exterior world. An example of unconsciousness would be the perception in the Middle Ages of the earth as the
centre of the universe. Just as the ego of the child sees itself as the
centre of everything, the human ego in an undeveloped state makes
the same mistake, and, in the case of geocentrism, projects its
centrality upon the cosmos. The success of modern science in
explaining the world about us, while by no means complete, must
be taken as evidencing impressive strides in the development of
consciousness.
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archetypal promptings within has the prospect of achieving a fullness of powers and, more essentially, the sense of being whole that
derives from an integration of the personality.
If we are to be guided by our inner dictates and not those of
society, we put ourselves at risk. Cultural norms can be seen as
embodying the collective experience. They accrue over time and are
not lightly to be disregarded. The personal unconscious reflects
those norms and, in the form of conscience, urges their observance
powerfully upon us. Individuation, on the other hand, may require
a departure from social standards and expectations. The very term
individual suggests a person who stands apart from the collective, who stands on her or his own. Only, perhaps, when one has
progressed far enough to have displaced the ego from the perceived
centre of the personality might there be justied the condence to
establish individual values in the place of those of society. It is easy,
however, to be erroneously led into the belief that one has arrived
at such a point. The gods often play tricks upon mortals, and countless examples of the downfall of the prideful, in fable and in real
life, serve as a solemn warning. The person who honestly and
sincerely pursues individuation has nevertheless a measure of
prophylaxis against these dangers. It lies in humility, the same
humility that one nds in the truly religious person.
It is not the place here to develop upon the Jungian psychological concepts of the assimilation of the Shadow, the encounter with
the Anima/Animus, or soul, or the dangers of ination. I do not think
that either a protracted stint of analysis or a ash of revelation is
essential to the individuation process. Rather, it seems to me that
ordinary people might well, with a full experience of life, arrive at
the point where the teachings of childhood and the opinions of the
world matter to them but little, and are properly put aside in favour
of the independent judgements they have come to make in the fullness of their spiritual powers. Such people might feel that they have
found, in whatever way, a sense of who they are and what they want
of life. They have developed that wholeness of the personality that
marks a proper balance between the conscious and the unconscious.
Most people do not come to the point I am describing. Some
progress far, and others hardly at all. A man I happened to observe
years ago stands for me as an avatar of the person whose psychic
development stopped somewhere in post-adolescence. I was in a
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funky little airport in the Caribbean. The ambience of the place was
exotic and full of charm, redolent of island life, and a very far
remove from all that characterizes mainland America. There, in a
bar with friends, waiting for a plane home, was a middle-aged man
dressed entirely in the colours of his alma mater: shoes, socks,
pants, belt, tee-shirt, and cap, all were red or white, and the belt
buckle and cap bore identifying insignia. He could hardly have
been more out of place; yet he was not even aware of it. On his
vacation he must have missed entirely the essence of the island.
Indeed, I surmise that he was missing the entire second half of his
life, so xed had he remained by the spell of his college days.
People tend to subscribe to the teachings of their childhood,
regardless of whether those teachings t the circumstances of their
livesand regardless of whether, in practice, they are lived up to.
Coming from a middle class background in the South, I embraced
what may be called the gentlemans code: duty, honour, honesty, a
respectful and protective attitude towards women, that sort of
thing. When I was well into mid-life, my wife, who is an anthropologist, made the observation that such a code is no more than a
device to keep subordinate groupsAfrican Americans, women,
the poorin their places. I was then compelled to measure in a new
way the ideal I had accepted and admired as a schoolboy, to test it
consciously against the values and attitudes I had developed in my
own experience. What, as an example, is honour, anyway, in a
present-day context? Does it mean that one must retaliate against
affronts to ones dignity? What about, instead, negotiation, or just
accepting an affront in certain circumstances?
I have a friend who likes to chide me about my moral relativism.
As she is not deeply religious, I inquired as to the basis of what she
takes to be moral absolutes. It turns out these social imperatives are
grounded, in the main, in attitudes held by her father when she was
a girl and, currently, by her brother-in-law, himself a sort of patriarch. Now, as it happens, she is at present older than her father was
when she absorbed his views and older, as well, than her brotherin-law. Not only that, she is just as bright as, and has a wider experience of life than, either. She has simply accepted out of their
mouths the prevailing cultural mores and is prepared, in deference
to those mores, to lay aside her own judgement. To the extent,
moreover, that the foundation for these attitudes remains uncon-
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A modern cosmology
We have seen that Jungs formulation suggests a path to individual
salvation; that is, to a relationship with a power higher than ones
own ego. It is a path to fullment, to the apprehension of meaning
in life, and it can be travelled within the context of religion or
outside of it. This path, further, affords an inkling of an answer to
the question, Why? in the broader sense. There is a comfort in
coming to see oneself as enfolded in a boundless, undivided
universe, but it is nevertheless inevitable that the question arise as
to what that universe, on the cosmic level, is all about.
We have posed the question of whether time and space are
merely threshold limits within which our consciousness registers a
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This haunting idea, that we are the organ of natures self-awareness, comes with a mission. It would seem that we have the duty of
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Note
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REFERENCES
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REFERENCES
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REFERENCES
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REFERENCES
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INDEX
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INDEX
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INDEX
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INDEX