McNeish, Patterson y Browman. The Central Peruvian Interaction Sphere
McNeish, Patterson y Browman. The Central Peruvian Interaction Sphere
McNeish, Patterson y Browman. The Central Peruvian Interaction Sphere
PREHISTORIC INTERACTION
SPHERE
BY
RICHARD
PHILLIPS
S.
ACADEMY
ANDOVER, MASSACHUSETTS
PUBLICATIONS OF THE
III.
etc.,
New
Narrative of Explorations of
Warren K. Moorehead.
1912.
By Warren K. Moorhead
(out of print)
PUBLICATIONS
I.
The Archaeology
of Maine.
(out of print)
II.
The Archaeology
By Warren K.
Moorehead, with supplementary papers on The Prehistoric Cultures of Oklahoma by Joseph B. Thoburn and the Exploration of
Jacobs Cavern by Charles Peabody. 1931. (out of print)
III.
Etowah
1.
Exploration of the
Etowah
Site in
Georgia.
By Warren K.
Moorhead.
2.
By C. C. Wil-
loughby.
3.
4.
5.
By Margaret
Ashley.
Comparison between Etowan, Mexican and Maya Designs. By
Zelia N uttall.
Molluscan Shells of the Etowah Mounds. By Frank Collins
Baker.
PAPERS OF THE
Volume Seven
PHILLIPS
ACADEMY
ANDOVER, MASSACHUSETTS
SPHERE
PAPERS OF THE
SPHERE
BY
RICHARD
PHILLIPS
S.
ACADEMY
ANDOVER, MASSACHUSETTS
COPYRIGHT,
1975
PRINTED BY
PREFACE
This paper started as an illustrated speech given by the senior
author on "The Central Peruvian Preceramic Interaction Sphere" at the
VIII International Congress of Protohistoric and Prehistoric Sciences,
in Belgrade, Yugoslavia in September of 1971.
It was heavily oriented
to the theme of the origins and spread of agriculture in central Peru.
It was about the right size for Science and the senior author thought
it could serve as a third annual report of the Ayacucho ArchaeologicalBotanical Project, much like an earlier article entitled "Ancient
Mesoamerican Civilization" done for the Tehuacan ArchaeologicalBotanical Project, in 1964.
RICHARD
vii
S.
MACNEISH
2013
http://archive.org/details/centralperuvianp07rich
ACKNOWLEDGEMENTS
We would like to thank at the outset our hosts, the Peruvians,
and not only just the officials but everybody Peruvian with whom we
were in contact. We were shown every courtesy and helped out at
every turn. Nevertheless, first and foremost, on an official level,
we owe a great debt of gratitude to Herman Buse de la Guerra, presidente del Patronata Nacional de Arqueologia during the periods we
were in the field, as well as to the then head of the Casa de Cultura
of Peru, Dr. Cesar Miro; Dr. Arturo Jimenez Borja, then sub-director;
and Dr. Carlos Guzman Ladron de Guevara, then director of the
Monumentos Arqueologicos
We also would like to thank Luis Lumbreras
and Ramiro Matos members of the Patronata, in whose archaeological
zone we worked, as well as Dr. Jorge Muelle C.
then director of the
Museo Nacional de Antropologia y Arqueologia, as well as his assistants, Antonio Espejo and Rogger Ravines.
.
The senior author, because he ran a somewhat larger interdisciplinary project for a longer period (1969-1972) in Ayacucho, is
indebted to a number of other people. First, he would like to thank
the National Science Foundation for its continued support of the
Peruvian work, as well as Fred Johnson who was director of the
Robert S. Peabody Foundation when the project started. Also, from
the home office, thanks are owed to Theodora George who so successfully administered the project with the help of our field administrators, Gordon Hadden and Raquel Chocano-Bryce.
In the field in Ayacucho, the senior author would like to express
his gratitude to the two who really ran the project Antoinette
Nelken-Terner of the C.N.R.S. of France and Angel Garcia Cook of the
I.N.A.H. of Mexico.
Fortunately, both of them were assisted by a
host of students to whom we are grateful.
This group would include:
Robert Vierra, Wayne Wiersum, Augusto Cruzatt, Urve Linnamae, Dennis
Price, Peter Jensen, Hernando Carillo, Willy Fajardo, Carlos Chahud,
Ulpiano Quispe, Victor Cardenas, Edmundo Pinto, S. Cutacora, Victor
Contreras, Freddy Ferrua, Alfredo Olivas, Oscar Parodi, Ernesto Saez,
Rubin Quinde, Fermin Fivera, Idilio Santillana, Elia Vasquez Juan
Villa, Theodoro Espino, Fernando Arce, Lucho Greta, Eduardo Tello,
Jaime Urrutia and Mario Vasquez. We also were very fortunate in
having Dr. Luis Guillermo Lumbreras, then of the University of San
Marcos and his students Berta Vargas, Rosa Mendoza, Fernandes and
Marcela Rios Rodriguez work with us, as well as Luis Benevides of
the University of Huamanga.
It was a pleasure working with them and
we were grateful for what they did for the project.
ix
coprolite studies.
In conclusion, we would also like to pay special tribute to
Dr. Eric 0. Callen who died during the pursuit of his specialized
studies in Ayacucho. We deeply regret that science has lost such
a worthy contributor and that we have lost a friend.
TABLE OF CONTENTS
CHAPTER
INTRODUCTION
CHAPTER
II
Spatial
Frameworks
12
Period
20,000
13,000
B.C
12
Period
13,000
10,000
B.C
13
Period
10,000
7000 B.C
Period
7000
5500 B.C
20
Period
5500
4200 B.C.
24
Period
4200
2500 B.C
28
Period
2500
1750 B.C
32
Period
1750
1050 B.C
37
Period
1050
450 B.C
42
16
A.D. 300
47
650
52
A.D. 650
850
57
Period 13
A.D. 850
ca.
Period 14
ca A.D. 1425
Period 10
450 B.C.
Period 11
A.D. 300
Period 12
CHAPTER
III
62
1425
-
68
1534
CONCLUSIONS
75
BIBLIOGRAPHY
93
xii
LIST OF ILLUSTRATIONS
Figure
1.
Figure
2.
The
Figure
3.
An
10
Aya-
Figure
4.
An
5.
6.
23
Figure
19
Aya-
Figure
An
27
Figure
7.
4200-2500 B.C.
An
31
Figure
8.
36
xn
41
LIST OF TABLES
TABLE
1.
TABLE
2.
The sequence
of periods
TABLE
3.
11
cucho Basin
22
CHAPTER
INTRODUCTION
Since the late 1940 's archaeologists have usually dealt with
long-term processes of socio-economic development in nuclear areas
of civilization like the Near East, Mesoamerica, and Peru
in terms
of a sequence of cultural stages through which all of the inhabitants
eventually passed at roughly the same time (Willey 1966)
Previously
it was thought that the earliest inhabitants of these areas were
hunters and gatherers, suspiciously reminiscent of the Great Basin
Shoshone described by Julian H. Steward, who eked out a living by
hunting large game or by wandering from one place to another as the
various seasonal food resources became available. Towards the end
of this stage of cultural development, some of the inhabitants were
already exploiting plants with the potential for domestication.
It
was speculated that eventually agriculture and animal husbandry were
developed for various reasons and the inhabitants were no longer
dependent on nature for their food. Therefore, since these foodproducing activities required them to spend more time each year in
one place than they had done previously, year-round settlements
eventually emerged. As their numbers increased it was assumed that
some of these settlements eventually grew into cities, markets
developed, and social stratification appeared between different
segments of the society as some individuals devoted their energies
exclusively to food production and others to full-time craft
specialities or to various political and religious activities.
Presumably as the population expanded, increasingly elaborate water
management systems were created to open up new farm lands to support
the growing numbers of people.
According to this argument, new levels
of political control were devised as water became a more precious
commodity and conflicts over its availability increased. As a result,
states of varying size and duration developed in response to these
conflicts, as the members of one community and then another imposed
their wills on the peoples they conquered.
In the New World, at least,
this natural process of socio-economic development was brought to an
end by European invasions during the first half of the sixteenth
century
(3)
Figure
1.
Market places and market exchange are, of course, one way this
can happen; goods are brought from the various zones where they occur
to a central place, and the people determine the prices of the various
items in terms of the principles of supply and demand.
An individual
will sell his own goods and buy those that he cannot produce. However, ethnohistoric sources indicate that markets and the market
exchange principle were not very important in the Andean area prior
Even
to the arrival of the Europeans in the sixteenth century.
as
we
have
today, Andean markets are not as important economically
been led to believe by anthropologists who have emphasized their
similarities to those found elsewhere in the world, rather than their
differences. Nobody who has ever spent even a little time shopping in
Latin American markets for the essentials of life would confuse what
happens in an Andean market with what happens in those of Mexico. The
functions of markets and the behavior associated with them are very
different in the Andean area.
The Andean peoples worked out a distinctive way of coping with
the environmental diversity of their area.
This has been called the
"ideal of community self-sufficiency," "vertical control" of ecological zones, and the "archipelago model" (Murra 1972).
The first term
Introduction
7-
TABLE
Period
Preceramic Period
(early)
Period
Preceramic Period
(late)
Period
10,000 to 7000 B. C.
Period 4
Period
Preceramic Period IV
Period
Preceramic Period V
Period
Preceramic Period VI
Period 8
Initial Period
Period
Period 10
Period 11
Period 12
A.D.
Period 13
Period 14
A.D.
1425 to A.D.
1425
1534
to 6
There is no fundamental conflict between our chronological framework and the more widely used ones in the Andean area; we merely found
different moments in time more convenient for dividing one period from
the next.
The absolute dates assigned to these periods, particularly
the first twelve of them, are only approximations at the present time,
and will undoubtedly have to be revised somewhat as the correlation
between radiocarbon measurements and the Christian calendar is worked
out in more detail.
Introduction
We have divided central Peru into only four regions on the basis
of where archaeological field investgiat ions have been carried out
which give at least some data in all of our periods. These are the
Ancon-Chilca Region on the central coast, the Huarochiri Region on
the upper western slopes of the Andes in central Peru, the HuancayoJunin Region in the upper part of the Mantaro Valley in central Peru,
and the Ayacucho-Huanta Region in the middle Mantaro Valley and on
Obviously, considering only
the upper eastern slopes of the Andes.
four regions does not give a complete picture of the area nor does
Ideally,
it show all the interaction that may have been going on.
we would have liked to include in this study data from the selva,
montana and other parts of the western Andean flanks, such as the
Callejon de Huaylas, but we have not done so because complete
sequence, particularly on the crucial preceramic levels, does not
exist (Lynch and Kennedy 1970). We believe, however, that even the
data we shall present does give the outlines of the sort of processes
that were taking place over long-time periods in this interaction
Future studies, particularly in the other sort of environsphere.
mental or life zones of central Peru, we hope will not only test our
hypotheses about culture process, but also supplement them, modify
them, and even correct them.
10
ir
5S3
Of n ifj!!
ii'n'iiVl
i
iri
'
n M'njiVflTri
t tt*
_iifi < tH
11
i.
*1 * r , .
life. * '
ii
CAVE OF
THE OWLS
.>
REGIONAL
ii'r
SEQUENCE
to
,it;,ii1
Hi"
S
13-
nt
i'm 1 alto
t,4j*l I,
ii
lit
VV
!!? S
iiri it
11
tREGIONAL
% irW-ri-nr sequence
t
fip
'it1 * if !
MVP"!*"
>
.'11
"iTll'flt
'if
Ht
! 1 5S
\ Tiff
, ',
nt
Ml'"!''*.''
tl !
tn \r
MUM*!
",1'll'TIf t.^
i'
fl.^?!l*l'
MONTANA
LIFE
ZONE
50 Kilometers
Pacific
Figure
2.
Ocean
11
cm
CO
o
H
a.
O-
a.
cb
cb
ed
a:
CO
O
O
O
O
O
o
O
O
O
O
O
O
<o
a.
cd
a.'
O
O
o
O
o
o
vD
a.
CO
CO
O
O
O
a.
cQ
o.
cd
cd
CO
a;
(O
O
O
O
o o o
o o o
o o o
O*
to"
>
vtf
CO
fS
<
H
60
a)
a)
4-1
s:
CD
6
o
CO
z
o
crs
(3
s
Q
3
cs
cs
si
CO
CD
CD
CO
CTJ
CD
rC ^3
IS
a COa
C
s
cs
.3
-I
^ c5
>->
<s
cs
cy-s
J3
o
<D
a.
s:
O
Cfl
M
CD
uJ
4-)
<s
s:
4-1
CO
a>
-I
Mc
J3
cd
Si
cfl
a U
H
<
5^ ^
CSS
IS
<
Z
cs
u rH
cd
o u
1
CU
J3
CD
cs
CM
CD
43
4-1
>
4-1
aO
CS
s:
CD
Ph
cs
U_
CO
CD
cw
O O
C
es
s
o
*5
s
o
c
s
c5
CD
CO
CD
cr
t3
ex.
CD
c2
15
CO
CD
43
cd
O
N
CHAPTER II
THE SEQUENCE OF PERIODS
Period
20,000
13,000 B.C.
(12)
The Periods
13
Although there have been expressed some doubts that these objects are
tools, this has only been done by those who have not studied all the
artifacts in question (Lynch 1974)
The associated bones are mainly of unidentified species of giant
ground-sloths and include a jaw, a tooth, 13 vertebrae, 4 scapular
fragments (two of which have been cut), a radius, 3 ulnae, 2 metapodials, 1 carpal bone, 1 phalanx, 2 ribs, and 4 fragments of long
bones, all of which had been shattered by chopping or hammering.
However, one tooth from Zone il has been identified as Scelidotherium
tarijensis , and a fragment of a jaw, sternum, humerus, and two medapodials, all but one from Zone i, belong to Scelidotherium sp. as
do nine bones (2 jaw fragments, 3 cannon bones, 2 femora, a carpal
bone and a metapodial) are of horse, identified as Equus andium
.
Also from the same zone are 3 femora and a jaw bone of the
rodent Phyllotis sp., and from Zone i is a vertebra and femur of a
There also was a single femur of a deer from
large carnivore.
Zone j
Period
2}
13,000
10,000 B.C.
Again materials of this time are relatively sparse for not only
Peru but much of South and North America.
It is rather surprising
from three of its
materials
that the Central Peruvian area has some
Since the
four regions where there is some evidence of interactions.
ecofacts and artifacts from the Ayacucho complex are perhaps the most
14
fully documented for any region in the New World, we again will be
giving proportionately more descriptions of them than we shall for
other manifestations written about in this volume.
The Ancon-Chilca Region
The Ayacucho complex also comes from Pikimachay Cave, specifically from Zones hi and h. A bone from Zone h bears the date of
12,200 + 180 years B.C. (UCLA 1964).
These two zones have produced
209 artifacts, over a thousand chips and cores (about one hundred of
which have been worked) in association with 517 animal bones, and a
relatively large sample of pollen. Tools are a continuation of most
The Periods
15
of the older type albeit in very different proportions except slabchoppers, but now almost as many of them were made of chalcedony, pebbles, basalt, etc., all foreign to the cave, as from local material.
New types of tools occur and include split-pebble scraper-planes (5)
and spokeshaves (6) , pebble-choppers (3) , a series of flake sidescrapers or knives (22), unifacial projectile points (9), projectile
points made from horse metapodials (2), a point from a sloth's rib,
seven burins and a fluted wedge, two fleshing tools made from sloth
ribs, an ulna-awl, an antler-punch, and an ornament, cut from a
Distributions of bones and artifacts in Zone h show
camel's phalanx.
five concentrations suggesting five forays into the cave when a number
of activities were undertaken, although the initial purpose may have
been to beard the beast (sloth) in his den.
Bones include many (168) sloth bones from almost every part of
the body, while two jaws and a humerus are of a large species of
Scelidotherium, a tooth is of a small species of this genus, and a
humerus, carpal, femur, and nine radii are of Megatherium tarijense
Deer bones (25) occur, and there are six limb fragments and a
tooth of Equus andium 27 bones of the rodent Phyllotis three limbbones of a large cat, 13 limb-bones of a puma ( Felix concolor )
a
skull and radius of Pus icy on sp., a jaw and vertebrae of Conepatus
limbs of Lagidium peruanum , and six bones of llama, all the latter in
doubtful contexts.
It might be added that there is also a child's
jaw with teeth, a radius, some phalanges and ribs the oldest remains
of man himself in South America.
,
16
Interactions
On a regional basis, obsidian which does not outcrop on the
central coast, occurs at the Oquendo quarry site in the lower
Chillon Valley.
Its presence suggests that some raw materials were
exchanged between coastal and highland populations. The occurrence
of burins in the Oquendo, Hurpac and Ayacucho complexes suggests that
flint-knapping techniques were also shared by coastal and highland
populations in central Peru.
On a more general level these central Peruvian complexes with
their emphasis on unifacial tools including burins as well as the bone
tools in Ayacucho have similarities to other early complexes in
In the immediate area these would be the poorly
Latin America.
analyzed Guitarrero la materials from the Callejon de Huaylas which
bear at least one date of 12,560 + 360 B.P. (Gx 1859) (Lynch and
Kennedy 1970) while the materials from El Abra Cave in Colombia dated
at 12,400 + 160 (Gx 5556) (Hurt and Van der Hammen 1972), the materials
from 11 and 12 of Los Toldos Cave, Patagonia dated at 12,600 + 600
(BUA-1) (Cardich, Cardich and Hajdak 1973), the Valsequillo materials
from Puebla, Mexico dated at 21,850 + 850 (W1895) (Irwin-Williams
1973), and Tlapacoya from the Valley of Mexico dated at 23,150 + 950
(Gx 959) and 24,000 + 400 (A794B) (Mirambell 1973), and, perhaps, the
lower levels of the Alice Boer site in Brazil might also be related.
,
Period
3j_
The kinds of relationships that existed between coastal and highland populations in central Peru, as well as their intensity, appear
to have changed significantly from the preceding period.
There is
evidence that raw materials continued to be exchanged and flintknapping techniques were still shared by highland tool assemblages
during this period; however, they are less striking than before.
The
tool assemblages of coastal populations have closer ties to ones
found in arid and semi-arid environments elsewhere in western South
America than to those found in the highlands of central Peru.
The Ancon-Chilca Region
The Periods
season.
17
18
Interactions
Several conceptually distinct processes seem to be taking place
during this period. For descriptive purposes, it is convenient to
divide them into two groups, one of which is concerned with what is
happening on a continent-wide scale and the other of which is concerned with what is happening in central Peru partly as a result of
the first group of changes.
The third complex would be characterized by straight and incipient stemmed points with weak shoulders and this complex seems to
have occurred in the forested area of Venezuela, Brazil and highland
Colombia.
The Toquendama complex of Colombia (Correal 1974) Casitas
of Venezuela (Rouse and Cruxent 1963) the Lagoa Santa (Hurt and
Blasi 1969) and middle levels of the Alice Boer site of Brazil
(Conceicao 1973) might be examples of such an adaptive complex.
The fourth group characterized by relatively large incipient
stemmed points with sharp shoulders seems to correlate with wetter
environments of high elevations. Perhaps it should be divided into
two groups based upon environmental adaptations.
Lauricocha I as
found in cave L2, layer R-Q (Cardich 1964), Guitarrero Ila-Ib (Lynch
SETTLEMENT PATTERN
Camp
SUBSISTENCE ACTIVITIES
BHHunting
C
]Trapping
Plant Collecting
Figure
3.
20
Period 4:
The Periods
21
The middle levels of Panalagua Cave in the high puna the lower
levels of Pachamachay Cave near Lake Junin in the lower puna and the
lower levels of Cuchimachay Cave on a stream at the base of the puna
have all yielded a single artifact complex the Junin Complex that is
not radically different from the Jaywa Complex of the Ayacucho-Huanta
Region in terms of its projectile point and scraper types.
Camelid
It is possible that the
bones are abundant in all three localities.
population of this region hunted on the basis of some sort of seasonal
round; however, the exact nature of these activities still remains to
be worked out.
,
The Jaywa Complex (7100-5800 B.C.) is represented by many ecofacts and artifacts from 12 excavated components and one surface site.
Jaywa sites occur in five of the six environmental zones of the
region. A site excavated in the Humid Woodlands zone contained five
living floors that represent dry-season microband camps, judging by
the large quantities of dry-season mammal bone and projectile points.
Furthermore, there were achiote seeds on one of the floors, and two
of the three human feces recovered contained the stem of a berry, a
grass seed, and monocot and dicot plant fibers in addition to meat
Thus, the dry-season hunters of the Humid Woodland were also
debris.
collecting some plant foods. Two sites in the low puna seem to have
had similar subsistence patterns. One excavated site then in a wetter
thorn scrub contained bones and seeds and probably represents a
microband occupation of hunters and plant collectors during the latA slightly later floor
ter part of the dry-season (August-September)
at the same site, about 5600 B.C., contained Piki Complex artifacts
and yielded the rind of a gourd.
One site in the Riverine thorn
forest zone was composed of a series of living floors representing
Each
microband occupations during the wet-season (October-March)
floor was covered with literally hundreds of cavia some of which may
have been tamed, small mammal bones, a few deer and camelid bones.
The kinds of bones recovered suggest that trapping was more important
than hunting.
The occurrence of some charred seeds and a grinding
stone suggest that plant collecting was also more important than
hunting during this season. Microband and at least two macroband
camps were found in the area of the present dry thorn scrub which
.
22
I
o
is
I
CU
4-1
S
CO
It
ill
C
CU
a
o
jili
I
o
o
II
u.
Isss
u
cu
a
IS
53
gas
cu
!
PJ
cd
gg83Stf
O
H
CU
O
I
CU
cu
cd
4-4
4 I
CO
III
1141
rl
a
.r.2
ill
ii u. ii
4
iiili
15?
cd
CU
CO
CO
4J
&
cd
cj
cd
cu
<
M-l
cu
3
a
HI
CO
CU
CJ
mlm
a
3
CO
cu
cr
c
o
N
CO
H
H
H
a
CU
CU
cu
4-4
rH
SETTLEMENT PATTERN
^Summer (January-March)
Q^Fall
Microband Camp
(April-June) Microband
^) Winter (July-September)
^Spring
Camp
Microband Camp
(October-December) Microband
Camp
SUBSISTENCE ACTIVITIES
Hunting
EH Guinea
Trapping
QUID Plant
Pig Domestication
Collecting
24
Period 5:
The Periods
25
somewhat later, dating from ca. 5000 to 4200 B.C., and are preceded
by Luz Complex (5300-5000 B.C.) occupations in the interfluvial area
between Ancon and the lower Chillon Valley and near Cajamarquilla in
the Rimac Valley.
When the seasonal resource areas were too widely separated from
each other to be conveniently exploited from a single locality, the
populations lived in wet-season camps along the rivers or on the
valley floors. The one dry-season camp known from the area is
located in the lower part of the Chilca Valley, which has never been
extensively farmed, a fact that probably accounts for the preservation of the site.
It may well have been paired with the wet-season
settlement in the Lurin-Chilca interfluvial area mentioned above.
Wet-season camps at Ancon were presumably paired with dry-season
camps in the Chillon Valley that have been destroyed either by nearly
4000 years of intensive cultivation or the encroachment of modern
industries from Lima.
The Huarochiri Region
26
Artifacts belonging to the Pachamachay Complex have been recovered from the upper levels of Pachamachay Cave and from Curimachay
and Tilarnioc Caves.
The complex is dated to this period on the
basis of the similarities between its chipped stone artifacts and
those of the Piki Complex in the Ayacucho-Huanta Region; however, it
lacks most of the grinding tools and scraper types occurring in the
latter.
The fact that the caves occur in different micro-environments
suggests that the inhabitants of the region followed some kind of
seasonal round that related to the movement of animals, particularly
camelids.
Perhaps the most significant aspect of this period is some
evidence of domesticated or tamed llama and probably alpaca among the
vast quantity of camelid bones in the upper layers of Pachamachay
Cave
The Ayacucho-Huanta Region
<'
'
27
p
c
H PQ
O
O
CN
o
03
<!"
OJ
1
OJ
x: O
CL o
LPl
*J
.,_|
i
T"l
H o
J
flj
<
fll
L_
fl
rj
frt
._j
t_i
Si
i
prl
flj
Ui
rt
M
H
*v
J_i
rH
(11
4_)
rj
OJ
r!
4J
(Tl
n
OJ
Cj
rj
OJ
4J
4-1
CO
CO
(-1
1
*~
o
H
1
CO
CO
M
r!
nl
J
4J
4-1
c
B
}-i
OJ
B
OJ
rH
4->
OJ
OJ
CO
>
T3
CJ
OJ
4-1
s-
4->
0)
!-
4J
O
CO
CO
c
o
a
C3
OJ
<5
iOOOOilDDQ
IT)
OJ
W)
H
fa
28
Period
6:
First,
This period has several outstanding characteristics.
there is still considerable intra-regional variation in settlementsubsistence systems.
Second, the amount of inter-regional variation
in settlement-subsistence is significantly greater than it was in the
preceding period. Third, agricultural production begins to play a
continuously increasing role in the subsistence activities of populations living at medium elevations in the highlands, while animal
husbandry seems to be increasingly important in the activities of
populations living at higher elevations in the Andes. Fourth, a
greater quantity and variety of domesticated plant and animal species
were exchanged between the four regions than in the preceding period,
and new plants were brought in from outside regions.
The Periods
29
the continuing
reliance on flour from wild grass seeds, and the new reliance on cultivated squashes during the later part of the Encanto Phase apparently
increased the nutritional level of some central coastal groups, which
ultimately set off a period of sustained population growth at a time
when the prevailing climatic conditions were effectively reducing the
size and extent of the lomas
30
this period; however, only one site has been excavated Tilarnioc
Cave, the upper levels of which yielded domesticated llama and alpaca
bones and possibly some tamed guinea pig remains. The available
evidence is slim but suggests that herding was probably important
perhaps more important than in any other region in central Peru;
otherwise, little if anything, can be said about the settlementsubsistence system of the region.
Interactions
Food remains provide the evidence for exchange between the
regions during this period. The tamed camelids, perhaps representing
incipient herding, found on the coast as well as the meager evidence
of such in Ayacucho, probably came originally from the Huancayo-Junin
SETTLEMENT PATTERN
Summer
Fall
(April-June) Microband
Macroband Camp
Camp
Camp
Hamlet
Camp
SUBSISTENCE ACTIVITIES
I Huntinq
Trapping
D Plant Collecting
^Guinea
Pig Domestication
Seasonal Aariculture
Figure 6.
32
Region of the highlands. The bones of tamed guinea pigs from the
Junin caves as well as the coast may have spread from the AyacuchoHuanta Region as did the cucurbits. Common beans may have spread in
from centers like the Callejon de Huaylas to Ayacucho, while the
latter 's potatoes may have come from the south highland zone. The
Ayacucho corn perhaps moved in from the north, although the evidence
of teocinte intergression in these cobs suggests its ultimate origin
The lucuma and coca in the Ayacucho components in
was Mesoamerica.
all probability came from some Selva or Montana region or regions.
In fact, the presence of these Selva plants in Ayacucho plus the
earlier evidence of cucurbita crescentia (tree gourds) and achiote
as well as the presence in this same period of a number of other
domesticates that grow in the tropics, such as beans and cucurbits,
may be a far more secure basis for reconstructing the earliest plant
domestication in the tropical lowlands than speculations based upon
the presence of an undomesticated species of Manihot in Mesoamerica,
age-area hypotheses based on modern plant distribution of tropical
cultigens or guesses about early transatlantic diffusions or flights
of fancy.
Period
7:
Perhaps the most significant feature of this period was that the
inhabitants of the various regions were beginning to work out the
ideal of community self-sufficiency in different ways.
In at least
exchange networks that linked together populations which were residing
more or less permanently in different environmental zones and were
exploiting the food resources immediately available to them. The
period also has other important features. First, the amount of
intra-regional and inter-regional variation in settlement-subsistence
has not changed significantly from the preceding one.
Second, the
variety of foodstuffs exchanged between the regions appears to have
increased significantly from earlier times. Finally, the whole tempo
of cultural change has increased considerably.
The Ancon-Chilca Region
This was a period of rapid cultural change on the central coast.
The cultural sequence for the Ancon-Chillon sector is:
the Pampa
Phase (2500-2300 B.C.), Playa Hermosa Phase (2300-2100 B.C.), Conchas
Phase (2100-1900 B.C.), and Cayiota Phase (1900-1750 B.C.). The
three earlier phases are known only from the Ancon-Chillon sector at
the present time.
Gaviota Phase occupation sites occur not only in
this sector but also in the Rimac and Lurin Valleys.
For descriptive
purposes, it is convenient to divide the period into earlier (25001900 B.C.) and later (1900-1750 B.C.) parts.
The Periods
33
During the early part of the period, settlement size was governed
largely by proximity to marine resource areas. Consequently, the
larger proportion of the population lived in coastal fishing villages
and the smaller proportion near agricultural lands in the low valley.
By the later part of the period, another factor the position of the
settlement in the exchange network played an equally important role
34
The Periods
35
Interactions
Food remains again provide the best evidence for exchange
between the various regions, as they did in the preceding period.
Herding tamed camelid spread northward to Kotosh and presumably westward to the Huarochiri and Ancon-Chilca Regions. Tamed guinea pigs
were also raised at Kotosh and at Culebras a large settlement on the
north-central coast. Achira, lima beans, and cotton, along with the
techniques for making twined cloth had probably spread to the highland valleys.
Coca, corn, chili peppers, and common beans had spread
,
36
cu
H PQ
CO
i
cu
n
cu
43
ao
m
C/)
CM
o
H
4-1
CJ
0)
T3
0h
M O
a) H
4->
U
C CU
CJO
C3
H H
>
U
0)
Ph
iH
CO
U
a
4-1
CU
CO
a
M
CU
4-1
4-1
cd
a.
cu
cu
43
4-1
o
c
cu
4-1
<4-4
CO
H
CO
43 rQ
4J
CO
O
CO
cu
CO
4-1
4-1
a
CU
u i
M-4
iH
4-1
4-1
CU
CU
CO
>
id
a
H
u o
4-1
0)
4J
o
CO
5
cu
u
00
H
CO
a
o
CJ
cu
The Periods
37
Before this time, obsidian and other raw materials from the highlands used for making stone occurred only sporadically on the coast,
just often enough to show that exchange was taking place between the
various regions. Duing this period, however, many of the chipped
stone tools, particularly projectile points, were made on the coast
from obsidian acquired in the highlands. This pattern may have appeared somewhat later on the central coast than it did on the south
coast, located almost due west of extensive obsidian deposits in the
south highlands, some of which occur in the Huancavalica region next
to the Ayacucho-Huanta region.
Agricultural products and raw materials were not the only commodities moving throughout the whole interaction sphere. There are
hints that ideas about weaving, architecture, water-control systems,
herding, and wool production, and perhaps ceremonial or religious
The general impression
practices, were also becoming more widespread.
of this period is that the whole tempo of exchange had speeded up
considerably and that central Peru was being welded into a single
area.
Period 8:
38
The Periods
39
north suggest the exchange network of this valley was linked with
the La Florida network.
In other words, there is some evidence indicating the existence of a multi-valley exchange system during the
early part of this period.
The large population centers were abandoned about 1400 B.C., and
new ones were built in localities where even larger amounts of arable
land could be brought under cultivation with the use of simple watercontrol systems. Public architecture occurred at all of the larger
settlements and at several of the smaller ones, including the fishing
village at Ancon. However, the major difference between the first and
second halves of the period involved the number of independent exchange networks operating in the region. The distribution of ceramic
styles after 1400 B.C. indicates that there were two exchange networks, towards the end of the period, judging by the fact that
Curayacu pottery has been found in the northern sector and that
Colinas pottery occurs occasionally in the southern one.
The Huarochiri Region
Two isolated projectile points found on the surface indicate that
the region was inhabited during this period and suggest that hunting
probably played some role in the subsistence economy of its
inhabitants
40
existed a fairly broad continuum of similarities between the HuancayoJunin and the Ayacucho-Huanta Regions. By Period 7 (3500-1750 B.C.),
even though there remains general similarities in projectile point
types between the Ayacucho-Huanta Region and the Junin-Huancayo
Region, there are a number of other features of the artifact assemblage which are shared between the Huancayo-Junin and the KotoshHuanuco Regions that are not apparently found in the Ayacucho-Huanta
Economic orientation and social interaction is thus most
Region.
strongly directed toward surrounding highland herding groups. During
Period 8 (1750-1050 B.C.) the northern sector becomes closely tied
with the economic network joining Kotosh and other northern highland
sites, while the southern sector remains more firmly attached to a
Central Andean economic interaction sphere.
Information from two excavated components and a surface collection suggests that the high-elevation, semi-nomadic seasonal settlement pattern and herding-f arming subsistence system remained relatively unchanged.
However, data from sites located at lower elevations
indicate there were new developments in this part of the region. The
few food remains indicate that the subsistence patterns basically
agriculture remained the same. The new developments occur mainly in
the settlement patterns.
First, there are a number of architectural
features made with boulder-type masonry; one of these is a truncated
pyramid that may have had some sort of ceremonial function. Second ,
the 36 lower elevation sites cluster in five geographically distinct
localities; furthermore, in four, there is a single site with a
41
4-1
00
PQ
o
CO
O
m
o
i
CD
u
CD
C/O
o
H
4_l
00
o
5-i
CD
4-1
}-i
CD
P_i
00
H H
>
5_i
5-i
'd
CD
Ph
CO
CJ
5h
cd
CD
4J
4-1
4-1
CO
CD
ex
CD
CD
s:
4->
o
fS
CD
4-1
CO
H
CO
4-1
CO
o
CO
CD
,5
4-1
4-1
C
e CD
o e
CD
iH
4-1
4-1
CD
CD
CO
>
CJ
CD
4-1
^ a
4->
CD
5-i
B
o
4-1
CO
<
00
CD
5-i
P
00
H
CO
C
o
o
CD
5-1
42
This is the period when the Chavin art style spread throughout
much of northern and central Peru. The extent of this spread and the
specimens assigned to the Chavin style depend largely on how the style
is defined.
For the purposes of this paper, Chavin art includes pottery and sculpture that share design features with the stone sculpture
at Chavin de Huantar.
By this definition, Chavin art occurs on the
central coast but not in the central highlands. In other words,
there are no specimens from either the Pampa de Junin or the Mantaro
Valley and its tributaries that show Chavin influence; however, there
are types of pottery from the Ayacucho-Huanta Region, as well as from
Huancavelica, that resemble vessels found in direct association with
Chavin-inf luenced pieces on the central coast.
It is also clear that
The Periods
A3
44
The smallest groups, although considerably larger than they had been
in the preceding period, lived in the middle parts of the valleys
and were presumably engaged in agriculture.
Garagay, the largest public structure in the lower Chillon-Rimac
sector, continued to be used during the early part of the period and
possibly the later part as well. Presumably, it was the major exchange center for the population of this region, the fishing villages
at Ancon and Ventanilla, and the up-valley farming communities of the
Chillon Valley, and possibly the Rimac as well. San Humberto, located
at an elevation of 750 meters in the Chillon Valley, had its own pyramid and water reservoir, both of which were built during the early
part of the period.
The Periods
45
46
Interactions
The patterns of interaction described for the two preceding
periods continued into this one. Foodstuffs were still being exchanged between the four regions and the tropical lowlands, and raw
materials and ideas about pottery-making, water control systems,
architecture, and community organization were still spreading at
The Periods
47
Period 10:
48
slopes of the Andes in central Peru share very specific design features
with styles found in the same topographical contexts to the north
e.g., the Lumbra style of the Chancay Valley and the Huaraz White-on
Red style of the Callejon de Huaylas and Chavin de Huantar.
The Ancon-Chilca Region
The Periods
49
north as Rio Seco; the second phase (A.D. 25-100) occurs only as far
north as Ancon, while the last two phases have been found as far south
The wide distribution of Miramar pottery implies
as the Mala Valley.
that the populations of the lower parts of several adjacent valleys
participated in the same exchange network. The relative paucity of
Miramar pottery in contemporary settlements located in the middle
and upper parts of these valleys may indicate weakened ties between
the coastal and upvalley groups.
The Huarochiri Region
50
Llama and alpaca herding with secondary guanaco and deer hunting
and valley-bottom horticulture continued to be the basis of subsistence.
Economic dependence upon inter -regional trade to produce additional access to agricultural products must have been well-developed
by this time; in times following the Huari state, it became a major
factor in subsistence of the few remaining pastoralists
Sites near
Lake Junin, though less thoroughly recorded, indicate the continued
existence of a seasonal transhumance pattern in that area as well.
.
The Periods
51
B.C.-A.D. 100), and Cruz Pata (ca. A.D. 100-300) which has been
referred to as the Huarpa II type.
In terms of site numbers (126)
this period appears to be an apogee in the region.
The seasonal
herding and potato growing pattern continued at high elevations and
at lower elevations, judging by excavations in cave deposits, there
was intensive corn, bean, squash, and perhaps quinoa irrigation
agriculture in addition to guinea pig and llama raising.
It is difficult to discern settlement clusters because sites
with black-on-white pottery are located throughout the valley. However, two new types of large settlements suggest that there were
seven or eight communities or political entities in the valley. One
type is represented by three sites, each of which has a large compoundlike area with large round and/or rectangular structures surrounded
by a host of small roundhouses; these are often located near canals
like the first one, except that there are one or more pyramids, or
ceremonial structures in the central compound. These settlement
types are classified as administrative towns and ceremonial-administrative towns, repectively. Another cluster of sites in the southeast portion of the valley is slightly different from the two types
mentioned above.
It consists of two sites on adjacent hills, both of
which are surrounded by roundhouses. One hill has a large rectangular
structure on it and the other, a pyramid. There may also have been
an eighth community which was later destoyed by the construction of
the imperial capital at Huari, since black-on-white sherds are abundant along the southeast edge of the site.
Five of the large administrative centers have smaller administrative hamlets (11) associated with them; three of the administrative
hamlets are associated with small hamlets that have pyramids. Clustered around the hamlets were small settlements with two to ten roundhouses in them; 16 have irrigation features, as do 70 open sites without architectural features that also date to this period.
52
Interactions
Ceramic styles provide the best evidence for exchange patterns
during this period. Between about 450 and 50 B.C., the HuancayoJunin and Ayacucho-Huanta Regions participated in an extensive exchange network that was apparently orchestrated in large part by the
inhabitants of the Nasca Valley on the south coast, who were also in
direct contact with the populations of the Lake Titicaca Basin. The
populations of the Ancon-Chilca and Huarochiri Regions participated
only peripherially if at all, in this exchange network and maintained
only minimal ties with the two Mantaro Valley regions.
By about 50
B.C., the inhabitants of the Canete-Chincha-Paracas Region on the
south-central coast dominated another exchange network that had independent ties with the two Mantaro Valley regions and the Anon-Chilca
Region on the central coast. Relationships between the central
coastal and the two Mantaro Valley regions may have been more intense
Data from the
and direct than they had been earlier in the period.
Huarochiri Region are inconclusive at the present time; however, they
suggest that the inhabitants of the upper west slopes of the Andes
did not participate actively in the Nasca or Canete-Chincha-Paracas
exchange networks, but rather in one that stretched along the mountains at relatively high elevations from the Callejon do Huaylas to
at least Huarochiri.
,
Period 11:
A.D. 300
650
A complex set of events occurred between A.D. 450 and 550 that
may have had a considerable impact on what happened during the next
two centuries.
First, the total populations of some coastal regions
seem to have reached maxima about this time.
Second, the interval of
slightly increased precipitation continued in some highland regions,
which resulted in slightly increased runoffs in the rivers of some
coastal valleys. Water-control systems were expanded considerably
in several coastal velleys at this time, presumably to take advantage
of the increased runoff to bring formerly marginal lands under
The Periods
53
A.D. 450.
54
Settlements in the Lurin Valley were located on hillslopes overlooking arable land on the valley floor and were not associated with
the construction of pyramids until about A.D. 500 at one site
Pachacamac
Four of the low and middle valley settlements are
directly associated with water-control systems that had to have been
built or modified at the same time the settlements were established.
This indicates that the present water-control system of the Lurin
Valley has not been substantially modified during the last 15,000
years.
Sites containing late Lima style pottery ( ca A.D. 300-500)
occur well above the 1,500 meter contour suggesting that the coastal
population was continually extending its influence up-valley during
There are also contemporary, virtually identical sites
this period.
in the middle parts of the Rimac and Chillon Valleys.
.
The Periods
55
56
Other types of settlements also occurred but were not concentrated around the central towns.
They consisted of four small administrative compounds, one village with a pyramid, 13 hamblets with
rectangular houses, nine open sites including four on the puna which
probably represent the persistence of old life ways, and four cave
occupations. Although elaborate irrigation features still occurred
in the valley, they do not seem to have been as elaborate as they
were earlier, nor do they seem to link series of settlements together.
Elaborate tombs of varying size and splendor have been reported for
this period; however, no unlooted ones were found.
It appears that the valley has been welded into a single political unit with the large towns being the administrative centers of this
The Periods
57
Interactions
Ceramics again provide information about the kinds of interacThe inhabitants of the
tions that occurred during this period.
Ayacucho-Huanta Region were in contact with those of the Nasca-Ica
Region on the south coast between A.D. 400 and 500 and borrowed a
number of design elements that were incorporated into the Pongora
style at that time. These contacts ceased during the next century
as the Ayacucho-Huanta population established close relationships with
the inhabitants of the upper part of the Mantaro Valley, including the
Huancayo-Junin Region. From A.D. 500 onward, there were only slight
differences in the ceramic styles of the Mantaro, which suggests that
contacts were numerous and inter-relationships between the various
parts of the valley were close at this time. About A.D. 600, the
Ayacucho-Huanta population re-established close relationships with
the south coast and extended their influence along the coast from
Acari in the south to Chancay and the Callejon de Huaylas in the
north.
The spread of Ayacucho-Huanta influence throughout much of central Peru after A.D. 600, as well as the patterns of archaeological
associations in these regions, strongly suggest conquest by the miliFrom the perspectary forces of a state with its capital at Huari.
tive of community self-sufficiency, this implies that the inhabitants
of the Ayacucho-Huanta Region were no longer able to support themselves with locally available resources and that they were gaining
access to these needed items by acquiring lands elsewhere in central
Peru through military conquest, subjugation of foreign populations,
and some form of tribute payments that were perhaps analogous to what
the Incas did during the fifteenth century.
Period 12:
The Huari Empire reached it greatest extent during the last half
of the period.
It extended in the highlands from Cajamarca in the
north to Cacha, near Sicuani, and Chuquibamba in the south. On the
coast, it reached from the Chicama Valley in the north to the Ocona
Valley in the south. Apparently in the first half of the period,
large storage complexes were built at Wiraqocha Pampa near Huamachuco
These suggest that the
and at Pikillaqta in the lower Cuzco Valley.
Huari rulers, like the Incas, were concerned with the collection and
redistribution of goods in provincial areas.
58
Huari influcence was not uniform throughout central Peru. Pottery actually manufactured in the Ayacucho-Huanta Region or local,
provincial limitations of it are fairly common in some areas of the
empire and are virtually absent in others.
In the Ancon-Chilca
Region, for example, these prestigious ceramic styles are most abundant in tombs at the important settlements in the area and occur only
Furthermore, there were three areas
rarely at the small hamlets.
that had some sort of special status in the empire, judging by the
distribution of their pottery styles. One of these was Cajamarca
and the other was the area where the Geometric on Light style was
manufactured perhaps Huamachuco. The abundance of Cajamarca III and
Geometric on Light pottery at Huari itself suggests that there may
The third area with
have been foreign colonies at the capital.
special status was the Ancon-Chilca Region. Pachacamac pottery has
been found along the coast from the Chicama Valley in the north to the
Nasca Valley in the south and inland to the Huancayo-Junin Region.
It appears that the central coast peoples were subordinate to those
of Huari, but nevertheless established a large semi- independent sphere
of influence of their own; they probably exercised this influence
through a series of branch oracles that were related to the one established at Pachacamac about the beginning of this period.
The Periods
59
Alegre, and Pachacamac four of the five known sties that date to this
time.
Tombs containing Pachacamac B pottery are numerically more
abundant than those with Pachacamac A pieces.
Since both phases have
approximately the same duration, this fact may represent a sampling
bias in the data or that mortality rates were greater during the last
half of the period. Habitation sites are scarce throughout the
region, either because they are deeply buried under late occupations
or because they simply do not exist in the same numbers they did
earlier and later.
The fishing village at Ancon continued to be occupied, but its
location on the Pampa de Ancon had shifted somewhat from the end of
Caj armarquilla, a large settlement in the
the preceding period.
Rimca Valley, was occupied continuously; however, the cemetery at the
site that had been in use for nearly three centuries was abandoned.
It is not clear whether the site was partially or completely abandoned
at this time because of the large amount of later construction there.
Vista Alegre, another site in the lower part of the Rimac Valley, was
apparently abandoned by the time Pachacamac B pottery was being
manufactured. A third site in the Rimac Valley was a fortified settlement located on an easily defended hillslope near the junction of
the Rimac and Santa Eulalia Rivers; it lacks the elaborately decorated Pachacamac style specimens found at other sites on the central
coast.
60
Huari not only developed into a true city during this period but
also became the capital of an empire perhaps the first true empire
in the Andean area.
Unfortunately, this huge, well-preserved site
has never been adequately investigated, but recent aerial photographs,
limited mapping, and excavations into one compound permit some tentative interpretations.
Although there is a large area in the southern
part of the site with individual structures surrounded by a peripheral
The Periods
61
zone with many sherds and limited evidence of architecture, the major
part of the site is composed of 70 to 80 rectangular or square compounds, usually with a large D-shaped or circular structure located
Clearing excavations in a portion of one of the
in their centers.
medium-sized compounds, which range from 100 to more than 400 meters
on a side, revealed that it was filled with tightly-nested rectangular
The residents of one portion of the excarooms and workshop areas.
vated compound were engaged in manufacturing mold-made pottery.
Superficial surveys in other compounds revealed that one was involved
in manufacturing turquoise ornaments; a second contained large quantities of flint and obsidian flakes; a third contained many marine
shells; and a fourth contained hundreds of finished projectile points
These data have a number of implications.
and no chipping debris.
First, they suggest that the population of the city ranged from at
least 50,000 to perhaps more than 100,000 residents.
Second, they
indicate that the compounds were not just ceremonial or even living
areas but rather highly organized industrial districts. Third, they
suggest that there was a considerable degree of economic specialization within the city.
Fourth, they suggest that these compounds may
have been involved in producing exports from imported raw materials
so that the center of the empire maintained a favorable "balance of
trade." Fifth, Huari had a large population, many of whom were fulltime craft specialists, arranged in a rigid hierarchical class system,
organized by an efficient political group that held power not only
over the local situation but also over the military, economic, commercial, and social conditions of the empire.
62
1425
After the collapse of the Huari Empire, the capital city was
virtually abandoned, some coastal areas were apparently depopulated
and suffered economic depressions, and within a few centuries, small
regional states appeared in various parts of the old empire.
If
revolutions begin among the more prosperous and less oppressed groups,
then the events that may have precipitated the collapse of Huari
political control probably occurred first in the north, where the
earliest successor states appear and where there is little evidence
of either depopulation or economic depression during the last years
of the empire.
This pattern of small regional states with continually
changing boundaries and varied political institutions continued until
the fifteenth centry, when one of them the Incas from the Cuzco
Basin in the south highlands of Peru began to expand its sphere of
influence, which ultimately included all of the coastal and highland
areas from northern Ecuador to central Chile and northwestern
Argentina.
Another document dating from A.D. 1550, which has only been
partially published so far, indicates that an ethnic group centered
The Periods
63
on the coastal plain in the lower part of the Chillon Valley controlled lands in the middle part of that valley at Quives, where coca was
Archaeological sites yielding ceramics similar
the principal crop.
to those of the coastal plain have been found around Quives.
Similar
patterns of archaeological evidence have also been recorded in both
the Rimca and Lurin Valleys.
In general, nucleated settlements of
varying sizes occurred throughout the entire region. Those on the
coastal plain were located in places where agriculture could not be
successfully practiced along the edges of the valleys, on the slopes
of isolated hills on the valley floors, or in areas where marine
resources were abundant.
Settlements at higher elevations in the
river canyons were usually located on the lower slopes of hills overlooking the valley floor; several of the earlier ones were associated
were fortified hilltop refuges. Ethnohistoric sources dealing with
both the Ancon-Chilca and Huarochiri Regions provide evidence which
account for the presence of fortified sites in the middle parts of the
river valleys. There was a great deal of conflict over the control
of lands in the middle parts of the river valleys, along the boundary
between ethnic groups living in the Huarochiri Region and those living
These conflicts apparently took the form
in the Ancon-Chilca Region.
of raids in which one group would drive the resident population of
another group from their lands. At one moment, a coastal group might
control a particular plot of land; later, a highland group might
occupy the same landholding.
Consequently, the boundary between the
Ancon-Chilca and Huarochiri Regions is blurred for two reasons during
First, a coastal group might control
the later part of this period.
a particular landholding around the 1,000 meter contour, and then a
highland group would control it.
Second, at any given moment, a
coastal group might have lands at higher elevations in the middle
parts of the river valleys than a highland group.
Ten sites in the Huarochiri Basin date to this period. Three have
rather small concentrated refuse deposits located in or adjacent to
settlements occupied by various comunidades indigenas at the present
time; these groups are all mentioned in a late sixteenth or early
seventeenth century document and consider their "core lands" to be
located in the immediate vicinity of these settlements. A fourth
site is a large cemetery with oval burial crypts and associated
plazas located near the core lands of another comunidad indigena in
the area.
The remainder of the sites consist of isolated houses
located in agricultural fields or on terraces. Ethnohistorical documents again provide useful insights into the meaning and significance of these settlement patterns and how Huarochiri society as a
whole functioned during the later part of this period.
The people of Huarochiri, or the Sons of Pariacaca as they called
themselves, held lands from the coca and corn fields in the middle
parts of the Rimac and Lurin Valleys to the puna overlooking them.
They were grouped into a series of segmentary lineages. At the
64
also gaining new wealth and new prestige. These disputes probably
began as small-scale ones between individuals from different ethnic
groups claiming rights of use to the same field; these disputes probably escalated quickly, according to one source, as the individuals
turned first to other members of their lineages for support and then
to other related lineages for additional aid.
The Periods
65
began after the harvest season. The members of one lineage segment
would travel to the puna to hunt deer and guanaco, which they would
present to their kinsmen who lived around the 1,500 meter contour in
the Rimac Valley; additional foodstuffs produced in that locality
were then carried to another group of kinsmen who lived around the
800 meter contour in the Rimac Valley.
Foodstuffs were again exchanged and goods were then carried into the middle part of the Lurin
Valley. Another set of exchanges occurred there before the lineage
members returned to their core lands in the upper part of the Lurin
Four of these ceremonial rounds are mentioned in ethnohisValley.
toric sources, each involving a different group and a different route.
The second integrating mechanism involved the ceremonies performed around the principal huacas of the lineage.
The members would
gather where the huaca was located, and the appropriate ceremonies
were performed. At least some of these involved the veneration of the
According to the ethnohistoric documents, a ceremony that took
dead.
place in the Ricardo Palma sector of the middle Rimac Valley involved
numbers of males coming together and dancing on the top of a platform
mound dedicated to a local female deity who was very interested in
In another ceremony that apparently ocobserving their genitalia.
curred in the upper Lurin Valley mummy bodies were brought out of the
tombs, placed in the middle of a circle, and surrounded by the living
The wealthy members sat on the inner edge of
members of the group
the circle because of their importance, while the poorer individuals
sat on the outer fringes, participating only peripherally in the
activities of the occasion. Everyone, including the mummy bundles,
Ceremonies such
consumed food and maize beer at these festivities.
as this one may well have taken place at sites with oval burial crypts
and plazas, like the one found in the Huarochiri Basin.
.
66
The Periods
67
valley rim puna some 600 meters higher (ca. 4000 m.). Grazing areas
a day or two away may have been shared with the Yauyos group or groups
from Huarochiri.
The Huanca had several lowland montana settlements,
multi-ethnic in composition, for the production of coca, aji, yuca,
gourds, and other selva products.
In the Pacific coastal Chillon
Valley, the Huanca also appear to have established mitmaqkuna or
colonists in among the coastal inhabitants for the production of
maize, cotton, and other regional products.
The Ayacucho - Huanta Region
Huamanga or Huari III (A.D. 850-1200) and Argalla (A.D. 12001450) ceramics were manufactured in the region during this period.
For descriptive purposes, it is convenient to divide the period into
earlier and later parts defined by the duration of the two pottery
styles
During the early part of the period, the population of the region
diminished considerably, and there was a major change in the settlement patterns. Pollen studies indicate that the present period desiccation began early in this period. These are probably related to
significant changes in the social, economic, and political conditions
that prevailed.
Huari may have continued as an urban center during
the first 50 years, but the evidence suggests that it was no longer
Later, it seems that city was inhabited by only
an imperial capital.
a few stragglers, all of whom perhaps lived among the ruins in one
of the old compounds where the remains of a small hamlet were found.
Huamanga polychrome sherds also occur on most of the five former
administrative towns in the region. Two of the towns located just
east and west of Huari continued relatively unchanged throughout the
However, the most common settlement type is the hamlet comperiod.
posed of small numbers of square structures situated in easily
defended localities. Two of the hamlets have well-constructed fortification walls surrounding them as do a shrine and two small administrative towns with a single compound each. Nine open sites, one
cave, and four of the five modern puna -herding hamlets also yielded
Huamanga pottery.
68
During the early part of the period, it appears that the social
and political systems were completely disorganized with only a remnant population remaining in the region, perhaps under the political
control of the old Huari royal lineages, the importance of which were
much diminished from the preceding period. Later, there may have been
a series of warring ethnic groups and/or extended kin groups ruling
small territories from the fortified, feudal-like towns.
Herding
became a very important part of the subsistence system. There seems
to have been little overall organization of the area as a whole and
few definite defenses against raids from each other or from outsiders.
Interactions
This was a period of considerable regionalization in central
Peru; however, it does not seem to have been a time when the inhabitants of one region were completely isolated from those adjacent
areas.
On the west side of the Andes, the self-sufficient archipelof
agos
lands controlled by various ethnic groups imply that coastal
peoples had to deal in some minimal fashion on a day-to-day basis with
groups from the Huarochiri Region. These interactions apparently
ranged from seemingly peaceful co-existence perhaps with a few insults
exchanged, on the one hand, to open feuds and raids, on the other.
Contacts between the inhabitants of the Huarochiri and the HuancayoJunin Regions probably occurred in the punas located along the continental divide.
Both groups were involved to some extent in llama
and alpaca herding on the punas and there is a limited number of
places on these grasslands where water and salt can be obtained. As
a result, it is not unlikely that individuals from the two regions
occasionally encountered each other in localities where these
resources were available as they do today. The situation in the
Mantaro Valley, at least with respect to raiding and feuds, seems
analogous to the one that existed on the western slopes of the
,
Peruvian Andes
Period 14:
ca. A.D.
1425 - 1534
The Periods
in many areas
e.g., Huarochiri or Ayacucho-Huanta
the
Inca presence at all.
discern
to
it
69
is difficult
70
work; however, no group was allowed to keep more resources than its
members needed to sustain themselves throughout the year. In times
of famine or drought, the Incas distributed food and other commodities
to the effected groups from the state-owned lands; these goods were
stored in state warehouses that were located throughout the empire.
The Periods
71
suggests that the northerners had only marginal control of the area,
at best, and that even this probably lasted no more than a few years.
Chimu influence dating from 1425 to 1476 is evident in the Huaura
Valley suggesting that the actual boundary of the kingdom was located
in that area. What the data from the central coast suggests is that
Chimor was in the process of expanding southward by raiding neighboring groups on the frontiers of the kingdom when they became involved with their allies at Cajamarca and were eventually attacked
by the Incas shortly after 1461. After the collapse of the Kingdom
of Chimor, the Ancon-Chilca Region was incorporated, apparently peacefully, into the Inca Empire about 1469-1471.
Subsequently, the prestige and influence of the oracle at Pachacamac increased enormously, and by 1534, they extended beyond the
northern limits of effective Inca political control in Ecuador. This
was accomplished through the establishment of a series of branch
oracles in various localities, a representative of the oracle that
travelled at all times with the Inca emperor, the responses given to
the inquiries of the wealthy and important pilgrims that journeyed
to Pachacamac itself or to one of the branch oracles, and the collection of "tribute" from towns along the coast as far north as Tacumez,
Ecuador presumably in return for the services provided by the oracle.
The spread of Pachacamac influence was certainly facilitated by
the religious tolerance of the Incas, their policy
several factors:
of building temples throughout the empire, the relocation of ethnic
groups, and the relative peaceful conditions that prevailed in the
central Andes during this period.
72
found in the lower parts of the Chillon and Rimac Valleys. The old
towns were abandoned, and new ones were built on the valley floors.
Villas large tapia-block structures built on natural mounds or old
structures were located on the valley floors or just outside of the
irrigated fields. There was no appreciable change in the indigenous
settlement patterns in the Lurin Valley. Many of the old towns continued to be occupied throughout the period.
One site in the Huarochiri Basin and three sites in the Ricardo
Palma sector of the Rimac Valley date to this period. The Huarochiri
site consists of a large architectural complex located on a series
of low rises near the modern town of Sangallalla.
The three sites
in the Ricardo Palma sector were functionally distinct and separated
from each other by about 700 to 1,500 meters of arable land. One
was a settlement, located on an alluvial fan outside of the arable
The pottery found
land, with densely packed residential structures.
at this site belonged almost exclusively to the local style.
The
second site, located on a hillslope overlooking the valley floor,
consisted of a series of coca-drying terraces, storehouses, tombs,
Both imitation Cuzco Polyand a single large residential compound.
chrome and local pottery were found at this site. The third site
consisted of four platform mounds overlooking the junction of the
Rimac and Santa Eulalia Rivers. It yielded local pottery, as well
as a few fragments of the fancy coastal style that occurs in high
frequencies at Pachacamac. Huarochiri style pottery, presumably
dating to this period, has also been found in considerable quantities
around one of the compounds near the southern edge of Pachacamac
It appears that there was a marked change in the settlement
patterns of the region around A.D. 1500, when the inhabitants of both
the Ricardo Palma sector and Huarochiri Basin moved from the old dispersed settlements to nucleated villages. This change was probably
In the
a direct result of Inca political control in the region.
Ricardo Palma sector, it seems likely that the local representative
of the Inca government resided in the residential structure near the
drying terraces.
The Periods
73
Ethnohistoric sources provide considerable information concerning the ways in which the oracle at Pachacamac exerted his influence
in the Huarochiri Region.
A branch oracle in the upper Lurin Valley
was one of Pachacamac' s sons; the oracle in the Ricardo Palma sector
was his wife; she also had a son who was an oracle living in the
upper part of the Lurin or Mala Valleys. Pachacamac' s son claimed to
protect the inhabitants of the area.
In return for this service, they
built him a shrine and set aside one month each year when they honored
him with sacrifices and gifts. After a number of years, the branch
oracle was removed from the Huarochiri Region and taken to Pachacamac.
The local residents wanted their huaca and went to Pachacamac with
gifts of llamas, guinea pigs and cloth to gain his return. After the
huaca was returned, they gave llamas and pasturelands in the puna to
Pachacamac and honored him and the branch oracle on alternate days
with sacrifices and gifts.
The Huancayo-Junin Region
'
There was a marked shift in both site location and numbers during
the Inca occupation.
Many of the sites, constructed after the region
was incorporated into the Inca Empire, were located on the valley
floor or on the lower slopes of hills surrounding the region in contrast with the pattern of the preceding period when the majority of
the settlements were located on the upper slopes or tops of hills
overlooking the valley. The initial Inca occupation was in the
southern end of the valley primarily; an important Inca administrative
center was built near Chupaca but was subsequently abandoned, presumably eclipsed by the growing importance of Jauja. Later Inca
influence was spread uniformly throughout the valley, with 126 Inca
Strangely, only
period sites regularly spaced throughout the valley.
two of the sites show any evidence of Cuzco-style stone masonry
bridge across the Mantaro River and the tambo associated with it, and
some of the structures in the provincial capital of Hatun Jauja.
74
Interactions
The four regions were integrated with each other and with other
regions by the political economy of the Inca Empire. The Incas moved
mitimae groups throughout the Empire, and these individuals had to
deal at least minimally on a day-to-day basis with the inhabitants of
In addition, two and possibly
the regions where they were resettled.
three of the regions were tied together by the influence of the
Pachacamac oracle which created a self-sufficiency sphere which extended well beyond the limits of central Peru.
The priests at Pachacamac were particularly adept at using the opportunities provided
by Inca imperial policies to further their own goals and ambitions.
Because of the power wielded by the oracle and his "relatives" in
other regions, they were ultimately able to undermine precisely what
the Incas were trying to create:
a politically unified ruling class
that resided in Cuzco.
CHAPTER III
CONCLUSIONS
In the preceding pages, we have presented a series of essentially
synchronic pictures showing what happened in four regions of central
Peru at various times in the past and how their inhabitants interacted
with each other during these periods. There is clearly a great deal
of variation in these pictures in both time and space.
Each region
distinctive,
showing
some
is
peculiarity in cultural patterns which
prevailed there at any given moment and in the processes that led to
their development.
It is equally clear, however, that there was some
relationship between these patterns and processes, and that there
were some common themes running through all of the regions.
(75)
76
Conclusions
77
simply because it has much more land that can be successfully farmed.
It is equally obvious that the carrying capacity of the Ancon-Chilca
Region increased tremendously after its inhabitants adopted a series
of food-producing innovations between about 2500 and 1500 B.C. or that
the carrying capacity of the Ayacucho-Huanta Region diminished considerably after about A.D. 950 because of the deforestation, soil
erosion, and temporary desiccation which had deleterious effects on
agricultural production in the area.
78
Although our coastal data is less precise and the options were
different, a similar seasonally scheduled satisfycing subsistence
strategy was also employed.
It would seem that during the dry winter
months, one collected shellfish or other marine resources and a few
plants on the coast, while in the foggy summer months one collected
plants and/or animals as well as engaged in hunting in the lomas
or river valleys.
The date from Tres Ventana suggests a somewhat
Conclusions
79
80
Conclusions
81
82
Thus, once again, we have seen that in ancient Peru not only
were there quantitative variations in terms of different archaeological sequences in regional phases, but qualitative differences in
terms of different subsistence and exchange strategies. Although our
data is woefully inadequate, what seems to be emerging is a model
showing that a pristine civilization developed because of the interstimulating interaction between these developing systems. And now
we get to the nitty-gritty of trying to explain not only how and why
pristine civilization developed in central Peru, but anywhere.
Conclusions
83
84
Given the two dichotomous environmental prerequisites, the results lead to at least two rather similar developments. In the lusher
coastal area, a quite successful scheduled seasonal subsistence
system occurred involving hunting and collecting in the wet season
in the loma or adjacent Andean flanks, and hunting and marine exploitation on the coast or river valleys during the dry season
(Arenal-Luz)
In contemporaneous times in the highlands, there was
the Jaywa pattern with puna winter season hunting, spring and sum-"
mer thorn forest seed collecting, trapping and hunting, and fall
humid woodland hunting and trapping and perhaps plant collecting.
All this produced a well scheduled system but it was probably not
too successful.
The areas between the dichotomous zones might have
even seen slight variations on one or other of the pattern.
.
On
greater
fishing
creased
Conclusions
85
This process resulted in the way of life of the Piki phase which
had a well-scheduled seasonal subsistence system supplemented by the
use of cultivars, domesticates and tamed animals. The contemporaneous
information from the Callejon de Hualyas (Kaplan, Lynch and Smith 1973)
and the Junin areas suggest that similar processes with other domesticates and cultivars were happening in other highland areas, while
more successful food collecting systems possibly with cultivars or
domesticates may have occurred in natural zones near the coast.
86
In contrast the picture for this period from about 9100 to 7200
B.C. from the lusher areas of the Near East is very good, although
relying on it obviously eschews any interpretation of the whole area.
Natufian, the impressive village of round house hamlets of the Levent
(Perrot 1966)
the village of Mureybit in the upper reaches of the
Euphrates (Van Loon 1968), and a number of others, all without evidence of domesticated plants or animals, date to this period and
bear many resemblances to Corbina. Bas Mordeh at Ali Kosh (if it
dates to the end of this period) would be like Encanto of Peru for
there is evidence of a few domesticates supplementing the basic diet
of wild foods of these villagers (Hole, Flannery, Neely 1969).
Further, the many stratigraphic levels from Mureybit seem to indicate
rapidly increasing populations throughout this period leading to
more specialized collecting techniques and eventually horticulture
and/or agriculture and a new culture system in the next stage for
the lusher regions.
,
Conclusions
87
88
Conclusions
89
Connected with these specialists would, of course, be those concerned directly with irrigation. At first, they possibly were connected only with organizing local groups, but this would have grown
There would have been
into departments concerned with construction.
record keepers, a legal staff to negotiate water-right disputes,
Hand-in-hand with this
policemen, tribute or tax collectors, etc.
latter economically oriented group of specialists would have been a
third group connected with redistribution of not only religious and
ceremonial phenomena but also with actual produce. Obviously, as the
It also would have grown
domain of Chavin grew, so would this group.
on the local or regional level as these populations grew and expanded.
On a general level it would appear that accompanying these trends
towards specialists would be a tendency for their duties to shift
from a sacred orientation to a secular one.
The fourth set of factors concerned a growing and perhaps greedier elite who, while being full-time specialists in the political
realm, were the ones for whom the other full-time specialists worked.
These in turn, exploited the masses not only in terms of raw
materials, but also in the redistribution of the basic foodstuffs.
This would have meant that through time, the elite moved from specialized sacred beings to secular persons with concerns about property and administration.
90
Now the question becomes, just how comparable are these hypothetical mechanisms for cultural change at this stage to ones that
occur in Mesoamerica and the Near East? As has been often noted,
Olmec, 1500 - 400 B.C., centered in lowland Mesoamerica, has many
resemblances to Chavin. As yet, Olmec is not well enough understood
to explain the reasons for the demise of this seemingly very viable
culture system. However, there is some evidence to suggest that they
too had an expanding greedy elite, an expanding number of full-time
specialists and a growing population. Whether the latter were connected with irrigation or merely a more viable redistribution system,
or whether there was a shift from the sacred to the secular is unknown at present. Further, in highland Mexico in Tehuacan in the
Ajalpan and Early Santa Maria phases there is good evidence that growing populations, concomitant with irrigation, were major sufficient
conditions for changing these cultural systems (MacNeish 1975). Thus,
there are hints that similar necessary and sufficient conditions were
operative at this stage in Mesoamerica as well as in Peru.
Conclusions
91
The situation in the Near East at this stage roughly from 6000
to 4500 B.C. is more elusive and our knowledge of it poorer, yet again
there are hints of similarities (Ucko, Tringham and Dimbleby 1972).
Certainly, from Catal Huyuk, the earlier levels of Tepe Gawra, Eridu
and others there is evidence for the existence of considerable ceremonials or cults, for an expanding number of full-time specialists
and elite, as well as for a growing population.
Further, from sites
such as Tepe Sabz in the middle Euphrates there is growing evidence
for early irrigaiton and expanding redistribution centers.
Were these
the sufficient conditions for changing the culture systems in that
area?
The final stage before civilization as represented by the Huari
Empire in Peru occurred from about 450 B.C. to 600 A.D. Again, there
is insufficient knowledge of this stage in central Peru for us to
really understand the crucial conditions that finally brought about
civilization. Although the mechanisms are far from clear they do
seem similar for both highlands and coastal regions.
In many regions
there are large sites that certainly could be considered towns, if not
cities, and in many areas the major irrigation systems that existed
at the time of the conquest (and even exist today) were established.
Thus, population and the concomitant expansion of irrigation systems
may have been crucial factors for change.
Closely linked to these are the expansion of redistribution networks of relatively large resources with concomitant rise of interregional competition, conflict and militarism. Perhaps these factors
interacting together are the sufficient conditions leading to civilization.
From many standpoints, the regional entities with their complex divisions of labor, class stratifications (with each stratum
marked by a highly different degree of ownership or control of the
main productive resources) monumental architecture, towns (and perhaps
cities), political and religious hierarchies exhibit most of the hallmarks of civilization. However, there is little concrete evidence
that such entities administrated territorially organized states by
use of legalized force our final criteria for civilization which
the next developmental stage, the Huari Empire, exhibits in a striking
manner
Without delving into the matter too deeply we cannot help but
wonder if the period Braidwood calls the level of towns with the
Urbaid and other cultures from 4500 to 3500 B.C. leading to Summerian
is not directly comparable to the one we just described from Peru
(Braidwood 1968). The dates after 450 B.C. in Mesoamerica are more
difficult to place in a comparable position. This is in large part
due to the difficulty of determining if Teotihuacan, Monte Alban and
Tikal are true civilizations, for all these, like the Peruvian stage
just described have as yet poor evidence as to the existence of
truly territorially organized states. Perhaps, the Mexican centers
from 450 B.C. to 600 A.D. belong in the stage we have just described,
and a true comparable civilization did not arrive in that area until
92
BIBLIOGRAPHY
Bell, R. E.
1965
Bird, J. B.
1969
Braidwood, R. J.
1968
Cardich, A.
1964
1964
Correal, G.
1974
da Conceicao, M.
1973
(93)
Engel, F
1966
1966a
1970
1971
Hole,
F..
1969
1969
Hurt, W.
T.
C.
Urrego
1972
Irwin-Williams, C.
1973
Andes
1972
_4
Kaplan, L.
1973
T.
F. Lynch and C.
E.
Smith, Jr.
94
Kenyon, K. M.
1960
Lanning, E.
1967
Lathrap, D. W.
1970
Leroi-Gourhan, A.
1969
Lynch, T. F.
1967
1974
MacNeish, R. S.
1954
1964
1966
1972
95
Second Annual Report of the Ayacucho ArchaeologicalBotanical Project, R. S. Peabody Foundation for
Archaeology Andover
,
Mirambell, L.
1973
Murra, J.
1972
Patterson, T.
1971
"Central Peru:
Its Population and Economy,"
Archaeology, New York, Vol. 24, No. 4: 307-315.
Perrot, J.
1962
1966
Venezuelean Archaeology
Sanders, D.
1959
.,
Mesoamerica
Solecki, R. L.
1964
1964a
Man
Van Loon, M.
1968
West, R. C.
1964
Willey, G. R.
1966
1971
Vol
Vol
J^,
2^
Wing, E.
n.d.
97
PAPERS OF
I.
An
By Alfred V. Kid-
III.
The
Pueblo of
(out of print)
IV.
The
By
III.
by D.S. Byers.
Distributed
II.
by the University
Edited
of
1.
II.
The
ers.
oth-
1942. #4.00.
Man
Vol. III.
in
Back Bay
By Elso
S. Barghoorn, Paul S. Conger, Sheldon Judson, Fred B.
Phleger, L. R. Wilson. Edited by Frederick Johnson. 1949.
Street in the
#4.00.
Vol. V. Pecos,
New
Vol. VII.