5 Ivler y Aguilar v. Modesto-San Pedro
5 Ivler y Aguilar v. Modesto-San Pedro
5 Ivler y Aguilar v. Modesto-San Pedro
The Case
The petition seeks the review 1 of the Orders 2 of the Regional Trial Court of
Pasig City af rming sub-silencio a lower court's ruling nding inapplicable the Double
Jeopardy Clause to bar a second prosecution for Reckless Imprudence Resulting in
Homicide and Damage to Property. This, despite the accused's previous conviction for
Reckless Imprudence Resulting in Slight Physical Injuries arising from the same
incident grounding the second prosecution.
The Facts
Following a vehicular collision in August 2004, petitioner Jason Ivler (petitioner)
was charged before the Metropolitan Trial Court of Pasig City, Branch 71 (MeTC), with
two separate offenses: (1) Reckless Imprudence Resulting in Slight Physical Injuries
(Criminal Case No. 82367) for injuries sustained by respondent Evangeline L. Ponce
(respondent Ponce); and (2) Reckless Imprudence Resulting in Homicide and Damage
to Property (Criminal Case No. 82366) for the death of respondent Ponce's husband
Nestor C. Ponce and damage to the spouses Ponce's vehicle. Petitioner posted bail for
his temporary release in both cases.
On 7 September 2004, petitioner pleaded guilty to the charge in Criminal Case
No. 82367 and was meted out the penalty of public censure. Invoking this conviction,
petitioner moved to quash the Information in Criminal Case No. 82366 for placing him
in jeopardy of second punishment for the same offense of reckless imprudence.
SICDAa
The MeTC refused quashal, finding no identity of offenses in the two cases. 3
After unsuccessfully seeking reconsideration, petitioner elevated the matter to
the Regional Trial Court of Pasig City, Branch 157 (RTC), in a petition for certiorari
(S.C.A. No. 2803). Meanwhile, petitioner sought from the MeTC the suspension of
proceedings in Criminal Case No. 82366, including the arraignment on 17 May 2005,
invoking S.C.A. No. 2803 as a prejudicial question. Without acting on petitioner's
motion, the MeTC proceeded with the arraignment and, because of petitioner's
absence, cancelled his bail and ordered his arrest. 4 Seven days later, the MeTC issued
a resolution denying petitioner's motion to suspend proceedings and postponing his
arraignment until after his arrest. 5 Petitioner sought reconsideration but as of the ling
of this petition, the motion remained unresolved.
Relying on the arrest order against petitioner, respondent Ponce sought in the
RTC the dismissal of S.C.A. No. 2803 for petitioner's loss of standing to maintain the
CD Technologies Asia, Inc. 2016
cdasiaonline.com
Petitioner laments the RTC's failure to reach the merits of his petition in S.C.A.
2803. Invoking jurisprudence, petitioner argues that his constitutional right not to be
placed twice in jeopardy of punishment for the same offense bars his prosecution in
Criminal Case No. 82366, having been previously convicted in Criminal Case No. 82367
for the same offense of reckless imprudence charged in Criminal Case No. 82366.
Petitioner submits that the multiple consequences of such crime are material only to
determine his penalty.
CSTcEI
Respondent Ponce nds no reason for the Court to disturb the RTC's decision
forfeiting petitioner's standing to maintain his petition in S.C.A. 2803. On the merits,
respondent Ponce calls the Court's attention to jurisprudence holding that light
offenses (e.g., slight physical injuries) cannot be complexed under Article 48 of the
Revised Penal Code with grave or less grave felonies (e.g., homicide). Hence, the
prosecution was obliged to separate the charge in Criminal Case No. 82366 for the
slight physical injuries from Criminal Case No. 82367 for the homicide and damage to
property.
In the Resolution of 6 June 2007, we granted the Of ce of the Solicitor General's
motion not to le a comment to the petition as the public respondent judge is merely a
nominal party and private respondent is represented by counsel.
The Issues
Two questions are presented for resolution: (1) whether petitioner forfeited his
standing to seek relief in S.C.A. 2803 when the MeTC ordered his arrest following his
non-appearance at the arraignment in Criminal Case No. 82366; and (2) if in the
negative, whether petitioner's constitutional right under the Double Jeopardy Clause
bars further proceedings in Criminal Case No. 82366.
The Ruling of the Court
We hold that (1) petitioner's non-appearance at the arraignment in Criminal Case
No. 82366 did not divest him of personality to maintain the petition in S.C.A. 2803; and
(2) the protection afforded by the Constitution shielding petitioner from prosecutions
placing him in jeopardy of second punishment for the same offense bars further
proceedings in Criminal Case No. 82366.
ADETca
cdasiaonline.com
did not Divest him of Standing to Maintain the Petition in S.C.A. 2803
Dismissals of appeals grounded on the appellant's escape from custody or
violation of the terms of his bail bond are governed by the second paragraph of Section
8, Rule 124, 8 in relation to Section 1, Rule 125, of the Revised Rules on Criminal
Procedure authorizing this Court or the Court of Appeals to "also, upon motion of the
appellee or motu proprio, dismiss the appeal if the appellant escapes from prison or
con nement, jumps bail or ees to a foreign country during the pendency of the
appeal." The "appeal" contemplated in Section 8 of Rule 124 is a suit to review
judgments of convictions.
The RTC's dismissal of petitioner's special civil action for certiorari to review a
pre-arraignment ancillary question on the applicability of the Due Process Clause to bar
proceedings in Criminal Case No. 82366 nds no basis under procedural rules and
jurisprudence. The RTC's reliance on People v. Esparas 9 undercuts the cogency of its
ruling because Esparas stands for a proposition contrary to the RTC's ruling. There, the
Court granted review to an appeal by an accused who was sentenced to death for
importing prohibited drugs even though she jumped bail pending trial and was thus
tried and convicted in absentia. The Court in Esparas treated the mandatory review of
death sentences under Republic Act No. 7659 as an exception to Section 8 of Rule 124.
10
Further, the RTC's observation that petitioner provided "no explanation why he
failed to attend the scheduled proceeding" 1 2 at the MeTC is belied by the records.
Days before the arraignment, petitioner sought the suspension of the MeTC's
proceedings in Criminal Case No. 82366 in light of his petition with the RTC in S.C.A. No.
2803. Following the MeTC's refusal to defer arraignment (the order for which was
released days after the MeTC ordered petitioner's arrest), petitioner sought
reconsideration. His motion remained unresolved as of the filing of this petition.
cdasiaonline.com
Imprudence Resulting in Homicide and Damage to Property "as the [latter] requires
proof of an additional fact which the other does not." 1 5
We find for petitioner.
ITSCED
When the execution of the act covered by this article shall have only resulted in
damage to the property of another, the offender shall be punished by a ne
ranging from an amount equal to the value of said damages to three times such
value, but which shall in no case be less than twenty-five pesos.
A ne not exceeding two hundred pesos and censure shall be imposed upon any
person who, by simple imprudence or negligence, shall cause some wrong which,
if done maliciously, would have constituted a light felony.
In the imposition of these penalties, the court shall exercise their sound discretion,
without regard to the rules prescribed in Article sixty-four.
The provisions contained in this article shall not be applicable:
ISDCaT
1.
When the penalty provided for the offense is equal to or lower than those
provided in the rst two paragraphs of this article, in which case the court shall
impose the penalty next lower in degree than that which should be imposed in the
period which they may deem proper to apply.
2.
When, by imprudence or negligence and with violation of the Automobile
Law, to death of a person shall be caused, in which case the defendant shall be
punished by prision correctional in its medium and maximum periods.
Reckless imprudence consists in voluntary, but without malice, doing or failing to
do an act from which material damage results by reason of inexcusable lack of
precaution on the part of the person performing or failing to perform such act,
taking into consideration his employment or occupation, degree of intelligence,
physical condition and other circumstances regarding persons, time and place.
CD Technologies Asia, Inc. 2016
cdasiaonline.com
The penalty next higher in degree to those provided for in this article shall be
imposed upon the offender who fails to lend on the spot to the injured parties
such help as may be in this hand to give.
cdasiaonline.com
seen that the actual penalty for criminal negligence bears no relation to the
individual willful crime, but is set in relation to a whole class, or series of crimes.
1 8 (Emphasis supplied)
This explains why the technically correct way to allege quasi-crimes is to state that their
commission results in damage, either to person or property. 1 9
Accordingly, we found the Justice of the Peace in Quizon without jurisdiction to
hear a case for "Damage to Property through Reckless Imprudence," its jurisdiction
being limited to trying charges for Malicious Mischief, an intentional crime conceptually
incompatible with the element of imprudence obtaining in quasi-crimes.
Quizon, rooted in Spanish law 2 0 (the normative ancestry of our present day penal
code) and since repeatedly reiterated, 2 1 stands on solid conceptual foundation. The
contrary doctrinal pronouncement in People v. Faller 2 2 that "[r]eckless impudence is
not a crime in itself . . . [but] simply a way of committing it . . . ," 2 3 has long been
abandoned when the Court en banc promulgated Quizon in 1955 nearly two decades
after the Court decided Faller in 1939. Quizon rejected Faller's conceptualization of
quasi-crimes by holding that quasi-crimes under Article 365 are distinct species of
crimes and not merely methods of committing crimes. Faller found expression in
post-Quizon jurisprudence 2 4 only by dint of lingering doctrinal confusion arising from
an indiscriminate fusion of criminal law rules de ning Article 365 crimes and the
complexing of intentional crimes under Article 48 of the Revised Penal Code which, as
will be shown shortly, rests on erroneous conception of quasi-crimes. Indeed, the
Quizonian conception of quasi-crimes undergirded a related branch of jurisprudence
applying the Double Jeopardy Clause to quasi-offenses, barring second prosecutions
for a quasi-offense alleging one resulting act after a prior conviction or acquittal of a
quasi-offense alleging another resulting act but arising from the same reckless act or
omission upon which the second prosecution was based.
caADSE
cdasiaonline.com
Court of Appeals 3 2 (promulgated in 1982 by the Court en banc, per Relova, J.), and
People v. City Court of Manila 3 3 (promulgated in 1983 by the First Division, per Relova,
J.). These cases uniformly barred the second prosecutions as constitutionally
impermissible under the Double Jeopardy Clause.
The reason for this consistent stance of extending the constitutional protection
under the Double Jeopardy Clause to quasi-offenses was best articulated by Mr.
Justice J.B.L. Reyes in Buan, where, in barring a subsequent prosecution for "serious
physical injuries and damage to property thru reckless imprudence" because of the
accused's prior acquittal of "slight physical injuries thru reckless imprudence," with both
charges grounded on the same act, the Court explained: 3 4
Reason and precedent both coincide in that once convicted or acquitted of a
speci c act of reckless imprudence, the accused may not be prosecuted again for
that same act. For the essence of the quasi offense of criminal negligence under
article 365 of the Revised Penal Code lies in the execution of an imprudent or
negligent act that, if intentionally done, would be punishable as a felony. The law
penalizes thus the negligent or careless act, not the result thereof. The gravity of
the consequence is only taken into account to determine the penalty, it does not
qualify the substance of the offense. And, as the careless act is single, whether
the injurious result should affect one person or several persons, the offense
(criminal negligence) remains one and the same, and can not be split into
different crimes and prosecutions. 3 5 . . . (Emphasis supplied)
SCaITA
Evidently, the Diaz line of jurisprudence on double jeopardy merely extended to its
logical conclusion the reasoning of Quizon.
There is in our jurisprudence only one ruling going against this
unbroken line of authority. Preceding Diaz by more than a decade, El Pueblo de
Filipinas v. Estipona , 3 6 decided by the pre-war colonial Court in November 1940,
allowed the subsequent prosecution of an accused for reckless imprudence resulting in
damage to property despite his previous conviction for multiple physical injuries arising
from the same reckless operation of a motor vehicle upon which the second
prosecution was based. Estipona's inconsistency with the post-war Diaz chain of
jurisprudence suf ces to impliedly overrule it. At any rate, all doubts on this matter
were laid to rest in 1982 in Buerano. 3 7 There, we reviewed the Court of Appeals'
conviction of an accused for "damage to property for reckless imprudence" despite his
prior conviction for "slight and less serious physical injuries thru reckless imprudence,"
arising from the same act upon which the second charge was based. The Court of
Appeals had relied on Estipona. We reversed on the strength of Buan: 3 8
Th[e] view of the Court of Appeals was inspired by the ruling of this Court in the
pre-war case of People vs. Estipona decided on November 14, 1940. However, in
the case of People vs. Buan , 22 SCRA 1383 (March 29, 1968), this
Court, speaking thru Justice J. B. L. Reyes, held that
Reason and precedent both coincide in that once convicted or acquitted of
a speci c act of reckless imprudence, the accused may not be prosecuted
again for that same act. For the essence of the quasi offense of criminal
negligence under Article 365 of the Revised Penal Code lies in the
execution of an imprudent or negligent act that, if intentionally done, would
be punishable as a felony. The law penalizes thus the negligent or careless
act, not the result thereof. The gravity of the consequence is only taken into
account to determine the penalty, it does not qualify the substance of the
CD Technologies Asia, Inc. 2016
cdasiaonline.com
offense. And, as the careless act is single, whether the injurious result
should affect one person or several persons, the offense (criminal
negligence) remains one and the same, and can not be split into different
crimes and prosecutions.
acEHSI
Thus, for
Estipona .
all intents
and
(Emphasis supplied)
Hence, we nd merit in petitioner's submission that the lower courts erred in
refusing to extend in his favor the mantle of protection afforded by the Double
Jeopardy Clause. A more tting jurisprudence could not be tailored to petitioner's case
than People v. Silva , 4 1 a Diaz progeny. There, the accused, who was also involved in a
vehicular collision, was charged in two separate Informations with "Slight Physical
Injuries thru Reckless Imprudence" and "Homicide with Serious Physical Injuries thru
Reckless Imprudence." Following his acquittal of the former, the accused sought the
quashal of the latter, invoking the Double Jeopardy Clause. The trial court initially denied
relief, but, on reconsideration, found merit in the accused's claim and dismissed the
second case. In af rming the trial court, we quoted with approval its analysis of the
issue following Diaz and its progeny People v. Belga: 4 2
On June 26, 1959, the lower court reconsidered its Order of May 2, 1959 and
dismissed the case, holding:
[T]he Court believes that the case falls squarely within the doctrine of
double jeopardy enunciated in People v. Belga, . . . In the case cited, Ciriaco
Belga and Jose Belga were charged in the Justice of the Peace Court of
CD Technologies Asia, Inc. 2016
cdasiaonline.com
cdasiaonline.com
information (Rule 113, Sec. 9). Another test is whether the evidence
which proves one would prove the other that is to say whether the
facts alleged in the rst charge if proven, would have been
suf cient to support the second charge and vice versa; or whether
one crime is an ingredient of the other. . . .
xxx xxx xxx
The foregoing language of the Supreme Court also disposes of the
contention of the prosecuting attorney that the charge for slight physical
injuries through reckless imprudence could not have been joined with the
charge for homicide with serious physical injuries through reckless
imprudence in this case, in view of the provisions of Art. 48 of the Revised
Penal Code, as amended. The prosecution's contention might be true. But
neither was the prosecution obliged to rst prosecute the accused for
slight physical injuries through reckless imprudence before pressing the
more serious charge of homicide with serious physical injuries through
reckless imprudence. Having rst prosecuted the defendant for the lesser
offense in the Justice of the Peace Court of Meycauayan, Bulacan, which
acquitted the defendant, the prosecuting attorney is not now in a position
to press in this case the more serious charge of homicide with serious
physical injuries through reckless imprudence which arose out of the same
alleged reckless imprudence of which the defendant have been previously
cleared by the inferior court. 4 3
Signi cantly, the Solicitor General had urged us in Silva to reexamine Belga (and
hence, Diaz) "for the purpose of delimiting or clarifying its application." 4 4 We declined
the invitation, thus:
The State in its appeal claims that the lower court erred in dismissing the case, on
the ground of double jeopardy, upon the basis of the acquittal of the accused in
the JP court for Slight Physical Injuries, thru Reckless Imprudence. In the same
breath said State, thru the Solicitor General, admits that the facts of the case at
bar, fall squarely on the ruling of the Belga case . . ., upon which the order of
dismissal of the lower court was anchored. The Solicitor General, however, urges
a re-examination of said ruling, upon certain considerations for the purpose of
delimiting or clarifying its application. We nd, nevertheless, that further
elucidation or disquisition on the ruling in the Belga case, the facts of which are
analogous or similar to those in the present case, will yield no practical advantage
to the government. On one hand, there is nothing which would warrant a
delimitation or clari cation of the applicability of the Belga case. It was clear. On
the other, this Court has reiterated the views expressed in the Belga case, in the
identical case of Yap v. Hon. Lutero , etc., L-12669, April 30, 1959. 4 5 (Emphasis
supplied)
DIHETS
cdasiaonline.com
operation light felonies); 4 6 and (2) when an offense is a necessary means for
committing the other. The legislature crafted this procedural tool to bene t the
accused who, in lieu of serving multiple penalties, will only serve the maximum of the
penalty for the most serious crime.
In contrast, Article 365 is a substantive rule penalizing not an act de ned as a
felony but "the mental attitude . . . behind the act, the dangerous recklessness, lack of
care or foresight . . .," 4 7 a single mental attitude regardless of the resulting
consequences. Thus, Article 365 was crafted as one quasi-crime resulting in one or
more consequences.
Ordinarily, these two provisions will operate smoothly. Article 48 works to
combine in a single prosecution multiple intentional crimes falling under Titles 1-13,
Book II of the Revised Penal Code, when proper; Article 365 governs the prosecution of
imprudent acts and their consequences. However, the complexities of human
interaction can produce a hybrid quasi-offense not falling under either models that of
a single criminal negligence resulting in multiple non-crime damages to persons and
property with varying penalties corresponding to light, less grave or grave offenses.
The ensuing prosecutorial dilemma is obvious: how should such a quasi-crime be
prosecuted? Should Article 48's framework apply to "complex" the single quasi-offense
with its multiple (non-criminal) consequences (excluding those amounting to light
offenses which will be tried separately)? Or should the prosecution proceed under a
single charge, collectively alleging all the consequences of the single quasi-crime, to be
penalized separately following the scheme of penalties under Article 365?
IDTSaC
Jurisprudence adopts both approaches. Thus, one line of rulings (none of which
involved the issue of double jeopardy) applied Article 48 by "complexing" one quasicrime with its multiple consequences 4 8 unless one consequence amounts to a light
felony, in which case charges were split by grouping, on the one hand, resulting acts
amounting to grave or less grave felonies and ling the charge with the second level
courts and, on the other hand, resulting acts amounting to light felonies and ling the
charge with the first level courts. 4 9 Expectedly, this is the approach the MeTC impliedly
sanctioned (and respondent Ponce invokes), even though under Republic Act No. 7691,
5 0 the MeTC has now exclusive original jurisdiction to impose the most serious penalty
under Article 365 which is prision correctional in its medium period.
Under this approach, the issue of double jeopardy will not arise if the
"complexing" of acts penalized under Article 365 involves only resulting acts penalized
as grave or less grave felonies because there will be a single prosecution of all the
resulting acts. The issue of double jeopardy arises if one of the resulting acts is
penalized as a light offense and the other acts are penalized as grave or less grave
offenses, in which case Article 48 is not deemed to apply and the act penalized as a
light offense is tried separately from the resulting acts penalized as grave or less grave
offenses.
The second jurisprudential path nixes Article 48 and sanctions a single
prosecution of all the effects of the quasi-crime collectively alleged in one charge,
regardless of their number or severity, 5 1 penalizing each consequence separately.
Thus, in Angeles v. Jose , 5 2 we interpreted paragraph three of Article 365, in relation to
a charge alleging "reckless imprudence resulting in damage to property and less
serious physical injuries," as follows:
[T]he third paragraph of said article, . . . reads as follows:
CD Technologies Asia, Inc. 2016
SCADIT
cdasiaonline.com
When the execution of the act covered by this article shall have only
resulted in damage to the property of another, the offender shall be
punished by a ne ranging from an amount equal to the value of said
damage to three times such value, but which shall in no case be less than
25 pesos.
The above-quoted provision simply means that if there is only damage to property
the amount xed therein shall be imposed, but if there are also physical injuries
there should be an additional penalty for the latter. The information cannot be
split into two; one for the physical injuries, and another for the damage to
property, . . . . 5 3 (Emphasis supplied)
By "additional penalty," the Court meant, logically, the penalty scheme under Article 365.
Evidently, these approaches, while parallel, are irreconcilable. Coherence in this
eld demands choosing one framework over the other. Either (1) we allow the
"complexing" of a single quasi-crime by breaking its resulting acts into separate
offenses (except for light felonies), thus re-conceptualize a quasi-crime, abandon its
present framing under Article 365, discard its conception under the Quizon and Diaz
lines of cases, and treat the multiple consequences of a quasi-crime as separate
intentional felonies de ned under Titles 1-13, Book II under the penal code; or (2) we
forbid the application of Article 48 in the prosecution and sentencing of quasi-crimes,
require single prosecution of all the resulting acts regardless of their number and
severity, separately penalize each as provided in Article 365, and thus maintain the
distinct concept of quasi-crimes as crafted under Article 365, articulated in Quizon and
applied to double jeopardy adjudication in the Diaz line of cases.
TaCIDS
cdasiaonline.com
injuries through reckless imprudence which arose out of the same alleged
reckless imprudence of which the defendant has been previously cleared
by the inferior court.
[W]e must perforce rule that the exoneration of this appellant . . . by the Justice of
the Peace . . . of the charge of slight physical injuries through reckless
imprudence, prevents his being prosecuted for serious physical injuries through
reckless imprudence in the Court of First Instance of the province, where both
charges are derived from the consequences of one and the same vehicular
accident, because the second accusation places the appellant in second jeopardy
for the same offense. 5 4 (Emphasis supplied)
CDTHSI
cdasiaonline.com
cdasiaonline.com
As for the Spanish jurisprudence, Cuello Calon, in his Derecho Penal (12th Ed.), Vol. I, p. 439,
has this to say:
Aun cuando de un solo hecho imprudente se originen males diversos, como el hecho culposo
es uno solo, existe un solo delito de imprudencia. Esta es jurisprudencia constante del
Tribunal Supremo. De acuerdo con esta doctrina el automovilista imprudente que
atropella y causa lesiones a dos personas y ademas daos, no respondera de dos
delitos de lesiones y uno de daos por imprudencia, sino de un solo delito culposo.
The said author cites in support of the text the following decisions of the Supreme Court of
Spain (footnotes 2 and 3).
xxx xxx xxx
Si con el hecho imprudente se causa la muerte de una persona y ademas se ocasionan
daos, existe un solo hecho punible, pues uno solo fue el acto, aun cuando deben
apreciarse dos enorden a la responsabilidad civil, 14 diciembre 1931 si a consecuencia
de un solo acto imprudente se produjeron tres delitos, dos de homicidio y uno de daos,
como todos son consecuencia de un solo acto culposo, no cabe penarlos por separado,
2 abril 1932. (Emphasis supplied)
21.E.g., Samson v. Court of Appeals, 103 Phil. 277 (1958); People v. Cano, 123 Phil. 1086
(1966); Pabulario v. Palarca, 129 Phil. 1 (1967); Corpus v. Paje, 139 Phil. 429 (1969).
22.67 Phil. 529 (1939) (affirming a conviction for malicious mischief upon a charge for
CD Technologies Asia, Inc. 2016
cdasiaonline.com
cdasiaonline.com
cdasiaonline.com
cdasiaonline.com
cdasiaonline.com